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Biological Psychology 84 (2010) 304–312

Contents lists available at ScienceDirect

Biological Psychology
journal homepage: www.elsevier.com/locate/biopsycho

Task-dependent neural correlates of the processing of verbal threat-related


stimuli in social phobia
Stephanie Schmidt, Alexander Mohr, Wolfgang H.R. Miltner, Thomas Straube ∗
Department of Biological and Clinical Psychology, Friedrich Schiller University Jena, Am Steiger 3//1, D-07743 Jena, Germany

a r t i c l e i n f o a b s t r a c t

Article history: The neural basis of abnormal processing of phobia-related linguistic cues in individuals suffering from
Received 8 July 2009 social phobia is unknown, particularly in respect to different task conditions. Using event-related
Accepted 7 March 2010 functional magnetic resonance imaging, this study investigated brain activation to phobia-related and
Available online 20 March 2010
phobia-unrelated words in 19 socially phobic patients and 18 healthy control subjects (HC) while sub-
jects had to attend either to social meaning or to grammatical category of words (direct or indirect task).
Keywords:
During the indirect task, patients, compared to HC, showed an increased activation of the amygdala
Social phobia
and orbitofrontal cortex (OFC) in response to phobia-related vs. phobia-unrelated words. Activation of
Words
fMRI
the insula was positively correlated with patients’ symptom severity during the direct task. The results
Attention suggest a specific role of the amygdala and OFC during the processing of verbal phobia-relevant dis-
Amygdala tracting information. In contrast, insula activation seems to be more important for direct processing of
Insula disorder-related words, especially in more severe cases of social phobia.
© 2010 Elsevier B.V. All rights reserved.

1. Introduction 2006; Stein et al., 2002; Straube et al., 2004a, 2005; Yoon et al.,
2007). Additionally, a positive association between amygdala acti-
Individuals suffering from social phobia show exaggerated fear vation and symptom severity in social phobia (Blair et al., 2008;
symptoms in social performance or interaction situations and are Phan et al., 2006), in general anxiety disorder (Monk et al., 2008),
excessively concerned about being negatively evaluated by oth- and in anxiety proneness (Stein et al., 2007b) was found. Taken
ers (DSM-IV-TR; APA, 2000). It has been suggested that biased together, these results support the widely recognized role of the
information processing plays a central role in developing and main- amygdala in the processing of threat-relevant stimuli (Büchel et
taining social phobia (Beck et al., 1985; Clark and Wells, 1995). al., 1999; LeDoux, 1998; Öhman and Mineka, 2001; Straube and
Several studies have shown that individuals with social phobia dis- Miltner, 2006; Straube et al., 2007b).
play an increased sensitivity towards disorder-related cues, such The insular cortex is another region that seems to be impor-
as phobia-related words, aversive facial expressions (for a review tant during threat processing in patients with social phobia (Amir
see Heinrichs and Hofmann, 2001; Hirsch et al., 2006), and also et al., 2005; Etkin and Wager, 2007; Gentili et al., 2008; Straube
aversive prosodic utterances (Quadflieg et al., 2008, 2007). et al., 2004a, 2005; Yoon et al., 2007). Current theories suggest
Even though verbal cues are very prominent in research on that the insula is involved in emotional experiences, particular
information processing biases in social phobia (see Heinrichs and in relation to sensed dangers (e.g. Critchley et al., 2004; Damasio
Hofmann, 2001), primarily the neural correlates of aversive emo- et al., 2000; Straube et al., 2006; Straube and Miltner, 2006) due
tional face processing were investigated by neuroimaging studies to the role of the insula in interoception (Critchley et al., 2004).
(Amir et al., 2005; Birbaumer et al., 1998; Cooney et al., 2006; Craig (2002, 2009) identified different parts of the insula which
McNeil et al., 1995; Phan et al., 2006; Stein et al., 2002; Straube et have different functions in emotion processing. Especially, the right
al., 2004a, 2005; Yoon et al., 2007). Several investigations which anterior insula is related to an increased awareness of bodily states
presented aversive emotional faces showed a relatively stable e.g. arousal states of the organism and is proposed to play a spe-
hyperactivation of the amygdala in patients with social phobia as cial role in anxiety proneness (Craig, 2002, 2003, 2004; Critchley
compared to non-phobic individuals (Amir et al., 2005; Campbell et al., 2004; Paulus and Stein, 2006; Straube et al., 2004a, 2005).
et al., 2007; Cooney et al., 2006; Gentili et al., 2008; Phan et al., Craig (2002) suggested that the insula might provide an integra-
tive centre for the generation of a mental image of one’s physical
state. Posterior and mid-insula receives all homoeostatic input.
∗ Corresponding author. Tel.: +49 3641 9 45 154; fax: +49 3641 9 45 142. This input is re-represented in the anterior insula, which is the
E-mail address: straube@biopsy.uni-jena.de (T. Straube). basis for emotional and motivational states, for example through

0301-0511/$ – see front matter © 2010 Elsevier B.V. All rights reserved.
doi:10.1016/j.biopsycho.2010.03.005
S. Schmidt et al. / Biological Psychology 84 (2010) 304–312 305

forwarding the subjective evaluation of the interoceptive state to The present study investigated the neural system activated
the orbitofrontal cortex (OFC), where hedonic valence is repre- by the processing of phobia-related vs. phobia-unrelated words
sented. Especially the right anterior insula might be involved in in patients suffering from generalized social phobia and in non-
the re-representation of sympathetic activity. Furthermore, insula phobic individuals. Additionally, the attentional focus during the
activation during anxiety-provoking paradigms has been shown presentation of the stimuli was manipulated by using two differ-
repeatedly (e.g. Chua et al., 1999; Lorberbaum et al., 2004; Ploghaus ent task instructions. Subjects were requested to either focus their
et al., 1999; Rauch et al., 1997; Reiman, 1997; Straube et al., 2006, attention onto the social meaning (direct task) or on grammati-
2007a). As pointed out by Paulus and Stein (2006), the insula might cal aspects (indirect task) of each presented word. In particular,
be especially important for understanding anxiety disorders. In the present study aimed to answer the following questions: (1)
contrast to the amygdala, the insular activation seems to be more Is there increased activation of the amygdala, insula, and OFC to
pronounced during more direct or explicit processing of threat- phobia-related vs. phobia-unrelated words in patients suffering
ening stimuli (e.g., Anderson and Sobel, 2003; Gorno-Tempini et from generalized social phobia as compared to healthy controls;
al., 2001; Straube et al., 2004a,b, 2005, 2006; Straube and Miltner, (2) Does the attentional focus modulate brain activation patterns;
2006; Winston et al., 2003; but see Gentili et al., 2008; Lange et and (3) Is symptom severity of social anxiety associated with brain
al., 2003). However, several studies also failed to show an insu- activation?
lar hyperactivation in social phobic patients during the processing
of disorder-related cues or situations (Quadflieg et al., 2008; Stein 2. Materials and methods

et al., 2002; Tillfors et al., 2001). Thus, the effects of experimen-


2.1. Subjects
tal conditions and inter-individual differences in symptom severity
and emotional responses on the activation of the insula are poorly Forty-two right-handed subjects with normal or to normal corrected vision par-
understood. ticipated in the study. Five socially phobic individuals had to be excluded from
statistical analysis due to large head movements (>3 mm) during brain imaging
Some studies suggested that the OFC is also involved in the
(one person), missing manual responses to the stimuli (one person), and being
processing of social cues in social phobia (e.g. Quadflieg et al., outliers concerning the behavioural data (three subjects who were outliers in cor-
2008; Veit et al., 2002; but see Lorberbaum et al., 2004; Tillfors rect responses according to a conventional 2SD outlier criterion). Thus the analysis
et al., 2001). Thus, the relevance of the OFC in aversive information based on 19 individuals diagnosed with generalized social phobia (GSP; according to
processing in socially phobic patients is far from being clear and fur- DSM-IV-TR as well as a SPIN-value above 25; Social Phobia Inventory, German ver-
sion, Sosic, 2003) and on 18 healthy controls (HC) free of any psychopathology and
ther investigations across several stimulus categories are needed.
matched for age (see Table 1) and gender (GSP: 10 females; HC: 9 females; 2 = 0.03;
The OFC seems to be important for emotion regulation (Davidson p > 0.05). GSP underwent a structured clinical interview for the assessment of DSM-
et al., 2000) and might be associated with behavioural inhibition IV-TR Axis I and II disorders (SCID I and II; Fydrich et al., 1997; Wittchen et al.,
(Damasio et al., 2000; Rolls, 2000, 2004), which is strongly asso- 1997) by an experienced interviewer (diploma-psychologist with extended train-
ing in diagnosis and therapy of psychological disorders). Exclusion criteria were
ciated with social phobia. However, the OFC is a heterogeneous
(1) A diagnosis of panic disorder and/or agoraphobia, obsessive-compulsive disor-
region concerning cytoarchitecture, connections, and functions. For der, current alcohol/substance abuse, psychotic disorder, dementia, and primary or
example, a lateral vs. medial distinction of the OFC concerning the secondary major depression; (2) A history of seizures or head injury with loss of
valence of stimuli has been proposed (see Kringelbach and Rolls, consciousness; (3) A severe uncontrollable medical condition; and (4) The use of
2004). The more lateral part of the human OFC is activated dur- any psychotropic medication within the preceding six months. Individuals in the
GSP group suffered from moderate to severe social phobia (severity of social phobia
ing the processing of unpleasant stimuli, whereas the medial OFC
was rated by the experienced interviewer; according to a 7-point scale, whereby
is involved in the processing of pleasant or reward stimuli (see 1 means normal level of functioning and 7 means most severe impairment due
Kringelbach and Rolls, 2004; O’Doherty et al., 2001; Rolls, 2007; to phobic symptoms). Seven GSP also met the criteria of another anxiety disorder
Rolls et al., 2003a,b). Similarly, a posterior–anterior distinction has (specific phobia and generalized anxiety disorder) and one individual was addi-
tionally diagnosed with affective disorder (major depressive disorder, recurrent, in
been suggested with more complex or abstract reinforcers being
full remission). Also the criteria of DSM-Axis II disorders were fulfilled by seven
represented more anteriorly in the orbitofrontal cortex than less- patients (avoidant and dependent personality disorder). Additionally, all partici-
complex reinforcers. pants completed the following questionnaires: SPIN, SCL-90-R (Symptom Checklist,
While there are several findings concerning the processing of German version; Franke, 1995), and BDI (Beck Depression Inventory, German ver-
faces, the neural correlates during the processing of disorder- sion; Hautzinger et al., 1995). GSP showed significant greater scores in all these
questionnaires than HC did (see Table 1). All participants provided written informed
related verbal stimuli have not been investigated in social phobia.
consent for the study. The study was approved by the ethics committee of the
Increased responses to verbal cues would test whether the abnor- Friedrich-Schiller-University Jena.
mal activation in several brain regions, in particular the amygdala,
in response to threat-related faces in socially phobic individuals 2.2. Paradigm
is due to the evolutionary relevance of such stimuli as proposed
The phobia-related words were chosen to cover typical problems concerning
by Öhman and Mineka (2001), or whether the differential activa-
social anxiety. So, the words were related to aspects of public speaking, interpersonal
tion to threatening versus neutral stimuli is also typical in response interaction situations, negative social evaluation and common anxiety symptoms
to verbal information that acquire personal significance during in social phobia. The phobia-unrelated words were related to neutral objects or
ontogenetic learning. However, amygdala activation has been also abstract terms without a social context. In a pilot study, 120 phobia-related and
found during the processing of anxiety-related anticipatory cues phobia-unrelated words were evaluated for unpleasantness, arousal, and anxiety
feelings by 20 non-phobic subjects. Based on these evaluations, 50 phobia-related
(Lorberbaum et al., 2004) and negative self-related information words, which were rated as most unpleasant, arousing, and anxiety-inducing, and 50
(Blair et al., 2008). Furthermore, there is evidence that the pro- phobia-unrelated words, matched with respect to the number of syllables, grammat-
cessing of negative versus neutral words can activate the amygdala ical category (25 nouns and 25 verbs, adverbs, or adjectives for either phobia-related
in healthy subjects (Hamann and Mao, 2002; Isenberg et al., 1999; or phobia-unrelated words) and frequency in German language via the program
COSMAS II (version 3.6.1, Institute for German language, Mannheim, Germany)
Maddock et al., 2003) and in patients with obsessive compulsive or
were selected for the current study (see Supplementary Table). During scanning,
panic disorder (e.g. van den Heuvel et al., 2005), while in specific words were shown in capital letters and in random order (once in each of the two
phobia no amygdala hyperactivation to phobia-related words has scanning-runs) via a back-projection screen on an overhead mirror for 1 s each with
been found (Straube et al., 2004b). Furthermore, the involvement a stimulus onset asynchrony of 4.2 s. This SOA allows exactly a double sampling of
of other emotion-related regions such as the insula and OFC, which the BOLD response (each 1.4 s instead of 2.8 s, the TR, see below), is an effective
interval for event-related designs (according to our previous studies), and allows
have been suggested to be relevant for abnormal information pro- sufficient jittering with parallel strong power per sampling time point. Addition-
cessing in social phobia, in the processing of disorder-related words ally, 50 null events (a fixation cross indistinguishable from the fixation cross seen
in social phobia is unknown. during the inter-stimulus intervals; see Josephs and Henson, 1999) were randomly
306 S. Schmidt et al. / Biological Psychology 84 (2010) 304–312

Table 1
Mean differences between patients with generalized social phobia (GSP) and healthy control subjects (HC) concerning age, symptom severity (SPIN), depression (BDI), and
bodily as well as psychological symptom affliction (GSI, PSDI, and PST from the SCL-90-R [Symptom Checklist]).

GSPM ± SD (range) HC M ± SD (range) t-Value p-Value

Age 23.84 ± 2.79 (20–29) 23.67 ± 2.72 (20–30) 0.19 0.848


SPIN 41.58 ± 7.06 (29–54) 7.94 ± 4.47 (2–16) 17.21 0.000
BDI 12.37 ± 4.68 (2–18) 3.33 ± 3.36 (0–11) 6.77 0.000

SCL-90-R
GSI 53.74 ± 6.87 (34–64) 37.67 ± 7.3 (22–52) 6.89 0.000
PSDI 50.74 ± 6.59 (40–60) 38.28 ± 6.81 (22–51) 5.65 0.000
PST 55.37 ± 7.88 (33–67) 38.83 ± 8.16 (22–58) 6.27 0.000

M = Mean; SD = standard deviation (displayed in parentheses).

intermixed. During word presentation all subjects had to perform one of the two daemon software; http://www.ric.uthscsa.edu/projects/talairachdaemon.html] and
tasks (one task per run). During the indirect task condition, subjects were requested across the whole brain (exploratory analyses). Statistical parametric maps result-
to decide whether the word represents a noun or not. In the direct task condition, ing from voxel-wise analyses were considered statistically significant for clusters
participants were asked to decide if the presented word is related to a social con- that survived a correction for multiple comparisons. For that purpose we used the
text or not. Participants received a written instruction where the definition of social approach as implemented in Brain Voyager (see Goebel et al., 2006; based on a 3D
and non-social words was given and additionally the investigator trained the two extension of the randomization procedure described by Forman et al., 1995). First,
tasks with each participant and answered potential questions. Social words were voxel-level threshold was set at p < 0.005 (uncorrected). Threshold maps were then
defined as words that refer to social situations, such interpersonal interactions and submitted to a ROI- or whole brain-based correction for multiple comparisons. The
confrontations (for example public talks), or feelings and behavioural responses of correction is based on the estimation of the cluster threshold that is the minimal
subjects involved in social situations. Subjects’ behavioural responses, by pressing number of voxels, which are necessary to control for multiple comparisons. The
a button with either the right index or middle finger, were detected via an optic cluster threshold criterion was based on the estimate of map’s spatial smoothness
response box. The order of tasks and the assignment of response buttons to the two (Forman et al., 1995) and on an iterative procedure (Monte Carlo simulation). The
tasks were counterbalanced across individuals. After the scanning session, partici- Monte-Carlo simulation used 1000 iterations in order to estimate the minimum
pants rated all words using a nine-point Likert scale (SAM, Self-Assessment Manikin; cluster size threshold that yielded a cluster-level false-positive rate of 5%. This clus-
Bradley and Lang, 1994) to assess how much each stimulus induced unpleasantness ter size threshold was applied to the statistical maps. The minimal cluster thresholds
(1 = very pleasant, 9 = very unpleasant), arousal (1 = not arousing, 9 = very arousing), for the comparison of GSP vs. HC were 135 voxels for amygdala as well as insula,
and anxiety feelings (1 = not anxious, 9 = very anxious). 162 voxels for OFC, and 378 voxels for whole brain analyses. Finally, correlation
Behavioural data were analysed by repeated measures analyses of variance analyses were conducted between brain activation within the ROIs and symptom
(ANOVA) and subsequent t-tests using the software SPSS (Version 16.0.2, SPSS, Inc.). severity of the individuals with social phobia (as measured by SPIN). In case of
Additionally, variance analyses including BDI-values as a covariate were conducted significant correlation BOLD response of the same voxel was correlated with SPIN-
to control for effects of the depressive mood. For ANOVA and ANCOVA a probability values in HC. The two correlation coefficients were than transformated to Fisher-Z
level of p < 0.05 was considered statistically significant. For better interpretating the by using the formula Z = (1/2) × ln([1 + r]/[1 − r]). Significant differences of the two
results the effect seizes of F- and t-values were calculated. According to F-tests 2 Fisher-Z values were analysed by using the test z = (ZHC − ZGSP )/ (ZHC–ZGSP) whereby

was calculated by using SPSS. Cohen’s d was used to define the effect size of t-values  (ZHC–ZGSP) = ([1/nHC − 3] + [1/nGSP − 3]). The difference between the two correlation
from unpaired t-tests and dz was used to define the effect size of t-values from coefficients is considered significant at ˛ ≤ 0.05 when z is smaller than z5% = −1.65
paired t-tests. These indices were calculated using the software package G*Power (see Bortz, 1999).
(http://www.psycho.uni-duesseldorf.de/aap/projects/gpower) with the following
formula d = (1 − 2 )/, where 1 and 2 are the population means of SP and HC
and  is the standard deviation of the population and dz = (|x–y |)/ x–y , where x–y 3. Results
is the population mean of the difference and  x–y is the standard deviation of the
difference (see Faul et al., 2007). Cohen, 1992 defines d = 0.2, d = 0.5, and d = 0.8 as
“small”, “medium”, and “large” effects, respectively. 3.1. Behavioural data

2.3. Functional MRI 3.1.1. Accuracy


The number of correct responses did not differ between GSP
Scanning was performed in a 1.5 T magnetic resonance scanner (“Magnetom and HC when testing main effects and interactions with a 2 × 2 × 2
Vision plus”, Siemens, Medical Systems, Erlangen, Germany). After a T1-weighted
(Group by Word category by Task) repeated measures ANOVA. Only
anatomical scan, two runs (either indirect or direct task) each consisting of 229 vol-
umes (30 axial slices [thickness = 3 mm, gap = 1 mm, in plane resolution = 3 × 3 mm]) a main effect of Task was found (F[1,35] = 6.30; p < 0.05; 2 = 0.15).
were conducted using a T2*-weighted echo-planar sequence (TE = 93.3 ms, flip During the indirect task condition, all participants answered
angle = 90◦ , matrix = 64 × 64, FOV = 192 mm, TR = 2.8 s). To minimize susceptibil- more correct (98.41 ± 1.34%) than during the direct task condi-
ity artefacts in the OFC the slices were acquired with a tilted slice orientation
tion (97.49 ± 2.09%; d = 0.42). Analysing the percentage of correct
(Deichmann et al., 2003). The first four volumes of each run were discarded from
analyses to ensure steady-state tissue magnetization.
answers with a repeated measures ANCOVA (BDI as covariate)
Functional MRI (fMRI)-data preprocessing and analyses were conducted by reached comparable results. There was only a significant effect of
using BrainVoyager QX (Version 1.8.6; Brain Innovation, Maastricht, The Nether- Task (F[1,34] = 5.14, p < 0.05; 2 = 0.13), too.
lands). Primarily, all volumes were realigned to the first volume in order to minimize
artefacts due to head movements and a slice time correction was conducted. Further
data preprocessing comprised spatial (8 mm full-width half-maximum isotropic 3.1.2. Reaction times
Gaussian kernel) and temporal smoothing (high pass filter: 5 cycles per run; low
pass filter: 2.8 s; linear trend removal). The anatomical and functional images were
Analyses of reaction times with a repeated measures ANOVA
co-registered and normalized to the Talairach space (Talairach and Tournoux, 1988). revealed a main effect of Task (F[1,35] = 18.30; p < 0.05; 2 = 0.34).
Statistical analyses were performed by multiple linear regression of the sig- Reactions were faster in the indirect than in the direct task condi-
nal time course at each voxel. The expected blood oxygen-level-dependent (BOLD) tion (see Table 2). There was also a significant interaction of Task
signal change for each event type (predictor) was modeled by a canonical hemody-
by Word category (F[1,35] = 35.72; p < 0.05; 2 = 0.51) which was
namic response function. The phobia-related and phobia-unrelated words during
either the direct or the indirect task condition were defined as events of interest based on increased reaction times to phobia-related in compar-
and motion correction parameters as events of no interest. Statistical comparisons ison to phobia-unrelated words during the indirect (t[36] = 4.44;
were conducted using a mixed effect analysis, which considers inter-subject vari- p < 0.05; dz = 0.73) and a faster reaction to phobia-related than
ance and permits population-level inferences. Firstly, voxel-wise statistical maps to phobia-unrelated words during the direct task (t[36] = 4.58;
were generated and the relevant, planned contrasts of predictor estimates (beta-
weights) which were computed for each individual. Secondly, a random effect
p < 0.05; dz = 0.75). There were no significant interactions of Group
group analysis of these individual contrasts was performed. Analyses were con- by Word category (F[1,35] = 1.63; p > 0.05; 2 = 0.04) or Group by
ducted for specific ROIs [amygdala, insula, and OFC defined with the Talairach Word category by Task (F[1,35] = 1.98; p > 0.05; 2 = 0.05).
S. Schmidt et al. / Biological Psychology 84 (2010) 304–312 307

Table 2 Table 4
Reaction times to phobia-related and phobia-unrelated words in patients with gen- Differential brain activation in phobic (GSP) > non-phobic (HC) individuals in
eralized social phobia (GSP) and healthy control subjects (HC) during the direct and response to phobia-related > phobia-unrelated words during the indirect task in the
indirect task (in ms; for details see text). ROIs.

GSP HC ROI Side GSP > HC/phobia-related > phobia-unrelated

Direct task Talairach


Phobia-related 865.26 (133.88) 865.85 (128.63)
Phobia-unrelated 906.34 (161.62) 904.32 (143.82) x y z Size t-Value

Indirect task Indirect task


Phobia-related 848.54 (157.96) 794.48 (103.00) Amygdala L −21 −4 −17 256 3.37
Phobia-unrelated 811.47 (137.74) 784.57 (100.21) OFC R 24 17 −14 515 4.23

Mean and standard deviation (displayed in parentheses). L = left; R = right; OFC = orbitofrontal cortex; size = number of 1 mm × 1 mm × 1 mm
voxels (activation threshold: p < 0.005, corrected).

Additionally ANCOVA analyses (with BDI as covariate) revealed


difference did not occur for phobia-unrelated words (unpleasant-
slightly different results. The main effect of Task (F[1,34] = 1.34;
ness: t[36] = 0.10; p > 0.05; arousal: t[36] = −0.29; p > 0.05; anxiety:
p > 0.05; 2 = 0.04) did not reached significance whereas the interac-
t[36] = −0.41; p > 0.05). Additionally ANCOVA analyses (with
tion of Task by Word category remained significant (F[1,34] = 25.47;
BDI as covariate) yielded comparable results: significant effect of
p < 0.05; 2 = 0.43). Furthermore, there was an interaction of Task
Word category (unpleasantness: F[1,34] = 70.45; p < 0.05; 2 = 0.67;
by Word category by Group (F[1,34] = 7.90; p < 0.05; 2 = 0.19).
arousal: F[1,34] = 21.46; p < 0.05; 2 = 0.39; anxiety: F[1,34] = 55.74;
This was due to differential reaction times to phobia-related vs.
p < 0.05; 2 = 0.62) as well as significant interaction of Group by
phobia-unrelated words during the indirect task condition between
Word category (unpleasantness: F[1,34] = 64.51; p < 0.05; 2 = 0.66;
GSP and HC. The difference between the two word categories
arousal: F[1,34] = 14.00; p < 0.05; 2 = 0.31; anxiety: F[1,34] = 40.71;
was greater in GSP (phobia-related: 848.54 ± 36.27 vs. phobia-
p < 0. 0.05; 2 = 0.55).
unrelated: 811.47 ± 28.18; ANCOVA-corrected values; dz = 1.12)
than in HC (phobia-related: 794.48 ± 26.04 vs. phobia-unrelated:
3.2. fMRI-data – indirect task
784.57 ± 20.23; ANCOVA-corrected values; dz = 0.42). Finally, there
was a significant interaction of Task by Word category by BDI
3.2.1. Interaction Group by Word category
(F[1,34] = 5.87; p < 0.05; 2 = 0.15) indicating that BDI-scores inter-
When comparing the BOLD response of phobia-related vs.
act with reaction times depending on task condition and word
phobia-unrelated words during the indirect task condition,
category.
increased activation in the amygdala and OFC in GSP as compared
to HC was found. Thus, a cluster in the left amygdala (peak voxel
3.1.3. Rating data Talairach coordinates: x = −21; y = −4; z = −17; size = 256 mm3 ; t-
Analyses of post-scanning unpleasantness, arousal, and anxiety value = 3.37; d = 4.41) was stronger activated in GSP (see Fig. 1a).
ratings (see Table 3) showed a main effect of Word category Furthermore, there was an increased activation in the right
(unpleasantness: F[1,35] = 439.77; p < 0.05; 2 = 0.93; arousal: OFC (peak voxel Talairach coordinates: x = 24; y = 17; z = −14;
F[1,35] = 99.11; p < 0.05; 2 = 0.74; anxiety: F[1,35] = 270.14; size = 515 mm3 ; t-value = 4.23; d = 5.64; see Fig. 1b). However, there
p < 0.05; 2 = 0.89) indicating that all participants rated phobia- was no effect in the left or right insula. Table 4 summarizes the
related words as more negative (phobia-related: 6.27 ± 1.00 vs. statistics for significant effects. Finally, exploratory analyses of
phobia-unrelated: 4.85 ± 0.17; dz = 1.42), more arousing (phobia- brain activation did not reveal significant differential brain activa-
related: 5.90 ± 1.34 vs. phobia-unrelated: 4.23 ± 0.60; dz = 1.22), tion between GSP and HC. Additional comparison of BOLD response
and more anxiety-inducing (phobia-related: 3.87 ± 1.91 vs. to phobia-unrelated > phobia-related words between GSP and HC
phobia-unrelated: 1.10 ± 0.18; dz = 1.46) than phobia-unrelated yielded no significant differences in the ROIs or whole brain in an
words. There was also an interaction of Group by Word cate- exploratory analysis.
gory (unpleasantness: F[1,35] = 182.78; p < 0.05; 2 = 0.84; arousal:
F[1,35] = 32.40; p < 0.05; 2 = 0.48; anxiety: F[1,35] = 92.39; p < 0.05; 3.2.2. Correlation analysis
2 = 0.73). Post hoc t-tests revealed that GSP rated phobia-related There was no association between symptom severity of the
words as more negative (t[36] = 13.25; p < 0.05; d = 5.23), more patients with social phobia and activation to phobia-related vs.
arousing (t[36] = 6.40; p < 0.05; d = 6.48) and more anxiety-inducing phobia-unrelated words in any brain region.
(t[36] = 9.56; p < 0.05; d = 3.41) than HC did. Such a significant group
3.3. fMRI-data – direct task
Table 3
Post-scanning rating data of unpleasantness, arousal, and anxiety to phobia-related 3.3.1. Interaction Group by Word category
and phobia-unrelated words by patients with generalized social phobia (GSP) and To answer the question of differential activation between GSP
healthy control subjects (HC).
and HC, a between-group analysis was conducted for the con-
GSP HC trast phobia-related > phobia-unrelated words. This comparison
Unpleasantness revealed no differential brain activation in the ROI or exploratory
Phobia-related 7.15 (0.19) 5.37 (0.14) analysis. There were also no significant cluster in the ROI or in the
Phobia-unrelated 4.85 (0.47) 4.85 (0.31) exploratory analyses when contrasting phobia-unrelated > phobia-
Arousal related words.
Phobia-related 6.84 (0.58) 4.76 (0.61)
Phobia-unrelated 4.25 (0.47) 4.18 (1.35)
3.3.2. Correlation analyses
Anxiety Although the factorial analysis showed no differential effect
Phobia-related 5.44 (1.24) 2.11 (0.70) in the insula, activation to phobia-related vs. phobia-unrelated
Phobia-unrelated 1.11 (0.19) 1.08 (0.18)
words in the right insula was positively correlated with symp-
Mean and standard deviation (displayed in parentheses). tom severity of the individuals with social phobia (peak voxel
308 S. Schmidt et al. / Biological Psychology 84 (2010) 304–312

Fig. 1. Differential brain activation during the indirect task condition. Patients with generalized social phobia (GSP) display an enhanced activation in the left amygdala (a)
and the right orbitofrontal cortex (b) as compared to healthy control subjects (HC; phobia-related > phobia-unrelated words). Statistical parametric maps are overlaid on a T1
scan (radiological convention: left = right). The plots at the right side display contrasts of parameter estimates (phobia-related vs. phobia-unrelated words; mean ± standard
error for maximally activated voxel).

Fig. 2. Brain activation in the right insular cortex correlated significantly with symptom severity as measured by SPIN (Social Phobia Inventory) in patients with generalized
social phobia (GSP) during the direct task condition and this correlation was significantly greater than the association of SPIN-values and BOLD response in healthy controls
(HC). Statistical parametric maps are overlaid on a T1 scan (radiological convention: left = right). The scatter plot displays the relationship between contrasts of parameter
estimates (phobia-related–phobia-unrelated words) and means of symptom severity separately illustrated for GSP and HC.

Talairach coordinates: x = 39; y = −1; z = 4; cluster size = 129 mm3 ; had to be ignored. During the direct task, no differential activation
r = 0.700; p < 0.005; see Fig. 2). The correlation between BOLD between patients and control subjects was found. Nevertheless,
response and SPIN-values in HC revealed no significant associa- activation of the insula was strongly correlated with symptom
tion (r = −0.281; p > 0.005). After Fisher-Z transformation the z-test severity in patients.
indicates a significant difference between the two correlation coef- It is remarkable that the analyses of the fMRI-data in the
ficients (ZGSP = 0.867; ZHC = −0.289; z = −2.73). There was no further direct task condition did not reveal statistically significant differ-
ROI showing an association between symptom severity and brain ences between patients and control subjects. This suggests that
activation. explicit processing of disorder-related words does not distinguish
between phobic and non-phobic individuals. This partially repli-
4. Discussion cates findings of a previous study (Straube et al., 2004a), where
an indirect task produced differential activation in several brain
This study aimed to investigate the neural correlates of the regions including the amygdala during face processing, while the
processing of disorder-related words in patients with generalized direct task condition was associated with differential activation of
social phobia as compared to healthy control subjects under two the insula only. Although the present study did not find a differen-
different task conditions. Results showed increased activation of tial activation between patients and control subjects in the insula
the amygdala and OFC in patients as compared to control subjects during the direct processing of phobia-related words, the insula
during the indirect task, in which the social meaning of the words activation during this task condition was positively correlated
S. Schmidt et al. / Biological Psychology 84 (2010) 304–312 309

with patients’ symptom severity. Thus correlation analysis might to, the phobia-related meaning of words was strongly processed by
emphasize aspects not detected with conventional between-group socially phobic patients during the indirect task.
comparisons. The absence of effects in the between-group compar- There was also an increased activation of the OFC in patients
ison might trace back to differential strategies of coping with words suffering from social phobia as compared to control subjects during
depending on severity of social phobia. Furthermore, there might the indirect task condition which was located rather in the lateral
be a general difference between groups, such as increased baseline part of the OFC. Results for the OFC are partly in accordance with
activation in phobic participants, which prevents the detection of previous studies (Quadflieg et al., 2008; Veit et al., 2002; but see
significant factorial effects. Schneider et al., 1999) and the location of the activation difference
A stronger insular activation during threat-relevant word pro- is in accordance to previous investigations that found a more lat-
cessing could indicate an increased processing of bodily inner states eral part of the OFC involved in aversive emotional processing (for a
especially in more severe cases of social phobia. Several studies review see Kringelbach and Rolls, 2004). In line with this, Quadflieg
have shown an insular involvement in the processing of aversive et al. (2008) showed an involvement of the more lateral OFC in an
emotional cues in specific phobia (Dilger et al., 2003; Straube et indirect as well as in a direct task condition during the processing of
al., 2004b, 2006; Wright et al., 2003; but see Paquette et al., 2003) aversive prosody. The OFC has been proposed to evaluate sensory
as well as in social phobia (Amir et al., 2005; Lorberbaum et al., signals and being involved in affective and behavioural responses
2004; Straube et al., 2004a, 2005; Yoon et al., 2007; but see Furmark (Damasio, 1994; Davidson et al., 2000; Hornak et al., 2003; Kalin
et al., 2005; Stein et al., 2002; Tillfors et al., 2001), and also in et al., 2007; Rolls, 2000, 2004). In healthy subjects, orbitofrontal
other anxiety disorders (Etkin and Wager, 2007; Rauch et al., 1997). responses to angry voices were found to correlate positively with
Taken together, the insula seems to be involved in the processing inter-individual differences in the sensitivity of the behavioural
of phobia-related information in anxiety disorders. Furthermore, inhibition system (Sander et al., 2005). This suggests a strong role
the insular region is proposed to play an important role in the of the OFC in anxious avoidance of punishment. It has been gen-
representation of visceral and autonomic responses to emotional erally proposed (e.g. Damasio, 1994; Frey et al., 2000; Rolls, 2000,
stimuli (e.g. Critchley et al., 2004; Damasio et al., 2000) and the 2004; Rolls et al., 1994) that the OFC is crucial for the representa-
integration of upcoming feelings with other current contingen- tion of reward and punishment guiding learning and behavioural
cies (Craig, 2009). An attentional shift to bodily fear responses is adjustments. For socially phobic individuals, social threat stimuli
often associated with the generation as well as maintenance of represent (potential) punishment which inhibits or disturbs ongo-
anxiety disorders (Clark and Ehlers, 2002) and the internal monitor- ing behaviour. The increased OFC activation in patients during the
ing seems to be an crucial maintaining factor in patients suffering indirect task condition suggests a high automaticity of neural and
from social phobia (Clark and Wells, 1995). Therefore, increased potentially behavioural reactions in social phobia in response to
activation of the insula should be especially pronounced in more verbal threat-related stimuli.
social anxious individuals and rather during explicit processing of The OFC, amygdala, and insula are strongly functionally and
threat-related stimuli when an attentional shift to bodily states is anatomically interconnected (e.g. Ghashghaei and Barbas, 2002;
more evident (Clark and Wells, 1995). Previous studies reported an Meyer-Lindenberg et al., 2005) and are involved in different stages
association of symptom severity with amygdala activation to faces of information processing. These brain regions are assumed to be
(Phan et al., 2006) or with anterior cingulate glutamate/creatine part of an emotion generating/regulating network (e.g. Birbaumer
levels (Phan et al., 2005). Our findings implicate also the role of the et al., 2005; Davidson, 2002; Ochsner and Gross, 2005; Phillips et al.,
insula especially in more severe cases in social phobia. However, 2003; Veit et al., 2002). Several authors have highlighted the impor-
at the moment it remains unclear which experimental conditions tance of the amygdala as well as the prefrontal cortex (PFC) in the
are associated with the relation between symptom severity and neural circuitry of emotion processing (e.g. Birbaumer et al., 2005;
activation in different brain areas. Bishop, 2007; Davidson, 2002; Deckersbach et al., 2006; Drevets
In contrast to the direct task, the indirect task condition revealed et al., 2008; Hariri et al., 2003; Ochsner and Gross, 2005) and a
differential activation between socially phobic patients and control hyperactivation of this brain circuit was already shown in social
subjects in the amygdala and OFC. These activations, however, seem phobia and has been put in the context of increased processing
to be associated with more general differences between control of feedback from the autonomic, musculoskeletal, and endocrine
subjects and patients suffering from social phobia, since there was system to cortical areas leading to adequate emotional responses
no correlation between activation in these regions and patients’ (see Veit et al., 2002). In a recent study with healthy subjects,
symptom severity. The observed activation in the amygdala is in Stein et al. (2007a) investigated functional connectivity between
accordance with previous studies that showed increased amygdala several emotion-related regions. They found a strong functional
responses to negative emotional facial expressions in social phobia connectivity between OFC and amygdala and between the insula
(Amir et al., 2005; Campbell et al., 2007; Cooney et al., 2006; Phan et and amygdala as well. These regions are considered to be part of
al., 2006; Stein et al., 2002; Straube et al., 2004a, 2005; Yoon et al., a ventral stream of emotional cognition as suggested by Phillips
2007). However, the current study demonstrates that the amygdala et al. (2003). The authors hypothesized that the ventral stream
activation is not restricted to the processing of phylogenetic threat- is important in identifying the emotional significance of external
related cues like angry facial expressions. The amygdala has been stimuli and the production of affective states. Additionally, the
proposed as being involved in the rapid detection of threat cues ventral stream seems to be important in regulating and medi-
and in the mediation of bodily fear responses (Büchel et al., 1999; ating autonomic responses to emotional stimuli (see Phillips et
LeDoux, 1998; Öhman and Mineka, 2001; Straube and Miltner, al., 2003). Moreover, Ochsner and Gross (2005) accentuated the
2006). In addition, several studies reported differential amygdala role of the ventral PFC/OFC in cognitive control processes which
activation rather during indirect than during direct or explicit pro- were directed to subcortical areas (including the amygdala) dur-
cessing of threat-related stimuli (Critchley et al., 2000; Keightley ing emotional processing. This top-down mediation is said to be
et al., 2003; Lange et al., 2003; Straube et al., 2004a, 2006; but see important when associations between outcomes and preceding
Anderson and Sobel, 2003; Gur et al., 2002). In explicit task con- choices or events are learned with the objective to regulate emo-
ditions, a suppression of the amygdala activation by cortical areas tions. In accordance to this the paired hyperactivation of OFC and
is discussed (Etkin et al., 2006; Hariri et al., 2003; Keightley et al., amygdala may indicate an enhanced effort to regulate or medi-
2003; Straube et al., 2007b). Our study also suggests that, although ate emotional responses when verbal phobia-related material is
the social relevance of the stimuli had not to be explicitly attended processed indirectly in social phobia. With a view to our study
310 S. Schmidt et al. / Biological Psychology 84 (2010) 304–312

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