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Child Development, September/October 2010, Volume 81, Number 5, Pages 1400–1416

The Development of Core Cognitive Skills in Autism:


A 3-Year Prospective Study
Elizabeth Pellicano
Institute of Education, London, and University of Western Australia

This longitudinal study tested the veracity of one candidate multiple-deficits account of autism by assessing
37 children with autism (M age = 67.9 months) and 31 typical children (M age = 65.2 months) on tasks tap-
ping components of theory of mind (ToM), executive function (EF), and central coherence (CC) at intake and
again 3 years later. As a group, children with autism showed poor false-belief attribution, planning ability,
and set-shifting, together with enhanced local processing at both time points. At an individual level, however,
the profile was far from universal at either intake or follow-up. Moreover, autistic children demonstrated sig-
nificant changes over time in ToM and EF, but not CC, over the 3-year period. The challenges these findings
pose for a multiple-deficits account are discussed.

The past few decades have seen considerable ‘‘single-deficit’’ models have struggled to satisfy
research efforts devoted to isolating a single under- key criteria for an explanatory account of autism,
lying cognitive deficit that could provide a unifying namely, that the putative deficit should be ‘‘univer-
explanation for the ‘‘triad of impairments’’ in sal, specific, and necessary and sufficient to cause
autism—the severe difficulties in reciprocal social the symptoms of the disorder’’ (Pennington &
interaction and communication, and restricted Ozonoff, 1996, p. 57), and show persistence or sta-
interests and repetitive behaviors (American Psy- bility over time (Ozonoff & McEvoy, 1994; Rutter,
chiatric Association [APA], 1994). Three cognitive 1983; see Rajendran & Mitchell, 2007, for a review).
theories in particular have dominated the field: (a) Second, recent research has called into question the
the theory-of-mind (ToM) hypothesis, which very premise underpinning the search for a core
claimed that autism is caused primarily by a spe- cognitive deficit: that the behaviors central to aut-
cific inability to impute mental states to oneself and ism cluster together more often that what would be
to others (Baron-Cohen, Leslie, & Frith, 1985); (b) expected by chance as a result of shared etiology
the executive dysfunction hypothesis, which pro- (Happé & Ronald, 2008; Happé, Ronald, & Plomin,
posed that the symptoms of autism are a result of a 2006; Mandy & Skuse, 2008). Investigations of the
primary problem in the planning and execution of broader autism phenotype have demonstrated that
complex actions (Hughes & Russell, 1993; Ozonoff, among those relatives of individuals with autism
Pennington, & Rogers, 1991); and (c) ‘‘weak’’ cen- who display subclinical autistic features, the major-
tral coherence (CC) theory, which posited that ity of these family members show behaviors in iso-
inherent to autism is an unusual tendency to focus lated symptom domains (e.g., social difficulties in
on individual, local elements rather than global the absence of repetitive behaviors, etc.) rather than
wholes (Frith, 1989; Happé & Frith, 2006). a combination of these symptoms, albeit in more
The notion of a single cause at the cognitive level subtle form than in autism itself (e.g., Bolton et al.,
of analysis has, however, been challenged on 1994). Furthermore, recent findings from a popula-
two main grounds. First, all three influential tion-based study investigating autism-related traits
in over three thousand 7- to 9-year-old typically
developing twin pairs found that the cross-trait
This research was supported by the British Academy, the genetic correlations were surprisingly modest to
Experimental Psychology Society (UK), and University College,
Oxford. The author is grateful to all the families for their low both across the general population and in chil-
continued support, and to Murray Maybery and Marc Stears for dren lying at the extreme end of the distributions,
helpful discussions. suggesting that largely independent genes may be
Correspondence concerning this article should be addressed
to Elizabeth Pellicano, Department of Psychology and Human
Development, Centre for Research in Autism and Education,
Department of Psychology and Human Development, 25 Woburn  2010 The Author
Square, London WC1H 0AA, United Kingdom. Electronic mail Child Development  2010 Society for Research in Child Development, Inc.
may be sent to l.pellicano@ioe.ac.uk. All rights reserved. 0009-3920/2010/8105-0007
Developmental Changes in Cognition in Autism 1401

operating on each aspect of the triad of impair- study therefore was to investigate longitudinally
ments in autism (Ronald et al., 2006). Also, a con- the multiple-deficits account proposed by Happé,
siderable number of children in this study Ronald, et al. (2006) focusing specifically on ques-
displayed behavioral difficulties in isolation (e.g., tions regarding developmental persistence—both at
social difficulties only, communication problems the group level and at the individual level.
alone). Both sets of findings provocatively suggest Before describing this study it is worth consider-
that the triad of impairments may in fact be disso- ing briefly the findings of the five existing longitu-
ciable, raising the possibility of distinct causes for dinal studies. Remarkably, only four longitudinal
each aspect of the behavioral phenotype. investigations have traced developmental changes
In light of these challenges, Happé and col- in ToM. Holroyd and Baron-Cohen (1993) followed
leagues have argued that ‘‘at the cognitive level, as 17 of 20 children with autism described originally
at the symptom ⁄ behavioral and genetic levels, in Baron-Cohen et al. (1985) and reassessed their
autism may be characterized by fractionable false-belief understanding 7 years later. No overall
impairments’’ (Happé & Ronald, 2008, p. 296). Con- gains in participants’ ToM skills were found: Only
sequently, they have called for researchers to 3 children passed the simple ‘‘Sally–Ann’’ test at
‘‘abandon the attempt to find a single cognitive follow-up (including 2 of 4 children who had suc-
explanation’’ (Happé, Ronald, et al., 2006, p. 1219) ceeded on this task 7 years earlier), and no child
in favor of an explanation encompassing coexisting passed a more advanced ToM test. Ozonoff and
atypicalities in multiple cognitive domains. These McEvoy (1994, Experiment 2) also reported no sig-
authors offered one candidate account in which a nificant changes in the proportion of cognitively
combination of cognitive atypicalities in three core able autistic adolescents passing simple and more
domains—ToM, executive function (EF), and advanced ToM tasks over a 3-year period. Indeed,
CC—exists in autism, where each atypicality under- the scores of only 4 adolescents with autism
pins a distinct aspect of the behavioral phenotype. improved over time. The authors therefore con-
Since these atypicalities are held to be largely inde- cluded that, overall, ToM abilities progress little
pendent of each other at the phenotypic and genetic with development.
levels, autistic symptoms are therefore viewed as Two recent studies, however, paint a more posi-
the result of multiple, primary cognitive atypicalities. tive picture. Steele, Joseph, and Tager-Flusberg
Recent evidence supports this view. Pellicano, (2003) found significant improvements in autistic
Maybery, Durkin, and Maley (2006) found that children’s ToM skills over a 1-year period, with ini-
young children with an autism spectrum disorder tial vocabulary level, rather than chronological age,
(ASD; n = 40) as a group did in fact demonstrate predicting a significant (yet small; 3%) proportion
the cognitive profile proposed by Happé and col- of the variance in later ToM scores. Such gains,
leagues, including difficulties in aspects of ToM however, were driven largely by improvements on
(false-belief understanding) and EF (planning, cog- tasks tapping early-emerging ToM skills (under-
nitive flexibility) accompanied by weak CC standing of pretense and desire) rather than on
(enhanced local information processing), relative to tasks of false-belief understanding. Serra, Loth, van
age- and ability-matched typical children. This sup- Geert, Hurkens, and Minderaa (2002) also reported
port at the group level was somewhat tempered, significant gains in a range of ToM skills over a
however, by a failure to demonstrate the presence 6-month period in preschool children with a mild
of this specific cognitive profile in each child with variant of autism (pervasive developmental dis-
ASD. order–not otherwise specified; PDD–NOS), even
One crucial question is how this specific cogni- though children with PDD–NOS developed at a
tive profile manifests itself over time. Autism is slower rate than younger typically developing chil-
generally understood as a pervasive, lifelong condi- dren. Their analysis, however, examined changes
tion (APA, 1994), and therefore any putative expla- over time for an omnibus ToM score rather than for
nation of the pathogenesis of autism should be able individual ToM task scores rendering it unclear
to account for the continuities and discontinuities whether such gains occurred for false-belief under-
that take place across the life span. Despite the standing per se.
wealth of research on specific cognitive skills in To date, only two studies have investigated
autism, however, there have been disappointingly the developmental course of EF. In Ozonoff and
few empirical studies tracking the development of McEvoy’s (1994, Experiment 1) 3-year follow-up
such skills in autism—even within a single-deficit study, nonautistic adolescents with learning disabil-
framework. The overarching goal of the current ity showed significant gains in planning efficiency
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(on the Tower of Hanoi) and made fewer persever- autism should show atypicalities in all three
ative responses (on the Wisconsin Card Sort Test domains relative to a group of typically developing
[WCST]), but concomitant improvements were not children both at intake and at follow-up (cf. Ozo-
evident in adolescents with autism. They concluded noff & McEvoy, 1994). Furthermore, if the specific
that, akin to their findings on ToM, difficulties in combination of atypicalities in ToM, EF, and CC
EF also persist over time. Griffith, Pennington, underlies autistic symptoms as Happé et al. pro-
Wehner, and Rogers (1999) reported similar find- posed, then this profile should be present in all, or
ings in preschoolers with autism on a spatial rever- almost all, autistic children at both time points.
sal task, a test of cognitive flexibility. Despite there The second aim of this study was to determine
being a trend for children with developmental the nature and extent of developmental changes in
delay to commit fewer perseverative errors at fol- ToM, EF, and CC, and to identify potential predic-
low-up, autistic children’s performance did not tors of cognitive change. The majority of existing
change significantly within the space of 1 year. studies has failed to demonstrate developmental
The findings from these longitudinal studies improvements in false-belief understanding and
indicate that there are, on the whole, few changes aspects of EF. It was expected, however, that longi-
in ToM or EF over time, implying that there might tudinal changes might be more readily detected in
be a ceiling on the extent to which such abilities a sample of children with autism who were
can develop in people with autism. Yet, there is selected initially to be of at least average intellectual
wide variability in the age and ability of partici- functioning and who fell within a restricted age
pants tested within and across the five studies, range. Furthermore, language has been implicated
which not only makes comparisons between these in theoretical models of the development of both
few studies difficult, but also can potentially ToM (e.g., de Villiers, 2000) and EF (e.g., Russell,
swamp longitudinal effects (i.e., improvements) 1996), and has been linked empirically to autistic
within studies. Also, with the exception of Ozonoff children’s skills in ToM (e.g., Happé, 1995),
and McEvoy’s (1994) study, there has been no EF (e.g., Liss et al., 2001; Pellicano, 2007), and CC
investigation of developmental changes in multiple (e.g., Pellicano et al., 2006). It was hypothesized,
cognitive domains; it is unclear, therefore, whether therefore, that for children with autism, individual
all core aspects of the cognitive phenotype (cf. Happé, differences in general cognitive ability, particularly
Ronald, et al., 2006) take a similar developmental verbal ability, would be influential in predicting
course. Indeed, no study has examined longitudi- developmental change in all three cognitive
nally local information processing in autism. The domains.
progression of CC therefore remains unknown.
The limited knowledge on the developmental
course of each of the three cognitive domains pre- Method
sents an initial difficulty for a multiple-deficits
Participants
account of autism. A complete picture of the devel-
opment of the condition requires an understanding A total of 90 children participated in the initial
of the potential changes that take place over time study (Time 1): 45 children with an ASD (40 boys)
within each domain, in addition to knowledge of and 45 typically developing children (37 boys).
the factors that influence such changes. This longi- Briefly, all children in the ASD group had received
tudinal study sought to take a crucial step in this an independent clinical diagnosis of either autism
direction. To this end, Pellicano et al.’s (2006) sam- (n = 31), PDD–NOS (n = 12), or Asperger syndrome
ples of cognitively able children with ASD and typ- (n = 2), according to DSM–IV criteria (APA, 1994)
ically developing children were followed and met either full or partial criteria on the Autism
prospectively and reevaluated 3 years later on simi- Diagnostic Interview–Revised (ADI–R; Lord, Rutter,
lar measures tapping key components of ToM, EF, & Le Couteur, 1994; see Pellicano et al., 2006, for
and CC. details). At intake, the ASD group had a mean age
The primary aims of this study were twofold. of 67.2 months (SD = 10.51, range = 49–88) and the
The first aim was to test whether Happé, Ronald, typically developing group had a mean age of
et al.’s (2006) specific cognitive profile persisted 65.1 months (SD = 11.80, range = 48–88). No child
across time both at the group level and at the indi- had a coexisting medical or developmental condi-
vidual level. If the putative cognitive pro- tion as reported by parents, or obtained a verbal or
file—atypicalities in ToM, EF, and CC—is indeed nonverbal IQ score below 80, as assessed by the
central to autism, then the group of children with Peabody Picture Vocabulary Test–Third Edition
Developmental Changes in Cognition in Autism 1403

(PPVT–III; Dunn & Dunn, 1997) and the Leiter group were not significantly different from those
International Performance Scale–Revised (Leiter–R; who were not reassessed (n = 8) in terms of chrono-
Roid & Miller, 1997), respectively. Note that unlike logical age, F(1, 44) = 0.28, p = .60; verbal ability,
more standard IQ tests, which assess both receptive F(1, 44) = 0.63, p = .43; nonverbal ability, F(1,
and expressive language ability, the measure used 44) = 1.27, p = .27; or total algorithm score on the
here to index verbal IQ assessed children’s recep- ADI–R, F(1, 44) = 1.90, p = .18. The follow-up group
tive vocabulary skills alone. Children with autism consisted of 26 children with autism, 9 children
were recruited through community contacts in with PDD-NOS, and 2 children with Asperger
southwest Western Australia. The majority of chil- syndrome, all of whom met full or partial criteria
dren were White, and the parents were of mixed on the ADI–R conducted at Time 1 (social domain:
socioeconomic backgrounds, although specific data M = 17.81, SD = 5.74; communication domain: M =
on socioeconomic status and educational attain- 13.22, SD = 4.37; repetitive behaviors domain:
ment levels were not recorded. M = 6.68, SD = 2.42). The Autism Diagnostic
Attempts were made to contact all families Observation Schedule–Generic (ADOS–G; Lord,
approximately 3 years after their involvement in Rutter, DiLavore, & Risi, 1999) was administered
the initial study to invite them to participate in the at follow-up to index these children’s current
follow-up study (Time 2). Sixty-eight families were sociocommunicative symptoms (Social Interaction
retraced and gave consent for reassessment (76% of score: M = 8.54, SD = 3.51; Communication score:
the original sample; see Table 1). The mean time M = 4.11, SD = 2.22; Total algorithm score: M =
between the initial and follow-up studies was 12.62, SD = 4.98).
32.9 months for the ASD group and 32.7 months Of the initial sample of 45 typical children who
for the typical group. Thirty-seven of 45 children were recruited from several local mainstream pre-
with ASD (82%) were available for further testing. schools and primary schools, 31 (69%) took part in
Of the 8 families who were unavailable for reassess- the follow-up study (see Table 1). One family had
ment, 2 had relocated to a different state, while 6 relocated, 4 families declined to participate, and 10
families had moved and were untraceable. The 37 families were untraceable. The 31 typical children
children with autism (33 boys) in the follow-up (25 boys; 81%) involved in the follow-up study did
not differ significantly from the 14 children who
did not participate in terms of age, F(1, 44) = 0.02,
Table 1
Descriptive Statistics for Chronological Age, Verbal Ability, and
p = .87; verbal ability, F(1, 44) = 1.66, p = .20; or
Nonverbal Ability for the Autism Spectrum Disorder (ASD; n = 37) nonverbal ability, F(1, 44) = 1.78, p = .19, at intake.
and Typically Developing (n = 31) Groups at Both Time Points Parents of typically developing children completed
the Social Communication Questionnaire (Rutter,
ASD Typical Bailey, & Lord, 2003) to ensure that no child in this
group displayed clinically significant levels of
M (SD) M (SD)
Variable Range Range F p value
autistic symptomatology; all scores were well
below the cutoff score of 15 for autism at Time 1
Chronological age (M = 4.00, SD = 3.32) and Time 2 (M = 3.50, SD =
Time 1 67.92 (10.42) 65.19 (12.64) 0.95 .33 2.85).
49–88 48–88
Time 2 100.84 (11.15) 97.94 (13.48) 0.94 .34
80–123 75–122 Measures
Verbal IQ (PPVT–III)
Children completed a variety of measures assess-
Time 1 97.08 (11.52) 100.97 (8.72) 2.38 .13
ing key aspects of cognition at each time point.
80–122 87–120
Time 2 93.89 (17.88) 99.64 (10.53) 2.48 .12
Verbal and nonverbal ability. At both time points,
62–138 80–123 the PPVT–III (Dunn & Dunn, 1997) was used to
Nonverbal IQ (Leiter–R) assess children’s receptive vocabulary and four
Time 1 113.27 (13.93) 115.61 (16.42) 0.40 .53 subtests of the Leiter–R (Roid & Miller, 1997) were
83–141 89–147 used to index nonverbal ability: Matching (a match-
Time 2 104.35 (12.72) 106.97 (10.16) 0.85 .36 to-sample task using pictures of objects and
80–135 93–129 abstract patterns), Associated Pairs (an associative
memory task in which children were required to
Note. PPVT–III = Peabody Picture Vocabulary Test–Third
Edition; Leiter–R = Leiter International Performance Scale– establish associations between pairs of pictured
Revised. objects), Forward Memory (a visual short-term
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memory task that involved children copying the control questions on one second-order trial at Time
examiner’s pointing sequence), and Attention Sus- 2. To avoid loss of data, this child was given a score
tained (a visual attention task, which entailed identi- of 0 of 2 on this task only.
fying multiple target stimuli among distractor Executive function. At both time points, children
stimuli). Standard scores are reported in Table 1, completed two measures each tapping a key com-
but raw scores are used in correlational and regres- ponent of EF, including planning ability and cogni-
sion analyses since such scores have not been tive flexibility. Both EF components have been
adjusted for age, and therefore are more sensitive identified consistently as being disrupted specifi-
to developmental change. cally in autism (see Hill, 2004). The Tower of London
Theory of mind. At each time point, children task (Shallice, 1982; see also Hughes, 1998b)
were presented with three standard false-belief pre- assessed children’s higher order planning ability.
diction tasks to index ToM ability. For the first-order Children were presented with three colored beads
unexpected-contents task (based on Perner, Leekam, (red, white, black) arranged in a particular configu-
& Wimmer, 1987), children were shown three dif- ration (start state) on a wooden tower structure
ferent boxes (e.g., milk carton) containing unex- consisting of three vertical pegs of increasing size
pected contents (e.g., rubber bands). After the lid of (small, medium, and big). They were then shown a
each box was replaced, they were asked to recall picture of the beads in a different configuration
their own false belief (e.g., ‘‘Before you looked (goal state) and asked to move the beads on their
inside, what did you think was in the box?’’) and to apparatus one at a time to match the goal state
predict another’s false belief (e.g., ‘‘If I show this within the least possible number of moves (this
box to Mum, what will she think is inside?’’). Chil- number was clearly stated on the picture). After
dren also answered a control question (e.g., ‘‘What three practice trials, children were given problem
is in the box really?’’) following each false-belief sets of increasing difficulty (four trials of 1-, 2-, 3-,
question. For the first-order unexpected-transfer task and 4-move problems). At Time 2, an additional
(based on Baron-Cohen et al., 1985), children were 5-move problem set was included to increase task
shown six different scenarios in which one charac- difficulty and extend the range of possible scores.
ter either displaced or substituted another charac- Testing ceased if children failed all four trials
ter’s object. At the end of each trial, children were within a problem set. The number of moves taken
asked a critical belief question (e.g., ‘‘Where will and rule violations were recorded. Children were
Sarah look for her apple?’’) and two control ques- given a score of 1 for each trial if they reached the
tions (e.g., ‘‘What is really in the bag?’’ and ‘‘What goal state within the minimum number of moves
was in the bag in the beginning?’’). For the second- and without violating any rules (Time 1: maximum
order unexpected-transfer task (based on Perner & score = 16; Time 2: maximum score = 20). High
Wimmer, 1985), children were shown two displace- scores indicate good planning ability.
ment scenarios similar to those in the first-order Cognitive flexibility was assessed using two
unexpected-transfer task, although this time they developmentally sensitive card-sorting tasks. Both
witnessed the protagonist watching the transfer tasks were similar in nature to the traditional
through a window. For each trial, they were asked WCST (Heaton, 1981) and assessed the ability to
to attribute a mistaken belief about a belief to a switch flexibly between sorting categories in
character (e.g., ‘‘Where will Tom think that Jane response to feedback. At Time 1, Hughes’s (1998a)
will look for her book?’’) as well as reality (e.g., teddy-bear set-shifting task was used. There were
‘‘Where is the book really?’’) and memory (e.g., three decks of cards, which differed in terms of
‘‘Where did Jane put the book in the beginning?’’) either color (green vs. pink, blue vs. red, or yellow
control questions. vs. purple), picture shown (hearts vs. diamonds,
Children were given a score of 1 for each cor- squares vs. moons, or stars vs. happy faces), and
rectly answered false-belief test question. At both size of picture (small vs. large). To begin, children
time points, children were asked 14 test questions: were presented with a teddy bear and one deck of
6 points from the first-order unexpected-contents cards, and were told that they were to work out
task (3 for recalling their own belief and 3 for which cards teddy liked best. If the card was one of
recalling another’s false belief), 6 points from the teddy’s favorites, the child posted it into a postbox.
first-order unexpected-transfer task, and 2 points Alternatively, if the card was not one of teddy’s
from the second-order unexpected-transfer task. All favorites, then the child turned the card facedown
children correctly answered control questions, with on the table. Feedback was provided after each
the exception of 1 child with autism who failed the trial. When the child had successfully sorted six
Developmental Changes in Cognition in Autism 1405

cards consecutively, or when a maximum of 20 tri- increasingly complex patterns using three-dimen-
als had been presented, the sorting rule (e.g., color, sional blocks to match a two-dimensional design,
shape, size) changed, upon which he or she was as quickly as possible. Similar to the standard Block
presented with a new teddy bear and new deck of Design subtest, individual items were scored from
cards. Following Hughes, children were not alerted a minimum of 0 points (failure) to a maximum
to a change in sorting rule; this was implicit in the (which varied across items), based on accurate
fact that children were presented with a new situa- reproduction and extra points for speed. Item
tion. Set-shifting performance was rated by the pro- scores were summed and then converted to ability
portion of errors committed following the first sort scores using tables in the manual (Elliott, 1990),
to criterion. which takes into account the child’s raw score and
At Time 2, children were administered a more the difficulty of the items administered. Higher
difficult computerized set-shifting task (Comerford, scores are indicative of better performance (i.e.,
2005). Children were told that they would see one weak CC).
(target) card that appeared at the top of the screen, Individuals with autism have been shown to out-
and that they would be required to match this card perform comparison individuals on both tasks, and
with one of four (response) cards presented at the their superior performance has been attributed to
bottom of the screen. There were 24 response cards, an enhanced ability to presegment the design into
which varied on three dimensions (color, form, and its constituent parts, which enables them to locate
background); all cards shared only one attribute rapidly either the hidden figure (in the case of the
with three of the four response cards and no attri- CEFT) or the appropriate blocks from which to
bute with the fourth card. Each card therefore reconstruct the pattern (in the case of the Pattern
could be sorted according to three rules (color, Construction task; see Happé & Frith, 2006, for a
form, or background). Feedback was provided for review).
each trial: The words correct or incorrect would
appear in center screen. After the child had sorted
General Procedure
six consecutive cards correctly, the rule changed
(e.g., from color to form) without warning. Testing Ethical approval for this study was granted by
continued until the set of 24 cards had been pre- the University of Western Australia’s Human
sented twice (48 trials in total). To ensure compati- Research Ethics Committee, and informed written
bility with the earlier set-shifting task, the main consent was obtained from parents of all children
variable of interest was the proportion of errors prior to participation. At each time point, children
committed following the first sort to criterion. For were seen individually on two occasions, each last-
both set-shifting tasks, a low score (i.e., minimal ing approximately 1–1.5 hr, either at the family
errors) indicates good cognitive flexibility. home or at the university. Tests of verbal and non-
Central coherence. Two visuospatial tasks were verbal ability were always administered first fol-
used to assess children’s local processing bias: the lowed by tests of specific cognitive skills, the order
Children’s Embedded Figures Test (CEFT; Witkin, Olt- of which was randomized across participants.
man, Raskin, & Karp, 1971) and the Pattern Con-
struction task from the Differential Ability Scales
(Elliott, 1990). In the CEFT, children initially were
Results
shown a target shape (a triangle) and asked to find
this shape hidden in a number of larger meaningful The first section presents preliminary descriptions
figures as quickly as possible (total 11 trials). There of data screening and analyses on group matching
was a single target shape per figure, and children variables. The subsequent sections present the main
scored 1 point for each correctly identified target results for each cognitive domain separately,
(maximum score = 11). The time taken to find the including descriptive statistics for the individual
target also was recorded and was the dependent tasks and results of analyses assessing develop-
variable of interest. If children were unable to mental persistence and developmental change—
locate the target within 30 s, the maximum time two of the primary goals of this study. Where pos-
(30 s) was given on that trial. Faster times are indic- sible, repeated measures analyses of variance
ative of weak CC (i.e., better local processing). (ANOVAs) on individual task scores, with ‘‘group’’
In the Pattern Construction task, which is similar (ASD, typical) as the between-participants factor
in nature to Wechsler’s (1999) Block Design subtest, and ‘‘time’’ as the within-participants factor, were
children were asked to produce a number of used to examine between-group differences and
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within-group change. The results of hierarchical the Pattern Construction task and EF tasks, as most
regression analyses on the ASD data specifically are of these measures incorporate stopping rules as
also reported to identify potential predictors of part of their administration. High reliability has
change in specific cognitive skills. Aggregate scores been reported previously for the Pattern Construc-
for each cognitive domain were used as dependent tion task in preschool and school-aged children
variables. Also, to minimize the number of predic- (a ranges between .82 and .90; Elliott, 1990), and for
tors in these analyses, only those early develop- set-shifting tasks in autism (Ozonoff, 1995). For
mental variables (age, verbal ability, and nonverbal each group, there were significant intercorrelations
ability) that were significantly correlated with the between individual task scores within each cogni-
dependent variable were entered as potential pre- tive domain at Time 1 (ToM: rmean = .66; EF:
dictors. The final section reports the results of anal- rmean = .45; CC: rmean = .42, all ps < .05) and at
yses to determine whether the putative cognitive Time 2 (ToM: rmean = .55; EF: rmean = .63; CC:
profile is characteristic of individual children with rmean = .45, all ps < .05), indicating good convergent
autism. validity. Most of these correlations remained signif-
icant when the effects of verbal and nonverbal abil-
ity were partialled out (all rmeans > .31).
Preliminary Data Screening
To begin, scores on the set-shifting tasks and the
Group Matching
CEFT were reversed so that high scores reflected
good performance. Subsequent data screening Descriptive statistics for all matching variables
revealed that the distributions of cognitive vari- are provided in Table 1. There were no significant
ables met assumptions of normality, with the differences between the ASD and typical groups in
exception of scores on individual ToM tasks, terms of chronological age, verbal IQ, or nonverbal
which were significantly positively skewed for IQ at either time point (all ps > .12).
children with ASD. Transformations were applied
to these ToM variables to try to normalize the data
Theory of Mind
without success. Given the robustness of ANOVA
against violations of normality, group differences Table 2 shows mean scores for individual tasks
on individual ToM tasks were analyzed using at each time point. As expected, at Time 1, children
parametric tests. Also, and not unexpectedly, typi- with ASD obtained significantly lower scores com-
cal children performed at ceiling on all false-belief pared with typical children on the first-order unex-
tests at Time 2. Analyses concerning developmental pected-contents, F(1, 67) = 47.70, p < .001, gp2 = .42,
changes in ToM skills therefore were restricted to and unexpected-transfer, F(1, 67) = 9.84, p < .005,
the ASD group. Data screening for outliers (± 3.5 gp2 = .13, tasks, and the second-order unexpected-
SD of the total sample mean) identified one transfer task, F(1, 67) = 12.06, p < .001, gp2 = .15.
extreme score on the Pattern Construction task at This pattern of group differences was also evident
Time 2 (a child with autism). This score was at Time 2: Autistic children performed significantly
trimmed by replacing it with the value represent- worse on both first-order false-belief tasks, unex-
ing 3.5 SD above the overall mean (cf. Wilcox, pected-contents: F(1, 67) = 7.02, p < .01, gp2 = .10;
2002), and subsequent analyses were conducted unexpected-transfer: F(1, 67) = 31.23, p < .001,
using the trimmed score (Table 2 displays the un- gp2 = .32, and on the second-order task, F(1,
trimmed scores). 67) = 33.33, p < .001, gp2 = .34, than typical chil-
Estimates of reliability were ascertained where dren.
possible. For ToM, internal consistency across all 14 Robust aggregate ToM scores for each time point
trials of the false-belief tasks was high for both chil- were computed by averaging children’s scores from
dren with ASD (Time 1: Cronbach’s a = .87; Time 2: the three individual tasks (see Table 2). A repeated
a = .94) and typical children (Time 1: a = .88). measures ANOVA on aggregate scores showed
Cronbach’s a could not be calculated for typical main effects of group, F(1, 66) = 42.08, p < .001,
children’s Time 2 ToM scores since performance gp2 = .39, confirming the results on individual task
was at ceiling for this group. The CEFT (response scores. There was also a significant main effect of
time) showed modest reliability at both time points time, F(1, 66) = 108.40, p < .001, gp2 = .62, indicat-
in the autism (Time 1: a = .50; Time 2: a = .51) and ing a significant improvement in ToM scores over
typical (Time 1: a = .51; Time 2: a = .47) groups. It the 3-year period across groups. The interaction
was not feasible to calculate reliability estimates for between time and group was not significant, F < 1,
Developmental Changes in Cognition in Autism 1407

Table 2
Mean Scores for Tasks Tapping Each Cognitive Domain in the Autism Spectrum Disorder (ASD; n = 37) and Typically Developing (n = 31)
Groups at Intake and Follow-Up

Group

ASD Typically developing


(n = 37) (n = 31)

Time 1 Time 2 Time 1 Time 2


M (SD) M (SD) M (SD) M (SD)
Variable Range Range Range Range

Theory of mind
First-order unexpected-contents (out of 6) 1.92 (2.13) 4.97 (1.99) 4.84 (1.10) 5.94 (0.36)
0–6 0–6 3–6 4–6
First-order unexpected-location (out of 6) 1.78 (1.83) 3.32 (2.62) 3.35 (2.30) 5.97 (0.18)
0–6 0–6 0–6 5–6
Second-order unexpected-location (out of 2) 0.08 (0.28) 1.00 (0.94) 0.61 (0.88) 1.94 (0.25)
0–1 0–2 0–2 1–2
Aggregate score (maximum score = 4.67) 1.26 (1.25) 3.10 (1.58) 2.94 (1.30) 4.61 (0.17)
0–4.33 0–4.67 1–4.33 4–4.67
Executive function
Tower of London (no. trials solved in min. no. moves) 6.33 (2.80)a 11.39 (3.21) 10.52 (2.67)a 13.94 (2.01)
2–13 5–18 4–15 9–18
Set-shiftingb (prop. errors following first sort to criterion) 0.32 (0.07) 0.44 (0.16) 0.23 (0.09) 0.33 (0.08)
0.18–0.45 0.22–0.80 0.11–0.50 0.20–0.48
Central coherence
CEFT (score out of 11) 9.73 (1.15) 9.73 (1.02) 8.42 (1.06) 9.42 (1.23)
7–11 7–11 7–11 6–11
CEFT (s) 5.46 (2.88) 5.79 (2.77) 14.11 (2.56) 8.04 (2.99)
1.51–12.29 1.21–12.83 8.44–18.41 3.42–15.31
Pattern construction 132.14 (17.64) 136.81 (20.90) 105.64 (12.08) 131.42 (13.54)
108–182 104–211 75–131 111–173

a
n = 36. bDifferent tasks tapping cognitive flexibility were performed at each time point (see text for details). CEFT = Children’s
Embedded Figures Test.

although this is most likely due to the ceiling effect Table 3


present in the typical data. To ensure that the way Numbers of Children With Autism Spectrum Disorder (n = 37) Pass-
in which the reported aggregate score was com- ing and Failing Individual Theory-of-Mind Tasks at Intake (Time 1)
and Follow-Up (Time 2)
puted did not mask possible deficits on the more
difficult second-order ToM tasks, two alternative Time 2
ToM aggregate scores were constructed. One aggre-
gate score was created by standardizing the scores Time 1 Fail Pass
from each of the three ToM tasks and then deriving
First-order unexpected contents
the average, and a second score was created by
Fail: £ 4 points 8 23
averaging the standard scores of the second-order Pass: 5 or 6 points 0 6
task and the mean of the two first-order tasks. First-order unexpected transfer
Subsequent analyses were carried out using these Fail: £ 4 points 19 15
alternative ToM aggregate scores, yet the overall Pass: 5 or 6 points 0 3
pattern of results remained unchanged. Second-order unexpected transfer
To examine developmental change within indi- Fail: £ 1 point 21 16
vidual children with ASD, the number of children Pass: 2 points 0 0
passing and failing each ToM task at Time 1 and
Time 2 is presented in Table 3. Success was defined for the second-order task. McNemar’s tests showed
conservatively as ‡ 5 of 6 trials correct (‡ 83%) for a significant increase over time in the number
each first-order task, and 2 of 2 trials correct (100%) of children with ASD passing the first-order
1408 Pellicano

unexpected-contents task (16% at Time 1 and 78% at How many children showed developmental
Time 2, p < .001), the first-order unexpected-transfer improvements on the Tower of London task? This
task (8% at Time 1 and 49% at Time 2), and the sec- question was tackled by determining how many
ond-order unexpected-transfer task (0% at Time 1 children with ASD showed improvement above
and 43% at Time 2), all ps < .001. All children who and beyond what would be expected given their
passed the first-order ToM tasks at Time 1 also age and ability. The typical group made an average
passed these same tasks at Time 2. Of the 9 children gain of 3.4 points on the Tower of London task dur-
who passed either first-order false-belief task at ing the 3-year period. The majority of children in
Time 1, all passed the second-order task at Time 2. the ASD group (n = 26; 70% of sample) exceeded
A regression analysis using aggregate ToM this level of improvement (average gain of 5.0
scores was performed to determine the early pre- points), compared to 12 typical children (39%).
dictors of later ToM skills in the ASD group. Time Separate one-way ANOVAs were carried out on
1 aggregate ToM scores significantly predicted children’s set-shifting performance given the use of
aggregate scores at Time 2 (b = .48, R2 = .23), F(1, different tasks at different time points. Children
36) = 10.57, p = .003. Early verbal ability, r(35) = with ASD performed significantly worse than typi-
.46, p < .005, but not nonverbal ability or chronolog- cally developing children on the teddy bear set-
ical age (both ps > .11), was significantly associated shifting task used at Time 1, F(1, 67) = 18.14,
with later ToM skills. Early receptive-language p < .001, gp2 = .22, and on the computerized set-
scores therefore were entered into the model at the shifting task administered at Time 2, F(1, 67) =
second step to determine the additional influence, 11.60, p < .001, gp2 = .15, suggesting persistent
if any, of this variable on children’s later ToM difficulties with cognitive flexibility.
scores. In line with Steele et al. (2003), Time 1 ver- The significant intercorrelations between Tower
bal ability explained variance in Time 2 ToM scores of London and set-shifting task scores meant that
over and above Time 1 ToM (b = .30, DR2 = .08), an EF aggregate score could be computed at each
DF(1, 34) = 3.88, p < .05, with better vocabulary time point by averaging the standard scores for
skills early on predictive of more advanced ToM these tasks. Multiple regression analyses demon-
skills 3 years later. Early ToM scores remained sig- strated that individual differences in early EF
nificantly predictive of change in children’s ToM aggregate scores strongly predicted ASD children’s
scores once variation in early verbal ability had EF performance at follow-up (b = .70, R2 = .49), F(1,
been adjusted for (b = .36, p < .05). 35) = 33.22, p < .001. Cross-time correlations
revealed that all developmental variables at Time 1
significantly correlated with EF aggregate scores at
Executive Function
Time 2, age: r(35) = .30, p < .05; verbal ability:
Children’s performance on the Tower of London r(35) = .48, p < .005; nonverbal ability: r(35) = .52,
and set-shifting tasks is shown in Table 2. For chil- p < .001, and therefore all were entered into the
dren’s Tower of London scores, a repeated mea- model at Step 2. Time 1 EF aggregate scores contin-
sures ANOVA revealed a significant main effect of ued to be significant in this model (b = .66,
group, F(1, 65) = 37.06, p < .001, gp2 = .36, and p < .005), but none of the remaining predictors,
time, F(1, 65) = 125.94, p < .001, gp2 = .66, and a however, contributed any unique variance to
significant Group · Time interaction, F(1, 65) = change in children’s EF skills (all ps > .42).
4.69, p < .05, gp2 = .07. Planned comparisons
showed that children with ASD obtained signifi-
Central Coherence
cantly lower planning scores than typical children
both at Time 1, F(1, 67) = 40.48, p < .001, gp2 = .38, Table 2 shows children’s CEFT and Pattern Con-
and at Time 2, F(1, 67) = 14.55, p < .001, gp2 = .18. struction scores. An ANOVA on children’s CEFT
Analyses further revealed that children’s scores times revealed significant main effects of group,
improved significantly over time in both groups, F(1, 66) = 124.02, p < .001, gp2 = .65; time, F(1, 66) =
ASD: t(35) = 10.80, p < .001; typical: t(30) = 5.64, 36.09, p < .001, gp2 = .35; and a significant interac-
p < .001. The source of the interaction lay instead tion between group and time, F(1, 66) = 44.84,
with the extent of improvements over the 3-year p < .001, gp2 = .40. As expected, children with ASD
period. Children with ASD made significantly more showed a significant advantage on this task, with
gains in higher order planning (M gain = 5.06, faster times than typically developing children both
SD = 2.81) than typical children (M = 3.42, SD = at Time 1, F(1, 67) = 168.29, p < .001, gp2 = .72, and
3.37), F(1, 67) = 4.69, p < .05, gp2 = .07. at Time 2, F(1, 67) = 10.34, p < .002, gp2 = .14. For
Developmental Changes in Cognition in Autism 1409

typical children, the time taken to find the hidden factors, such as children’s maturing nonverbal and
figure reduced significantly over the 3-year period, executive skills, however, are most likely driving
t(30) = 7.49, p < .001. Yet this was not the case this developmental change. Indeed, performance on
for children with ASD, whose times remained both CC measures has been linked previously to
unchanged, t < 1. Comparable results were concurrent verbal and nonverbal ability (Wechsler,
obtained when median times were used. 1999; Witkin et al., 1971), and early nonverbal abil-
An ANOVA on children’s Pattern Construction ity (but not verbal ability) was longitudinally pre-
scores revealed main effects of group, F(1, dictive of later performance on the Pattern
66) = 20.75, p < .001, gp2 = .24; time, F(1, Construction task, r(29) = .51, p < .005, and the
2
66) = 60.52, p < .001, gp = .48; and a significant CEFT, r(29) = .33, p = .06, in the current sample of
Group · Time interaction, F(1, 66) = 30.87, p < .001, typical children. Analyses also revealed a trend for
gp2 = .32. Planned comparisons showed that chil- early EF aggregate scores to be associated with later
dren with ASD performed significantly better than Pattern Construction performance, r(29) = .32,
comparison children at Time 1, F(1, 67) = 50.11, p = .07, and CEFT performance, r(29) = .30, p = .09,
p < .001, gp2 = .43, but failed to maintain their consistent with the possibility that typically devel-
advantage on this task at Time 2, F(1, 67) = 1.45, oping children’s improving executive skills might
p = .23, gp2 = .02. Further within-group analyses enable children to better resist interference from the
showed that, similar to the pattern of results overall Gestalt and therefore rapidly locate either
obtained for the CEFT, typical children’s scores the hidden figure (in the case of the CEFT) or the
improved significantly over time, F(1, 30) = 118.68, blocks necessary to reconstruct the design (in
p < .001, g2 = .80, but ASD children’s scores did the case of the Pattern Construction task). Since the
not, F(1, 36) = 2.15, p = .15, g2 = .06. Examination scores on both CC measures do not represent
of individual children’s performance over time ‘‘pure’’ indices of local processing, the two CC vari-
was addressed in the same way as it had been for ables (children’s CEFT and Pattern Construction
children’s Tower of London performance. While scores) were regressed on nonverbal ability and EF
the ASD group improved, on average, only 4.8 at each time point, and the unstandardized residu-
points on the Pattern Construction task between als for each variable were saved. For each individ-
intake and follow-up, typically developing chil- ual, these residual scores represent the difference
dren improved, on average, 25.8 points. Twelve between his or her observed score and what would
typical children (39%) demonstrated this level of be expected given his or her nonverbal and execu-
improvement compared with no child in the ASD tive ability. The saved residuals for each variable
group. were then converted to standard scores and aver-
Central coherence aggregate scores for each time aged to form an aggregate CC score for each time
point were created by standardizing the CEFT time point. These aggregate scores were used in subse-
and Pattern Construction scores and averaging quent analyses to address the question of universal-
them. Regression analyses showed that early CC ity of enhanced local processing skills in autism.
aggregate scores were predictive of change in ASD
children’s scores over the 3-year period (b = .56,
Multiple Cognitive Atypicalities at the Individual Level
R2 = .31), F(1, 35) = 15.85, p < .001. Since Time 2 CC
aggregate scores were significantly correlated with The results at the group level demonstrate that
initial verbal ability, r(35) = .64, p < .001, and non- children with ASD do in fact display the cognitive
verbal ability, r(35) = .67, p < .001, but not with age profile proposed by Happé, Ronald, et al. (2006)
(p = .10), the former two Time 1 variables were and that this profile persists across time. Next, I
added to the model at the second step. Nonverbal examined whether individual children with ASD
ability alone contributed an additional 19% of the showed this profile at both time points.
variance in later CC aggregate scores (b = .50, To examine the universality of cognitive atypical-
DR2 = .19), DF(1, 34) = 12.66, p < .001, while initial ities, the number of children with ASD that dis-
CC scores remained significant (b = .32, p < .05) played an ‘‘atypicality’’ was calculated for each
once variation in verbal and nonverbal ability had aspect of cognition using the modified t test devel-
been adjusted for. oped by Crawford and Howell (1998). This
The fact that the typically developing group one-tailed test is well suited for comparing single
improved considerably on both CC measures might cases to small comparison groups since it treats the
imply, paradoxically, that children develop a more statistics of the comparison sample as statistics
pronounced local processing bias over time. Other rather than as population parameters and further
1410 Pellicano

provides excellent control over Type I error rates. intake (cf. Happé, Ronald, et al., 2006)? More than
These authors use Sokal and Rohlf’s (1995) formula: half of the ASD group (59%) showed co-occurring
atypicalities in ToM, EF, and CC. Five children
X1  X2 (14%) showed poor ToM and weak CC, 2 children
t¼ pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ;
S2 ðN2 þ 1Þ=N2 (5%) showed atypicalities in both EF and CC, and
the remaining 7 children (19%) displayed weak CC
where X1 is an individual ASD child’s score, X2 alone (see Figure 1a). One additional child (3%)
and S2 are the mean and standard deviation of showed no atypicalities at Time 1.
scores from the typically developing group, and N2 At Time 2, 26 of 37 children with ASD (70%) fell
is the comparison group sample size. Following below the cutoff on the ToM aggregate, 20 children
Crawford and Howell (1998), the p value generated (54%) showed poor EF, and 18 children (49%)
by each test is taken to be an estimate of the atypi- showed enhanced local processing. Only 7 children
cality of an individual’s score. For example, a p (19%) showed multiple atypicalities in ToM, EF,
value of .15 indicates the proportion of the compar- and CC at Time 2 (see Figure 1b). Of the remaining
ison group who would receive a score of similar or 30 children, a substantial portion (11 children; 30%)
greater magnitude than the score obtained for a showed joint problems in ToM and EF, 6 children
particular individual. For the purposes of this (16%) displayed weak CC combined with poor
study, an individual’s aggregate score for each of ToM, 1 child (3%) showed weak CC and poor EF, 2
the three domains was classified as ‘‘atypical’’ if children (5%) showed ToM difficulties in isolation,
the p value fell below .15. Note that this definition 4 children (11%) showed only weak CC, and 1 child
is functionally similar to previous definitions of an (3%) showed EF difficulties alone. Surprisingly, 5
atypicality (Lezak, 1995; see Pellicano, 2007) in children (13%) showed no cognitive atypicalities at
which a score is considered to be atypical if it follow-up. Of these 5 children, 4 had a clinical diag-
exceeds 1 SD above ⁄ below the mean score of the nosis of autism and 1 child had a diagnosis of
typically developing group. Venn diagrams illus- PDD–NOS, and 4 of 5 children showed sufficient
trating the results can be found in Figure 1. behavioral symptoms at follow-up to meet the cut-
At Time 1, 27 of 37 children with ASD (73% of off for autism on the ADOS–G (Lord et al., 1999).
the group) scored below the cutoff (p < .15) on the Among the 22 children who showed all three atypi-
ToM aggregate, 24 children (65%) showed an calities at Time 1, 5 children continued to display
impairment in EF, and remarkably, all but 1 child this profile at Time 2, 11 children showed persistent
(97%) displayed weak CC. How many children difficulties in ToM and EF, 2 children showed atyp-
showed atypicalities in all three cognitive domains at icalities in ToM and CC, 3 children showed ToM

Time 1 Time 2
ToM EF ToM EF

n=11
n=2 n=1

n=22 n=7
n=5 n=2 n=6 n=1

n=7 n=4
n=1 n=5

CC CC

Figure 1. The overlapping circles in these Venn diagrams represent the potential combinations of atypicalities in ToM, EF, and CC. The
region in the center represents co-occurring atypicalities in all three cognitive domains: the putative cognitive phenotype of autism (cf.
Happé, Ronald, & Plomin, 2006). The numbers inside each region represent the number of children with an autism spectrum disorder
condition showing that particular atypicality alone or combination of atypicalities at (a) Time 1 and (b) Time 2.
Note. ToM = theory of mind; EF = executive function; CC = central coherence.
Developmental Changes in Cognition in Autism 1411

problems in isolation, and 1 child showed no atypi- profile was not universal at either time point and
calities. became markedly less pervasive at follow-up. At
It is possible that, among those children who failed intake, weaknesses in false-belief attribution and
to demonstrate atypicalities in one or more cognitive aspects of EF were found to be less pervasive than
domains, such atypicalities were in fact present in atypicalities in CC, resulting in just over half of the
some or all of these children, albeit to a lesser degree. ASD group displaying coexisting atypicalities in all
To investigate this further, additional analyses were three domains. At follow-up, a dramatically differ-
carried out using a less conservative definition of ent pattern emerged: None of the atypicalities were
atypicality, where an individual’s aggregate score for entirely pervasive, and only a minority of children
each cognitive domain was identified as ‘‘atypical’’ if displayed the complete profile. Inspection of the
the p value fell below .50. (Note that this is a lenient group means at Time 2 revealed that the distribu-
definition of atypicality since the p value estimates tions overlapped greatly, but particularly so for the
the point at which 50% of the typical population CC tasks. Indeed, group differences on the CEFT
would obtain scores lower than the score obtained were attenuated at Time 2, and had disappeared
for a particular individual; cf. Crawford & Howell, altogether on the Pattern Construction task.
1998.) According to the main universality analyses Measurement issues might have contributed to
using the conservative criterion (p < .15; see Fig- the failure to demonstrate the universality of this
ure 1), at Time 1, 10 children showed no problems in cognitive profile in two ways. First, the Time 2
ToM, 13 children demonstrated no EF difficulties, analyses on ToM were complicated by the presence
and 1 child failed to show weak CC. Subsequent anal- of ceiling effects in the typically developing group,
yses using the more lenient criterion (p < .50) which could have influenced the magnitude of the
revealed that all of these cases showed atypicalities group difference and, in turn, the number of indi-
in these domains (ToM: all cases £ p = .48; EF: all vidual children with ASD showing ToM difficulties.
cases £ p = .43; CC: all cases £ p = .43). At Time 2, Even in the event that this was true, it is difficult to
the central, more conservative analyses revealed that see how this explanation alone could explain the
11 children showed no ToM difficulties, 17 children minority of children with ASD (n = 7) showing all
showed no EF problems, and 19 children failed to atypicalities at follow-up since this ceiling effect
show weak CC. Again, when the more lenient crite- should not have affected the results concerning
rion was applied, all children were classified as atyp- atypicalities in EF and CC, which together
ical on each aspect of cognition (ToM: all accounted for less than half of the group.
cases £ p = .38; EF: all cases £ p = .46; CC: all Second, the cognitive measures were matched
cases £ p = .45), suggesting that the entire sample of neither for discriminative power nor for reliability
children with ASD appeared to show the putative (cf. Chapman & Chapman, 1973), rendering it pos-
cognitive profile, albeit in subtle form. sible that the tasks were not sufficiently sensitive to
detect subtle cognitive atypicalities. Internal consis-
tency was moderate to high for cognitive tasks,
which remained stable across time points, and there
Discussion was good convergent validity for each cognitive
domain at intake and follow-up. Reliability was not
Developmental Persistence
evaluated for executive measures, which has been
Relative to age- and ability-matched typically reported to be low in typical samples (e.g., Bishop,
developing children, children with ASD showed Aamodt-Leeper, Creswell, McGurk, & Skuse, 2001)
difficulties in false-belief understanding, problems and high in autism samples (e.g., Ozonoff, 1995).
with higher order planning and cognitive flexibility The results of these analyses therefore should be
together with capabilities in processing local infor- treated with some caution.
mation at both time points. This finding supports Despite these limitations, the fact that the major-
Happé, Ronald, et al.’s (2006) claim that there is a ity of children failed to show multiple cognitive
specific profile of coexisting cognitive atypicalities atypicalities at follow-up combined with the pres-
in autism, which shows continuity with develop- ence of some children who showed no cognitive
ment. Yet testing the claims of Happé, Ronald, atypicalities is problematic for Happé, Ronald,
et al.’s multiple-deficits model required not only et al.’s (2006) candidate multiple-deficits account,
analysis of the group as a whole but also examina- which attempts to provide an integrated causal
tion of the performance of individual children with explanation for the pathogenesis of autism. It is
ASD. Such analysis demonstrated that the putative noteworthy that analyses using a more lenient
1412 Pellicano

definition of atypicality demonstrated that all chil- children’s ToM and EF, but no changes in local
dren with ASD showed the putative cognitive pro- processing. Children with ASD made substantial
file, which is encouraging for Happé, Ronald, progress in their false-belief understanding over the
et al.’s account. It is worth emphasizing, however, 3-year period to the extent that more than one third
that according to this lenient definition of atypical- of the group succeeded on advanced false-belief
ity (p < .50), one should expect to find 50% of indi- tasks at follow-up. These findings present a more
viduals in the population from which the optimistic picture of autistic children’s developing
comparison sample was drawn also to receive a ToM than earlier longitudinal studies, which
score of similar or greater magnitude than that reported negligible progress in children’s false-belief
observed for individuals with ASD (Crawford & understanding (Holroyd & Baron-Cohen, 1993; Ozo-
Howell, 1998). In such instances, one would be cau- noff & McEvoy, 1994). Notably, children in these
tious in classifying these typical children as show- early investigations were older and less able than
ing an atypicality, and therefore one must be participants sampled both in the current study and
equally cautious of doing so in the case of ASD. in two recent longitudinal studies, which also dem-
Certainly, the findings from these supplementary onstrated improvements in some aspects of chil-
analyses serve to highlight the challenges in defin- dren’s ToM skills (Serra et al., 2002; Steele et al.,
ing atypicality, especially when examining individ- 2003), highlighting the possibility that improve-
uals with developmental conditions, whose ments, should they occur, might be most apparent
cognitive skills are unlikely to be ‘‘all or none.’’ early on during development (cf. Yirmiya, Erel, Sha-
Rather than ‘‘atypicality’’ being conceptualized cat- ked, & Solomonica-Levi, 1998). The greater empha-
egorically, it might be beneficial to conceive of the sis in recent years on early behavioral intervention
three cognitive domains as dimensions located for young children with autism might also account
(orthogonally) within a multivariate space (Happé for the greater developmental progress reported in
& Ronald, 2008; Happé, Ronald, et al., 2006). The more recent studies compared to earlier ones.
extent to which a person with autism shows a par- Children’s planning capacity also improved sig-
ticular cognitive atypicality therefore should vary nificantly over the 3-year period—at a strikingly
according to the place he or she occupies on that faster rate than that of typically developing chil-
dimension, which in turn, should relate directly to dren. These findings go against the two existing
the degree and nature of the behavioral symptoms prospective studies on EF in autism, which
it purports to explain. This elaboration is appealing reported progress in EF neither in very young chil-
as it could potentially account for the phenotypic dren with autism (Griffith et al., 1999) nor in ado-
heterogeneity in autism. It would be of interest, lescents with autism (Ozonoff & McEvoy, 1994).
therefore, to demonstrate empirically that individ- Again, differences in sample selection could explain
ual differences in cognitive skills are indeed signifi- the opposing pattern of results since both of these
cantly related to individual differences in specific studies included individuals with autism less able
aspects of the behavioral phenotype—both concur- than the sample of autistic children assessed here.
rently and longitudinally. Despite its appeal, it nev- Interestingly, and akin to the current findings,
ertheless remains a challenge for this account to Happé, Booth, Charlton, and Hughes (2006) found
explain the absence of the suggested cognitive atyp- that the EF performance of older participants with
icalities in 4 children with ASD who have sufficient autism (M age = 13 years 2 months) surpassed that
behavioral symptoms at follow-up. It is plausible of younger children (M age = 9 years 2 months),
that the emergence of cognitive atypicalities at suggestive of age-related gains in EF. Furthermore,
some point in development could be sufficient to although the authors did not find evidence of spe-
cause behaviors severe enough to persist beyond cific problems in planning ability, they nonetheless
the cognitive atypicalities themselves. showed that this EF component showed the great-
est age-related improvements in the autism group.
The current longitudinal data strengthen Happé,
Developmental Progress in Autistic Children’s
Booth, et al.’s cross-sectional findings, and indicate
Cognitive Skills
that EF problems become less marked with age, at
An understanding of such putative processes least for cognitively able children with autism.
necessarily demands a fuller developmental per- Several factors might explain this boost in ASD
spective than is currently offered. The second children’s ToM and executive skills over the 3-year
main finding from this study was that were con- period. The first of these is language. Regression
siderable developmental improvements in autistic analyses showed that verbal ability contributed
Developmental Changes in Cognition in Autism 1413

significant variance in later ToM scores over and varying) models of age-appropriate social interac-
above variance already accounted for by early ToM tions. Evidence suggests that cognitively able chil-
performance. The important influence of language dren with autism seek out their nonautistic peers
during children’s developing ToM is consistent with (Sigman & Ruskin, 1999). Engaging with more
an abundance of cross-sectional (e.g., Fisher, Happé, advanced social partners on an everyday basis
& Dunn, 2005; Happé, 1995) and some longitudinal therefore might have bootstrapped the develop-
(Steele et al., 2003; Tager-Flusberg & Joseph, 2005) ment of these children’s mental-state reasoning and
work, showing that language ability, and especially executive control (Vygotsky, 1978). Indeed,
grammatical ability, is significantly related to autistic increased social contact during this period of devel-
children’s performance on ToM tasks. Alongside opment might also account for the enhanced rate of
these findings, the current data provide firm acquisition of EF skills compared to typical chil-
evidence that early language skills might play an dren. EF shows a protracted development trajec-
important role in facilitating autistic children’s tory, which renders it especially susceptible to
understanding of the representational nature of environmental influences. Recent findings suggest
mind. that EF skills are indeed malleable in young chil-
Early verbal ability was, however, unrelated to dren (Diamond, Barnett, Thomas, & Munro, 2007).
children’s developmental improvements in plan- It therefore remains possible that attendance in
ning ability. This finding was unexpected since mainstream schools provided an enriched social
there are both empirical and theoretical reasons to environment with ample opportunities for autistic
anticipate a link between language and children’s children to ‘‘exercise’’ their EF skills, therefore
developing executive skills. Russell (1996) argued boosting the rate of acquisition of such skills. Iden-
that (internal) language ability plays a key role in tifying which aspects of social relations, if any, par-
executive control over action. Specifically, success tially mediate the development of children’s EF and
on executive tasks, such as the Tower of London ToM skills is a worthy line of investigation since
task, should be bolstered by the use of inner speech, this should have implications for the remediation
that is, if the child forms a verbal representation of the of atypicalities in these cognitive domains.
sequence of moves necessary to solve the problem A third reason for the improvements in EF and
in the minimum number of moves. Two studies ToM is that the development of these functions is
have shown experimentally that reduced executive in fact inextricably linked. There is strong evidence
control in autism might indeed result from an inher- that ToM and EF are closely tied in typically devel-
ent failure to use language to regulate and control oping children (e.g., Carlson & Moses, 2001;
one’s actions (Joseph, Steele, Meyer, & Tager-Flus- Hughes, 1998a, 1998b) and in autism (e.g., Pellican-
berg, 2005; Whitehouse, Maybery, & Durkin, 2006). o, 2007). The nature of this link, however, is contro-
If language is integral to success on EF tasks, then it versial. Some authors have proposed that executive
is puzzling that early language skills were unrelated skills are a prerequisite for the later development of
to developmental improvements on such tasks in the ToM (Moses, 2001; Russell, 1996), while others
current study. Perhaps children’s use of compensa- claim that a representational understanding of
tory strategies, which might be nonverbal in nature, mind is necessary for the later control of goal-direc-
becomes increasingly practiced over time, affording ted, purposeful action (Perner & Lang, 1999). Fur-
gradual gains in executive control. ther still, the parallel progression of ToM and EF
The second factor that could explain the enrich- might be due to a third factor: that both skills are
ment in autistic children’s developing ToM and EF mediated by adjacent structures in the prefrontal
is social contact (Hughes, 1998b). Work with typi- cortex (Ozonoff et al., 1991). Research on the over-
cally developing children shows that early peer lap between these two domains in autism is scarce
interactions, particularly those involving pretense, yet analysis of the longitudinal links between EF
foster the development of ToM (Hughes & Dunn, and ToM in the current sample of children with
1998; see Dunn, 2004, for a review). Likewise, social ASD (see Pellicano, 2010) points toward a develop-
relations are likely to influence children’s develop- mental relationship in one direction only. Earlier EF
ing executive skills since negotiating everyday skills were found to be longitudinally predictive of
social interactions requires children to regulate change in autistic children’s ToM test performance,
their own behaviors (Luria, 1966; see also Hughes, independent of age, verbal ability, nonverbal abil-
1998b). The majority of autistic children in the cur- ity, and early ToM skills but there were no signifi-
rent study attended mainstream classrooms cant predictive relations in the opposite direction.
(n = 34), and therefore encountered frequent (and Akin to work with typically developing children,
1414 Pellicano

these findings find favor with Russell’s account that with Happé, Ronald, et al.’s (2006) theoretical posi-
EF plays an important role in the advancement of tion? In its current form, the model says little about
autistic children’s ToM skills (see also Pellicano, the ways in which these cognitive atypicalities
2007). Nevertheless, the possibility of a functional unfold with development and which sort of factors
link between EF and ToM is potentially inconsistent influences their progression. The possibility of dis-
with Happé, Ronald, et al.’s (2006) model, which tinct developmental trajectories for some aspects of
considers the co-occurring cognitive atypicalities in cognition might be taken as evidence to support a
autism to be independent and genetically distinct, fractionable cognitive characteristics account (Hap-
and is therefore unlikely to support any notion of pé & Ronald, 2008). Although Happé, Ronald, et al.
one atypicality emerging from another. hinted at the possibility of potential ‘‘interactions’’
Despite significant improvements in ToM and between cognitive domains, the nature of any such
executive skills, children experienced no changes in interactions remains unspecified. Further analysis
local processing over the 3-year period. Children of the current longitudinal data (see Pellicano,
with ASD were no quicker to find the hidden figure 2010) suggest that interactions do in fact exist, spe-
on the CEFT than they were 3 years earlier, and cifically in which early domain-general skills (EF
their scores on the Pattern Construction task failed and CC) play a crucial role in shaping the develop-
to change over time. This lack of change is in strik- mental trajectory of autistic children’s emerging
ing contrast to the significant gains made by typi- ToM. Certainly, further elaboration of Happé,
cally developing children evidenced on both weak Ronald, et al.’s model is required to explain the
CC tasks. Could the lack of an improvement be continuities and discontinuities in the development
explained by a ceiling effect in the ASD group? of core cognitive skills, the specific developmental
This explanation might account for children’s CEFT relationships between cognitive domains, and the
performance, but it is unlikely that a ceiling effect potential factors (e.g., verbal ability, social interac-
could account for children’s equally limited tion; Hughes, 1998b) that might mediate or moder-
improvement on the Pattern Construction task ate such development.
since the majority of children’s scores were well
below the maximum score.
Conclusion
One alternative explanation is that the develop-
ment of local processing takes strikingly different This is the first prospective study to investigate
courses in autism and typical development. This the development of multiple cognitive atypicalities
suggestion is consistent with one competing in ASD. Several tasks tapping ToM, EF, and CC
account of perceptual atypicalities in autism, were administered to the same samples of children
enhanced perceptual functioning (Mottron & at two different time points separated by 3 years.
Burack, 2001), which proposed that such peaks The findings showed that cognitively able children
derive from the overdevelopment of basic percep- with ASD, as a group, show coexisting atypicalities
tual processes, including local processing. Rather in important aspects of ToM, EF, and CC, relative
than being present from birth, superior local pro- to typically developing comparison children, and
cessing emerges early on during the course of that this profile persists over time—precisely in the
development in response to diminished processing way Happé, Ronald, et al. (2006) proposed. Their
of higher order operations. In line with Mottron multiple-deficits model goes far beyond previous
and Burack’s (2001) claim, the current findings sug- single-deficit models by invoking several core
gest that these skills are early emerging and ini- underlying atypicalities that, together, underpin the
tially accelerated in autism. Over time, it appears symptoms of autism—arguably, a much more real-
that the trajectories of children with ASD and typi- istic position given the heterogeneity present in the
cal children converge as typical children’s perfor- condition. Yet not all children showed this particu-
mance on tasks tapping local processing ‘‘catches lar cognitive profile. Nor did children’s cognitive
up’’ to that of autistic children although potentially skills remain static and unchanging. In fact, they
via a different route (see Results for details). experienced considerable gains in those aspects of
The current data also highlight the possibility cognition that typically present them with the most
that the developmental trajectory of local process- difficulty—progress that is encouraging and per-
ing in autism might be qualitatively distinct from haps unsurprising in developing cognitive systems,
the trajectories of other, higher cognitive domains but is nonetheless difficult to predict from Happé,
(ToM and EF), which appear to mature later and Ronald, et al.’s model in its current form. Whether
progress somewhat in parallel. Do these findings fit this pattern of findings will be similar for children
Developmental Changes in Cognition in Autism 1415

with autism who have additional learning difficul- Griffith, E. M., Pennington, B. F., Wehner, E. A., & Rog-
ties remains a crucial question for future research. ers, S. J. (1999). Executive functions in young children
The current findings nevertheless stress the with autism. Child Development, 70, 817–832.
need for theorists to take seriously the developing Happé, F. (1995). The role of age and verbal ability in the
theory of mind task performance of subjects with aut-
cognitive phenotype of autism.
ism. Child Development, 66, 843–855.
Happé, F., Booth, R., Charlton, R., & Hughes, C. (2006).
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