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Abstract.
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BACKGROUND: It is reported that prothrombin induced by vitamin K absence-II (PIVKA-II) has a better performance of
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diagnosis for HCC, and has also been known to be an independent risk factor for vascular invasion. Few studies study the
relationship between PIVKA-II and HBV DNA.
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OBJECTIVE: To determine the clinical value of serum Prothrombin induced by vitamin K absence-II (PIVKA-II) in early
hepatocellular carcinoma (HCC), and to explore its relationship with vascular invasion and HBV DNA.
METHODS: In a Chinese cohort, we conducted a case-control study to compare the performances of a-fetoprotein (AFP) and
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PIVKA-II serum levels for diagnosis of HCC and early HCC. Fifty one healthy controls, 37 chronic hepatitis patients, 43 cirrhotic
patients and 143 HCC cases of which 48 (33.57%) had early stage HCC (n = 19 very early, n = 29 early) were enrolled. We
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explored the correlation between PIVKA-II serum level and several pathological features such as vascular invasion. The serum
levels of and AFP were measured by chemiluminescence assay (CLIA) and electrochemiluminescence assay (ECLA).
RESULTS: The serum levels of both PIVKA-II and AFP in HCC group were higher than that in chronic hepatitis, cirrhosis and
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healthy control groups. The sensitivity, specificity, positive predictive value, negative predictive value and kappa of PIVKA-II
were higher than AFP in the diagnosis of HCC. Serum PIVKA-II level was correlated with tumor size, tumor cell differentiation
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and BCLC staging (P < 0.05). For the diagnosis of early HCC, the combination of PIVKA-II (AUC 0.812; 95% CI, 0.702–
0.894) and AFP (0.797; 95% CI, 0.686–0.883) slightly improve the diagnostic performance for early HCC(AUC 0.849; 95%
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CI, 0.745–0.923). PIVKA-II > 166 mAU/ml is an independent risk factor for vascular invasion. The serum HBV DNA level in
cirrhosis and HCC patients was significantly higher than in chronic hepatitis patients. We detected a negative association between
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Keywords: Hepatocellular carcinoma, prothrombin induced by vitamin K absence-II, alpha fetoprotein, HBV DNA load, vascular
invasion
2 Hepatocellular carcinoma (HCC) is currently the the world’s burden [3]. Although we have known more 7
3 fourth most common malignant cancer and the third and more comprehension of HCC and the treatment is 8
4 most common cause of cancer related death world- more advanced, its prognosis is still poor. It’s reported 9
+86 0731 85292142; E-mail: yapingren@csu.edu.cn. contribute to early detection, early diagnosis and early 14
ISSN 1574-0153/18/$35.00
c 2018 – IOS Press and the authors. All rights reserved
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2 J. Wu et al. / Diagnostic value of serum PIVKA-II levels for BCLC early HCC and correlation with HBV DNA
15 treatment, which are the key to improve the efficacy of health status (ECOG-0) and well-preserved liver func- 62
16 hepatocellular carcinoma. The serum alpha-fetoprotein tion (Child-Pugh A class). Early HCC (BCLC stage A) 63
17 (AFP) and ultrasound (US) are the primary means of is defined in patients presenting single tumors > 2 cm 64
18 early screening. Current guidelines recommend that or 3 nodules < 3 cm of diameter, ECOG-0 and Child- 65
19 US should be performed every 6 months for surveil- Pugh class A or B. Late stage HCC was a combina- 66
20 lance of high-risk groups [7]. However, it is reported tion of intermediate (BCLC stage B)/advanced (BCLC 67
21 that US is not reliable for detecting HCC at the early stage C) stages, defined by a single lesion > 5 cm, or 68
22 stage [8]. Although AFP is the most regularly used more than 3 lesions, or by the presence of macrovascu- 69
23 serum biomarker for HCC diagnosis and surveillance lar invasion or metastasis (lymph node/visceral). 70
24 worldwide, it was found to be normal or low concen- Controls were 37 patients with chronic hepatitis, 71
25 trations in about 30% of the HCC patients, while in- 43 patients with cirrhosis and enrolled during the 72
26 creasing levels could be seen in patients with chronic same period as HCC cases. Healthy controls included 73
27 hepatitis and cirrhosis [9,10]. Thus, it is important to 51 healthy volunteers. All patients (chronic hepatitis, 74
28 search for new serum markers for the early diagnosis cirrhosis and HCC patients) had chronic HBV infec- 75
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30 Prothrombin induced by vitamin K absence-II by The Second Xiangya Hospital Investigational Re- 77
31 (PIVKA-II) is a serum biomarker with highly sensitiv- view Board. Informed consent was obtained from all 78
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32 ity and specificity, used for the diagnosis and progno- participants. 79
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33
34 AFP in diagnosis of the early stages of HCC [11–13]. 2.2. Sample and assay
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a major risk factor for recurrence and mortality in prior to any HCC treatment. The serum was ob-
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37 82
38 HCC [14–16], therefore, predicting vascular invasion tained by centrifuging for 5 min at 3000 rpm and 83
39 is important in prognosis management. Hepatitis B stored at −80◦ C until testing. All serum samples were 84
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40 virus (HBV) is an important cause of the development kept in duplicate. AFP was measured by the elec- 85
41 of HCC. Although the development of vaccines and trochemiluminescence immunoassay. PIVKA-II was 86
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42 antimicrobial therapy can control the infection of HBV determined by the chemiluminescence enzyme im- 87
43 to a certain extent, the failure of the control of HBV in- munoassay. HBV DNA was extracted from 200 µL 88
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44 fection due to a variety of factors has set new obstacles aliquots of serum using a Hepatitis B Viral DNA 89
45 and difficulties for HCC prevention and treatment. Quantitative Fluorescence Diagnostic Kit (Sheng Xi- 90
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46 The aim of this study was to compare the accuracy ang BioInc., Changsha, Hunan, China), and quantified 91
47 of serum PIVKA-II and AFP levels in the diagnosis of by real-time polymerase chain reaction (PCR) is us- 92
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48 early HCC, and to detect relevance of PIVKA-II and ing an ABI 7000 real-time detection system (Applied 93
50 2. Materials and methods Albumin (ALB) and total protein (TP) were deter- 97
52 The study was performed in the second Xiangya 2.3. Statistical analysis 100
55 mor was measured by ultrasound and/or CT. The tu- SPSS software (SPSS version 22.0, IBM, USA). P 102
56 mor differentiation was determined using Edmondson- value less than 0.05 was considered as statistically sig- 103
57 Steiner grade. HCC staging was determined using the nificant. Continuous variables were presented as means 104
58 Barcelona Clinic Liver Cancer (BCLC) staging sys- ± standard deviation, and were compared using the 105
59 tem [7]. Very early HCC (BCLC stage 0) is defined as Mann-Whitney test. To determine the optimal cut-off 106
60 the presence of a single tumor < 2 cm in diameter with- value for PIVKA-II and AFP in the diagnosis of HCC, 107
61 out vascular invasion/satellites in patients with good receiver operating characteristic (ROC) curves were 108
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J. Wu et al. / Diagnostic value of serum PIVKA-II levels for BCLC early HCC and correlation with HBV DNA 3
Table 1
Baseline characteristics of controls and HCC cases
HC (n = 51) Chronic hepatitis (n = 37) Cirrhosis (n = 43) HCC (n = 143) P value
Age 49.62 ± 10.51 43.22 ± 12.06 52.69 ± 9.12 53.58 ± 10.95 n.s.
Gender (male/female) 31/20 25/12 29/14 124/19 n.s.
ALT (u/l) 18.51 ± 7.73 447.64 ± 424.49 51.15 ± 65.61 64.37 ± 78.75 < 0.05
AST (u/l) 19.89 ± 5.01 342.36 ± 542.44 64.75 ± 68.09 93.56 ± 199.78 < 0.05
ALB (g/l) 43.55 ± 1.62 33.5 ± 4.27 30.14 ± 5.75 36.23 ± 4.92 < 0.05
DBIL (umol/l) 11.61 ± 2.84 120.64 ± 102.03 41.74 ± 66.65 21.27 ± 60.00 < 0.05
AST, aspartate aminotransferase; ALT, alanine aminotransferase; n.s., not significant; DBIL, Direct Bilirubin; Alb, Albumin; HC, health control;
HCC, hepatocellular carcinoma.
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Fig. 1. Serum levels of PIVKA-II and AFP among controls and hepatocellular carcinoma cases. #p < 0.05, between the two groups indicated by
the horizontal line. *p < 0.05, compared to the control subjects.
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109 constructed, and the area under the curve (AUC) was cirrhotic chronic hepatitis patients, cirrhosis without 130
110 calculated. Univariate analysis was obtained on pa- HCC patients (286 (44.5–4540.5) vs. 22 (17.5–25) vs. 131
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111 tients with HCC to identify potential predictors of vas- 25 (14–39) vs. 16 (12–28.5) mAU/ml, p < 0.05). 132
112 cular invasion. Variables with P value < 0.05 in uni- The median AFP level was significantly higher in the 133
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113 variate analysis were then subjected to multivariate HCC group than in the healthy control group and cir- 134
114 analysis and included in the logistic model to identify rhosis without HCC group (57.02 (8.38–504.2) vs. 135
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115 independent predictive factors of vascular invasion. 3.09 (2.05–3.95 vs. 3.17 (1.8–7.01) ng/ml, p < 0.05) 136
122 controls comprised 51 healthy volunteers. ALT, AST, (PPV), negative predictive value (NPV) and Kappa 144
123 ALB and DBIL were higher (P < 0.05) in the HCC were 76.92%, 86.26%, 85.94%, 77.39% and 0.629 and 145
124 group than in the non-HCC groups. Patients character- 64.34%, 73.28%, 72.44%, 65.31% and 0.374 for AFP. 146
125 istics are outlined in Table 1. PIVKA-II had a better performance than AFP for diag- 147
126 3.2. PIVKA-II and AFP serum levels in controls and ficity of 82.61%, PPV of 50% and NPV of 87.2%. 149
127 HCC patients For AFP, sensitivity, specificity, PPV and NPV were 150
128 The median PIVKA-II level was significantly higher ble 2). According to the cut-off levels (40 mAU/ml for 152
129 in HCC patients than in healthy control patients, non- PIVKA-II), 8 cases of 19 patients with very early stage 153
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4 J. Wu et al. / Diagnostic value of serum PIVKA-II levels for BCLC early HCC and correlation with HBV DNA
Table 2
Diagnostic accuracy of the markers to differentiate between malignant cases and controls
Sensitivity % Specificity % Kappa PPV % NPV %
HCC
AFP (ng/ml) 64.34 73.28 0.374 72.44 65.31
PIVKA-II (mAU/ml) 76.92 86.26 0.629 85.94 77.39
AFP + PIVKA-II (in series) 53.02 93.13 0.454 89.14 64.55
AFP + PIVKA-II (in parallel) 88.1 66.41 0.55 74.12 83.65
Very early and early HCC
AFP 47.37 88.35 0.068 75 69.47
PIVKA-II 58.54 82.61 0.078 50 87.02
AFP + PIVKA-II (in series) 70.97 82.43 0.078 45.83 93.13
AFP + PIVKA-II (in parallel) 44.19 89.25 0.064 79.17 63.36
PPV, positive predictive value; NPV, negative predictive value.
Table 3
Correlation between AFP and PIVKA-II serum levels and pathological characteristics of hepatocellular carcinomas
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PIVKA-II (mAU/ml) P AFP (ng/ml) P
Number of nodules > 0.05 > 0.05
Single (n = 25) 32179 ± 99969.99 1224.92 ± 3841.43
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Multiple (n = 118) 18851.28 ± 87237.86 8260.34 ± 32308.23
Tumor size < 0.05 > 0.05
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< 3 cm (n = 25) 232.52 ± 74.84 1063.76 ± 2697.89
3 ∼ 5 cm (n = 40) 4104.93 ± 7010.31 7452.28 ± 33211.14
> 5 cm (n = 78)
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27191.45 ± 103461.86 2083.05 ± 8401.31
Tumor differentiation < 0.05 > 0.05
Well-differentiated (n = 41) 3706.83 ± 14704.65 2794.89 ± 11123.92
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PIVKA-II, prothrombin induced by vitamin-K-absence-II; AFP, a-fetoprotein; HCC, hepatocellular carcinoma; *p < 0.05, compared to the late
stage (BCLC B–C).
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J. Wu et al. / Diagnostic value of serum PIVKA-II levels for BCLC early HCC and correlation with HBV DNA 5
Table 4
Predictive factors of vascular invasion in hepatocellular carcinomas
Parameters Univariate analysis Multivariate analysis
OR (95% CI) P value OR (95% CI) P value
Gender 1.236 (0.371–4.12) 0.73
Age 1.394 (0.413–4.706) 0.593
PIVKA-II (mAU/ml) 2.636 (1.119–6.212) 0.027 2.997 (1.217–7.381) 0.017
AFP (ng/ml) 1.108 (0.483–2.546) 0.808
PT (sec) 0.814 (0.355–1.87) 0.628
INR 0.975 (0.425–2.237) 0.952
ALT (u/g) 1.167 (0.509–2.68) 0.716
AST (u/g) 1.053 (0.459–2.415) 0.904
TP (g/l) 1.26 (0.548–2.895) 0.586
ALB (g/l) 0.697 (0.302–1.605) 0.396
DBIL (umol/l) 2.56 (1.09–6.01) 0.031 2.919 (1.1188–7.17) 0.019
PT, prothrombin time; INR, international normalized ratio.
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Fig. 3. Correlation between serum PIVKA-II and HBV DNA. There was a negative correlation between the serum HBV DNA and the serum
PIVKA-II levels in (a) chronic hepatitis patients (r = −0.082; P = 0.667), (b) cirrhosis patients (r = 0.019; P = 0.921); (c) HBeAg-negative
HCC patients (r = −0.166; P = 0.466), (d) HBeAg-positive HCC patients (r = −0.056; P = 0.755).
174 The performance of PIVKA-II in differentiating for early HCC (AUC 0.849; 95% CI, 0.745–0.923) , 183
175 early HCC cases from cirrhosis without HCC controls and slightly improved performance of the overall HCC 184
176 was also better than that of AFP (AUC 0.812; 95% diagnosis (AUC 0.924; 95% CI, 0.876–0.958) (Fig. 2). 185
179 at a cut-off of 21 mAU/ml. For AFP, sensitivity and levels and HCC pathological characteristics 187
182 and AFP slightly improve the diagnostic performance significantly higher in moderately/poorly differenti- 189
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6 J. Wu et al. / Diagnostic value of serum PIVKA-II levels for BCLC early HCC and correlation with HBV DNA
190 ated HCC. In the tumor size group, the PIVKA-II in distinguishing patients with HCC from the pa- 234
191 serum level showed significant differences between tients with nonmalignant disease. For the diagnosis 235
192 any two subgroups. In the BCLC staging group, the of early HCC and the overall HCC, the combination 236
193 PIVKA-II serum level was significantly higher in the of PIVKA-II and AFP slightly improve the diagnos- 237
194 early stage and late stage compared to the very early tic performance. In addition, the PIVKA-II serum level 238
195 stage group. In the number of nodules group, the > 166 mAU/ml was an independent risk factor for vas- 239
196 PIVKA-II and AFP serum level had no significant dif- cular invasion. We found a negative association be- 240
197 ferences. The AFP serum level showed no significant tween serum PIVKA-II and serum HBV DNA levels. 241
198 differences in the tumor size group, tumor differentia- PIVKA-II was found originally in patients with 242
199 tion group and BCLC staging group (Table 3). HCC by Liebman in 1984 [17]. Prothrombin is usu- 243
200 3.6. Predictive factors for vascular invasion region, one of the functional domains has 10 γ- 245
201 In this study, we collected the vascular invasion re- residues are not fully carboxylated as gamma-carboxy- 247
202 sult of 91 HCC patients in, which 31 patients have vas- glutamic acid in the absence of vitamin K or the pres- 248
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203 cular invasion. As summarized in Table 4, the PIVKA- ence of its antagonist inhibiting vitamin K-dependent 249
204 II serum level and Direct Bilirubin were statistically carboxylase activity, PIVKA-II is generated with a loss 250
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205 significant predictors of vascular invasion in univariate of coagulation activity. Although the basic mechanism 251
analysis. On multivariate analysis, a PIVKA-II level > of PIVKA-II production has not been fully clarified,
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206 252
207 166 mAU/ml (OR 2.997; 95% CI, 1.217–7.381; P = there are various factors such as vitamin K and γ-
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208 0.017) and a Direct Bilirubin level > 6.05 umol/l (OR glutamyl carboxylase may contribute to the production 254
209 2.919; 95% CI, 1.1188–7.17; P = 0.019) were the in- of PIVKA-II [18–20]. 255
dependent predictors of vascular invasion. In recent years, many studies were conducted in
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210 256
3.7. The serum level of HBV DNA and he association cellent performance on the diagnosis of HCC. Our re- 258
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212 of serum PIVKA-II and HBV DNA sults are consistent with them [7,21–25]. In this study, 259
213 In the chronic hepatitis group, there is no correlation ples were measured in 143 HCC patients, 37 patients 261
214 between serum PIVKA-II and serum HBV DNA (n = with chronic hepatitis, 43 patients with liver cirrho- 262
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215 30, r = −0.082; P = 0.667). In the cirrhosis group, sis and 51 healthy subjects. The results showed that 263
216 there is no correlation between serum PIVKA-II and PIVKA-II was more sensitive and specific than AFP in 264
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217 serum HBV DNA (n = 30, r = 0.019; P = 0.921). the diagnosis of HCC, and its consistency with the gold 265
218 In HCC patients, we collected the serum level of standard was better than that of AFP, included early 266
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219 HBV DNA in 68 patients among 143 HCC patients. HCC. The combination of the AFP and PIVKA-II 267
220 We detected a negative association between serum could compensate for the deficiency of single marker. 268
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221 PIVKA-II and serum HBV DNA levels in the HBeAg- In different clinic-pathologic features, the performance 269
222 negative HCC group (n = 34, r = −0.166; P = of PIVKA-II was still better than AFP. It is worth not- 270
223 0.466), but not in the HBeAg-positive HCC patients ing that according to the cut-off levels (40 mAU/ml 271
224 group (n = 34, r = −0.056; P = 0.755) (Fig. 3). for PIVKA-II), 8 cases of 19 patients with very early 272
225 In the HCC group, there is no correlation between stage and 16 cases of 29 patients with early stage had 273
226 serum PIVKA-II and serum HBV DNA (n = 68, r = elevated PIVKA-II levels. In the very early and early 274
227 −0.031; P = 0.803). HCC group, PIVKA-II has the sensitivity of 58.54% 275
228 4. Discussion early HCC is still not ideal, may be related to too few 278
229 In this study, we evaluated the performance of uous monitoring of serum PIVKA-II levels may be im- 280
230 PIVKA-II for the diagnosis of HCC and explored portant to the diagnosis of early HCC. We found the 281
231 the relationship between PIVKA and different clinic- correlation between serum PIVKA-II level and several 282
232 pathologic features. Our study showed that the serum HCC prognostic factors, such as tumor size, tumor dif- 283
233 PIVKA-II level had a better performance than AFP ferentiation and BCLC staging. We detected a negative 284
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J. Wu et al. / Diagnostic value of serum PIVKA-II levels for BCLC early HCC and correlation with HBV DNA 7
285 association between serum PIVKA-II and serum HBV used as a screening biomarker for HCC in high risk 336
286 DNA levels. population. Moreover, we found that high PIVKA-II 337
287 Some studies have shown that persistent HBV infec- serum levels are significantly associated with the pres- 338
288 tion may be the main cause of liver cancer. HBV in- ence of vascular invasion and other pathological char- 339
289 fection may be related to liver cell damage and can- acteristics. 340
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300 More and more studies quested the accuracy of
301 PIVKA-II in European patients [29–31], with differ- The authors declare no competing financial inter- 345
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302 ent demography and the etiology of liver diseases from ests. 346
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309 with vascular invasion. As reported, PIVKA-II pro- Clin 65 (2015), 87–108. 350
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310 motes proliferation and migration [32], and stimulates [2] W. Chen, R. Zheng, P.D. Baade et al., Cancer statistics in 351
China, 2015, CA Cancer J Clin 66 (2016), 115–132. 352
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313 However, there are still some shortcomings in this cinoma: A 2017 update, Hepatology International 11 (2017), 355
1–54.
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356
314 study. First, this study is a retrospective study and a
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315 prospective study are needed to examine the changes China, Student BMJ 18 (2010), c1026.
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316 in serum PIVKA-II levels in high risk population, such [5] M. Malvezzi, G. Carioli, P. Bertuccio, P. Boffetta, F. Levi, 359
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