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Ann S. Masten and Amy R.

Monn University of Minnesota Twin Cities

Child and Family Resilience: A Call for Integrated


Science, Practice, and Professional Training

Science and practice focused on child resilience there have been surprisingly few efforts to
and family resilience have deep and intertwined integrate these bodies of work. In this paper,
roots, yet there have been surprisingly few efforts we suggest that contemporary developmental
to systematically integrate the theory, findings, systems theory offers a theoretical framework
and implications of these two traditions of work. for integrating these two traditions. Resilience
In this article, the authors discuss parallels in is defined broadly to encompass multiple,
concepts and processes that link the sciences of interacting systems and key components of
child and family resilience and the potential of an integrated approach to child and family
relational developmental systems theory to pro- resilience are delineated, with examples from
vide an integrative framework for understanding recent research. Potential benefits of integration
and promoting resilience in children and fami- for science, practice, and professional training
lies. The authors describe components of an inte- concerned with human resilience are discussed.
grated approach to child and family resilience,
highlighting examples from recent research, and Shared Roots
discuss implications for research, practice, and
professional training. There are striking parallels in the evolution of
resilience concepts and science in the scholar-
ship focused on families and individual children.
Resilience has been conceptualized and stud- Both have roots in general systems theory (von
ied for decades at the level of the individual Bertalanffy, 1968) and clinical fields focused
child (Cicchetti, 2013; Masten, 2013, 2014b) on understanding and treating psychopathology.
and also at the level of the family (Becvar, 2013; Beginning in the 1960s and emerging rapidly in
Goldenberg & Goldenberg, 2013; Walsh, 2006, the 1970s and 1980s, pioneering investigators
2011). The family as an adaptive system and a studying the etiology of mental health and
context for human development has played cen- developmental problems shifted their attention
tral roles in the science on risk and resilience. to individuals in high-risk categories who were
Many parallel concepts have emerged in the doing well and even flourishing, in an effort to
literature on individual and family resilience, improve theory and practice (Masten, 2014a,
and there are numerous processes linking the 2014b). These pioneers recognized early that
two fields, conceptually and in practice. Yet family function and caregiving quality played
central roles in the resilience of high-risk chil-
dren (Masten & Coatsworth, 1998). This early
Institute of Child Development, University of Minnesota,
work generated waves of subsequent research
51 East River Road, Minneapolis MN 55455 (amas- focused on resilience in developmental science
ten@umn.edu). (Wright, Masten, & Narayan, 2013) that high-
Key Words: risk and resilience, protective factors, systems lighted previously neglected positive predictors,
theory, family resilience, stress and coping. outcomes, processes, and goals. This body
Family Relations 64 (February 2015): 5 – 21 5
DOI:10.1111/fare.12103
6 Family Relations

of work had transformative effects on theory, those myriad interactions, from the molecular
research, and practice, resulting in a shift from level to the societal level. Similarly, adaptation
deficit- to strength-based frameworks (Masten, and development of a family reflects many lev-
2011, 2014b). els of interaction within the family and with
Similar transformative effects can be noted the systems the family encounters. In other
in the history of family resilience theory, which words, contemporary systems models assume
shares some of the same roots in general systems that many systems interact or “coact” to shape
theory but also has important and distinctive the course of development in an individual or a
roots in family systems theory and therapy family.
(Goldenberg & Goldenberg, 2013; Nichols, Definitions of resilience in a systems-oriented
2013; Small & Memmo, 2004; Walsh, 2006). conceptual framework underscore the emergent
As noted by Walsh (2011), the concept of family nature of manifested resilience, emphasizing
resilience shifted attention from family as a processes and interactions among interdepen-
resource or protective system for the individual dent systems. Resilience is not construed as a
members of a family to the function of the fam- trait, though numerous individual and family
ily unit as a whole, studied in terms of family attributes are associated with the emergence of
adaptation or maladaptation in the context of positive adaptation in the presence of threats and
adversity and the family processes that sustain elevated risk (DeHaan, Hawley, & Deal, 2013;
family resilience. McCubbin, J. M. Patterson, Masten, 2013). Instead, resilience refers to the
and their colleagues were particularly influential capacity for adapting successfully in the context
in shifting family theory and practice toward a of adversity, typically inferred from evidence
focus on family adaptation to stress (e.g., Boss, of successful adaptation following significant
2001; McCubbin & Patterson, 1982). Akin to challenges or system disturbances. Resilience
the effects of child resilience research, family “in action” can be observed most directly when
resilience theory, research, and therapy spurred the processes of adaptation to a major distur-
a profound shift to strength-based approaches bance are in progress. Yet resilience also can be
(Nichols, 2013; J. M. Patterson, 2002; Walsh, inferred from evidence that the system is “likely”
2006, 2011). to respond well given the resources and adaptive
capabilities available to the system. Efforts to
prepare individuals, families, communities, and
Definitions of Resilience in Dynamic Living other systems for anticipated challenges often
Systems have the goal of building system capacity for
Over the decades, definitions of resilience in sci- positive responses to disturbances.
ences concerned with child and family systems Concomitant with the shift toward increas-
have become more dynamic, multilevel, and pro- ingly dynamic models of resilience, there is
cess oriented in focus, reflecting a broad theoret- growing interest in definitions of resilience and
ical shift toward a relational developmental sys- related concepts that are scalable across system
tems framework in life course human develop- levels of interest and fields of science, not only
mental science and related fields (e.g., Overton, in child and family resilience literatures, but
2013; Zelazo, 2013). This perspective integrates also many other fields, such as ecology (Masten,
ideas from general systems theory, ecological 2011; Masten & Obradović, 2008). Scalable
theory (Bronfenbrenner & Morris, 1998), devel- definitions were particularly motivated by global
opmental systems theory (e.g., Lerner, 2006; challenges, such as disaster, climate change,
Sameroff, 2010), biology (Lickliter, 2013), fam- and war, that call for integrated sciences, prac-
ily systems theory (see Goldenberg & Gold- tices, and policies to prepare for and facilitate
enberg, 2013), developmental psychopathology resilience across interconnected systems. Given
(Cicchetti, 2013; Sroufe, Egeland, Carlson, & this growing interest in scalable definitions,
Collins, 2005), and resilience theory (Cicchetti, resilience can be defined broadly as “the capac-
2013; Masten, 2013, 2014b). ity of a dynamic system to adapt successfully to
From this prospective, human adaptation and disturbances that threaten its function, viability,
development arise from continuous interactions or development” (Masten, 2014a p. 10). This
across many levels of function within individuals definition of resilience could apply to an indi-
as well as between individuals and their envi- vidual, family, computer system, economy, or
ronments. The course of development reflects ecosystem, among other systems. The capacity
Child and Family Resilience 7

of any given system to adapt to challenges integrating resilience science in children and
depends on the function of many interacting, family systems.
changing systems. The resilience of children and
their families are intertwined and also linked to
Positive Adaptation in Children and Families
supports and systems beyond the family in com-
munity, culture, and the physical environment. What does it mean for a system, a child, or
a family to be “doing well” or “OK”? Child
resilience investigators have long recognized
Components of Resilience Frameworks that resilience is inferred from judgments about
in Children and Families risk (discussed further below) and adaptive
Resilience viewed from the perspective of function or development (Luthar, Cicchetti, &
Becker, 2000; Masten & Coatsworth, 1998).
contemporary developmental systems theory
What are the criteria or standards by which we
suggests a framework for integrating distinct
identify whether a person, a family, or any other
traditions of science and practice to forge a more
system is adapting well? What is this system
integrated science and practice on resilience that
“supposed” to be doing? How can we tell if
could encompass the levels of child and family,
things are going well or not? Who decides?
as well as additional, interacting systems. We
Issues in defining positive child devel-
suggest that an integrated framework for child
opment, adaptation, competence, or success
and family resilience requires the following core
have received considerable attention in child
components and integrative processes.
resilience science (e.g., Masten & Coatsworth,
• Definitions of positive adaptation at the level 1998; Wright et al., 2013). These criteria vary
of child and family and processes that link across the life course, historical time, geo-
adaptive function across system levels graphical location, and sociohistorical con-
• Delineation of pathways of adaptive function text. One major approach to the criteria for
in child and family over time and the interplay judging adaptation is positive, focused on
of these adaptive pathways age-related expectations for behavior and
• Identifying promotive processes for adaptive achievement defined by communities and soci-
development in children and families and pro- eties, often termed “developmental tasks”
cesses by which these effects spread across (McCormick, Kuo, & Masten, 2011). Some of
systems these psychosocial or physical milestones reflect
• Identifying risks to positive adaptation or species-typical achievements, such as learning
development for child and family and pro- to walk or talk, whereas others are more specific
cesses by which risk spreads across systems to a culture or time in history, such as learning
• Identifying protective processes that prevent written language or how to hunt bison.
or mitigate adverse effects or boost recovery There is widespread agreement that compe-
from adversity in a child or a family and pro- tence and developmental tasks are multidimen-
cesses by which protective influences spread sional. Some studies of psychosocial resilience
across systems. focus on one particular dimension or compe-
tence domain, such as academic achievement,
Integrated models would consider the pro- whereas others use multiple criteria to define
cesses by which one functional domain and resilience (i.e., doing well in all major develop-
level of a system comes to influence another mental tasks for a given age period).
domain or level over time, such as a change in A second approach for judging adaptation,
family routines altering the behavior or immune defined by low levels or absence of symptoms
function of a child. These processes can be or disorder, stems from the initial focus on chil-
described as “multilevel dynamics” (Masten, dren at risk for psychopathology in the history of
2007) and the effects of these processes could child resilience science. This negative approach
alter the course of development, within a family has been criticized theoretically (e.g., Kaplan,
system, a child, or across generations. Such 1999) and also from a common-sense perspec-
changes have been called “snowball” effects or tive. When asked to think of a person who has
“developmental cascades” (Masten & Cicchetti, shown resilience, most people would not nom-
2010). In the following section, we discuss these inate individuals who manage to avoid illness
components and processes as they pertain to but instead people who succeed in life by criteria
8 Family Relations

important in their culture and time. Nonetheless, In family theory, qualities of effective or adap-
investigators understandably sometimes com- tive families have been described for decades.
pare those who became ill with those who did For example, Pratt (1976) described the “en-
not in an effort to determine what confers “re- ergized family” as responsive, involved, open,
silience” with respect to that disorder. flexible, connected to the community, active in
What does it mean for a family system to be problem solving, and providing age-appropriate
doing well or fulfilling its functions effectively? parenting to their children. Olson et al. (Olson,
McCubbin and Patterson (1983; J. M. Patterson, 2000; Olson & Gorall, 2003) described good
2002) described the desired outcomes of family family function in terms of the circumplex
resilience in terms of success in fulfilling impor- model, in which well-functioning families
tant expected functions of the family. These tasks were balanced on dimensions of cohesion and
included functions such as providing a sense flexibility, in addition to good communication.
of belonging and meaning, affording economic Over the years, effective parenting has also
support, educating and socializing family mem- been described in reference to desirable out-
bers, and protecting vulnerable members of the comes in children, such as school success. The
family (J. M. Patterson, 2002). The effective- construct of authoritative parenting depicts com-
ness or success of a family would then be judged petent parenting in terms of high warmth, effec-
according to these expectations. Again, the cri- tive structure or discipline, and high expectations
teria were multidimensional. (Baumrind, 1966; Steinberg, 2001). Variations
Family research and therapy approaches also were noted in relation to context; for example, in
sometimes use negative criteria to define family a dangerous environment, parents may respond
resilience, usually in regard to interventions to by becoming very strict to protect their chil-
prevent family dysfunction, such as child neglect dren (Baumrind, 1996). Other important parent-
or abuse. In this case, family resilience might be ing behaviors associated with academic success,
defined in terms of reduced incidence of mal- at least in developed economies, include talking
treatment, rather than a positive goal of improv- and reading to young children before they enter
ing the quality of family relationships. school (e.g., Hart & Risley, 1995).
Developmental perspectives also are impor-
tant for defining how well a family is doing.
Families form, develop, and change over time, Pathways of Adaptation and Resilience
moving through life cycles related to the devel- The observable pattern, course, or trajectory
opment of individuals within a family and mul- over time of adaptive function in a system –
tiple generations (Goldenberg & Goldenberg, child, adult, or family – is often called a path-
2013; Walsh, 2011). Expected functions of the way. Pathways reflect the combined net influ-
family depend on life cycles of the family and ence of all the interacting systems that shape the
its members. For instance, parents in a family are life course of any specified domain of adaptive
not judged on how well they are rearing children behavior, illustrating the ups and downs of adap-
unless or until children join the family. When tive success by whatever criterion is being con-
an individual or couple in a family has chil- sidered. The adaptive success of an individual or
dren, caring for children becomes a developmen- other system can be plotted over time to show
tal task for the family. Later, socializing children a steady course of positive adaptation, a break-
to behave according to sociocultural norms is a down and recovery, or any other fluctuations in
family task. Some tasks are cultural and some are the adaptive course of the system that could be
legal. Failure to meet expectations can result in related to changing risks, resources, vulnerabil-
criticism, legal action, or both. ities, or protective processes. Theoretical path-
Family responsibilities, however, extend be- way models of positive and negative adaptation
yond the well-being and socialization of chil- in the context of acute and chronic risk have been
dren. Effective families have responsibilities portrayed by a number of scholars (e.g., Gottes-
for all individual members and also obligations man, 1974; Masten & Narayan, 2012; Sroufe,
beyond the family itself. Families often are 1997).
expected to support and contribute to their com- Family therapists also describe pathways of
munities, cultures, and other important systems family function as they adapt in the face of chal-
in societies, such as schools or religious organi- lenges or journey through the process of family
zations (Harkness & Super, 2012; Walsh, 2012). therapy (Walsh, 2006). In early descriptions of
Child and Family Resilience 9

families, for example, the metaphor of a roller it grows, providing a “diary” of changing corti-
coaster was used to capture the course of fam- sol levels (pre- and postearthquake) that could
ily adjustment (DeHaan et al., 2013). Hawley be analyzed in trajectories related to earthquake
and DeHaan (1996) described family resilience exposure and posttraumatic symptoms.
in terms of “the path a family follows as it Some of the best examples of family-level
adapts and prospers in the face of stress, both growth curve analyses can be found in preven-
in the present and over time” (p. 293). Fam- tion studies. Investigators at the Oregon Social
ily therapists also have depicted family system Learning Center were early leaders in applying
patterns through timelines with verbal descrip- growth curves to targeted processes in the fam-
tions of events and changing family function ily. For example, they showed through growth
(Hawley & DeHaan, 1996; Walsh, 2011). In one modeling that improvements in parenting, mea-
of the important early articles on their double sured by gold-standard observational strategies,
ABCX model of family crisis and adaptation, predict improvements in child function (G. R.
McCubbin and Patterson (1983, Figure 1, p. 12) Patterson, Forgatch, & DeGarmo, 2010). Sim-
depicted levels of adaptation (from “bonadap- ilarly, Dishion and colleagues (2008) demon-
tation” to “maladaptation”) in relation to time strated that the Family Check-Up intervention
following a family crisis, implying pathways of promotes positive change in observed parenting
adaptation. related to improved behavior in children. These
In individual and family resilience science examples illustrate the possibility of linking
multiple pathways are described reflecting the family to child pathways, an exciting direction
influence of many interactions and variations for future research integrating child and family
among individuals and families as they progress resilience.
through life. There is no single “right path” to
resilience; there are many paths.
Since the beginnings of resilience science, Promotive Processes
qualitative studies of individual cases have been
used to illustrate different pathways. With recent In the literature on resilience in human devel-
advances in statistical modeling techniques, it opment, factors and processes associated with
now is possible to study pathways empirically, adaptive success independent of risk or adversity
through methods such as growth curve modeling level have been distinguished from factors that
and mixed-models or trajectory analysis (e.g., play a demonstrably different role in the con-
Grimm, Ram, & Hamagami, 2011). As a result, text of high risk or adversity (Masten, 2013). The
empirical studies of adaptive and maladaptive former are usually termed “promotive” factors
pathways are emerging, though the studies to or processes (also called assets or resources),
date are limited by the challenges of collecting whereas the latter are termed “protective” fac-
repeated measures of individual or family func- tors or processes. A similar distinction has been
tion that are required to study pathways using recognized in the family literature on resilience
these new strategies. (e.g., Bogenschneider, 1996).
Pathways can be defined at multiple lev- Regardless of risk level, managing everyday
els of adaptive function, including behavioral life and meeting developmental tasks expec-
(e.g., social, cognitive, emotional) and bio- tations for human development require skills,
logical (e.g., stress, immunological, neural, resources, and supports. For healthy develop-
epigenetic) levels. Betancourt, McBain, Newn- ment and overall success in life, children need
ham, and Brennan (2013) analyzed trajectories care, nutrition, skills, health services, learn-
of internalizing symptoms in former child ing opportunities, and many other economic
soldiers. Similarly, La Greca et al. (2013) and social resources. They also need an array
have studied pathways of trauma symptoms of learning, communication, and behavioral
in children following Hurricane Andrew. In skills that depend on brain development and
both studies, a majority of young people socialization. These resources can be viewed
showed response/recovery patterns indicative of as aspects of the general capacity for growth
resilience. Luo et al. (2012) examined pathways and development (see Wright et al., 2013, for
for the stress hormone, cortisol, by sampling a list of examples). Promotive factors for pos-
hair in adolescent girls after the massive 2008 itive development include internal capabilities,
earthquake in China. Cortisol embeds in hair as such as problem-solving abilities, and external
10 Family Relations

resources in a person’s ecology, such as a good Interventions and policies that promote
teacher or school system. healthy development in a child or the family
Families make up the early learning environ- as a system have the potential for spreading
ment in many ways, providing countless hours positive effects over levels and time. The obser-
of interactions that shape the development of vation that “competence begets competence” in
neurocognitive systems and influence the basic human development (Masten, 2011) may well
tools of learning (Galinsky, 2010; Hart & Risley, apply to family units as well as individuals in
1995). These interactions hone basic learning a family. In family theory and practice, family
and adaptive skills, including language, mem- adaptation is viewed as an ongoing process with
ory, attention, social and emotional skills, and developmental changes and challenges, passing
multiple aspects of self-regulation. Coregula- through life cycles where success or failure to
tion by skilled parents scaffolds the development adapt can influence the subsequent function and
of self-regulation skills in children (Thompson, well-being of the family as a unit, as well as
2014). for individual family members (Goldenberg &
Better parenting quality is generally associ- Goldenberg, 2013; Walsh, 2006). Thus, in the
ated with many aspects of future competence lives of children or families, well timed and
in children, including academic achievement, targeted interventions may cascade forward to
social competence, and parenting quality in the influence future adaptation at multiple levels.
next generation (Masten & Coatsworth, 1998; Moreover, these cascade effects can be evalu-
Sroufe et al., 2005). Moreover, intervention ated in terms of costs and benefits to identify the
experiments to improve parenting quality result most cost-effective and strategic approaches to
in improved child outcomes, consistent with a investing in human and social capital.
causal role (G. R. Patterson et al., 2010; Sandler,
Schoenfelder, Wolchik, & MacKinnon, 2011).
Effective families also require resources and Challenges, Disturbances, and Risks
capabilities. Families depend on the skills of The concepts of threats and disturbances also
their internal members and the resources embed- have parallels in resilience studies at the indi-
ded in their social networks of extended kin vidual and family levels, and there is a body
and friends, as well as economic resources from of literature linking risk across these levels.
employment or other sources, government sup- Early child resilience science was focused on
ports, and community resources, including hous- single risk factors (e.g., fetal alcohol exposure,
ing, community safety systems, water and sewer low birth weight, divorce, depressed mother)
systems, and health care systems (Britto, Engle, that forecasted elevated probabilities of specified
& Super, 2013; Harkness & Super, 2012; Lund- undesirable outcomes. Investigators soon real-
berg & Wuermli, 2012). Sociocultural systems, ized that risk factors often co-occur or pile up in
transmitted across generations, provide families a person’s life, and high “cumulative risk” was a
with ways of living, belief systems, and many better predictor of negative outcomes than indi-
other supportive resources. vidual risk factors (Evans, Li, & Whipple, 2013;
Many of the important promotive processes Masten, 2013).
for child and family well-being and development Family resilience scholars also focused on
involve interactions with other systems in their cumulative risk and multiplicity of threats.
communities, societies, and cultures. Economic McCubbin and Patterson (1983) described a
upturns can improve resources and opportunities “pile-up of family demands” in the double
available to communities, families, and children, ABCX model (p. 13). J. M. Patterson (2002)
potentially altering family well-being and par- noted further that families, like individuals, may
enting (e.g., Akee, Copeland, Keeler, Angold, face a chain of interrelated hazards that pile up
& Costello, 2010). Children and families may over time, particularly in situations of chronic
directly benefit from community-level promo- adversity (e.g., prolonged illness, poverty, or
tive factors such as public safety, affordable family violence).
housing, and libraries. In addition, policies that Additionally, challenges faced by individual
support family well-being, such as the earned children and families often are shared (e.g.,
income tax credit or parenting classes, can ben- homelessness and poverty) or interrelated. For
efit children through a variety of indirect pro- instance, in the case of family violence, brutality
cesses. within one dyad often co-occurs with violence
Child and Family Resilience 11

among other family members; domestic violence & Poole, 2012). Child maltreatment can be
poses a risk for child abuse in the same family viewed as a stressor or risk for children and
(Tolan, Gorman-Smith, & Henry, 2006). Seri- their development, but also as an indicator of
ous threats to family effectiveness from internal maladaptive function at the family level. In
(e.g., depressed mother, domestic violence) or most societies, child abuse, domestic violence,
external (e.g., economic recession, natural disas- and neglect of any family member’s needs
ter) sources raise risks for children. Conversely, would indicate that the family is failing to meet
threats to a child pose challenges to the family fundamental responsibilities. Child abuse and
responsible for the well-being of that child. neglect often co-occur with other known risk
For children, the family often is a source or factors, including poverty, domestic violence,
mediator of risk. Families play such a critical unsafe neighborhoods, and poor schools, which
role in child care and socialization that break- can make it difficult to isolate the unique risks
downs in family function represent a serious posed by specific forms of maltreatment.
threat to child development. Divorce, inter- Families also mediate stressors through bio-
parental conflict, or mental illness in parents logical pathways (Repetti, Robles, & Reynolds,
threaten the functional roles of parents for child 2011). “Risky families” characterized by
rearing in addition to whatever direct emotional chronic stress appear to generate immediate
stress is posed for children. Divorce can be a pro- distress in children but also long-term sequelae
longed and complex process punctuated by inter- for health. Repetti et al. (2011) suggested that
parental conflict, economic hardship, changes in these long-term effects are mediated by “allo-
schools or homes, and other adversities that gen- static load” on members of the family. Allostatic
erate stress for children and parents before, dur- load refers to the debilitating consequences of
ing, or after the divorce, sometimes enduring for chronic stress on the body, when the capacity
years (Greene, Anderson, Forgatch, DeGarmo, for adaptive responses to stress is depleted by
& Hetherington, 2012). Extensive research
continuing adversity (McEwen, 1998; McEwen
has documented the role of family in generat-
& Gianaros, 2011). As a result of chronic
ing stress when there is interparental conflict
stress, including family stress, dysregulation
(Cummings, 2006; Cummings, Davies, &
can occur in stress-regulation systems (e.g.,
Campbell, 2000; Kouros, Cummings, & Davies,
hypothalamic-pituitary-adrenal function) or the
2010).
Families also can mediate the exposure of immune system, with lasting effects on health.
children to adversities arising outside the fam- There is growing concern about the long-term
ily, such as economic downturns or problems potential consequences of such stress in early
in the workplace. Elder’s studies of the Great childhood (Shonkoff et al., 2012).
Depression (Elder, 1974/1999) and Iowa farm The idea that family stress can become
crisis (e.g., Elder & Conger, 2000) demonstrated biologically embedded in individual family
how economic recessions disrupt family func- members is an example of dynamic, multilevel
tion, spilling over to affect children. Conger processes that link one level of interacting
et al. (R. D. Conger & Elder, 1994; K. J. Conger, systems (e.g., family function) to another
Reuter, & Conger, 2000) developed the fam- level (e.g., allostatic load in the individual).
ily stress model to account for the processes by Another example is provided by recent research
which family processes mediate effects of eco- linking marital conflict, individual stress reac-
nomic hardship on children through changes in tivity, and child symptoms. Koss et al. (2014)
parent mood, marital interaction, and parenting examined individual biological responses in
behavior. Similarly, war and disasters can dam- two physiological stress systems (cortisol and
age function of families, injuring or harming par- alpha-amylase sampled from saliva) in children
ents outright or generating overwhelming stress (around age 8) who observed video clips of
(Masten & Narayan, 2012). marital conflict. Results suggested complex
One of the greatest threats to child devel- patterns of interaction among stress reactivity
opment in the family context is maltreatment, (in response to the videos), exposure to marital
especially when deterioration of caregiving is conflict, and current and subsequent emotional
combined with outright danger arising within the and behavioral problems. This study reflects a
family, as happens in situations of family-based growing trend of multiple-level assessments by
abuse and neglect (Cicchetti, 2013; Dubowitz investigators studying risk and resilience.
12 Family Relations

A different example is provided by research analogous to emergency services, the airbag in


on prenatal stress in mothers that has been linked an automobile, or administration of antibiotics.
to lasting changes in the fetus, and which has Parents may act to mobilize emergency supports
raised new concerns about the long-lasting con- or special services for their children during a
sequences of maternal stress exposure. Research crisis.
by Yehuda et al. (2010) suggests that prenatal Again, there are notable parallels and interde-
exposure to trauma can alter long-term risk for pendent processes observed in child and family
posttraumatic stress disorder in offspring, most resilience. Families function in diverse protec-
likely through programming of stress-regulation tive roles for children as well as all their other
systems. Results from a study in Finland exam- members. They nurture adaptive systems that lay
ined twins who were in gestation during the the foundation for future resilience in their chil-
Chernobyl nuclear disaster (in nearby Ukraine), dren and pass on the accumulated cultural wis-
which generated widespread fear about radia- dom and practices that also build capacity for
tion exposure, in comparison with twins born a adaptation. The potential in families for protect-
year later, after these fears abated (Huizink et al., ing children and facilitating their resilience make
2008). Differences were observed years later in up important capacity available to children for
stress hormones during adolescence, consistent adaptive responses in adverse contexts. Addi-
with programming effects of maternal stress on tionally, the capability of a family to provide this
fetal development that could result from epige- protective function to members of the family in
netic changes and may endure even into the next the midst of adversity can be viewed as an indi-
generation (Cicchetti, 2013; Meaney, 2010). cator of family resilience.
Serious threats to child well-being and devel- Moderators of risk at the family level have
opment also pose great strain on families. Acci- been identified in terms of protective pro-
dental injury or chronic illness in a child can cesses that mitigate risk or bolster recovery
undermine or disrupt effective family function in in families experiencing major adversities
multiple ways. For example, mothers caring for (J. M. Patterson, 2002; Walsh, 2013). These fam-
chronically ill children have been found to have ily processes often include qualities also identi-
shorter telomere length (Epel et al., 2004), a fied in research on protective factors for individ-
biomarker of allostatic load. Alternatively, exter- ual family members, such as family closeness or
nal experiences of a child in other systems can cohesion, clear communication, comforting rou-
enter the family system; for example, bullying by tines or rituals, and family beliefs or identity that
peers at school “comes home” with the affected convey meaning and hope. There are also protec-
child. tive processes for family resilience that arise in
Research thus supports the assertion that risks relationships beyond the family and other exter-
and threats imposing on child or family function nal protective systems. These include emergency
or their relationships can spread to affect adap- systems to support family effectiveness, provid-
tive function in other systems and levels. How- ing health care, shelter, food, financial aid, and
ever, protective influences and interventions also respite care in crisis nurseries; as well as help
can spread, producing positive change. from religious, cultural, or governmental sys-
tems that step in to help families during difficult
times. Family therapy in a crisis can be viewed
Protective Processes as an intervention to promote resilience in fami-
Protective factors or processes are distinguished lies, serving indirectly to protect children in the
from the function of promotive factors or family.
processes by their special roles in facilitating Multiple protective processes and roles of
adaption in the context of adversity or crisis. The parents have been identified, from the genetic
same adaptive system that generally fosters pos- to the sociocultural level. Parents may pass
itive child or family development may also play along an advantageous set of genes or epige-
a special role under conditions of severe chal- netic marks to their children; there is growing
lenge. Parents, for example, may increase their attention to the role of genetic and epigenetic
level of monitoring or comforting of a child in influences on resilience in children and adults
the presence of a threat. However, there also may (Kim-Cohen & Turkewitz, 2012). Much of the
be protective systems that are only deployed recent work on genetic influences in the fam-
or operate in special ways during a crisis, ily considers gene – environment interactions,
Child and Family Resilience 13

recognizing that parents typically provide genes Family Systems Nurture Adaptive Capacity
and environments, beginning with the prenatal in Children
environment. Parents, either intentionally or Importantly, in addition to their direct roles in
inadvertently, provide varied environments in protecting children from immediate threats, fam-
the womb, at home, at daycare or school, and in ilies nurture an array of adaptive capabilities in
the neighborhood or community as a result of children that build capacity for adaptive devel-
their own biology, competence, education, eco- opment and resilience in the future. This role
nomic resources, successes, and choices. They of families is crucial for intergenerational trans-
may also act to prevent exposure of their children mission of resilience. The following examples
to adversities or intervene to reduce their impact. illustrate several of the most widely implicated
Family therapy and education programs, adaptive systems nurtured in families.
including family life education and parenting
programs, often are designed to help parents Attachment and Cohesion: Emotional Bonding
establish routines, regulate their own emotions and Security. Families provide emotional secu-
and behavior, monitor and discipline their rity and a sense of belonging and connectedness.
children, reinforce positive behaviors in their Secure relationships among family members
children, or some combination of these strate- foster exploration, learning, self-efficacy, and
gies; such changes can alter family, parent, social development in a host of ways delineated
and child function at multiple levels, from a in developmental theory (e.g., Bandura, 1997;
biological level within individuals to individual Bowlby, 1969/1982; Cassidy & Shaver, 2008)
behavior to family interation patterns (e.g., and family theory (Goldenberg & Goldenberg,
Fisher, Gunnar, Dozier, Bruce, & Pears, 2006; 2013; Walsh, 2006, 2011). In the child literature,
G. R. Patterson et al., 2010; Sandler et al., these relationships and functions are described
2011). For example, there is evidence that in terms of attachment bonds that form initially
training foster parents to be more effective can between infants and their caregivers and later
normalize dysregulated stress systems in young with other people in and outside the family. At
children whose biology has been affected by the family level, similar concepts appear in the
stressful experiences (Fisher et al., 2006). form of “cohesion” (circumplex model; Olson,
Although families support child resilience, 2000) and broad constructs of closeness and
family resilience is supported in turn by belonging described as key resilience processes
resilience in communities and societies (Becvar, (e.g., Walsh, 2006).
2013; R. D. Conger & Elder, 1994; Walsh, Secure attachment relationships serve to reg-
2006). Communities provide emergency ser- ulate arousal and stress in children. Biological
vices as well as routine supports to family life, stress responses of young children to a fright-
such as clean water or good schools. The impor- ening stimulus will be attenuated by proximity
tance and multiplicity of roles played by layers to the secure-base figure (Gunnar & Quevedo,
of religious, governmental, and nongovernmen- 2007). Infants reared in neglectful institu-
tal organizations in communities and societies tions with inadequate care and stimulation can
for family and child resilience is dramatically become strikingly apathetic or depressed, taking
evident in the aftermath of mass-trauma events, little interest in their surroundings (Zeanah,
including natural disasters, war, and terrorist Smyke, & Settles, 2006). The importance of
attacks, when resilience at the level of family proximity to a secure base in the form of a
and child interacts with resilience of larger caregiver or other family members for the
socioecological systems (Masten & Narayan, well-being of children and adults is also promi-
2012; Norris, Stevens, Pfefferbaum, Wyche, & nent in the literature on war and disaster (Masten
Pfefferbaum, 2008). There is considerable con- & Narayan, 2012); the observed effects of sepa-
vergence in the recommendations based on field ration are so powerful that disaster planning and
experience and research in this literature for humanitarian relief place a major emphasis on
supporting family and child resilience in these minimizing separations and reuniting families.
situations, ranging from reuniting families and Interventions designed to improve family
restoring family routines, to resuming school function, parenting, or the quality of attachment
and supporting cultural rituals of healing and relationships in families have been developed to
forgiveness (Ager, Stark, Akesson,& Boothby, promote resilience in children at risk for diverse
2010; Masten, 2014a, 2014b). reasons, with considerable success (see Sandler
14 Family Relations

et al., 2011). These include home-visitation a series of studies on family routines and their
programs (e.g., Olds, 2006; see Howard & function. The routines of meals and bedtime,
Brooks-Gunn, 2009), interventions for families for example, help children regulate their behav-
experiencing divorce (e.g., Sigal, Wolchik, Tein, ior and arousal, as well as their hunger and
& Sandler, 2012) or at risk for maltreating wake – sleep cycles. These routines also provide
children (e.g., Lieberman & Van Horn, 2011; a sense of security in the familiar for all family
Toth & Gravener, 2012; see Cicchetti, 2013), members. Chaotic family organization, lacking
and efforts to improve the quality of care in in routines and structure, is often viewed as an
foster families (e.g., Dozier, Peloso, Lewis, indicator of family dysfunction (Evans & Wachs,
Laurenceau, & Levin, 2008; Fisher et al., 2006). 2009).
Many interventions designed to promote child
Meaning Making. Another protective system and family resilience encourage family rituals
implicated by individual and family resilience and routines, such as eating meals together. Fam-
literatures is meaning making and the role ily routines are so important for child function
of belief systems. Belief that life has mean- that, in disaster planning, facilitating family rou-
ing appears to play an important role in the tines is viewed as an essential strategy for pro-
resilience of older children and youth, as well moting the recovery of families, as well as their
as adults faced with severe adversity (Crawford, children (Masten & Narayan, 2012).
Wright, & Masten, 2006; Wright et al., 2013). Attachment relationships, family routines,
Beliefs may be unique to a family or part of a and discipline in the family all serve to foster
cultural or religious tradition. Children learn the development of self-regulation in children
systems of belief directly from parents and also (see Gross, 2007). In a family system, adults
through the activities their families encourage, can serve as external modulators of arousal,
such as religious or cultural education. Walsh emotion, and behavior in young children until
(2006, 2011) argued that shared meaning and they learn to regulate themselves. Beeghly and
beliefs in families play a central role in family Tronick (2011) argued that the mutual coregu-
resilience, providing hope, a sense of coherence lation experienced in infant – parent interactions
and purpose, and reassurance or forgiveness. shapes the regulatory capacity that is important
Family therapists often focus on achieving or later for competence and resilience in children.
restoring a shared sense of meaning in the These interactions include arousal games like
family. In child and family resilience theory, the peek-a-boo and routine soothing when a child
family plays a central role in building, restoring, is injured, frightened, or upset. Children gain
and transmitting belief systems and a protective a sense of mastery and security in the context
sense that life has meaning. of these interactions, learning through gradual
experience how to handle disturbances and
Family Routines and Regulatory Roles. Families recover.
also have a number of regulatory functions in the
lives of children and adult members that serve to Cultural Traditions. Families also convey cul-
foster positive development in very general ways tural practices and affiliations that promote com-
(promotive) and also function to protect chil- petence and resilience (Harkness & Super, 2012;
dren and other family members in the context of Masten, 2014b; Ungar, 2012; Ungar, Ghazinour,
adversity (protective). Walsh (2006) described & Richter, 2013). Religions and other cultural
many roles of rituals and routines in family systems frequently transmitted through fami-
resilience. Among other functions, these prac- lies proscribe rituals and practices for troubled
tices support belief systems and coherence in times and many kinds of spiritual, social, and
families and often connect the family to cultural material support (Crawford et al., 2006; Ungar,
beliefs and practices (discussed further below). 2012; Wright et al., 2013). Religious and other
A family system with children, usually led cultural ties often bring extensive resources to
by one or more parents, develops rules, roles, families, including educational resources and
and routines that serve to maintain the cohe- social support. Cultural organizations can rally
sion and stability of the family as a balanced around families during disasters and other dif-
system and restore family function following ficult times, providing housing, meals, medical
disturbances (Fiese, 2006; Masten & Shaffer, care, financial support, guidance, comfort, and
2006; Pratt, 1976). Fiese (2006) has conducted numerous other resources. Within the family,
Child and Family Resilience 15

faith and a larger sense of purpose function to processes that may be vitally important for
sustain hope and comfort family members as promoting resilience. These include research
they endure adverse experiences (Walsh, 2006). on processes by which stress or competence
spreads through families and generations and
how to initiate positive cascades across lev-
Benefits of Integrated Approaches to Child els or interrupt negative cascades before they
and Family Resilience progress through multiple systems. As noted
Clearly, there are striking parallels in the earlier, intriguing new research is showing the
concepts and processes of child and family possibilities for modeling change in adaptive
resilience and growing interest in how they are function at multiple levels, from the genetic
related. What might be gained from a more to the social-ecological, and delineating the
systematic effort to integrate these distinct processes by which changes in one level or
but interrelated bodies of work, particularly system can alter function at another level.
for efforts to promote resilience? We suggest
three major benefits: (a) advances in theory and Advancing the Practice of Promoting Resilience.
knowledge from assembling scattered pieces of Integrated models of resilience also offer poten-
knowledge into a more cohesive science, (b) tial advancements for practice. A relational
translational advances for practice and policy developmental systems perspective underscores
that illuminate new or more effective strategies the interplay of resilience in individuals and
for tailoring and timing interventions, and (c) other systems generally, and particularly the
better training of scientists and practitioners for interdependence of family and child resilience.
collaborative research and intervention. There is a rich and growing science on pre-
vention and intervention focused on either
Advancing the Science of Resilience. Resilience individual change or family change, aiming to
perspectives had transformative effects on the reduce or mitigate risk and stress, boost pro-
study of risk in children and families, bringing motive influences, and/or mobilize protective
attention to the variation in adaptive function systems (Hawley, 2013; Masten, 2011; Walsh,
among individual and families faced with adver- 2013). The evidence on multilevel change or
sity, and motivating a search for understanding efforts to generate cascades across systems
how some children and families managed so well is more limited, though compelling examples
whereas others floundered. Pioneering investiga- were noted earlier (e.g., Fisher et al., 2006;
tors in both fields realized that key evidence and G. R. Patterson et al., 2010).
processes crucial for understanding adaptation Pooling evidence and expertise could inform
and recovery had been overlooked or omitted policy and practice efforts about what works
from theories about development, psychopathol- best, which system or systems to target, at what
ogy, and intervention. Major waves of theoreti- levels, and when. Given the paucity of data,
cal and empirical work followed as investigators the most important initial benefit may be high-
began to build the science of child and family lighting gaps in intervention evidence. In some
resilience. Yet synthesis across these domains of situations, such as major disasters, it may be
work is limited. crucial to intervene simultaneously at multiple
It is time to integrate these related bodies levels through coordinated actions to generate
of science more systematically to deepen the change or recovery. In other situations, there
understanding of resilience processes that span may be a window of opportunity that opens
system levels. There are some areas of clear in one domain or level of interacting, inter-
overlap with rich data; for example, research on dependent systems, where strategic, targeted
family stress and parenting. But there also are intervention in one system or process can trigger
likely to be “white spots” or neglected areas that changes across multiple domains and levels of
need more research but are difficult to discern function. Living systems show periods of vary-
when the evidence is fragmented. ing plasticity when they are more or less likely
There appear to be ample ways that investiga- to change, some arising from developmental
tors focused on children or family systems could changes and some arising from perturbations.
benefit from the advances in the other area of Assembling a more integrated understanding
study, pooling methods, findings, and expertise, of opportunity windows and potential cascades
while also advancing research on intersystem across systems should illuminate basic resilience
16 Family Relations

processes while also serving to guide the global human and economic capital target the
design of interventions and policies to promote family, ranging from microloans to nutrition
resilience. programs (Britto et al., 2013; Lundberg &
Integrated system perspectives on resilience Wuermli, 2012). Such programs assume that
emphasize the dynamic nature of adaptation in there will be cascading benefits from programs
children, adults, and families and the role of to family and child and, eventually, to the com-
many other systems in their resilience. This munity or society as a whole. Contemporary
does not mean that a given intervention should efforts to promote resilience in high-risk chil-
address all systems, which is impossible and dren from inner-city neighborhoods and address
impractical, but rather that the design of inter- achievement disparities may well have reached
ventions would proceed with an awareness of this level of urgency, calling for integrated
the possibility that other systems may be impor- science, policy, and interventions that align
tant in regard to threats and disturbances impos- protective processes in families, schools, and
ing on the child or family, available resources communities (e.g., Tough, 2008).
and protective influences, and possible targets of
change. The location of best leverage for change Advancing Professional Training for Resilience
among interconnected systems can vary with Science and Practice. Finally, we suggest that
development in all the relevant systems, as well integrating models, knowledge, and intervention
as changing circumstances. approaches concerned with resilience in chil-
Most fundamentally, an integrated perspec- dren and families could enhance professional
tive would acknowledge that multisystem exper- training of future scientists and practitioners.
tise is important for designing interventions that It is not feasible for any individual scholar
are well timed and targeted to protect a child, or practitioner to master all of the informa-
adult, or family threatened by adversity and tion or methods that could play key roles in
promote continued adaptation and development. understanding or promoting human resilience.
Some of the most promising interventions men- Collaboration is becoming the norm for basic
tioned in this article brought together experts on and translational research, with teams of experts
different systems or levels of adaptation to pro- coming together with shared respect for the
mote change across systems or in their interac- knowledge and skills each person, sector, or dis-
tions. These include changing the behavior of cipline brings to the table. Specialized training
parents to facilitate adaptive behavior in chil- approaches, journals, scientific conferences, and
dren at a behavioral or biological level or adapt- professional organizations that were effective
ing promising family interventions to diverse in the initial waves of resilience science and
cultural contexts. For instance, improving fos- practice may not be optimal for the integrative
ter care to reprogram stress-reactivity systems in challenges ahead. Innovative and integrative
foster children required knowledge and support conferences, networks, summer schools, and
from experts on the foster care system, parent- other multisystem training and mentoring oppor-
ing, and the stress biology of children (Fisher tunities focused on resilience may be crucial to
et al., 2006). advancing the capacity of future scientists and
It is noteworthy that resilience science and professionals to collaborate in the interest of
practice concerned with disasters, epidemics, better science, policy, and practice.
and other mass-trauma events is moving in an
integrated direction, as are the sciences con-
cerned with global economic and ecological Conclusion
crises (Masten, 2014a). Integrated sciences and The literature on resilience in the adaptation and
interventions are rising in response to situations development of child and family systems is bur-
that call for urgent and coordinated preparation geoning, yet there remains considerable work to
or responses to avert calamity. Humanitarian do on the multilevel processes that link child
agencies concerned with promoting positive resilience with family resilience. New frontiers
development in high-risk regions of the world of research are opening up with advances in tech-
often aim to boost capacity for families strug- nologies and global concerns about resilience in
gling to make it in risky environments. Many individuals and families. Advances in statistics
of the interventions developed by the United are making it possible to model complex system
Nations and the World Bank for improving dynamics and trajectories over time. Research
Child and Family Resilience 17

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