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Antecedents to the Balkan Revolutions of the Nineteenth Century

L. S. Stavrianos

The Journal of Modern History, Vol. 29, No. 4. (Dec., 1957), pp. 335-348.

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Fri Aug 10 13:15:34 2007
ANTECEDENTS TO T H E BALKAN REVOLUTIONS

OF T H E NINETEENTH CENTURY

L. S. STAVRIANOS

T E famous eighteenth-century
Greek scholar Adamantios Korais
describes in one of his letters his
experience when, during the French
Revolution, he applied for a carte de
toil and my long wanderings may not be all in
vain. My book will be written in pure Serbian,
just as this letter, that all Serbian sons and
daughters may understand it, from Montenegro
to Smederevo and the Banat. . . . I shall be
overpaid if any fellow countryman of mine
securite' in Paris. He identified himself says, when the green grass grows over me:
as a Greek, whereupon, he relates, "the "Here lie his Serbian bones! He loved his
people! May his memory be eternal!"2
eyes of everyone present were fixed upon
me, some approached me as if to con- This testament by ObradoviB, as well
vince themselves that a Greek was the as Korais' experience in Paris, raises the
same as any other human."l This inci- question of the survival of the Balkan
dent suggests the extent to which the nationalities. How can one explain the
Balkan peoples, including even the preservation of Greek and Serbian (or
Greeks, had dropped out of sight behind Rumanian, Bulgarian, and Albanian) na-
the "iron curtain" of Ottoman rule. tional consciousness after centuries of
Korais' experience also reminds us of existence in a theocratic, non-national,
another fact which is so obvious that its Moslem empire? Equally important, how
significance is often overlooked-the fact can one explain the active awakening and
that after half a millennium of foreign the revolutionary outbreaks of the Bal-
domination there should have appeared kan peoples during the eighteenth and
an individual who still considered him- nineteenth centuries, culminating in the
self to be a Greek and identified himself destruction of the Ottoman Empire and
as such. the creation of several independent
Korais had his counterparts among the Balkan nation-states?
other Balkan peoples. There was, for We are confronted here with two ques-
example, Dositej ~bradovi;, the founder tions that are related and yet quite dis-
of modern Serbian literature. When tinct. The one has to do with passive
ObradoviC was in Leipzig in 1783, he survival and the other with active
wrote a letter to a friend in which he ex- awakening. The first is the question of
pressed his deep national feeling and his how the Balkan peoples, during the cen-
determination to aid the national cause: turies following the Turkish conquest,
Here I purpose to remain for a t least a year, were able to resist assimilation, to pre-
and with the help of God and of some kind serve their identity, and thereby to
Serbian I intend to publish in our common maintain a basis or potential for future
Serbian language a book printed in the civil rejuvenation. The second involves the
alphabet that shall be called Counsels of S o u ~ d
Reason, for the benefit of my nation, that my question of the rejuvenation itself-why
2 ObradoviE to Haralampije, Apr. 13, 1783, in
Lettres inkdites de Coray d Chardon de Za Rochetie, G. R. Noyes, The Zqe and adventures of Dimitrije
1790-1796 (Paris, 1877), p. 122. ObradoviC (Berkeley, Calif., 1953),pp. 133, 137.
336 L. S. STAVRIANOS

the Balkan peoples during the eighteenth were illiterate and superstitious. Yet re-
and nineteenth centuries became im- ligion did serve as a barrier between the
bued, one after another, with an active Turks and the Balkan peoples, thereby
sense of national consciousness and a de- reducing the likelihood of assimilation.
termination to win national unity and Furthermore, the Orthodox church rep-
national independence. resented a basic element in Balkan his-
Considering first the survival of torical tradition and helped to keep alive
identity, there can be little doubt that the memories of past independence and
this was greatly aided by the settlement greatness. Finally, the church was the
of the Balkan peoples in compact ethnic repository of the feeble remnants of
blocs. I t is true that during the centuries literacy and culture during the centuries
of Ottoman rule a much larger propor- of darkness.
tion of the total Balkan population was The Orthodox church, it should be
Moslem and Turkish than is the case noted, was able to play as important a
today. Mass convers'on to Islam oc- role as it did because of the toleration, or
curred in Albania, Bosnia, Herzegovina, rather the indifference, of the Turks in
parts of Bulgaria, and the island of matters of religion. They recognized the
Crete. Also Moslem Tatar and Cir- patriarch as the head of the church and
cassian colonies were planted in Bulgaria also as the leader of the Orthodox com-
and the Dobruja, while Turkish settlers munity, or millet. I n fact, the patriarch
dominated eastern and western Thrace was a recognized Ottoman official, hold-
and large parts of Macedonia. Neverthe- ing the rank of vizier and serving as
less, the fact remains that the Christian intermediary between the Orthodox
Balkan peoples never were surrounded or Christians and the imperial government.
outnumbered by Moslem settlements, as Likewise, the Orthodox bishops func-
happened to the Greek communities in tioned in their dioceses virtually as pre-
the interior of Asia Minor. This helped fects over the Christian population as
the Balkan peoples to retain their well as ecclesiastical prelates.
identity, in contrast to many Greek com- Distinction should be made, of course,
munities in Asia Minor that were between paper privileges and actual
gradually assimilated by the surrounding practice. The sultan might confirm the
Turkish mass.3 institutional rights of the church, but
Religious differences between the this was no guarantee against outbursts
Turkish overlord and his Balkan subjects of Moslem fanaticism or arbitrary ac-
also help to explain the survival of the tions by provincial officials. Church
latter. Christianity rested very lightly on property all too often was confiscated
the mass of the Balkan peasantry, who and the clergy humiliated and perse-
cuted. Furthermore, all Christians suf-
On Balkan ethnography see M. E. Pittard,
Les peuples des Balkans (Paris, 1920); T. Kowalski,
fered from various discriminations, in-
"Les Turcs balkaniques," R e w e internationale des cluding a special capitation tax, certain
Gtudes balkaniques, IV (1933, 420-30; and E. restrictions concerning style of dress and
Pittard, "Les peuples que les Turcs ont amen& dans
les Balkans," Revue internationale des Ltudes bal- residence, and the child tribute that was
kaniaues, 11 (1935). . . 195-200. The best study of levied until the seventeenth century.
~ a l k i npopulation movements during the ottoman Despite these handicaps, the fait re-
period is by T. Stoianovich, "L'kconomie balkanique
aux XVIIe e t XVIIIe si&clesn (unpublished doctoral mains that the Balkan Christians never
dissertation, University of Paris, 1952), chap. i. were subjected to systematic or sustained
ANTECEDENTS TO THE BALKAN REVOLUTIONS 337
proselytism. They never experienced the nation-state, the one stimulating and
persecution endured by the Moslems strengthening the other. The growth of
and the Jews in Spain. Had they done so, absolutist monarchies, the appearance of
the religious map of the Balkans prob- a middle class desiring unity and order,
ably would be quite different today. At the development of a central educational
least two sultans did consider seriously system fostering uniformity and co-
the mass extermination of all Christian hesion-all these contributed to the evo-
subjects who refused to embrace Islam. lution of the modern nation-state. This
They were dissuaded by the arguments state was the mold in which the idea of
of their religious advisers as well as by nationalism was given substance, trans-
the prospect of losing the revenue from forming former ducal subjects, feudal
the capitation tax. But it is difficult to serfs, and town burghers into the all-
believe that, if they had proceeded with inclusive nation.
their plan, they would not have been The Ottoman Empire never experi-
substantially successful, given the de- enced such a politiial integration. I t
fenselessness of the Christians and the remained a congeries of peoples, re-
prestige and attraction of Islam a t the General histories of the Orthodox church are
time. presented from different viewpoints in A. D.
If Islam had triumphed in large areas, Kyriakos, Geschichte der orientalischen Kirchen von
1453-1898 (Leipzig, 1902);B. J. Kidd, The churches
it would have involved more than simply of eastern Christendom from A.D. 451 to the present
a shift in the balance of religions. Re- time (London, 1927);A. K. Fortescue, The eastern
ligious affiliation frequently has deter- Orthodox church (London, 1927).For the position of
the Orthodox church and the Orthodox Christians
mined national consciousness in the in the Ottoman Empire see T. H. Papadopoullos,
Balkans. Thousands of Albanians and Studies and documents relating to the history of the
Vlachs became hellenized through their Greek church and people under Turkish domination
(Brussels, 1952); H. Scheel, Die staatrechtliche
membership in the Greek Orthodox Stellung der okumenischen Kirchenfdrslen i n der
church. Likewise, thousands of Greeks alten Turkei: ein Beitrag zur Geschichte der tiirkischen
on the island of Crete considered them- Verfassung und Verwaltung (Berlin, 1942); G. G.
Amakis, "The Greek church of Constantinople
selves Turks and chose to emigrate to and the Ottoman Empire," Journal of modern
Turkey because of their Moslem faith. history, XXIV (September 1952), 235-50; F. W.
This suggests that if a large portion of Hasluck, Christianity and Islam under the sultans
(Oxford, 1929); and T. W. Arnold, The preaching
the Balkan peoples had become Mos- of Islam: a history of the propagation of the Muslim
lems, their national consciousness and faith (London, 1913). The latter work emphasizes
future national development would have the tolerance of the Turks in comparison with the
intolerance prevailing in contemporary Christen-
been fundamentally affected. We may dom.
conclude, then, that the Balkan Chris- 6 A. H. Lybyer, The government of the Ottoman E m -
tians retained their identity because of pire i n the time of Suleiman the Magnijcent (Cam-
the nature of Ottoman religious policy as bridge, Mass., 1913); H. A. R. Gibb and H. Bowen,
well as through the contributions of their Islamic society and the West: a study of the impact of
Western civilization on Moslem culture i n the Near
chur~h.~ East. Vol. I, Islamic society i n the eighteenth century
A third factor that contributed to the (New York, 1950); F. Giese, "Die geschichtlichen
Grundlagen fiir die Stellung der Christlichen Unter-
preservation of the Balkan nationalities tanen in osmanischen Reiches," Islam, X I X (1931),
was the flabby political organization of 264-77; M. Braun, "Turkenherrschaft und Turken-
the Ottoman E m ~ i r eWith
. ~ the advent kampf bei den Balkanslawen," W e l t als Geschichte,
VI (1940), 124-39; and S. N. Fisher, "Ottoman
of the Renaissance, western Europe feudalism and its influence upon the Balkans,"
witnessed the rise of nationalism and the Historian, XV (Autumn, 1952),3-22.
338 L. S. STAVRIANOS

ligions, and conflicting loyalties. The Venetians incited dissension among


typical Ottoman subject thought of him- their subjects deliberately and effective-
self primarily as a member of a guild if ly. They treated the aristocratic land-
he lived in a city or as a member of a owners generously, permitting them to
village community if he lived in the retain their estates and titles. The latter
countryside. If he had any feeling of responded by identifying themselves
broader allegiance, it was likely to be of with their foreign masters rather than
a religious rather than of a political with their own countrymen. On the
character. It was likely to be directed island of Crete the native nobles either
to his millet rather than to his empire. remained neutral or actively supported
Thus the Ottoman Empire differed the Venetians during the peasant revolt
fundamentally from the Western nation- of 1567-73. Likewise, in the Ionian
state. I t was not a cohesive institution Islands the cleavage among the Greeks
commanding the active loyalty and al- was such that the peasants in 1638 re-
legiance of all its subjects. Rather, it volted against their native landowners
was a conglomeration of numerous dis- rather than against the Venetians. This
parate groups that were to a large de- "divide-and-rule7' strategy was so suc-
gree self-centered and self-sufficient.This cessful that its effects continued to be
looseness of Ottoman organization cor- felt long after the Venetians departed.
respondingly decreased the possibility The Turks, by contrast, unwittingly
that the Balkan peoples might be as- strengthened the group solidarity of their
similated by their masters. subjects. They did so by granting a large
The significance of this point becomes degree of communal autonomy, by im-
clear if we compare the rule of the Turks posing regulations separating Moslems
on the mainland with that of the Vene- from non-Moslems, and by exterminat-
tians in the Greek islands and in the ing the native aristocracies. The latter
Peloponnesus. The Venetians levied policy deprived the Balkan peoples of
much heavier taxes, allowed no self- their leaders but also freed them from
government, controlled commerce strict- social differentiation and strife. During
ly, and encouraged proselytism. I n the long centuries of Ottoman rule they
almost every respect their rule was more continued to exist as a peasant mass-
oppressive and more unpopular. Con- separate but relatively homogeneous
temporary observers were nearly unani- and united.
mous on this point. Stephan Gerlach, I t is interesting to speculate how dif-
chaplain of the Habsburg embassy in ferent the course of Balkan history might
Constantinople, noted in his diary in have been if the Turks had followed the
1575 that "the Venetians kept their sub- contemporary Venetian policy of "divide
jects in Cyprus (like the Genoese theirs and rule" or the contemporary Western
in Chios) worse than slaves. . . . After policy of forceful religious conformity.
the Turks came, the poor people are Either course would have strengthened
freed of their burden and are equally very considerably their hold over the
but their masters, who had to'- k t e p h a n Gerlochr dess Aeltern Tage-Bticii der
tured them, were caught and sold in ..
von zween . rBmischen Kaysern, ~Maxintilianottnd
Turkey. Rudolpho, beyderseits den Andern dieses Nahmens
. ..
. . an die Ottomanische Pforte . abgefertigien . ..
Venetian was not 'p- Gesandtschafft (Frankfort on the Main, 1674),
pressive but also more threatening. The p. 123.
ANTECEDENTS TO THE BALKAN REVOLUTIONS 339
peninsula. The fact that they adopted revolution. This was particularly true of
neither explains in large part why the the Serbians, whose epic poetry repre-
Balkan peoples were able to retain their sents one of the most artistic creations of
unity and identitye7 European ballad literature. When they
Ottoman state policy, together with narrated the heroic exploits of DuSan and
Ottoman technical backwardness, fos- Kraljevi6 Marko, they felt profoundly
tered heterogeneity not only in adminis- that the sufferings, defeats, and triumphs
tration but also in culture. The Balkan of these medieval figures were those of
peoples were spared the assimilating the nation rather than those of indi-
pressures of the new techniques for mass viduals. The other Balkan peoples had
propaganda and indoctrination. They re- corresponding folk literatures that ex-
mained illiterate, but this made it easier pressed their aspirations and strength-
for them to preserve their languages and ened their national consciousness and
their folk literatures. I t is significant cohesiveness.
that some of the Slavs and Albanians The combination of the above factors
who attended Greek schools in the enabled the Balkan nationalities to exist
eighteenth and nineteenth centuries were for centuries as separate and distinct
so affected by Greek learning and cul- entities. But at the same time they were
ture that they were effectively hellen- comparatively inert until the eighteenth
ized. But an insignificantly small number and nineteenth centuries, when certain
attended such schools, and none at all far-reaching changes created an entirely
attended Turkish schools, for there was new climate in the Balkan world and
no imperial educational system for the ushered in what may be termed the "age
subject Christians. Consequently, the of nationalism."
mass of the people retained their native One of these changes was the decline
tongues. These provided the essential
basis for later linguistic and literary de- 8 Balkan folk literature in general is described i n
A. Ognjanov, Die Volkslieder der Balkanslaven
velopments, which in turn represented (Berlin, 1941); K . Dieterich, "Die Volksdichtung
the cultural prelude to political awaken- der Balkanlander in ihren gemeinsamen Elementen;
ing and action. ein Beitrag zur vergleichenden Volkskunde," Zeit-
schrift des Vereins fiir Volkskunde, X I 1 (1902),
The Balkan peoples also retained their 145-55, 272-91, 403-15; G. A. Megas, " L a civilisa-
folk literatures, which contributed vital- tion dite balkanique: la poCsie populaire des pays
ly to the preservation of national iden- des Balkans," L'hellbnisme contemporain, IV (Janu-
ary-February, 1950), 8-30. For individual countries
tity. The bards who sang of past glories see C. Fauriel, Chants populaires de la Grdce moderne
and heroes were helping to preserve the (2 vols.; Paris, 182425); S. Michaelides, The neo-
consciousness of their peoples and were hellenic folk-music (Limassol, Cyprus, 1948);
D. Subotic, Yugoslav popular ballads: their origin
thereby preparing the way for future and development (Cambridge, England, 1922); G . R .
7 T h e favorable position o f the Balkan peoples Noyes and L . Bacon, Heroic ballads of Servia (Bos-
under Turkish rule in the early centuries is empha- ton, 1913); H. Rootham, Kossovo: heroic songs of
sized b y G . Vernadsky, "On some parallel trends in the Serbs (Oxford, 1920); D. H. Low, The ballads of
Russian and Turkish history," Transactions of the Mark0 Kraljevic (Cambridge, England, 1922);W . A.
Connecticut Academy of Arts and Sciences, X X X V I Morison, The revolt of the Serbs against the Turks
(July 1945)) 25-36; and b y C. Tukin, "Osmanli (1804-1813): translations from the Serbian national
Imparatorlugunda Girit Isyanlari: 1821 Yilina ballads of the period (Cambridge, England, 1942) ;
Kadar Girit" [Cretan revolts i n the Ottoman A. Strauss, Bulgarische Volksdichtung (Vienna,
Empire: Crete t o 18211, Belleten, I X (April 1945), 1895); G. Rosen, Bulgarische Volksdichtungen
163-211. T h e latter work compares Turkish and (Leipzig, 1879); R. S. Patterson, Romanian songs
Venetian administration in Crete and demonstrates and ballads (London, 1919); E. D. Tappe (ed.),
the preference of the inhabitants for the former. Rumanian prose and verse (London, 1956).
340 L. S. STAVRIANOS
of the Ottoman Empire. Beginning with dom. They themselves had no ideology
the late sixteenth century, various fac- or national consciousness. Their ballads
tors combined to undermine Ottoman did not call upon the Christians to rise
strength and effi~iency.~ The Balkan peo- in the name of nationalism and to create
ples were directly affected by the de- independent Balkan states. Instead, they
terioration of the Ottoman imperial glorified local skirmishes and extolled in
structure. They were emboldened by the an extravagant manner the fabulous ex-
manifest weakness of their Turkish ploits and the magnificent trappings of
overlords to make bids for independence. individual guerrilla heroes. These war-
Also, in certain areas they were subjected riors were almost invariably illiterate.
to such anarchy and oppression that they They had no comprehension of the cul-
were literally forced to take up arms in tural and historical traditions of their
self-defense. The outstanding example of respective peoples. A Greek scholar of
this type of action was the uprising of this period relates that when he met the
the Serbs in 1804 against the excesses of renowned guerrilla leader Nikotsaras, he
the janissaries. Ottoman decline stimu- acclaimed his prowess as equal to that of
lated individual as well as mass rebellion. Achilles. Nikotsaras was deeply offended
The bolder peasants, driven to despera- that he should be compared to an un-
tion by the extortion and exploitation, known. "What nonsense is this," he re-
abandoned their plots and took to the plied indignantly, "and who is this
mountains or forests. There they led the Achilles? Did the musket of Achilles kill
perilous but free lives of outlaws. They many?"ll
organized themselves into small bands Despite their limitations, these out-
and robbed a t will. Some confined them- laws did create a tradition of resistance
selves in Robin Hood fashion to the that profoundly influenced the popular
Turks and to the rich Christian oligarchs mind. They also provided a ready-made
and monks, while others were virtually fighting force when various factors which
brigands and pillaged indiscriminately.1° they scarcely comprehended culminated
The chief significance of these in the series of national uprisings in the
"klephts" or "haiduks" or "haiduts," as nineteenth century.
they were called in Greece, Serbia, and Balkan nationalism was stimulated
Bulgaria, respectively, was that they not only by Ottoman decline but also by
kept alive the idea of justice and free- certain economic developments that af-
fected the entire peninsula. Outstanding
The decline of the Ottoman Empire presents a
fascinating and important problem that has not been among these developments was the
studied systematically, a t least in its entirety. A sur- breakdown of the timar landholding sys-
vey of the manifold causes and manifestations of tem established a t the time of the con-
Ottoman decline is given in L. S. Stavrianos, The
Balkans since 1453 (New York, 1958), chaps. viii quest and its replacement with the in-
and ix, which provide a bibliographical introduction finitely more onerous chiflik system.12
to the subject.
l1 K. M. Koumas, Istoria ton artthropinon praxeon
lo A comprehensive study of the Balkan outlaws
is needed. Only restricted studies are available, apo ton archaiotaton clzronorz eos ton hmeron mas
such as G . Rosen, Die balkan Haiduken i m Beitrag [History of the acts of man from the earliest years
zur innern Geschichte des Slawenthums (Leipzig, to our days] (Vienna, 1832), XII, 544.
1878); J. W. Baggally, The klephtic ballads i n relation "The evolution and character of the chifliks
to Greek history, 1715-1821 (Oxford, 1937); P. S. are analyzed in the following works: R. Busch-
Spandonidis, "Le clefte," L'hell6nisme contenzporain Zantner, Agrarverfassung, Gesellschaft und Siedlung
(January-February 1954), pp. 3-18. i n Siidosteuropa i n besonderer Bergcksichtigung der
ANTECEDENTS TO THE BALKAN REVOLUTIONS 34 1
Under the timar arrangement the most the timars. Furthermore, the raias' free-
deserving warriors were alloted fiefs, or dom of movement was in practice
timars, from which they had the right to severely restricted because of chronic in-
obtain certain services and revenues. I n debtedness to the chiflik-owner. Thus the
return the timar-holders, or spahis, were peasants who worked on the chifliks were
required to give military service in time tenants in name but serfs in fact.
of war. They did not possess hereditary The spread of the chifliks15 had pro-
title to their fiefs and could be deprived found ~oliticalre~ercussions. The dis-
of them if they failed to meet their mili- possessed and exploited Balkan peasant-
tary obligations. By contrast, the Chris- ry naturally became increasingly dis-
tian peasants, or raias, who worked on affected and rebellious. I n fact,-; close
the timars did enjoy hereditary use of relationship is noticeable between the
their plots and could not be evicted un- spread of the chifliks and the incidence
less they failed to till them for three of peasant revolts and of attacks by
years. Furthermore, their obligations to outlaw bands.16 The significance of this
the spahis and to the government were l4 When the control of Constantinople slackened,
carefully specified in imperial laws, or the spahis seized the opportunity to violate the two
kanuns, which protected them against features of the timar system that they found most
objectionable: the non-heritable nature of their
exploitation. Thus the timar landholding fiefs and the legal limits on the raias' obligations.
system in its prime was, in the words of a The loss of the trans-Danubian provinces in the
Turkish historian, "a happy combination late seventeenth century forced large numbers of
spahis to cross over to the Balkan lands. This led
of the state's military needs and social to the division of the existing timars, which became
security for the peasantry."l3 increasingly smaller and inadequate to support the
spahis. This in turn created pressure to abandon the
By the end of the sixteenth century limits set upon the raias' obligations in order to in-
the timar system was disintegrating for crease the income of the spahis. The timar system
various reasons, some of them of an eco- was undermined also by the pressure of the constant-
ly expanding economy of western Europe, which
nomic nature and others related to the produced a price dislocation in the Ottoman Empire
weakening of central authority.14The net and which also created a strong demand for Balkan
result was that the timars were trans- maize and cotton. This demand provided a power-
ful incentive to violate the timar system in order to
formed into chifliks that were held as free obtain full control of the land and to exploit the
and heritable property. This in turn peasants without hindrance for the maximum pro-
meant that the chiflik-owners now were duction of export commodities.
a t liberty to exploit their raias without IbThe formation of chitliks was never legally
check and to evict them when they recognized, but i t was tolerated to such an extent
that these private holdings eventually replaced the
wished. I t follows that rents on the timars as the basis of Ottoman feudalism. The con-
chifliks were much higher than those on version process began in the late sixteenth and early
seventeenth centuries and continued a t an acceler-
ated pace during the following two centuries. The
Tiirkenzeit (Leipzig, 1938); J. Tomasevich, Peasants, chifliks spread throughout the fertile plains areas,
politics and economic change i n Yugoslavia (Stan- including the Peloponnesus, Thessaly, Macedonia,
ford, Calif., 1955); H. Inalcik, "Land problems in Thrace, the Maritsa Valley, Danubian Bulgaria,
Turkish history," Afuslim world, XLV (July 1955), the Kossovo-Metahija Basin, parts of Bosnia, and
221-28; T. Stoianovich, "Land tenure and related the coastal plains of Albania.
sectors of the Balkan economy, 1600-1800," Jozlr-
l6 This relationship is emphasized in the case of
nu1 of economic history, XI11 (Fall, 1953), 398-411;
and the same author's essay in manuscript form, Bulgaria by H. Inalcik, Tanzimat ve Bzdgar Meselesi
"Lost villages, recolonization, and peasant servi- [The Tanzimat and the Bulgarian question] (An-
tude: a Balkan example." kara, 1943), and N. G. Levintov, "Agrarnye Otno-
sheniia v Bulgarii nakanune Osvobozhdeniia i
l 3 Inalcik, p. 224. Agrarnyi Perevorot 1877-1879 Godov" [Agrarian
342 L. S. STAVRIANOS
peasant unrest is that it provided a mass maintain roads, curb brigands, or pre-
basis for the nationalist movements and vent the open and never ending extor-
insurrections among all the Balkan peo- tions on the part of its own officials. In
ples during the late eighteenth and nine- this respect -the following anonymous
teenth centuries letter that appeared in the Moscow
Another economic development that journal Vestnik Evropy (Herald of
stimulated Balkan nationalism was the Europe) in January 1805 is revealing:
marked expansion of commerce, handi- The insecurity of life and property take
crafts, and maritime activity in the away the stimulus to establish factories. Even
eighteenth and nineteenth centuries.17 the boyars in the Danubian Principalities con-
This economic growth affected directly sider this dangerous. . . . Not long ago a
wealthy lord, Sandulati Sturga, the son-in-
and profoundly the development of law of the present hospodar, Muruzi, started a
Balkan nationalism. The new middle- woolen factory, but for safety's sake he built
class elements that now appeared were it in his village and not in town. . . . They
by their very nature dissatisfied with the have no understanding of promissory notes.
Ottoman status quo. They had little use . . . [Borrowers] have to pay 30 to 40 per cent,
which sum is subtracted a t once from the loans.
for a government that was unable to For transfer to Germany or to France, the
banker charges 10 to 20 per cent.ls
relations in Bulgaria on the eve of liberation and the
agrarian revolution of 1877-18791, in Osvobozhdenie The new middle-class groups also
Bdlgarii ot Turetskogo Iga [The liberation of Bul- tended to be radical-minded because of
garia from Turkish rule] (Moscow, 1953), pp. 139-
221: and in the case of Greece bv M. B. Sakellariou. their contracts with the West. Merchants
E Peloponnesos kata ten deutern Tourkokratian, and seamen who had journeyed to
1715-1821 [The Peloponnesus during the second foreign lands could not help contrasting
Turkish rule, 1715-18211 (Athens, 1939).
the security and enlightenment they had
I7 Commerce was stimulated by the increasing
export of Balkan cotton and maize to western witnessed abroad with the
Europe (see above, n. 14, for the tie-up with the conditions at home. Very naturally they
spread of chifliks), by the restoration of peace in would conclude that their own future and
the Danube Valley with the 1699 Karlovitz treaty,
by the Russian expansion to the Black Sea, which that their de-
resulted in a lively commerce between the new pended upon the earliest possible re-
Black Sea ports and the Balkan lands, and by the moval of the ~ ~ ~ incubus.
k i ~1t hdoes
Anglo-French wars of the eighteenth and early
nineteenth centuries, which ruined Western mer- not that every merchant and
chants in the Levant and correspondingly aided owner was an ardent revolutionary.
the native merchants. The expansion of trade in When the Greek war of independence bk-
turn stimulated the demand and the output of
handicraft products, especially in isolated mountain gan in 1821, some of the fabulously
areas that were not vulnerable to Turkish inter- wealthy shipowning families hesitated
ference and extortion. The rise of commerce and in- to enter the struggle precisely because
dustry led to the growth of merchant shipping in
various ports along the Dalmatian, Albanian, and they had so much to lose. But they were
Epirote coasts and on the Greek littoral and islands. exceptions. More typical of this group
The best study of this economic expansion is by was the following lament of a Greek
Stoianovich, L'bcononzie balkanique ... . See also Gibb
and Bowen; F. Braudel, L a 1Miditerran&eet le monde merchant, John Priggos, who had made
m6diterranken d l'hpoque de Philippe 11 (Paris, 1949); his fortune in Amsterdam. While living
economic histories of individual Balkan states, such
as I. Sakazov, Bulgarische Wirtschaftsgeschichte (Ber- l8 Cited by A. F. Miller, Mustafa Pasha Bairak-
lin, 1929); and contemporary accounts, such as F. tar: Ottomanskaia Imperia v ii'achale X I X Veka
Beaujour, A view of the commerce of Greece formed [Mustafa Pasha Bairaktar: the Ottoman Empire
after a n annual average from 1787 to 1797 (London, in the beginning of the nineteenth century] (Mos-
1800). cow, 1947), p. 102.
ANTECEDENTS T O THE BALKAN REVOLUTIONS 343
in that city, he had been impressed by garian merchants in southern Russia and
the security and justice with which com- in the Danubian principalities, and the
mercial operations could be conducted: Greek merchants scattered widely in
B u t all this cannot exist under the Turk. foreign cities such as Trieste, Venice,
H e has neither order nor justice. And if the Vienna, Amsterdam, Budapest, Bucha-
capital is one thousand he multiplies it tenfold rest, and Odessa all contributed greatly
so that he may loot and impoverish others, to the intellectual awakening of their
not realizing that the wealth of his subjects is
the wealth of his kingdom .. .
he is altogether
fellow countrymen. They did so by be-
unjust, and he is not one for creating anything stowing upon their native towns and
but only for destroying. M a y the Almighty villages lavish gifts of books, equipment,
ruin him so t h a t Greece may become Christian, and money. Frequently they financed
and justice may prevail, and governments may the education of young men of their race
be created as in Europe where everyone has
his own without fear of any injustice.'g
in foreign universities. They also made
possible the publication of books and
The experiences and the sentiments of newspapers in their native languages.
Priggos indicate why the new middle- These books usually were printed in
class groups played such important roles European cities and then shipped to the
in all the Balkan national movements. Balkan lands. I t is a striking and sig-
Their historical significance lies in the nificant fact that the first Greek news-
fact that they provided leadership for paper and the first Serbian newspaper
the peasantry that had become disaf- were published in Vienna in 1790 and
fected with the spread of the chifliks. The 1791, respectively; that for many years
middle class possessed the funds, the almost all Serbian and Bulgarian books
organization, and the political sophistica- in the Cyrillic script were printed by the
tion necessary to channel and to guide Budapest University Press; that the
the peasant unrest. The triumph of Bal- first Bulgarian book was published in
kan nationalism can be explained to a Rimnik, Wallachia, in 1806; that the
considerable degree by the combination Philike Hetairia which planned the
of the peasants who furnished the mass Greek war of independence was organ-
basis and the merchants and artisans ized in 1804 by Greek merchants in
who provided the leaders hi^.^^ Odessa; that Bulgarian merchants in the
Balkan nationalism was the product same city were responsible for the first
not only of the political and economic de- 20 This generalization is made with the proviso
velopments noted above but also of a that modifications and exceptions need to be recog-
concurrent and closely related intel- nized in considering specific cases and regions. In the
Peloponnesus, for example, Sakellariou has shown
lectual revolution. Merchants like Prig- that the commerce was controlled not by a new mid-
gos made important contributions to dle class but rather by the primates who owned the
Balkan national development not only chifliks. Likewise, the very wealthy shipping mag-
nates of Hydra were at first opposed to the Greek
because of their political activities but revolution because they feared the loss of their
also because of their role as inter- fortunes and because earlier revolts had failed. Yet
mediaries between their native countries the fact remains that Greek merchants organized the
revolutionary Philike Hetairia; that pig dealers were
and the outside world. The Serbian mer- prominent in the Serbian revolt; and that "the
chants in southern Hungary, the Bul- history of the Bulgarian national revival is the his-
tory of the craft gilds" (J. F. Clarke, "Bible societies,
lg Cited by G. K. Kordatos, Regas Pheraios kai e American missonaries and the national revival of
Bdkanike omospottdia [Rhigas Pheraios and Balkan Bulgaria" [unpublished doctoral dissertation, Har-
federation] (Athens, 1945), p. 28. vard University, 19371, p. 118).
344 L. S. STAVRIANOS

Bulgarian schools and the first Bulgarian all parts of Greece is really extraordi-
textbooks used in their homeland; and nary ."22 A contemporary Greek rrvolu-
that Novi Sad in southern Hungary was tionary described the over-all impact
long kno~vnas the "Serbian Athens" be- of the French Revolution upon the Bal-
cause of its contributions to the develop- kan peoples as follows: "The French
ment of Serbian culture and national Revolution in general awakened the
consciousness. minds of all men. . . . All the Christians
Special note should be made of the of the Near East prayed to God that
dynamic ideological and political impact France should wage war against the
of the French R e v o l u t i ~ n Despite
.~~ the Turks, and they believed that they
relative isolation of the Balkan Penin- would be freed. . . . But when Napoleon
sula, revolutionary ideas and literature made no move, they began to take meas-
did seep in through various channels. ures for freeing t h e m ~ e l v e s . " ~ ~
The uprisings in Paris and the exploits of The manifold developments described
Xapoleon made the subject peoples more above combined to create a new Balkan
restless, more independent, and more de- world. The transformation may best be
termined to win their freedom. Further- summarized as the ending of the age of
more, all the powers involved in the theocracy and the beginning of the age
Balkans during this period enrolled in
22 S. Lane-Poole, S i r Richard C ~ z z ~ r ~ lz
(I,ondon,
their respective armies a considerable 18901, p. 25. For other examples of Balkan soldier<
number of recruits from the local popu- in great-pomer armies see S. I. Samoilov, "Karodno-
lations. This military service under the osvoboditelnoe vosstanie 1821 g. v Yalakhii" [The
national liheration uprising of 1821 in ll'allachia],
French, British, and Russian flags was Voprosy Istorii (October 1955). pp. 94-105; S. I.
quite significant, opening new horizons Kazakov, "Iz Istorii Russko-BBlgarskiLh Sviazei v
for the recruits as well as instructing Period Vionl- Rosii s Turtsiei (1806-1812 gg.)"
[From the history oi Russo-Bulgarian ties during
them in military techniques. For ex- the mar of Russia a i t h Turkey (1806-1812)],
ample, Sir Richard Church, who organ- Voprosy Istorii (June 1955), pp. 42-55; P. K.
ized a regiment of the Duke of York's Fortunatov, "Boevoi Kussko-Bolgarshii Soiuz v
Voine 1877-1878 Godov" [The Russo-Bulgarian
Greek ~ i g h Infantry
t while stationed in military alliance in 1877-1S78], in Ofi~obozizdetzie
the Ionian Islands, reported on Novem- BBEgarii ot Tlaretskogo I g a [The liberation of Bul-
ber 12, 1811 that he had been able to garia from the Turkish yoke] ( h f o s c o ~ ~ ~ , pp.
1953'l,
47-70; and J. Savant, "NapolCon et la liberation
transform his men "from the most law- de la Grcce," L'l~ell&t~isme cotztemporcrin (July-
less of mankind, not only into good October 1950), pp 320-41.
soldiers, but also into praiseworthy 2 3 Ch. Photios, Aporntzemot~e~~mata peri tes
members of ci\~ilized society. . . . The Ellenikes epanastaseos [hlemoirs of the Greek
revolution] [Athens, 1899), I, 1. Similar is the testi-
number of recruits that flock to me from mony of another Greek revolutionary, the colorful
There is no comprehensive study of the impact Theodore Kolokotrones, who, after being a klepht
of the French Revolution and of Napoleon on the in the l'eloponnesus, served under the British in the
Balkans as a R hole, although there is a considerable Ionian Islands and then played a leading role in the
body of literature concerning the influence in specific Greek n a r of independence: "ilccording to my
localities. The folloning studies are of a general judgment, the French Revolution and the doings of
nature hut superficial: hT.Iorga, [,a rPPolutiotz Kapoleon opened the eyes of the ~ o r l d .The na-
jraniaise et le szu-est de 1'P.iirope (Bucharest, 1934); tions knew nothing before, and the people thought
F . Thierfclder, 7*rspr11tzg11nd K'irklit~gder jratzzosi- that Lings were gods upon the earth and that they
schetz Ktilt~rreinfiz~sse i n Slidosteliropa (Berlin, 1943); were bound to say that uhatever they did n as veil
K. Xfoschopoulos, L a presse dons l a renaissance clone. Through this present change it is more clifficult
halkatziqiie (Athens, 1931); 1789; &red des pelrtles: to rule the people" (T. Kolokotrones and E. XI.,
l a r&olzitio)t fratt~aise,Z'Ezirope cetztrale et las Balkans Edmonds, Kolokolrotzes: klepht and karrior [London,
(Paris, 1939). 18921, pp. 127-28).
-4NTECEDENTS TO THE BALK-4N REVOLUTIONS 345
of nationalism. The age of theocracy, against Ottoman rule. Instead, there oc-
which had prevailed since the Ottoman curred a series of independent uprisings
conquest, was characterized by the all- spread over the whole of the nineteenth
pervading influence of the church. I n the century. And in place of common effort
theocratically organized society of this there was continual rivalry and oc-
early period the Orthodox church nat- casional open conflict.
urally dominated education, written One reason for this dissension was that
literature, and intellectual life. The few the tempo of national revival varied
teachers invariably wore priestly robes. greatly from people to people. The
The few books, with unimportant excep- Greeks came first because of certain
tions, were theological treatises. I n place favorable circumstances: their numerous
of several Balkan literatures, there ex- contacts with the West, their glorious
isted only one Orthodox ecclesiastical classical heritage which stimulated na-
literature, written either in a debased tional pride, and their Greek Orthodox
ecclesiastical Greek incomprehensible to church which embodied and preserved
most Greeks or in an archaic Church national consciousness. After the Greeks
Slavic incomprehensible to most Slavs. came the Serbs. They led the other
Likewise, in the realm of politics the south Slavs because of the high degree of
leadership of the church was unchal- local self-government and because of the
lenged. National policies and national stimulating influence of the large Serbian
objectives were virtually nonexistent. settlements in southern Hungary. These
The Balkan world a t this time was a advantages enjoyed by the Greeks and
non-national Orthodox world, and Bal- the Serbs suggest the reasons for the
kan politics were conceived and ex- slou~err ate of national revival among the
pressed in non-national Orthodox terms. other Balkan peoples. The Bulgars had
This Orthodox hegemony was under- no direct ties with the Jt'est and were
mined by the disruptive force of nation- located near the Ottoman capital and the
alism. Ecclesiastics no longer were the solid Turkish settlements in Thrace and
sole spokesmen of the faithful-witness eastern Macedonia. The Rumanians suf-
the appearance of revolutionary leaders fered from a sharp social stratification
like Rhigas, Karageorge, Vladimirescu, which was unique in the Balkan Penin-
and Rakovsky. Priests were no longer sula and which produced a cultivated
the sole instructors in the schools; they upper class and a n inert peasant mass.
were challenged by new teachers with Finally, the Albanians were the worst off,
new learning, like Korais and Obradovii: with their primitive tribal organization
and the directors of the Gabrovo school and their division among three creeds-
in Bulgaria. Theological treatises no orthodoxy, catholicism, and Islam.
longer were the sole texts for instruction; For these reasons there occurred, in
they were being replaced in the new place of a Balkan revolution, separate
schools with humanistic curriculums, uprisings ranging from the early nine-
including modern languages and sciences. teenth century to the early twentieth.
I n short, the age of theocracy was giving An underlying and persistent hostility
way to a new age of secular and national between the Greeks on the one hand and
ideas and leaders and aspirations. the Slavs and Rumanians on the other
The age of nationalism did not culmi- contributed further to Balkan disunity.?"
nate in a united peninsular revolution 24 This hostility is frequently described by con-
L. S. STAVRIANOS
One reason for this hostility was the Rumania], it was not a national school of

Greek domination of the Orthodox ec- contemporary hellenism; it was for the whole

clesiastical machinery in the B a l l ~ a n s . ~world, ~ like the Latin schools in the West.
I t provided a common bond with its use of
Greek prelates filled virtually all the top one language and its propagation of one body
church posts in the northern Balkans, of thought. . . . Common life under the Otto-
while the Greek language was used in the man Empire, cooperation within the context of
church services and in the church schools. a civilization and one of the great languages of
antiquity, made possible continual rapport
This situation led to charges that the [among the Balkan Christiansl.26
Greeks were conducting a deliberate
hellenization and denationalization cam- The fact remains, however, that with
paign against the south Slavs. I n actual the first signs of national consciousness,
fact, Greek cultural and ecclesiastical the northern Balkan peoples naturally
hegemony was more the product of his- turned against the cultural and ec-
torical tradition and contemporary real- clesiastical domination of the patri-
ity. The south Slavs and the Rumanians archate. I t did not matter that the Greek
had neither the trained personnel neces- nationalists also found themselves a t
sary to fill ecclesiastical posts nor the odds with the essentially antinational
literary languages and national litera- church hierarchy. The south Slavs and
tures needed for educational purposes. Rumanians understandably identified
The Rumanian historian Nicolae Iorga the Greek-dominated church with the
has emphasized this point as follows: Greek nationality and became generally
anti-Greek.
For many years a struggle had been con-
ducted in my country against what is called The northern Balkan peoples also had
"the Greek oppression." For forty years I economic grievances against the Greeks.
have opposed this manifestly erroneous view- They heartily disliked the Greek finan-
point. . . . If there was a Greek school [in ciers, who frequently were the local tax
farmers and moneylenders. Underlying
temporary travelers but has not been systematically
studied, apart from indirect references in works like these specific considerations was the
A. Gorovei, "Les peuples balkaniques dans le folk- traditional antipathy and distrust of the
lore roumain," Revue intenationale des ttudes bal- peasant for the man from the city. The
kaniques, I1 (1938), 469-85. I t should be noted
that there were also cases of co-operation and com- overwhelming majority of the Greeks a t
mon action against the Turks. This requires study, this time were engaged in agriculture.
especially because each nationalist movement seems But the Greek that the Rumanian and
to have had an early peninsular phase before be-
coming exclusive and antiforeign. Greek-Serbian Slav peasants had dealings with was
co-operation has been studied carefully by M. Las- likely to be a merchant, a government
caris, Ellenes k a i Serboi kata tous apaleytheretikous official, a moneylender, a tax farmer, or
to?&agonas 1804-1830 [Greeks and Serbians during
their wars of liberation 1804-18301 (Athens, 1936). an ecclesiastic-hence the popular con-
ception of the Greek as well educated
s6 The abolition of the Serbian patriarchate of
P e t in 1766 and of the Bulgarian archbishopric of and intelligent but also cunning, avari-
Ochrida in the following year placed both Serbians cious, and unscrupulous. The Greeks
and Bulgarians under the direct jurisdiction of the naturally reciprocated in kind. They
Greek patriarchs in Constantinople. This arrange-
ment continued in Serbia until 1831, when the tended to look down upon the other Bal-
patriarchate recognized the autonomy of the Serbian kan peoples as dull and ignorant country
church, and in Bulgaria until 1870, when the Bul- bumpkins. A contemporary observer re-
garians obtained a firman from the sultan establish-
ing their church as independent of the Ecumenical 26 Article in Eleftheron V e m a of Athens, Sept. 2,
patriarchate. 1931, cited by N. Moschopoulos, pp. 130-31.
ANTECEDENTS TO THE BALKAN REVOLUTIONS 347
lates that "the Greeks despise the ministrative agents, and tax-collectors.
Sclavonians, calling them barbarians and They collected taxes, tried civil cases,
'kondrokephalai' (wooden-heads), as and served as intermediaries between
they did even in the time of Michael the Turkish overlords and the Christian
Palaeologus, 1261: on the other hand the subjects. I n most regions they formed a
astute and wily spirit of the Greeks is provincial aristocracy with an almost ex-
utterly repugnant to the Sclavonians, clusive and hereditary control over local
who regard them with jealousy and dis- government. At best these primates
strove to wrest concessions from the
There was division within the Bal- Turkish officials, to dissuade them from
kan countries as well as between them. undesirable actions, and to raise the
Merchants, mariners, and land-hungry health and educational standards of
peasants were likely to be dissatisfied their constituents. At worst they used
with the imperial status quo, but re- their authority to exploit their fellow
ligious and secular leaders who were Christians and were bitterly referred to
closely associated with the Ottoman im- by the latter as "Christian Turks." I n
perial structure were not so ready to either case the primates, by virtue of
turn against it. This was the case with their function as intermediaries between
the higher clergy, who opposed revolu- rulers and ruled, had no choice but to
tionary agitation because of its rational- maintain good relations with the Turk-
ism, secularism, and Western origins and ish officials. Their very existence as a
also because it threatened their privi- class required acceptance and, if neces-
leged position and their vested interests sary, support of Ottoman rule. Thus the
within the Ottoman framework.28 primates throughout the peninsula usu-
Another important group that was ally were opposed to revolution unless
lukewarm to change was the primates, they could see their way clear to a
known to the Greeks as "kodjabashi," to successful outcome and to the preserva-
the Bulgarians as "chorbadji," and to tion of their position and interests.
the Serbs as "knez." The typical pri- Contemporary travelers frequently re-
mates were combination landowners, ad- ported that the Balkan peasants com-
plained openly that they suffered more
21 J. H. A. Ubicini, Letters on Turkey: an account
of the religious, political, social and commercial condi- from the exactions of their own primates
tion of the Ottoman Empire ... Translated from the and clergy than from those of the Turk-
French ... by Lady Easthope (London, 1856), 11, ish officials.One English traveler, for ex-
173.
ample, relates that he encountered "a
28 The Orthodox prelates were not a t all times
loyal to the sultan. A considerable number of them
saying common among the Greeks, that
made the pilgrimage to Moscow to implore the aid the country labours under three curses,
of "our Orthodox Tsar," "our sovereign of the True the priests, the cogia bashis and the
Faith." But when the call for revolution came from
Western-inspired leaders who wished to establish Turks; always placing the plagues in this
modern nation-states rather than to further the order."29 This point should not be ex-
cause of orthodoxy, the church leaders reacted aggerated, but neither should it be
negatively. They did so not only for material reasons
but also because they considered the new doctrines ignored. Ottoman administration, with
from the West to be a challenge to the intellectual its extreme decentralization, created cer-
foundations of orthodoxy. See L. Hadrovics, Le tain native vested interests that in-
peuple serbe et son dglise sous la domination turque
(Paris, 1947), pp. 124ff.; and Papadopoullos, pp. 29 W. Gell, Narrative of a journey i n the Morea
14345. (London, 1823), p. 65.
348 L. S. STAVRIANOS

evitably were committed to the status make it the subject of their satire, revenging
quo. Lord Broughton was so impressed themselves, as is their constant practice by a
song. . . . "We have found a Metropolitan,
by this factor when he journeyed through and a Bey of Wallachia, and a Merchant and a
the Greek lands in 1810 that he con- Primate, all friends to tyranny."30
cluded that a national uprising was out of
the question. Lord Broughton's pessimistic con-
clusion concerning the likelihood of a
Any general revolution of the Greeks, inde- Greek revolt was not borne out by the
pendent of foreign aid, is quite impracticable;
for notwithstanding the great mass of the
course of events. Kevertheless, his obser-
people, as is the case in all insurrections, has vations, like those of other contempo-
feeling and spirit enough to make the attempt, rary travelers, suggest why the Balkan
yet most of the higher classes, and all the clergy nationalist awakening took the varying
. . . are apparently willing to acquiesce in their forms that it did. Their evidence indi-
present condition.
cates that Balkan nationalism was a
The Patriarch and Princess of the Fanal
[Phanariots] are a t the devotion of the Porte. complex movement, with centrifugal as
The primates of the towns and the richer well as centripetal forces operating
merchants would be cautious not to move, within and among the various peoples.
unless they might be certain of benefiting by 30 J. C. R. Hobhouse [Broughton], A journey
the change; and of this backwardness in the through Albaxia and other poz<nces of Turkey i n
chiefs of their nation, the Greeks are by no Europe and Asia to Constantinople during the yeafs
means insensible. They talk of it publicly, and 1809 and 1810 (London, 1813), p. 597.
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Antecedents to the Balkan Revolutions of the Nineteenth Century
L. S. Stavrianos
The Journal of Modern History, Vol. 29, No. 4. (Dec., 1957), pp. 335-348.
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[Footnotes]

4
The Greek Church of Constantinople and the Ottoman Empire
G. Georgiades Arnakis
The Journal of Modern History, Vol. 24, No. 3. (Sep., 1952), pp. 235-250.
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12
Land Tenure and Related Sectors of the Balkan Economy, 1600-1800
Traian Stoianovich
The Journal of Economic History, Vol. 13, No. 4. (Autumn, 1953), pp. 398-411.
Stable URL:
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