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Keywords: Many patients undergoing ophthalmic surgery have significant co-morbidity. Many take anticoagulant or
Local anaesthesia antiplatelet drugs. Stopping these drugs in patients with heart or vascular disease may result in death
Orbital blocks
from a thromboembolic episode. The risk of this must be balanced against the risk of bleeding. In general,
Anticoagulant therapy
Antiplatelet medications
the risks of stopping these drugs outweigh the risks of ophthalmic surgery, which is in most cases
Complications confined to the eye. The majority of eye surgery is now performed under local anaesthesia (LA). There is
no strong evidence currently to favour blunt cannula techniques such as sub-Tenon’s block over tradi-
tional sharp needle peribulbar block in patients on anticoagulant or antiplatelet therapy. Most studies are
too small to detect a significant difference when comparing patients on anticoagulant or antiplatelet
medication with those that are not, but the incidence of significant sight threatening haemorrhagic
complications appears to be very low for cataract surgery, of the order of 3 per 10,000 operations.
There is some concern that drug and food interactions may affect anticoagulation with warfarin and it
is recommended that the International Normalized Ratio (INR) be measured as close to the time of
operation as possible.
Conclusions reached for ambulatory cataract surgery may not apply to more invasive and complex
operations.
Ó 2010 Elsevier Ltd. All rights reserved.
0953-7112/$ e see front matter Ó 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.cacc.2010.02.011
S.J. Mather et al. / Current Anaesthesia & Critical Care 21 (2010) 158e163 159
In a study by Kallio et al.,7 1383 patients had medial peribulbar or 2.3. Anticoagulants and antiplatelet drugs
inferolateral retrobulbar blocks. 482 (35%) were on aspirin, 76 (5.5%)
on warfarin, and 260 (19%) on non-steroidal anti-inflammatory An unpublished study by the Audit Sub-Committee of the Royal
drugs. In total, 55 (4.0%) patients had lid haemorrhages (grades 1e3). College of Ophthalmologists (using Eke and Thompson’s data from the
In 33 of these patients the haemorrhages were spot e like (grade 1). National Survey of Local Anaesthesia for Ocular Surgery) examined
No grade 4 haemorrhages (defined as retrobulbar haemorrhage with 54,500 local anaesthetics given in UK hospitals over a 3-month period
increased intraocular pressure) occurred. The preoperative use of in the 1990’s. They estimated that 990 patients used warfarin and
aspirin, non-steroidal anti-inflammatory drugs or warfarin, 5000 used aspirin, (comprehensive data being collected for 1 week
whether or not they had been discontinued, did not predispose to and extrapolated to the complications data collected over 3 months).
haemorrhage associated with retrobulbar/peribulbar block. ‘Severe’ orbital haemorrhage occurred 26 times. This was
Kumar et al. studied the frequency of haemorrhagic complica- defined as haemorrhage causing proptosis. 6 of these patients (23%)
tions with sub-Tenon’s anaesthesia in patients on aspirin, warfarin were on aspirin, none on warfarin. Aspirin was associated in this
or clopidogrel.8 study with a small increase in risk for ocular haemorrhage.
Seventy-five patients were on aspirin, 65 were on warfarin, and Aspirin use is widespread with less patients taking warfarin,
40 were on clopidogrel. Seventy-five patients on no anticoagulants clopidogrel or dipyridamole. In a UK national survey of 48,862
were used as the control group. Subconjunctival haemorrhage cataract operations11 28.1% of patients were using aspirin, 5.1%
occurred in 19% in the control group, 40% in the clopidogrel group, warfarin, 1.9% clopidogrel and 1% dipyridamole. Although any
35% in the warfarin group, and 21% in the aspirin group. The complications of sharp needle or sub-Tenon’s block were more
warfarin and clopidogrel groups had the highest incidence of common in patients taking clopidogrel (8%) and warfarin (6.2%) as
subconjunctival haemorrhage (P < 0.05). compared to non-users (4.3%), no increase in potentially sight
The Cataract National Dataset Electronic Multicentre Audit9 threatening complications was found.
attempted to record data about the operation, including minor This study also found an increase in operative complications in
and major complications and also the technique of anaesthesia. the clopidogrel group but its use was not associated with choroidal/
There were limitations in this study in that the accuracy of the data suprachoroidal haemorrhage or hyphaema. An unexpected finding
entry relating to anaesthesia could not be ensured. A further limi- was an increase in posterior capsular rupture in those taking clo-
tation of the Cataract National Dataset Electronic Multicentre audit pidogrel (3.2% vs. non-users 1.77%).
is that the data are derived from a limited number (12) of partici- The same paper reports 94 patients taking a combination of
pating United Kingdom National Health Service Trusts and may not warfarin and aspirin, 190 taking both aspirin and clopidogrel and
therefore be representative of the practice and experience from the 317 using aspirin and dipyridamole together. No information was
rest of the country. To get truly meaningful comparative data an recorded with respect to dose, particularly of aspirin, when it could
extremely large number of subjects would be required. Thus we are be postulated that 300 mg may have a different effect from 75 mg.
left with observational studies rather than a randomized controlled It is well established that long-term use of anticoagulants and
trial. antiplatelet drugs reduces the risk of thromboembolic events in
In a survey of 55,567 cataract operations between November patients with atrial fibrillation and those with atherosclerotic vascular
2001 and July 2006,10 local anaesthesia was used in 95.5% of cases. disease, e.g., recent ischaemic stroke, recent myocardial infarction or
46.9% were sub-Tenon’s, 19.5% peribulbar and only 0.5% were ret- symptomatic peripheral vascular disease.12e16 A dilemma arises when
robulbar blocks (presumably intraconal). Excluding topical and these patients present for cataract surgery under LA as their antico-
topical e intracameral, no complications occurred in 95.6% of cases agulant and antiplatelet medications may predispose to the risk of
(n ¼ 38,058). 4.3% of the patients (n ¼ 1635) suffered a ‘minor haemorrhagic complications either during administration of the LA or
complication’ (not sight or life threatening) and 0.066% (n ¼ 25) during surgery itself. However, there has been no randomized
suffered a ‘serious’ complication (sight or life threatening). controlled trial comparing the thromboembolic events rate and the
Subconjunctival haemorrhage occurred in 76 of 1635 eyes haemorrhagic anaesthetic and surgical complications rate in cataract
(1.99%) and eyelid bruising in 85 (0.22%). Of the ‘serious’ surgery patients who continued or stopped their anticoagulant and
complications, 13 occurred with needle block and 12 with sub- antiplatelet drugs. Such a study would require a prohibitively large
Tenon’s. Peribulbar or retrobulbar haemorrhage occurred in 12 sample size of anticoagulant and antiplatelet users.
(0.032%) and suprachoroidal haemorrhage in 2 (0.005%). Of the In a study of cardiac patients with prosthetic heart valves17
12 peribulbar or retrobulbar haemorrhages, 8 were the result of undergoing non-cardiac surgery, patients were converted from
needle blocks and 4 the consequence of sub-Tenon’s. This is warfarin to heparin (‘seamless anticoagulation’) or had their
a statistically significant difference (P ¼ 0.009 e Fishers Exact warfarin stopped and re-instituted post-operatively. There were no
Test). ‘Minor’ complications were significantly more common ophthalmic operations in this study but out of 235 patients (mean
after sub-Tenon’s block. age 63 years), thromboembolic and haemorrhagic events following
other types of surgery included 5 patients with cerebrovascular
2.2. Grade of anaesthetist/person performing the block accident (CVA), 11 with peripheral emboli, 10 with wound hae-
matoma and 8 with increased bleeding.
In the electronic multicentre audit by El Hindy et al.,10 the More problems were seen in patients who had mitral valve
data showed that anaesthesia was delivered by a consultant in disease and atrial fibrillation. Most complications occurred after
62.1% of cases (presuming the data to be robust, which in this surgery within 10 days of re-instituting oral anticoagulant therapy.
record field is open to question, since the consultant may have This paper concluded that minor surgical procedures can be per-
only been supervising a more junior person or be the person formed safely without discontinuing anticoagulation and stresses
responsible for “distant” supervision). Data recorded on the that thromboembolism may occur up to 1 month following surgery
professional group administering the anaesthetic showed 56.7% despite a ‘therapeutic’ International Normalized Ratio (INR).
surgeons, 42.1% anaesthetists (including 4.5% cases of general A large study of 19,283 cataract operations at nine centres in the
anaesthesia with or without LA block). Complication rates were United States and Canada18 examined the risks and benefits asso-
similar for the various professional groups and grades of doctors ciated with continuation of anticoagulants or antiplatelet medica-
delivering LA. tion. All patients were over 50 years of age.
160 S.J. Mather et al. / Current Anaesthesia & Critical Care 21 (2010) 158e163
[B] Based on the availability of well conducted clinical studies but under sub-Tenon’s anaesthesia. 22 (36.7%) were on vitamin K
no randomized controlled trials on the topic of antagonists and 38 (67.3%) on antiplatelet agents (clopidogrel or
recommendation. aspirin). One patient who underwent a major procedure for
[C] Based on evidence from expert committee reports or opinions complicated retinal detachment had an intraoperative subretinal
and/or clinical experiences of respected authorities. Indicates haemorrhage requiring retinectomy. No other complications
an absence of directly applicable clinical studies of good occurred. Subretinal haemorrhage is a known complication of
quality. external drainage during scleral buckling procedures. This may
occur due to trauma to choroidal vessels, or acute hypotony.
In a study by Fu et al.,29 25 patients on systemic anticoagulation
3.4. Good practice points [O] with warfarin (International Normalized Ratio 1.5 to 3.1; median,
2.0) had vitreoretinal surgery. No intraoperative complications
Recommended best practice based on the clinical experience of were observed except in one patient. This patient had an intra-
the British Ophthalmic Anaesthesia Society (BOAS) Anticoagulant operative subretinal haemorrhage associated with scleral buckling
Guideline Development Group. and the drainage procedure.
Raj et al. have reported a spontaneous massive subretinal bleed
1. In general, patients with prosthetic heart valves and coronary in a patient with background diabetic retinopathy and on treatment
stents should not have anticoagulant or antiplatelet agents with warfarin.30
discontinued for cataract surgery [A]. The degree of anticoagulation may have a bearing on the
2. We recommend continuing warfarin for routine cataract outcome of the surgical procedure. A retrospective study of 1737
surgery. The International Normalized Ratio (INR) must be patients undergoing pars plana vitrectomy identified 54 patients on
checked close to the time of surgery, ideally on the same day, warfarin who underwent 57 vitreoretinal surgical procedures.31
and the INR should be within the range that is determined by These patients were grouped into categories depending on the
the condition for which the patient is being anticoagulated [B]. INR: Group S 1.2e1.49 (subtherapeutic), group B 1.5e1.99 (border-
3. Patients who self medicate or receive prescribed low-dose line therapeutic), group T 2.0e2.49 (therapeutic) and Group HT 2.5
aspirin may have a slightly increased risk of haemorrhage but or greater (highly therapeutic).
the benefit to be derived from stopping aspirin is, at best, There were no anaesthesia-related or intraoperative haemor-
questionable. It is therefore recommended that low-dose rhagic complications. Four patients (7.0%) however suffered post-
aspirin should not be stopped prior to cataract surgery under operative haemorrhage. Two of 26 eyes (7.7%) were in group S and
LA [B]. two of 12 eyes (16.7%) in group HT (one patient had an INR of 2.68,
4. Patients on clopidogrel, dipyridamole or combinations of these the other 2.69).
with aspirin are usually on these drugs for sound medical Narendran and Williamson studied seven patients undergoing
reasons. Withdrawal of the drugs in these circumstances may vitreoretinal surgery while on anticoagulation with aspirin and
lead to dangerous thromboembolic events. It is therefore rec- warfarin.32 Two of the seven suffered haemorrhagic complications,
ommended that these drugs should not be stopped for cataract including one postoperative haemorrhagic choroidal detachment
surgery [B]. and one recurrent vitreous haemorrhage. The authors concluded
5. Evidence is lacking to allow a firm recommendation to be made that warfarin anticoagulation was associated with an increased risk
with regard to technique. In particular, a recommendation for of haemorrhagic complications, but such a study is really too small
sub-Tenon’s block over needle block cannot be supported by to draw valid conclusions.
weight of evidence at this time [B].
6. The use of short (less than 25 mm) needles may be inherently 4.1.1. Combination therapies which pose additional concern
safer but there is as yet no published evidence to support this. Antiplatelet agents are increasingly prescribed in combination
or taken with non-steroidal anti-inflammatory drugs (NSAIDs),
If appropriate, topical e intracameral local anaesthetic or topical which potentiate their action. Herbert et al. have reported four
alone is a safer alternative than needle or sub-Tenon’s block by cases of intraocular haemorrhage associated with these
cannula in respect of haemorrhagic complications related to combinations.33
anaesthetic technique. Such techniques, however, are not suitable for
some patients. 4.2. Glaucoma surgery
For operations on patients unsuitable for topical or topical e
intracameral the risk/benefit of a needle or cannula technique vs. Chronic anticoagulant and anti-platelet therapy have been
general anaesthesia must be considered individually for each implicated in a statistically significant increase in the rate of hae-
patient [O]. morrhagic complications. Perioperative anticoagulation and a high
preoperative intraocular pressure are potential risk factors for
4. Other ocular surgery haemorrhagic complications in patients undergoing glaucoma
surgery. Cobb et al.34 carried out a retrospective examination of
There is a risk that the recommendations for ‘ambulatory cata- surgical outcome of 367 consecutive trabeculectomies. 55 of the
ract surgery’ will be applied to more complex and invasive proce- patients were on aspirin and 5 on warfarin. Patients on aspirin were
dures such as vitreoretinal, glaucoma and oculoplastic surgery. We found to have an increased incidence of hyphaema (P ¼ 0.0015) but
therefore need to consider them separately. it did not appear to affect surgical outcome. Warfarinised patients
were found to be at a risk of serious haemorrhagic complications
4.1. Vitreoretinal surgery compromising surgical success. The authors concluded that it was
safe to continue aspirin but recommended careful monitoring for
There is evidence that although anticoagulant therapy can safely those on warfarin.
be continued for patients scheduled for vitreoretinal surgery the In another study by Law et al. three hundred and forty-seven
literature does report complications. In a study by Chauvaud patients (eyes) who were on anticoagulant or antiplatelet therapy
et al.,28 60 patients (mean age 73 years) had vitreoretinal surgery prior to glaucoma surgery were examined.35 The haemorrhagic
162 S.J. Mather et al. / Current Anaesthesia & Critical Care 21 (2010) 158e163
complications were higher in this group than 347 control patients 5.2. Physical signs
(10.1% vs. 3.7%, respectively, P ¼ 0.002). Patients on anticoagulants
had a higher rate of haemorrhagic complications than patients on Proptosis
antiplatelet drugs (22.9% vs. 8.0%, respectively, P ¼ 0.003). Patients Increased intraocular pressure (IOP) e “ the hard eye”
who continued anticoagulants during glaucoma surgery had the Ecchymoses in the eyelids
highest rate of haemorrhagic complications when compared to Chemosis e may be severe
patients who discontinued anticoagulants prior to surgery or Ophthalmoplegia (but may also be the effect of LA)
patients who used antiplatelet therapy alone (P ¼ 0.001). Afferent pupillary defect (may also be the effect of LA)
Currently, there is no definitive evidence or guideline available Decreased visual fields (may also be the effect of LA)
with regard to discontinuation or continuation of anticoagulation/ Papilloedema
antiplatelet therapy for glaucoma surgery. In a questionnaire Central retinal artery pulsation
survey of glaucoma surgeons in England,36 there was diversity of
opinion, however the majority of surgeons indicated that they do 5.3. Investigations
not stop warfarin or aspirin prior to glaucoma surgery.
No specific laboratory investigations are required.
4.3. Oculoplastic surgery Urea and electrolytes may be needed for a patient who requires
urgent medical treatment (e.g., acetazolamide) and additionally
Although serious haemorrhagic complications have been shown haemoglobin level may be desirable for unwell patients who
to be associated with oculoplastic procedures, the incidence of require urgent surgical decompression (canthotomy).
these complications is low. Anticoagulation or antiplatelet therapy Imaging is usually unnecessary and may delay treatment
needs to be tailored for individual patients. In a prospective study,37 resulting in permanent loss of vision.
the authors reported intraoperative bleeding prolonging surgery in
9.2% of cases. Severe bleeding with the potential to affect surgical 5.4. Medical treatment
outcome occurred in 0.4% of procedures. There was no statistical
difference in the incidence of haemorrhagic complications among 5.4.1. Osmotic agents
patients on antiplatelet or anticoagulant agents, those who had These agents decrease IOP by direct osmotic effect reducing
stopped these medications before surgery, and those who were not volume by the movement of water. However, reducing the volume
on treatment. of the globe of the eye may not of itself be sufficient to significantly
lower a very high IOP, which is in turn due to very high extraocular
4.4. Recommendations for practice (orbital) pressure from the haematoma.
For non-cataract ocular and orbital surgery it is difficult to make 5.4.1.1. Mannitol. 1e2 g/kg (7.5e10.0 mL kg1) of 20% solution IV
“anaesthesia- specific” recommendations based on the current over 30e60 min.
literature. However in the interest of total patient care whenever
there are any specific concerns (e.g., complicated surgery, only eye 5.4.2. Carbonic anhydrase inhibitors
surgery) there should be discussion between anaesthetist, surgeon, These agents decrease IOP by decreasing production of aqueous
haematologist, and patient regarding the risks and benefits of humour in the anterior chamber.
continuing/discontinuing anticoagulants and antiplatelet drugs
and to agree an acceptable approach such as bridging therapy [O]. 5.4.2.1. Acetazolamide. Inhibits the enzyme carbonic anhydrase,
thus decreasing aqueous formation, which, in turn, reduces IOP.
500 mg IV bolus followed by 125e250 mg IV 4e6 h hourly or
5. Management of orbital haemorrhage
250 mg orally 4 times daily post-operatively.
5.1. Background
5.4.3. Steroids
Steroids are sometimes given for their anti-inflammatory and
The globe and retrobulbar structures are enclosed in fascia that
antioxidant effects (attempt to decrease the production of free-
is bound by the bony orbit except anteriorly. The medial and lateral
radicals).
canthal tendons attach the eyelids to the orbital rim and limit the
forward movement of the globe. Retrobulbar or orbital haemor-
5.4.3.1. Methylprednisolone. 0.5e1 g single dose given over 30 min
rhage leads to increased volume in the orbit. The orbit may
by IV infusion.
compensate for small increases in orbital volume by forward
movement of the globe and prolapse of fat. However, in a similar
Beta-blockers, prostaglandin analogues and sympathomimetics
way to intracranial pressure, the orbit is a low-compliance system
These agents may be used post-operatively. Beta-blockers
and follows pressureevolume relationships in which increased
decrease IOP by decreasing production of aqueous humour. Pros-
tissue pressures in an enclosed space are associated with decreased
taglandin analogues increase uveoscleral outflow. The selective
perfusion. When the pressure within the orbit exceeds central
alpha2-adrenoceptor agonists brimonidine and apraclonidine can
retinal artery pressure retinal ischaemia can occur. The central
be used for patients intolerant of beta blockers and as adjunctive
retinal artery has a degree of protection from compression by lying
therapy.
within the optic nerve and because of its higher systolic blood
pressure compared to other vessels such as the prelaminar capil-
laries and peripapillary choroid and postciliary arteries, which lie 5.5. Surgical treatment
within muscle cones and enter the eye around the optic nerve to
supply the uveal tract and anterior optic nerve. Because of their 5.5.1. Canthotomy
lower mean pressure they are more at risk. Blindness without Primary indications for lateral canthotomy and cantholysis include
irreversible central retinal artery occlusion can also occur. an intraocular pressure (IOP) greater than 40 mm Hg and proptosis.
S.J. Mather et al. / Current Anaesthesia & Critical Care 21 (2010) 158e163 163
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