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PII: S1521-6896(15)00099-3
DOI: 10.1016/j.bpa.2015.11.004
Reference: YBEAN 881
Please cite this article as: Kla KM, Lee LA, Perioperative Visual Loss, Best Practice & Research Clinical
Anaesthesiology (2015), doi: 10.1016/j.bpa.2015.11.004.
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Assistant Professor
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Department of Anesthesiology
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Vanderbilt University Medical Center
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Nashville, TN 37232-5614
Phone: 615-343-9419
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Fax: 615-936-6493
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Corresponding Author
Professor
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Nashville, TN 37232-5614
Phone: 615-343-9419
Fax: 615-936-6493
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Abstract
Perioperative visual loss is an infrequent, devastating complication associated with spine surgery, most
commonly from ischemic optic neuropathy. Current research and expert opinion indicate that it is
associated with procedures that create elevated venous pressure in the head for prolonged periods of
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time. The largest case-control study on ischemic optic neuropathy associated with spine surgery found
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six independent and significant risk factors including male sex, obesity, Wilson frame use, longer
operative times, greater blood loss and a lower colloid to crystalloid ratio in the non-blood fluid
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administration. The American Society of Anesthesiologists developed a practice advisory for prevention
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possible in this setting is advisable given the uncertainty of the pathophysiology. Because prevention of
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this complication cannot be guaranteed, consent for perioperative visual loss should be strongly
Key Words
Spinal fusion
Anesthesia
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Perioperative visual loss (POVL) is an uncommon but devastating complication related to spinal
surgery. As most patients undergoing spinal surgery are already debilitated by their spinal disease,
adding visual impairment can greatly decrease their productivity and quality of life. The reported
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incidence of POVL after spine surgery ranges from 0.03% to 0.2%.[1-3] Numerous factors have been
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proposed to contribute to the development of POVL including anemia, emboli, hypotension, globe
compression, prone positioning, volume and/or type of fluid administered and preexisting diseases
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Background
The first case reports and case series involving POVL started appearing in the literature in the
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late 1940s and early 1950s and were related to central retinal artery occlusion (CRAO).[4-6] These case
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reports described patients with postoperative unilateral loss of vision which the authors attributed to
direct pressure on the eye, hypotension or a combination of the two. These reports were followed, in
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1954, by a case series of 8 patients over a 12 year period with unilateral postoperative blindness. All 8
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patients had neurosurgical procedures which involved a suboccipital or posterior cervical approach in
the sitting or prone positon using the horseshoe headrest.[7] The authors concluded that these cases
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were caused by direct pressure on the eye from the headrest which resulted in retinal ischemia. They
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were able to replicate these findings in monkeys in which they applied pressure to the globe, lowered
the blood pressure and decreased the circulating blood volume under general anesthesia. After these
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findings, one of the authors of the study changed the configuration of the horseshoe headrest at their
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institution that was routinely used such that there was more space for the face to rest and less chance
of pressure on the eye. With this change to the headrest, the authors reported that in the 2 years
CRAO from pressure on the globe decreased over the next several decades as anesthesiologists
became very diligent about checking the eyes during prone cases, mask anesthesia was phased out in
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favor of endotracheal intubation, and surgeons gradually shifted away from using the horseshoe
headrest to the Mayfield holder with pins for posterior cervical and suboccipital procedures. Although
CRAO still occurs occasionally with prone procedures, most cases of POVL in the last two decades have
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In the mid to late 1990s, increasing reports and publications regarding POVL associated with
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spine surgery started surfacing with two separate groups publishing on this topic in June of 1997.[3, 8]
The coincident publication of these two articles in the same month and year is indicative of the fact that
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the incidence of POVL had suddenly increased. These new reports were in the setting of a change in
spine surgical practice with increased use of complex instrumented fusion for the same diseases,
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particularly in middle-aged to elderly adults.[9-11] The drive for this change was undoubtedly related to
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an aging population with a demand for a more active lifestyle and advances in other perioperative care
areas such as anesthesia and intensive care that made these major operations safer in this population.
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This change in practice resulted in more cases with longer operative times and higher blood loss in the
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prone position. Stevens and colleagues retrospectively reviewed 3450 spinal operations and identified
an incidence of POVL of 0.2% with at least four out of these seven cases being diagnosed with ION and
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the other three cases with central retinal vein occlusion, air embolism, and an occipital infarction.[3]
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These procedures were associated with major spinal fusions, prolonged operative times, large blood loss
and fluid resuscitation and variable degrees of hypotension. The other study published in the same
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journal in the same month in 1997 was the first case control study on POVL associated with spine
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surgery. This case-control study from multiple institutions and case reports revealed that different types
of POVL occurred in these 37 patients including ION (59%), CRAO (24%) and cortical ischemia (8%) and
were also associated with prolonged operative times in the prone position, large estimated blood loss
with large fluid resuscitation and variable degrees of hypotension.[8] The only statistically significant
differences between the affected patients and control patients were the operative duration and the
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estimated blood loss. Neither the lowest systolic blood pressure nor the lowest hematocrit differed
As these studies were published, it became clear to surgeons and anesthesiologists that there
were different types and causes of POVL other than CRAO with globe compression. Williams et al
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provided one of the first reviews of POVL after all types of procedures in 1995.[12] The most commonly
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diagnosed causes of POVL associated with spine surgery are ION, which is further categorized into
anterior (AION) and posterior (PION), CRAO and cortical blindness. These different ophthalmologic
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injuries have different signs and symptoms and are associated with different surgical procedures (Table
1).
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Ischemic Optic Neuropathy
Ischemic optic neuropathy (ION) can be divided into two types anterior (AION) and posterior
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(PION). AION is characterized by optic nerve injury occurring anterior to the lamina cribrosa, a piece of
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sieve-like connective tissue through which the optic nerve and central retinal vessels pass on their way
to the globe. PION is characterized by optic nerve injury posterior to the lamina cribrosa.[13]
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AION is most commonly associated with cardiac bypass procedures and major vascular procedures,
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prone spine operations, abdominal compartment syndrome, head and neck operations and
miscellaneous types of operations. It can be further divided into arteritic and nonartertitic. Arteritic
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AION is usually secondary to temporal arteritis and is a rarity in the perioperative period. AION occurring
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in the perioperative period is almost always diagnosed as nonarteritic AION and is also the most
common cause of spontaneous sudden visual loss in patients 50 years and older in the general
population.
Patients may present with unilateral or bilateral AION immediately after surgery or may have
normal vision for several days and then present with a sudden painless visual disturbance which
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progresses over a few days. Visual field deficits may present as scotoma, altitudinal field cuts or
complete loss of vision with no light perception. Affected eyes will have a relative afferent pupillary
defect with unilateral or asymmetric disease or absent light reflexes. Fundoscopic examination reveals
an edematous optic disc with blurring of the disc margin. Peripheral splinter or peripapillary flame
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shaped hemorrhages may also be present. Fundoscopic examination and symptom onset distinguish
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AION from PION initially; however, after a few weeks when swelling and hemorrhage diminishes in
AION, the optic disc becomes pale with both lesions and AION and PION appear the same.[13] At this
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time there is no treatment proven to be beneficial and recovery of vision is typically poor. [13]
Histopathologic studies of patients who developed PION from bilateral radical neck operations
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or massive hemorrhage demonstrated lesions in the posterior optic nerve several mm anterior to the
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optic canal.[14-16] This area is particularly vulnerable to hypoperfusion because of the minimal overlap
of blood supply in these watershed areas in comparison to the anterior optic nerve. It is currently
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unclear if the optic nerve ischemia is caused by edema formation and compression of the small pial
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vessels, high interstitial pressure causing direct injury or venous hemorrhage and / or infarction.[17]
PION is most commonly associated with prone spine operations, bilateral radical head and neck
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procedures, and prolonged procedures with the head-down such as robotic urologic and gynecologic
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operations. It usually presents as painless loss of vision upon awakening from anesthesia and does not
typically progress. It is associated with procedures with prolonged periods of increased venous pressure
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in the head such as prone spine surgery, surgeries in steep Trendelenburg position and bilateral head
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and neck procedures. PION after spinal surgery has been reported to occur bilaterally more frequently
than unilaterally.[18] Visual field deficits and pupillary light reflexes in patients with PION have a similar
presentation to patients with perioperative AION. Initial fundoscopic examination is normal, but pallor
of the optic disc develops over weeks to months. The recovery from perioperative PION is poor and no
Despite the lack of evidence-based medicine to support therapeutic interventions for AION or
PION, some ophthalmologic consultants will recommend correcting moderate to severe anemia and
restoring blood pressure to awake baseline values. Elevation of the head is also recommended, if not
medically contraindicated, for treatment of any edema formation of the periorbital area and to improve
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venous outflow from the head. Other treatment modalities have been attempted with variable success
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in case reports including administration of mannitol, high dose steroids or hyperbaric oxygen therapy.[3,
12, 19-21]
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Central Retinal Artery Occlusion
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Central retinal artery occlusion (CRAO) is most often associated with prone spine operations,
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cardiac operations and head and neck procedures where injections are performed around the nose and
eyes. It is caused by decreased blood supply to the entire retina. The most common cause
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perioperatively is improper head positioning which leads to external pressure on the eye. This in turn
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leads to increases in intraocular pressure (IOP) which can compromise flow of the central retinal artery.
This mechanism of injury is frequently associated with ipsilateral signs of periocular trauma such as
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ophthalmoplegia (paralysis of extraocular muscles), ptosis, corneal abrasions, supraorbital nerve injury
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with paresthesias and other signs of trauma to soft tissues around the affected eye. The injury is almost
always unilateral. Other causes can include emboli to retinal circulation or arterial thrombosis due to a
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hypercoagulable state.[22] CRAO presents as unilateral vision loss which is severe and is usually
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reported by patients very soon after they are awaken.[23] Pupillary light reflexes will be absent or
slowed with a relative afferent pupillary defect. Classic funduscopic findings of CRAO include a whitened
ischemic retina with a cherry-red spot at the macula indicative of perfusion via the choriocapillaris
vasculature. The prognosis of CRAO is poor and usually results in permanent visual loss; therefore, the
best treatment is prevention. Anesthesia providers should perform periodic eye checks to ensure that
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there is no pressure on the globe and surgeons should avoid headrests such as the horseshoe headrest
which leaves little room for the eyes and makes checking eyes difficult during the procedure. Strategies
to minimize embolic loads which can also cause CRAO are well established in cardiac surgery with use of
air filters on the cardiac bypass pumps[24], improved surgical and perfusionist techniques, and epiaortic
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ultrasound scanning to avoid placement of cannula through atherosclerotic plaques[25]; but effective
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methods to reduce emboli during spine surgery have not yet been developed.
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studies with positive outcomes.[26] Dilating the retinal arterial blood supply and lowering the
intraocular pressure with five percent carbon dioxide in oxygen, intravenous acetazolamide and anterior
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chamber paracentesis may improve oxygen delivery to the retina.[23, 27] Selective fibrinolytic therapy
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via the ophthalmic artery for spontaneous CRAO was proven ineffective compared to conservative
treatment in the randomized European Assessment Group for Lysis in the Eye (EAGLE) Study and
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complication rates were considerably higher in the fibrinolytic treatment group.[28, 29] One
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retrospective study for spontaneous CRAO suggested some improvement with hyperbaric oxygen
therapy treatment within 12 hours of onset of symptoms with a mean increase in visual acuity of three
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lines[30], though the number of patients was small and randomized controlled trials have not been
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performed yet. Treatment within six hours of onset of symptoms for spontaneous CRAO is thought to
Cortical Blindness
Cortical blindness is usually associated with either cerebral hypoperfusion in cases with
prolonged profound hypotension or embolism in cases with high embolic loads such as cardiac bypass
procedures.[31] Both are possible during spine surgery, however cortical blindness is the least common
cause of POVL in adults following spine surgery when compared to AION, PION and CRAO. A study of
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patients undergoing lumbar spine surgery using transesophageal echocardiography showed that 80% of
patients had moderate to severe embolic events, primarily during instrumentation with pedicle screw
placement.[32] This finding is very similar to studies with internal fixation of femurs; however, the
incidence of cerebral infarctions is very low in both of these groups. Cortical blindness usually presents
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on awakening from anesthesia. Examination shows normal pupillary light reflexes and fundoscopic
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exam. Unilateral lesions can produce homonymous hemianopia, whereas bilateral occipital cortex
damage can lead to complete blindness. Computed tomography or magnetic resonance imaging of the
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brain will reveal any acute lesions. Recovery from cortical blindness is better than other causes of POVL.
Maintenance of normotension and correction of severe anemia is typically recommended for suspected
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ASA POVL Registry
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In response to the noticeable increase in POVL cases in association with spine surgery in the late
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1990s, the University Hospital Consortium risk managers contacted the American Society of
Anesthesiologists (ASA). Because POVL is a rare complication and any one institution will likely have a
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limited number of cases, the ASA established the ASA POVL registry in 1999. This database allows
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anonymous reporting of cases of POVL. The goal was to obtain sufficient numbers of POVL cases to
provide a valuable analysis of patient and perioperative conditions that might be associated with the risk
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of this condition. In 2006, the analysis of 93 cases of POVL related to spine surgery was published.[33]
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Visual loss was caused by ION in 89% of cases (n = 83) and the remaining 10 cases were caused by CRAO.
Of these 83 cases caused by ION, 56 were given the diagnosis of PION, 19 were given the diagnosis of
AION and 8 were unspecified ION. There were no significant differences with respect to patient, surgical
or anesthetic characteristics between the ION cases and all 83 were combined and compared to the 10
cases of CRAO. Patients with ION had statistically significantly higher blood loss, longer anesthetic
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duration, and a higher percentage of patients with bilateral disease in comparison to CRAO patients.
Furthermore, 96% of patients with ION had blood loss of one liter or more or an anesthetic time of 6
hours or more.[33]
In 2012, the ASA’s Postoperative Visual Loss Study Group published a multi-institutional case-
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control study using the ASA POVL registry cases to identify risk factors associated with ION after spinal
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surgery.[17] In the study, 80 patients with ION after spine surgery were compared to controls
undergoing spinal fusions from 17 academic medical centers that were matched for year of surgery.
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Statistically significant and independent risk factors for developing ION were male sex, obesity, Wilson
frame use, duration of anesthetic, estimated blood loss (EBL), and decreased percentage of (non-blood)
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colloid administered (Table 2). The lowest hematocrit and the percentage of patients with blood
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pressure more than 40% below baseline for 30 minutes were not significantly different between groups.
This multivariate model had an area under the curve of 85% after cross-validation and a sensitivity and
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Theoretical Pathophysiology
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The protective effect of estrogen on the optic nerve was speculated as a possible reason why
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females were less likely to have postoperative ION as the anatomy is similar between men and women.
The other five risk factors were potentially related to increased venous pressure in the head with
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development of interstitial edema. The prone position increases intra-abdominal and intra-thoracic
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pressure causing elevated central venous pressure that causes a decrease in venous return and stroke
volume. Obesity associated with a larger abdominal girth will further increase the intra-abdominal and
central venous pressure. The Wilson frame is designed with the head resting considerably lower than
the heart, further increasing venous pressure in the head and exacerbating interstitial edema. Increased
anesthetic time, particularly after five to six hours, is important because this ischemic injury is thought
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to be related to an outflow or venous problem with edema formation which will take more time to
develop than an inflow or arterial obstruction. Higher blood loss was presumed to increase the risk of
ION by increasing fluid shifts, inflammation and capillary leak, and lowering oncotic pressure when
blood is replaced with crystalloid. Replacement with colloid will cause less decrement in oncotic
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pressure and theoretically diminish the edema formation. It may explain why anemia alone was not
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identified as an independent risk factor in the multivariate analysis. Anemia may only be a surrogate
marker for low oncotic pressure. Higher blood loss is also frequently associated with intermittent
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reduction in cardiac output and perfusion. These theories regarding the identified risk factors and their
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American Society of Anesthesiologists Practice Advisory
Based on data from the ASA POVL Registry and the associated case-control study, numerous
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case reports, case series, and multi-disciplinary expert opinions on POVL, the ASA developed a practice
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advisory in 2006 for the prevention of visual loss associated with spine surgery.[34] Spine surgeons,
work was updated in 2012.[35] Perioperative management of head position, headrest, blood loss, fluid
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(crystalloid, colloid and blood products) administration, blood pressure, hemodynamic monitoring and
staging of anticipated prolonged procedures with anticipated high blood loss and periodic assessment of
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eyes and selection of surgical frame type were all considered in this advisory (Table 3).
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Because most of the six independent and significant risk factors for ION may not be modifiable,
and the fact that the multivariate predictive model only detects approximately 80% of patients who will
develop ION, and the high likelihood that there are currently undetectable patient-specific risk factors
such as anatomical or physiological aberrancies of the optic nerve circulation or genetic predisposition
to this injury, the experts on the ASA advisory task force determined that consent for ION in patients
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who are anticipated to undergo prolonged spine surgery in the prone position and / or with expected
Conclusion
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POVL is an uncommon, devastating complication associated with spine surgery, and the most
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frequent POVL diagnosis is ION. The relatively low incidence of this complication, the ethical limitations
to conducting randomized studies for this outcome measure, and the lack of a current animal model
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limit the level of evidence in studies. Current research and expert opinion indicate that this complication
is primarily associated with procedures that create elevated venous pressure in the head for prolonged
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periods of time. The largest case-control study to date on ION associated with spine surgery found six
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independent and significant risk factors including male sex, obesity, use of the Wilson frame, longer
operative times, greater estimated blood loss and a lower colloid to crystalloid ratio in the non-blood
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fluid administration. Modification of some of these factors may reduce the risk, but supportive evidence
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is lacking. Avoiding significant physiologic and hemodynamic perturbations as much as possible in this
setting is advisable given the uncertainty of the pathophysiology with this complication. Because
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prevention of this complication cannot be guaranteed, consent for POVL should be strongly considered
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for patients expected to undergo prolonged spine operations in the prone position and / or procedures
Practice Points
• Consenting patients for POVL who are expected to undergo spine operations in the prone
position for prolonged periods of time, have substantial blood loss, or both have a small,
unpredictable risk of perioperative visual loss (POVL) k should be strongly considered.
• Direct pressure on the globe can cause POVL by central retinal artery occlusion (CRAO) and this
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risk can be decreased:
o by avoiding headrests such as the horseshoe headrest that do not allow adequate
assessment of eyes during the procedure and have a narrow margin of error;
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o by performing periodic eye checks throughout the operation if possible.
• Ischemic optic neuropathy (ION) is the most common cause of POVL associated with prone
spine surgery in adult patients.
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• Male sex, obesity, use of the Wilson frame, longer duration, larger blood loss and a lower
percentage of colloid in the non-blood fluid administration significantly and independently
increased the risk of ION associated with spine surgery in the prone position.
•
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Untested Practice Points that may decrease the risk of ION in high-risk procedures include:
o Minimizing the venous pressure and congestion in the head by:
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• Keeping the head neutral and
• at or above the heart level;
• Avoiding use of the Wilson frame if not surgically contraindicated;
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Research agenda
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• We need an improved mechanism for reporting POVL after all procedures so that the incidence
and trends over time can be better assessed.
• We need more research into development of an intraoperative monitor that can be utilized
under anesthesia in the prone position to assess optic nerve function.
• We need to develop an animal model of ION to better study contributory factors,
pathophysiology, and therapeutic interventions.
• We need to develop a national network for testing therapeutic interventions in the acute stage
of POVL from all causes.
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None.
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asymmetric disease or absent reflex. high dose steroids, hyperbaric oxygen.
Scotoma, altitudinal field cuts or no light perception.
Early Exam: edematous optic disc, peripheral splinter or Poor prognosis – no to mild recovery of vision.
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peripapillary flame-shaped hemorrhages, attenuated vessels.
Late Exam: optic nerve pallor, edema resolved, vessels normal.
Posterior ION Prone spine, cardiac, head Vision loss is not progressive – typically immediately after No proven therapy.
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and neck, prolonged robotic awakening.
cases in the head-down Painless. Inconsistent results with: normalization of blood
position. Usually bilateral. pressure and correction of moderate to severe anemia,
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Relative afferent pupillary defect (RAPD) with unilateral or high dose steroids, hyperbaric oxygen.
asymmetric disease or absent reflex.
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Scotoma, altitudinal field cuts or no light perception. Poor prognosis – no to mild recovery of vision.
Early Exam: normal fundus
Late Exam: optic nerve pallor
Central Retinal Prone spine, cardiac bypass, Vision loss on awakening from anesthesia. No proven therapy.
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Artery Occlusion head and neck, high embolic Unilateral.
loads, horseshoe headrest. Sluggish (RAPD) or absent pupillary light reflex For spontaneous CRAO: inhaled 5% carbon dioxide in
Early Exam: whitened ischemic retina with cherry red spot at oxygen, intravenous acetazolamide and anterior
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macula. chamber paracentesis.
Late Exam: may have optic nerve pallor, reperfused retina.
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Signs of globe compression include ipsilateral periorbital trauma (2 randomized controlled trials showed no benefit and
such as ophthalmoplegia, corneal abrasions, supraorbital increased harm with selective intra-arterial
paresthesias, ptosis, ecchymoses. thrombolysis.)
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Poor prognosis – no to mild recovery of vision.
Cortical Blindness Cardiac bypass, other Visual loss on awakening from anesthesia. Normalize blood pressure, volume status, cardiac output
procedures with high embolic If unilateral, contralateral homonymous hemianopia. and oxygenation to maximize oxygen delivery.
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loads (e.g., angiography), If bilateral, small area of central preserved vision or complete loss
prolonged profound of vision. Prognosis better than ION or CRAO, but recovery is not
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POVL, perioperative visual loss; ION, ischemic optic neuropathy; CRAO, central retinal artery occlusion; RAPD, relative afferent pupillary defect
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Table 2: Risk Factors for Ischemic Optic Neuropathy Associated with Spine Surgery
Male sex
Obesity
Use of Wilson frame
Anesthesia duration*
Estimated blood loss
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Colloid as percent of nonblood fluids
*Anesthesia Duration is a surrogate for surgical duration.
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Multivariate regression analysis in a case-control study comparing 80 cases of ION after spine surgery with 315 controls matched by year of surgery and
undergoing spinal fusion procedures in the prone position identified six significant and independent risk factors for ION. [16]
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Table 3: Major Considerations from the ASA Practice Advisory for Perioperative Visual Loss Associated with Spine Surgery (for High Risk Patients)
1. Consider informing patients who are anticipated to have spine operations in the prone position with prolonged duration and / or substantial blood loss
that they have a small but unpredictable risk of perioperative visual loss.
2. Continually monitor systemic blood pressure.
3. Colloids should be used along with crystalloids for maintaining euvolemia.
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4. Hemoglobin or hematocrit values should be monitored periodically during surgery, but no optimal transfusion threshold to prevent perioperative visual
loss has been identified.
5. The decision to use alpha-adrenergic agents should be made on a case-by-case basis.
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6. Direct pressure on the eye should be avoided to prevent central retinal artery occlusion.
7. Position the head neutral with the face down and the head level or higher than the heart to minimize venous outflow obstruction.
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8. Consider staging very prolonged procedures in high risk patients with careful consideration of the risk:benefit ratio.
9. Assess patient vision when the patient becomes alert.
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10. An urgent ophthalmologic consultation should be obtained if there is concern for postoperative visual loss.
11. Consider optimizing hemoglobin, hematocrit, hemodynamic status and arterial oxygenation.
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12. Consider magnetic resonance imaging to rule out intracranial causes of visual loss.
13. Antiplatelet agents, steroids, or intraocular-lowering agents have not been shown to be effective for treatment of perioperative ION.
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Adapted from American Society of Anesthesiologists Task Force on Perioperative Visual Loss. Practice advisory for perioperative visual loss associated with spine
surgery: an updated report by the American Society of Anesthesiologists Task Force on Perioperative Visual Loss. Anesthesiology. 2012 Feb;116(2):274-8.
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