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ABSTRACT: Conventional limit equilibrium and numerical modelling slope analysis techniques have distinct
advantages and disadvantages inherent in their respective methodologies. The analysis technique chosen will
depend on the site conditions and the potential mode of failure identified. The engineer must be aware of all
existing slope analysis tools and be cognizant of their limitations. Knowledge of these different methods is
essential in view of the potential variation in the input parameters required and in the subsequent interpreta-
tion of the generated results. In complex cases the required analysis methodology may not involve the use of a
single technique, but may require the integrated use of several conventional and numerical methods. One such
example is the 1991 Randa rockslide in the southern Swiss Alps, where failure occurred in two distinct epi-
sodes, involved several complex mechanisms relating to geological, mechanical and hydrological processes,
and for which no clear triggering mechanism can be asserted.
Table 1. Conventional methods of rock slope analysis (after Coggan et al. 1998).
Stereographic and Critical slope and disconti- Relatively simple to use; give initial Only really suitable for preliminary
Kinematic nuity geometry; represen- indication of failure potential; may design or design of non-critical
tative shear strength char- allow identification and analysis of slopes; critical discontinuities must
acteristics. critical key-blocks using block the- be ascertained; must be used with
ory; links are possible with limit representative discontinuity/joint
equilibrium methods; can be com- shear strength data; primarily evalu-
bined with statistical techniques to ates critical orientations, neglecting
indicate probability of failure. other important joint properties.
Limit Equilibrium Representative geometry Wide variety of commercially avail- Mostly deterministic producing sin-
and material characteris- able software for different failure gle factor of safety (but increased use
tics; soil or rock mass modes (planar, wedge, toppling, of probabilistic analysis); factor of
shear strength parameters etc.); can analyse factor of safety safety gives no indication of instabil-
(cohesion and friction); sensitivity to changes in slope ge- ity mechanisms; numerous tech-
discontinuity shear strength ometry and material properties; more niques available all with varying as-
characteristics; groundwa- advanced codes allow for multiple sumptions; strains and intact failure
ter conditions; support and materials, 3-D, reinforcement and/or not considered; probabilistic analysis
reinforcement characteris- groundwater profiles. requires well-defined input data to al-
tics. low meaningful evaluation.
Physical Model- Representative material Mechanisms clearly portrayed and Simplistic groundwater simulation
ling characteristics; appropriate results of analysis are a useful con- especially in rock; techniques do not
scaling factors. straint for numerical modelling; cen- allow for the effects of scale and in
trifuge models able to investigate ef- situ stress; centrifuges can be expen-
fects of time on failure mechanisms. sive.
Rockfall Simula- Slope geometry; rock Practical tool for siting structures; Limited experience in use relative to
tors block sizes and shapes; can utilize probabilistic analysis; empirical design charts.
coefficient of restitution. 2-D and 3-D codes available.
3.2 Randa limit equilibrium back-analysis of 1.5 MPa and friction angle of 40ÛSURGXFHVDfac-
tor of safety of 0.99.
Limit equilibrium analyses are best employed to
It should be stressed that the limit equilibrium
provide either a deterministic factor of safety or a
analyses undertaken provide a range of c-φ values
range of shear strength parameters at failure (i.e. a
which would maintain limiting equilibrium along a
back-analysis). To demonstrate this, a back-analysis
predetermined structurally controlled failure surface
was performed for the Randa rockslide using the
within the rock mass. They do not represent the c-
program SLIDE (Rocscience 2001). A 2-D slope
φ which would be involved in the generation of
geometry was assumed based on a section taken
these failure surfaces. The relatively high values of
through the centre of the slide mass and along the
cohesion may be indicative of the need for fracture
line of failure. A water table was assumed based on
across rock bridges on a micro-scale. Given the
observations at the time of failure and data collected
from recent borehole drillings.
Given the complexity of the Randa rockslide fail-
ure surface and rock mass characteristics, the appli-
cation of a conventional 2-D circular analysis (e.g.
Bishop’s simplified method) may be considered in- critical slip
appropriate. Figure 3 shows the results from the surface outline
back-analysis performed using a non-circular slip
surface block search routine (whereby the slide mass
is divided into active and passive blocks). Back- 1991 Randa slide
calculated values provide a simple means of deriving surface outline
initial shear strength estimates to be used in other
more advanced modelling analyses. Results from
this analysis show that for a failure surface closely
matching that of the 1991 Randa failure, and assum-
ing a rock mass unit weight of 27 kN/m3, a cohesion Figure 3. Limit equilibrium analysis performed using a non-
circular slip surface block search routine (γ = 27 kN/m3, c = 1.5
MPa, φ = 40º).
large number of assumptions incorporated into these tact rock, weak rocks, or heavily fractured rock
analyses, and where it is necessary to include the masses. Most continuum codes incorporate a facility
stress state within the rock mass and/or the influence for including discrete fractures such as faults and
of complex deformation and brittle fracture mecha- bedding planes but are inappropriate for the analysis
nisms, numerical modelling techniques must be of blocky mediums. Numerous 2-D and 3-D com-
used. mercial codes are available, which often include a
wide choice of constitutive criteria including elastic,
elasto-plastic, strain-softening and visco-plasticity.
4 NUMERICAL METHODS OF ANALYSIS Although rock slope stability problems rarely
meet the conditions relevant to that of a continuum,
Many rock slope stability problems involve com- continuum modelling has the advantage of being
plexities relating to geometry, material anisotropy, able to efficiently model progressive and time-
non-linear behaviour, in situ stresses and the pres- dependent failure mechanisms. These factors must
ence of several coupled processes (e.g. pore pres- be considered if rock slope stability analyses are to
sures, seismic loading, etc.). Advances in computing evolve beyond current phenomenological-based
power and the availability of relatively inexpensive practices and move towards more mechanistic-based
commercial numerical modelling codes means that approaches. Experiences at Randa and elsewhere in
the simulation of potential rock slope failure mecha- Switzerland have aptly demonstrated the need for
nisms could, and in many cases should, form a stan- this change (Eberhardt et al. 2001). To do so, natural
dard component of a rock slope investigation. rock slope failures should be viewed as the response
Numerical methods of analysis used for rock to the progressive accumulation of events with time
slope stability may be divided into three approaches: that act to degrade the equilibrium state of the slope
continuum, discontinuum and hybrid modelling. Ta- (e.g. heavy rainfall event, spring snowmelt, etc.),
ble 2 summarizes these methods. with each event bringing the slope nearer to failure.
Limit equilibrium analysis and other phenomenol-
ogical approaches only provide a snapshot of the
4.1 Continuum techniques
conditions at the moment of failure, and as such they
Continuum approaches used in slope analysis in- provide a simplified answer as to why the slope
clude the finite-difference and finite-element meth- failed, but not within the context of time as to “why
ods. Continuum modelling is best suited for the now?”.
analysis of slopes that are comprised of massive in-
Table 2. Numerical methods of rock slope analysis (after Coggan et al. 1998).
Continuum Representative slope ge- Allows for material deformation and Users must be well trained, experi-
Modelling ometry; constitutive crite- failure (factor of safety concepts in- enced and observe good modelling
(e.g. finite- ria (e.g. elastic, elasto- corporated); can model complex be- practice; need to be aware of model
element, finite- plastic, creep, etc.); haviour and mechanisms; 3-D capa- and software limitations (e.g. bound-
difference) groundwater characteris- bilities; can model effects of pore ary effects, meshing errors, hardware
tics; shear strength of sur- pressures, creep deformation and/or memory and time restrictions); avail-
faces; in situ stress state. dynamic loading; able to assess ef- ability of input data generally poor;
fects of parameter variations; com- required input parameters not rou-
puter hardware advances allow com- tinely measured; inability to model
plex models to be solved with effects of highly jointed rock; can be
reasonable run times. difficult to perform sensitivity analy-
sis due to run time constraints.
Discontinuum Representative slope and Allows for block deformation and As above, user required to observe
Modelling discontinuity geometry; movement of blocks relative to each good modelling practice; general
(e.g. distinct- intact constitutive criteria; other; can model complex behaviour limitations similar to those listed
element, discrete- discontinuity stiffness and and mechanisms (combined material above; need to be aware of scale ef-
element) shear strength; groundwa- and discontinuity behaviour coupled fects; need to simulate representative
ter characteristics; in situ with hydro-mechanical and dynamic discontinuity geometry (spacing, per-
stress state. analysis); able to assess effects of pa- sistence, etc.); limited data on joint
rameter variations on instability. properties available (e.g. jkn, jks).
Hybrid/Coupled Combination of input pa- Coupled finite-/distinct-element mod- Complex problems require high
Modelling rameters listed above for els able to simulate intact fracture memory capacity; comparatively little
stand-alone models. propagation and fragmentation of practical experience in use; requires
jointed and bedded rock. ongoing calibration and constraints.
1st European Conference on Landslides, 24-26 June, 2002. Prague, Czech Republic. pp. 355-362.
1 1
4.1.1 Randa stress and progressive failure analysis
Two-dimensional continuum modelling was per- relative cohesion
Cumulative Damage, Z AE
0.8 0.8
formed using the finite-element code Visage (VIPS
Relative Cohesion
2001) to examine the natural stress distribution at
Randa due to topography as well as different possi- 0.6 0.6
be used to examine the evolution of stresses, strains 0 0.2 0.4 0.6 0.8 1
and plastic yielding within the rock mass (i.e. joint Normalized Stress (V / V cd)
and intact rock behaviour modelled as one). As such Figure 4. Cumulative damage model showing decrease in ma-
a preliminary set of 2-D models were run to simulate terial cohesion due to increasing stress and stress-induced brit-
tle fracturing (after Eberhardt et al. 1999).
strength degradation with time leading to failure.
The finite-element model incorporated 833 9-
noded quadrilateral elements (3465 nodes). Stresses Shear Shear
were initialized assuming gravity loading (i.e. Strain Strain
σH/ σV = 0.33) and a homogeneous, isotropic rock
mass (γ = 27 kN/m3, E = 25 GPa, ν = 0.25). Pore
pressures were not included in the analysis, although 1991 failure 1991 failure
they will be in future stages of the study. Similarly, outline outline
complexities relating to material heterogeneity and
anisotropy based on field investigations and in situ a) b)
testing will be incorporated in later stages.
Following the initialization of the in situ stress Figure 5. Evolution of shear strains over two stages of progres-
state, an elasto-plastic constitutive criterion was as- sive intact strength degradation leading to slope failure: (a)
signed to the slope materials assuming a Mohr- 75%; (b) 90%.
Coulomb yield criterion. Strength values were ini-
tially set to those for a generally coherent granitic- X-Displ. X-Displ.
(m)
gneiss rock mass (c = 20 MPa, φ = 40º, To = 1 MPa). (m)