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Aristotle on a Puzzle about

Logical Consequence: Necessity


of Being vs. Necessity of Saying* Paolo Fait

ABSTRACT: In the Posterior Analytics (I 6, 75a18–27) Aristotle difficulty, we shall be in a better position to appreciate
discusses a puzzle which endangers the possibility of inferring a his achievement.
non-necessary conclusion. His solution relies on the distinction
To begin with, let us briefly summarise some well-
between the necessity of the conclusion’s being the case and the
necessity of admitting the conclusion once one has admitted the known moot points concerning the problem of false pre-
premisses. The former is a factual necessity, whereas the latter is misses. Consider Aristotle’s definition of a syllogism:
meant to be a normative or deontic necessity that is independent of
A syllogism1 is a discourse in which, certain things having been
the facts stated by the premisses and the conclusion. This paper main-
laid down, something different from the things laid down follows
tains that Aristotle resorts to this distinction because he thinks that,
from necessity because of their being so (τ ω̂˛ τα υ̂τα εˆ’ιναι).
as long as it is conceived as a factual relation, logical consequence
(APr. I 1, 24b18–20)
cannot exist independently of the facts expressed by the premisses
and the conclusion. As a corollary, the necessity of such a conse- One might doubt whether this definition ever allows
quence relation always requires the necessity of these facts. Aristotle
for the cases in which one (or more) of the premisses
holds this factual conception of logical consequence responsible
for the puzzle, since it cannot account for valid syllogisms with
is false, for just by taking the last clause, “because of
contingent or false premisses. The alternative conception of neces- their being so”, at face value one might be inclined to
sity is then introduced by him in order to make good this deficiency. think that the “things laid down” must always be true
The distinction between the necessity of being and the necessity of (or obtain).
saying was revived by the Oxford logician H. W. B. Joseph, and taken On the other hand, Aristotle certainly wants his
over by Frank Ramsey in his seminal Truth and Probability, but
definition to cover also syllogisms from false pre-
has not received attention from recent interpreters of Aristotle’s
logic. This paper, however, argues that, in spite of its intrinsic misses,2 for just before stating the definition he makes
interest, the distinction bore no significant fruit in Aristotle’s logical the point that a syllogistic premiss can be demonstra-
doctrine. tive or dialectical, and dialectical premisses can cer-
tainly be false. Besides, syllogisms can be used in a
reductio proof to infer an absurd conclusion from a false
1. premiss, and, furthermore, three chapters of the Prior
Analytics (II 2–4) are devoted to a lengthy survey of the
In the beginning was the συλλογισµός. We praise possible cases in which a true conclusion is inferred
Aristotle for having invented logic and agree that, from (at least) one false premiss. Is this contrast between
broadly speaking, our current conception of logic as the the last clause of the definition and Aristotle’s normal
study of deductive validity has not overturned and practice deep enough to justify perplexity? Is the
replaced his logical project. A drawback of this success problem of false premisses a real problem or merely an
is that we are easily induced to mistake some of his apparent one?
difficult conquests for a statement of the obvious. For The point has been mooted in the literature, but dis-
example, a straightforward and uncontroversial aspect cussion has been mainly focussed on a difficult claim
of our conception of an argument’s validity is that it Aristotle makes in the chapters on false premisses.
does not depend on the truth of the premisses, whereas There he says that a true conclusion can be inferred
to Aristotle this is a troublesome point, something that from false premisses, but “not of necessity” (57a40),
requires reflection. In this paper I wish to show that it and this odd proviso has led established interpreters
was not obvious right from the beginning and why it such as Waitz and Maier to believe that he does not
was not so. By understanding what motivates Aristotle’s recognise syllogistic necessity in arguments with false

Topoi 23: 101–112, 2004.


 2004 Kluwer Academic Publishers. Printed in the Netherlands.
102 PAOLO FAIT

premisses. Even if perhaps we still lack a fully con- all the problem of syllogisms from false premisses, at
vincing interpretation, Patzig’s valuable attempt to least as far as logical practice is concerned, is not a real
explain this passage3 at least shows that it would be one. Before surrendering to this conclusion, however, I
precipitous to embrace so drastic a conclusion on this want to concentrate (in section 2) on a comparatively
ground alone. neglected passage in the Posterior Analytics where
Apart from this passage, which will not be discussed Aristotle seriously considers the case of false premisses.
in the present paper, the problem has also been stated Faced with a puzzle of the sort which dialecticians used
in general terms, but then it seems to have been more to put forward, he provides a solution which hinges
induced by the constraints of the exegetical perspec- upon the distinction between the necessity of the con-
tive than genuinely raised by the text. When Aristotle’s clusion’s being the case and the necessity of saying the
logic was first examined “from the standpoint of modern conclusion once one has said the premisses. This
formal logic”,4 logic itself was generally conceived, distinction shows that, far from being resolved simply
under the influence of Frege and Russell, as an by appeal to the commonsensical suppositional tech-
axiomatic system in which premisses are either axioms nique, the puzzle of false premisses prompted Aristotle
or previously established theorems. In such systems a to resort to a completely different conception of logical
false proposition is never asserted as a premiss, and can consequence.
only occur as the antecedent of a conditional. From this After a discussion of the passage, I turn (in section
perspective, to take syllogisms as arguments with 3) to an attempt to revive Aristotle’s distinction made
asserted premisses would not be compatible with the by a modern philosopher, H. W. B. Joseph, and to the
possible falsity of these premisses, and this is why the way it was received by another better known philoso-
traditional interpretation of syllogisms as arguments was pher, Frank Ramsey.
charged with neglecting or hiding the case in which the
premisses are false. Patzig urged that an advantage of
interpreting Aristotle’s syllogisms not as arguments but 2.
as conditional propositions was that this “also explains
how Aristotle can admit syllogisms with false premisses The passage I want to comment on runs as follows:
as perfectly valid” (Patzig 1968, p. 4). Of accidents which are not in themselves in the way in which
When by contrast Aristotle’s logic started being things in themselves were defined there is no demonstrative
inspected from the point of view of the modern systems knowledge. For one cannot prove the conclusion of necessity,
of natural deduction5 – systems that admit the possibility since it is possible for an accident not to belong (this is the sort
of assuming or supposing premisses without asserting of accident I am speaking about). Yet one might perhaps puzzle
about what purpose there could be in asking these questions about
them – the problem seemed immediately to dissolve.
them, if it is not necessary for the conclusion to be the case –
Syllogisms are arguments, and since premisses can now one might as well ask chance questions and then say the
occur unasserted, their falsity is no longer a difficulty conclusion. But we should ask questions not because the conclu-
to be met. sion will be necessary in virtue of the points asked, but rather
Since the crucial character of a valid argument is because it is necessary for anyone who says them to say the con-
clusion, and to say it truly if they hold truly. (APo. I 6, 75a18-
truth-preservation, we assess validity by considering
27)6
only circumstances under which the premisses turn out
true. Under such circumstances the conclusion must also A few remarks before addressing the main problem:
be true, otherwise we declare the argument invalid. (i) If the predicate of the conclusion is an accident,
Failing these circumstances, we assess validity by sup- i.e. a contingent predicate, the conclusion cannot be
posing them to hold. The idea that false premisses, in inferred from necessary premisses, for from necessary
spite of their falsity, can be supposed to be true seems premisses only a necessary conclusion can be deduced
to be so natural, commonsensical and deeply rooted in (cf. 75a10). Since, as has been argued throughout the
argumentative practices, that Aristotle might have chapter, demonstration requires necessary premisses,
shared it without even bothering to make it explicit. there can be no demonstrative knowledge of accidental
At the end of this paper (section 4) I will admit that predicates.
the definition of a syllogism cited above is compatible (ii) That accidents relevant to the argument here are
with an intuition of this kind, and so recognise that after contingent predicates, i.e. predicates that belong but
NECESSITY OF BEING VS. NECESSITY OF SAYING 103

might not belong to their subjects, is explicitly stated, sitas consequentiae. According to Barnes:8 “if P  Q is
but accidents of this kind are contrasted with accidents a valid argument then it follows that (P → Q), but it
in themselves, and the latter are not as easy to identify does not follow Q”.
as the former. They might correspond to the sort of If there is no controversy on what the right solution
accidents in themselves defined in the Metaphysics as should be, it is more difficult to assess the solution
“what belongs to a thing in itself without being in its Aristotle actually puts forward (encapsulated in the
essence, e.g. having two right angles to triangle” sentence: “it is necessary for anyone who says them to
(Metaph. ∆ 30, 1025a30–32). In fact, in our passage say the conclusion”). Barnes thinks that “Aristotle is
Aristotle refers back to APo. I 4, 73a34–b5, where evidently trying to formulate this distinction [i.e. the
different uses of in itself (καθ’ α υ’ τ ό) are distinguished, distinction between the two kinds of necessitas]; but
and there he does not seem to take into account he does not succeed”.9
accidents in themselves as those envisaged in the The confusion between the two necessities is
Metaphysics passage. On the present occasion we do not sometimes taken to be a scope confusion. Since the
need to get into this matter. word “necessarily” occurs before the conclusion, one
(iii) As correctly noted by several interpreters,7 a few may think that it only modifies the conclusion itself,
terms in this passage refer to an interrogative practice whereas it should go with the words that express the
which unequivocally points to a dialectical context. This relation of logical consequence. ‘P, so necessarily Q’
is in keeping with the fact that accidents of the kind could be taken as ‘P, so (necessarily Q)’, or as ‘P, (so
here in question constitute one of the so-called four necessarily) Q’, where brackets mark different syntactic
predicables, i.e. the four kinds of predicates by which groupings. Aristotle knows very well these kinds of
dialectical problems are constituted (Top. I 5). This fallacies: he classifies them in his Sophistical
sharpens the puzzle: science can do without accidental Refutations as apparent refutations depending on com-
syllogisms but dialectic cannot. position or on division (SE 4, 166a22–32). But here his
(iv) The phrase “these questions about them” can be solution does not resort to a scope distinction. He could
interpreted in two ways. On the first interpretation be prevented from so doing by the fact that, unlike
‘these’ means these particular questions as opposed to necessitas consequentis, which is syntactically trans-
arbitrary questions about accidents. This fits very well parent, necessitas consequentiae seems to be less
with the subsequent remark about chance questions. intelligible: the words ‘so necessarily’ do not seem to
Such an interpretation is suggested by Barnes in his make a syntactic unity, at least not an obvious one.10
commentary, but is blurred in his revised translation As a matter of fact, we take for granted that Aristotle
(“asking about such items”). Alternatively, we can take has full command of the notion of the necessity of the
“these questions about them” as questions of this kind consequence. We tend to assume that he can define it
(i.e. accidental) about accidental conclusions. This in the way modern logic has accustomed us to do, but
would match the idea that in order to argue for I think this assumption is unwarranted. I hope to show,
accidental conclusions one needs accidental premisses. on the contrary, that by attributing to Aristotle a dif-
I would favour the first interpretation but what I am ferent intuition about the nature of logical consequence,
going to say does not depend on this choice. we can readily see why he thinks that the necessity of
Now we can address the puzzle: if the conclusion is the consequent can be inferred from the necessity of the
not necessary, there is no point, says the objector, in consequence. At the same time, we can explain why,
looking for relevant premisses, because it would be the in his solution of the puzzle, far from introducing
same to secure arbitrary premisses and then state the necessitas consequentiae, he has to resort to a more
conclusion. This conveys the idea that premisses of the complicated formulation.
sort required to deduce a contingent conclusion seem In order to express necessitas consequentiae we need
to lack any inferential link with it. It is thought that a firm grasp of consequence as something that can bear
since they cannot determine the necessity of such a con- truth or necessity. What makes this kind of truth-bearer
clusion, the latter is not inferred from them but just as rather difficult to handle is that it must have a truth-
if asserted after them. value also if the antecedent is false. A consequence can
Interpreters suggest that the puzzle depends on a be conveniently expressed as a conditional (as in the
confusion between necessitas consequentis and neces- passage quoted above from Barnes), and such a propo-
104 PAOLO FAIT

sition, if understood truth-functionally, has a truth-value On the other hand, it seems to be implicitly agreed
when the antecedent is false: it is true. But this is that the relation between the premisses and the conclu-
admittedly not a very intuitive way of understanding the sion of a syllogism cannot be a contingent matter.
conditional. Consider Quine’s well-known reflection on Therefore, contingent premisses can aptly be charac-
how common sense evaluates the conditional: terised as useless or irrelevant, for nothing can follow
from them.
Now under what circumstances is a conditional true? Even to raise
Allegiance to the aforementioned intuitive concep-
this question is to depart from everyday attitudes. An affirma-
tion of the form ‘if p then q’ is commonly felt less as an
tion of logical consequence can also explain why, when
affirmation of a conditional than as a conditional affirmation of providing his solution to the puzzle, Aristotle does not
the consequent. If, after we have made such an affirmation, the straightforwardly distinguish the two necessities so as
antecedent turns out true, then we consider ourselves committed to claim that the necessity of the consequent does not
to the consequent, and are ready to acknowledge error if it follow from the necessity of the consequence. He is
proves false. If on the other hand the antecedent turns out to have
unable to draw this distinction, for he tends to see the
been false, our conditional affirmation is as if it had never been
made.11 necessity of the consequence as the necessity of a
factual relation and this he takes to mean that it holds
This is perhaps an incomplete representation, because only if the necessary facts stated by the premisses neces-
it does not cover all the possible cases in which we feel sitate the fact stated by the conclusion.15
committed to the consequent. Yet, it makes an impor- After this discussion, let us sum up the main steps
tant point: it is difficult to take the conditional as an of the puzzle:
assertible complex because, whenever the antecedent
(1) the inferential link between the facts expressed
turns out false, the whole conditional seems to be
by the premisses and the fact expressed by the
rendered void, and this of course is problematic, for we
conclusion of a syllogism is a factual relation.
want our assertions to be either true or false under any
(2) If the inferential link is factual, it only holds as long
circumstance. The conditional seems to be void because
as the premisses hold true (i.e. as long as the facts
the relation between the fact expressed by the
expressed by them exist);
antecedent and the fact expressed by the consequent is
(3) therefore if the facts expressed by the premisses are
seen as a factual relation whose existence depends on
contingent, their inferential link with the fact
the existence of those facts.
expressed by the conclusion is also contingent.
Aristotle is as likely as anybody else to have shared
(4) But if the inferential link is contingent, the pre-
this popular conception: he probably felt that when the
misses are not relevant to the conclusion,
premisses are false the conditional corresponding to the
(5) so nothing follows from contingent premisses.
syllogism cannot be granted a truth-value. Or, to put it
(6) But a contingent conclusion could only follow from
in different terms, he probably thought that, insofar as
contingent premisses,
it is taken to be a factual relation, the inferential link
(7) so a contingent proposition can never be the con-
between the premisses and the conclusion of a syllo-
clusion of a syllogism.
gism does not exist unless the premisses are true. He
was unable to conceive logical consequence as a relation Now we are in a position to assess positively
of a factual nature yet independent of the existence of Aristotle’s solution. He resolves the puzzle by pointing
the facts expressed by the premisses and the conclusion. to a different concept of necessity. This is not a factual
On the basis of this intuition one can easily see what necessity but what we may call a normative or deontic
motivates the puzzle. The accidental premisses required necessity: “it is necessary for anyone who says them to
in order to infer an accidental conclusion,12 insofar as say the conclusion”. If one accepts the premisses one
they can turn out to be false,13 cannot enjoy a neces- must admit the conclusion, without any physical or
sary or constant relation to the conclusion, for this psychological compulsion, but with the kind of obliga-
relation would be annulled by their falsity. This amounts tion one has to obey, for instance, the rules of a game
to saying that we can infer the contingency of the con- one is playing. So Aristotle resolves the puzzle by
sequence from the contingency of the consequent.14 In denying step (1) and not by rejecting step (2), as inter-
this way we license the inference of the necessity of preters would prefer him to do.
the consequent from the necessity of the consequence. The advantage of this reinterpretation of the neces-
NECESSITY OF BEING VS. NECESSITY OF SAYING 105

sity involved in logical consequence is that the relation 3.


between premisses and conclusion no longer depends
on the truth of the premisses, but holds also when the As a true Oxford philosopher H. W. B. Joseph did not
premisses are false. This is clearly implied by the fact sharply distinguish Aristotelian exegesis from militant
that Aristotle cites the case in which the premisses are philosophy. Although not historical in purpose, his
true as a special subcase of an obligation which holds Introduction to Logic contains a detailed exposition,
more generally: “it is necessary for anyone who says with occasional corrections, of many Aristotelian logical
them to say the conclusion, and to say it truly if they doctrines. This was in the spirit of those Oxford
hold truly”. Peripatetic circles whose members (such as Cook
The disadvantages of the solution are best discussed Wilson, Smith, Joachim, Bywater and Ross) set a rarely
in the next section along with Joseph’s interpretation paralleled standard of Aristotelian scholarship.
of the concept of the necessity of saying, for, as we shall The second edition contains some afterthoughts on
see, Joseph himself addresses some pertinent criticism the formal validity of syllogisms which are interesting
to this concept. on the present occasion:
Before turning to this, I wish briefly to address
We may see that a syllogism is valid, without knowing whether
another problem: is the concept of the necessity of its premisses are true, or even knowing them to be false; or we
saying employed only on this occasion or does it have may follow out syllogistic arguments with symbols, not knowing
further applications in Aristotle’s logic? As far as I can what they stand for. Now to see the validity of an argument is a
tell, there are a few passages where Aristotle might be process of inference. How then can inference depend on seeing
connexions of fact? [. . .] The problem cannot be solved by
thought to resort to this kind of necessity. The most
distinguishing between the logic of consistency and the logic of
important of them16 is near the beginning of the truth. Doubtless in the theory of syllogism we have no more than
Sophistical Refutations; there the syllogism is defined an account of what conclusions we must admit, if we are to be
in the following manner: consistent, when we have admitted certain premisses. That indeed
is all we have in any attempt to formulate by the help of symbols
The syllogism is constituted by certain things laid down in such
types of arguments that are found recurring with various real
a way as to say of necessity something different from the things
terms. But what is meant by the condition ‘if we are to be
laid down, in virtue of the things laid down. (SE 1, 165a1–2)17
consistent’? Consistency is not a matter of arbitrary convention;
The same formulation occurs again later in the treatise, it is determined by what is possible in the nature of things. [. . .]
That consistency requires us to admit a certain conclusion if we
where this definition is recalled: “for the conclusion
have admitted certain premisses means then that the nature of
must follow from the things laid down in such a way things requires it. Yet if the premisses and conclusion are false,
as to say it of necessity, and not just apparently” (δε ι̂ and if we are working with symbols, how have we the nature of
γὰρ εκ
’ τω̂ν κειµ ένων συµβα ίνειν τ ὸ συµπ έρασµα things before us?18
ώ
’ στε λ έγειν ε’ ξ αν
’ άγκης αλλ’ ὰ µ ὴ φα ὶνεσθαι)
A footnote appended to this passage shows that the
(SE 6, 168a21–23).
distinction between the logic of consistency and the
It would be something of a surprise if Aristotle
logic of truth here under criticism had been previously
introduced the “necessity of saying” in such an official
endorsed by Joseph himself:
context as a definition of the syllogism. But here caution
is required. As is easy to see, this definition differs in In Mind vol XIX N.S. 76, pp. 544–54619 I drew a distinction
several details from the definition cited at the outset between the αν ’ άγκη εˆι’ναι, the necessity for certain facts to be
from the Prior Analytics, as well as from the definition thus and thus, which is apprehended in demonstrative thinking,
and the αν
’ άγκη λέγειν, the necessity to say one thing if we have
stated at the beginning of the Topics. Interpreters have said another, which was alone considered in the formal treatment
long noticed that it has several ‘idiosyncrasies’, of syllogism. Professor J. A. Smith pointed out to me the futility
although nobody to my knowledge has ever tried to of this distinction. What is meant by my being compelled to say
explain them. I think the reference to “saying of neces- anything? As far as talking goes, I can say what I please. But the
sity” can be explained along with the other idiosyn- compulsion here is a logical compulsion, not a moral or physical;
and so I have not got away from apprehending connexions of fact.
crasies and has nothing to do with the necessity of
By admitting the premisses I am compelled to admit the conclu-
saying we are interested in. To avoid distraction, I will sion only because, if what the premisses express exists, what the
confine the discussion of this definition to an appendix conclusion expresses exists also. But how can I see this connexion
(thereby defending the translation offered above). unless I am considering existents?
106 PAOLO FAIT

Doubtless the distinction between αν’ άγκη εˆι’ναι and possible divorce of the logic of consistency from the
α’ ν άγκη λ έγειν stems from Aristotle. In the Mind logic of truth. When he claims “it is necessary for
article he refers to, Joseph does not bother to cite the anyone who says them to say the conclusion, and to
passage he took it from, but when he says that the say it truly if they hold truly”, he simply takes for
α’ ν άγκη λ έγειν “is, in Aristotelian terms, dialectical granted that the necessity of saying is truth-preserving.
and not apodeictical” he shows that he has in mind Of course he could justify his claim by saying, for
the passage of APo. I 6 discussed above in our last instance, that logical obligation, due to its normative
section. character, does not need to be grounded in facts.20
The thought expressed in the quotation from Joseph’s Alternatively, he may object to Joseph that a factual
main text by means of the opposition between the logic foundation, though necessary, does not require the actual
of truth and the logic of consistency is the same as the existence of facts. As a matter of fact, however, he does
point made in the footnote in terms of the opposition not give us a single clue as to his answer. We can only
between αν ’ άγκη εˆι’ναι and αν
’ άγκη λ έγειν. The logic conjecturally reconstruct the context in which the
of truth (which concerns the αν ’ άγκη εˆ’ιναι) cannot commitment to say the conclusion is undertaken. This
account for syllogisms from false premisses, because brings me to my third remark.
unless premisses and conclusion are true it is impossible Unlike Joseph, Aristotle does not relate the necessity
to detect the connections of fact between them. On the of saying to symbolic uninterpreted reasoning,21 but
other hand, the logic of consistency (which concerns rather to dialectic, as a practice of disputation governed
the αν ’ άγκη λ έγειν) cannot be a viable alternative by rules and obligations. The very idea of taking
because, although it can account for false premisses, it inference as an obligation obviously points to dialectic.
requires a foundation in connections of fact. For dialectical opponents are forced to admit something
The logic of consistency is, according to Joseph, a they do not accept spontaneously, whereas in a different
logic of uninterpreted symbols: reasoning is seen as a argumentative context it would be more natural to see
manipulation of symbols according to certain rules that inference as an entitlement (as in the well-known
guarantee consistency. When he points out the neces- doctrine of the inference ‘ticket’ or ‘warrant’ or
sity of a foundation of the logic of consistency in the ‘license’). But of course the dialectical duty to be
logic of truth, he correctly asks for what is now called consistent is not seen by Aristotle as purely formal as
a ‘soundness proof’, i.e. the proof that every formal if dialectic were an arbitrary game. Consistency is not
argument is truth-preserving, but wrongly thinks that pursued as an end in itself but, presumably, because it
this proof requires connections of existing facts. is a prerequisite of truth.22
If from these data we try to reconstruct Joseph’s After recanting Aristotle’s distinction Joseph
interpretation of Aristotle, three things seem worth proposes his positive solution: valid deductions must
noticing. First, the difficulty of seeing how connections have true premisses, but these premisses concern only
of fact can persist when the premisses are false exactly the ideal forms of propositions, exactly as geometrical
corresponds to the problem Aristotle is trying to resolve demonstrations concern ideal figures. False premisses
through the introduction of the necessity of saying. As are like geometrical figures imperfectly drawn on paper:
we saw in the last section, when the premisses turn out their imperfection does not affect the validity of the
to be false, the factual inferential link with the conclu- demonstration, for imperfection does not play any role
sion seems to be dissolved, for Aristotle cannot figure in it. I do not wish to discuss this proposal, which seems
it out independently of the facts expressed by the pre- to be very problematic as soon as the analogy between
misses and the conclusion. logical and geometrical form is spelled out in detail.
Second, since Joseph proves a faithful interpreter of Throughout his career, and especially in his last
Aristotle when he rescues the notion of the necessity papers, Joseph expressed distrust of the new mathe-
of saying, it is not surprising that his eventual rebuttal matical logic. Reading his logical works now, one has
of this concept raises some criticism to which Aristotle the impression that a deeper familiarity with the modern
too may be vulnerable. As we read in the footnote, methods of the “logisticians”, as he used to call them,
Joseph’s reason to reject the α’ ν άγκη λ έγειν is that, would have helped him dispel al least some of his
unless grounded in facts, it is arbitrary and has no perplexities.23 It is thus very interesting to consider how
authority. To the contrary, Aristotle seems to see no the distinction between the necessity of saying and the
NECESSITY OF BEING VS. NECESSITY OF SAYING 107

necessity of being was interpreted by someone who had thinks that Wittgenstein’s concept of tautology provides
learnt the lesson of mathematical logic very well. a convenient solution. Tautologies are truth-bearers but
As a true Cambridge philosopher, Ramsey could not not of a factual kind. The point is slightly expanded
share Joseph’s sympathy with the Philosopher. Of the later, in a section entitled “The logic of truth”:
ancients in general, he thought that “their logic is
The validity of the distinction between the logic of consistency
entirely superseded, largely owing to advance in math-
and the logic of truth has often been disputed; it has been con-
ematics”.24 And when he used, in his Truth and tended on the one hand that logical consistency is only a kind of
Probability, the distinction between the α’ νάγκη λέγειν factual consistency; that if a belief in p is inconsistent with one
and the αν’ άγκη εˆ’ιναι, which he probably took from in q, that simply means that p and q are not both true, and that
Joseph, he may even have been unaware that he was this is a necessary or logical fact. I believe myself that this
indirectly borrowing from Aristotle.25 difficulty can be met by Wittgenstein’s theory of a tautology,
according to which if a belief in p is inconsistent with one in q,
The passage I am going to quote occurs in a section
that p and q are not both true is not a fact but a tautology. But I
bearing the title: “The logic of consistency”. Ramsey do not propose to discuss this question further here.27
purports to contend that probability, seen as partial
belief, neither requires a special logic nor pertains to Ramsey, as we see, is very likely to have Joseph in
inductive logic, but can be dealt with by the same mind in these passages, and what he claims shows that
deductive logic dealing with certain belief: he found the latter’s earlier distinction convenient
enough. But the point on the non factual nature of logic
We have seen that there is a theory of consistency in partial beliefs does not go any more against Joseph than it goes against
just as much as of consistency in certain beliefs, although for
Frege and Russell. Here Ramsey sides with Wittgenstein
various reasons the former is not so important as the latter. The
theory of probability is in fact a generalization of formal logic; against the majority of the logicians of his time. It is
but in the process of generalization one of the most important worth noticing how his vindication of the logic of con-
aspects of formal logic is destroyed. If p and ¬q are inconsistent sistency as the only kind of deductive logic changes
so that q follows logically from p, that p implies q is what is called the perspective setting aside certain problems and
by Wittgenstein a ‘tautology’ and can be regarded as a degenerate
raising new ones. He can now forget about the problem
case of a true proposition not involving the idea of consistency.
This enables us to regard (not altogether correctly) formal logic
of false premisses, because logic does not mirror con-
including mathematics as an objective science consisting of nections of facts, connections, that is, that require the
objectively necessary propositions. It thus gives us not merely the existence of the facts themselves. On the other hand
α’ νάγκη λέγειν, that if we assert p we are bound in consistency logic must be able to represent facts; this is of course
to assert q also, but also the αν ’ άγκη εˆι’ναι, that if p is true, so
a necessary condition in order for our beliefs concerning
must q be. But when we extend formal logic to include partial
them to be consistent, and so one must also be prepared
beliefs this direct objective interpretation is lost; if we believe
p&q to the extent of 1/3, and p&¬q to the extent of 1/3, we are to express partial belief accordingly.
bound in consistency to believe ¬p also to the extent of 1/3. This Further discussion of this subject may be of some
is the α’ νάγκη λέγειν; but we cannot say that if p&q is 1/3 true interest, but I am afraid it would lead too far away from
and p&¬q 1/3 true, ¬p also must be 1/3 true, for such a state- Aristotle. At the end of this section two contrasting
ment would be sheer nonsense. There is no corresponding
morals could be drawn. According to the first, one may
α’ νάγκη εˆι’ναι. Hence, unlike the calculus of consistent full belief,
the calculus of objective partial belief cannot be immediately
have the strong feeling that Joseph simply was not
interpreted as a body of objective tautology.26 enough of a logician to distinguish between necessitas
consequentis and necessitas consequentiae and found in
Ramsey endorses the distinction between the neces- Aristotle a powerful ally. Together they went rather far
sity of being and the necessity of saying, for he thinks in adding nonsense to nonsense, for it is always very
that formal logic is just the logic of consistency. What dangerous to follow the Philosopher without the
is important to stress here is that from his perspective compass of modern logic. Alternatively, one may think
the distinction is not invoked in order to account for that the way Joseph understood Aristotle and the way
false premisses. His problem is rather that of imagining Ramsey took over the distinction between the α’ νάγκη
plausible underpinnings for fractions of belief: there λέγειν and the αν’ άγκη εˆι’ναι show that Aristotle had
cannot be fractions of truth, so in the case of probability raised a crucial problem concerning the nature of logic.
the logic of consistency does not straightforwardly To this problem each of the philosophers mentioned
correspond to the logic of truth. As for full beliefs, he provided his own solution. Each of their proposals,
108 PAOLO FAIT

however, failed to meet universal consensus and did not The first translation seems to take ‘being’ as
become a banal technical distinction. I favour this requiring a complement: being such and such (for
second conclusion. example affirmative or negative, universal or particular).
The second translation gives the verb a locative
meaning; ‘being there’ means being at the beginning
4. of a deduction, being among the premisses, regardless
of truth and falsity. The third rendering, which is in fact
In the paper published in Mind Joseph claims that the a paraphrase, takes ‘lay down’ in the foregoing “certain
Prior Analytics are concerned “merely with the α’ νάγκη things having been laid down” with the meaning of
λέγειν”. This he means just as an interpretation of what ‘supposing as true or as being the case’. If the “things
Aristotle actually does in that work; still there are good laid down” of the definition are laid down as true or as
grounds for disagreement. Besides having found no existent, it is natural to express the last clause consis-
mention of that notion in the Prior Analytics, I do not tently with this assumption.
think Aristotle is even tacitly employing it. Let us read This last seems to me the most straightforward and
again the definition of a syllogism from which we plausible interpretation. Syllogisms are evaluated by
started: supposing their premisses true. Counterfactual suppo-
sitions are admitted as well, which means that false
A syllogism is a discourse in which, certain things having been
laid down, something different from the things laid down follows premisses are supposed to be true. This in turn means
from necessity because of their being so (τ ω̂˛ τα υ̂τα εˆ’ιναι). that, independently of how the actual world goes, we
(APr. I 1, 24b18–20) are allowed to imagine possible circumstances under
which the premisses turn out true. By resorting to these
Taken at face value, this definition speaks for the
situations and seeing what follows from the supposed
α’ νάγκη εˆι’ναι and against the α’ νάγκη λέγειν, for the
facts we can assess syllogisms as valid absolutely, i.e.
logic of truth and against the logic of consistency.
not only with respect to the supposed circumstances.
Consider how two recent interpreters comment on the
That by so doing we do not endanger the possibility of
definition, especially on its last clause: “The Greek
assessing our arguments as true or valid seems to imply
neuter pronouns, here translated as ‘things’, are rather
that Aristotle is prepared to say that a syllogism is a
indeterminate; together with the verb ‘to be’ in its
λ όγος whose validity does not require a literal and
absolute use, however, they suggest that in play here are
crude correspondence to facts. So, after all, the defini-
not so much the propositions themselves as the states
tion of a syllogism does not seem to commit him to the
of affairs they express. As a consequence, the neces-
necessity of being.
sity appropriate to the syllogism is not conceived as a
This does not mean, however, that the necessity
merely internal necessity (the impossibility for the mind
mentioned in the definition is a necessity of saying. The
to contradict what it itself has posited), but as inherent
latter is a necessity of asserting the conclusion once one
to a certain order of things, although understood in very
has asserted the premisses: the crucial notion here is that
general terms”.28 Yet, even if we agree, we are still left
of assertion, which is different from the notion of sup-
with our original question: what about false premisses?
position. Although when we assert something we hold
Precisely because it seems to take for granted that
it true, the connection between assertion and truth can
things laid down are facts or true propositions, leaving
be made very loose, whereas supposition is essentially
therefore no room for false premisses, the last clause
tied with the semantic notion of truth. Assertion, as is
of the definition has embarrassed several readers. Some
best understood on the present occasion, could in
have tried to explain away this difficulty. Let us
principle avoid any reference to truth, for we only need
compare a few proposals:
to take it as the undertaking of a commitment. How far
(I) “from the fact that they are such” (Tredennick’s one can go with such a concept of assertion is an
Loeb trans.); important question,30 but does not affect our present
(II) “because of their being there” (Mignucci 2002, point. What matters here is that it is all that is required
p. 249); in order to make sense of the necessity of saying. Sup-
(III) “because what is asserted in the premisses is position, on the contrary, crucially presupposes truth.
(supposed to be) the case” (Striker 1998, p. 215).29 To suppose means to introduce a fictional change at the
NECESSITY OF BEING VS. NECESSITY OF SAYING 109

level of facts. It is a stipulation concerning not our asser- Aristotle’s writings. Indeed this is a remarkable and
tive commitments but their semantic underpinnings. striking passage in which Aristotle gives us a token of
Both the necessity of saying and the necessity his ability to exploit all available means in order to
involved in the definition of the syllogism are opposed defend a good logical point. What seems to us a
to the necessity of being, for both can account for false platitude concerning logic, i.e. the fact that an argument
premisses. So why did Aristotle not resolve the puzzle with false premisses can be perfectly valid, can be
by pointing to the definition of the syllogism? Perhaps endangered by a serious puzzle if one lacks a certain
because the latter is incorrigibly ambiguous. It cannot idea of the conditional (or an adequate way of repre-
make clear that by supposing the premisses to be true senting a logical consequence). Aristotle, according to
we do not mean to deny that in fact they are false. If the interpretation put forward in this paper, was in such
one were to ask “And what will you do in case the a condition, and the distinction between the necessity
premisses are false?”, I cannot answer “I will suppose of being and the necessity of saying provided him with
that they are true” without being suspected of refusing an effective way out. Yet, it is unfortunate that this way
to take into account the data of the problem. It is easy out is not just a technical device but commits Aristotle
to see that, by contrast, this is not a drawback of the to a particular, potentially controversial, view on the
necessity of saying. nature of logic. This raises a number of honest expec-
If the necessity of saying causes perplexity, the tations and so it is not without disappointment that one
notion of necessity involved in the definition of the is forced to recognise that, very probably, the passage
syllogism is not a masterpiece of clarity either. Besides, is not just the beginning of the story but also the end
nothing guarantees that Aristotle ever saw it as a source of it.
of philosophical problems. For one thing, if the suppo-
sitional interpretation of the definition of a syllogism
sketched above were Aristotle’s most considered view, Appendix: On the idiosyncrasies of a definition of
it would be very difficult to explain how, immediately the syllogism
after giving the definition, he can go on glossing the last
clause “because of their being so” (τ ω̂˛ ταυ̂τα εˆ’ιναι) We are now to comment on the following definition
with the phrase “in virtue of these” (διὰ ταυ̂τα). For already cited and translated above in the text:
the latter, unlike the former, refers to the premisses ο’ µὲν γ ὰρ συλλογισµ ὸς εκ
’ τινω̂ν εστι
’ τεθέντων ώ
’ στε λέγειν
without mentioning their (supposed) being the case. ’ε´ τερον ε’ ξ αν
’ άγκης τι τω̂ν κειµένων διὰ τω̂ν κειµένων.
Moreover, in the definition of a syllogism of the Topics (SE 1, 165a1–2)
(I 1, 100a25–26) we find διὰ τ ω̂ν κειµ ένων31 instead
Notice the following:
of τ ω̂˛ ταυ̂τα εˆι’ναι and, though the two clauses must
be equivalent, the former manages to be non committal (i) No genus is stated: unlike the other definitions of
as to the (supposed) truth of the things laid down. So a syllogism the present one does not mention its
nothing of great importance is likely to depend on the being a λ όγος, a discourse, of a certain kind.
mere fact that Aristotle employs one formulation rather (ii) The last clause διὰ τω̂ν κειµένων seems redun-
than the other. dant, for it is just a repetition of εκ
’ τινω̂ν. As a
My surmise then is that the definition of a syllogism matter of fact it is omitted by all good manuscripts
of the Prior Analytics reflects the common argumenta- except B (Marcianus 201), the best one. Although
tive practice of supposing facts in order to see which some interpreters have supposed a distinction
other facts necessarily follow from them, but how between the meaning of ε’ κ as ‘from’ and the
supposed facts relate to reality Aristotle seems happy to meaning of δι ά as ‘through’, this distinction is
leave unexplained. He simply was unclear about the unwarranted, for the two prepositions are used
status of the “things laid down”, perhaps because he ‘promiscuously’ in Aristotle.33 Moreover διά plus
could go very far in the development of his logical genitive, here as well as at Top. I 1, 100a25–27,
doctrine without being forced to clarify this point. must play the same role as διά plus accusative in
If this is the case,32 the discussion of the puzzle in APr. I 1, 24b18–20, and this last plays a causal
the Posterior Analytics seems to be the deepest treat- role, if only because it is a gloss on τ ω̂˛ τα υ̂τα
ment of the problem of false premisses we can find in εˆι’ναι (“because of their being so”), l. 20.34
110 PAOLO FAIT

(iii) ε’κ is constructed with εˆ’ιναι and not with previous drafts of this paper. A version of it was read in January 2003
συµβα ι̂νειν. at the Seminar of Logic and Philosophy of Language of the
University of Padua, where I received valuable comments.
(iv) In the Topics, beside the customary definition by 1
I am inclined to think that ‘syllogism’ and not ‘deduction’ is the
genus and specific difference, Aristotle envisages most convenient translation of συλλογισµ ός, but I cannot address
a sort of compositional definition (VI 13, 150a1 f.), this difficult issue on the present occasion. Mignucci 2002 provides
which displays the components of the definiendum. reasons for preferring ‘syllogism’.
It can have three possible formulations: τ άδε,
2
Throughout this paper I will speak of false premisses meaning that
at least one of them is false.
“these things”; τ ὸ ε’κ το υ̂των, “constituted by 3
See Patzig, ‘Aristotle and Syllogisms From False Premisses’,
these things”; and τ όδε µετ ὰ το υ̂δε, “this plus reprinted in Patzig 1968, pp. 196–203. See further Geach, ‘Aristotle
that”. on Conjunctive Propositions’, reprinted in Geach 1972, pp. 13–27,
and Weidemann 1997.
All this suggests that we should take ε’κ with a 4
Most famously by Lukasiewicz 1957.
/

constitutive meaning and understand our definition as 5


By J. Corcoran 1974 and T. J. Smiley 1973. This perspective has
a compositional definition of the second kind. since won the approval of a wide majority of scholars.
That this is the right guess is shown by the defini-
6
Τω̂ν δὲ συµβεβηκότων µὴ καθ’ α υ’ τά, ’ὸν τρόπον διωρίσθη
τὰ καθ’ α υ’ τά, ο υκ ’ ’έστιν επισ’ τήµη αποδεικτική.
’ ο υ’ γὰρ ’έσ τιν
tion of a refutation (’έλεγχος) immediately following
ε’ξ αν ’ άγκης δετξαι τ ὸ συµπέρασµα· τ ὸ συµβεβηκὸς γ ὰρ
the definition of a syllogism. A refutation is a ε’νδέχεται µὴ υ’ πάρχειν· περὶ το υ̂ τοιούτου γὰρ λέγω
συλλογισµὸς µετ’ α’ ντιφάσεως του̂ συµπεράσµατος, συµβεβηκ ότος. καίτοι απορήσειεν
’ ’άν τις ’´ισως τίνος ’ε´ νεκα
“a syllogism plus the contradictory of the conclusion” τα υ̂τα δει̂ ερωτα̂ν
’ περὶ τούτων, ει’ µὴ αν ’ άγκη τὸ συµπέρασµα
(165a2–3). This is clearly a compositional definition of εˆ’ιναι· ο υδ’ ὲν γ ὰρ διαφέρει ε’´ι τις ε’ ρ όµενος τ ὰ τυχόντα εˆ’ιτα
ειπειεν
’´ τὸ συµπέρασµα. δει̂ δ’ ε’ρωτα̂ν ο υχ ’ ω ’ ς αναγκαι̂ον
’ εˆι’ναι
the third sort and differs from the standard definition
διὰ τὰ η’ρωτηµένα, αλλ’ ’ ’ότι λέγειν ανάγκη
’ τω̂˛ εκει̂να
’ λέγοντι,
of a refutation precisely in the same way as the fore- καὶ αληθ’ ω̂ς λέγειν, ε’ὰν αληθ
’ ω̂ς ηˆ˛’ υ’ πάρχοντα.
going definition of a syllogism differs from the standard 7
Ross 1949, p. 530; Mignucci 1975, p. 130; Detel 1993, II p. 160;
definition of a syllogism. Elsewhere a refutation is see already Pacius 1597, p. 292.
8
always defined, by genus and difference, as a Barnes 1994, p. 130.
9
συλλογισµὸς α’ ντιφάσεως, “a syllogism of a contra- Barnes 1994, p. 130. Contra, Mignucci 1975, p. 131, who finds
the distinction between necessitas consequentis and necessitas
dictory proposition” (SE 9, 170b1; 10, 171a1–7; APr.
consequentiae successfully drawn in the passage. According to Detel
II 20, 66b11). 1993, II pp. 161–162, Aristotle resolves the puzzle by distinguishing
Our definition should then be translated (as above between “explanatory necessity” and “logical necessity”, two
in the text) as follows: concepts being different from the previous ones.
10
Sometimes interpreters (for example Fine 1984) take Aristotle
For the syllogism is constituted by certain things laid down in to expose cases of unwarranted necessitas consequentis by means of
such a way as to say of necessity something different from the the fallacy of division. By saying for instance ‘necessarily q, if p’,
things laid down, in virtue of the things laid down. one could either wrongly divide and mean ‘(necessarily q) if p’ or
correctly compose and mean ‘necessarily (q, if p)’. The most
It is not altogether clear why Aristotle defines here the ‘explicit’ passage is Int. 9, 19a23–32, an extremely controversial text.
syllogism in compositional terms, but we can at least Aristotle first distinguishes between the necessity of what is when it
envisage a plausible explanation of the obscure phrase is and absolute necessity, and this, according to Fine 1984 and others,
he would do in order to warn us that ‘necessarily (if p, then p)’ is
ώ
’ στε λ έγειν ’ε´τερον ε’ξ α’ νάγκης: the compositionally
valid, whereas ‘if p then (necessarily p)’ is not. The connection with
shaped definition mentions no genus and so the infor- the fallacy of division would be established in the following lines.
mation that the syllogism is a λόγος must be inserted There Aristotle says that the “same account” also holds for the
somewhere else, otherwise it would be lost.35 My sug- contradictory pair: from ‘necessarily (p or not-p)’ one cannot infer
gestion, therefore, is that this definition has nothing to by division (line 29: διελόντα) ‘necessarily p’, nor could one infer
do with the necessity of saying discussed in the paper. ‘necessarily not-p’. In spite of many interpretative efforts, however,
the two cases, i.e. the case of simple future contingents and the case
of contradictory pairs, cannot be said to be perfectly parallel.
11
Quine 1982, p. 21. On this passage see Stalnaker 1981, p. 113;
Notes Sanford 1989, pp. 90–92.
12
An accidental (i.e. contingent) conclusion could not be inferred
* Fabio Acerbi, Francesco Ademollo, Ian Carter, Walter Cavini, from necessary premisses; for a proof of this see APo. 6, 75a8–11
Paolo Crivelli and two anonymous readers kindly helped me improve (shortly before our passage).
NECESSITY OF BEING VS. NECESSITY OF SAYING 111

13
Or, if you prefer, insofar as they do turn out false at some time. doctrine of obligations and so it would be very interesting to see
Nothing depends here on the way we understand Aristotle’s modal- whether some medieval logician noted any connection with our
ities. passage of the Posterior Analytics.
14 23
See Detel 1993, II p. 161. On the logical debate at Joseph’s time, see Grattan-Guinness
15
Sometimes Aristotle speaks of a “relative” necessity (ex hypothesi 1985–86.
24
or “these things being so”, see esp. APr. I 10, 30b31–40) and some Ramsey 1991, p. 153.
25
interpreters have taken these formulations as expressions of This is perhaps slightly exaggerated. Although Aristotle’s passage
necessitas consequentiae (Patzig 1968, pp. 23 f. and Fine 1984, pp. is rarely discussed and Joseph had been so sparing with references,
25–27). Of course, the qualification is introduced by Aristotle in order Ramsey was well acquainted with Joseph himself and with his work.
to oppose the temptation to attribute absolute necessity to the con- The Oxford logician is occasionally quoted in his notes, see Ramsey
clusion, but this does not mean attaching the necessity to the conse- 1991, pp. 152, 234, and in 1926 they were co-symposiasts at the
quence (or to the conditional) as a whole. It rather means, in my view, Aristotelian Society. Knowing Joseph, Ramsey could easily guess the
weakening the necessity which still attaches to the conclusion. The identity of his favourite source.
26
conclusion is necessitated by the premisses, which means that the Ramsey, Truth and Probability (1926), quoted from Ramsey
strength of the necessity of the conclusion reflects the strength of 1990, pp. 82–83 (I have changed the logical notation). The paper was
the premisses. If one of the latter becomes false, the necessity of the originally published in Ramsey 1931.
27
conclusion is thereby dissolved. This explains why resorting to this Ramsey 1990, p. 86.
28
kind of pro tempore necessity would not provide an adequate solution Crubellier and Pellegrin 2002, p. 48 (my translation).
29
to the puzzle here under discussion (for a different interpretation, see Robin Smith’s Hackett transl. reads “because these things are
Detel 1993, II p. 161). I know that more should be said on this point, so”.
30
but I have to put off further discussion. Brandom 1994, ch. 3, shows how semantics can be reconstructed
16
See also Top. VIII 9, 160b18; SE 12, 173a4, 7 and 14. For a starting from a purely pragmatic concept of assertion.
discussion of these passages with an attempt to explain the role of 31
On the equivalence between διά + genitive and διά + accusative
λέγειν see Boger 1993, pp. 64–65. Notice, however, that the mere see the appendix below.
expression of a logical principle as an obligation to assert does not 32
Alternatively, one might think that τιθέναι, ‘to lay down’, does
preclude its being a factual, objective, principle unless one finds, as different work in different argumentative contexts (in science and in
in the case of our puzzle, further reasons that impede an objective dialectic) as suggested by Cavini 1989, p. 35 n. 2, and by Smith 1997,
interpretation. So, for example, the way Aristotle expresses the law pp. 43–44. In this way, however, the general definition of a syllo-
of excluded middle, “it is necessary either to assert or to deny” (e.g. gism would be, in itself, scarcely intelligible. I prefer to think that
Metaph. Γ 7, 1011b24) should obviously not be taken to exclude the ‘to lay down’ has a minimal meaning involved in every kind of
objective validity of this principle. syllogism.
17
ο’ µὲν γ ὰρ συλλογισµ ὸς ε’κ τιν ω̂ν ε’στι τεθέντων ώ ’ στε 33
Barnes 1994, p. 139; Mignucci 1975, pp. 141–142.
λέγειν ’ε´ τερον ε’ξ αν
’ άγκης τι τω̂ν κειµένων διὰ τω̂ν κειµένων. 34
See further Bonitz 1870, p. 177a38–49.
18
Joseph 1916, pp. 331–332. 35
That here λέγειν does the same duty as λ όγος in the other
19
Referenced as Joseph 1910. definitions speaks for ‘discourse’ and against ‘argument’ as the best
20
The very possibility of deriving evaluative statements such as translation of this substantive (in principle both are possible: Robin
‘argument X is logically valid’ from a set of purely descriptive Smith has ‘discourse’ in his Hackett trans. of the Prior Analytics
statements can be questioned on well-known Humean grounds. It has and ‘argument’ in his Clarendon trans. of the Topics). Alternatively,
been defended by Searle 1969, pp. 132–134. one shoud be prepared, as I am not, to follow Boger 1983, pp. 64–65,
21
On Aristotle’s negative attitude toward purely symbolic reasoning in taking this occurrence of λέγειν as ‘to derive’ or the like.
see Fait 1996 (on the comparison between reasoning and reckoning
with pebbles).
22
Given the dialectical context, I resist the idea that Aristotle could References
be envisaging symbolic manipulations, because his dialectic, even
the ‘gymnastic’ kind, does not seem to me to promote formal Barnes, J.: 1994, Aristotle: Posterior Analytics, Translated with a
consistency for the sake of itself. A merely formal, consistency- Commentary by J. Barnes, 2nd ed., Oxford: Oxford University
seeking, kind of dispute can be plausibly imagined only as a devel- Press.
opment (or, if you prefer, a degeneration) of a broadly truth-seeking Boger, G.: 1993, ‘The Logical Sense of Paradoxon in Aristotle’s
kind of dispute such as Aristotle’s art of dialectic. According to Sophistical Refutations’, Ancient Philosophy 13, 55–78.
Yrjönsuuri 1993 and 2001, the medieval doctrine of obligationes Bonitz, H.: 1870, Index Aristotelicus, in Aristotelis Opera, edidit
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