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a r t i c l e i n f o a b s t r a c t
Article history: We show the existence of integral models for cuspidal representa-
Received 10 October 2009 tions of GL2 (Fq ), whose reduction modulo p can be identified with
Available online 8 October 2010 the cokernel of a differential operator on Fq [ X , Y ] defined by J.-P.
Communicated by Leonard L. Scott, Jr.
Serre. These integral models come from the crystalline cohomology
Keywords:
of the projective curve X Y q − X q Y − Z q+1 = 0.
Modular representations of finite groups As an application, we can extend a construction of C. Khare and
Congruences for mod p modular forms B. Edixhoven (2003) [5] giving a cohomological analogue of the
Hasse invariant operator acting on spaces of mod p modular forms
for GL2 .
© 2010 Elsevier Inc. All rights reserved.
1. Introduction
where the definition of the V k ’s (as elements of the Grothendieck group of G) has been extended in
a suitable way for k < 0 (cf. Definition 2.2), and e denotes the character determinant.
0021-8693/$ – see front matter © 2010 Elsevier Inc. All rights reserved.
doi:10.1016/j.jalgebra.2010.09.025
3508 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
A look at the left hand side of the above relation leads naturally to consider the Fq [G ]-equivariant
map:
θq : e ⊗ V k−(q+1) → V k
defined, for any k > q, as multiplication by the Dickson invariant X q Y − X Y q ∈ Fq [ X , Y ] (cf. [7]) and
realizing e ⊗ V k−(q+1) as a subobject of V k . The cokernel of this map has dimension q + 1 and turns
out to be the reduction mod p of a principal series representation of G: coker θq IndGB (ηk ), where
a b
B G is the subgroup of upper triangular matrices, and η is the character of B given by → a.
0c
In particular, one deduces the following periodicity result (cf. Proposition 2.7):
Proposition. For any integer k > q and any λ 0 there are isomorphisms of G-modules:
Vk V k+λ(q−1)
IndGB ηk .
e ⊗ V k−(q+1) e ⊗ V k+λ(q−1)−(q+1)
It seems natural to expect that the other “period” q − 1 of the group G is associated to reduction
mod p of cuspidal representations of G. At this purpose, in response to a message of C. Khare, Serre
defined a G-map D : V k → V k+(q−1) that raises the power of the symmetric module V k by q − 1. This
function is defined as a derivation map of the algebra Fq [ X , Y ], as follows:
∂f ∂f
D : Fq [ X , Y ] → Fq [ X , Y ]: f → X q + Yq .
∂X ∂Y
The derivation map D in not always injective (cf. Proposition 3.3) and seems to capture essential
properties related to the existence or non-existence of embeddings of G-modules of the form V k →
V k+(q−1) (cf. Proposition 3.5).
In this paper we show how the cokernel of the D-map can be identified with the reduction of a
cuspidal representation of G over the field Q p ; more precisely, in Sections 3 and 4 we consider, for
2 k p − 1, the exact sequence of G-modules (Proposition 4.1):
θq V k+(q−1)
0 → e ⊗ V k−2 −→ → coker θ q → 0
D (V k )
and we identify it with an exact sequence constructed by B. Haastert and J.C. Jantzen in [8], and com-
ing from the crystalline cohomology of the Deligne–Lusztig variety of the group SL2/Fq , i.e. the smooth
projective curve C /Fq : X Y q − X q Y − Z q+1 = 0. We then deduce the main result of the paper, analogous
to the periodicity result for reduction of principal series representations of G (cf. Theorem 4.2):
q+1
Theorem. Let q > 2, 2 k p − 1 with k = 2 and let us denote by Θ(χ k ) the cuspidal Q p -representation
of G associated to the kth-power of the Teichmüller character χ . Then there exists a natural integral model
χ k ) of Θ(χ k ) coming from the −k-eigenspace of the first crystalline cohomology group of the projective
Θ(
curve C /Fq such that there is an isomorphism of Fq [G ]-modules:
V k+(q−1)
χ k (mod p ).
Θ
D (V k )
In the last section of the paper, we switch to modular forms mod p for GL2 : in this context,
thanks to the Eichler–Shimura isomorphism, the modules V k ’s appear in the study of the systems
of eigenforms for the action of the Hecke algebra on the space of modular forms M k (Γ1 ( N ), F p ). As
a consequence, the maps θ p and D considered above play a role too: in [1], A. Ash and G. Stevens
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3509
identify a group theoretical analogue of the theta operator in the map induced in cohomology by the
Dickson homomorphism θ p ; in [13], B. Edixhoven and C. Khare build a cohomological analogue of
the Hasse invariant operator as a map α : H 1 (Γ1 ( N ), V 0 )
→ H 1 (Γ1 ( N ), V p −1 ). The existence of the
map D might lead to further results in this direction.
We introduce some notation that we will be using throughout the paper: let q = pn > 1 be an in-
tegral power of a prime number p and let F = Fq be a field of cardinality q, with algebraic closure F;
G = GL2 (F) will denote the group of 2 × 2 non-singular matrices with coefficients in F, and V = F2
the standard left G-representation.
For any non-negative integer k let V k = Symk V be the symmetric kth-power of the G-represen-
tation V : V k will be identified with the F-vector space F[ X , Y ]k of homogeneous polynomials over F
in two variables and of degree k, endowed with the left action of G induced by:
a b a b
· X = a X + cY , · Y = b X + dY . (1)
c d c d
−
indG
B− M λ := f ∈ Mor(G, Ga ): f (bg ) = λ(b ) f ( g ), for all g ∈ G, b ∈ B ,
where Mor(B− , Ga ) denotes the set of morphisms of functors from B− to Ga , and the left action of G
on the above space is given by letting ( g f )(x) = f (xg ) for all x, g ∈ G and f ∈ indG
B− M λ .
Define the following generalization of the dual Weyl module for λ (cf. [12], II.5):
W (λ) := (−1)i · R i indGB− ( M λ ),
i 0
where R i indG G
B− denote the ith-right derived functor of the functor indB− .
Notice that W (λ) is a well-defined element of the Grothendieck group K 0 (G) of G, because each
R i indG i G
B− ( M λ ) is a finite dimensional G-module, and R indB− ( M λ ) is zero for i > 1 ([12], II.4.2).
By [12], I.5.12, we have for each i 0 a canonical isomorphism of G-modules:
−
R i indG i
B − ( M λ ) H B \ G, L ( M λ ) ,
3510 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
where L( M λ ) is the sheaf on the projective scheme B− \G P1 associated to M λ , i.e. for an open
subset U ⊆ P1 we have:
L( M λ )(U ) := f ∈ Mor π −1 U , Ga : f (bx) = λ(b) f (x), for all x ∈ π −1 U , b ∈ B− ,
L( M λk ) O(k).
To see this, let us work for simplicity over F; the canonical projection π is given by:
x1 x2
→ (x1 : x2 ) ∈ P1 .
x3 x4
Denote by ω : B− → F× the character associated to the weight λ = (1, 0) ∈ X (T), and let N :=
Ker ω . Fix an open subset U of P1 ; by definition of the sheaf L( M λ ), if f ∈ L( M λ )(U ) then f (b · x) =
ω(b)k f (x) for all x ∈ π −1 U , b ∈ B− , and f is left N-invariant. We make the identification of sets
N \π −1 U U through the map Nx → e 1 · x, where e 1 = (1, 0) and x ∈ π −1 U . We deduce the existence
of an isomorphism of L( M λ )(U ) with the group:
f ∈ Mor(U , F): f (e 1 · b · x) = ω(b)k f (e 1 · x), for all x ∈ π −1 U , b ∈ B− .
L( M λ )(U ) f ∈ Mor(U , F): f (av ) = ak f ( v ), for all v ∈ U , a ∈ F
O(k)(U ).
We conclude the existence of isomorphisms of G-modules H i (B− \G, L( M λk )) H i (P1 , O (k)) for
every i 0.
If k 0, H 1 (P1 , O (k)) = 0 so that W (λk ) = H 0 (P1 , O (k)) = Symk F2 in K 0 (G); if k < 0 we have
H 0 (P1 , O (k)) = 0 and W (λk ) = − H 1 (P1 , O (k)); the canonical perfect pairing of G-modules:
H 0 P1 , O (−k − 2) × H 1 P1 , O (k) → H 1 P1 , O (−2) det−1 ⊗Ga ,
W (λk ) = − HomG H 0 P1 , O (−k − 2) , det−1 ⊗Ga
= − HomG det ⊗ H 0 P1 , O(−k − 2) , Ga
∗
= − det ⊗ H 0 P1 , O(−k − 2)
= −e 1+k · Sym−k−2 F2 ,
where · denotes the product induced in K 0 (G) by the tensor product of G-modules, and e is the
determinant character.
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3511
Remark 2.1. In more general settings, let G be a connected split reductive group over F; the vanishing
of the modules R i indG B− ( M λ ) for i > 0 whenever λ is a dominant weight for (G, T) is the content
of Kempf’s vanishing theorem (cf. [12], II.4); on the other side λ ∈ X (T) is dominant if and only if
indG
B− ( M λ ) = 0 (cf. [12], II.2.6). In our case, with the choice of positive root α , λk is dominant if and
only if k 0.
The above considerations on the generalized Weyl modules W (λk ) for G lead to the following
definition for the finite group G:
Definition 2.2. For any integer k, define the element V k of the Grothendieck group K 0 (G ) of G over F
by:
⎧
⎨ Sym F if k 0,
k 2
V k := 0 if k = −1,
⎩
−e 1+k · V −k−2 if k −2.
Notice that the definition of V k for k < 0 is also suggested by the expression of the Brauer charac-
ter of the representation V −k (cf. next paragraph).
We remark that in the rest of the paper, for any non-negative integer k, the symbol V k will re-
fer sometimes to the G-module Symk F2 and sometimes to its image in K 0 (G ): the meaning of the
symbol V k will be clear from the context.
2.2. An identity in K 0 (G )
Let us denote by θq also the G-equivariant map e ⊗ V k−(q+1) → V k given by multiplication by the
above polynomial. This map is monic and its cokernel is isomorphic to the induced representation
IndGB (ηk ), where B G is the subgroup of upper triangular matrices, and η is the character of B
a b
given by
0c
→ a. Since η has order q − 1 one deduces the following result (cf. (2)):
Vk V k−(q−1)
. (3)
e ⊗ V k−(q+1) e ⊗ V k−2q
We can obtain the isomorphism (3) also as follows: as in [1], we let I k be, for any k 0, the
space of functions F2 → F that are homogeneous of degree k and vanish at (0, 0), endowed with the
G-action given by ( g · f )(x, y ) = f (( g −1 (x, y )t )t ) for g ∈ G, f ∈ I k and (x, y ) ∈ F2 . If ρ : G → GL( V )
is any representation of G over some field, we denote by ρ t the representation defined by ρ t ( g ) :=
ρ (( g t )−1 ), where g t is the transpose of the matrix g ∈ G. Denote then by τk : V k → I kt the G-map
sending a polynomial in V k to the associated polynomial function in I kt .
Assume now k > q and let T O := X k−(q−1) a∈F× ( X − aY ) ∈ V k : then τk ( T O ) is non-zero only at
[1 : 0] ∈ P1 (F); since G act transitively on P1 (F), for any P ∈ P1 (F) we can find a polynomial T P ∈ V k
such that τk ( T P ) is non-zero only at P : τk is therefore onto. Since θq (e ⊗ V k−(q+1) ) ker τk and
dimF I kt = q + 1 we conclude that coker(θq : e ⊗ V k−(q+1) → V k ) I kt = I kt +(q−1) .
Notice that for any k 0 we have I k e −k ⊗ F[P1 (F)], where F[P1 (F)] is the G-module of F-
valued functions on P1 (F) with the usual left G-action; denoting by M 0 (resp. M 1 ) the G-submodule
of F[P1 (F)] consisting of the constant (resp. average zero) functions, we have F[P1 (F)] = M 0 ⊕ M 1 .
We now need two lemmas:
Lemma 2.5. In F[ X , Y ] one has the identity X q−1 + a∈F (a X + Y )q−1 = 0.
q−1
Proof. Writing + Y )q−1 = a∈F j=0 q−j 1 a j X j Y q−1− j , we see that the coefficient of X q−1
a∈F (a X
(resp. Y q−
1
) in this polynomial is q − 1 (resp. 0), hence it’s enough we prove that for any 0 < j < q − 1
a∈F× a = 0. Let us chose a generator ε of the multiplicative group of F and let λ be the
j
we have
order of ε j in this group; if q − 1 = λd in Z, we have:
q −2
λ−1
aj = εnj = d εnj .
a∈F× n =0 n =0
λ−1
Since 0 = ε λ j − 1 = (ε j − 1) n=0 εnj and ε j = 1, we conclude that the above summation is zero. 2
Lemma 2.6. There exists a G-module epimorphism ϑ : F[P1 (F)] → V q−1 whose kernel is M 0 . In particular
M 1 V q−1 as G-modules.
f ∈ F P1 (F) → f [a : b] (a X + bY )q−1 .
[a:b]∈P1 (F)
For any point P of the F-projective line, let f P ∈ F[P1 (F)] be the function equal to 1 at P and
zero everywhere else. Notice that X q−1 = ϑ( f [1:0] ); let then α be an integer, 0 α < q − 1 and let
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3513
−1
q−1
λ[a:1]aα = ,
a∈F
α
λ[a:1] a j = 0 (0 j q − 1, j = α ).
a∈F
q−1
(Notice that the identity ( X + Y )q = ( X + Y ) i =0
(−1)i X q−1−i Y i in F[ X , Y ] implies that q−i 1 ≡
(−1)i (mod p ) for any 0 i q − 1, hence q− 1
α is invertible in F.)
Since the matrix of this q × q system is of Vandermonde type over the elements of F, the sys-
tem has a unique solution, so that ϑ −1 ( X α Y q−1−α ) = ∅ and ϑ is onto. Since the kernel of ϑ has
dimension 1, the previous lemma implies ker ϑ = M 0 . 2
Proposition 2.7. For any integer k > q and any λ 0 there are isomorphisms of G-modules:
Vk V k+λ(q−1)
ek ⊗ F ⊕ V qt −1 ,
e ⊗ V k−(q+1) e ⊗ V k+λ(q−1)−(q+1)
One is naturally led to ask when V k − V k−(q−1) is positive in K 0 (GL2 (F)): we would like to have, at
least for some values of k, a monic map of GL2 (F)-modules V k−(q−1) → V k that “raises the weight by
q − 1”. The Serre D-map will play this role, if 1 k p − 1.
We assume from now on that k 0 and we will impose some other restrictions on it later.
Let χ : Fq×2 → Q×
p be the (restriction of the) Teichmüller character fixed in the previous section, and
let k be an integer such that k = 0 (mod q + 1), so that χ k is indecomposable (i.e. it does not factor
through the norm map Fq×2 → F× ). Under these assumptions, there is a unique Q p -representation
Θ(χ k ) of G characterized by the property that Θ(χ k ) ⊗ sp IndFG× (χ k ), where Fq×2 is embedded
q2
in G by the map ι fixed in the previous section, and sp is the G-subrepresentation of Q p [P1 (F)]
consisting of functions of average zero. Θ(χ k ) is the cuspidal representation associated to χ k .
The character of Θ(χ k ) is given by:
a 0
→ (q − 1)χ (a)k , a ∈ F× ,
0 a
3514 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
a 1
→ −χ (a)k , a ∈ F× ,
0 a
a 0
→ 0, a, b ∈ F× , a = b,
0 b
k
ι(c ) → −χ (c )k − χ cq , c ∈ Fq×2 \F× .
Proposition 3.1. Let k be an integer such that k = 0 (mod q + 1); the following identity holds in K 0 (G ):
V k+(q−1) − V k = Θ χk ,
χ k ) of Θ(χ k )
where the bar on the left hand side denotes the reduction mod p of any fixed integral model Θ(
(the choice of integral model is not relevant since the identity is written in K 0 (G )).
Definition 3.2 (J.-P. Serre). The map1 D : F[ X , Y ] → F[ X , Y ] is the F-linear map defined by:
∂f ∂f
D f ( X , Y ) := X q · + Yq · ,
∂X ∂Y
a b
The map D is G-equivariant: if
cd
∈ G and α , β 0 the polynomial D ( g · X α Y β ) equals:
α (a X + cY )q (a X + cY )α −1 (b X + dY )β + β(b X + dY )q (a X + cY )α (b X + dY )β−1 .
Proof. Let A = F[ X p , Y p , θq ] and B = ker D; notice that B is a ring and we have the inclusions
F[ X p , Y p ] ⊆ A ⊆ B ⊆ F[ X , Y ]. The polynomial t p − ( X pq Y p − X p Y pq ) ∈ F( X p , Y p )[t ] is irreducible
in F( X p , Y p )[t ] since X pq Y p − X p Y pq does not have a pth-root in F( X p , Y p ), so that we have
[ Q ( A ) : F( X p , Y p )] = p, where we denote by Q ( R ) the field of fractions of an integral domain R
inside some extension of R.
f
Now observe that Q ( B ) is properly contained inside F( X , Y ): if not, we could write X = g with
f , g ∈ B, g = 0 and 1 = af + bg for some a, b ∈ B; this would imply X = f · (a X + b) so that f ∈ B
would be an associate of X in F[ X , Y ]. Since [F( X , Y ) : F( X p , Y p )] = p 2 we have therefore Q ( A ) =
Q ( B ). Notice that F[ X , Y ]/ A is an integral extension, so that B / A is too.
q
Now observe that the domain A is normal, since the corresponding variety has equation X 1 X 2 −
q p
X 1 X 2 − X 3 = 0, and then it defines an hypersurface of A3/F that is non-singular in codimension one
(cf. [9], II.8.23). We conclude A = B. 2
1
An analogue of the map D in characteristic zero appears in the theory of G-invariants, in particular cf. the definition of the
polarization map in [8], Appendix F, §1.
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3515
Lemma 3.4. If q = p > 3 is a prime number, then V p is a non-trivial extension of V p −2 via V 1 in the cate-
gory of F p [SL2 (F p )]-modules. In particular, for p > 3, the one dimensional F p -space Ext1SL2 (F p ) ( V p −2 , V 1 )
Ext1SL2 (F p ) ( V 1 , V p −2 ) is generated by the class of V p .
Proof. A computation of Brauer characters tells us that V p − V 1 = V p −2 in K 0 (SL2 (F p )); the existence
of the monic map D : V 1
→ V p and the fact that V p −2 is irreducible give therefore an exact sequence
of the form:
D π
0 → V 1 −→ V p −→ V p −2 → 0. (5)
We can choose π
so that it sends X p and Y p to zero and π
( X r Y p−r ) := k(r ) · X r −1 Y p−1−r for
( pr−−12)
0 < r < p, where k(r ) := = 0 (cf. the proof of Proposition 3.11). With this choice of π
, the
( p−r 1)
sequence:
D π
0 → V 1 −→ V p −→ e ⊗ V p −2 → 0 (6)
is exact in the category of GL2 (F p )-modules; since SL2 (F p ) is normal in GL2 (F p ) of index prime to p,
we have that (5) splits as a sequence of SL2 (F p )-modules if and only if (6) splits as a sequence of
GL2 (F p )-modules. We will show that (6) does not split.
A splitting GL2 (F p )-homomorphism σ : e ⊗ V p −2 → V p for π
has to send k(r ) · X r −1 Y p −1−r to
r p −r
X Y + h1 (r ) X p + h2 (r )Y p for some h1 (r ), h2 (r ) ∈ F p (0 < r < p); imposing the equivariance of
the map σ with respect to the maximal split torus of diagonal matrices in GL2 (F p ), we find the
conditions:
h1 (r ) = ar −1 b1−r · h1 (r ),
h2 (r ) = ar b−r · h2 (r ),
that have to be satisfied for every a, b ∈ F× p and every 0 < r < p. We therefore have h 1 (r ) = 0 if
2 r p − 1 and h2 (r ) = 0 if 1 r p − 2.
This implies a contradiction, since then – being p > 3 – we would get:
1 0 1 0
σ · k(2) X Y p −3 =
· σ k(2) X Y p −3 .
1 1 1 1
The second assertion in the lemma follows from the propositions in §§12.1, 12.2 of [10]. 2
tensor product theorem, and it is isomorphic to V 2p −1 ⊗F p F p 2 via the map induced by X i Y p −1−i ⊗
X j Y 1− j → X i + p j Y 2p −1−i − p j (0 i p − 1, 0 j 1). We deduce the existence of an isomorphism of
F p [SL2 (F p )]-modules V 2p −1 V 1 ⊗F p V p −1 .
Since V 1 is an F p [SL2 (F p )]-submodule of V p , to prove the proposition it suffices to show:
HomF p [SL2 (F p )] ( V 1 , V 2p −1 ) = 0.
3516 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
HomF p [SL2 (F p )] ( V 1 ⊗F p V 1 , V p −1 ),
The last proposition shows that when q = p > 3 and the Serre D-map fails to be injective as
map V p → V 2p −1 , then there are actually no subobjects of V 2p −1 isomorphic to V p . Notice that an
analogous result is clearly true for maps V 0 → V p −1 , since V p −1 = St is irreducible over F p [GL2 (F p )].
We also have:
Proposition 3.6. The element V k − V k−(q−1) of K 0 (G ) is positive if and only if k = −2 (mod q + 1).
ss
V k+(q−1) ss
χk
Θ , (7)
D (V k )
We recall some constructions from [8]. Let R be either a field extension K of Fq2 inside F or the
ring of Witt vectors W = W (K) of such a field, together with the natural embedding Fq×2
→ R × ; let
0 1
A = −1 0 ∈ SL2 ( R ) and:
A 0
H(X, Y , Z) = (X, Y , Z) · · ( X , Y , Z )t ∈ R [ X , Y , Z ],
0 −1
where the upper bar denotes the qth-power map. The homogeneous polynomial H is irreducible over
R and defines a projective, smooth and irreducible curve C / R having equation X Y q − X q Y − Z q+1 = 0.
We let U 2 (Fq2 ) = { g ∈ GL2 (Fq2 ) : g · A · g t = A } and we consider Fq×2 embedded in U 2 (Fq2 ) via
t 0
t → , so that U 2 (Fq2 ) = Fq×2 · SL2 (F). By construction, U 2 (Fq2 ) acts on C /K via the embedding:
0 t −q
g 0
U 2 (Fq2 )
→ GL3 (Fq2 ) : g → ,
0 1
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3517
0 → H 0 C / R , ΩC1/ R → H dR
1
( C / R ) → H 1 ( C / R , O C / R ) → 0.
0 → H 0 C / R , ΩC1/ R −k → H dR
1
(C / R )−k → H 1 (C / R , OC / R )−k → 0,
In the particular case R = K, we have an action of U 2 (Fq2 ) on C /K and its cohomology. We have:
Proposition 3.9. There is a natural exact sequence of K[U 2 (Fq2 )]-modules, for every 1 k q:
0 → H 0 C /K , ΩC1/K −k → H dR
1
(C /K )−k → H 1 (C /K , OC /K )−k → 0.
We will interested in the sequel in writing down explicitly the maps occurring in the above se-
quences.
i i i +1
0 → H cris (C /K ) ⊗W K → H dR (C /K ) → Tor1W H cris (C /K ), K → 0.
1 1
H dR (C /K ) H dR (C /W ) ⊗W K.
3518 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
We work over the field Fq2 , the quadratic extension of F inside F. We assume from now on that
p is an odd prime and we put as usual G = GL2 (F); let k be an integer such that 2 k p − 1, and
let V k = Symk Fq22 be the usual left representation of U 2 (Fq2 ) ⊆ GL2 (Fq2 ) over Fq2 . Notice that we
changed the notation from Section 2: in this section we will be denoting by V k
the G-representation
Symk F2 , so that V k = V k
⊗F Fq22 , as G-representations.
The multiplication by θq (not by θq2 !) induces an Fq2 [U 2 (Fq2 )]-monomorphism θq : V k−2
→
V k+q−1 . Let D
: V k
→ V k
+(q−1) be the Serre D-map that increases the degree of q − 1, as in Def-
inition 3.2; the monic Fq2 -linear map D := D
⊗ Fq2 : V k
→ V k+(q−1) is SL2 (F)-equivariant, but not
Fq×2 -equivariant; nevertheless D ( V k ) is an Fq2 [U 2 (Fq2 )]-submodule of V k+(q−1) and hence we get the
well-defined U 2 (Fq2 )-map of Fq2 -spaces:
V k+(q−1)
θ q : V k −2 → .
D (V k )
Notice that this map is non-zero, then monic, i.e. Im θq ∩ D ( V k ) = 0, because our restriction on the
range of k implies that V k
−2 is an irreducible representation of G.
By dimension considerations, we have the Fq2 -vector space decomposition V k+(q−1) = D ( V k ) ⊕
θq ( V k−2 ) ⊕ W , where
q −1
W := Fq2 X r Y k+q−1−r . (8)
r =k
Notice that the action of Fq×2 upon W decomposes the space into the direct sum of eigenspaces
of dimension one: if k r q − 1, Fq2 X r Y k+q−1−r is the subspace of W on which Fq×2 acts by the
character t → t r (q+1)+(q−1)−qk .
V k+(q−1)
Proposition 3.11. There exist U 2 (Fq2 )-epimorphisms of Fq2 -spaces D (V k )
→ ek ⊗ V q−1−k whose kernel is
equal to Im θ q if and only if q = p is prime; in this case they are given by the maps {ωs }s∈F× , where for any
q2
q−1−k
r −k
X r Y k+q−1−r mod D ( V k ) → s · q−1 · X r −k Y q−1−r (k r q − 1).
r
Proof. We need to construct the U 2 (Fq2 )-equivariant onto maps ω : V k+(q−1) → ek ⊗ V q−1−k whose
kernel is D ( V k ) ⊕ θq ( V k−2 ), therefore we need to define ω only on W . Since t ∈ Fq×2 acts on the sub-
q−1−k−s
space Fq2 X Ys
⊂ e ⊗ V q−1−k as multiplication by t s(q+1)+(q−1)+kq t k(1−q) (0 s q − 1 − k), and
k
since ω has to respect the decomposition of the spaces in Fq×2 -eigenspaces, we have ω : X r Y k+q−1−r →
α (r ) X r −k Y q−1−r for some α (r ) ∈ Fq×2 (k r q − 1). For any k r q − 1 we find the following con-
ditions to be satisfied:
α (r ) = (−1)k α (q + k − 1 − r ),
q−1−k
α (r ) = α (q − 1) · qr −k
−1
,
r
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3519
0 1
where the first equation is equivalent to the equivariance of ω with respect to the matrix −1 0
,
1 0
and the second is equivalent to the equivariance with respect to for any u ∈ F. Notice that
q−1−k u1
is not divisible by p for every k r q − 1 if and only if q = p, in fact if q > p we have
q−r −1−
k
k
p −k
≡ 0 (mod p ).
If q = p we can choose α (q − 1) = 0 arbitrarily, so that we get the maps in the statement; all of
them are acceptable since:
0 1 1 0
U 2 (Fq2 ) = Fq×2 · , : u∈F . 2
−1 0 u 1
V k+(q−1)
Note that the above proposition gives, for q > p, equivariant non-surjective maps D (V k )
→ ek ⊗
V q−1−k whose kernel properly contains Im θ q .
Corollary 3.12. Let q = p be prime. For any s ∈ Fq×2 we have an exact sequence of Fq2 [U 2 (Fq2 )]-modules:
θq V k+(q−1) ωs k
0 → V k−2 −→ −→ e ⊗ V q−1−k → 0,
D (V k )
θq V k
+(q−1) ωs
0 → V k
−2 −→ −→ V q
−1−k → 0.
D ( V k
)
Remark 3.13. If q is any power of the prime p and 2 k p − 1, one sees (formula (16)) that there
is an exact sequence of F[GL2 (F)]-modules:
θq V k
+(q−1)
0 → e ⊗ V k
−2 −→ → coker θ q → 0.
D ( V k
)
The same reasoning of the proof of Proposition 3.11 gives that there exist GL2 (F)-epimorphisms of
V k
+(q−1)
F-spaces D ( V k
)
→ ek ⊗ V q
−1−k whose kernel is equal to Im θ q if and only if q = p is prime (one
just needs to consider the equivariance of the desired maps with respect to the characters of the split
torus of GL2 (F), and proceed as in the proof of the proposition).
Furthermore, a computation of Brauer characters gives the following identity in K 0 (G , F):
∗
coker θ q = V q
−1−k = ek · V q
−1−k .
∗ ss ss
(coker θ q )ss V q
−1−k ek ⊗ V q
−1−k .
3520 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
V k
+(q−1)
Proposition 3.14. For any 2 k p − 1, the exact sequence of F[SL2 (F)]-modules 0 → V k
−2 → D ( V k
)
→
coker θ q → 0 is non-split.
V k
+(q−1)
Proof. If the sequence of SL2 (F)-modules 0 → V k
−2 → D ( V k
)
→ coker θ q → 0 splits, then by tensor-
ing with Fq2 we would get a split sequence of U 2 (Fq2 )-modules, since SL2 (F) U 2 (Fq2 ) is of index
prime to p.
θq V k+(q−1)
Let us assume that 0 → V k−2 −→ D (V k )
→ coker θ q → 0 is a split exact sequence of Fq2 [U 2 (Fq2 )]-
V k+(q−1)
modules. A basis of D (V k )
is given by the set:
S = X r Y k+q−1−r mod D ( V k ), X s Y k−2−s θq mod D ( V k ) kr q−1,0sk−2 ,
and the group Fq×2 acts on the 1-dimensional space generated by each of the vectors in S as mul-
tiplication by a character, and this action is via different characters on different spaces (in fact, Fq×2
acts on X s Y k−2−s θq mod D ( V k ) via the character t → t s(q+1)−kq+2q for any 0 s k − 2; for the action
on the other basis vectors see the computation before Proposition 3.11). This implies that if M is a
V
complement of Im θ q inside Dk+( q −1 )
( V k ) , there is basis of M contained in S ; since M ∩ Im θ q = 0 we have
M = ( W ⊕ D ( V k ))/ D ( V k ) (see (8) for the definition of W ). This is not possible, since this space is not
closed under the action of U 2 (Fq2 ). In fact we have:
k
1 1 k
· X k Y q−1 mod D ( V k ) = X i Y k+q−1−i mod D ( V k ),
1 0 i
i =0
k k
i k+q−1−i
k−1 k
and i =0 i X Y = X k Y q−1 + i =0 i
X i Y k+q−1−i , where the first term is in W and the sec-
ond is not in W ⊕ D ( V k ). 2
Corollary 3.15. If 2 k p − 1 and q = p is prime, the one dimensional F-vector space Ext1SL2 (F) ( V k
−2 ,
V k+(q−1)
V q
−1−k ) Ext1SL2 (F) ( V q
−1−k , V k
−2 ) is generated by the class of D (V k )
.
Proof. This follows from the previous result and from the Propositions in §§12.1, 12.2 of [10]. 2
We would like to be able to relate the exact sequences coming from Corollary 3.9 (for K = Fq2 )
and Corollary 3.12 (with the additional assumption q = p), by constructing – for some integers α , β, γ
– a commutative diagram of the following form:
0 → H 0 (C , ΩC1 )−k → H dR
1
(C )−k → H 1 (C , OC )−k → 0
↓ ↓ ↓
V
0 → e α ⊗ V k −2 → e β ⊗ Dk(+Vq−)1 → e γ ⊗ V q−1−k → 0.
k
In the sequel, we will construct the vertical isomorphisms; we will also treat the case q > p.
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3521
e −1 ⊗ H 0 P2 (Fq2 ), O (q − 2) → H 0 C , ΩC1 ,
q−2−a−b
X b Y a Z q−2−a−b → −t 1a t 2 dt 2 ,
a b
0 1 0
0 1 Y Z Z
· t 1a t 2b dt 2 = −1 0 0 · d
−1 0 X X X
0 0 1
a b
X Z Z
= d
−Y −Y −Y
−1 a −1 b −1
= −t 1 −t 1 t 2 d −t 1 t 2 ; (9)
q+1 q−2
= t 1 − t 1 to get dt 1 = −t 2 dt 2 , d(t 1−1 t 2 ) = t 1
q q
then we use the identity t 2 dt 2 and conclude that:
0 1 q−2−a−b b
t 1a t 2b dt 2 = (−1)a+b+1 t 1 t 2 dt 2 .
−1 0
We recall for the sequel the action of the group U 2 (Fq2 ) on every element (for a proof, cf. [8]): for
any a, b 0 and a + b q − 2:
0 1 q−2−a−b b
t 1a t 2b dt 2 = (−1)a+b+1 t 1 t 2 dt 2 , (10)
−1 0
a
1 0 a
t 1a t 2b dt 2 = (−u )a−i t 1i t 2b dt 2 (u ∈ F), (11)
u 1 i
i =0
t 0
t 1a t 2b dt 2 = t a(q+1)+b+1t 1a t 2b dt 2 t ∈ Fq×2 . (12)
0 t −q
k−2 a q−k
Therefore we can make the identification H 0 (C , ΩC1 )−k = a=0 Fq2 t 1 t 2 dt 2 .
Proposition 3.16. The isomorphisms of Fq2 [U 2 (Fq2 )]-modules H 0 (C , ΩC1 )−k → e 1−k ⊗ V k−2 are the maps
{ϕs }s∈F× , where for any s ∈ Fq×2 , ϕs is defined by:
q2
q−k
t 1a t 2 dt 2 → (−1)a · s · X a Y k−2−a (0 a k − 2).
3522 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
Proof. The isomorphisms ϕ we are looking for preserve the Fq×2 -eigenspace decomposition of the
modules: for any fixed 0 i k − 2, Fq2 X i Y k−2−i ⊂ e 1−k ⊗ V k−2 is the eigenspace relative to the
q−k
character of Fq×2 represented by the mod (q2 − 1) integer (i + 1)(q + 1)− k; Fq2 t 1a t 2 dt 2 ⊂ H 0 (C , ΩC1 )−k
q−k
is the eigenspace for a(q + 1) + q − k + 1 (0 a k − 2). We deduce that ϕ has to send t 1a t 2 dt 2 to
β(a) X a Y k−2−a for any 0 a k − 2; by imposing the condition of equivariance with respect to the
0 1 1 0
matrices −1 0 , (u ∈ F), we find respectively, for any 0 a k − 2:
u1
Any fixed value for β(k − 2) ∈ Fq×2 makes these equations satisfied. 2
q−k q−k
ea,q−k := t 1a t 2 dt 2 , t 1a t 2 dt 2 , 0 ,
q−1+a q−k q−k q+1−k
ea,q+1−k := −at 1 t 2 dt 2 , −(a + 1 − k)t 1a t 2 dt 2 , t 1a t 2 .
This follows from the previous observations and from Proposition 2.3. in [8], that gives explicitly
a basis for H 1 (C , OC ).
Notice that the action of U 2 (Fq2 ) on A is clear (see formulae (10)–(12)), while for B we refer to [8]
for the following computation: for any integer a such that 1 −a q − k and any u ∈ F, t ∈ Fq×2 , one
has:
0 1
ea,q+1−k = (−1)a+k+1 e −(a+q+1−k),q+1−k , (13)
−1 0
a+q−k
1 0 q+a
ea,q+1−k = (−u )i ea−i ,q+1−k
u 1 i
i =0
a+q−1
q+a−1
+ (−u )i aeq+a−1−i ,q−k , (14)
i
i =a+q+1−k
2
The basis constructed in [8] works in general for any 1 k q.
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3523
t 0
ea,q+1−k = t a(q+1)+q−k+1 ea,q+1−k . (15)
0 t −q
V k+(q−1)
Proposition 3.17. The Fq2 [U 2 (Fq2 )] modules H dR
1
(C )−k and e 1−k ⊗ D (V k )
are isomorphic. A family of
U 2 (Fq2 )-equivariant isomorphisms is given by the maps { f s }s∈F× , where, for any s ∈ Fq×2 , f s is defined by:
q2
where γ (a), δ(a) ∈ Fq×2 . Since the span of the ea,q−k ’s for 0 a k − 2 is just H 0 (C , ΩC1 )−k and it
has to be mapped by f isomorphically onto θ q (e 1−k ⊗ V k−2 ) e 1−k ⊗ V k−2 , Proposition 3.16 gives
γ (a) = (−1)a s for some s ∈ Fq×2 that we consider now fixed.
Let 1 −a q − k; the relation:
0 1 0 1
f ea,q+1−k = · δ(a) X a+q Y k−1−a mod D ( V k )
−1 0 −1 0
gives [(−1)a+q δ(a) − (−1)a+k+1 δ(k − a − q − 1)] X k−1−a Y a+q ∈ D ( V k ); by a degree consideration this
can only happen when the coefficient of the monomial is zero, that is when:
1 0 1 0
f ea,q+1−k = · δ(a) X a+q Y k−1−a mod D ( V k ).
u 1 u 1
By making the action of the matrix explicit, the condition we find after some simplifications is:
a+q−k
q+a
(−u )i δ(a − i ) X a−i +q Y k−1−a+i
i
i =0
a+q−1
q+a
+ (a − i )(−u )i γ (q + a − 1 − i ) X a−i +2q−1 Y k−q−a+i
i
i =a+q−k+1
3524 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
a+q−1
q+a
− (a − i )(−u )i γ (q + a − 1 − i ) X a−i +q Y k−1−a+i
i
i =a+q−k+1
a+q−k
q+a
≡ u i δ(a) X a−i +q Y k−1−a+i
i
i =0
a+q−1
q+a
+ u i δ(a) X a−i +q Y k−1−a+i mod D ( V k ).
i
i =a+q−k+1
a+q−k
q+a
u i (−1)i δ(a − i ) − δ(a) X a−i +q Y k−1−a+i
i
i =0
a+q−1
q+a
+ (a − i )u i (−1)a s X a−i +2q−1 Y k−q−a+i
i
i =a+q−k+1
a+q−1
q+a
− u i (a − i )(−1)a s + δ(a) X a−i +q Y k−1−a+i
i
i =a+q−k+1
≡ 0 mod D ( V k ).
Notice that for 0 i a + q − k, the monomial X a−i +q Y k−1−a+i does not belong to D ( V k ). The
above congruence holds if δ(a) = (−1)i δ(a − i ) (for any i = 0, . . . , a + q − k and any −a = 1, . . . , q − k)
a+q−1 q+a i
and the polynomial i =a+q−k+1 i
u · ga,i ,s ( X , Y ) is in D ( V k ), where:
k
j X j +q−1 Y k− j + (k − j ) X j Y k− j +q−1 j =0 ,
we deduce that the above polynomial is in D ( V k ) if for any a such that 1 −a q − k we can find
an element σa ∈ Fq×2 such that σa · (a − i ) = (−1)a (a − i )s and σa · (k + i − a) = −(−1)a (a − i )s − δ(a).
This is equivalent to δ(a) = ks(−1)a+1 for every 1 −a q − k. This expression for δ(·) is compatible
with all the previous conditions we imposed on it. 2
Corollary 3.18. For any s ∈ Fq×2 there is a unique U 2 (Fq2 )-equivariant isomorphism of Fq2 -spaces
ψs : coker ι → coker θ q such that ψs ◦ π
= π
◦ f s . In particular we have coker θ q H 1 (C , OC )−k .
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3525
Proof. By Proposition 3.16 and Proposition 3.17 we have the commutative diagram:
ι
0 → H 0 (C , ΩC1 )−k −→ 1
H dR (C )−k
↓ ϕs ↓ fs
θq V k+(q−1)
1−k
0 → e ⊗ V k−2 −→ e 1−k ⊗ D (V k )
whose rows are exact. The statement just follows from this and the identification coker ι
H 1 (C , OC )−k . 2
Notice that if q = p then V q−1−k is irreducible as representation of SL2 (F), and self-dual.
ι π
0 → H 0 C /F , ΩC1/F −k −→ H dR
1
(C /F )−k −→ H 1 (C /F , OC /F )−k → 0
remains exact. (Notice that we do not change the names of the maps involved with respect to the
case of modules over Fq2 if the behavior of the map is clear as above.)
We can summarize some of the results we obtained as follows:
Proposition 3.20. Let q > 2 be a power of a rational prime p, F a field with q elements, and let k be an integer
such that 2 k p − 1. Let SL2 (F) act on F2 in the standard way, and define the left SL2 (F)-representation
V k
:= Symk F2 . Define furthermore C to be the projective curve associated to the polynomial X Y q − X q Y −
Z q+1 ∈ F[ X , Y , Z ]. For any s ∈ F× we have the following commutative diagram of F[SL2 (F)]-modules, in
which the rows are exact and the vertical arrows are isomorphisms:
ι π
0 → H 0 (C /F , ΩC1 )−k −→ 1
H dR (C /F )−k −→ H 1 (C /F , OC /F )−k → 0
/F
↓ ϕs ↓ fs ↓ ψs
θq V k
+(q−1) π
0 → e 1−k ⊗ V k
−2 −→ e 1−k ⊗ D (V
)
−→ coker θ q → 0.
k
4. Integral models
From now on we work over the field F; we then go back to the notation of Section 2 and write
V h for the left G = GL2 (F)-representation Symh F2 (h 0).
3526 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
V k+(q−1)
Let k be an integer such that 2 k p − 1; the natural action of G on V k−2 and on D (V k )
gives
an exact sequence of F[G ]-modules:
θq V k+(q−1) π
0 → e ⊗ V k−2 −→ −→ coker θ q → 0. (16)
D (V k )
For any s ∈ F× , there is a unique extension of the action of SL2 (F) on H 0 (C /F , ΩC1 )−k and on
/F
1
H dR (C /F )−k to an action of G making ϕs and f s isomorphisms of G-modules. By definition of ϕs and
f s we see that this extension does not depend upon s and is given by defining, for any x1 , x2 ∈ F× :
x1 0
· ea,q−k := xa1+1 xk2−a−1 ea,q−k (0 a k − 2),
0 x2
x1 0
· ea,q+1−k := xa1+1 xk2−a−1 ea,q+1−k (1 −a q − k).
0 x2
1
Note that this definition of the action of the standard maximal torus of G on H dR (C /F )−k is
V k+(q−1)
1
forced if we want it to be compatible with any U 2 (Fq2 )-isomorphism H dR (C /F 2 )−k → q D (V k )
⊗F Fq2
(see proof of Proposition 3.17). Furthermore, the above definition can also be deduced from Proposi-
tion 4.10. in [8].
We deduce:
Proposition 4.1. For any q > 2 and any 2 k p − 1 we have an isomorphism of exact sequences of F[G ]-
modules:
ι π
0 → H 0 (C /F , ΩC1 )−k −→ H dR
1
(C /F )−k −→ H 1 (C /F , OC /F )−k → 0
/F
↓ ↓ ↓
θq V k+(q−1) π
0 → e ⊗ V k −2 −→ D (V k )
−→ coker θ q → 0.
For a finite field F
, let us denote by W (F
) the ring of Witt vectors of F
. We fix a rational prime
l = p, field isomorphisms Ql C and Q p C, and ring embeddings W (F)
→ W (Fq2 )
→ Q p C.
We also denote by χ : Fq×2 → Q×p the Teichmüller lifting we considered at the beginning of Section 2,
and we let Θ(χ k ) be the cuspidal Q p -representation of G = GL2 (F) associated to the indecomposable
character χ k (2 k p − 1). We can now go back to formula (7) and prove the following:
q+1 χ k ) of the Q p [G ]-
Theorem 4.2. Let q > 2 and 2 k p − 1 with k = 2
; there exists an integral model Θ(
module Θ(χ ) coming from the −k-eigenspace of the first crystalline cohomology group of the projective curve
k
V k+(q−1)
χk .
Θ
D (V k )
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3527
(−1)i tr g , H cris
i
(C /Fq2 ) ⊗W (Fq2 ) Q p = (−1)i tr g , H i (C , Ql ) ,
i 0 i 0
where H i (·, Ql ) denotes étale cohomology over Ql (for more details, see [3]). This gives an isomor-
phisms of U 2 (Fq2 )-modules:
1 1
H dR (C /W (Fq2 ) ) ⊗W (Fq2 ) C H cris (C /Fq2 ) ⊗W (Fq2 ) C H 1 (C , Ql ).
If 1 k q we deduce H dR
1
(C /W (Fq2 ) )−k ⊗W (Fq2 ) C H 1 (C , Ql )−k , hence also an isomorphism of
SL2 (F)-modules:
1
H dR (C /W (F) )−k ⊗W (F) C H 1 (C , Ql )−k .
Since H 1 (C , Ql )−k is the subspace of H 1 (C , Ql ) on which μ acts via the character ϑ−k : μ → Ql× :
t → t −k , by [14], Example 2.20, the Ql -representation of SL2 (F) afforded by H 1 (C , Ql )−k is of the
2
following type: if ϑ−k is in general position (i.e. ϑ− k
= 1 or equivalently k = (q + 1)/2) H 1 (C , Ql )−k is
an (irreducible) cuspidal representation of SL2 (F) over Ql . If k = (q + 1)/2, then H 1 (C , Ql )−k = V ⊕ V ∗ ,
with V cuspidal.
From the character theory of SL2 (F) and GL2 (F) over an algebraically closed field of characteris-
tic zero (cf. [6]), we know that, if ϑ−k is in general position, there is an indecomposable character
ς : Fq×2 → C× Ql× for which there is an isomorphism of SL2 (F)-modules:
GL (F)
H 1 (C , Ql )−k ResSL 2(F) Θ(ς ) . (17)
2
(Notice that ς is not unique and can be changed by ς −1 or any other indecomposable character that
equals ς on μ.) If now we take any p-adic integral model of each side of the above isomorphism
1
(e.g. we can take H dR (C /W (F) )−k for the étale cohomology group) and we reduce mod p, we find the
1
SL2 (F)-module isomorphism H dR ss
(C /F )− ς ))ss (notice that by Remark 3.10 we have a natural
(Θ(
k
1
identification H dR (C /F )−k H dR
1
(C /W (F) )−k ⊗W F). If furthermore 2 k p − 1, the first module is
V k+(q−1) ss
isomorphic to ( D (V k )
) and hence to (Θ
(χ k ))ss for any choice of integral model Θ
(χ k ) of Θ(χ k ),
by formula (7). Therefore the (reductions of the) Brauer characters of Θ( ς ) and Θ
(χ k ) need to
coincide. x yε
√
In the notation of §2.2., let ι : Fq2
→ M 2 (F) be given by c = x + y ε → y x , where x, y ∈ F
and ε is a generator of F× (recall p > 2). If ι(c ) ∈ SL2 (F) we have c ∈ μ; the formulae giving the
Brauer characters of the cuspidal representations of GL2 (F) imply that, if ς|μ = χ|hμ (0 h q), we
have χ (c )k + χ (c )−k = χ (c )h + χ (c )−h for any c ∈ μ, so that (χ (c )k+h − 1)(χ (c )k − χ (c )h ) = 0. We
conclude that k ≡ ±h (mod q + 1) and ς|μ = χ|± k
μ . We can assume without loss of generality ς = χ ;
k
this implies that the SL2 (F)-action on H 1 (C , Ql )−k extends to a GL2 (F)-action giving an isomorphism
H 1 (C , Ql )−k Θ(χ k ).
χ k ) is the W (F)-model of Θ(χ k ) corresponding to H 1 (C /W (F) )−k in the above isomorphism,
If Θ( dR
χ k ) H 1 (C /F )−k .
we have Θ( 2
dR
3528 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
5. Modular forms
In this section we assume that q = p is a prime number larger than 3 and, for any non-negative
integer k, we denote by V k the F p [GL2 (F p )]-module Symk F2p .
Let us fix an integer N 5 not divisible by the prime p; let E → X 1 ( N ) be the univer-
sal generalized elliptic curve over the modular curve X 1 ( N ) (all the schemes here are over F p )
and let ω X 1 ( N ) = 0∗ ΩE1 / X ( N ) be the coherent sheaf obtained by pulling-back via the zero sec-
1
tion 0 : X 1 ( N ) → E the sheaf of Kähler differentials of E over X 1 ( N ). For any integer k 0 we
let M k (Γ, F p ) := H ( X 1 ( N ), ω⊗
0 k
X 1 ( N ) ) be the space of mod p modular forms of weight k and level
Γ := Γ1 ( N ).
In view of the Eichler–Shimura isomorphism and of [1], Proposition 2.5., the study of Hecke eigen-
systems of mod p modular forms of weight k 2 and level N leads naturally to the study of the
eigenvalues of the Hecke algebra H N acting on the cohomology group H 1 (Γ, V k−2 ), where Γ acts on
V k−2 via its reduction mod p, and the action of H N is defined as in [1] (here H N is generated over
F p by the Hecke operators T r where p r).
As for the group GL2 (F p ) we have two operators raising the levels of the symmetric power repre-
sentations V k ’s by p + 1 and p − 1 respectively, the theory of modular forms mod p offers two maps
that increase weights by p + 1 and p − 1: the theta operator Θ and the Hasse invariant A respectively
(cf. [15] for their definitions). One might expect a connection between the representation theoretical
side discussed in the previous sections and the modular forms side.
Indeed, in [1], A. Ash and G. Stevens identified a group-theoretical analogue of the Θ -operator ([1],
Theorem 3.4) in the map induced in cohomology by the operator θ p , that is by the multiplication by
the Dickson polynomial X p Y − X Y p : for any k 2 the map θ p induces an Hecke-equivariant map:
In [5], Edixhoven and Khare construct a cohomological analogue of the Hasse invariant: by
studying the degeneracy map H 1 (Γ, V 0 )2 → H 1 (Γ ∩ Γ0 ( p ), V p −1 ), they determine a monic Hecke-
equivariant homomorphism:
α : H 1 (Γ, V 0 )
→ H 1 (Γ, V p−1 ).
H 1 (Γ, V k )M
→ H 1 (Γ, V k+( p −1) )M
Proof. If k 0 and k = 0 (mod p + 1), Proposition 3.6 applied with q = p (and a suitable re-indexing)
says that V k+( p −1) − V k is positive in K 0 (GL2 (F p )), giving the first assertion for k = 0 (mod p + 1).
D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531 3529
D
0 → V k −→ V k+( p −1) → coker D → 0.
By passing to the long exact sequence in cohomology and localizing with respect to the non-Eisenstein
maximal ideal M we get the second statement for 1 k p − 1 (cf. [13]). If k = 0, the existence of a
monic map α : H 1 (Γ, F p )M
→ H 1 (Γ, V p −1 )M is the cited above result of Edixhoven and Khare [5].
The existence of α also implies the first statement for k ≡ 0 (mod p + 1): if k = s( p + 1) for some
s 0, formula (4) gives the following identity in K 0 (GL2 (F p )):
V s( p +1)+ p −1 = e s · V p −1 + V s( p +1) − e s · V 0 . (18)
Notice that V s( p +1) − e s · V 0 > 0 because of the existence of the monic map θ p : e ⊗ V 0
→ V p +1 . If
H 1 (Γ, V s( p +1) )M = 0 then H 1 (Γ, e s ⊗ V 0 )M = 0 or H 1 (Γ, V s( p +1) /e s ⊗ V 0 )M = 0; in the first case, by
applying α to the twisted module H 1 (Γ, e s ⊗ V 0 )M , we deduce H 1 (Γ, e s ⊗ V p −1 )M = 0 and hence,
by (18) above, H 1 (Γ, V s( p +1)+ p −1 )M = 0. If it is H 1 (Γ, V s( p +1) /e s ⊗ V 0 )M = 0, we conclude again
H 1 (Γ, V s( p +1)+ p −1 )M = 0. 2
Remark 5.2. The above result cannot be deduced only by the existence of the map D and by Proposi-
tion 3.6, since if k = 0 then V p −1 − V 0 is not positive in K 0 (GL2 (F p )).
The definition of α is given in [5] for k = 0; however starting from this case it is not hard to
generalize the construction to any integer k 0. Recall that we fixed a prime p > 3 and an integer
N 5 prime to p.
p 0 1 0
Let Γ0 := Γ ∩ Γ0 ( p ), g := and g ∗ = 0 p
; denote by β
: H 1 (Γ, V k ) → H 1 (Γ0 , V k ) the restric-
0 1
tion map twisted by g, i.e. the homomorphism induced by assigning to the 1-cocycle ζ ∈ Z 1 (Γ, V k )
the cocycle:
x → g ∗ · ζ gxg −1 , x ∈ Γ0 .
(For k = 0 the action of g ∗ is trivial, and β
is the twisted restriction considered in [5]; if k > 0, g ∗
acts as multiplication by the elementary matrix E 11 ∈ M 2 (F p ).) Notice that by Shapiro’s lemma, we
have a natural isomorphism of Hecke modules β
: H 1 (Γ0 , V k ) → H 1 (Γ, IndΓ Γ0 V k ).
Let us now fix a left transversal {x1 , . . . , x p +1 } of Γ0 inside Γ ; e.g. we can take:
1 0 Bp −1
xi := (1 i p ), x p +1 = , (19)
N ( i − 1) 1 AN 1
p +1
xi Γ0 ⊗ xi f (xi Γ0 ).
i =1
3530 D.A. Reduzzi / Journal of Algebra 324 (2010) 3507–3531
Fixing the choice of transversal given by (19), we can identify F p [Γ /Γ0 ] and F p [P1 (F p )] through
the bijection Γ /Γ0 → P1 (F p ) defined by xi → (1 : N (i − 1)) for 1 i p, and x p +1 −→ (0 : 1). Using
Lemma 2.6, we find:
F p [Γ /Γ0 ] ⊗F p V k F p P1 (F p ) ⊗F p V k V k ⊕ ( V p −1 ⊗F p V k ).
The composition of β
◦ β
with the map induced in cohomology by b, and the above isomorphisms
yield an Hecke equivariant map:
By composing β with the projection onto the second factor and then with the map induced in coho-
mology by polynomial multiplication V p −1 ⊗F p V k → V k+( p −1) , we finally obtain:
Some questions arise naturally. For example, we know that α0 is monic, and one might expect
that also αk is monic in the range 1 k p − 1, i.e. when V k = F p is irreducible. In this range, by
Proposition 5.1, we also have – for any non-Eisenstein maximal ideal M of H N – a monic Hecke-map
H 1 (Γ, V k )M
→ H 1 (Γ, V k+( p −1) )M induced by D, that one would like to compare with αk .
To this purpose, it could be useful to see the maps αk ’s as homomorphisms between groups of
modular symbols, using the Hecke-equivariant isomorphism
HomΓ (D0 , V k ) −→ H c1 (Γ, V k ),
where D0 is the group of divisors of degree zero of P1 (Q), and H c1 (Γ, ·) denotes compactly supported
cohomology (cf. [1], §4).
Acknowledgments
I would like to thank Chandrashekhar Khare for conceiving the problems studied here, and for his
constant support throughout the paper. I would also like to thank him for sharing his correspondence
with Gordan Savin and Jean-Pierre Serre about these matters. The main problem studied here (The-
orem 4.2) was inspired by J.-P. Serre’s letter to J. Tate [17], and the derivation map D that J.-P. Serre
defined in a correspondence with C. Khare.
I thank Najmuddin Fakhruddin, for signalling that Ref. [8] would help in proving Theorem 4.2, and
Gordan Savin, for an interesting conversation we had. I would like to further express my gratitude
to Florian Herzig, for reading this paper and giving me suggestions for its improvement. I sincerely
thank the anonymous referee for suggesting how to shorten the proof of Proposition 3.5.
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