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Outcome Studies

Intra- and Perioperative Complications


of the LeFort I Osteotomy: A Prospective
Evaluation of 1000 Patients
Franz-Josef Kramer, MD, DMD,* Carola Baethge, DMD,† Gwen Swennen, MD, DMD,*
Thomas Teltzrow, MD, DMD,* Andrea Schulze, DMD,‡ Johannes Berten, DMD,§
Peter Brachvogel, MD, DMD*
Hannover, Germany

The LeFort I osteotomy has become a routine pro- should be informed about an enhanced risk of Le-
cedure in elective orthognathic surgery. The au- Fort I osteotomies. Preoperative planning avoiding
thors report the occurrence of intra- or periopera- transversal segmentation or extensive dislocations
tive complications in a series of 1000 consecutive of the maxilla should reduce the occurrence of com-
LeFort I osteotomies performed within a 20-year plications. For healthy individuals, the risk of com-
period. In total, 64 (6.4%) patients experienced com- plications with the LeFort I osteotomy is consid-
plications. Anatomical complications affected 26 ered low.
(2.6%), patients, including 16 (1.6%) with a devia-
tion of the nasal septum and 10 (1.0%) with non- Key Words: Complications, Le Fort I osteotomy, or-
union of the osteotomy gap. Extensive bleeding thognathic surgery, skeletal dysgnathia
that required blood transfusion occurred in 11
(1.1%) patients exclusively after bimaxillary correc-
ince the early reports of Wassmund,1 Ob-

S
tions; in 1 patient a ligation of the external carotid
artery became necessary. Significant infections wegeser,2 Bell,3 and others, osteotomies of
such as abscesses or maxillary sinusitis occurred in the maxilla at the LeFort I level have become
11 (1.1%) patients. No patient experienced an a widely used routine procedure of elective
osteomyelitis. Ischemic complications affected 10 orthognathic surgery to mobilize the maxilla in all
(1.0%) patients, including 2 (0.2%) who experienced dimensions. In addition, the procedure is known to
an aseptic necrosis of the alveolar process and 8 tolerate several segmentations modifying the length,
(0.8%) who, under critical revision, were affected width, and height of the maxilla and the occlusal
plane.4 However, as with every surgical procedure,
by retractions of the gingiva. Five (0.5%) patients
the LeFort I osteotomy is related to a variety of com-
experienced an insufficient fixation of the osteo-
plications. A quantitative assessment of complica-
synthesis material. The risk and the extent of com-
tions might be helpful for the patient, the orthodon-
plications was enhanced in patients with anatomi- tist, and the surgeon to estimate the benefit of an
cal irregularities (eg, in patients with craniofacial elective operation versus its immanent risks. Knowl-
dysplasias, orofacial clefts, or vascular anomalies). edge of complications also might help to prevent
The risk of ischemic complications was enhanced their occurrence and facilitate their management.
in extensive dislocations or transversal segmenta- The aim of this study was to report the types and
tion of the maxilla. The authors conclude that frequencies of intra- and perioperative complications
patients with major anatomical irregularities that were related to LeFort I osteotomies.

From the Departments of *Oral and Maxillofacial Surgery and § Patients and Methods
Orthodontics, Medical University of Hannover, Hannover, Ger-
n a prospective study, 1000 consecutive patients,
many; the †Department of Orthodontics, Charitè, Campus Ben-
jamin Franklin, Berlin, Germany; and ‡Private Practice Bremen,
Germany.
I who underwent a LeFort I osteotomy because of
skeletal dysgnathia for maxillary or mandibulo-
Address correspondence to Dr. Franz-Josef Kramer, Klinik und maxillary correction, were assessed for the occur-
Poliklinik für Mund-, Kiefer- und Gesichtschirurgie, Medizinische
Hochschule Hannover, Carl-Neuberg-Str. 1, 30625 Hannover, Ger- rence of intraoperative and perioperative complica-
many; e-mail: Kramer.Franz@MH-Hannover.de tions. All patients were surgically treated at the

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THE JOURNAL OF CRANIOFACIAL SURGERY / VOLUME 15, NUMBER 6 November 2004

Hannover Medical University between 1983 and osteosynthesis material was removed 9 to 12 months
2002. The average patient’s age was 24.4 years (mini- after the LeFort I osteotomy.
mum, 15 years; maximum, 47 years); 65% were fe- Because of the educational mission of our center,
males and 35% males. One hundred thirteen (11.3%) the osteotomies were performed either by experi-
patients underwent surgery because of skeletal enced surgeons or by inexperienced surgeons under
Angle class II malocclusion and 597 (59.7%) because supervision of an experienced surgeon.
of skeletal Angle class III malocclusion. Two hun- Each patient’s operative course and outcome
dred ninety (29.0%) patients had no sagittal but ver- was documented prospectively at three defined
tical or transversal skeletal anomalies. One hundred stages of treatment. Immediately after surgery, the
fifteen (11.5%) patients had major anatomical irregu- intraoperative course of the procedure was analyzed
larities, most often orofacial clefts, vascular malfor- and recognized intraoperative complications were
mations, or congenital craniofacial dysplasias. All documented. An analysis of perioperative complica-
patients received orthodontic treatment before and tions was performed 10 days after surgery, when the
after the LeFort I osteotomy. sutures were removed. Finally, in 90% of the pa-
Typical risks of LeFort I osteotomy that all pa- tients, a third investigation was performed when the
tients were informed of included reversible disorders osteosynthesis material was removed. The investiga-
of sensibility at the upper jaw and the possibility of tions included an interview with the performing sur-
impaired wound healing. The decision of when to geon immediately after the osteotomy and both clini-
perform orthognathic surgery was an interdiscipli- cal and radiographic examinations of the patient that
nary one, made by both the patient’s orthodontist were performed during the early postoperative pe-
riod and, in about 90% of the patients, before re-
and the surgeon. After completion of preoperative
moval of the osteosynthesis plates. The results were
orthodontic treatment, the surgeon planned the in-
documented in a PC-based databank and analyzed
dividual procedure, defining the direction and extent
by descriptive and analytic statistics (Mann-
of maxillary mobilization and the necessity of split-
Whitney-U test; SPSS Version 10.0., SPSS, Chicago,
ting. A model operation with articulated cast models
IL, USA).
was performed in each case, and an individual oc-
clusal splint was created, defining the new sagittal RESULTS
and transversal position of the maxilla. The vertical
n total, 64 (6.4%) of the 1000 patients experienced
position of the maxilla was assessed individually by
both functional and aesthetic aspects. I intra- or perioperative complications completely
or partially related to the LeFort I osteotomy (Ta-
All patients were asked for autogenous blood
donation 6 weeks before surgery. In general, for a ble 1).
LeFort I osteotomy, 500 mL and for a bimaxillary Twenty-nine complications occurred in patients
procedure 1000 mL of autogenous erythrocyte con- with major anatomical irregularities, such as cleft lip
centrates were collected. and palate, craniofacial dysplasias, or vascular mal-
The operation was performed as described by formations (n = 115). This represents 45.3% of all
observed complications. The cumulative risk of com-
Epker and Fish.5 Preoperative medications included
plications in this group of patients was 25.2%.
a single shot of Penicillin (10 Mio international units
IV) and Prednisolone (500 mg IV) immediately be-
fore surgery. All patients were operated on under Table 1. Complications of LeFort I Osteotomy
general anesthesia with nasal intubation. Until Patients Without Patients With
implementation of miniplate osteosynthesis in 1988, Major Anatomic Major Anatomic
all patients had to tolerate a postoperative man- Type of All Patients Irregularities Irregularities*
Complication (n = 1000) (n = 885) (n = 115)
dibulo-maxillary immobilization for 3 weeks to sta-
bilize the osteotomized fragments and to advance Anatomic 26 (2.6%) 21 (2.4%) 5 (4.3%)
bone healing. Since 1988, the down fractured maxilla Hemorrhagic 11 (1.1%) 5 (0.6%) 6 (5.2%)
was stabilized by four L-shaped osteosynthesis mini- Septic 11 (1.1%) 4 (0.5%) 7 (6.1%)
plates (1.5 System, Martin GmbH, Tuttlingen, Ger- Ischemic 10 (1.0%) 4 (0.5%) 6 (5.2%)
many) that were located at the vestibular surface of Insufficient osteosynthesis 5 (0.5%) 0 5 (4.3%)
the crista zygomatico-alveolaris maxillae and lateral Other 1 (1.0%) 1 (0.1%) 0
Total 64 (6.4%) 35 (3.9%) 29 (25.2%)
to the foramen piriformis. In cases of segmentation of
the maxilla, additional osteosynthesis miniplates *Patients with major anatomic irregularities include cleft lip palate, cranio-
were applied. In more than 90% of the patients, the facial dysplasias, and vascular malformations.

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COMPLICATIONS OF THE LeFort I OSTEOTOMY / Kramer et al

In patients without major anatomical irregulari- that had to be incised and drained externally, result-
ties (n = 885) 35 intra- or perioperative complications ing in rapid recovery. Six (0.6%) patients experienced
were found. This represents 54.7% of all observed sinusitis maxillaris that could be controlled easily by
complications. The cumulative risk of complications medications. No patient experienced an osteomyeli-
in this group of patients was 3.9%. This is signifi- tis. All patients with septic complications had under-
cantly lower than in patients with major anatomical gone mandibulo-maxillary procedures; seven pa-
irregularities (P < 0.05). Interestingly, 29 of the 35 tients with septic complications had anatomical
patients (82.9%) without major anatomical irregulari- irregularities.
ties who experienced complications had either a
transversal segmentation of the maxilla or an exten- Mechanical Complications
sive anterior dislocation of the maxilla exceeding
9 mm. In five (0.5%) patients, an insufficient fixation of the
The types of complications that were found osteosynthesis material at the maxilla was found, re-
most often were related to anatomical problems sulting in a nonunion of the osteotomy gap. All af-
(2.6%), followed by hemorrhage (1.1%) and septic fected patients had mandibulo-maxillary surgery
complications (1.1%). Five (0.5%) patients experi- and major anatomical irregularities.
enced insufficient osteosynthesis. In one (0.1%) pa-
tient, a cerebral hypoxia occurred after surgery. In 10 Rare Complications
(1.0%) patients, ischemic complications of the maxilla
During the early era of postoperative mandibulo-
or gingiva were observed.
maxillary wire fixation, in one patient a cerebral hyp-
Anatomical Complications oxia was observed after elective LeFort I osteotomy.
Although the course of the operation in the 29-year-
In 16 (1.6%) patients, a deviation of the nasal septum old healthy male patient was uneventful, the patient
was observed. The deviation was caused by an in-
sufficient reduction of the nasal septum before ver-
tical elevation of the maxilla. In eight (0.8%) other
patients, despite sufficient osteosynthesis, a non-
union of the osteotomy gap was observed, resulting
in a prolonged mobility of the maxilla. In two (0.2%)
patients, a malposition of the maxilla was observed
after surgery. Those two patients presented with par-
ticularly difficult anatomical relationships that re-
quired an extensive mobilization of the maxilla.
Hemorrhage
Hemorrhage as a severe complication of LeFort I os-
teotomies was documented when transfusions of
erythrocyte concentrates of foreign donors were re-
quired after the autogenous blood donation already
had been given. In 11 (1.1%) patients, a severe hem-
orrhage was observed. In one patient, the ligation of
the external carotid artery via a submandibular inci-
sion was required. All 11 affected patients under-
went mandibulo-maxillary surgery for orthognathic
correction. Hemorrhage during LeFort I osteotomy
was caused by lacerations of branches of the A or V
maxillaris, most often caused by irregular fractures
of the pterygoid or during down fracture of the max-
illa. Six of the patients with hemorrhage as a com-
plication had an irregular anatomy.
Septic Complications
Fig 1 Margin of the gingiva (A) before and (B) after Le-
Eleven (1.1%) patients experienced septic complica- Fort I osteotomy. Significant retractions were found at the
tions. In five (0.5%) patients, an abscess developed canine and the lateral incisor.

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THE JOURNAL OF CRANIOFACIAL SURGERY / VOLUME 15, NUMBER 6 November 2004

vomited during the first postoperative night and suf- regarding the occurrence of intra- or postoperative
focated because of mandibulo-maxillary fixation. Al- complications is essential. In this investigation, 64 of
though the fixation was opened quickly and imme- 1000 (6.4%) patients were found to have complica-
diate intensive care was provided, a cerebral hypoxia tions attributed to the mono- or multisegmented Le-
could not be avoided, resulting in slight persisting Fort I osteotomy. This percentage is similar to those
cerebral damage. Other rare complications were not of other reports of an occurrence of 9% of complica-
observed. tions in 410 LeFort I osteotomies and in 6.1% of 146
patients several years ago.9,10
Ischemic Complications The reported spectrum of severity in complica-
tions associated with the LeFort I osteotomy varies to
Under critical observation in eight (0.8%) patients
after LeFort I osteotomy postoperative retractions of a great extent between barely notable symptoms and
the gingiva were found (Fig 1 A, B). In two (0.2%) (rare) catastrophic courses. In agreement with the
more patients, a partial necrosis of the maxilla was findings of other studies, we found that life-
observed (Fig 2 A–C). In one case the maxilla was threatening complications occurred very sel-
mobilized 9 mm anteriorly after transversal segmen- dom.9,11,12 In addition to the reported single case of a
tation; in another patient an anterior displacement of postoperative cerebral hypoxia after vomiting under
10 mm resulted in a subtotal aseptic necrosis of the mandibulo-maxillary fixation, we observed no com-
maxillary alveolar process (Fig 3 A–D). All patients plications of airway management.13 Modern osteo-
who experienced ischemic complications underwent synthesis materials provide usually sufficient rigid-
maxillary anterior dislocations exceeding 9 mm (n = ity for an immediate postoperative mobilization of
4) or transversal maxillary segmentations (n = 2) or the jaws, thus avoiding mandibulo-maxillary fixation
had major anatomical irregularities (n = 6). and the potential compression of the peripheral oro-
pharyngeal airway.
DISCUSSION In contrast to the findings of van de Perre et al,14
who reported in a retrospective analysis of 2049 pa-
uring the last decades, the LeFort I osteotomy tients with various orthopaedic procedures that ex-
D has become an increasingly applied procedure
in elective orthognathic surgery, usually resulting in
cessive blood loss was the most frequently observed
complication in maxillary surgery, we found that
a high level of patient satisfaction.6,7 Although the 1.1% of our patients experienced severe hemor-
experiences with this procedure resulted in better rhage. Usually, hemorrhagic complications arise
results, minimized operation times, and improved from bleeding of the A and V maxillaris and their
comfort for the patients,6,8 a permanent awareness branches.15,16 Because of the proximity of the vessels

Fig 2 (A–C) Aseptic necrosis of


the alveolar process after LeFort I
osteotomy.

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COMPLICATIONS OF THE LeFort I OSTEOTOMY / Kramer et al

to the pterygoid osteotomy site, a risk of laceration


always has to be considered. Usually, severe bleed-
ing during the osteotomy was treated immediately
by local compression and, after exploration of the
defect, by ligation or coagulation. In one patient with
an orofacial cleft, the ligation of the external carotid
artery via a submandibular approach became neces-
sary. Embolization17 was never applied.
However, vascular trauma during LeFort I oste-
otomies can result in the delayed formation of an
AV-fistula or a pseudoaneurysm,18 most likely in the
A maxillaris or the sphenopalatinal branch.19 In none
of our patients was this complication observed. Al-
though a mild epistaxis was found quite often during
the early postoperative period, a life-threatening ep-
istaxis20 was never seen. The average blood loss dur-
ing LeFort I osteotomy was reported by Panula et al,8
with about 700 mL. To avoid an intra- or postopera-
tive relevant anemia in the patients (hemoglobin be-
low 8 mg/dL) and to prevent the necessity of foreign
blood donation, we recommend (in contrast to the
recommendation of other authors21) the routine col-
lection of autogenous erythrocyte concentrates for
elective orthognathic surgery.
The observed occurrence of septic complications
in 1.1% of the patients has to be considered low when
compared with other reports8,9,12; rare septic compli-
cations such as actinomycosis of the maxillary si-
nus22 or brain abscess23 were not found. The preop-
erative prophylactic single-shot application of
antibiotics to avoid septic complications as applied in
this study was recommended previously in several
reports.24,25
One of the most relevant problems of the LeFort
I osteotomy is the occurrence of ischemic complica-
tions. Although the biologic basis of maxillary oste-
otomies in animal studies is well documented,3,4,26
several consequences of an insufficient vasculariza-
tion after maxillary orthognathic surgery can occur,
including loss of tooth vitality, periodontal defects,
loss of tooth, or loss of segments of or the entire
maxilla. In 1990, Lanigan et al27 described 36 cases of
aseptic necrosis of the maxilla after maxillary osteot-
omies. Although segmentation of the maxilla,
stretching of the vascular pedicle by extensive ante-
rior dislocation of the maxilla, and transsection of the
descending palatine vessels have been shown to ex-
hibit no relevant effect on revascularization or bone
healing,3,4,28 we found in our clinical investigation
that a small number of patients without intraopera-
Fig 3 (A) Significant Angle class III malocclusion before tively recognized damage to the palatinal vessels ex-
surgery. (B, C) Aseptic necrosis after extensive dislocation hibited ischemic complications. All patients with
of the maxilla (10 mm). (D) Situation after 3 months. documented ischemic complications had anatomical
irregularities,29 transversal segmentations, or exten-

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intend to minimize the distances of maxillary dislo-


cation. In patients with class III malocclusion, ante-
rior dislocations of the maxilla of more than 8 mm in
the sagittal plane are to be circumvented. In patients
that require an immense anterior displacement of the
maxillary complex, the extent of dislocation and the
risk of ischemic complications can be reduced by a
combined mandibulo-maxillary approach (Fig 4A–
C). Although a compensatory posterior dislocation of
the mandible would lead to an aesthetically unfavor-
able result and should be avoided (Fig 4B), a coun-
terclockwise rotation of the mandibulo-maxillary
block can help to reduce the distance of maxillary
dislocation (Fig 4A, C) and usually preserves accept-
able functional and aesthetic outcomes.
Usually, the sensory recovery after LeFort I os-
teotomy is incomplete but strong enough to mask
any subjective alterations of sensory function.30
Other rare complications, such as of the visual31–35 or
auditory systems,36,37 were not observed in this in-
vestigation.
In conclusion, the results of this study demon-
strate that the LeFort I osteotomy is a safe procedure
with a low incidence of complications. Intra-and
perioperative complications affected 6.4% of the ex-
amined patients. The occurrence of complications
was significantly greater patients who presented
with an irregular anatomy (25.2%, P < 0.05). Patients
with major anatomical alternations are particular
at risk when extensive dislocations or transversal
segmentations are intended. Preoperative planning,
including a rotation of the mandibulo-maxillary
complex, can help to reduce the amount of anterior
dislocation of the maxilla and the risk of ischemic
complications. Patients with anatomical irregulari-
ties should be informed about an increased risk of
intra- and perioperative complications.
Fig 4 (A) Schematic display of a extensive Angle skeletal
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