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KENNETH L. CUMMINS
Global Atmospherics, Inc., Tucson, Arizona
ABSTRACT
Four years of observations from the NASA Optical Transient Detector and Global Atmospherics National
Lightning Detection Network are combined to determine the geographic distribution of the climatological in-
tracloud–cloud-to-ground (CG) lightning ratio, termed Z, over the continental United States. The value of Z
over this region is 2.64–2.94, with a standard deviation of 1.1–1.3 and anomalies as low as 1.0 or less over the
Rocky and Appalachian Mountains and as high as 8–9 in the central-upper Great Plains. There is some indication
that Z covaries with ground elevation, although the relationship is nonunique. Little evidence is found to support
a latitudinal covariance. The dynamic range of local variability is comparable to the range of values cited by
previous studies for latitudinal variation from the deep Tropics to midlatitudes. Local high Z anomalies in the
Great Plains are coincident with anomalies in the climatological percentage of positive CG occurrence, as well
as in the occurrence of large positive CGs characteristic of organized or severe storms. This suggests that storm
type, morphology, and level of organization may dominate over environmental cofactors in the local determination
of this ratio.
over four years (long enough to begin building clima- tions) are assembled into a nominal flash if they are
tologies with moderately high spatial resolution). While separated by no more than 333 ms and 25 km. The OTD
some ambiguity remains as to the absolute performance CG flash detection efficiency has been estimated to be
characteristics (detection efficiencies) of these two sys- between 49% and 65% (Boccippio et al. 2000a), and is
tems, the data are of high enough quality to generate a function of the sensor threshold (gain) setting. For the
spatial maps of Z, and the performance unknowns are purposes of this study, we assume that the OTD IC and
constrained enough to allow basic sensitivity studies and CG detection efficiencies are equal and that they are
assign error ranges to these maps. This spatial analysis geographically invariant. We examine the implications
is the main focus of this study. In section 2, we describe of these assumptions in the appendix. The prescribed
the basic data quality control and processing method- detection efficiencies are 64%, 49%, 56%, and 62% for
ology. Section 3 presents the geographically varying the periods 1 May–12 June 1995, 13 June–19 July 1995,
results, and compares these against other relevant pa- 20 July 1995–22 October 1996, and 23 October 1996–
rameters that might help explain the observed geograph- 30 April 1999, respectively. Each OTD orbit undergoes
ic patterns. These patterns are not explainable by un- manual quality assurance (QA) inspection, and any OTD
certainty in the performance characteristics of either the orbits that raised manual QA alerts were discarded from
OTD or NLDN (demonstrated through a sensitivity the final dataset. Each OTD flash is assigned an auto-
analysis in the appendix). Section 4 summarizes the key matic quality metric termed the thunderstorm area count
results. (TAC), which roughly indicates the confidence that the
reported flash is indeed lightning and not ambient noise,
based upon the flash information content (number and
2. Methodology
clustering of optical pixels) and occurrence of other
Four years of satellite- and ground-based lightning flashes in its geographic location at other times during
observations are utilized in this study. The analysis pe- the satellite overpass. Flashes with TAC less than 140
riod ran from 1 May 1995 to 30 April 1999. The analysis were discarded from the gridded composites; this value
domain is the continental United States, land-only re- has been found by manual inspection to provide rea-
gions. During this time, the network configuration (num- sonable discrimination between true lightning and ra-
ber and deployment of receivers, waveform acceptance diation noise (K. Driscoll 1997, personal communica-
criteria) of the NLDN remained essentially constant (ex- tion), and is the same threshold applied in the detection
ceptions included sensors added in the far south of Texas efficiency estimates of Boccippio et al. (2000a). In ad-
and in southern Louisiana, changes that should not affect dition to the detection-efficiency-scaled flash totals, the
estimates over most of the domain). The CG flash oc- actual duration of viewing was recorded for each grid
currences were composited into a 0.58 3 0.58 grid; re- location, allowing conversion of flash counts to bulk
ported flashes with peak current amplitudes between 0 flash rate density [i.e., fl (km 2 s)21].
and 110 kA were discarded from the dataset due to a The intracloud to cloud-to-ground ratio Z is thus cal-
strong suspicion that they may be contaminated by in- culated from
O
tracloud lightning (Cummins et al. 1998; Wacker and
f OTD (t ) f
Orville 1999a,b) (this contamination seems to represent 2 NLDN
at most 5% of the total dataset). With the exception of t 51. . . 4 DE OTD (t ) DE NLDN
Z5 , (1)
remote coastal regions, the network CG detection effi- f NLDN
ciency is expected to be geographically uniform (Cum- DE NLDN
mins et al. 1998) and is initially assumed to have a
constant value of 90% [i.e., gridded flash rates are scaled where t denotes the OTD subperiods of different thresh-
by (1.0/0.9)]. The implications of this assumption are old values as listed above, f OTD (t ) and f NLDN are ob-
examined in a sensitivity analysis in the appendix. served (climatological) flash rate densities, DENLDN 5
OTD flash data are similarly composited into a 0.58 0.9, and DEOTD (t ) is as given above.
3 0.58 grid. The OTD sensor views surface locations It should be noted that the severe subsampling as-
at midlatitudes approximately three times every 2 days, sociated with the low-earth orbiting OTD is the limiting
for a duration of anywhere from 1 to 240 s, depending factor in this computation [0.15% of the (x, y, t) sam-
on the orientation of the sensor field of view. Data have pling afforded by the continuously observing NLDN].
been aggregated in 55-day blocks to minimize bias from With four years of observation, large-scale climatolog-
precessing sampling of the local diurnal lightning cycle ical total flash rate estimates are possible, although es-
(Boccippio et al. 2000a). Sensor spatial accuracy is typ- timates at the full grid resolution (0.58) are not. As such,
ically comparable to this grid resolution (Boccippio et we smooth both OTD and NLDN grids using a moving
al. 2000a) although it can occasionally degrade to about filter; that is, a new 0.58 3 0.58 grid is constructed in
28–38 accuracy due to navigational drift. OTD version which each grid location contains the average of n ad-
1.1 ‘‘flash’’ data products are used in this study; under joining grid cells in all directions. All grid cells are
this algorithm, collections of ‘‘groups’’ (time-concurrent equally weighted in this and all other smoothing/aver-
and adjacent charged coupled device pixel illumina- aging results presented herein. We inspected smoothed
JANUARY 2001 BOCCIPPIO ET AL. 111
FIG. 7. (a) Climatological regional flash rate density f r observed by the OTD (detection efficiency corrections are applied as discussed in
the text). (b) Number of cells (area products) n c observed by OTD during the study period (May 1995–Apr 1999). The map is not normalized
for geographic differences in total satellite viewing time. Over the United States, the regional flash rate density signal f r is dominated by
the frequency of occurrence of flashing cells. (c) Mean per-cell flash rate f c during the study period.
very high elevations) does not lend itself to simple geo- and the Gulf coast. Figure 7a illustrates this via the
metrically based explanations. OTD-derived regional total flash rate f r . However, it
has recently been noted (from OTD and LIS observa-
tions) that the annualized regional flash rate is largely
d. Total flash rate dependence controlled by differences in flashing cell frequency of
As discussed in section 1, Rutledge et al. (1992) found occurrence rather than differences in per-cell flash rate
a clear dependency in Darwin, Australia, between Z and f c (Williams et al. 2000; Boccippio et al. 2000b). We
the storm total flash rate f, with Z scaling as roughly thus must examine f c rather than f r to determine wheth-
f 0.5 . This is qualitatively consistent with prior obser- er Z varies with cell flash rate over this domain.
vations of significantly elevated intracloud flash rates We test this by examining the distribution of per-cell
in severe storms without commensurate increases (and flash rates observed by the OTD. Contiguous optical
sometimes with decreases) in the CG flash rate (Good- flashes observed during an overpass are clustered into
man et al. 1988a; MacGorman et al. 1989). The geo- data units termed ‘‘areas,’’ which correspond roughly
graphic distributions of Fig. 2 might call into question to individual electrified ‘‘cells.’’ OTD version 1.1 areas
the large-scale relevance of this observation, given that nominally comprise flashes whose centroids are within
the maxima occur in different locations than those found 25 km of each other, although in the dataset, this al-
in conventional thunderday maps or annualized CG re- gorithm appears to fail approximately 20% of the time,
gional flash rate f r climatologies (e.g., Huffines and resulting in occasional area fragmentation (this occurs
Orville 1999); these instead find extrema over Florida in scenes with high data rates, primarily scenes with
JANUARY 2001 BOCCIPPIO ET AL. 115
dipole’’ hypothesis put forward by MacGorman et al. This represents the first regional (nonpoint) determi-
(1989) and MacGorman and Nielsen (1991) to explain nation of climatological values of this ratio ever con-
unusually high Z ratios observed in severe (tornadic) structed. There is no evidence to support prior inferences
storms. Specifically, the observations imply the follow- of broad latitudinal dependency in this parameter, al-
ing in strong updraft storms: 1) intracloud flashes may though the current study cannot rule out the possibility
be favored mechanisms for adjustment between the of variability between the deep Tropics and the south-
(now elevated) upper positive and main negative charge ernmost latitude considered here (about 258N). Low Z
regions, 2) intracloud flashes may also be favored mech- values are found over mountain regions, although a gen-
anisms for adjustment between the (now more vertically eral Z-elevation dependency does not appear to be
separated) main negative and lower positive charge re- unique (lower Z anomalies occur over the Appalachian
gions, and 3) positive CGs may be favored ground dis- Mountains than the Rocky Mountains). It is impossible
charges from the (now more developed and vertically to determine from the present analysis whether this
isolated) lower positive charge region (and further fa- ‘‘mountain’’ signal arises from geometric effects (sur-
vored by the increased distance of the main negative face proximity to the main negative charge region) or
charge region from ground). meteorological effects (limited storm organization in
The above speculations are indirect and heuristic, and mountain regions).
should be approached with caution. First, our synopsis Local high Z anomalies are found running southwest–
of the results of Stolzenburg et al. (1998a–c) ignores northeast through the upper Great Plains, coincident
the fact that significantly more complex vertical charge with high anomalies in climatological NLDN percent
structures are found by these authors outside updraft positive CGs and large positive CGs. The anomaly re-
cores. Second, we have only indirect linkage between gion is also consistent with the climatologically favored
the observed lightning properties and the geographic region for MCS occurrence, and with local high anom-
distribution of realized updraft spectra across the con- alies in reported severe storm occurrence, particularly
tinental United States, and issues such as the relative severe storms with predominantly positive CGs. We ten-
positioning of the Z extrema are not directly handled tatively ascribe this anomaly to a local high bias of the
by these hypotheses. For example, the Z and %PCG complete spectrum of thunderstorm updraft strength,
extrema appear shifted north and west of regions of and invoke the ‘‘elevated dipole’’ hypothesis of
climatological peak tornado occurrence (Concannon et MacGorman et al. (1989) and MacGorman and Nielsen
al. 2000); similarly, Branick and Doswell (1992) pre- (1991) and corroborating electric charge structure evi-
sented evidence that predominantly positive CG super- dence of Stolzenburg et al. (1998a–c) to explain the Z,
cells appeared shifted north of Oklahoma and may have LPCG, and %PCG anomalies. Under this hypothesis,
been restricted to the low precipitation end of the spec- stronger updrafts loft both the main negative and upper
trum of supercell storms. Use of climatological Z in- positive charge centers to higher altitudes, disfavoring
ferences may be obscuring underlying physics (these CG discharges, and yield an enhanced lower positive
inferences are an average of instantaneous measure- charge center, favoring positive CGs over negative CGs.
ments of both garden variety and severe storms, whose The northward offset of Z maxima from local maxima
probability of occurrence may vary regionally; e.g., Fig. in severe storm occurrence might be attributed to a
7b), or the elevated dipole hypothesis alone may be broader spectrum of nonsevere (garden variety) thun-
insufficient to explain the spatial variability. derstorms occurring at lower latitudes (i.e., in the upper
Additional caution is recommended in extrapolating Great Plains, severe storms represent a larger proportion
these results to the behavior of deep tropical convection, of all flashing storms and, hence, have greater impact
as it is unclear how much of the influences of storm on mean Z). The overall suggestion is that storm inten-
morphology on Z are dependent on uniquely midlatitude sity, morphology, and/or level of organization have far
factors that modulate storm organization, such as strong more significant impacts on realized Z values than ‘‘en-
vertical wind shear or midlevel dry intrusions. We note vironmental’’ variates such as the freezing-level height,
that the majority of electrified cells observed over the troposphere depth, or surface elevation.
continental United States (Fig 7b) occur at more south- The observed mountain and severe storm anomalies
ern latitudes in which strong Z( f c ), Z(%PCG), and cannot be explained solely by either constant or geo-
Z(LPCG) relationships do not appear to dominate; this graphically variable bias in actual OTD or NLDN de-
regime of thunderstorm occurrence might be more typ- tection efficiency, given plausible uncertainties in both.
ical of deep tropical electrified cells than the extreme Constant bias in assumed detection efficiency at best
storms of the Great Plains. amplifies or dampens preexisting geographic variability
in Z by a modest amount. Geographically variable sen-
sor detection efficiency would both have to be unreal-
4. Conclusions
isitically large and operate contrary to the expected
The intracloud to cloud-to-ground lightning ratio, Z, physics to explain the observed signal; hence, these
has been computed over the continental United States anomalies appear to be real. Sensor bias cannot yet be
using four years of combined OTD and NLDN data. ruled out as a factor in high Z anomalies inferred in
118 MONTHLY WEATHER REVIEW VOLUME 129
coastal regions and in the Pacific Northwest. It is spec- Let f̂ denote a regional flash rate density estimate
ulated that if real, these Pacific Northwest anomalies (total for OTD, CG for NLDN) using the estimated de-
might correspond to very low flash rate storms that pro- c , that is,
tection efficiency DE
duce mostly or only intracloud flashes during their life-
time, or might correspond to a winter bias in the oc- nf
f̂ 5 , (A1)
currence of lightning in which mechanisms other than c
(A)(d t)(DE)
those discussed above might determine Z. Further anal-
ysis on a seasonal basis (using the complete OTD da- where n f is the number of flashes observed by the sensor
taset, through its end of mission in 2000) could yield during the study period, dt is the total duration of ob-
additional insight into the geographic distribution of Z, servation, and A is the area of a 0.58 3 0.58 grid cell
as well as its causes. in the composited data. Hence, as in Eq. (1),
f̂ OTD 2 f̂ NLDN
Acknowledgments. We thank Larry Carey, Timothy Ẑ 5 . (A2)
Lang, and Walt Petersen of Colorado State University, f̂ NLDN
and Phil Krider, Bob Maddox, Tomoo Ushio, and Stan Further define a general bias factor b to describe ac-
Heckman for valuable discussions and early access to c and
tual biases in our estimated detection efficiency DE
work in progress. We also thank three anonymous re- IC:CG ratio Ẑ:
viewers for detailed and helpful commentary.
c
DE Zˆ
b DE 5 , bZ 5 . (A3)
APPENDIX DE true Z true
Sensitivity Analysis After some algebraic rearrangement, the resulting
Robust extraction of geographic variability from even (fractional) bias in Ẑ can then be represented by
one lightning detection system is at best difficult, give f̂ OTD 2 f̂ NLDN
limitations in the performance characteristics of most bZ 5 . (A4)
remote sensing systems (and in our ability to diagnose b DE,OTD
f̂ OTD 2 f̂ NLDN
these limitations over large domains). Extraction of such b DE,NLDN
variability from multisensor datasets is even more risky,
and skepticism of merged sensor results is both wise We use this expression to examine the spatial vari-
c OTD is 15%
ability in b Z for two possible scenarios: 1) DE
and warranted. We address the three most likely sources c
of potential bias in our climatological Z estimates: uni- too high, and 2) DEOTD is 15% too low. Note that the
form bias in our estimates of OTD or NLDN detection structure of Eq. (A5) indicates that the second case is
efficiency, possible differences between OTD intracloud also mathematically equivalent to a situation with
c NLDN being 15% too high. The resulting b Z is shown
DE
and cloud-to-ground detection efficiency, and possible
geographic variability in OTD and NLDN detection ef- in Figs. A1a,b. The biases have expected effects on Ẑ:
ficiency. For the first two bias sources, a direct (forward) overestimates of DEOTD (underestimates of DENLDN ) lead
calculation is performed to demonstrate that the inferred to an exaggeration of regional variability, while under-
regional variability cannot be accounted for by such estimates of DEOTD (overestimates of DENLDN ) tend to
uniform detection efficiency estimate bias, only mag- dampen regional signals. We note that the magnitude of
nified (enhanced) to a small degree. For the third bias the b Z fields for these reasonable values of detection
source, we perform reverse calculations from the in- efficiency uncertainty cannot by itself explain the ob-
ferred Z fields to demonstrate that the magnitude of served spatial patterns.
detection efficiency bias required to solely explain the
inferred spatial pattern is beyond that considered plau- b. OTD IC, CG detection efficiencies not equal
sible given prior validation studies of the OTD and
NLDN. As discussed in section 2, we have operationally as-
sumed that the OTD intracloud detection efficiency is
the same as its cloud-to-ground detection efficiency.
a. Uniform bias in OTD or NLDN detection Since the limited navigational accuracy of the OTD pre-
efficiency estimates cludes accurate validation of DEOTD,IC by short-range
The first possible bias source is uniform error in our surface total lightning sensors, this is an essentially un-
estimate of the actual OTD or NLDN detection effi- confirmed assumption. Its implications for the present
ciencies; for OTD, this is a total lightning DE, for analysis warrant discussion here.
NLDN, a CG DE. Here we examine only the possibility To do so, we recognize that the OTD total lightning
that these estimates contain uniform bias (i.e., no geo- flash rate density is the sum of the intracloud and cloud-
graphic variability). We can directly represent the re- to-ground contributions. If we assume that the NLDN
sulting bias in Z estimates using the following frame- provides the ‘‘true’’ climatological CG flash rate, and
work. denote true quantities as those without hats, we have
JANUARY 2001 BOCCIPPIO ET AL. 119
1DEc 2Z 1 1b 2
DE OTD,IC 1 if storm optical depth covaried with geographic location
Ẑ 5 21 . (A6) (i.e., greater optical depth leads to greater lightning op-
DE OTD,CG
OTD,CG tical pulse attenuation and reduced detection efficiency).
The second term on the right is additive and likely Our approach here will be to determine what level of
small (i.e., we have reasonable confidence in DE c OTD,CG regional DE variability would be required to explain all
and bDEOTD,CG is near unity). Hence, the estimated IC:CG
ratio is directly and linearly biased by the actual dif-
ferences in OTD intracloud and cloud-to-ground detec- 3
Errors in the data processing approach, e.g., our exclusion of ,10
tion efficiencies. kA nominal 1CG flashes, could also conceivably yield an effective
Two extreme limiting cases can be examined. First, regional DE bias.
120 MONTHLY WEATHER REVIEW VOLUME 129
FIG. A2. Ratio of OTD and NLDN detection efficiency biases nec- FIG. A3. Intracloud to cloud-to-ground ratio Z computed using
essary to solely account for regional variability in the inferred Z. NLDN spatially variant detection efficiency as computed by Cummins
Low values require that OTD detection efficiency is locally under- et al. (1998).
estimated or NLDN detection efficiency is locally overestimated in
order to account for the local Z anomaly; high values require the
converse. essary to explain such an extreme departure (Cummins
et al. 1998; Orville and Huffines 1999).
Alternatively, for anomaly 2 (mountain region Z min-
of the observed regional Z variability, and assess wheth-
ima), the reverse situations holds: we would need to be
er this corresponds to plausible values given prior val- c OTD by a factor of 1.6–2.0 or
locally overestimating DE
idation studies of both sensors.
so in a region where high cloud bases and concomitantly
We can thus perform a direct reverse calculation from
lower expected adiabatic liquid water contents should
Eq. (A4), solving for the OTD or NLDN DE biases
lead to relatively high DEOTD anomalies, if anything.
‘‘necessary’’ to yield the observed local departures from c NLDN on our part
Similarly, a twofold underestimate of DE
the continental mean Z:
could yield the mountain anomaly, but this would re-
f̂ OTD 2 f̂ NLDN quire DENLDN to be locally truly greater than unity. Thus,
1 f̂ NLDN
b DE,OTD bZ in order to be explainable by geographic variability in
5 , (A7) the sensors’ detection efficiency alone, the two main
b DE,NLDN f̂ OTD
U.S. Z anomalies would require not only excessive (fac-
where b Z is taken as the ratio between the apparent tor of 2) variability over previously estimated values,
local Ẑ and the domain-averaged Ẑ [assumed to be a but would also force this variability to occur in ways
true, geographically invariant (i.e., bias free) value]. that are inconsistent with its most likely physical causes
As discussed above, this technique equivalently yields (optical attenuation for OTD, sensor spacing for the
the geographic bias necessary in either sensor to yield NLDN).
the observed patterns. Figure A2 shows the computed For the coastal (Maine and California coast) anom-
bDE,OTD /bDE,NLDN fields. alies, the necessary bias ratio is also found to be extreme
For anomaly 1 (the Great Plains Z maxima), our es- (0.4–0.8) but within the realm of possibility given spa-
c OTD would have to be 50% of the actual sen-
timated DE tial maps of detection efficiency estimates presented in
sor efficiency to account for the anomaly (i.e., would Cummins et al. (1998). As such, we recompute the Z
need to be overcorrecting observed OTD flash counts field using a digitized version of the geographic distri-
by a factor of 2). This would not only suggest that the bution of DENLDN presented by these authors. The re-
true DEOTD is close to unity in this region (highly un- sulting Z is shown in Fig. A3; under these assumptions,
likely), but it would demand higher local detection ef- the continental mean is found to be 2.64 with a standard
ficiency in a region characterized by severe storms deviation of 1.1. Use of DENLDN as estimated by Cum-
whose high liquid water contents, if anything, should mins et al. (1998) will represent a slight overcorrection
lead to a lower optical detection efficiency. This ob- at northern latitudes, due to improvements in detection
servation extends to differential DEOTD,IC and DEOTD,CG efficiency arising from inclusion of solutions from Ca-
discussed in the previous section; the extreme bias limits nadian Lightning Detection Network stations during the
(Z ; Ẑ/2, Z ; Ẑ 1 1) cannot account for the high last few months of the study period (Fournier and Pyle
anomaly. Similarly, a local NLDN DE low anomaly of 1998; Cummins et al. 1999). Nonetheless, it is evident
about 45% (a twofold overestimate on our part) could from Figs. 2 and A3 that inclusion of best estimates of
account for the signal, but the network sensor config- spatial variability in DENLDN does not fully eliminate
uration in this region shows no spacing extremum nec- anomalies 3 or 4, especially in Oregon, Idaho, and west-
JANUARY 2001 BOCCIPPIO ET AL. 121
ern Montana. Similarly, high anomalies along the Cal- and thermodynamic analysis of a weakly sheared severe thun-
ifornia coast and in northeast New England are lessened derstorm over northern Alabama. Mon. Wea. Rev., 119, 262–
296.
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