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Bulletin of the Institute of Classical Studies
PAUL CARTLEDGE
Exordium
This paper concerns the special kind of literacy we call historiography. 'History', the
word, is derived from ancient Greek historia meaning 'witness' and 'enquiry'. History
the practice, as a supposedly veridical discourse, was also largely an ancient Greek
invention, so far as the 'Western' tradition is concerned. Yet historians have never told
the truth, the whole of it and nothing but it. Consciously or unconsciously, they tell
stories in the sense both of fictions and of 'loaded' narratives.1 Thus it was with the
'Father' of History, Herodotus, and his representation of Hellenic identity. Thus it has
continued and will continue to be in the historiography of modern Greece, preoccupied as
it inevitably is with the question of what it does - or should - mean to be 'Greek'. This
paper aims principally to illuminate the nature of the connection between the Greek
origins of historiography and ancient Greek ethnic self-definition through (written)
history.
Identity
Unless I am greatly mistaken, identity, personal or group, who we think we are, is the
burning issue of our day - whether the identity that is in question is gender-related,
political, religious, racial, class-related, or (my chief concern here) ethnic. In a rather
narrowly personal sense I hope I am not mistaken, as I have recently published a book,
the fruit of several years' labour, devoted to the self-identification of the Classical Greeks
in the fifth and fourth centuries BC.2 This is couched in precisely the terms just outlined,
with one crucial addition: legal identity, that is, the polar opposition of free and slave.
*The origins of this paper lie in a commission to write a chapter entitled 'Historiography and Greek
Self-definition' for The Writing of History, edited by M. Bentley (Routledge, forthcoming). The
present text is an expanded and annotated version of a talk I was invited to give to the London
Institutes for Advanced Study conference in December 1993 on 'Empire, Nation, Language'.
Longer, and variant, versions have been delivered to audiences at the Institute of Classical Studies,
London; Harvard University; Brown University; and the University of Cambridge. For comments
and criticism at all these venues I am grateful, as I am more especially to BICS's anonymous reader
and above all to Richard Sorabji both for putting my name forward to represent the Institute of
Classical Studies at the 'Empire, Nation, Language' conference, and for agreeing to publish this
revised text.
1 Cf. C. Gill and T. P. Wiseman (eds.), Lies and Fiction in the Ancient World (Exeter 1993); S.
Hornblower (ed.), Greek Historiography, (Oxford 1994).
2 The Greeks: A Portrait of Self and Others (Oxford 1993).
BICS-1995 75
Inventing 4 Hist
Our word 'history', like
comes to us, as does so m
Latin. Its original basic
'natural history'). Second
as applied to human ac
secondary usage is possib
although for him norm
maintained the linkage b
is an exposition of the
reason why they [Greeks
However, despite all
historiography was unab
obedient servant of her
Gareth Stedman Jones i
Western society at least
sanctity to the present
explore chiefly the fif
explicitly or implicitly
answering the following
the distinction and op
Herodotus' conception of
standpoint of his Greek addressees (originally listeners rather than readers), how far and
in what ways did his history contribute to the formation, or influence the expression, of
usable concepts of 'Greekness'?
7 Thanks to 5.22. But see now E. Badian, 'Herodotus on Alexander I of Macedón: a study in
some subtle silences', in S. Hornblower (ed.), Greek Historiography (Oxford 1994) 107-130.
8 Cf. G. E. M. de Ste. Croix, The Origins of the Peloponnesian War (London and Ithaca 1972).
9 Cf. E. Hall, Inventing the Barbarian: Greek self-definition through tragedy (Oxford 1989); on
modern nations as 'imagined communities' see B. Anderson, Imagined Communities (2nd. edn.,
London 1991).
10 Cf. R. Samuel (ed.), Patriotism: The Making and Unmaking of British National Identity 111.
National Fictions (London and New York 1989); R. Samuel and P. Thompson (eds.), The Myths
We Live By (London 1990).
Colonization
Two factors above all were responsible for this cultural transformation, colonization (so-
called) and the Persian Wars. First, from about 750 BC onwards great waves of
emigration from the Hellenic heartland of the Aegean and east Mediterranean basins left
Greek communities permanently established by 500 BC almost all round the
Mediterranean and the Black Sea littoral, 'like frogs or ants around a pond' (in Plato's
delightfully mocking simile, Phaedo 109b). Differences between Greeks and 'natives'
could not but be expressed, often in the form of military suppression of the latter by the
former, and culturally encoded.13
Conversely, the common religion of the Greeks, binding the colonists to their mother-
cities, and all Hellenes to each other through panhellenic shrines such as Delphi and
Olympia, served to promote a positive though inchoate conception of 'Greekness'.14 This
was an unstable compound of territoriality, ethnic homogeneity (common 'blood'),
common culture more generally and/or specifically common language and religion, and
finally - and least tangibly - a sort of collective subconscious: almost all of the factors,
that is, widely understood today as constituting ethnicity or nationhood.15 What that
11 Cf. R. Browning, 'Greeks and Others: from antiquity to the Renaissance', History , Language
and Literacy in the Byzantine World (Northampton 1989) chap. 2.
12 Cf. M. S. Silk, Homer: The Iliad (Cambridge 1987) 98.
13 Cf. C. Dougherty, The Poetics of Greek Colonisation: From City to Text in Archaic Greece
(New York 1993); 'Archaic Greek foundation poetry: questions of genre and occasion', JHS 114
(1994) 35-46.
14 Cf. M. I. Finley, 'The ancient Greeks and their nation' (1954) reprinted in The Use and Abuse
of History (2nd edn., London 1986); C. A. Morgan, Athletes and Oracles: The Transformation of
Olympia and Delphi in the Eighth century BC (Cambridge 1990); e adem, 'The Origins of pan-
Hellenism', in N. Marinatos and R. Hägg (eds.), Greek Sanctuaries: New approaches (London and
New York 1993) 18-44; S. Said (ed.), HEILENISMOS. Quelques jalons pour une histoire de
l'identité grecque (Paris 1991); F. W. Walbank, 'The problem of Greek nationality' (1951)
reprinted in Selected Papers: Studies in Greek and Roman history and historiography (Cambridge
1985) 1-19.
15 Cf. N. Glazer and D. Moynihan (eds.), Ethnicity: Theory and experience (Cambridge, Mass.
1975); E. J. Hobsbawm, Nations and Nationalism since 1870: Programme , Myth , Reality (2nd edn.,
Persian Wars
Down to 500 BC, a crucial part of the Greeks' self-definition had run directly counter to
any fully panhellenic construction of their common identity. In precisely political terms,
Greeks typically exhibited a primary and radically exclusive commitment to the city
{polis) of which they and they alone could be full members, that is, citizens (politai ).
Greeks belonging to other Greek cities were thus as much foreigners as were non-Greeks,
and Greek inter-state relations were as likely to resolve themselves into warfare as to take
the form of peacefully mutual interchange, let alone co-operation.16 It took the Persian
Wars to alter this normal situation of inter- or intra-Greek military conflict, though it did
so but temporarily and only up to a point. Nevertheless, that famous victory of David over
Goliath was enough to constitute the second factor determining the negative construction
of the Barbarian. Thereafter, 'being Greek' normally and normatively comported a
political component (to the nature of which we shall return) besides the existing
ideologico-cul turai ingredients.
This paradigm-shift of collective self-consciousness was quickly given linguistic
expression and consecration - inevitably, since for the Greeks language was (to use
Weberian terminology) a criterion not a mere indicium of ethnicity.17 Non-Greek
foreigners now all became barbarians, and barbarians were easily considered both
barbarous and barbaric. By Herodotus' day the Spartans were tellingly unique among the
Greeks of his very wide experience in preserving archaic usage and eliding the new,
culturally loaded distinction between Greek foreigners, strangers or outsiders (xenoi) and
non-Greek barbarians.18 But then the Spartans were also unique in practising periodic
'expulsions of xenoi9 (. xenêlasiai ), Greek as well as non-Greek.
Cambridge 1992); M. Howard, The Lessons of History (Oxford 1991); M. Ignatieff, Blood and
Belonging: Journeys into the New Nationalism (London 1993); J. S. Mill, 'Considerations on
Representative Government' in R. Wollheim (ed.), Three Essays , (Oxford 1975; 1861); Tonkin et
al. (n.3).
16 See A. D. Momigliano, 'Some Observations on causes of war in ancient historiography' (1954),
reprinted in Studies in Historiography (London 1966) 1 12-26.
17 Cf. A. D. Momigliano, Alien Wisdom: The Limits of Hellenization (Cambridge 1975); C. W.
Müller, K. Sier and J. Werner (eds.), Zum Umgang mit fremden Sprachen in der griechisch-
römischen Antike (Stuttgart 1992).
18 9.11.3,755.2.
19 Cf. A. D. Momigliano, 'Persian empire and Greek freedom', in A. Ryan (ed.), The Idea of
Freedom: Festschrift Isaiah Berlin (Oxford 1979) 139-51; P. A. Cartledge, 'Herodotus and "the
Other": a meditation on empire', Echos du Monde Classique/Classical Views n.s. 9 (1990) 27-40.
20 Cf. Gould, J.
Herodotus
21 See Ostwald, M.
' Athens
1992) 306-69.
22 Cf. Hartog (n.5); Cartledg
23 Cf. M. Rosellini and S.
d'Hérodote', Annuario della
placed a barbarian society at the furthest remove from the normative Greek end
spectrum; copulation in private but without the benefit of legal marriage ranked i
little nearer. Those societies, like Persia, which practised polygamy were of
culturally as well as naturally un-Greek, but at least they recognized the institut
marriage and outlawed adultery.
However, when such a sexually deviant society combined polygamy with de
rule, its treatment of women served further as a distinctive marker of political al
and thereby entered Herodotus' alternative discourse of Greek self-definition thro
polar opposition of republican, civic politics to oriental despotism. The paradigm
here was that of Xerxes, son and successor of Darius. He had in one sense inherit
father's unfulfilled project of a punitive invasion of mainland Greece (in revenge f
expedition of 490 BC that had culminated in defeat at Marathon), but he transfor
allegedly into a war of conquest and annexation - or, as Herodotus represente
terms of the Greeks' polar opposition of freedom and slavery,24 a war for the exti
of Greek liberty.
Again, an exemplary parable of ideological confrontation was pressed into servi
this case opposing Xerxes to one of his Greek vassals, ex-King Damaratos of Spart
after his expulsion from his native city had found a warm welcome at the court of
(7.104.4). Regardless of actual fact, about which he could hardly be well info
Herodotus used 'Damaratos' as a dramatic character to bring out what was most al
abhorrent to Greek republican sentiment in oriental barbarian absolutism. Speaki
Xerxes of his former fellow-citizens with a properly Greek freedom of spi
expression, 'Damaratos' tells his incredulous suzerain that the Spartans will resist
however heavily outnumbered they may be, because they are free and not subject t
overlord. Or rather, because they acknowledge one and only one, non-human, ma
namely Law. Herodotus uses the same word nomos to mean both 'Law' here
'custom' in the anecdote about burial practices cited earlier. It was, in other word
customary practice and established norm of the Greeks of the city-republics to tole
absolute suzerain as free Greek citizens. Here, in a nutshell, is Herodotus' ideologi
ethnocentric explanation of the victory of Greeks over Barbarians in the Persian W
was a triumph of Hellenic freedom under Law over oriental barbarian abso
despotism.
Greekness
Scandalously, however, it had not been a victory over barbarians only. Actually, far more
Greeks fought among than fought against the Persian-led invaders in 480 and 479 BC,
when scarcely more than thirty of the over 700 Greek mainland and Aegean island states
stood shoulder to shoulder against the barbarian horde. To his enormous credit,
Herodotus - in rather striking contrast to, say, Aeschylus in the Persians - in no way
disguised or palliated that breach in the mythical united front of Hellenism. Indeed, he
was all too keenly aware that as he compiled, composed and recited his histories between
about 450 and 430 BC the Aegean Greek world was again - or still - riven with
intestine discord. The cause in chief was the rise of an Athenian empire, many of whose
Greek subjects felt rightly or wrongly that they had been delivered from an exotic oriental
despotism only to fall prey to a home-grown Greek tyranny.
It was therefore symbolically apt that it should have been in the collective mouth of
'the Athenians' that Herodotus defiantly placed his persuasive definition of Greekness,