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REVIEWS REVIEWS REVIEWS

421
Understory vegetation as a forest ecosystem
driver: evidence from the northern Swedish
boreal forest
Marie-Charlotte Nilsson1* and David A Wardle1,2

Vegetation research in boreal forests has tended to focus on the tree component, while little attention has been
paid to understory components such as dwarf shrubs, mosses, and reindeer lichens. However, the productivity
of understory vegetation is probably comparable to that of the trees. We review recent research in the boreal
forest of northern Sweden to highlight the ecological importance of understory vegetation, both in the short
term by influencing tree seedling regeneration, and in the longer term by affecting belowground processes
such as decomposition, nutrient flow, and buildup of soil nutrients. Wildfire resulting from lightning strike is
a primary determinant of understory vegetation, and as such is a major driver of forest community and ecosys-
tem properties. Forest management practices that alter the fire regime and the composition of understory veg-
etation may have long-term consequences for both conservation goals and commercial forest productivity.
Front Ecol Environ 2005; 3(8): 421–428

T he forests of the boreal zone have a circumpolar dis-


tribution and dominate the landscape of much of
Scandinavia, northern Russia, Alaska, northern and east-
occupation of the boreal zone, this area has been increas-
ingly affected by humans over the past 200 years; many of
these forests have been subjected to wildfire suppression
ern Canada, and the Great Lakes region of the contigu- and heavily utilized for timber production. For example,
ous United States. Collectively, they comprise 11% of the in Sweden and Finland, 96% of all boreal forests have
Earth’s terrestrial surface (Bonan and Shugart 1989) and, been harvested at least once for timber in the past two
on a global basis, contain a greater amount of stored car- centuries (Östlund et al. 1997).
bon (C) than any other terrestrial biome (Anderson Despite the global importance of boreal forests, they
1991). They also have a vital global role in serving as a have attracted less attention from ecologists than have
sink or source of atmospheric CO2 (Goodale et al. 2002). temperate and tropical forests, presumably because the
Boreal forests have a characteristic vegetation structure, boreal forest supports a much lower human population
consisting of a tree layer and an understory of short density. The vast majority of published ecological work
woody ericaceous shrubs (dwarf shrubs) and, frequently, from the boreal zone has focused on larger organisms,
mosses and lichens. As such, they support a unique biota such as trees and vertebrates, while the understory dwarf
of plant species, fauna, and microflora (Kuuluvainen shrubs, mosses, and lichens that characterize these forests,
2002). Although there has been a long history of human have usually been overlooked. Here we review recent
work carried out in the Swedish boreal forest, and present
this as a case study to show the importance of understory
In a nutshell: vegetation as a driver of the functioning of the boreal for-
• Traditionally, ecologists have paid little attention to the under-
story component of the boreal forest
est. We discuss the key role of this vegetation in influenc-
• Studies from northern Sweden show that key forest understory ing community and ecosystem properties, both above-
components can drive forest regeneration, belowground prop- ground (eg forest tree regeneration and productivity) and
erties, and long-term forest succession belowground (eg decomposer processes and nutrient
• Wildfire is a major determinant of understory vegetation com- cycling), and use this information to demonstrate the
position and therefore indirectly drives the ecological effects of
this vegetation
importance of understanding the ecology of understory
• Understanding understory vegetation ecology has important vegetation for forest management.
implications for both conservation and production-oriented
forest management
 Swedish boreal understory vegetation
There are three main components of understory vegeta-
1
Swedish University of Agricultural Sciences, Faculty of Forest tion in northern Swedish boreal forests (particularly
Sciences, Department of Forest Vegetation Ecology, SE-901 83 those on well-drained humus): ericaceous dwarf shrubs,
Umeå, Sweden *(Marie-Charlotte.Nilsson@svek.slu.se); 2Landcare feather mosses, and reindeer lichens. The three most
Research, PO Box 69, Lincoln, New Zealand abundant dwarf shrub species are bilberry (Vaccinium

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Understory vegetation as a forest ecosystem driver M-C Nilsson and DA Wardle

422 (a) (c)

Figure 1. The three most abundant ericaceous dwarf shrub


species in the Swedish boreal forest: (a) bilberry (Vaccinium
myrtillus); (b) lingonberry (Vaccinium vitis-idaea); and (c)
black crowberry (Empetrum hermaphroditum).

(b) increasing time since fire disturbance (or with increasing


fire-return interval), the dwarf shrub layer changes from
being dominated by lingonberry and bilberry to being
dominated by black crowberry (Sirén 1955; Wardle et al.
1997) and increasing biomass of feather mosses (DeLuca
et al. 2002a). In the absence of competition from dwarf
shrubs and feather mosses, it is common for the ground to
be covered by reindeer lichens; this often occurs in nutri-
ent-poor conditions and sometimes in early succession. In
the prolonged absence of fire disturbance, replacement of
lingonberry and bilberry by black crowberry is accompa-
nied by an ecosystem retrogression or decline phase
(Wardle et al. 2004) that also involves reductions in tree
biomass and productivity, and changes to several below-
ground properties (Table 1).

Table 1. Retrogressive successional trends in above-


ground and belowground properties that occur in the
prolonged absence of fire in the Swedish boreal forest
Response variable Trend
Aboveground Abundance of bilberry and lingonberry I
myrtillus), lingonberry (Vaccinium vitis-idaea), and black properties Abundance of black crowberry I
crowberry (Empetrum hermaphroditum; Figure 1). The Tree biomass and productivity I
moss layer is dominated by feather moss (Pleurozium Ratio of ericaceous shrub biomass to
schreberi) and stair-step moss (Hylocomium splendens), tree biomass I
while the lichen component consists mostly of Cladina or Feather moss abundance I
Cladonia. The dominant tree species are Norway spruce Belowground Polyphenol concentration in soil I
(Picea abies), Scots pine (Pinus sylvestris), and birches properties Decomposer microbial biomass `
(Betula pubescens and Betula pendula). The relative abun- Litter decomposition rate `
dance of all of these species is determined by a range of Soil carbon sequestration I
abiotic and biotic factors that are in turn frequently dri- N mineralization rate I
ven by the successional stage of the ecosystem. Mineral N concentration I
The main ecological determinant of successional stage Ratio of mineral N to dissolved organic N I
Symbiotic N fixation in mosses I
is wildfire induced by lightning strike, and the majority of
Sources of information are Zackrisson et al. 1996, 2004; Wardle et al. 1997, 2003a; and
these forests are affected by recurrent fires (Zackrisson DeLuca et al. 2002a. Upward arrows indicate an increasing trend over time; downward
arrows indicate a decreasing trend.
1977; Niklasson and Granström 2000). Typically, with

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M-C Nilsson and DA Wardle Understory vegetation as a forest ecosystem driver

 Understory vegetation effects on associated (a) 423


organisms
Relatively little research has been carried out on the
effects of understory dwarf shrubs and mosses on tree
seedlings in boreal forests, probably because these under-
story components represent a relatively small proportion
of the total forest plant biomass (Figure 2). Although
these components are unlikely to contribute much in
terms of mass effects, their biomass turns over much more
rapidly than does that of the trees with which they co-
exist; measurements of shrub productivity reveal that the
proportion of standing shrub biomass that is replaced each
year is around 62% for bilberry, 39% for lingonberry and
29% for black crowberry (Wardle and Zackrisson 2005). (b) 10
As such, the aboveground net primary productivity of
these shrubs is over half that of the trees (Figure 2). In

Biomass (kg m–2 )


northern Sweden, the standing biomass of the moss com-
5
ponent is comparable to that of the shrubs (Wardle et al.
1997). Although no estimates have been made of their
net primary productivity (NPP) in northern Sweden,
turnover rates of moss segments in Scandinavian boreal 0
trees shrubs mosses trees shrubs mosses
forests are rapid and probably comparable to that of the (c) Unproductive system Productive system
200
shrubs (Økland and Økland 1996). Work in Alaskan
Aboveground NPP (g m–2 yr–1)

boreal forests also points to the high NPP of mosses rela-


tive to that of associated trees (Oechel and van Cleve
1986; Harden et al. 1997; Turetsky 2003). Therefore, 100
despite the relatively low contribution of understory vege-
tation to total standing biomass, their high turnover rate
suggests that they produce a substantial proportion of the 0 trees shrubs trees shrubs
annual litterfall that is returned to the soil, and contribute Unproductive system Productive system
substantially to total annual ecosystem nutrient uptake.
As such, they have the potential to exert important inter- Figure 2. Productivity and biomass of understory components
ference effects against tree establishment and growth. relative to that of trees. (a) Trees are the dominant biomass
Of the understory components in northern Swedish component of the Swedish boreal forest but shrubs and mosses
boreal forests, the one that arguably has the strongest densely cover the ground surface; (b) and (c) biomass and
negative effect on tree seedling establishment and growth aboveground NPP of trees and understory components on
is black crowberry. Experimental field studies have shown productive and unproductive lake islands in Lapland, Sweden.
that seed germination and seedling growth are vastly Data from Wardle et al. 1997, 2003a.
reduced under black crowberry as compared to other
understory vegetation types (Zackrisson et al. 1995, 1997; and Zackrisson 1992; Nilsson 1994; Nilsson et al. 2000).
Nilsson et al. 2000), and increasing densities of black Charcoal produced during wildfires, which operates as a
crowberry across space and time are frequently associated form of activated C, may also minimize the effects of
with reduced forest tree stand productivity (Zackrisson et batatasin-III on tree seedlings (Panel 1). Allelopathic
al. 1996; DeLuca et al. 2002a; Wardle et al. 2003a). This is effects, similar to those described here for black crow-
likely to be the result of allelopathic rather than compet- berry, might also occur in other forests in which erica-
itive effects of black crowberry. This species produces ceous shrubs form a major part of the understory, such as
very high concentrations of a phenolic compound, has been shown for sheep laurel (Kalmia angustifolia) in
batatasin-III (Odén et al. 1992), that has been shown to Canadian temperate and boreal forests (Mallik 2003;
reduce germination and growth of seedlings when applied Thiffault et al. 2004).
at the concentrations in which it occurs in the soil The interference effects of black crowberry are not just
(Nilsson et al. 2000; Wallstedt et al. 2005). restricted to tree seedlings. For example, ectomycorrhizal
While the issue of allelopathic effects in real ecosys- fungi may also be impaired by black crowberry (Nilsson et
tems has generated controversy (Williamson 1990), it has al. 1993), and humus under black crowberry supports con-
been shown that negative effects of black crowberry on siderably lower levels of decomposer microbes and fauna
tree seedlings are largely mitigated in field plots when than humus under other understory types (Wardle et al.
activated C (which adsorbs polyphenolic compounds 1998a). Furthermore, because of its water-soluble nature
through electrostatic charges) is added to them (Nilsson and persistence (Wallstedt et al. 2005), batatasin-III

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Understory vegetation as a forest ecosystem driver M-C Nilsson and DA Wardle

424 Panel 1. Ecological impacts of charcoal from wildfire van Cleve 1986; Zackrisson et al. 1999) and because myc-
orrhizal hyphae produced by ericaceous shrubs directly
Activated carbon contains electrostatically charged surfaces that
adsorb compounds with polar molecules such as phenolics. take up nutrients from recently dead moss tissue, before
Addition of activated C to soil supporting plants that produce the tree seedlings are able to access them (Zackrisson et
these compounds has been shown to reduce their negative al. 1997). This mechanism may also interfere to a lesser
effect on associated plant species (Nilsson and Zackrisson 1992; extent with the growth of previously established, larger
Nilsson 1994; Callaway and Aschehoug 2000).Wildfire produces seedlings and trees, because although their root systems
charcoal, which is a form of activated C, and forest soils in
northern Sweden typically contain between 900 and 2100 kg ha-1 can access nutrients below the depth of mosses and shrub
of charcoal (Zackrisson et al. 1996). Charcoal collected from roots, the moss–shrub layer is able to increasingly immo-
sites that have recently burnt has been shown to remove the bilize available nutrients over time (Wardle et al. 1997;
phenolic batatasin-III (produced by black crowberry) from aque- Zackrisson et al. 1999; DeLuca et al. 2002a). Note that the
ous solutions, and to promote emergence and growth of tree above mechanisms differ from that described by Carleton
seedlings treated with these solutions (Zackrisson et al. 1996).
Charcoal from older fires does not have the same effects and Read (1991) for Canadian boreal forest species, in
because there is increased physical obstruction over time of the which tree seedling mycorrhizae were able to directly
charcoal surface. Furthermore, addition of charcoal to the soil access nutrients from mosses.
surface at levels known to occur in the field has been shown to
strongly stimulate birch seedling productivity and nutrient acqui-
sition for soil collected from under black crowberry (presum-  Belowground effects of understory vegetation
ably because of its adsorption of batatasin-III), but not for soil
collected from under other ground-cover species (Wardle et al. The three dominant dwarf shrub species in the Swedish
1998b).The surfaces of fresh charcoal also support high levels of boreal forest differ markedly in their ecophysiological
microbial biomass and activity (Zackrisson et al. 1996; Pieti- attributes. Bilberry has short-lived leaves, grows relatively
käinen et al. 2000) and can support greater rates of ecosystem rapidly, and has poorly defended tissues (ie with low levels
level processes driven by components of the soil microflora,
such as decomposition and nitrification (Zackrisson et al. 1996; of active secondary metabolites), while black crowberry
Wardle et al. 1998b; Pietikäinen et al. 2000; DeLuca et al. 2002b). produces long-lived leaves, usually grows slowly, and has
It has been suggested that the increased dominance of black well defended tissues. The attributes of lingonberry are
crowberry, and associated diminished activity of charcoal with intermediate between these two. Consistent with these
increasing time since burning, contributes to diminished forest species-specific differences, black crowberry produces poor-
tree productivity and biomass, as well as reducing the rates of
those soil processes that promote nutrient supplies available to quality litter compared to that produced by the other
plants (Zackrisson et al. 1996). species. Litterbag studies have shown that black crowberry
litter decomposes more slowly and releases less nitrogen (N)
during decomposition than co-existing ericaceous shrub
leaches into nearby waterways during snowmelt, and con- species (Wardle et al. 2003a,b) and most tree species
centrates in small streams and ponds (Brännäs et al. (Wardle et al. 2003a). Furthermore, a litter-mixing study, in
2004). Short-term experimental studies have shown that which litter from ten over- and understory boreal forest
lethal effects on trout alevins and reduced mobility of species were mixed in all two-way combinations, generally
water fleas (Daphnia spp) were caused by batatasin-III but pointed to black crowberry litter as having the strongest
not by a simpler phenolic compound (Brännäs et al. negative effects out of all species on litter decomposition
2004), thus confirming the specific toxic effect of the rates of associated litter (Wardle et al. 2003b). These below-
bibenzyl structure of batatasin-III (cf. Nilsson et al. 2000). ground effects of black crowberry may impair nutrient sup-
Other understory components in Swedish boreal forests ply rates from the soil and contribute to the adverse effects
also influence tree seedling regeneration and growth, of this species on seedling growth (Nilsson et al. 1999).
although the effects are usually not as strong. For exam- The likely ecosystem-level consequences of dwarf shrub
ple, manipulative field experiments investigating exclu- species are apparent from a study that has been operating
sion of bilberry have shown this species to exert negative for the past 10 years on a series of forested lake islands in
effects on Norway spruce seedlings, although below- northern Sweden (Wardle et al. 1997, 2003a; Wardle and
ground resource competition rather than allelopathy was Zackrisson 2005). These islands represent a retrogressive
probably the mechanism involved (Jäderlund et al. 1997). succession, with different islands representing different
Reindeer lichens do not show negative effects on tree periods of time since last burning. With increasing time
seedlings, and seedlings planted into ground dominated since the most recent fire disturbance, early successional
by lichens show vastly superior growth to those planted species such as bilberry and Scots pine are replaced by
within other ground-layer vegetation (Steijlen et al. later successional species such as black crowberry and
1995; Zackrisson et al. 1995). Meanwhile, seedlings Norway spruce. Domination by black crowberry on these
planted into dense feather moss layers typically establish islands is associated with high concentrations of polyphe-
and grow very poorly, despite the ability of mosses to nolic compounds in the humus, and this in turn appears
retain moisture (Steijlen et al. 1995). There is evidence to contribute to reduced soil microbial activity, lower
that this adverse effect of mosses is because they are very decomposition rates, reduced availability of soil N,
effective in absorbing available nutrients (Oechel and increased soil C sequestration and, ultimately, reduced

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M-C Nilsson and DA Wardle Understory vegetation as a forest ecosystem driver

aboveground tree and shrub productivity (a) (b) 425


(Wardle et al. 1997, 2003a). Ongoing manipula-
tive experiments, established in 1996, have
involved repeated experimental removals of all
possible components of the three dwarf shrub
species on plots across each of 30 islands, repre-
senting a wide gradient of time since burning
(Wardle and Zackrisson 2005). These show that
the bilberry and lingonberry have strong posi-
tive effects on litter decomposition, soil micro-
bial activity, and depletion of soil mineral N,
while black crowberry does not. Bilberry and
lingonberry dominate the understory on early
successional rather than late successional
islands, and when they are experimentally
removed from plots, the relationship between
island successional stage and decomposer prop-
erties disappears. This suggests that the rela-

(a) Courtesy of P Lundgren. (b) Courtesy of U Rasmussen.


tionship between successional stage and decom-
poser activity is driven entirely by the types of
ericaceous dwarf shrubs that are present.
Feather mosses produce litter that decom-
poses slowly, and it has been shown that the
rate of mass loss and N release from this litter is
usually slower than that of the trees and dwarf
shrubs with which they co-exist (Wardle et al.
2003b). This often results in a thick layer of
moss litter forming below the live moss portions
and above the humus surface. This layer of litter
is important in retaining moisture and, unlike Figure 3. Micrograph of a section of moss leaf (x 200). (a) Under
the litter of black crowberry, it accelerates the ultraviolet-fluorescence micrograph with a green filter; and (b) under light
decomposition rates of associated litters from microscope. Coiled chains of the cyanobacterium Nostoc are hidden in the
vascular plant species (Wardle et al. 2003b). In leaf under light microscopy, but are readily observed as the red cells under
North American boreal forests, the understory ultraviolet-fluorescence microscopy. From DeLuca et al. (2002b), by per-
mosses have also been found to have important mission of The Nature Publishing Group.
effects, buffering soils against temperature
changes by increasing surface insulation and reducing from field plots in a northern Finnish boreal forest were
incident sunlight, thereby potentially retarding litter found to impair decomposition of bilberry litter in lit-
decomposition rates (Oechel and Van Cleve 1986; terbags, presumably because the litter was subjected to a
Bonan 1991). It has also recently been shown that less favorable microclimate (Stark et al. 2000). The
feather mosses play a fundamental role in regulating adverse effect of grazing of reindeer lichens by reindeer on
ecosystem N input, because the live segments contain the soil microbial biomass and C flow in the soil is proba-
high densities of cyanobacteria that fix atmospheric N bly attributable to alterations in soil microclimate and
into forms available to plants (DeLuca et al. 2002b; Figure reduced moisture availability caused by lichen removal
3). The quantities of N fixed are sufficient to account for (Väre et al. 1996; Stark et al. 2000).
build up of organic N in the soil during succession Succession is characterized by predictable changes in
(DeLuca et al. 2002b), and this fixation is greater in late vegetation composition (Walker and del Moral 2003)
successional than in early successional boreal forests and, in the Swedish boreal forest, vegetation community
(Zackrisson et al. 2004). Although this mechanism is structure generally follows a predictable trajectory in the
undoubtedly important in maintaining the N capital of prolonged absence of fire (Table 1). As succession pro-
the ecosystem, how and when this N is transferred to co- ceeds through to a retrogressive phase, there is increasing
existing dwarf shrubs and trees has yet to be elucidated. domination by black crowberry and feather mosses in the
Reindeer lichens produce litter that decomposes more understory, which creates an unsuitable environment for
slowly than that of most of the vascular plant species with tree seedling establishment. Species such as Scots pine
which they co-exist (Wardle et al. 2003b), and like the and birch, that rely on establishment from seeds, fail to
mosses they form a dense ground cover that impedes soil regenerate in sufficient numbers to maintain those
moisture loss. Experimental removals of reindeer lichens species, and Norway spruce becomes increasingly abun-

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Understory vegetation as a forest ecosystem driver M-C Nilsson and DA Wardle

426 conservation and restoration perspec-


tive have been debated in many
regions that have a natural fire ecology,
including Scandinavia (Niklasson and
Granström 2004). The recent work on
boreal understory vegetation effects
described above provides strong rea-
sons for instituting or retaining forest
management practices that allow and
promote fire in the natural landscape.
Maintaining diversity in species and
ecosystem types at the landscape scale
is probably best encouraged by main-
taining a mosaic of forest stands of
varying times since most recent fire.
Forestry is a primary export industry of
Sweden, and contributes 13% of its total
export earnings (Skogs-styrelsen 2005).
Evidence is emerging that understory
Figure 4. A regenerating forest stand in an area that was clearcut and subsequently vegetation is a major driver of forest
scarified. Ericaceous dwarf shrubs (eg black crowberry) have dominated the condition, both in the short term, by
understory and are likely contributors to the poor regeneration of this forest. affecting tree seedling regeneration, and
Successful regeneration and superior tree growth would require reinstatement of the in the long term, by driving soil
natural fire regime. processes that regulate nutrient supply
for trees. It would therefore appear that
dant because it can regenerate vegetatively and is better the type of understory vegetation present has important
able to tolerate late succesional conditions. During this economic implications. Since fire is a major driver of under-
retrogressive succession, polyphenolic compounds story vegetation composition in the boreal forest it is likely
(largely produced by black crowberry) appear to accumu- that restoration of natural fire regimes in production
late in the soil, retarding microbial activity, decomposi- forestry would be commercially advantageous in the long
tion, and N mineralization (Wardle et al. 1998; DeLuca et term, as well as being beneficial for conservation. The
al. 2002a). This in turn reduces the rate of supply of plant debate about the benefits of fire for Swedish boreal forests
available N from the soil. Carbon accumulates in these has tended to focus on conservation issues rather than com-
soils because decomposition rates decline faster than NPP mercial forest productivity, but there is an increasing aware-
during retrogressive succession (Wardle et al. 2003a). ness of the probable long-term benefits of prescribed burn-
Meanwhile, N accumulates in the soil because of increas- ing for production (Niklasson and Granström 2004). Fire
ing N lock-up by polyphenols and greater rates of biolog- disturbance is likely to benefit production forestry simply
ical N fixation by cyanobacteria over time (DeLuca et al. because it prevents forest ecosystems from entering a long-
2002b; Zackrisson et al. 2004). This pattern of ecosystem term retrogressive succession. Scarification (or shallow cul-
decline can only be reversed through rejuvenation of the tivation) of the soil surface has often been the management
system by wildfire (Zackrisson et al. 1996). tool of choice over prescribed fire in Scandinavian produc-
tion forests, but this may not confer the same benefits to the
 Management implications ecosystem as fire does. In particular, it is less successful than
fire in preventing long-term dominance by those understory
Wildfire is the primary natural disturbance regime in species that suppress seedling regeneration and tree growth,
boreal forests, in both Scandinavia (Niklasson and often leading to reduced forest productivity (Figure 4).
Granström 2000) and elsewhere (Bonan and Shugart
1989). The work described above provides compelling  Conclusions
evidence that this disturbance drives the functioning of
the ecosystem, mainly by determining the composition of Recent studies in the Swedish boreal forest have shown
the understory vegetation. In Scandinavia, the natural fire that understory components such as ericaceous dwarf
regime has been suppressed in recent times, and the prob- shrubs, mosses, and lichens are major community and
able long-term consequence of this is increasing domina- ecosystem drivers. In the short term, they operate as filters
tion of the understory by ericaceous dwarf shrubs and by helping to determine future forest tree species composi-
feather mosses, and corresponding declines in forest tree tion. In the longer term, they serve as major drivers of soil
regeneration and aboveground and belowground ecosys- fertility and thus influence nutrient availability and plant
tem process rates. The use and management of fire from a growth. Their net effect is to drive ecosystem succession,

www.frontiersinecology.org © The Ecological Society of America


M-C Nilsson and DA Wardle Understory vegetation as a forest ecosystem driver

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427
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Nilsson M-C, Wardle DA, and Dahlberg A. 1999. Effects of plant
We thank our colleagues O Zackrisson, G Hörnberg, and litter species composition and diversity on the Boreal forest
T DeLuca for commenting on an earlier version of this plant–soil system. Oikos 86: 16–26.
manuscript. We also thank the funding agencies FOR- Nilsson M-C, Zackrisson O, Sterner O, and Wallstedt A. 2000.
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