Professional Documents
Culture Documents
EDITORIAL BOARD
Volume 1
Critical Theory
After Habermas
edited by
Dieter Freundlieb, Wayne Hudson
and John Rundell
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2004
PRINTED IN THE NETHERLANDS
ISBN 90 04 13741 6
ISSN 1572–459X
1
The work of Dieter Henrich provides a major challenge to Habermas’
metaphilosophical claims, one that revives the case for the philosophy of con-
sciousness and subjectivity. See especially Dieter Henrich, Der Grund im
Bewußtsein, Stuttgart, Klett-Cotta, 1992; and “Subjektivität als Prinzip,” Deutsche
Zeitschrift für Philosophie 46, 1998, pp. 31–44 (trans. as “Subjectivity as a
Philosophical Principle,” in this volume). For an overview see Dieter Freundlieb,
Dieter Henrich and Contemporary Philosophy: The Return to Subjectivity, Aldershot,
Ashgate, 2003. Both Dieter Henrich and Manfred Frank have criticised Habermas’
rejection of the philosophy of subjectivity and self-consciousness. Frank main-
tains that a tenable theory of intersubjectivity and autonomous agency is impos-
sible without a renewal of the philosophy of consciousness that Habermas
rejects. Both Frank and Henrich offer strong arguments against Habermas’
reliance on G. H. Mead’s theory of intersubjectivity. Substantive critiques of
Habermas’ theory of intersubjectivity and his rejection of metaphysics have
also been launched by Edith Düsing, Klaus Düsing, and Rudolf Langthaler.
Similarly, Henrich has criticised Habermas’ retreat from metaphysical thinking.
Henrich argues that a philosophy that is able to offer existential orientation,
and which has the potential to transform consciousness, needs to redevelop a
certain form of (non-foundationalist) metaphysical thinking. Dieter Freundlieb
has critically analysed various aspects of Habermas’ position. The relevance
of Henrich’s work to Critical Theory in general, and to critique of Habermas
in particular, is only now beginning to be recognised by Anglo-Saxon schol-
ars. Peter Dews has made an important contribution to the debate between
Henrich and Habermas in his recent book The Limits of Disenchantment, London,
Verso, 1995. See also Edith Düsing, Intersubjektivität und Selbstbewußtsein, Cologne,
Dinter, 1986; Klaus Düsing, Selbstbewußtseinsmodelle, Munich, Fink, 1987; Manfred
Frank, Einführung in die frühromantische Ästhetik, Frankfurt am Main, Suhrkamp,
1989; Placidus Bernhard Heider, Jürgen Habermas und Dieter Henrich, Freiburg,
Alber, 1999.
Reasoning, Language and Intersubjectivity • 3
2
Jürgen Habermas, The Inclusion of the Other: Studies in Political Theory, eds.
C. Cronin and P. de Greiff, Cambridge, Polity Press, 1998, pp. 33–34; Jürgen
Habermas, “The New Obscurity: The Crisis of the Welfare State and the
Exhaustion of Utopian Energies,” Philosophy and Social Criticism, 11:2, 1986, pp.
1–18. For a critique that emphasises the idea of the good life see Martin Seel,
Versuch über die Form des Glücks, Frankfurt am Main, Suhrkamp, 1995.
4 • Dieter Freundlieb, Wayne Hudson, and John Rundell
3
Hans Joas, The Genesis of Values, trans. Gregory Moore, Chicago, Chicago
University Press, 2000, p. 176. See also Kenneth Baynes, The Normative Grounds
of Social Criticism, Albany, State University of New York Press, 1992; eds. Seyla
Benhabib and Fred Dallmayr, The Communicative Ethics Controversy Cambridge,
MA, The MIT Press, 1990; Jay M. Bernstein, The Fate of Art: Aesthetic Alienation
from Kant to Derrida and Adorno; and Recovering Ethical Life: Jürgen Habermas and
the Future of Critical Theory, London & New York, Routledge, 1994.
4
See for example Axel Honneth, Kampf um Anerkennung. Zur moralischen
Grammatik sozialer Konflikte, Frankfurt am Main, Suhrkamp, 1992, English trans.
The Struggle for Recognition: The Moral Grammar of Social Conflicts, Cambridge,
Polity Press, 1995; Axel Honneth, Thomas McCarthy, Claus Offe, and Albrecht
Wellmer, eds. Philosophical Interventions in the Unfinished Project of Enlightenment,
Cambridge, Mass. and London, MIT Press, 1992; Axel Honneth, “The Social
Dynamics of Disrespect: On the Location of Critical Theory Today,” Constellations
1, 1994; and Axel Honneth, “Das Andere der Gerechtigkeit. Habermas und die
ethische Herausforderung der Postmoderne,” Deutsche Zeitschrift für Philosophie
42, pp. 195–220, 1994b. See also Hans Joas, The Genesis of Value; Agnes Heller,
Beyond Justice, Oxford, Basil Blackwell, 1987. Furthermore, the question whether
universalist discourse ethics proposed by Habermas can be entirely separated
from ethical conceptions of the good life is debated in the exchanges between
liberal and communitarian political thinkers and philosophers such as John
Rawls, Michael Sandel, Michael Walzer, and Charles Taylor.
5
Honneth, “The Social Dynamics of Disrespect.”
Reasoning, Language and Intersubjectivity • 5
6
Honneth, The Struggle for Recognition.
7
See Honneth, “The Social Dynamics of Disrespect.”
6 • Dieter Freundlieb, Wayne Hudson, and John Rundell
The concern that she brings to this recognition of both the his-
toricity of occidental political modernity and the play of inter-
pretations and differences which constitute it, is whether there
is a universalistic—or in her terms objectivistic—standard by
8
Joas, The Genesis of Values, p. 183. More recently, Habermas, in a slippage
away from his procedualism, has recognised the necessity of important pre-
conditions for politico-practical communication. See his “The Conflict of Beliefs:
Karl Jaspers on the Clash of Cultures” in The Liberating Power of Symbols, trans.
Peter Dews, MA, The MIT Press, 2000, p. 43.
Reasoning, Language and Intersubjectivity • 7
9
See Jürgen Habermas, The Structural Transformation of the Public Sphere,
trans. Thomas Burger with the assistance of Frederick Lawrence, Cambridge,
Polity Press, 1989, and Between Facts and Norms.
8 • Dieter Freundlieb, Wayne Hudson, and John Rundell
10
For another discussion of this paper see Jan Bryant et al., “Contingency,
Fragility, Difference,” Critical Horizons, vol. 4, no. 1, 2003, pp. 1–5.
Reasoning, Language and Intersubjectivity • 9
11
See Habermas interview in Telos, no. 49, Fall, 1981.
12
For a particularly sympathetic encounter see Maeve Cooke, “Habermas,
Feminism and the Question of Autonomy,” in Habermas: A Critical Reader, ed.
Peter Dews, Oxford, Blackwell, 1999, pp. 178–210.
13
Nancy Fraser, “Rethinking the Public Sphere: A Contribution to a Critique
of Actually Existing Democracy,” in Habermas and the Public Sphere, ed. Craig
10 • Dieter Freundlieb, Wayne Hudson, and John Rundell
Calhoun, Boston, MIT Press, 1993, p. 132. See also her earlier 1986 “What’s
Critical about Critical Theory? The Case of Habermas and Gender” reprinted
in Feminism as Critique, eds. Seyla Benhabib and Drucilla Cornell, Oxford, Polity
Press, 1987, pp. 31–55.
14
Judith Butler, “Contingent Foundations,” in Feminist Contentions, London,
Routledge, 1995, pp. 35–58.
15
Iris Marion Young, “Impartiality and the Civic Public Some Implications
of Feminist Critiques of Moral and Political Theory” in Feminism as Critique,
p. 68.
Reasoning, Language and Intersubjectivity • 11
16
Ibid., pp. 71–73; for a more developed version of her argument see “Com-
munication and the Other” and “Asymmetrical Reciprocity” in Intersecting
Voices, Princeton, New Jersey, Princeton University Press, 1997.
17
Habermas makes this emotional division of labour explicit in his inter-
view with Toben Hviid Nielsen, “Morality, Society, and Ethics” in Application
and Justification, Oxford, Polity Press, 1993.
18
See Pauline Johnson’s “The Quest for the Self: Feminism’s Appropriation
of Romanticism,” Thesis Eleven, 1995, pp. 76–93.
12 • Dieter Freundlieb, Wayne Hudson, and John Rundell
19
M. H. Abrams, The Mirror and the Lamp: Romantic Theory and the Critical
Tradition, Oxford, Oxford University Press, 1953.
Reasoning, Language and Intersubjectivity • 13
20
Jürgen Habermas “Questions and Counter-questions,” in Habermas Critical
Debates, ed. John B. Thompson and David Held, London, The Macmillan Press,
1982, p. 202.
21
Ibid. p. 203.
22
Jürgen Habermas, The Theory of Communicative Action, Vol. 1, trans. Thomas
McCarthy, Boston, Beacon Press, 1984, pp. 90–92.
14 • Dieter Freundlieb, Wayne Hudson, and John Rundell
in the form of works of art is, as Jay notes in one critical com-
mentary, left up in the air. As he remarks, “[it] is difficult enough
to grasp what a mediated relationship among cognitive-instru-
mental, moral-practical, and aesthetic-expressive rationalities
would look like, even if they might be integrated with the life-
world. It is even harder if the rational status of the third remains
somewhat of a mystery.”23
23
Martin Jay, “Habermas and Modernism” in Habermas and Modernity, edited
with an Introduction by Richard J. Bernstein, Cambridge, Polity Press, 1985,
p. 139.
24
Jürgen Habermas, “The Liberating Power of Symbols,” in The Liberating
Power of Symbols, Mass, The MIT Press, pp. 14–19.
Reasoning, Language and Intersubjectivity • 15
25
Jürgen Habermas, “Labour and Interaction: Remarks on Hegel’s Jena
Philosophy of Mind,” Theory and Practice, trans. John Viertel, London, Heinemann,
16 • Dieter Freundlieb, Wayne Hudson, and John Rundell
1974, pp. 142–169; Knowledge and Human Interests; trans. Jeremy J. Shapiro,
London, Heinemann, 1972; The Theory of Communicative Action; The Future of
Human Nature, Cambridge, Polity Press, 2003.
26
Jürgen Habermas, “A Reply to my Critics,” in Habermas, Critical Debates,
p. 275.
Reasoning, Language and Intersubjectivity • 17
27
Mary Hesse, “Science and Objectivity,” in Habermas, Critical Debates,
p. 109.
28
See Peter Winch, The Idea of a Social Science and its Relation to Philosophy,
2nd Edition, London, Routledge, 1990; ed. Bryan R. Wilson, Rationality, Oxford,
Blackwell, 1991; Helen Verran, Science and an African Logic, Chicago, University
of Chicago Press, 2001.
18 • Dieter Freundlieb, Wayne Hudson, and John Rundell
29
Habermas, “A Reply to my Critics,” p. 247.
30
Ibid., p. 248.
Reasoning, Language and Intersubjectivity • 19
31
See John Dryzek, “Green Reason: Communicative Ethics for the Biosphere,”
Environmental Ethics, vol. 12, Fall, 1990, pp. 195–210; Steven Vogel, “Habermas
and the Ethics of Nature,” in Roger S. Gottlieb, The Ecological Community,
London, Routledge, 1997, pp. 175–192 where he critiques Dryzek’s position,
and Against Nature The Concept of Nature in Critical Theory, New York, State
University of New York Press, especially, chapter 6.
32
Habermas, “A Reply to my Critics,” p. 248.
33
Ibid.
34
This is an implication of Habermas’ argument in his The Future of Human
Nature.
20 • Dieter Freundlieb, Wayne Hudson, and John Rundell
35
Habermas, “A Reply to my Critics,” p. 248.
Reasoning, Language and Intersubjectivity • 21
Each of the essays that have been discussed thus far, whilst explic-
itly pointing to the limits of Habermas’ formulations of politics,
aesthetics, and nature, implicitly direct our attention to the way
he has internalised the linguistic turn in twentieth-century phi-
losophy. The essays by Albrecht Wellmer, Dieter Freundlieb,
Dieter Henrich, Manfred Frank, Kenneth MacKendrick, and John
Rundell all critically encounter Habermas’ version of this turn,
as well as signal departures from it.
36
See Peter Dews, The Limits of Disenchantment: Essays on Contemporary
European Philosophy, London & New York, Verso, 1995.
22 • Dieter Freundlieb, Wayne Hudson, and John Rundell
37
See Jürgen Habermas, “Exkurs: Transzendenz von innen, Transzendens ins
Diesseits” in Habermas, Texte und Kontexte, Frankfurt am Main, Suhrkamp, 1991;
Postmetaphysical Thinking: Philosophical Essays, trans. W. M. Hohengarten,
Cambridge, Mass, The MIT Press, 1992; Wahrheit und Rechtfertigung. Philosophische
Aufsätze, Frankfurt, Suhrkamp, 1999; Erläuterungen zur Diskursethik, Frankfurt
am Main, Suhrkamp, 1991.
38
See Habermas, Wahrheit und Rechtfertigung.
39
See Christopher Peacocke, A Study of Concepts, Cambridge, Mass. The MIT
Press, 1992.
Reasoning, Language and Intersubjectivity • 23
40
Albrecht Wellmer, The Dialectic of Modernism and Postmodernism: The Critique
of Reason Since Adorno, Polity Press, 1991, Cambridge, pp. 36–94. See also his
Ethik und Dialog, Frankfurt am Main, Suhrkamp, 1986; Karl-Otto Apel, Ausein-
andersetzungen in Erprobung des transzendentalpragmatischen Ansatzes, Frankfurt
am Main, Suhrkamp 1998; Herbert, Schnädelbach, “Transformation der Kriti-
schen Theorie. Zu Jürgen Habermas’ Theorie des kommunikativen Handelns” in
Schnädelbach, Vernunft und Geschichte, Frankfurt am Main, Suhrkamp, 1987.
41
The editors would like to thank William Egginton and SUNY Press for
their kind permission to Critical Horizons to publish the essay by Albrecht
Wellmer. William Egginton translated the essay, which will also appear in The
Pragmatic Turn in Philosophy: Contemporary Engagements Between Analytic and
Continental Thought, edited by William Egginton and Mike Sandbothe, SUNY
Press, 2004.
24 • Dieter Freundlieb, Wayne Hudson, and John Rundell
42
See also Jan Bryant et al. “Contingency, Fragility, Difference.”
43
The more the historical record is studied and the more account is taken
of contemporary cognitive science, the less plausible any attempt to drop or
sidestep the philosophy of consciousness appears. Karen Gloy, Bewußtseinstheorien.
Zur Problematik und Problemgeschichte des Bewusstseins und Selbstbewußtseins.
Freiburg & Munich, Alber, 1998; see also Manfred Frank, Selbstbewußtsein und
Selbsterkenntnis. Stuttgart, Reclam, 1991.
Reasoning, Language and Intersubjectivity • 25
44
Cf. footnote 1. Manfred Frank, “Selbstbewußtsein und Rationalität” in eds.
P. Kolmer and H. Korten, Grenzbestimmungen der Vernunft, Freiburg/Munich,
Alber, 1994; Analytische Theorien des Selbstbewußtseins, Frankfurt am Main,
Suhrkamp, 1994; “Self-Consciousness and Self-Knowledge: Some Difficulties
with the Reduction of Subjectivity,” Constellations 9, no. 3, 2002, p. XX; Dieter
Henrich, “Was ist Metaphysik—was Moderne? Zwölf Thesen gegen Jürgen
Habermas,” in Henrich, Konzepte. Essays zur Philosophie in der Zeit, Frankfurt
am Main, Suhrkamp, 1987; “Grund und Gang spekulativen Denkens” in eds.
D. Henrich and R.-P. Horstmann, Metaphysik nach Kant? Stuttgart, Klett-Cotta,
1988; “Die Anfänge der Theorie des Subjekts” in eds. A. Honneth et al.,
Zwischenbetrachtungen. Im Prozess der Aufklärung, Suhrkamp, Frankfurt am Main,
1989; Der Grund im Bewußtsein, Stuttgart, Klett-Cotta, 1992; Konstellationen,
Stuttgart, Klett-Cotta, 1986; Fichtes ursprüngliche Einsicht, Frankfurt am Main,
Klostermann, 1967; Selbstverhältnisse, Stuttgart, Reclam, 1982; Fluchtlinien:
Philosophische Essays, Frankfurt am Main, Suhrkamp, 1982; J. Grondin, “Hat
Habermas die Subjektphilosophie verabschiedet?” Allgemeine Zeitschrift für
Philosophie, 12, 1987, pp. 25–37.
26 • Dieter Freundlieb, Wayne Hudson, and John Rundell
45
See also Dieter Freundlieb, “Naturalismus und Realismus nach der sprach-
pragmatischen Wende. Habermas’ Rückkehr zur theoretischen Philosophie,”
prima philosophia, 13, 2000, pp. 267–277; “Nachmetaphysisches Denken oder
pragmatistische Problemverkürzung? Zu Habermas’ Analogisierung von Richtig-
keit und Wahrheit,” prima philosophia, 14, 2001, pp. 219–236; “The Return to
Subjectivity as a Challenge to Critical Theory,” Idealistic Studies 32, 2002, pp.
171–189; Dieter Henrich and Contemporary Philosophy: The Return to Subjectivity.
Reasoning, Language and Intersubjectivity • 27
46
See Manfred Frank, What is Neo-structuralism? Minneapolis, University of
Minnesota Press, 1989.
28 • Dieter Freundlieb, Wayne Hudson, and John Rundell
47
Jean Paul Sartre, Critique of Dialectical Reason, trans. Alan Sheridan-Smith
and ed. Jonathan Rée, London, New Left Books, 1976.
Reasoning, Language and Intersubjectivity • 29
48
As Kant remarks, “the imagination is the faculty of representing in intu-
ition an object that is not itself present.” Kant, Critique of Pure Reason, trans.
Norman Kemp Smith, MacMillan Press Ltd., London, 1978, p. 165, B152.
30 • Dieter Freundlieb, Wayne Hudson, and John Rundell
49
See Axel Honneth, “Invisibility: On the Epistemology of Recognition,”
Supplement of the Aristotelean Society, Number 75, 2001, pp. 127–139.
Reasoning, Language and Intersubjectivity • 31
50
See also John Rundell “From the Shores of Reason to the Horizon of
Meaning: Some Remarks on Habermas’ and Castoriadis’ Theories of Culture,”
Thesis Eleven 22, 1989, pp. 5–24.
51
Stephen E. Bronner, Of Critical Theory and Its Theorists, Oxford, Blackwell,
1994; Wayne Hudson, The Marxist Philosophy of Ernst Bloch, London, Macmillan,
1982; Joel Whitebook, Perversion and Utopia: A Study in Psychoanalysis and Critical
Theory, Cambridge, Mass., The MIT Press, 1995.
32 • Dieter Freundlieb, Wayne Hudson, and John Rundell
Concluding Remarks
52
See J. Byant et al., “Editorial,” Critical Horizons, vol. 2, no. 1, 2001 for a dis-
cussion of Rundell’s paper.
Reasoning, Language and Intersubjectivity • 33
53
For further discussion see eds. Peter U. Hohendahl and John Fisher, Critical
Theory: Current State and Future Prospects, New York, Berghahn, 2001.
54
See eds. S. Ashenden and D. Owen, Foucault Contra Habermas: Recasting
the Dialogue between Genealogy and Critical Theory, London, Sage, 1999. For a
different perspective see John McCumber, Philosophy and Freedom. Derrida, Rorty,
Habermas, Foucault, Bloomington, Ind., Indiana University Press, 2000; Thomas
McCarthy, Ideals and Illusions: On Reconstruction and Deconstruction in Contemporary
Critical Theory, Cambridge, Mass., The MIT Press, 1991; Thomas McCarthy and
David Couzens Hoy, Critical Theory, London, Blackwell, 1994; ed. David Rasmus-
sen, Universalism vs. Communitarianism, Cambridge, Mass., The MIT Press, 1990;
ed. David Rasmussen, The Handbook of Critical Theory, Oxford, Blackwell, 1990;
William Rehg, Insight and Solidarity: The Discourse Ethics of Jürgen Habermas,
Berkeley, University of California Press, 1994; eds. Peter U. Hohendahl and
John Fisher, Critical Theory: Current State and Future Prospects.
55
See eds. Dieter Freundlieb and Wayne Hudson, Reason and Its Other:
Rationality in Modern German Philosophy and Culture, Oxford and Providence,
Berg, 1993; Dieter Freundlieb and Wayne Hudson “Convergence and Its Limits:
Relations Between Analytic and Continental Philosophy,” Philosophical Explora-
tions 1, 1998, pp. 28–42; Rudolf Langthaler, Nachmetaphysisches Denken? Kritische
Anfragen an Jürgen Habermas, Berlin, Duncker & Humblot, 1997; Richard Rorty,
Contingency, Irony, and Solidarity, Cambridge, Cambridge University Press, 1989;
John Searle, The Rediscovery of the Mind, Cambridge, Mass., The MIT Press,
1992.
34 • Dieter Freundlieb, Wayne Hudson, and John Rundell
56
One such direction could be a normative theory of international relations.
Another direction might be a normative ecology based on a philosophy of
nature rather than on Habermas’ acceptance of instrumental natural sciences.
See our discussion of Section 1, part 2, above, and Steven Vogel, Against Nature.
Maeve Cooke
* This article was first published in Critical Horizons, vol. 1, no. 2, 2000.
36 • Maeve Cooke
1
Here I elaborate on a definition of social philosophy proposed by A. Honneth
in “Pathologien des Sozialen, Tradition und Aktualität der Sozialphilosophie,”
his introduction to Pathologien des Sozialen, Frankfurt am Main, Fischer, 1994,
pp. 9–69.
2
This definition leaves open the question of whether or not central elements
of modern life are inimical to individual human flourishing. It also leaves open
the question of whether social philosophy should have a practical orientation
aimed at the actual removal of the identified obstacles to human flourishing
and, if so, what kind of practical orientation. The problem of the relationship
between theory and practice has been a concern, in particular, of the tradition
of social philosophy that goes back to Marx. For a recent statement by a the-
orist within this tradition, see J. Habermas, “Noch Einmal: zum Verhältnis von
Theorie und Praxis,” in his Wahrheit und Rechtfertigung, Frankfurt am Main,
Suhrkamp, 1999, pp. 319–333.
3
On this definition, the critical theory of the Frankfurt School can be regarded
as one tradition within social philosophy. Honneth has offered two somewhat
different characterisations of the salient features of the Frankfurt tradition of
critical social theory: the first distinguishes it from other approaches to social
philosophy by virtue of its methodological objectives. These objectives are the
“systematic utilisation of all social-scientific research disciplines in the devel-
opment of a materialist theory of society.” Here, Honneth distinguishes Frankfurt
critical theory from other forms of social philosophy by virtue of its attempt
to overcome the theoretical purism of historical materialism through merging
it with academic social science (see A. Honneth, “Critical Theory” (1987),
The Normative Foundations of Social Philosophy • 37
reprinted in his The Fragmented World of the Social, ed. C. W. Wright, Albany,
SUNY Press, 1995, pp. 62–63). More recently, Honneth has offered a somewhat
different definition of the salient feature of Frankfurt critical theory. He now
distinguishes it on the basis of its allegiance to a particular kind of normative
critique—one that anchors its own critical viewpoint in a pre-theoretical resource
(vorwissenschaftliche Instanz) such as an empirical interest or a moral experi-
ence. As he puts it: “Critical Theory in its innermost core [. . .] is dependent
on the quasi-sociological specification of an emancipatory interest in social
reality itself.” (A. Honneth, “The Social Dynamics of Disrespect: On the Location
of Critical Theory Today,” Constellations, vol. 1, no. 2, 1994, pp. 255–269 (here,
p. 256)). Both definitions are, in my view, accurate and helpful in that they
allow us to see why the quite different social philosophies developed by
Horkheimer, Adorno, Habermas and Honneth himself are held to belong to a
common tradition and can be grouped together in a meaningful way. Admittedly,
the second definition in particular makes strong claims on behalf of Frankfurt
critical theory; indeed, it raises the possibility that a project of this kind might
not be feasible at all.
4
Thus my use of ‘objectivism’ differs significantly from that of R. Bernstein
in his seminal book, Beyond Objectivism and Relativism, Oxford, Basil Blackwell,
1982. By ‘objectivism’ Bernstein means “the basic conviction that there is or
must be some permanent, ahistorical matrix or framework to which we can
38 • Maeve Cooke
5
I do not claim that it is specific to Western modernity.
The Normative Foundations of Social Philosophy • 41
6
As is evident from the foregoing definition, ‘contextualism’ as I under-
stand it neither affirms nor denies the possibility of ‘objective’ standards for
social critique. Some writers, however, take it to do so. For this reason, in the
following I use the term in quotation marks in order to indicate my particu-
lar interpretation of it.
44 • Maeve Cooke
7
See, for example, M. Foucault, The Archaeology of Knowledge, trans.
A. Sheridan, London, Tavistock, 1972; M. Foucault, Discipline and Punish,
trans. A. Sheridan, London, Allen Lane, 1977; M. Foucault, History of Sexuality,
vols 1 & 2, trans. R. Hurley, London, Allen Lane, 1979 & 1987.
The Normative Foundations of Social Philosophy • 45
8
See esp. M. Foucault, History of Sexuality, vol. 3, London, Penguin Books,
1988.
9
See, in particular, C. Taylor, Sources of the Self, Cambridge, Cambridge
University Press, 1992 and his The Ethics of Authenticity, Cambridge, MA,
Harvard University Press, 1989.
10
For an excellent account of Taylor’s aims and methodology, see N. Smith,
Strong Hermeneutics: Contingency and Moral Identity, London & New York,
Routledge, 1997.
46 • Maeve Cooke
11
Cf. M. Cooke, “Feminism, Habermas and the Question of Autonomy,” in
ed. P. Dews, Habermas: A Critical Reader, Oxford, Blackwell, 1999, pp. 178–210,
esp. pp. 197–200.
12
Ferrara, Reflective Authenticity, London & New York, Routledge, 1998.
48 • Maeve Cooke
13
Ibid., p. 52. See also p. 153 and p. 158.
14
Ibid., pp. 45–49.
15
J. Rawls, “Kantian Constructivism in Moral Theory,” Journal of Philosophy,
vol. LXXVll, no. 9, 1980, pp. 518–9; The concept of political constructivism is
elaborated in J. Rawls, Political Liberalism, New York, Columbia University
Press, 1993, esp. Lecture III, pp. 89–129.
The Normative Foundations of Social Philosophy • 49
16
Ibid., p. 127.
17
Ibid., p. 119.
18
Ibid., p. 94.
19
Ibid., pp. 126–129. See also J. Rawls, “The Idea of Public Reason Revisited,”
The University of Chicago Law Review, vol. 64, no. 3, 1997, pp. 765–807, esp. pp.
787–794.
20
Rawls, Political Liberalism, p. 3.
21
Ibid., p. 129.
50 • Maeve Cooke
22
Ibid., p. 4.
23
See M. Cooke, “Are Ethical Conflicts Irreconcilable?” Philosophy and Social
Criticism, vol. 23, no. 2, 1997, pp. 1–19.
24
See M. Cooke, “Five Arguments for Deliberative Democracy,” Political
Studies, vol. XLVIII, no. 4, 2000.
The Normative Foundations of Social Philosophy • 51
25
The problem of normative foundations is particularly evident in Rawls’
attempt to develop a “law of peoples” out of liberal ideas of justice. See
J. Rawls, The Law of Peoples, New York, Basic Books, 1993.
26
On occasion, Ferrara appears to relapse into naturalism: he draws, for
example, on Makkreel’s account of oriented reflective judgement as analogous
to having a sense of left or right, postulating a further analogy with having a
sense of authenticity (Reflective Authenticity, pp. 47–49). It is on this basis that
he claims that, “we all have a sense of what it means for our identities to flour-
ish or stagnate” (Reflective Authenticity, p. 42). If the analogies are sustainable,
however, we have to presume not only that we all have the same sense of left
and right but also the same sense of authenticity. It is hard to see how this
position is a hermeneutically open one that avoids Kantian naturalism—or
how it fits with political constructivism.
52 • Maeve Cooke
27
My discussion in the following is based on Honneth’s Struggle for Recognition,
trans. J. Anderson, Cambridge, Polity Press, 1995, and on a manuscript, unfin-
ished at the time of writing, in which Honneth engages in an exchange with
Nancy Fraser on the capacity of a theory of social recognition to do justice to
the aims of a critical social theory. See A. Honneth, “Anerkennung oder Umver-
teilung? Eine Auseinandersetzung mit Nancy Fraser,” MS, Frankfurt am Main,
1999.
28
In Struggle for Recognition, Honneth offers a formal conception of the good
life in terms of three mutually irreducible spheres of reciprocal recognition:
that of primary relationships of love and friendship, that of relationships of
moral, political and legal right and that of relationships of non-intimate social
connection. In the more recent exchange with Fraser, however, he insists that
the particular mode of interpretation and institutionalisation of expectations of
social recognition depends on the specific historical context in question. It is
as yet unclear what implications can be drawn from this for his normative con-
ception of the good life.
The Normative Foundations of Social Philosophy • 53
29
See note 3 above.
30
“Anerkennung oder Umverteilung?” p. 44, p. 51; cf. also Honneth, Struggle
for Recognition, chapter 8.
31
This holds, at least, for Honneth’s most recent writings. Here he stresses
the role played by historical context in determining the shape and content of
expectations of recognition in any given society.
32
This contrasts with the naturalism implicit in the writings of some of his
predecessors in critical social theory, for example, Max Horkheimer in his early
work. The early Horkheimer explains the motivation for social struggles through
reference to feelings (of injustice, etc.), whose status as natural facts means
they require no justification. See M. Cooke, “Critical Theory and Religion,” in
eds. D. Z. Phillips and T. Tessin, Philosophy of Religion 2000, London, Macmillan,
2000. Insofar as Honneth’s Struggle for Recognition affirmed this kind of natu-
ralism, it also marks a break with his own earlier work.
33
Honneth, “Anerkennung oder Umverteilung?” p. 30.
54 • Maeve Cooke
34
Ibid., p. 29.
35
Ibid., p. 35.
36
Ibid., p. 42, p. 44; cf. also p. 48, p. 51.
The Normative Foundations of Social Philosophy • 55
37
Ibid., p. 35.
38
Ibid., p. 33.
39
J. Habermas, “A Reply to my Critics,” in eds. J. B. Thompson and D. Held,
Habermas: Critical Debates, London, Macmillan, 1982, pp. 218–283, here p. 231.
56 • Maeve Cooke
40
Honneth, “Anerkennung oder Umverteilung?” p. 7.
The Normative Foundations of Social Philosophy • 57
41
Ibid., p. 53.
42
Ibid., p. 30.
43
Ibid., p. 35.
44
As indicated, at the time of writing the version of the manuscript on which
I have based my remarks in the following was incomplete. Most importantly,
58 • Maeve Cooke
the final section of Honneth’s paper, which promised to deal explicitly with
the problem of the normative standards with which the claims to recognition
raised in social struggles could be morally justified, was not available to me.
However, my overall argument in this essay is independent of Honneth’s abil-
ity to clarify the normative foundations of his theory. My concern is less to
highlight the weaknesses of contemporary social philosophy in the matter of
normative foundations than to indicate the best way forward if it is success-
fully to negotiate the tension between ‘contextualism’ and ‘objectivism’.
45
Honneth, “Anerkennung oder Umverteilung?” p. 36.
46
A. Honneth, “Leiden an Unbestimmtheit,” Spinoza Lectures, Amsterdam,
1999.
The Normative Foundations of Social Philosophy • 59
47
As Theunissen reminds us, the concept of a philosophy of history is not
incompatible with acknowledgement of the historicity of all knowledge and
experience: see M. Theunissen, “Society and History: a Critique of Critical
Theory,” in ed. P. Dews, Habermas; A Critical Reader, pp. 241–271.
48
M. Seel, Versuch über die Form des Glücks, Frankfurt am Main, Suhrkamp,
1995.
60 • Maeve Cooke
49
Ibid., p. 51; see also M. Seel, “Ethik und Lebensform,” in M. Brumlik und
H. Brunkhorst, Gemeinschaft und Gerechtigkeit, Frankfurt am Main, Fischer, 1993.
50
Seel, Versuch über die Form des Glücks, pp. 77–83; see also M. Seel, “Well-
Being: on a Fundamental Concept of Practical Philosophy” in European Journal
of Philosophy, vol. 5, no. 1, 1997, pp. 39–49.
51
Seel, Versuch über die Form des Glücks, p. 78.
52
Seel, “Well-Being,” p. 44; cf. Seel, Versuch über die Form des Glücks, pp.
78–79.
The Normative Foundations of Social Philosophy • 61
53
Seel, Versuch über die Form des Glücks, p. 82, p. 186.
62 • Maeve Cooke
54
Ibid., p. 79.
The Normative Foundations of Social Philosophy • 63
55
There is a further important aspect to Habermas’ utopian vision: the idea
that human flourishing is dependent on processes of rationalisation both in
the system and in the lifeworld and that these processes must establish a rela-
tionship of balance and harmony with one another. See M. Cooke, Language
and Reason: A Study of Habermas’ Pragmatics, Cambridge, MA, MIT Press, 1994,
esp. chapter 5.
The Normative Foundations of Social Philosophy • 65
56
“Rational reconstruction” is a non-foundationalist justificatory strategy:
see J. Habermas, “What is Universal Pragmatics?” in ed. M. Cooke, Habermas:
Toward A Pragmatics of Communication, Cambridge, MA, MIT Press, 1998.
57
J. Habermas, Justification and Application, trans. C. Cronin, MA, Cambridge,
1993, pp. 30–33.
66 • Maeve Cooke
58
See Cooke, Language and Reason, esp. pp. 29–38.
The Normative Foundations of Social Philosophy • 67
59
See, for example, S. Benhabib, Situating the Self, New York, Routledge,
1992, esp. pp. 33–38.
60
See Habermas, Justification and Application, pp. 31–33; J. Habermas, Die
Einbeziehung des Anderen, Frankfurt am Main, Suhrkamp, 1996, pp. 62–63.
61
Habermas, Die Einbeziehung des Anderen, p. 63. Habermas refers approv-
ingly to Rehg’s point about the limitations of the theory of argumentation in
W. Rehg, Insight and Solidarity, Berkeley, CA, California University Press, 1994,
pp. 65–69.
62
This qualification is important as Habermas has, in a sense, already offered
a theory of modernity: see his The Philosophical Discourse of Modernity, trans.
F. Lawrence, Cambridge, Polity Press, 1997. This theory is not, however, a nor-
mative theory that accounts for why we should view the emergence of mod-
ern structures of consciousness and modern normative conceptions as the result
of learning processes.
68 • Maeve Cooke
The helpful hint that I take from Habermas is that social phi-
losophy needs a two-step justificatory strategy. As a first step, it
needs a ‘contextualist’ argument in favour of the normative pic-
ture of human flourishing it proposes; as a second step, it needs
an ‘objectivist’ argument for the key normative conceptions under-
lying the normative picture in question that presents these as
universally applicable historical achievements. We can illustrate
this by applying this two-step strategy to Habermas’ own case:
his theory of argumentation would now be read as a ‘contextu-
alist’ argument for a normative conception of communicative
63
I want to emphasise that I am endorsing only Habermas’ two-step strat-
egy here. I reserve judgement as to the merits either of his particular ‘contex-
tualist’ vision of human flourishing or of his ‘weak’ naturalist account of social
learning processes.
The Normative Foundations of Social Philosophy • 69
64
See for example, J. Habermas, “Historical Materialism and the Development
of Normative Structures,” in his Communication and the Evolution of Society,
trans. T. McCarthy, London, Heinemann, 1979, pp. 94–129. See also the many
references to learning in the various domains in ed. Cooke, Habermas: Toward
A Pragmatics of Communication.
65
See his essays in J. Habermas, Wahrheit und Rechtfertigung, Frankfurt am
Main, Suhrkamp, 1999.
66
See, for example, J. Habermas, “Richard Rorty’s Pragmatic Turn,” in ed.
Cooke, Habermas: Toward A Pragmatics of Communication, esp. pp. 373–377.
The Normative Foundations of Social Philosophy • 73
67
Habermas, Wahrheit und Rechtfertigung, esp. pp. 27ff.
74 • Maeve Cooke
68
Ibid., p. 38.
69
Ibid., p. 38.
70
Ibid., p. 37.
71
Ibid., pp. 39–40.
72
Ibid., pp. 27–40.
The Normative Foundations of Social Philosophy • 75
For our present purposes, what I find most significant about this
argument is that it relies on a metaphysical assumption. More
precisely, it can avoid a vicious circularity only by making a
metaphysical assumption. This assumption is that the history
of the species, which embraces both natural evolution and the
history of socio-cultural forms of life, is potentially a process of
cognition—and thus not purely contingent.
73
This insistence can be found in all Habermas’ writings from the 1980s
onwards. See, for example, J. Habermas, Postmetaphysical Thinking, trans.
W. M. Hohengarten, Cambridge, MA, MIT Press, 1992.
74
See M. Cooke, “Critical Theory and Religion,” in eds. D. Z. Phillips and
T. Tessin, Philosophy of Religion 2000, London, Macmillan, 2000.
Dmitri Ginev
* This article was first published in Critical Horizons, vol. 4, no. 1, 2003.
1
See in particular, Michael Warner, The Letters of the Republic: Publication and
the Public Sphere in Eighteenth-Century America, Cambridge, Harvard University
Press, 1990.
78 • Dmitri Ginev
2
Chantal Mouffe, The Return of the Political, London, Verso, 1993, p. 3.
The Pluralistic Public Sphere from an Ontological Point of View • 79
3
Martin Heidegger, Being and Time, trans. John Macquarie and Edward
Robinson, New York, Harper & Row, 1962, p. 164.
The Pluralistic Public Sphere from an Ontological Point of View • 81
Curiosity is the ongoing seeking for novelties that does not try
to come into a being towards what is seen, but just “seeks nov-
elty only in order to leap from it anew to another novelty.”5 This
is why curiosity is everywhere and nowhere in the public sphere.
Curiosity determines a ‘homogeneous topology’ of the public
4
Ibid., p. 213.
5
Ibid., p. 216.
The Pluralistic Public Sphere from an Ontological Point of View • 83
6
Ibid., p. 218.
84 • Dmitri Ginev
7
Louis Mink, “The Autonomy of Historical Understanding,” ed. William
Dray, Philosophical Analysis and History, Harper & Row, New York, 1966, p. 185.
8
See David Carr, Time, Narrative, and History, Bloomington, Indiana University
Press, pp. 122–145.
86 • Dmitri Ginev
9
I leave aside the highly sophisticated problematics of ‘they’s’ rhetorical
tools and strategies in shaping the dominant narratives in the public sphere.
Producing ‘they’s’ narratives goes hand in hand with different kinds of emplot-
ment. The ‘plots’ in the public sphere is a topic that requires special attention.
10
On the studies in the grammar of narratives with respect to their psy-
chological and social functions in the areas of psychoanalysis, social psychol-
ogy, cultural anthropology, ethnomethodology, and micro-history, see Elinor
Ochs and Lisa Capps, “Narrating the Self,” Annual Review of Anthropology, no.
25, 1996.
The Pluralistic Public Sphere from an Ontological Point of View • 87
“the stories we tell are often reshaped in/for the public sphere.
And then, when these narratives are in the public sphere, they
shape us. Narratives are, of course, sites of cultural contest, and
when they become public, we should ask: who is orchestrating
them? This leads us to the problems of representation and
power.”11 Through this processual shaping/reshaping us, ‘they’s’
public narratives become powerful myths.
11
Madan Sarup, Identity, Culture and the Postmodern World, Edinburgh,
Edinburgh University Press, 1996, p. 18.
12
See Jürgen Habermas, The Structural Transformation of the Public Sphere: An
Inquiry into a Category of Bourgeois Society, Cambridge Mass. and London, Eng.,
MIT Press, 1989, p. 88.
The Pluralistic Public Sphere from an Ontological Point of View • 89
13
In speaking of imagined communities, I have in mind Benedict Anderson’s
classical work on the origin and spread of nationalism. In societies of increas-
ing anomie and growing destruction of face-to-face communities and cultural
life-worlds, there is a dramatic need for imagined communities where the ‘sen-
timents of locality’ can be restored. States elites’ nationalist narratives com-
pensate the loss of all pre-modern historical-cultural substances destroyed by
the spread of industrialisation. When these narratives “portray the nation as
based on common ancestry, as having common cultural attributes and values,
as constituting a natural and unique subspecies of humanity, they are offering
a particularly powerful vision of a kinship community, and thus are seeking
to deploy the emotional power of family in the service of the state.” David
Brown, “Why is the Nation-State so Vulnerable to Ethnic Nationalism?” Nations
and Nationalism, no. 4. 1998, p. 7.
A principal feature of national consciousness in the Enlightenment was the
growing convergence of thinking for oneself and thinking as a public use of
reason. (Fichte’s efforts to entangle the early modern nationalist discourse in
his practical philosophy, guided by the dictum that only by completely iden-
tifying with the whole as the meta-individual subject of the cultural-historical
development can an individual human being really become a person, is the
most typical case in point.)
90 • Dmitri Ginev
14
Michael Shapiro, “Triumphalist Geographies,” eds. Mike Featherstone and
Scott Lash, Spaces of Culture, London, Sage, 1999, p. 169.
The Pluralistic Public Sphere from an Ontological Point of View • 91
15
Frank Kermode, The Sense of an Ending, New York, Oxford University,
Press, 1968, p. 39.
92 • Dmitri Ginev
16
Brown, “Why is the Nation-State so Vulnerable to Ethnic Nationalism?”
p. 2.
17
William Connolly, “Rethinking the Ethos of Pluralisation,” Philosophy and
Social Criticism, no. 24, 1998, p. 94. With respect to the problematics of the mul-
ticultural public sphere, the principle of dialogic neutrality is under attack for
several reasons. Those who advocate this principle, not only for pragmatic but
also for theoretical reasons, face serious troubles in working out a coherent
social ontology and conceptual models of cultural diversity. In fact, the only
way to achieve such a theoretical coherence requires one to admit that the pub-
lic sphere of a multicultural society is (what Nancy Fraser calls) “a space of
zero degree culture,” that is, a space “so utterly bereft of any specific ethos as
to accommodate with perfect neutrality and equal ease interventions expres-
sive of any and every cultural ethos.” Nancy Fraser, “Rethinking the Public
Sphere: A Contribution to the Critique of Actually Existing Democracy,” ed.
The Pluralistic Public Sphere from an Ontological Point of View • 93
C. Calhoun, Habermas and the Public Sphere, Cambridge, Mass. & London,
England, The MIT Press, 1992, p. 120.
It is this denial to attribute cultural specificity to the public sphere of a mul-
ticultural society, which provokes accusations of an inability to take into account
the cultural background of political processes in pluralistic societies. Some crit-
ics convincingly argue that by professing dialogic neutrality one avoids hav-
ing to face the real problems of the multicultural public dialogue. Thus, with
regard to Ackerman’s model of a pluralistic public sphere Seyla Benhabib
makes the case that the “liberal principle of dialogic neutrality, while it expresses
one of the main principles of the modern legal system, is too restrictive and
frozen in application to the dynamics of power struggles in actual political
processes.” Seyla Benhabib, “Models of Public Space: Hannah Arendt, the
Liberal Tradition, and Jürgen Habermas,” in ed. C. Calhoun, Habermas and the
Public Sphere. Cambridge, Mass., & London, The MIT Press, 1992.
On a hermeneutic corollary to this critical argument, there is little room in
the theory, guided by the principle of dialogic neutrality, for coping with the
whole scope of public debates in a way that would unfold the logic of strug-
gles of oppressed groups and communities in multicultural societies. To over-
come this shortcoming, a conceptual framework that goes beyond the mere
search for ‘liberal conversational constraints’ is demanded.
94 • Dmitri Ginev
The dialogic (and dynamic) identities prevent not only the impo-
sition of ‘they’s’ narratives, but also the self-isolation and the
drawing of firm cultural boundaries. As a rule, a narrative gen-
erated within a self-isolated cultural life-world leads to the degra-
dation of community to a sort of sect guided by (what Mary
Douglas calls) a ‘witchcraft cosmology’: the idea of the bad outside
and good inside, and the refusal to have contact with the ‘other’,
since this may weaken the protection from various kinds of sub-
18
Gregory Starrett makes the observation that the ‘we’ of the African/
American/Muslim community is “labile and does not necessarily presume or
privilege Islamic Africa as an intermediary. For Muslim Americans, like the
followers of W. D. Muhammad, the investment in broader identities pays a
higher dividend, insofar as it can move beyond a Africannesss and connect
with wider global currents . . . and Islamic histories alternative to both America-
centred and Afrocentric identities.” Gregory Starrett, “Muslim Identities and
the Great Chain of Buying,” eds. D. F. Eickelman and J. W. Anderson, New
Media in the Muslim World, Bloomington and Indianapolis, Indiana University
Press, 1999, p. 72.
The Pluralistic Public Sphere from an Ontological Point of View • 95
19
See in particular, Gertjan Dijkink, National Identity and Geopolitical Visions:
Maps of Pride and Pain, London, Routledge, 1996.
96 • Dmitri Ginev
20
See Alasdair MacIntyre, “Epistemological Crisis, Dramatic Narrative, and
the Philosophy of Science,” The Monist, no. 60, 1977.
The Pluralistic Public Sphere from an Ontological Point of View • 97
21
Marina Vitkin, “The ‘Fusion of Horizons’ on Knowledge and Alterity (Is
Inter-Traditional Understanding Attainable through Situated Transcendence?”
Philosophy and Social Criticism, no. 21, 1995, p. 58.
98 • Dmitri Ginev
22
See Wolfgang Welsch, “Transkulturalitaet—Lebensformen nach der Aufloe-
sung der Kulturen,” Information Philosophie, no. 2, 1992.
100 • Dmitri Ginev
23
See Jürgen Habermas, “Towards a Communication Concept of Rational
Collective Will-Formation,” Ratio Juris, no. 2, 1989.
The Pluralistic Public Sphere from an Ontological Point of View • 103
24
See: ed. Chantal Mouffe, “Hegemony and Ideology in Gramsci,” Gramsci
and Marxist Theory, London, Verso, 1979.
25
Connolly, “Rethinking the Ethos of Pluralisation,” p. 95.
Pauline Johnson
2
Joan B. Landes, “The Public and the Private Sphere: A Feminist Reconsidera-
tion,” Feminists Read Habermas, ed. Johanna Meehan, London and New York,
Routledge, 1995, pp. 91–117.
3
Nancy Fraser, “What’s Critical About Critical Theory?” Feminists Read
Habermas, pp. 21–57.
106 • Pauline Johnson
4
Joan Landes, Women and the Public Sphere in the Age of the French Revolution,
Ithaca & London, Cornell University Press, 1988, p. 7.
Irreconcilable Differences? Habermas and Feminism • 107
of the category of the public sphere in the West and revealed why
the category itself now must be reconstituted.5
5
Ibid., p. 6.
6
Nancy Fraser, “Rethinking the Public Sphere: A Contribution to the Critique
of Actually Existing Democracy,” Habermas and the Public Sphere, ed. Craig
Calhoun, Mass., The MIT Press, 1992, pp. 109–143, 110–142.
Irreconcilable Differences? Habermas and Feminism • 109
The first task is, then, to evaluate the assertion that Habermas’
theory has in-built assumptions that prevent it from responding
7
Ibid., p. 111.
8
Joan Landes, Women and the Public Sphere in the Age of the French Revolution,
p. 45.
110 • Pauline Johnson
9
Jürgen Habermas, The Theory of Communicative Action, Vol. 1, trans. Thomas
McCarthy, Boston, MA, Beacon Press, 1994, p. 144.
Irreconcilable Differences? Habermas and Feminism • 111
10
See ibid., p. 124.
11
Ibid., p. 355.
112 • Pauline Johnson
12
Nancy Fraser, “What’s Critical About Critical Theory,” pp. 3–4.
13
Marie Fleming, Emancipation and Illusion: Rationality and Gender in Habermas’
Theory of Modernity, Pennsylvania, Pennsylvania State University Press, 1997,
Irreconcilable Differences? Habermas and Feminism • 113
and “Women and the ‘Public Use of Reason’” in Feminists Read Habermas, pp.
117–139.
14
Marie Fleming, “Women and ‘The Public Use of Reason,’” p. 118. Fleming
supposes that the idea of colonisation, with its range of conservative implica-
tions, remains central to Habermas’ critical perspective. See Emancipation and
Illusion, pp. 95–97.
114 • Pauline Johnson
15
Habermas, Theory of Communicative Action, Vol. 2, p. 329.
16
Jürgen Habermas, Torben Hviid Nielsen “Jürgen Habermas: Morality,
Society and Ethics—an Interview with Torben Hviid Nielsen,” Acta Sociologica
vol. 33, 1990, 95–115, 106.
17
Ibid., p. 106.
Irreconcilable Differences? Habermas and Feminism • 115
Between Facts and Norms does not depart from the core project
of Habermas’ theory of modernity. Here, as with The Theory of
Communicative Action, he interprets Enlightenment hopes not in
terms of the self-asserting ambitions of particular subjects but in
the light of potentials for democratising interactions aimed at
building rational solidarities. The form in which this general
undertaking is now elaborated and, in particular, the terms in
which the procedural norms of democratic interaction are now
conceived, clarifies the sympathetic relevance of Habermas’ pro-
ject to some of feminism’s own vital concerns.
18
Habermas, Between Facts and Norms, p. 449.
19
Ibid., p. 415.
Irreconcilable Differences? Habermas and Feminism • 117
common good gains legal sanction. In the final analysis, the legit-
imacy of the law rests on the conviction of the interdependence of
the principles of private and public right.
Jean Cohen has pointed out that Habermas’ own early preju-
dices about the politics of the new social movements helped to
confirm the misgivings of many feminists. 20 The Theory of
Communicative Action had construed the particularistic interests,
which were, Habermas supposed, the motivational force behind
the new social movements, as a failure in the modernising pro-
cess; as a defensive strategy aimed at the preservation of spe-
cific identities, norms and alternative values.21 Between Facts and
Norms indicates a new openness in Habermas’ assessment of the
20
Jean Cohen, “Critical Social Theory and the Feminist Critiques: The Debate
with Jürgen Habermas,” in Feminists Read Habermas, pp. 57–91, p. 57.
21
Habermas, The Theory of Communicative Action, Vol. 2, p. 396.
118 • Pauline Johnson
22
Habermas, Between Facts and Norms, pp. 424–426.
23
Ibid., pp. 405–409.
24
Ibid., p. 397.
Irreconcilable Differences? Habermas and Feminism • 119
25
Ibid., p. 402.
26
Ibid., p. 403.
27
Ibid., pp. 402–3.
28
Ibid., p. 397.
120 • Pauline Johnson
29
Jürgen Habermas, “Struggles For Recognition in the Democratic Con-
stitutional State,” Multiculturalism, ed. Amy Gutman, Princeton, Princeton Uni-
versity Press, pp. 107–148, p. 116.
30
Habermas, Between Facts and Norms, pp. 420–427.
Irreconcilable Differences? Habermas and Feminism • 121
31
Jodi Dean, Solidarity of Strangers: Feminism After Identity Politics, Berkley,
University of California Press, 1996, p. 4.
32
Ibid., p. 105. Dean makes the point that, “Questioning is already contained
within the notion of an abstract norm, which must be interpreted for it’s mean-
ing to be realised.” See also Joan B. Landes “The Public and the Private Sphere:
A Feminist Reconsideration,” Feminists Read Habermas, pp. 91–117, p. 100.
Irreconcilable Differences? Habermas and Feminism • 123
33
Iris Marion Young, “Asymmetrical Reciprocity: On Moral Respect, Wonder
and Enlarged Thought,” Constellations, vol. 3, no. 3, January 1997, pp. 340–364.
See also her “Communication and the Other: Beyond Deliberative Democracy,”
in Democracy and Difference, ed. Seyla Benhabib, New Jersey, Princeton University
Press, 1996, pp. 120–137.
34
Iris Marion Young, “Asymmetrical Reciprocity,” pp. 341–342.
124 • Pauline Johnson
the role that she gives to the ethic of wonder appears to be con-
sistent only with an attitude of ‘awe’ before the supposed self-
sufficiency of the irreducibly different.
35
Seyla Benhabib, “Communicative Ethics and the Claims of Gender, Com-
munity and Postmodernism,” and “The Generalised and Concrete Other,” in
Situating the Self, New York, Routledge, 1992.
36
Benhabib, “The Generalised and the Concrete Other,” p. 158.
37
Maeve Cooke, Language and Reason: A Study in Habermas’ Pragmatics,
Cambridge, MA, The MIT Press, 1994.
126 • Pauline Johnson
38
Ibid., p. 160.
39
Habermas, “Lawrence Kohlberg and Neo-Aristoteleanism,” Justification
and Application, trans. Ciaran P. Cronin, Cambridge, MA, The MIT Press, 1993.
pp. 113–133, pp. 130–131.
Irreconcilable Differences? Habermas and Feminism • 127
It is not clear, however, that this interest in the power of the aes-
thetic in elaborating descriptions of the specificity of a feminine
40
Maria Pia Lara, Moral Textures: Feminist Narratives in the Public Sphere,
Cambridge, Polity Press, 1998.
41
Ibid., p. 3.
42
Ibid., p. 7.
128 • Pauline Johnson
43
Habermas, Between Facts and Norms, see chapter 8 “Civil Society and the
Political Public Sphere” especially p. 351, p. 354, p. 359, pp. 360–361.
44
In his “Further Reflections on the Public Sphere,” Habermas emphasises
the key place that The Structural Transformation of the Public Sphere gave to lit-
erary publics. Habermas and the Public Sphere, ed. Craig Calhoun, pp. 421–461,
p. 423.
Irreconcilable Differences? Habermas and Feminism • 129
make to the life of the citizen is,” she writes, “its ability to wrest
from our frequently obtuse and blunted imaginations an acknowl-
edgement of those who are other than ourselves, both in con-
crete circumstances and even in thought and emotion.”45
Concluding Remarks
45
Martha Nussbaum, Cultivating Humanity: A Classical Defence of Reform in
Liberal Education, Cambridge, MA, Harvard University Press, 1997, pp. 111–112.
46
Judith Butler, Gender Trouble, New York, Routledge, 1990. See also essays
in Revaluing French Feminism, ed. Nancy Fraser and Sandra Lee Bartky, Blooming-
dale & Indianapolis, Indiana University Press, 1992.
130 • Pauline Johnson
for our purposes, material its importance lies, rather, in its symp-
tomatic expression of a major theme within contemporary fem-
inist politics. The passionate refusal of all ascriptive generalisations
of self-interpreted feminine difference that is shared by Irigaray
and Butler and their common enthusiasm for the elaboration of
novel identity descriptions is indicative of some major motiva-
tional influences at work in recent feminisms.
Balthasar
Introduction
In this essay I raise the problem of how Critical Theory can deal
with the antimundane. To do so, in part one, I discuss the theo-
logical aesthetics of the Swiss German theologian Hans Urs von
Balthasar1 and suggest that, despite its confessional and hieratic
features, it can be read as an entry into a postreligious aesthetics.
In part two, I consider what such a postreligious aesthetics might
involve. In part three I explore the challenges that such aesthet-
ics poses for the work of Jürgen Habermas and draw some pos-
sible implications for future forms of Critical Theory. Specifically,
1
Balthasar’s writings are little known in social-philosophical circles, partly
because theology has ceased to be important for contemporary discussions
generally. Apart from the objection that theology often seems to be no more
than in-service talk for religious professionals, modern theologians have failed
to make major intellectual contributions to the understanding of aesthetics or
the arts, despite various attempts by leading figures, whether Calvinist
(Rookmaaker), Reformed (Karl Barth), Catholic (Hans Küng) or neo-Orthodox
(Paul Tillich) to do so. Of course, there are partial exceptions, such as the work
of Vladimir Lossky; there are also neglected veins of gold in the less well-
known works of Fritz Buri and Heinrich Ott. On the whole however, epigo-
nal assimilations of Heidegger, Jaspers, Adorno, and now Habermas, do not
amount to substantive contributions.
134 • Wayne Hudson
2
For recent work on Balthasar, see F. Bowie and O. Davies, Hans von Balthasar:
An Anthology, London, SPCK, 1990; L. Gardner, D. Modd, B. Qash and
G. Ward, Balthasar at the End of Modernity, Edinburgh, T & T, 1999; R. Gawrouski,
Word and Silence. Hans Urs von Balthasar and the Spiritual Encounter Between East
and West, Grand Rapids: Eerdmans, 1996; E. T. Oakes, Pattern of Redemption:
The Theology of Hans Urs Von Balthasar, New York, Continuum, 1994; L. Roberts,
The Theological Aesthetics of Hans Urs Von Balthasar, Washington, Catholic
University of America Press, 1992; D. L. Schindler, Urs von Balthasar: His Life
and Work, San Francisco, Ignatius Press, 1991; ed. J. Riches, The Analogy of Beauty:
The Theology of Hans Urs Von Balthasar, Edinburgh, T & T Clark, 1986; Murphy,
F. A. Christ the Form of Beauty: A Study in Theology and Literature, Edinburgh,
T & T Clark, 1995. See also V. B. R. Viladesau, Theological Aesthetics: God in
Imagination, Beauty and Art, Oxford, Oxford University Press, 1999; A. Nichols,
The Word Has been Abroad: A Guide Through Balthasar’s Aesthetics, Edinburgh,
T & T Clark, 1998; No Bloodless Myth: A Guide Through Balthasar’s Dramatics,
Edinburgh, T & T Clark, 2000; Say It Is Pentecost: A Guide Through Balthasar’s
Logic, Edinburgh, T & T Clark, 2001; T. O’Meara, “Of Art and Theology: Hans
Urs von Balthasar’s Systems,” Theological Studies, 42, 1981, pp. 272–276; and
L. Roberts, “A Critique of the Aesthetic Theology of Hans Urs von Balthasar,”
American Benedictine Review.
Postreligious Aesthetics and Critical Theory • 135
3
H. U. von Balthasar, Herrlichkeit, Einsiedeln, Johannes Verlag, 1961–69, I,
p. 432.
4
L. Roberts, The Theological Aesthetics of Hans Urs von Balthasar, Washington,
The Catholic University of America Press, 1987, p. 241.
5
L. Dupré, “The Glory of the Lord: Hans Urs von Balthasar’s Theological
Aesthetic,” Communio, no. 16, Fall, 1989, pp. 183 ff.
6
Balthasar, Herrlichkeit, IV, p. 34 and I, p. 422.
136 • Wayne Hudson
7
L. Roberts, The Theological Aesthetics of Hans Urs von Balthasar, p. 53.
8
Balthasar, Herrlichkeit, VII, p. 261.
9
For a positive reading of Feuerbach’s claims, see A. Van Harvey, Feuerbach
and the Interpretation of Religion, Cambridge, Cambridge University Press, 1995.
Postreligious Aesthetics and Critical Theory • 137
10
Here Balthasar’s work is influenced by the Greek church Fathers, by
Ignatius of Loyola, and by the distinguished philosophical anthropologist Erich
Przywara.
138 • Wayne Hudson
whole, the sound, the shining. The modern term ‘the beautiful’
is unavoidable here, but it is inadequate for what is meant. An
aesthetics of transcendental beauty implies that there is an intrin-
sic link between beauty and goodness, and that everything beau-
tiful indicates, in some measure, a beauty higher than inner
worldly beauty. Balthasar implies that modern philosophy does
not possess adequate concepts with which to think the world as
it appears to us because the material realities around us have
modes or ‘characters’ that add nothing to what there is, but are
not graspable by reference to finites. This is a powerful claim
because it implies that Balthasar’s stress on ‘divine glory’ chal-
lenges neo-Kantian attempts, from Hermann Cohen to Lyotard,
to reduce ‘glory’ to a purely subjective humanist sublime, explic-
able in terms of the capacity of the faculties of the subject to
grasp or fail to grasp Ideas. According to Balthasar the radiance
of the divine ‘glory’ comes from the form, not from the subject.11
What is seen is the doxa of the form: the kalon (from kalein: to
call) has a vocative dimension.
11
Balthasar, Herrlichkeit, IV, p. 31.
Postreligious Aesthetics and Critical Theory • 139
12
See H. Blumenberg, Work on Myth, trans. R. Wallace, Cambridge, MIT,
1985, part one, chpt. 1. For discussion and analysis of the work of Hans
Blumenberg, see W. Hudson, “After Blumenberg: Historicism and Philosophical
Anthropology,” History of the Human Sciences, vol. 6, no. 4, 1993, pp. 109–116.
13
P. Unger, Philosophical Relativity, Oxford, Blackwell, 1984, chaps 1 and II.
14
Cf. the discussion of Bloch’s doctrine of utopian surplus in W. Hudson,
The Marxist Philosophy of Ernst Bloch, London and New York, Macmillan and
St Martins, 1982, pp. 106–9, 173–183.
15
The literature on what Germans mean by transcendental philosophy in
140 • Wayne Hudson
II
English tends to down play the metaphysical dimension of this tradition. See
W. Leinfellner, “The Development of Transcendentalism—Kant, Schopenhauer
and Wittgenstein,” in eds. K. S. Johannssen and R. Nordenstam, Wittgenstein—
Aesthetics and Transcendental Philosophy, Vienna, Hölder-Tempsky, 1981, pp.
54–69 and, now, J. Malpas, From Kant to Davidson: Philosophy and the Idea of the
Transcendental, New York, Routledge, 2002.
16
For Merleau-Ponty on the body, see eds. F. Evans and L. Lawlor, Chiasms:
Merleau-Ponty’s Notion of Flesh, Albany, State Univerity of New York, 2000.
Postreligious Aesthetics and Critical Theory • 141
17
Cf. P. Koslowski, Die Postmoderne Kultur: Gesellschaftlich-Kulturelle Konse-
quenzen der technischen Entwicklung, Munich, Beck, 1987; and his Die religiöse
Dimension der Gesellschaft Religion und ihre Theorie, Tübingen, Mohr, 1985.
142 • Wayne Hudson
18
Such a research program should not be confused with calls for the reen-
chantment of art or with conservative attempts to return to John Ruskin’s
watered down version of theoria.
19
See, for example, J. A. Passmore, “The Dreariness of Aesthetics,” (1951)
reprinted in W. Eldon, Aesthetics and Language, Oxford, Blackwell, 1984, pp.
35–55; T. Eagleton, The Ideology of the Aesthetic, Oxford, Blackwell, 1990; ed.
H. Foster, The Anti-Aesthetic: Essays on Postmodern Culture, Port Townsend, Bay
Press, 1983; V. Burgin, The End of Art Theory: Criticism and Postmodernity, London,
Macmillan, 1986; G. Vattimo, “The Death or Decline of Art,” in The End of
Modernity, trans. J. R. Snyder, Cambridge, Polity, 1988, ch. 3. Compare T. Bennett’s
discussion of “Really Useless Knowledge: A Political Critique of Aesthetics,”
in Outside Literature, London, Routledge, 1991, chpt. 6, and more recently,
W. Welsch, Undoing Aesthetics, New York, Sage, 1997. On art history, see
D. Preziosi, Rethinking Art History Meditations on a Coy Science, New Haven,
Yale University Press, 1988, L. Niethammer, Has History Ended? trans. P. Camiller,
London, Verso, 1992, Hans Belting, The End of Art History, trans. C. Wood,
Chicago, Chicago University Press, 1987; and A. Danto, After the End of Art,
Princeton, Princeton University Press, 1997.
20
G. Lukács, Über die Besonderheit als Kategorie der Ästhetik, Darmstadt,
Luchterhand, 1967.
Postreligious Aesthetics and Critical Theory • 143
21
F. Fehér and A. Heller, “The Necessity and Irreformability of Aesthetics,”
in eds. A. Heller and F. Fehér, Reconstructing Aesthetics: Writings of the Budapest
School, Oxford, Blackwell, 1986, p. 21.
144 • Wayne Hudson
22
On Renaissance theories of phantasm see I. P. Couliano, Eros and Magic
in the Renaissance, trans. M. Cook, Chicago, Chicago University Press, 1987,
chpt. 1 “Phantasms at Work.”
23
Among a considerable natural scientific literature, see T. Reutschler, B. Herz-
berger and D. Epstein, Beauty and the Brain: Biological Aspects of Aesthetics, Basel,
Birkhäusler, 1988, part V.
Postreligious Aesthetics and Critical Theory • 145
24
For comparison, see F. Schuon, “Foundations for an Integral Aesthetics,”
Studies in Comparative Religion, Summer 1976, pp. 130–35.
25
For the view that all value is radically contingent, see B. H. Smith,
Contingencies of Value, Cambridge, Harvard University Press, 1988, chpt. 3. Cf.
P. Bourdieu, Distinction, Cambridge, Harvard University Press, 1984, and, more
recently, “The Historical Genres of a Pure Aesthetic,” in R. Shusterman, Analytic
Aesthetics, Oxford, Blackwell, 1989.
26
See J. Pefanis, Heterology and the Postmodern: Bataille, Baudrillard and Lyotard,
Sydney, Allen and Unwin, 1991.
27
Here account needs to be taken of the phenomenological turn in recent
French philosophy and the work of Jean-Luc Marion, in particular. See
146 • Wayne Hudson
Dominique Janicaud et al., Phenomenology and the ‘Theological Turn’: The French
Debate, New York, Fordham University Press, 2000, and Jean-Luc Marion,
Prolegomena to Charity, New York, Fordham University Press, 2002, and The Idol
and Distance: Five Studies, New York, Fordham University Press, 2001.
28
The debates between Balthasar and the great Protestant theologian Karl
Barth can be usefully reread here by an approach, which interprets both of
their theological hermeneutics from a realist standpoint. See Balthasar’s impor-
tant study, Karl Barth, Darstellung und Deutung seiner Theologie, Cologne, Hegner,
1951, translated by J. Drury, The Theology of Karl Barth, New York, Holt, Rinehart
and Winston, 1971.
29
For an excellent collection, see the special issue of Topoi, vol. 7, no. 2, 1988:
Who Comes After the Subject? In a related spirit, see Derrida’s important essay
‘Introduction: Desistance” to P. Lacoue-Labarthe, Typography Mimesis, Philosophy,
Politics, Cambridge, Harvard University Press, 1989, pp. 1–42.
Postreligious Aesthetics and Critical Theory • 147
30
See N. Wolterstorff, Works and Worlds of Art, Oxford, Clarendon Press,
1980, especially part seven ‘Projected and Actual’, and ‘Art in Action’, Grand
Rapids, Eerdmans, 1988.
31
N. Wolterstorff, “After Analysis and Romanticism,” in ed. R. Shusterman,
Analytic Aesthetics, Oxford, Blackwell, 1989, pp. 55–6.
148 • Wayne Hudson
III
32
See eds. D. Freundlieb and W. Hudson, Reason and Its Other: Rationality in
Modern German Philosophy and Culture, Oxford, Berg, 1993.
33
For Hegel on aesthetics see R. Wicks, Hegel’s Theory of Aesthetic Judgment,
New York, Peter Lang, 1994, and for Heidegger on aesthetics, see J. J. Kockelmans,
Heidegger on Art and Art Objects, The Hague, Nijhoff, 1988.
Postreligious Aesthetics and Critical Theory • 149
34
For Schelling, art is a form of creativity in which our nonconceptual knowl-
edge of ourselves (intellektuelle Anschauung) manifests itself. See D. Jähnig,
Schelling: Die Kunst in der Philosophie, 2 vols, Pfüllingen, Neske, 1966.
35
On the philosophy of institutions, see A. Gehlen, Studien zur Anthropologie
und Soziologie, Berlin, Luchterhand, 1963, and Man in the Age of Technology trans.
P. Lipscomb, New York, Columbia University Press, 1980. For discussion see
K. O. Apel, “Arnold Gehlens Philosophie der Institutionen und die Metainsti-
tution der Sprache” in Transformation der Philosophie, I, Frankfurt am Main,
Suhrkamp, 1973, pp. 197–221.
150 • Wayne Hudson
works of art and so cannot engage with issues that only mani-
fest at the level of detail. He is also confined to Eurocentric mate-
rials, despite the undeniable importance of world art and Chinese,
Japanese and Korean aesthetics for educated discussion of the
significance of works of art in the context of Critical Theory.
Moreover, Habermas’ theory of communicative action does not
seriously address non-Western or pre-modern data.36 He also has
no way of relating actual art works to the specific and historic-
ally changing conditions of aesthetic ‘sense’.
36
For discussion of Habermas’s attempts to integrate aesthetics within his
account of communicative rationality, see D. Ingram, “Habermas on Aesthetics
and Rationality: Completing the Project of Enlightenment,” in New German
Critique, no. 53, 1991, pp. 67–103.
37
For an excellent collection of essays, see Jürgen Habermas, Religion and
Rationality. Essays on Reason, God, and Modernity, London, Polity, 2002. It is true
that the late Habermas retreats from his early view that dissolution of religious
consciousness is desirable and from the notion that religion can be replaced
by a rational theology in contemporary society. Nonetheless, the secular char-
acter of his approach remains unchanged.
Postreligious Aesthetics and Critical Theory • 151
38
Re-emphasising experience in this way also captures Dieter Henrich’s
research into our experience of a never representable and ungraspable ground.
For an excellent discussion, see D. Freundlieb, Dieter Henrich and Contemporary
Philosophy: The Return to Subjectivity, Aldershot, Ashgate, 2003.
39
See eds. D. Freundlieb and W. Hudson, Reason and Its Other: Rationality in
Modern German Philosophy and Culture.
Postreligious Aesthetics and Critical Theory • 153
40
For detailed discussion, see my The Reform of Utopia, London, Ashgate,
2004, in press, chapter 3 and Appendix 2.
41
A program to historicise aesthetics also qualifies the work of recent French
philosophers such as Lyotard and Derrida. Cf. D. Carroll, Paraesthetics: Foucault,
Lyotard, Derrida, New York, Methuen, 1987, esp. chpt. 8.
42
This perspective integrates many recent discussions seeking to combine
154 • Wayne Hudson
the work of Foucault with Critical Theory. It suggests how to reconcile the
need for a plurality of critical discourses with explorations of diverse ‘aes-
thetics of existence’. See T. Osbourne, “Critical Spirituality: On Ethics and
Politics in the Later Foucault” in S. Ashenden and D. Owen, Foucault Contra
Habermas: Recasting the Dialogue Between Genealogy and Critical Theory, London,
Sage, 1999, chapter 2; and P. Hohendahl and J. Fisher, Critical Theory: Current
State and Future Prospects, New York, Berghahn Books, 2001.
Peter Douglas
Introduction
1
For material relevant to this argument, see Jürgen Habermas, “Die Phi-
losophie als Platzhalter und Interpret,” Moralbewusstsein und kommunikatives
Handeln, Frankfurt am Main, Suhrkamp, translated in After Philosophy: End of
Transformation? Eds Kenneth Baynes et al., Cambridge, Mass., MIT Press, 1987;
Postmetaphysical Thinking: Philosophical Essays, trans. W. M. Hohengarten,
Cambridge, Mass., MIT Press, 1992; and The Inclusion of the Other: Studies in
Political Theory, trans. C. Cronin & P. de Grieff, Cambridge, Polity Press, 1998.
2
Jürgen Habermas, Theory and Practice, trans. John Viertel, Boston, Beacon
Press, 1974, p. 285, note 38.
156 • Peter Douglas
3
Habermas’ doctoral dissertation, Das Absolute und die Geschichte. Von der
Zwiespältigkeit in Schellings Denken (University of Bonn, 1954) addressed in an
historical and systematic fashion the repeated attempts of Schelling and his
contemporaries to solve the problem of ultimate foundations. See Thomas
McCarthy, The Critical Theory of Jürgen Habermas, Cambridge, Polity Press, 1984,
p. 403.
Habermas, Schelling and Nature • 157
For the purposes of this essay what is more important than this
illegitimate recourse to an a priori difference between rationality
and interpretation, is that the promise of overcoming this dif-
ference acts to forestall the need for a conception of the real out-
side of language. If, as Habermas argues, “[o]ur first sentence
expresses unequivocally the intention of a universal and uncon-
strained consensus,” even if such a consensus must be continu-
ally tested in the contingencies of intersubjective communication,
then it is this promise that the world-disclosing capacity of inter-
pretive discourse can eventually be subsumed within the legit-
imating discourse of propositional language that defers indefinitely
4
Andrew Bowie, Schelling and Modern European Philosophy: An Introduction,
London & New York, Routledge, 1993, p. 183.
5
Ibid., p. 186.
158 • Peter Douglas
6
Habermas, Knowledge and Human Interests, trans. Jeremy J. Shapiro, Cam-
bridge, Polity Press, 1987, p. 314.
7
Manfred Frank, Stil in der Philosophie, Stuttgart, Reclam, 1992, p. 83, cited
in Bowie, Schelling and Modern European Philosophy: An Introduction, p. 188.
Habermas, Schelling and Nature • 159
8
Habermas, Knowledge and Human Interests, p. 286.
9
See McCarthy, The Critical Theory of Jürgen Habermas, pp. 110–125.
160 • Peter Douglas
10
Habermas, Theory and Practice, pp. 21–22.
11
Habermas as cited in William Outhwaite, Habermas: A Critical Introduction,
Cambridge, Polity Press, 1994, p. 33.
12
Habermas, Knowledge and Human Interests, p. 314.
Habermas, Schelling and Nature • 161
13
See McCarthy, The Critical Theory of Jürgen Habermas, p. 403, note 117.
162 • Peter Douglas
14
Ibid.
15
Ibid.
16
Habermas, Theory and Practice, p. 285, note 38.
Habermas, Schelling and Nature • 163
17
See Andrew Bowie “Translator’s Introduction,” On the History of Modern
Philosophy (translation of F. W. J. von Schelling, Zur Geschichte der neueren
Philosophie), Cambridge, Cambridge University Press, 1994, pp. 30–32.
Habermas, Schelling and Nature • 165
18
Schelling cited in ibid., p. 32.
19
Cited in ibid., p. 31.
20
Schelling cited in Bowie, Schelling and Modern European Philosophy: An
Introduction, p. 167.
166 • Peter Douglas
This point returns the discussion to the issue with which this
critique of Habermas was initiated. Along with Bowie’s above-
mentioned recognition of “the tension between language as the
medium of propositional assertion and of language as the medium
of world-disclosure” in contemporary philosophical debates,
comes the suggestion that this tension “in certain ways corre-
sponds to the difference between negative and positive phi-
losophy”21 in Schelling’s later work. As we have seen, negative
philosophy addresses the necessity of a world that already is,
whereas positive philosophy concerns itself with the contingent
fact of existence itself—that there is a world at all. In character-
ising Habermas’ approach as an example of the former, it has
been argued that the prospect of subsuming the world-disclos-
ing capacity of pre-propositional language into propositional
statements, of the contingency of nature into the necessity of
instrumental action, relies on the efficacy of his attempt to fore-
stall if not foreclose the need to consider the problem of ultimate
foundations. In contrast, Schelling finds ontological import in
the distinctions that Habermas would surmount.
21
Ibid., p. 183.
22
Cited in Bowie, “Translator’s Introduction,” p. 32.
Habermas, Schelling and Nature • 167
23
Schelling cited in Bowie, Schelling and Modern European Philosophy: An
Introduction, p. 136.
24
Schelling cited in ibid., p. 186.
25
Schelling cited in Bowie, “Translator’s Introduction,” p. 36.
168 • Peter Douglas
26
F. W. J. Schelling, Ideas for a Philosophy of Nature, trans. Errol E. Harris &
Peter Heath, Cambridge, Cambridge University Press, 1988, p. 36.
27
There is no well defined and generally agreed upon definition of a com-
plex system. However, it is possible to list some commonly accepted elements:
• complex systems are not restricted to specific scales of inquiry and often
involve interactions between different levels of organisation;
• they often have a large number of components or degrees of freedom;
• they are predominantly nonlinear and involve nonequilibrium and irre-
versible processes;
• they are open to their environment in the sense that they exchange
energy, material and information with their surroundings;
• they occur in both energy-conserving and energy-dissipating systems;
• causes and effects are not necessarily proportional;
• they often appear abruptly and undergo discontinuous changes that
suggest that the functional relations that might describe them are not
differentiable; and
• are recursive or iterative, involving positive or negative feedback.
An explanation of dynamical systems will be provided in what follows.
28
Bowie, Schelling and Modern European Philosophy, p. 10.
Habermas, Schelling and Nature • 171
29
F. W. J. Schelling, Grundlegung der positiven Philosophie (1832–3), ed. Horst
Fuhrmans, Turin, Bottega d’Erasmo, cited in Bowie, Schelling and Modern European
Philosophy, p. 148.
30
Joseph L. Esposito, Schelling’s Idealism and Philosophy of Nature, London,
Associated University Presses, 1977, p. 79.
31
Schelling cited in ibid., p. 100.
172 • Peter Douglas
32
Ibid., p. 79.
33
Schelling cited in Bowie, Schelling and Modern European Philosophy, p. 36.
Habermas, Schelling and Nature • 173
34
When a deterministic description of a system is not possible due to its
complexity, statistical models that relate the average behaviour of each particle
to the overall behaviour of the system are used.
174 • Peter Douglas
35
The term ‘nonlinearity’ does not lend itself to a simple definition as West
and Deering explain. “Linearity means a response in direct proportion to an
applied force; nonlinearity then means a disproportionate response. Here we
see that nonlinearity is not narrowly defined; to say the response is dispro-
portionate is to define it by what it is not. There are a large number of ways
that a response can be disproportionate, but only one way to be proportion-
ate (linear). The broad range of possible responses in part explains why non-
linear phenomena are so difficult to understand as a class—the only thing they
have in common is that they are not linear. Thus they share a common lack,
but may not possess any other feature in common.” B. J. West and B. Deering,
The Lure of Modern Science: Fractal Thinking (Studies in Nonlinear Phenomena in
Life Sciences—Vol. 3), Singapore; New Jersey; London, World Scientific, 1995,
p. 125.
Holt and Holt provide a similar explanation geometrically.
“The most easily grasped distinction between linear and nonlinear functions
is geometrical. Where a=f (b), if a plot with respect to b is a straight line, as the
independent variable b takes on all possible values in its domain, f is linear: if
the plot is any other curve, f is said to be nonlinear. More generally, a nonlin-
ear function (usually appearing as one of many other terms in an equation) is
a function which contains a variable raised to a power other than one or zero,
or a product of two or more variables, or a variable as the argument of a tran-
scendental function (e.g. sine or cosine). An equation containing one or more
of such nonlinear terms is then said to be a nonlinear equation, and the sys-
tem which inspired the equation is called nonlinear as well.” L. D. Holt and
G. R. Holt, “Regularity in Nonlinear Dynamical Systems,” British Journal of the
Philosophy of Science, vol. 44, 1993, pp. 712–713.
Nonlinearities arise when a variety of pathways through which individual
components influence the behaviour of others exist, for example, when a cer-
tain chemical present enhances (or suppresses) its own production as in a
Belousov-Zhaboyinskii reaction, or in the highly orchestrated system of inter-
Habermas, Schelling and Nature • 175
locking reactions that constitute fermentation. West and Deering also note that
nonlinearities lead to forms of stability and instability beyond those expected
in a linear world, with solitons mentioned as an example of enhanced stabil-
ity, and the irreversible behaviour of chaotic trajectories that are also solutions
to Newton’s equations of motion an example of strong instability (p. 79).
176 • Peter Douglas
36
It should be noted that what follows is not an orthodox interpretation of
state space descriptions of emergent phenomena. Many philosophers now
study state space as part of a recent shift in analytical philosophy of science
from logic and set theory to analyses of the mathematics used by scientists.
See for instance Bas Van Fraassen, Laws and Symmetry, Clarendon Press, Oxford,
1989. However, the interpretation that follows has more in common with
Deleuze’s ontological reading of state space, though it does not venture as far.
According to Delanda, Deleuze has taken up Poincaré’s topological studies
and emphasised the ontological difference that can be posited between recur-
rent features of state space and the trajectories these features determine. See
Manuel Delanda, Intensive Science and Virtual Philosophy, London, Continuum,
2002, p. 30.
178 • Peter Douglas
37
For accounts of the significance of irreversibility in physical (especially
chemical) systems see Ilya Prigogine, “Irreversibility and Space-Time Structure,”
Physics and the Ultimate Significance of Time, ed. David Ray Griffin, Albany, State
University of New York Press, 1986; The End of Certainty: Time, Chaos, and the
New Laws of Nature, New York, The Free Press, 1996; and Ilya Prigogine and
Isabelle Stengers, Order Out of Chaos: Man’s New Dialogue With Nature, London,
New Science Library, 1984.
Habermas, Schelling and Nature • 179
that both subject and object arise from the same processes in
nature.
38
Delanda, Intensive Science and Virtual Philosophy, p. 155.
Albrecht Wellmer
* The translator would like to thank Eric Little for a first version of this
translation. My gratitude as well to Bernadette Wegenstein for her invaluable
help with the final version.
This article was published in The Pragmatic Turn in Philosophy: Contemporary
Engagements between Analytic and Continental Thought, edited by William Egginton
and Mike Sandbothe, The State University of New York Press, 2004, all rights
reserved, and appeared in Critical Horizons, vol. 4, no. 1, 2003.
1
This is the revised and greatly expanded version of a lecture I first held
in 1995 at a conference on “Pragmatism Without Regulative Ideas?” at the
Institute for Cultural Science in Essen, Germany. This occasion explains the
strong and originally central reference to Karl-Otto Apel—who was present at
the conference and whose 75th Birthday marked the occasion of this event—
as well as the title of the essay. Later workings over have somewhat shifted
the weight, but the conclusion of the essay, in which I summarise my critique
of Apel, remains unchanged. Since the German publication of Mike Sandbothe’s
volume Die Renaissance des Pragmatismus (Weilerswist, Velbrück, 2000), I have
once more revised my article, prompted in large part by a criticism of Richard
Rorty’s (see notes 15 and 18). Several notes, and section 11, are newly written.
2
Aristotle, Metaphysics, in The Basic Works of Aristotle, ed. Richard McKeon,
New York, Random House, 1941, IV, 7, 1011b.
182 • Albrecht Wellmer
3
Immanuel Kant, Critique of Pure Reason, trans. Paul Guyer and Allen W.
Wood, New York, Cambridge University Press, 1997, B83/A58.
The Debate About Truth: Pragmatism without Regulative Ideas • 183
that the expression ‘p’ would thus have to emerge on the left
and right sides as differentiated functions: on the left side it is a
question of the statement (assertion, conviction) that p; on the
right side, juxtaposed to this, is the ‘state of affairs’ that p.
Nevertheless, it is of course no coincidence that we can specify
the ‘fact’ with which the statement (conviction) that p should
‘agree’, again, only with the help of the same sentence ‘p’, with
whose help the statement was also made (or the conviction
formulated).
Let us assume that someone claims: both doors are closed. I turn
around and determine that: no, both doors are not closed. It is
not the case, as it was asserted. Or in another situation, I deter-
mine: yes, both doors are closed. It is the case, as was asserted.
In both cases, therefore, I determine whether the assertion agrees
with reality, by determining whether it is thus the case, as was
asserted. The precondition for this is that I understand the sen-
tence ‘both doors are closed’, that I know to what the expres-
sion ‘both doors’ refers in this case, and that I can correctly use
the predicate ‘is closed’. If these preconditions are given, I can
determine, as a rule—if I find myself in an adequate position—
whether the doors are closed. My ability to determine whether the
two doors are closed is my ability to determine whether the
assertion that both doors are closed agrees with reality (whether
it is the case as asserted)—and this means: whether the asser-
tion is true.
Let us now return to our biconditional (T): the assertion that ‘p’
is true if and only if (really) p. The intuition that this sentence
expresses could also be reformulated as such: an assertion is true
if and only if it is the case as was asserted. We can now think
what place such an explanation of the concept of truth can have
in our practice of making assertions. This practice is of a nor-
mative kind: assertions are moves in a language game that are
‘justified’ or ‘unjustified’. We are entitled to assertions if we have
good reasons to assert that p, or if we have convinced ourselves
through our perceptions that p—or also if Someone whom we
have good reason to trust has said to us that p (that is, reason
for the assumption that this Someone could provide good rea-
sons). What we learn when we learn a language is—among other
things—to judge in a reasoned way and to distinguish between
justified and unjustified assertions (convictions). This suggests
a new interpretation of the biconditional (T), which frames it no
longer as an attempt to interpret truth as an agreement between
statements and states of affairs, but rather as an attempt to deter-
mine the place the word ‘true’ has in our assertive and justifi-
catory praxis. Accordingly, we could now read the biconditional
as such: someone is justified in asserting that p is true precisely
when he or she is justified in asserting that p. And this could
now be further interpreted as saying: to say that an assertion is
true is nothing other than to say that the assertion is legitimate
(grounded, justified). Truth would then become no more than
‘warranted assertability’ or ‘rational acceptability’. The concept
of truth would consequently be drawn back onto justification.
4
Wittgenstein, Tractatus Logico-Philosophicus, trans. C. K. Ogden, London,
Routledge, 1981, 4.024; translation modified.
The Debate About Truth: Pragmatism without Regulative Ideas • 187
Putnam has made clear that the words ‘true’ and ‘justifiable’
(referring to assertions or convictions) cannot be equated by ref-
erence to the grammar of these words: one is entitled (has good
reasons)—under certain conditions—to believe or to assert that
p—and such reasons can later be revealed to be insufficient.
‘Justification can be lost’5—justification is relative to time or cir-
cumstances and also to people, whereas truth ‘cannot be lost’—
that is, a conviction or an assertion cannot today or for me be
true and tomorrow or for you not be. Truth is trans-subjective
and timeless. This points to an grammatical difference between
the predicates ‘is true’ and ‘is justified’,6 which would certainly
5
Hilary Putnam, “Reference and Truth,” in Realism and Reason: Philosophical
Papers Vol. 3, Cambridge, Mass., Harvard University Press, 1983, p. 84.
6
Here I employ the concept of justification in a broad sense. An assertion
can be justified in a narrower sense by reasons that stand in an inferential con-
nection with the propositional content of an assertion. In the broader sense, it
can also be justified through reference to perceptions (or, indirectly, also to the
reliability or believability of another speaker). Cf. the analogous differentiation
by Robert Brandom in Making It Explicit, Cambridge, Mass., Harvard University
Press, 1994, chps. 3 & 4. Incidentally, I concur with McDowell—differently than
Brandom, Rorty, or Davidson—that convictions are also justified through
recourse to perceptions (although I also have some reservations about the
details McDowell’s argument). Rorty’s (Sellar’s, Davidson’s, and Brandom’s)
causal interpretation (that is, elimination) of the concept of experience is, in
my opinion, only convincing insofar as it is directed against the empirical ‘myth
of the given’: namely, against the idea that ‘sense data’ or ‘sensory feelings’
could play an epistemic role in the formation of our empirical convictions. A
remainder of this idea is still found in Quine’s concept of ‘stimulus meaning’.
Now Rorty rightly points out, for instance, that Davidson—to whom, among
others, he himself refers with regard to his own causalistic elimination of the
concept of experience—has long since dismissed the Quinean version of empiri-
cism. “Davidson substitutes a ‘distal’ theory of meaning formulated in terms
of public external objects; he allows no intermediate terrain of philosophical
188 • Albrecht Wellmer
Let us first make clear the point of the basic argumentation strat-
egy: if one eliminated the difference between truth and justifica-
tion, there would be relativistic consequences, because it is easy
to see that in the vertical dimension of historical time, as well
as in the horizontal dimension of a plurality of cultures, situa-
tions, and contexts, many mutually incompatible convictions are
held to be true by different people, in different cultures, etc., and
all with—prima facie—good reasons. This even goes for the history
of science—it is thus not only a problem for cultural pluralism.
But then there can be nothing disreputable in the (justifying) appeal to (lin-
guistically impregnated) perceptions; on the contrary, the implication of a causal
interpretation of non-inferential convictions lead us back to the possibility of
justifying such convictions through recourse to perceptions. In reality, how-
ever, the praxis of such justification has conceptual priority over a causal inter-
pretation of non-inferential beliefs (as far as the possible identification of the
corresponding causes is concerned). The causal interpretation is not false, but
first it is compatible throughout with an epistemic interpretation, and since we
must now give the epistemic interpretation an epistemic priority over the causal
interpretation, second, the causal interpretation of the concept of experience
reveals itself to be an empty piece of rhetoric that at best can remind us that
we are, even in perception and cognition, still (linguistically skilled) natural
beings.
190 • Albrecht Wellmer
(It would be absurd to assert, for example, that not one scientist
in the past had good reasons for theories he was convinced of,
even though we might today hold these theories to be false).
For Putnam, Habermas and Apel, the problem to solve is: how
is the ‘absoluteness’—in the sense of timelessness and non-index-
icality—of the concept of truth to be reconciled with the con-
ceptual connection between truth and justification? The answer
from all three authors is that opinion can be called ‘true’ which
would be accepted as justified under ideal conditions—condi-
tions which would have to be further specified. Characteristic
for all three versions of this answer is the following: the ideali-
sation upon which the explanation of the concept of truth seems
to be dependent must already be operative, as pragmatically
effective, on the level of everyday communication and argu-
mentative discourse, be it as ‘necessary presuppositions’ or as
‘regulative ideas’.7
7
For the following criticism of the ‘Idealisation Theory’ of truth see Albrecht
Wellmer, “Ethics and Dialogue,” in The Persistence of Modernity, trans. David
Midgley, Cambridge, Mass., The MIT Press, 1991, especially pp. 175–182, as
well as Wellmer, “Truth, Contingency and Modernity,” in Endgames: The
Irreconcilable Nature of Modernity, David Midgley, trans. Cambridge, Mass., The
MIT Press 1998, 137ff.
The Debate About Truth: Pragmatism without Regulative Ideas • 191
8
For example in Hilary Putnam, Reason, Truth and History, New York,
Cambridge University Press, 1981. I think that, in the meantime, Putnam’s
position has changed (cf. his criticism of consensus theory in “Philosophy as
a Reconstructive Activity: William James on Moral Philosophy,” in eds. William
Egginton and Mike Sandbothe, The Pragmatic Turn in Philosophy: Contemporary
Engagements between Continental and Analytic Thought (not final), the State
University of New York Press, forthcoming). For the sake of a clear presenta-
tion of my argument, I refer nevertheless to Putnam’s old formulation.
9
Cf. Karl-Otto Apel, “Fallibilismus, Konsenstheorie der Wahrheit und
Letztbegründung,” in Philosophie und Begründung, Forum für Philosophie Bad
Homburg, ed., Frankfurt a.M., 1986, IV.1: 139–150; IV.3: 151–163.
192 • Albrecht Wellmer
10
Cf. Jacques Derrida, “Structure, Sign, and Play in the Discourse of the
Human Sciences,” in Writing and Difference, trans. Alan Bass, Chicago, Chicago
University Press, 1978, p. 292.
The Debate About Truth: Pragmatism without Regulative Ideas • 193
The result thus far is that the concept of truth cannot be explained
with the help of the idea (or even the ‘regulative idea’) of justi-
fication—or of consensus—under ideal conditions. From this cir-
cumstance, Rorty has drawn the conclusion that ‘truth’ and
‘justification’ are two different concepts that have nothing to do
with one another. What matters for us in our discursive prac-
tices—everyday practices and scholarly research—is, according
to Rorty, not truth but justification. ‘Truth’, in contrast, would
be a semantic concept, useful for formal semantics or theories à
la Davidson. In this way, Rorty wants to cut through the inter-
nal connection between truth and justification, not in the sense
of metaphysical realism—which is the actual object of his cri-
tique—but rather in that he, as it were, lets the air out of the
194 • Albrecht Wellmer
11
I will come back to Rorty’s ‘cautionary’ use of ‘true’.
12
Rorty objected, in response to an earlier version of this work (in a per-
sonal communication), that I could not (in what follows in the next two sec-
The Debate About Truth: Pragmatism without Regulative Ideas • 195
stick, for the time being, to the basic intuition of Putnam, Haber-
mas, and Apel, that in order to understand the role that the
concept of truth plays for our discursive practices one must
understand not only the difference but also the internal connec-
tion between ‘truth’ and ‘justification’. Later on I will return to
Rorty’s thesis.
Next I would like to show why regulative ideas are not neces-
sary in order to explicate a normatively meaningful concept of
truth, and that the search for such an explication runs up against
a ‘grammatical error’. Herein I proceed from an internal con-
nection between truth and ways of reasoning (justification), which
could be explained by the following two theses: (a) The truth
conditions of statements are only given to us as conditions of jus-
tifiability and assertability, respectively. (b) Assertions (and in
general, convictions) are, according to their meaning—as valid-
ity claims—internally related to justification in a normative sense.
Assertions are only rightfully raised—convictions are only right-
fully held—if one can justify them. Nevertheless, to justify them
means to justify them as true. To justify the assertion (or con-
viction) that p is the same as to justify the assertion that ‘p’ is
true (and with this thesis we need not yet distinguish between
the different kinds of truth claims—empirical, evaluative, aesthetic,
hermeneutic, and moral—that we raise while speaking). That to
justify an assertion, that p, means to justify it as true, is the prag-
matic explanation of the semantic equivalence, ‘p’ is true = if p.
As soon as we explain the Tarskian equivalence pragmatically
in this way, it becomes clear at once that, in order to completely
explain it, we must take into account the difference between the
tions) simultaneously call upon Brandom and argue against a deflationist con-
cept of truth. I will attend to this objection further on (see section 11).
196 • Albrecht Wellmer
13
I have worked out the meaning of this difference in perspective from a
somewhat different point of view in my article “Verstehen und Interpretieren,”
Deutsche Zeitschrift für Philosophie 3, 1997. Robert Brandom has shown that it
is precisely thanks to this difference in perspective that a trans-subjective space
of truth can be constituted—(cf. “Knowledge and the Social Articulation of the
Space of Reasons,” Philosophy and Phenomenological Research, LV, no. 4, 1995:
903ff.). Brandom has worked out this idea in Making it Explicit, especially in
Ch. 8. Nevertheless, I have reservations concerning the reductive theory-design
in whose framework Brandom develops this idea. For a brilliant exposition of
the same idea, cf. also Sebastian Rödl, Selbstbezug und Normativität, Paderborn,
1998, especially 182ff.
The Debate About Truth: Pragmatism without Regulative Ideas • 197
14
For the connection between ‘justification’ and the ‘I-perspective’ cf. Sebastian
Rödl, ibid., 96ff.
198 • Albrecht Wellmer
15
One could take offence at the formulation ‘true for me’, after I claimed
that the grammar of ‘true’ does not allow such a formulation. My answer to
this (possible) objection has two parts: (1) in the present context it is a ques-
tion of there always being certain speakers who recognise something as true
(or justified). Thus one could also say that the differentiation between justifi-
cation as context-relative and truth as non context-relative is insofar mislead-
ing as, of course, the ‘taking-to-be-true’ is just as context relative as the
‘taking-to-be-justified’. This is also the reason, if I see it correctly, why Rorty
holds the concept of truth in the pragmatic context of our justification prac-
tices to be dispensable. Against this I will try to show to what extent the con-
cept of truth nevertheless plays a constitutive role in this context (see section
11). (2) As long as I have not shown this, the above-mentioned objection must
be taken seriously, because my arguments up to now leave open the possibil-
ity of a general fallibilistic reservation. Such a general fallibilistic reservation
would have as a consequence, however, that the only choice we would have
left would be between Apel and Rorty.
The Debate About Truth: Pragmatism without Regulative Ideas • 199
10
11
16
Michael Williams, in a an article on “Meaning and Deflationary Truth”
(The Journal of Philosophy, XCVI, no. 11 [1999]), has argued for an expressive role
of the concept of truth: “For a disquotationalist, ‘true’ offers a way of replac-
ing talk about the world with logically equivalent talk about words. This move
to the level of talk about words (‘semantic ascent’) gives us new things to gen-
eralise over—that is, linguistic objects, sentences—thereby enabling us to express
agreement and disagreement with sentences that we cannot specify: for exam-
ple because we do not know what they are (‘What the president said is true’)
or because there are too many of them (‘Every sentence of the form “P or not
P” is true’)” (547). This, I believe, corresponds to Rorty’s position. Against this
I would like to point to an ‘explicitating’ (Brandom’s term) role of the concept
of truth, which is not reducible to an “expressive” role in Williams’ sense.
202 • Albrecht Wellmer
17
Nevertheless, he says such things as these: “Large-scale astrophysical
descriptions of [the solar system, A.W.] are, if true at all, always true. So if
Kepler’s description is right now, it was right before Kepler thought it up.”
(“Charles Taylor on Truth,” in Truth and Progress, p. 90.) And, “It was, of course,
true in earlier times that women should not have been oppressed, just as it
was true before Newton said so that gravitational attraction accounted for the
movements of the planets.” (“Feminism and Pragmatism,” ibid., p. 225.) One
need only reverse the temporal direction of these sentences to see what a ‘con-
text-transcending truth-claim’ is: it is the kind of truth-‘claim’, like Kepler and
Newton raised it in their time, as they formulated and justified their theses
(namely, as true).
18
Richard Rorty, “Is Truth a Goal of Inquiry?”, ibid., p. 22.
The Debate About Truth: Pragmatism without Regulative Ideas • 203
19
If I use an expression of Brandom’s here, I am doing so—as already indi-
cated—not exactly in Brandom’s sense, since my intention is to make clear a
mutual relation of explication between ‘truth’ and ‘justification’. This is incom-
patible with a reductive theory-design. In fact, I should say: I (as a philoso-
pher) try to make explicit how the concept of truth is built into our discursive
practices. However, I believe that what I here say about the concept of truth
as ‘context-transcending’ corresponds in some way to what Brandom says
about the concept of objectivity as one of ‘perspectival form’: “What is shared
by all discursive perspectives is that there is a difference between what is objec-
tively correct in the way of correct concept application and what is merely
taken to be so, not what it is—the structure, not the content.” (Making It Explicit,
p. 600.)
20
Cf. For instance Rorty, Contingency, Irony, and Solidarity, Cambridge,
Cambridge University Press, 1989, pp. 12, 78: “the ironist’s preferred form of
204 • Albrecht Wellmer
argument is dialectical in the sense that she takes the unit of persuasion to be
a vocabulary rather than a proposition” (p. 78).
21
In a piece entitled “Gibt es eine Wahrheit jenseits der Aussagenwahrheit?”
in eds. Klaus Günther und Lutz Wingert, Die Öffentlichkeit der Vernunft und die
Vernunft der Öffentlichkeit. Festschrift für Jürgen Habermas, Frankfurt am Main,
2001.
22
From this it follows, of course, that the inferential concept of justification,
which I have invoked in the preceding considerations, is too narrow in real-
ity to help us to an appropriate concept of possible argumentation.
23
Ludwig Wittgenstein, On Certainty, trans. Denis Paul and G. E. M. Ascombe
New York, Harper & Row, 1969, § 203. “. . . we are interested in the fact that
about certain empirical propositions no doubt can exist if making judgements
is to be possible at all” (§ 308). And: “What stands fast does so, not because it
The Debate About Truth: Pragmatism without Regulative Ideas • 205
like “there’s a hand there,”24 about which one can quite easily
be mistaken, ‘only’, as Wittgenstein says, “not in particular cir-
cumstances”—in circumstances, to be sure, which cannot, as
Wittgenstein adds, exactly—in the sense of a rule—be specified
in advance.25 “The truth of my statements,” says Wittgenstein,
“is the test of my understanding of these statements.”26 And, “the
truth of certain empirical propositions belongs to our frame of
reference.”27 If I have until now assumed that we call ‘true’ those
beliefs that we take to be justified or recognise as justified, then
I have spoken above all about beliefs that are the possible object
of a controversy. Wittgenstein, in contrast, is concerned with
beliefs about which we cannot say what the meaning of a con-
troversy (a doubt) should be. We assume them to be justified,
without really being able to justify them. And that means that
they are truth ‘paradigms’.
29
One could object that what was said under (1) does not go together with
what was said under (2): Wittgenstein speaks of changes in language like
changes in nature (“the river-bed of thoughts may shift”), he can thus also eas-
ily say: “When language-games change, then there is a change in the concepts,
and with the concepts the meanings of words change” (Ibid., § 65). But that
means: in all language games something is undoubtably certain and some-
thing else is not, and what is certain and what is not changes with the chang-
ing of the language game. Against this I have spoken, with Rorty, of another
kind of changing of language games, one in which the invention of new vocab-
ularies is critically related to problems, incoherences, or dead ends—which an
established vocabulary has led to. Here then the language change is of the sort
that relates critically to the respective established language. Only from such a
perspective a problem emerges that in Wittgenstein’s description of language
changes cannot emerge at all: I mean the problem of a generalised fallibilistic
reservation, which both Apel and Rorty—the latter with the idea of a ‘cau-
tionary’ use of the concept of truth—postulate as necessary. For Apel this reser-
vation holds for all convictions with the exception of those which are ‘ultimately
grounded’; for Rorty it holds—just as for Davidson—in the sense that although
not all of our convictions can be false, any one taken individually may turn
out to be false. Were a general fallibilistic reservation—be it in Rorty’s or in
Apel’s version—justified, it would have to also incorporate Wittgenstein’s
doubtless ‘certainties’ and my references to Wittgenstein could appear to be
somehow displaced. Against this I believe that Wittgenstein’s considerations
contain arguments against both versions of a generalised fallibilism which I
have mentioned. I don’t want to speak here of Apel’s theses concerning an
“ultimate grounding of certain necessary presuppositions of rational discourse,”
which I have elsewhere criticised (“Ethics and Dialogue,” 182ff.); in what fol-
lows I will refer only to Rorty’s version. What Wittgenstein’s considerations
show, in my opinion, is that not any one of our convictions taken individually
can be false. As far as a particular, relatively stable system of reference is con-
cerned, this appears to be trivial, because—as Wittgenstein shows—it can still
only ever turn on an axis of non-doubtable convictions. Everything depends,
therefore, on what happens when ‘vocabularies’ are revised or new vocabu-
laries invented—when, hence, the ‘river-bed of thoughts’ shifts not merely in
a natural sense but rather in the context of a controversy about truth. In this
way, certainly, as I assumed above, many truths believed to be certain may be
put in question; but for the ‘empirical’ certainties discussed by Wittgenstein
as paradigmatic this cannot hold in the same sense as it does for common
errors or hypotheses, which can be revealed to be false. This is what I am argu-
ing for in the main text, and this is also what, in my opinion, makes an unqual-
The Debate About Truth: Pragmatism without Regulative Ideas • 207
perspective, one should not equate ‘false’ (in the sense of a prob-
lematic vocabulary) with ‘false’ (in the sense of ‘untrue’). But if
this is correct, then one should not say that each one of our con-
victions could turn out to be unjustified, but rather—if one wants
to say something general—that every vocabulary, every network
of convictions, may reveal itself to be in need of revision (and
in fact constantly does). If there were no paradigmatic certain-
ties = truths in Wittgenstein’s sense, then there would also be
no linguistic praxis with its accompanying possibility of revi-
sion. If one takes, however, what was said under (1) and (2)
together, then it becomes clear, as I believe, that a deflationist
interpretation of the concept of truth conceals constitutive traits
of our justification practices or, rather, makes them inaccessible
to an appropriate thematisation.
12
13
30
“Ethics and Dialogue,” 180f.
Dieter Freundlieb
* This article was first published in Critical Horizons, vol. 1, no. 2, 2000.
1
See the ground-breaking work of Klaus Düsing, Das Problem der Subjektivität
in Hegels Logik, Bonn, Bouvier, 1995. See also the earlier piece by Konrad Cramer,
“‘Erlebnis.’ Thesen zu Hegels Theorie des Selbstbewußtseins mit Rücksicht of
die Aporien eines Grundbegriffs nachhegelscher Philosophie,” Hegel-Studien,
Beiheft 11, 1974, pp. 537–603.
2
As is well known, Habermas claims that in spite of a promising initial
move by Hegel to overcome the mentalist paradigm, he never managed to
Why Subjectivity Matters • 213
leave it behind. The most recent occasion on which Habermas makes this
claim is his essay “From Kant to Hegel and Back again—The Move Towards
Detranscendentalization,” European Journal of Philosopy 7, 1999, pp. 129–157.
214 • Dieter Freundlieb
3
The main figures here are Hector-Neri Castañeda, Roderick M. Chisholm,
Gareth Evans, Thomas Nagel, John Perry, and Sydney Shoemaker. See also the
volume entitled Analytische Theorien des Selbstbewußtseins, ed. Manfred Frank,
Frankfurt am Main, Suhrkamp, 1994.
4
Henrich is best known for his path-breaking historical analyses of German
Idealist philosophy. But he has also produced important systematic work and
work that is both historical and systematic. Frank is known in the Anglo-
American world for his critique of poststructuralism but he is now also recog-
nised as a world authority on the philosophy of early German Romanticism.
5
See Manfred Frank, “Wider den apriorischen Intersubjektivismus. Gegen-
vorschläge aus Sartrescher Inspiration,” in Micha Brumlik & Hauke Brunkhorst,
hg., Gemeinschaft und Gerechtigkeit, Frankfurt am Main, Fischer Verlag, 1993,
pp. 273–289, “Subjektivität und Intersubjektivität” in Frank, Selbstbewußtsein
und Selbsterkenntnis, Stuttgart, Reclam, 1991, pp. 410–477, and “Selbstbewußtsein
und Argumentation” Amsterdamer Spinoza-Vorträge, July, 1995, Assen, Van
Gorkum, 1997. Dieter Henrich has openly criticised Habermas in his “Was ist
Metaphysik—was Moderne? Zwölf Thesen gegen Habermas” in Henrich,
Konzepte, Frankfurt am Main, Suhrkamp, 1987, pp. 11–43.
Why Subjectivity Matters • 215
6
Castañeda, “ ‘He’: A Study in the Logic of Self-Consciousness,” Ratio 8,
1966, pp. 130–157; and “Self-Consciousness, Demonstrative Reference, and the
Self-Ascription View of Believing,” in ed. James E. Tomberlin, Philosophical
Perspective 1 Metaphysics, Atascadero, Ridgeview, 1987, pp. 405–454.
7
“Vorwort,” Analytische Theorien des Selbstbewußtseins, p. 21.
8
See his “Attitudes de dicto and de se” in Lewis, Philosophical Papers, Oxford,
Oxford University Press, 1983, vol. I, pp. 133–159.
216 • Dieter Freundlieb
It is obvious even from this very brief sketch that the philoso-
phy of subjectivity is alive and well within contemporary ana-
lytic philosophy. This is why Habermas’ view according to which
the mentalist paradigm has become obsolete as a consequence
of the linguistic turn simply does not stand up to scrutiny. On
the contrary, there are many signs that a return to subjectivity
as a philosophical issue is still on the increase.11 But why did
Habermas reject what he calls the philosophy of the subject in
the first place? For Habermas (who, it seems to me, is only now
beginning to address the relevant issues)12 the philosophy of the
subject is primarily associated with the metaphysical program
of German Idealism, though his critique is directed at virtually
all its continental varieties. His critique basically focuses on two
aspects. The first one is his rejection of the philosophy of the
subject as a foundationalist program. Even in very recent work
he argues that the philosophy of the subject is wedded to the
9
“Self-Reference and Self-Awareness” reprinted in Shoemaker, Identity,
Cause, and Mind: Philosophical Essays, Cambridge, Cambridge University Press,
1984, pp. 6–18.
10
In Shoemaker and Richard Swinburne, Personal Identity, Oxford, 1984,
p. 104.
11
D. Henrich has recently diagnosed the current situation in his essay
“Inflation in Subjektivität?”, Merkur 586, 1998, pp. 46–54.
12
Frank, personal communication.
Why Subjectivity Matters • 217
13
J. Habermas, “Rorty’s pragmatische Wende,” Deutsche Zeitschrift für
Philosophie 5, 1996 (my translation).
218 • Dieter Freundlieb
14
M. Frank, Unendliche Annäherung. Die Anfänge der philosophischen Früh-
romantik, Frankfurt am Main, Suhrkamp, 1997.
15
“Die Philosophie als Platzhalter und Interpret,” in Moralbewußtsein und
kommunikatives Handeln, Frankfurt am Main, Suhrkamp, 1983, p. 17.
16
J. Habermas, Nachmetaphysisches Denken, Frankfurt am Main, Suhrkamp,
1988, p. 199.
Why Subjectivity Matters • 219
17
Ibid., p. 200.
18
“From Kant to Hegel and Back again—The Move Towards Detranscenden-
talization,” European Journal of Philosopy 7, 1999, p. 131.
220 • Dieter Freundlieb
19
Ibid., p. 132.
20
See Habermas, Nachmetaphysisches Denken, p. 27.
Why Subjectivity Matters • 221
21
D. Davidson: “A Coherence Theory of Truth and Knowledge” in Truth and
Interpretation: Perspectives on the Philosophy of Donald Davidson, hg. von Ernest
LePore, Oxford, Blackwell 1986, p. 310.
222 • Dieter Freundlieb
22
For example William Alston and Laurence BonJour. See William Alston,
“Perceptual Knowledge,” in The Blackwell Guide to Epistemology, ed. by John
Greco and Ernest Sosa, Oxford, Blackwell, 1999, pp. 223–242, and Laurence
BonJour “The Dialectic of Foundationalism and Coherentism,” pp. 117–142 in
the same volume.
23
This has serious consequences for Habermas’ consensus theory of truth.
24
For example in the recent essay by Jürgen Habermas, “Richtigkeit vs.
Wahrheit. Zum Sinn der Sollgeltung moralischer Urteile und Normen,” Deutsche
Zeitschrift für Philosophie 46, 1998, p. 189.
Why Subjectivity Matters • 223
Henrich also argues, following Leibniz and Kant, that our sense
of what is real in the world is in fact derived from the immedi-
ate experience of the reality of our own existence. This is what
ultimately supports and from which we derive our sense of what
else is real, apart from our own self. As a consequence, he believes
224 • Dieter Freundlieb
25
M. Frank, “Psychische Vertrautheit und epistemische Selbstzuschreibung,”
in Denken der Individualität. Festschrift für Josef Simon, ed. by Thomas S. Hoffmann
and Stefan Majetschak, Berlin & New York, de Gruyter, 1995, p. 74.
26
In his analysis of Schelling’s Die Weltalter, Wolfram Hogrebe argues that
reference to objects in the world is only possible on the basis of a ‘pre-seman-
tic’ cognitive relation between self and world. I take this to be a similar point
to Henrich’s argument. See Hogrebe, Prädikation und Genesis, Frankfurt am
Main, Suhrkamp, 1989.
Why Subjectivity Matters • 225
even though we know that the relation between the subject and
its bodily existence as a person is not of the same kind as the
relation between the subject and external objects. But, as is the
norm in the case of external objects, we normally do not have
privileged knowledge of what we are as persons with bodies.
Also, since we know ourselves as individual subjects, we know
that there can be other such subjects. Subjectivity and intersub-
jectivity are therefore co-terminous.
idea of the ‘hen kai pan’, that is, the notion that the diversity and
multiplicity of the world ultimately derives from an all-encom-
passing unity of which everything is and remains a part. Only
such a monistic ontology would allow us to see ourselves as
actually belonging to and having a meaningful place within the
world. And he sees the enduring achievement and contempo-
rary relevance of German Idealism in its attempt to develop new
conceptual frameworks (Begriffsformen) and a monistic ontology
that could make our precarious and intellectually puzzling place
in the world intelligible. As in the case of German Idealism, a
contemporary version of such a philosophy has to be meta-
physical in the sense that it needs to develop a speculative form
of thinking which transcends and unites existing but incompat-
ible ontologies.
27
See for example Frank, “Subjektivität und Intersubjektivität” in Frank
Selbstbewußtsein und Selbsterkenntnis, pp. 410–477. See also Frank, “Die Wiederkehr
des Subjekts in der heutigen deutschen Philosophie” in Frank, Conditio mo-
derna, Leipzig, Reclam, 1993, pp. 115–6 and “Against a priori Intersubjectivism”
in this book.
Why Subjectivity Matters • 229
28
A. Honneth, The Struggle for Recognition, Cambridge, Polity Press, 1994.
29
Henrich, Dieter “Die Zukunft der Subjektivität,” p. 9, Internet http://www.
geocities.com/Athens/Forum/7501/ph/dh/e4.html.
232 • Dieter Freundlieb
More than two hundred years have passed since an entire philo-
sophical movement focused on the knowledge that allows us to
form an originary epistemic relation to our own self. We can
refer to this knowledge as self-consciousness (Selbstbewußtsein).
However, the word Selbstbewußtsein is also used to signify a ten-
dency to emphasise one’s own accomplishments and qualities2
or else a reflective attitude towards one’s own behaviour, a ten-
dency which already presupposes the existence of what philoso-
phers mean by ‘self-consciousness’. This is why there were good
reasons for philosophers to associate this knowledge with the
use of the personal pronoun ‘I’ and to make our elementary
knowledge of ‘the Self’ a primary focus of philosophy.
The philosophical attention that was devoted to the self did not
just happen however, because self-consciousness is a significant
* This article was first published in Critical Horizons, vol. 4, no. 1, 2003, and
was translated by Dieter Freundlieb with permission from the author.
1
This essay is based on an Inaugural Lecture given by Dieter Henrich on,
13 November 1997, at the Humboldt University in Berlin on the occasion of
the honorary professorship the University awarded him. The essay was orig-
inally published in Deutsche Zeitschrift fuer Philosophie 46, 1998, pp. 31–44. It
was then republished in Dieter Henrich, Bewusstes Leben, Stuttgart, Reclam,
1999, pp. 49–73.
2
This applies to the German word Selbstbewußtsein. The English word ‘self-
consciousness’ does not have these connotations. ‘Self-assuredness’ is closer to
‘Selbstbewußtsein’ in this respect (translator’s note).
234 • Dieter Henrich
However, during the last two decades the situation and the
chances of a philosophy of the subject of just this kind have
become more propitious. The fact that some American philoso-
phers had begun to support such a project was only one factor
in this development. Two philosophical disciplines that, on the
face of it, would have appeared to be most inimical to the phi-
losophy of the subject began to recognise the significance of its
themes: analytic philosophy and the philosophers concerned
with the results of the neurosciences. Without addressing these
developments in detail we can state that one no longer needs to
238 • Dieter Henrich
For the moment I would like to address in some detail the prob-
lems one faces and the results one gets if our elementary knowl-
edge of the self is to be set up as a philosophical principle. In a
second somewhat programmatic step I will move on to the con-
clusions and applications that can be gained from this principle.
If our aim is an investigation into the first and most basic knowl-
edge we have of our own self, contemporary analytic philoso-
phy of language suggests that we should pay attention to the
system of personal and possessive pronouns we find in our lan-
guage. In fact, the philosophy of the subject has always estab-
lished its credentials by looking at the use of such pronouns as
the examples of Descartes’ ‘cogito’, Kant’s ‘I think’, and what
Fichte called the ‘absolute I’ demonstrate. No doubt, this phi-
losophy will remain indebted to such investigations. It is easy
to recognise the key role of ‘I’ within the system of pronouns
when it comes to articulating our knowledge of the self in sen-
tences. For the primary indexical expressions ‘here’ and ‘now’
already presuppose that the position of the speaker who relates
to himself by the pronoun ‘I’ has been fixed. ‘You’ and ‘we’ as
well imply that individuals have knowledge of themselves and
can refer to themselves. To be sure, the ‘I’ is part of the pronom-
inal system. But its priority in the case of the determination of
the semantics of ‘here’ and ‘now’ indicates that the mutual depen-
dency of the personal pronouns does not imply that they are all
of equal weight within the system.
within the circularity exemplified by the tale of the hare and the
hedgehog.
(2) It follows from this that something else must also be accepted:
the epistemic self-relation cannot be made intelligible and recon-
structed by building it up from one of its components. The com-
ponents must emerge simultaneously, and they are determined
and modified through their interdependence. This has conse-
quences for our understanding of the development of the con-
scious life we lead. To be sure, the epistemic self-relation, through
a number of steps, can reach a fully articulated clarity and develop
into what we can call a truly rational life. The self-relation is
Subjectivity as Philosophical Principle • 247
Once one has reached this point, a wide range of options opens
up. What has been said so far could even be used by neuro-
philosophers as an argument for the naturalistic thesis that all
knowledge emerges from material nature. But it is also possible
to connect what has been said with the tradition of speculative
metaphysics. The epistemic self-relation is then referred back to
a foundation that is not a form of knowledge with which we are
familiar but one that can be seen as a kind of self-relation and
to which, in its self-relation and the development of this rela-
tion, we can attribute the property of being more complex than
the constitution of subjectivity that forms our point of departure.
Whichever of these two options is to be preferred, we can say
about both that from a descriptive perspective we cannot get
beyond the limits of what the nature of our cognitive capacity
has furnished us with. And the epistemic self-relation forms a
prominent part of this capacity. Whatever arguments might moti-
vate us in the end to accept as true one or the other of the two
forms of emergence of the epistemic self-relation, we cannot
expect that this relation will allow us to derive, step by step, the
ground we must postulate in order to make its existence intel-
ligible. For we have seen already that its constitution can only
be described approximately. A ground upon which my self-knowl-
edge rests, in whatever way we might conceive of it, can only
be thought of as a hypothesis, a hypothesis that cannot be con-
verted into a proven cognition through some process of final
verification.
250 • Dieter Henrich
1
Ernst Tugendhat, Selbstbewußtsein und Selbstbestimmung. Sprachanalytische
Interpretationen, Frankfurt am Main, 1979, p. 87. Tugendhat says: “[. . .] this pos-
sibility of intersubjectivity is itself necessary, because it follows from the mean-
ing of ‘I’ ” (p. 88). Previously, he had claimed “that it generally has always
belonged to the usage of the word ‘I’ that he who uses it uses it so that he
knows that another can understand his speech in such a way that he refers to
260 • Manfred Frank
the same person with ‘he’” (p. 84). Tugendhat has since admitted that his the-
ory of self-consciousness is untenable in reaction to Dieter Henrich’s objections
(“Noch einmal in Zirkeln. Eine Kritik von Ernst Tugendhats semantischer
Erklärung von Selbstbewßtsein,” in Clemens Bellut & Ulrich Müller-Schöll,
eds. Mensch und Moderne. Beiträge zur philosophischen Anthropologie und
Gesellschaftskritik [= Festschrift for Helmut Fahrenbach], Würzburg, 1989, pp.
93–132).
2
And it is clearly a case of applied rule competence. More recent analyti-
cal work on the theory of consciousness has, however, persuasively demon-
strated that epistemic self-consciousness cannot be understood as a case of
successful language conditioning—such as mastering the usage of the first-
person singular pronoun. These rules can, rather, only be learnt by persons
familiar through direct acquaintance with the referent of ‘I’ or ‘my’.
3
Jürgen Habermas, Nachmetaphysisches Denken. Philosophische Aufsätze,
Frankfurt am Main, 1988, p. 32.
4
Jürgen Habermas, Theorie des kommunikativen Handelns, Vol. 1, Frankfurt
am Main, 1981, p. 527. The young Marx had already repeatedly protested
against the presumption of deriving the ‘real, empirical individual’ as the
‘result’ of a general process, for example (but not only) in the Ökonomisch-
philosophische Manuskripte (Karl Marx and Friedrich Engels, Werke, Berlin,
1957ff., 1st supplementary volume, p. 584): “This process must have a bearer,
a subject; but [allegedly] a subject first emerges as a result.” The individual
Against a priori Intersubjectivism. An Alternative Inspired by Sartre • 261
bearer of the social process and the social process itself are thus in a “relation
of absolute inversion.”
5
Daniel C. Dennett treats self-consciousness as a hermeneutically useful ‘fic-
tion’ and in so doing refers concurringly to Nietzsche and Derrida: Consciousness
Explained, Boston-Toronto-London, Little, Brown and Company, 1991, pp. 227
and 411.
6
I. Kant, AA IV, p. 429, p. 433 and VI, p. 395.
262 • Manfred Frank
7
H. Frankfurt, “Freedom of the Will and the Concept of a Person,” The
Journal of Philosophy, vol. 68, 1971, pp. 5–20. See also Georg Mohr, “Personne,
Personnalité et Liberté dans la Critique de la Raison Pratique,” Revue Internationale
de Philosophie, vol. 42, no. 3, 1988, pp. 289–319, esp. 297f.
8
I took a start in this direction in Selbstbewußtsein und Selbsterkenntnis. Essays
zur analytischen Philosophie der Subjektivität, Stuttgart, 1991, especially in essay
III (“Subjektivität und Intersubjektivität”), pp. 410ff.
Against a priori Intersubjectivism. An Alternative Inspired by Sartre • 263
9
“[. . .] If it is possible to lack knowledge and not lack any propositional
knowledge, then the lacked knowledge must not be propositional” (“Attitudes
‘De Dicto’ and ‘De Se’,” in Philosophical Papers I, Oxford, 1983, p. 139).
264 • Manfred Frank
10
Sydney Shoemaker, “Personal Identity: A Materialist’s Account,” in Shoe-
maker & Richard Swinburne, Personal Identity, Oxford, 1984, pp. 104f.
11
Habermas, Nachmetaphysisches Denken, p. 34.
Against a priori Intersubjectivism. An Alternative Inspired by Sartre • 265
II
12
Its precursor is Schelling’s critique of Hegel’s inability to overcome the
reflection model of self-consciousness (see Manfred Frank, Der unendliche Mangel
an Sein. Schellings Hegel-Kritik und die Anfänge der Marxschen Dialektik, enlarged
new edition, Munich, 1992, esp. Ch. III, pp. 151ff.) Later, Dieter Henrich restates
it as follows: “The claim that he [Hegel] could not relinquish the reflection
model is incidentally not refutable just because he believed that reflection could
only take place in a social interactive context. This has no impact on his account
of the structure of what ensues in this way” (“Selbstbewußtsein. Kritische
Einleitung in eine Theorie,” in Hermeneutik und Dialektik. Essays, vol. 1, ed.
R. Bubner, K. Cramer, R. Wiehl, Tübingen, 1970, p. 281).
13
Sartre, L’être et le néant. Essai d’ontologie phénoménologique, Paris, 1943,
p. 303. Sartre later gave up this attitude as a biographically motivated contin-
gency and at the end of his life arrived at a co-operativist interpretation of
being-with-others.
266 • Manfred Frank
14
“[. . .] this intuition, which acquaints us with our existence, also causes us
to know it with complete evidence that is neither in need of nor open to proof.
[. . .] I add that the immediate self-awareness (aperception) of our existence and
our thoughts provides us with the first a posteriori truths or truths of fact (ou
de fait), i.e. the first experiences, just as the identical [thus analytically true]
assertions provide the first a priori truths or truths of reason (ou de raison), i.e.
the first illuminations (les premières lumières). Both are resistant to proof and can
be called immediate; the former, because there is immediacy (immédiation)
between the faculty of understanding and its object; the latter, because there
is immediacy between the subject and the predicate”(Nouveaux Essais sur
l’Entendement Humain, Paris, Garnier-Flammarion, 1966, Livre IV, Chapitre IX,
pp. 383f.).
15
Jean-Paul Sartre, “L’espoir maintenant . . .,” in Le nouvel observateur, no.
800 du 10 au 16 mars 1980, p. 59.
16
Sartre, L’être et le néant. Essai d’une phénoménologie ontologique, Paris, 1943,
pp. 288ff.
Against a priori Intersubjectivism. An Alternative Inspired by Sartre • 267
17
Hegel, Enzyklopädie, §§ 424/5, in Theorie Werk-Ausgabe, eds. Karl Markus
Michel and Eva Moldenhauer, Frankfurt am Main, 1970, vol. 10, pp. 213/4.
18
Hegel, Theorie Werk-Ausgabe, p. 215.
19
These are Hegel’s own words: “self-consciousness is a reality to itself
according to its essential universality only in so far as it knows its reflection
in others (I know that others know me as a self)” (Theorie Werk-Ausgabe, vol.
4, p. 122, § 39).
20
Hegel, Phenomenology of Spirit, trans. A. V. Miller, Oxford, 1977, pp. 110–11,
115.
268 • Manfred Frank
21
So what is missing, as Sartre says, is “a common measurement for sub-
ject and object” (Sartre, L’être et le néant, p. 299). I can never experience from
the existence of me as an object that I myself am this object: “Etre objet c’est
n’être pas moi” (Sartre, L’être et le néant, p. 298).
22
Hegel, Theorie Werk-Ausgabe , vol. 4, p. 117, §§ 22/3; vol. 10, p. 213, § 424;
p. 228, § 438; Phenomenology, p. 139; Theorie Werk-Ausgabe, vol. 4, p. 122, § 38.
23
Sartre, L’être et le néant, pp. 299–300.
24
Hegel, Phenomenology of Spirit, p. 139.
Against a priori Intersubjectivism. An Alternative Inspired by Sartre • 269
25
“[. . .] m’établit dans mon être et pose le problème d’autrui à partir de mon
être. En un mot, le seul point de départ sûr est l’intériorité du cogito” (Sartre,
L’être et le néant, p. 300).
26
Fichte’s Werke, ed. I. H. Fichte, reprint Berlin, 1971, vol. III, pp. 35–52;
Schelling’s sämmtliche Werke, ed. K. F. A. Schelling, Stuttgart, 1856–64, vol. I/3,
pp. 538–557.
27
Schelling’s sämmtliche Werke, vol. I/3, p. 550.
270 • Manfred Frank
III
28
In Selbstbewußtsein und Selbsterkenntnis, p. 410ff., esp. pp. 464ff.
29
“Conscience de soi et connaissance de soi,” in Bulletin de la Société Française
de Philosophie, tome 42, 1948, pp. 49–91; reprinted in Manfred Frank, ed.
Selbstbewußtseinstheorien von Fichte bis Sartre, Frankfurt am Main, 1991, pp.
367–411.
30
Sartre,“Conscience de soi et connaissance de soi,” 51.6
Against a priori Intersubjectivism. An Alternative Inspired by Sartre • 271
31
Sartre, L’être et le néant, pp. 290f.
32
Sartre, L’être et le néant, p. 276.
33
Peter Strawson has, incidentally, analysed the non-dismissibility or the
272 • Manfred Frank
37
Sartre, L’être et le néant, pp. 286f.
274 • Manfred Frank
38
Letter to Hegel of 6 January, 1795.
Against a priori Intersubjectivism. An Alternative Inspired by Sartre • 275
39
Critique de la raison dialectique (précédé de Questions de méthode). Tome I,
Théorie des ensembles pratiques. Texte établi par Arlette Elkaïm-Sartre, Paris, 1985,
pp. 73, 167.
40
Sartre, Critique de la raison dialectique, pp. 154, 182
41
“One should call mankind a singular universal: by being inserted into a
[Heideggerian] totality of meaningfulness through his belonging to an histor-
ical epoch, man is defined (universalisé) as a universal; but he redefines the
borders of this epochal whole (il le retotalise) in re-establishing himself in it as
a singularity (en se reproduisant en elle comme singularité) (Sartre, L’idiot de la
famille, tome 1, Paris, 1971, p. 7). I have thoroughly examined this dialectic in
“Archäologie des Individuums. Zur Hermeneutik von Sartres ‘Flaubert’,” in
M. Frank, Das Sagbare und das Unsagbare, Frankfurt am Main, 2nd ed., 1989,
pp. 256–333). This dialectic corresponds to the way Marx talks of the ‘social
individual’ which, if separated from his epoch and living situations, would be
just as unthinkable “as language development without individuals who live
and speak together” (Karl Marx, Grundrisse der Kritik der politischen Ökonomie,
Berlin, 1953, p. 6). However, what cannot be explained without society, is not
for that reason the ‘result’ of social processes, and therefore of the universal.
That would rather be the reversed abstraction that Marx characterises as the
‘inverted world’ or ‘mystification’. Neither Marx nor Sartre hold the individual
276 • Manfred Frank
real subject [. . .] a predicate. But development always comes from the side of
the predicate.” (Commentary on § 268 of Hegel’s Philosophy of Law and Right,
cf. commentary on §§ 270, 279–280: the subject [is] necessarily an empirical
individual). For a criticism of Hegel’s subject-predicate inversion in the works
of Schelling, Feuerbach, and Marx cf. my Der unendliche Mangel an Sein, esp.
pp. 276ff., 298f. (each in context).
44
In the following, I adopt the main claims made in a doctoral thesis being
completed in Tübingen by Moritz Epple, Abstrakte Handlungen. Zur Diskussion
des “rational choice marxism” im Kontext der handlungstheoretischen Analyse moder-
ner Gesellschaften. This thesis will show that the methodological individualism
of analytical Marxists is a method which Marx himself had already employed.
A homogeneous social theory can be formulated by differentiating concrete
(situation dependent) and abstract (situation unspecific) rules of action, and
the abstract theoretical derivation of the latter from the former. Abstraction
theory, which evolved insufficiently in British empiricism (especially with
Berkeley), became conceptually refined in the number theory and logical investi-
gations of the early Husserl. According to the latter, abstract concepts (such as
number, plurality, or continuity) are to be thought of as grounded (‘fundiert’)
on a concrete (singular) intuition. They are, however, not immediately (as ‘pri-
mary content’) ‘derived’ from psychic experiences. Rather, they are mediated
by ‘reflection’.
With the help of abstraction theory, the concept of intentional action can now
be retained even within explanations of systemic orders. For the latter are noth-
ing other than ‘abstract actions’—assuming that the much too rigid rule con-
cept of mathematical game theory (which may be of explanatory value only
for the subsystem economy) can be made more flexible within a Wittgensteinian
and Davidsonian framework.
As a second step, Moritz Epple shows that this sort of pragmatically extended
and adjusted model of action can be made fruitful for the analysis of institutions.
In so doing, he is able to find support from the works of Winch, which explain
the regularity of behaviour not causally (as in the case of Althusser’s ‘struc-
tural causality’ or deterministic economism), but rather non-deterministically
278 • Manfred Frank
in terms of the concept of rule following. Patterns in social action can never-
theless be made comprehensible without any loss of the internal intelligibility
(and thus our hermeneutical understanding) of single individuals’ intentional
actions. At the same time, the capacity of social orders for innovation and their
openness to criticism becomes more easily understandable.
As a third step, Epple shows that society can in fact be grasped adequately
as a whole by methodological individualism. According to Wittgenstein, games
emerge in an irreducible plurality without being dependent on a universal lan-
guage or society as a whole from which they can all be deductively derived.
Here again, abstraction theory is can be deployed: the reciprocal relations
between (language and other) games or action contexts, even those that are
regulated differently, may be grasped by differentiating concrete and abstract
rules (of action). This would allow the abstract (situation unspecific) rules (of
action) to appear embedded in (and grounded by) concrete (situation sensi-
tive) ones (see project sketch p. 8). From this differentiation and from the abstrac-
tion theoretical derivation of the former from the latter, Moritz Epple can hope
to formulate a social theory made in one (theoretical) casting: Within this the-
ory action situations and individuals’ actions are posited as real, and it ascribes
to social institutions no independent reality in contrast to the actions consti-
tutive of them [. . .]. For every institution we can ask the question of which
individual actions establish the ‘usage’ of the rules that build the inner core
of the institution that is being investigated (see project sketch p. 9); cf. mean-
while Epple’s article “Karl Marx und die soziale Wirklichkeit,” Zeitschrift für
philosophische Forschung 48, 1994, 4, pp. 518–542.
45
Marx and Engels, Werke, vol. 3, p. 25.
46
Karl Marx, Grundrisse der Kritik der politischen Ökonomie, pp. 7 & 9.
Against a priori Intersubjectivism. An Alternative Inspired by Sartre • 279
In any case, I cannot and need not demonstrate here that Sartre’s
counter-conception to a priori intersubjectivism is convincing in
all aspects in order to be justified in talking about the failures
of the latter. Rather, our critical assessment of tradition-building
theories of intersubjectivity has taught us that those who do not
account for subjectivity from the start cannot later make it under-
standable as an inter-subject. In contrast, methodological indi-
vidualism opens doors to the field of intersubjective relations.
The plausibility of these attempts and the advantage they already
have due to their epistemological safeguard against a priori inter-
subjectivism, still make them attractive, despite manifest short-
comings and inconsistencies. I plead for the removal of these
weaknesses from the explanatory resources of a theory of com-
municative reason. Conversely, I suggest that intersubjectivism
not misconstrue the explanatory advantages of methodological
individualism with its pointless polemics, but rather that it quickly
convert them to its own use.
Kenneth MacKendrick
Gillian Rose, shortly before her death, noted that “It is strange
to live in a time when philosophy has found so many ways to
damage if not to destroy itself.”3 However, in agreement with
Cornelius Castoriadis, I suspect that the ‘death of subjectivity’
and the ‘end of philosophy’ are exaggerated reports.4 Still, it is
ironic that precisely when the ideals of rational thought, or at
least the aims of critical analysis, appear to be needed most, the
pre-emptive conclusions regarding the possibility of reason have
been encouraged to fall in either of two undesirable directions:
self-inflicted destruction (the cultural logic of late capitalism) or
political terror (nationalism, authoritarianism). This is, in fact,
* This article was first published in Critical Horizons, vol. 1, no. 2, 2000.
1
It would be irresponsible not to thank Andrea Brown, John Rundell, Stella
Gaon, Chris Brittain, Kelley, Darlene Juschka, Bill Arnal, and Stephan Dobson.
An earlier draft of this paper was presented at the American Academy of
Religion: Eastern International Region Conference, University of Toronto, April
17, 1998.
2
The original reads “True thoughts are those alone which do not under-
stand themselves” in Theodor W. Adorno, Minima Moralia, trans. E.F.N. Jephcott,
London, Verso, 1974, p. 192.
3
G. Rose, Mourning Becomes the Law, Cambridge, Cambridge University
Press, 1996, p. 1.
4
See Cornelius Castoriadis, World in Fragments, ed. and trans. David Ames
Curtis Stanford, Stanford University Press, 1997, p. 137 and Philosophy, Politics,
Autonomy, ed. David Ames Curtis, Oxford, Oxford University Press, 1991, pp.
13–32. For an innovative and persuasive critique of postmodern ‘deconstruc-
tions’ of subjectivity, see Slavoj ÒZiÏzek, The Ticklish Subject, London, Verso, 1999.
The Moral Imaginary of Discourse Ethics • 281
5
M. Horkheimer and T. W. Adorno, Dialectic of Enlightenment, trans. John
Cumming, New York, Continuum, 1990, p. xi.
6
For a brief reflection on Goya’s image from Los Caprichos, plate 43, see
David Couzens Hoy and Thomas McCarthy’s “Introduction” in Critical Theory,
Oxford, Blackwell Publishers, 1994, pp. 1–4.
7
I am using the term ‘dreamwork’ here in the Freudian sense, “the work
which transforms the latent dream into the manifest one,” keeping in mind
Freud’s fundamental insight into the phantasmic character of trauma, which
lies at the heart of moral consciousness. Sigmund Freud, Introductory Lectures
on Psychoanalysis: Vol. 1, trans. James Strachey, New York, Penguin Books, 1991,
p. 204.
8
J. Habermas, The Philosophical Discourse of Modernity, trans. Frederick G.
Lawrence, Cambridge, Mass., MIT Press, 1987, p. 129 and Moral Consciousness
and Communicative Action, trans. Christian Lenhardt and Shierry Weber Nicholsen
Cambridge, Mass., MIT Press, 1990 p. 102.
282 • Kenneth MacKendrick
9
Walter Benjamin quoted in Jürgen Habermas, “Consciousness-Raising or
Rescuing Critique” in Gary Smith, ed. On Walter Benjamin, Cambridge, Mass.,
MIT Press, 1988, p. 124.
The Moral Imaginary of Discourse Ethics • 283
10
Castoriadis, World in Fragments, p. 110. A similar critique of this problem
can be found in Seyla Benhabib’s essay “The Generalized and the Concrete
Other” in Situating the Self, New York, Routledge, 1992, pp. 148–177.
11
J. Habermas, The Theory of Communicative Action: Vol. 1, trans. Thomas
McCarthy, Boston, Beacon Press, 198, p. 137.
284 • Kenneth MacKendrick
12
Ibid., pp. 138–139.
The Moral Imaginary of Discourse Ethics • 285
13
Habermas, Moral Consciousness and Communicative Action, pp. 76–98 and
Communication and the Evolution of Society, trans. Thomas McCarthy, Boston,
Beacon Press, 1979, pp. 1–68.
14
Habermas, Moral Consciousness and Communicative Action, p. 58. Habermas
also writes, “What counts as rational is solving problems successfully through
procedurally suitable dealings with reality.” See Jürgen Habermas, Postmeta-
physical Thinking, trans. William Mark Hohengarten, Cambridge, Mass., MIT
Press, 1992, p. 35.
15
See Jürgen Habermas, The Inclusion of the Other, ed. Ciaran Cronin and
Pablo De Greiff, Cambridge, Mass., MIT Press, 1998, pp. 7ff. Also, Jürgen
Habermas, “Transcendence from Within, Transcendence in this World” in
Habermas, Modernity, and Public Theology, ed. Don S. Browning and Francis
Schüssler Fiorenza, New York, Crossroad, 1992, pp. 226–250.
16
Habermas, The Theory of Communicative Action, Vol. 1, p. 289.
286 • Kenneth MacKendrick
17
Habermas, The Philosophical Discourse of Modernity, pp. 115–117.
18
Habermas, The Theory of Communicative Action, Vol. 1, p. 288.
19
Habermas, Communication and the Evolution of Society, p. 9.
20
Ibid., p. 26.
The Moral Imaginary of Discourse Ethics • 287
21
Habermas, The Philosophical Discourse of Modernity, p. 7.
22
See Habermas, Communication and the Evolution of Society, pp. 69–94.
288 • Kenneth MacKendrick
23
J. Habermas, Justification and Application, trans. Ciaran P. Cronin, Cambridge,
Mass., MIT Press, 1993, p. 3.
24
Ibid., pp. 8–9.
25
Ibid., p. 11.
26
Ibid., p. 39.
The Moral Imaginary of Discourse Ethics • 289
27
Habermas, Communication and the Evolution of Society, p. 1.
28
A. Wellmer, The Persistence of Modernity, trans. David Midgley, Cambridge,
Mass., MIT Press, 1993, pp. 145–159.
29
A. Heller, Beyond Justice, Oxford, Basil Blackwell, 1987, p. 240.
30
Adorno understood this well when he asserted, “In general, the objectiv-
ity of empirical social research is an objectivity of the methods, not of what is
290 • Kenneth MacKendrick
investigated,” an argument that I also think holds true for Habermas’ recon-
structive sciences. Theodor W. Adorno, “Sociology and Empirical Research,”
The Positivist Dispute in German Sociology, ed. Theodor W. Adorno et al., trans.
Glyn Adey and David Frisby, London, Heinemann Educational Books, 1976,
p. 71.
31
Habermas, Justification and Application, pp. 30–39.
32
J. Habermas, “A Reply to My Critics” in Habermas, ed. John B. Thompson
and David Held, Cambridge, Mass., MIT Press, 1982, pp. 227–228.
33
For a particularly excellent critique of this problem in Habermas, see Stella
Gaon, “Pluralising Universal ‘Man,’’ The Review of Politics, vol. 60, no. 4, 1998,
pp. 685–718.
The Moral Imaginary of Discourse Ethics • 291
34
Habermas, The Inclusion of the Other, p. 7.
35
Habermas, Justification and Application, p. 50.
36
Gaon, “Pluralising Universal ‘Man,’’ p. 689.
37
Habermas, Justification and Application, p. 125.
38
A. Wellmer, Endgames, trans. David Midgley, Cambridge, Mass., MIT Press,
1998, p. 140.
292 • Kenneth MacKendrick
39
Ibid., pp. 142–145.
40
Ibid., p. 150.
41
M. Cooke, Language and Reason, Cambridge, Mass., MIT Press, 1994, p. 19.
42
Cornelius Castoriadis, The Imaginary Institution of Society, trans. Kathleen
Blamey, Cambridge, Mass., MIT Press, 1998, p. 74.
The Moral Imaginary of Discourse Ethics • 293
gap that Wellmer and Heller point out, namely, that Habermas
lacks sufficient grounds to adequately justify the conceptual priv-
ileging of communicative rationality as a universal and moral
form of rationality. The problem here is that if the validity claims
regarding the reconstructive sciences themselves cannot be re-
duced to ‘yes or no’ truth claims because they rely on indeter-
minate assumptions, or if the procedures of discourse cannot be
substantially questioned without assuming their validity, then
the procedure of justification, structurally, cannot yield impar-
tial (however fallible), non-contingent, or universally acceptable
results. In other words, Habermas smuggles a ‘transcendental
good’ into his moral theory of discourse without providing ade-
quate justification for doing so. By appealing to a normative
‘transcendence within’ Habermas must also simultaneously appeal
to a transcendental principle external to his moral theory of dis-
course. This problem aggravates the way in which Habermas
derives the universality of discursive moral principles (the prin-
ciple of discourse and the corollary principle of appropriateness).
Of central importance is whether Habermas can justify a prin-
ciple of discourse as the moral principle without assuming its
validity as an a priori or relying on metaphysical assumptions.
43
A. Horowitz, “Like a Tangled Mobile,” Philosophy and Social Criticism, vol.
24, no. 1, 1998, p. 16. For a similar critique see Jay M. Bernstein, Recovering
Ethical Life, New York, Routledge, 1995, pp. 58ff.
44
One is tempted here to introduce, pace Habermas, Lacan’s notion of the
inherent lack involved in all forms of symbolisation. In effect, the paradox pre-
sent in Habermas’ theory of communicative action is the symptom of impossi-
ble and necessary demands of conceptualisation. For a concise introduction to
Lacan’s theory of symbolisation, see Bruce Fink, The Lacanian Subject, New
Jersey, Princeton University Press and for Lacan’s relation to the political, Yannis
Stavrakakis, Lacan and the Political, New York, Routledge, 1999.
45
Horowitz, “Like a Tangled Mobile,” p. 19.
The Moral Imaginary of Discourse Ethics • 295
46
S. ÒZiÏzek, Looking Awry, Cambridge, Mass., MIT Press, 1991, pp. 141–142.
47
Castoriadis, Philosophy, Politics, Autonomy, p. 78.
48
Habermas, The Theory of Communicative Action: Vol. I, p. 382, quoted in
Horowitz.
49
Benhabib, Situating the Self, 38–46 and Heller, Beyond Justice, pp. 230–256.
296 • Kenneth MacKendrick
50
Several studies of Habermas’ theory of communicative action, particularly
analyses examining gender, have also pointed this out. See Marie Fleming,
Emancipation and Illusion, University Park, Pennsylvania State University Press,
1997, Joan B. Landes, Women and the Public Sphere, Ithaca, Cornell University
Press, 1988, and ed. Johanna Meehan, Feminists Read Habermas, New York,
Routledge, 1995. An even greater insight into this problem might be uncov-
ered through a Lacanian analysis, particularly Lacan’s idea of an ‘obscene
object.’ In other words, in order to maintain the consistency of a moral theory
of discourse, Habermas is obliged to import precisely those elements which
the structure of his theory forbids (‘the good’). See Slavoj ÒZiÏzek, Plague of
Fantasies, London, Verso, 1997, p. 213. ÒZiÏzek further argues that the philo-
sophical approach to ethics seems to be split between three options: substan-
tial ethics (communitarianism), procedural ethical universalism (Habermas and
Rawls), and ‘postmodern’ ethics, all three of which de facto privilege a certain
positive content. This positive content, the ‘obscene object’ of discourse ethics,
then could be read as an ideological kernel, the existence of which must be
denied (repressed) in order to maintain consistency.
The Moral Imaginary of Discourse Ethics • 297
51
The idea of a ‘vanishing mediator’ is taken from the work of Slavoj ÒZiÏzek.
See The Indivisible Remainder, London, Verso, 1996, pp. 92ff.
52
J. Whitebook, Perversion and Utopia, Cambridge, Mass., MIT Press, 1995,
p. 166.
53
Castoriadis, World in Fragments, p. 129.
298 • Kenneth MacKendrick
54
Castoriadis notes that communicative action is certainly an important
moment of psychoanalysis, but in no way defines its meaning or end: “The
end of psychoanalysis is not ‘interpretative understanding’ between the ana-
lyst and the patient . . . but rather a contribution to the patient’s access to
his/her own autonomy.” Castoriadis, Philosophy, Politics, Autonomy, p. 77.
55
See Renata Salecl’s critique of John Rawls in The Spoils of Freedom, New
York, Routledge, 1994, pp. 77–89 and S. ÒZiÏzek, The Ticklish Subject, pp. 171–239.
56
Jürgen Habermas, Knowledge and Human Interests, trans. Jeremy J. Shapiro,
Boston, Beacon Press, 1971, p. 257.
The Moral Imaginary of Discourse Ethics • 299
57
Habermas, The Theory of Communicative Action, Vol. 1, pp. 43ff.
58
Habermas, Communication and the Evolution of Society, pp. 69–129 and Moral
Consciousness and Communicative Action, pp. 116–188. For a good discussion of
the switch in Habermas’ understanding of knowledge and human interests to
a developmental perspective see Richard J. Bernstein’s “Introduction” in Habermas
and Modernity, ed. Richard J. Bernstein, Cambridge, Mass., MIT Press, 1991,
pp. 1–32.
59
J. Habermas, “Justice and Solidarity,” Hermeneutics and Critical Theory in
Ethics and Politics, ed. Michael Kelly, Cambridge, Mass., MIT Press, 1991, pp.
32–35.
60
Franklin Gamwell persuasively discuses the implicitly teleological frame-
work in Habermas’ universal pragmatics in contrast with Karl-Otto Apel’s
transcendental pragmatics. Franklin I. Gamwell, “Habermas and Apel on
Communicative Ethics,” Philosophy and Social Criticism, vol. 23, no. 2, 1997, pp.
21–45.
61
Habermas, Moral Consciousness and Communicative Action, pp. 158–160.
300 • Kenneth MacKendrick
62
Whitebook, Perversion and Utopia, p. 167.
63
For a summary of the dispute between Castoriadis and Habermas see
Whitebook, Perversion and Utopia, pp. 165–215. For Habermas’ response to
Castoriadis see Habermas, The Philosophical Discourse of Modernity, pp. 327–335
and Castoriadis’ brief remarks in Philosophy, Politics, Autonomy, pp. 47–80.
64
Castoriadis, The Imaginary Institution of Society, p. 127.
The Moral Imaginary of Discourse Ethics • 301
65
Ibid., pp. 160ff.
66
C. Castoriadis, “Democracy as Procedure and Democracy as Regime,”
Constellations, vol. 4, no. 1, 1997, p. 2.
67
Social imaginary significations are “significations that are relatively inde-
pendent of the signifiers that carry them and . . . they play a role in the choice
and in the organisation of these signifiers.” Castoriadis, The Imaginary Institution
of Society, p. 139 and World in Fragments, pp. 7ff.
302 • Kenneth MacKendrick
68
Castoriadis, World in Fragments, p. 143.
69
Castoriadis, The Imaginary Institution of Society, p. 238.
70
See Heller, “Habermas and Marxism,” p. 23. Peter Dews also makes a sim-
ilar argument, although he explores it along different lines. Dews comments
that Habermas seems to be aware of the problem of eliminating all ties to affec-
tivity, noting that Habermas has, on occasion, “expressed the view that the
anthropocentric orientation of discourse ethics needed to be supplemented by
an ethics of sympathy” in the form of anamnestic solidarity, which, quoting
Habermas, signifies an attempt to sustain a “compassionate solidarity with the
despair of the tormented who have suffered what cannot be made good again.”
Peter Dews, The Limits of Disenchantment, London, Verso, 1995, p. 153.
71
Castoriadis, World in Fragments, p. 159.
The Moral Imaginary of Discourse Ethics • 303
72
For Castoriadis’ understanding of creation and creativity, see The Imaginary
Institution of Society, pp. 195–201. For an equally innovative understanding of
the creative character of human action, see Hans Joas, The Creativity of Action,
trans. Jeremy Gaines and Paul Keast, Chicago, University of Chicago Press,
1996.
73
Castoriadis argues that a democracy reduced to a set of procedures risks
eliminating the ultimate goals of collective life by dissociating all discussion
relative to these goals from the political form of the regime. Castoriadis,
“Democracy as Procedure and Democracy as Regime,” p. 1.
74
Habermas, The Theory of Communicative Action: Vol. 1, p. 398 (quoted by
Castoriadis).
75
Castoriadis, Philosophy, Politics, Autonomy, p. 79.
76
It should be noted that Habermas’ critique of Castoriadis remains largely
intact here. Despite the fact that Habermas cannot establish the link between
universality and ground, his critique, that “Castoriadis cannot provide us with
the figure of mediation between the individual and society” still remains valid.
As Joel Whitebook notes, “Castoriadis shares Kant’s problems and is guilty of
304 • Kenneth MacKendrick
Conclusion
78
Castoriadis, The Imaginary Institution of Society, p. 74.
79
Castoriadis, World in Fragments, pp. 126–129.
80
Castoriadis, “Democracy as Procedure and Democracy as Regime,” p. 1.
306 • Kenneth MacKendrick
81
Bernstein, Recovering Ethical Life, pp. 180–191.
82
Developments in moral theory working in this direction, especially regarding
the rethinking of Kant through Lacan, can be found in the work of the Slovene
Lacanian School. See Joan Copjec, ed. Radical Evil, New York, Routledge, 1995;
Salecl, The Spoils of Freedom; ÒZiÏzek, The Plague of Fantasies and “Kant with (or
against) Sade” in The ≥ZiÏzek Reader, ed. Elizabeth Wright and Edmond Wright,
Oxford, Blackwell, 1999 and Alenka ZupanÏciÏc, Ethics of the Real, London, Verso,
2000.
John Rundell
Introduction
4
In this context, it can be suggested that Honneth’s position with regard to
his critique of Habermas’ work is similar in many ways to Schiller’s own crit-
ical position to Kant. Both draw on notions of the creative imagination drawn
from an idea of play to give substance to notions of subjectivity that have been
emptied out at the hands of formalistic philosophy.
5
As far as Habermas is concerned this aspect of over-socialisation is a the-
oretical disposition that is structured even into his earliest work. See, for exam-
ple, “Toward a Theory of Communicative Competence,” Recent Sociology,
no. 2, ed. Hans Peter Dreitzel, London, Macmillan, 1970, pp. 115–148, and his
reading of Freud in Knowledge and Human Interests, London, Heinemann, 1974.
See also Joel Whitebook’s critique in Perversion and Utopia, Cambridge, Mass.,
The MIT Press, 1995.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 309
6
D. Wrong, “The Oversocialized Conception of Man in Modern Sociology,”
American Sociological Review, vol. 26, no. 1, April 1961, pp. 183–193.
7
See Cornelius Castoriadis, “Anthroplogy, Philosophy, Politics,” Thesis Eleven,
49, May, 1997, pp. 99–116.
310 • John Rundell
8
See Cornelius Castoriadis, World in Fragments, ed. & trans. David Ames
Curtis, Stanford, Stanford University Press, 1997; Philosophy Politics, Autonomy,
ed. David Ames Curtis, Oxford, Oxford University Press, 1991; The Imaginary
Institution of Society, trans. Kathleen Blamey, Cambridge, Polity Press, 1987;
“Anthropology, Philosophy, Politics,” Thesis Eleven, no. 47, May, 1997, pp. 99–116.
Castoriadis’ imaginary turn shifts an interpretation of the imagination from
one interpreted in predominantly aesthetic, fictive terms. Whilst it is beyond
the scope of this paper to provide a genealogy of modern notions of the imag-
ination, in brief, this particular interpretation was cemented in the context of
the conceptual division of labour that emerged in the dispute between the
Enlighteners and the Romanticists. If one views Kant’s work as paradigmatic
in the case of the Enlighteners, the faculty of the imagination plays a central
yet suppressed role. In Romanticism, the imagination predominates, especially
if it is interpreted from an aesthetic perspective, as is the case, for example, in
the works of Schiller’s The Aesthetic Letters on the Education of Man, and August
and Friedrich Schlegel, especially their Atheneum Fragments. However, an “imag-
inary turn,” which emphasised indeterminate creativity sui generis, can be
viewed as a parallel current that accompanied Kant’s uneasy reflections con-
cerning the faculty of the imagination, and in the wake of these reflections
attempted to rework these reflections beyond the Romantic paradigm. This
parallel current includes Hegel’s early work, especially his Jena period, Freud’s
‘discovery’ of the unconscious, and Castoriadis’ own critical engagement with
Aristotle, psychoanalysis and Marxism.
For the first current see Kant, Critique of Pure Reason, trans. Norman Kemp
Smith, London, Macmillan, 1978; Critique of Judgement, Trans. & Introduction
by Werner S. Pluhar, Indianapolis, Hackett Publishing Company, 1987. The
Romantic current includes Friedrich Schlegel’s Lucinde and the Fragments, trans.
& Introduction by Peter Firchow, Minneapolis, University of Minnesota Press,
1971; Friedrich Schiller, On the Aesthetic Education of Man, ed. and trans. Elizabeth
M. Wilkinson and L.A. Willoughby, Oxford, Oxford University Press, 1967. For
the third current see G.W.F. Hegel, System of Ethical Life and First Philosophy of
Spirit, eds. and trans. H.S. Harris and T.M. Knox, Albany, State University of
New York Press, 1979; Hegel and the Human Spirit, a translation of the Jena
Lectures on the Philosophy of Spirit (1805–6), with a commentary by Leo Rauch,
Detroit, Wayne State University Press, 1983; Sigmund Freud, The Interpretation
of Dreams, New York, Basic Books, 1965; Cornelius Castoriadis, see footnote 3
above, especially “The Discovery of the Imagination” in World in Fragments.
See also James Engell, The Creative Imagination, Cambridge, Mass, Harvard
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 311
11
See G.H. Mead, Mind, Self and Society, Chicago, Chicago University Press,
1972, especially pp. 199–246.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 313
12
Honneth, The Struggle for Recognition.
13
Ibid., p. 74.
314 • John Rundell
14
Ibid., p. 81. See also “Moral Development and Social Struggle,” in Cultural-
Political Interventions in the Unfinished Project of Enlightenment.
15
Honneth, The Struggle for Recognition, p. 82.
16
See G.H. Mead, On Social Psychology, especially pp. 4–18.
17
At a fundamental level for Honneth’s reading of Mead, “this inner fric-
tion between the ‘I’ and the ‘me’ represents the outline of the conflict that is
supposed to be able to explain moral development of both individuals and
society. As the representative of the community, the ‘me’ embodies the con-
ventional norms that one must constantly try to expand, in order to give social
expression to the impulsiveness and creativity of one’s ‘I’. Mead thus intro-
duces into the practical-relation-to-self a tension between the internalised col-
lective will and the claims of individuation, a tension that has lead to a moral
conflict between the subject and the subject’s social environment.” Honneth,
The Struggle for Recognition, p. 82. In this context, social critique, and the dynam-
ics of the reflexive personality, occurs not only merely at the seam between
system and life-world (Habermas), but also and more significantly, at the seam
between the ‘I’ and the ‘me’.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 315
For Honneth, at least in The Struggle for Recognition, the fight for
recognition involves an increasing realisation of the differentiat-
ing inter-subjective dimensions of love, rights and solidarity that
are built up in relations and encounters between self and other.
In his view, the human faculty of the imagination is linked to
each of three patterns of recognition—love, rights and solidar-
ity. The result of this linkage is that, “if the subject participates
in a social life-world in which the tripartite hierarchy of patterns
of recognition are present . . . he [or she] may anchor his [or her]
18
A. Honneth, “Imagination and Recognition,” 1991, unpublished paper.
316 • John Rundell
19
Ibid., p. 7.
20
For Honneth, Winnicott’s work is a supplement to the insights put for-
ward by Hegel and G.H. Mead in their own versions of the dialectic of recog-
nition. According to Honneth, what distinguishes Winnicott from the tradition
of orthodox psychoanalysis is that the symbiotic and interdependent relation
between infant and mother cannot be captured by the term primary narcis-
sism. Rather, the first phase of the human life cycle indicates, for Winnicott,
that there are two parties in interaction who “are completely dependent on
each other for the satisfaction of their needs, without at all being able to demar-
cate themselves individually from the other” (p. 8).
21
D.W. Winnicott, “From Dependence towards Independence in the Develop-
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 317
ment of the Individual,” The Maturational Processes and the Facilitating Environment,
London, Karmas Books, 1990, pp. 83–92.
22
D.W. Winnicott, “The Capacity to be Alone,” The Maturational Processes
and the Facilitating Environment, pp. 29–37.
23
Honneth, “Imagination and Recognition,” p. 14.
24
Ibid., p. 15.
318 • John Rundell
25
See Axel Honneth and Avishai Margalit, “Recognition”, in Supplement of
the Aristotelian Society, 75, 2001, pp. 112–126. Dews, “Modernity, Self-Con-
sciousness and the Scope of Philosophy: Jürgen Habermas and Dieter Henrich
in Debate,” The Limits of Disenchantment, pp. 169–193, especially p. 173.
26
See Honneth’s “Rescuing the Revolution with an Ontology: on Cornelius
Castoriadis’ Theory of Society,” Thesis Eleven, no. 14, 1986, 62–78. See Castoriadis’
response to Honneth’s critique in “Done and to be Done,” The Castoriadis Reader,
ed. David Ames Curtis, London, Blackwell, 1997.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 319
27
Hegel, Introduction to Aesthetics, trans. T.M. Knox with an Interpretive
Essay by Charles Karelis, OUP, 1979, pp. 79–81.
28
Ibid., pp. 80–81.
320 • John Rundell
as spiritual, strives for freedom in itself and seeks and finds its
reconciliation only in the inner spirit. Inwardness celebrates its
triumph over the external”29 to the extent that externality is
viewed as a contingent factor. This means that the imagination,
in a strong critique of empiricism and realism, is at liberty to
distort, mirror, play or concoct any reality out of its own inner
directed and inner-forming world.
To quote:
This image belongs to Spirit. Spirit is in possession of the image,
is master of it. It is stored in the Spirit’s treasury, in its Night. The
image is unconscious; that is, it is not displayed as an object for
representation. The human being is this Night, this empty noth-
ing which contains everything in its simplicity—a wealth of infi-
nitely many representations, images, none of which occur to it
directly, and none of which are not present. This is the Night, the
interior of human nature, existing here—pure Self—and in the
phantasmagoric representations it is everywhere . . . we see this
29
Ibid.
30
See I. Kant, Critique of Pure Reason, p. 487; R. Makkreel, Imagination and
Interpretation in Kant, Chicago, Chicago University Press, 1990; J. Rundell,
“Creativity and Judgement: Kant on Reason and Imagination,” Rethinking
Imagination, especially pp. 88–96.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 321
31
Hegel, Hegel and the Human Spirit, p. 87.
32
See Kant, Critique of Pure Reason, second edition, especially the B Deduction;
Critique of Judgement, especially p. 98; Schiller, The Letters on the Aesthetic Education
of Man, especially letter 15.
33
In the Jena Lectures Hegel either ‘absorbs’ the work of the imagination into
a systemics of Being, which requires language and the dialectics of negation
in order to achieve an openness to the world, or lays the groundwork for the
activities of love, work and politics, through which humans become histori-
cally ruminating animals (to use a phrase taken from Nietszche’s work), and
thus move away from first nature. Following Taylor’s interpretation in his
Hegel two directions emerge in Hegel’s work on the dialectic—the ontological
and the historical interpretivist. In the former, reason functions as the central
322 • John Rundell
turn takes full flight. Beginning from his own re-working of the
Freudian idea of the unconscious, Castoriadis implicitly reiterates
Hegel’s idea or image of it as the Night of dread and self-enclosure,
and adds that it is also the site of the ontological and very human
moment of creativity. This is also a response to Heidegger’s
motif in which it creates itself in order to bring together the practice of knowl-
edge and its conceptualisation. The dialectical play of the categories, which is
laid out in the Logic, for example, denudes the significance of humankind as
a plurality of actors who form the world through their actions. In this strong
metaphysical version, humankind becomes only a subordinate moment of Geist,
which mediates its own teleological impetus through a spiral of self-con-
sciousness. As has been stated elsewhere, “the teleological logos of reason is
actually metasocial—society and the human life which encapsulates it are but
intermediary stages or stations on the way to reason’s self-knowledge” (J.F.
Rundell, Origins of Modernity, Cambridge, Polity Press, 1987, p. 37). Not only
is it systemic, its truth content is also immanent, and dependent on the idea
of the articulation of reason as whole. In this way, the metaphysical-ontologi-
cal dialectic can never posit the possibility of a positive decomposition, a deto-
talisation, a domination or a cruelty. The latter, if they exist for Hegel, are
ultimately in the service of reason. There is neither apocalypse nor power on
horseback, here, only reason’s cunning.
Unlike the ontological dialectic, Charles Taylor, for one, argues that another
version—the historical-interpretivist—begins with no realised purpose, but fin-
ishes with one. This version places the emphasis on history as an interpreta-
tive project, which must convince its audience that reason has proceeded in
the most rational and necessary course. It does this through the study of world
history, and the truth content belongs to the plausibility of the historical inter-
pretation that is developed by the interlocutor (in this instance Hegel, through
the eyes of Charles Taylor). The point though, is that “although history is
looked at with the eye of reason, it is substantiated reason made visible, because
it is being made conscious through an interpretation of it. (Rundell, The Origins
of Modernity, p. 38). This also entails that humankind becomes a substantial
actor, and that Hegel’s philosophy of reason becomes an action theory, or more
specifically a historically centred reflexive action theory in which the anthro-
pology and the normative horizon are internally related. Reason’s self-con-
sciousness is internally related to humankind’s struggles towards reflexive
action, and away from the worlds of self-incurred tutelage. The result, for
Hegel, is a combination of politics, historicity and reason. For Hegel, this is
the story of how humankind creates its own possibilities for freedom, which
are brought forward as real historical moments, for example Athenian democ-
racy, and the modern constitutional corporate state. The latter is ideal-typically
reconstructed in the Philosophy of Right.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 323
34
Martin Heidegger, “Letter on Humanism,” in R.M. Zaner and D. Ihde,
Phenomenology and Existentialism, New York, Capricorn Books, 1973; Richard
Kearney, Poetics of Imagining, Edinburgh, Edinburgh University Press, 1998.
35
Castoriadis, World in Fragments, p. 184; see also “Anthropology, Philosophy,
Politics,” Thesis Eleven, pp. 99–116.
36
See The Imaginary Institution of Society and “Radical Imagination and Social
324 • John Rundell
38
‘Meaningful way’ is the key term here as it assumes dimensions and capac-
ities for sociation. Sociation is not simply an interaction but one saturated with
meaning. This emphasis on meaning takes into account the autism of the rad-
ical imagination and ‘purely’ physiological damage, both of which impair soci-
ation. What one does about this impairment is an issue about values and their
imaginary horizons. As a further aside, the dead human being is a repository
of corporeality that decays, as well as specific imaginary significations from
the side of the living, even in the specific ‘archaeological’ re-‘discovery’ of a
specific ‘body’.
39
Castoriadis, World in Fragments, pp. 143; 178.
40
Ibid., pp. 148, 178.
326 • John Rundell
‘non-natural’, that is, non-immediate world, of, and for, the liv-
ing human being. The human being qua animal is one in which
natural processes can no longer be taken for granted; in his view
what is taken for granted are their distortions. These distortions
indicate, for Castoriadis, that at the level of the development of
the long history of the species a shift occurred from organ plea-
sure to representational pleasure, or more specifically when rep-
resentational pleasure came to dominate over organ pleasure.41
41
Ibid., p. 151.
42
Ibid., p. 151.
43
This domination of representational pleasure over organ pleasure occurred,
according to Castoriadis, when the imagination became autonomous. Autonomy
here does not refer to Castoriadis’ other political rendition of this term. Rather,
in this anthropo-ontological context, autonomy refers to both the separation
of the imagination from the functionality of the organism. It also refers to the
imagination’s radicalisation, in that it was no longer enslaved to the requirements
of this functionality. In other words, the homologous and correspondent relation
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 327
between the imagination and the organism, which occurred associatively, was
broken. This radicalisation that the human imagination undergoes also radi-
calises the affects and desires, making each quasi-autonomous in that they are
mediated by the creative, representational flux of this radicalised imagination.
44
I. Kant, Critique of Pure Reason, especially pp. 18–187.
45
Castoriadis, “Radical Imagination and Social Instituting Imaginary,”
Rethinking Imagination, p. 137.
46
Castoriadis, The Imaginary Institution of Society, p. 199.
328 • John Rundell
Thus, these creations are other than what was there before, sep-
arate and undetermined by them, yet leaning on but not reducible
to a pre-existing context. Thus, irrespective of what appears to
be an ontology of the subject, Castoriadis’ reworking of the imag-
inary dimension entails that it is simultaneously one that concerns
the multiplicity and hence the relation of these imaginary cre-
ations. Thus, according to Castoriadis, there is “a heterogeneous
multiplicity of co-existing alterities” which emerge from or in
poietic imaginary space, “space unfolding with and through the
emergence of forms.”48 His emphasis on the ontological primacy
of the creative imagination entails that at this level of his theo-
rising, the theory is indifferent to what these creations are and
what form they take. In other words, at this level, his theory is
importantly indifferent to the content of the imaginary creations
and how they are represented emotionally, or in socially objec-
tified ways.
47
Castoriadis, Philosophy, Politics, Autonomy, p. 56.
48
Ibid., p. 59.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 329
image of the human subject, and his or her relation with the
social-historical world into which he or she is thrown. To return
to the opening topic of the relation between self and other, each
side undergoes both a radicalisation and relativisation. In
Castoriadis’ view, the emergence of new forms and constella-
tions which may or may not be benign, is an activity of the per-
manent ‘othering’ of any self of its self, as well as of others. This
implies there are always contexts of interaction or sociability
from the vantagepoint of particular imaginary horizons.
49
Castoriadis, The Imaginary Institution of Society, p. 300.
50
Whitebook, Perversion and Utopia, p. 178.
51
Whitebook, Perversion and Utopia. Castoriadis’ emphasis on the distinc-
tion, but co-presence, between the psyche and the social-historical within each
individual has entailed that the forms of the social-historical, which take place
as intersubjectivities or relational imaginaries, has been under-theorised. To be
sure, Castoriadis responds to Whitebook’s critique in “Done and to be Done,”
The Castoriadis Reader, David Ames Curtis, London, Blackwell, 1997, p. 690ff.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 331
nor dialectical in the sense that one phase precedes another and
is brought up into the following stage in a sublated manner.
Rather, each is unfinished, and stands in tension with the others.
From this interpretation, the opening that the psyche emits takes
place as the creation of outwardly directed meaning. Moreover,
it is meaning that recognises other human beings as subjects.
This recognition of other subjects, and to which Hegel’s Jena
Lectures was one response, alerts us to the further issue of the
creative opening of the subject qua inter-subjectivity. In some
ways, Castoriadis recognises this in his discussion of the social-
historical dimension of the human being as infant. As Castoriadis
notes, the human being as infant has an outside, so to speak,
and this outside is the mother. However, his point, in an under-
stated re-functionalisation of his otherwise anti-functionalist the-
ory, is to take the mother, as “the first and massive representative
of society for the new born baby . . . if she speaks she is a social
individual, and she speaks the tongue of such and such a par-
ticular society; she is the bearer of social imaginary significations
specific to that society.”52 In other words, the infant is bathed,
52
Castoriadis, World in Fragments, p. 155.
332 • John Rundell
53
This reading of Hegel will concentrate on the intersubjective dimensions,
whilst remaining within the orbit of Castoriadis’ formulation of the mediating
creative imagination. In this sense it will suspend Hegel’s own philosophical
anthropological distinction between first and second nature. Notwithstanding
this distinction and from the vantagepoint of his image of ‘the night’ of enclo-
sure, Hegel’s insight is to ask how the subject “breaks the barrier of his implicit
and immediate character.” So the dilemma becomes whether this combination
of ‘animalic first nature’ and imaginary creation entraps humans in their ani-
mality, and a permanent internality with its combination of chaos, creation and
dis-articulation like Werther in Goethe’s The Sufferings of Young Werther, or
whether they can establish a relation with an outer reality.
54
It is here that we can depart from some other readings of Hegel’s work,
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 333
55
Hegel, Hegel and the Human Spirit, p. 100.
56
Ibid., p. 101.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 335
57
Ibid., p. 101.
58
Ibid., p. 107.
336 • John Rundell
59
Ibid.
60
Ibid., p. 134.
61
Ibid., p. 135.
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 337
62
Ibid., p. 115.
338 • John Rundell
63
Ibid., p. 105.
64
In the context of the dialectic of domination, though, Hegel and Honneth,
glide over the issue of love’s permanent potentiality for tension, and, thus, for
its own potential for domination. Although Hegel does not say this explicitly,
love is a dialectic of asymmetrical recognition. To put it another way, in this
register it is an intersubjective form of both exclusivity and bestowal and has
as its counter-factual interiority the always ever-present potential of denial,
withdrawal and absence. For this reason, and against Honneth and Winnicott,
love cannot be the basis for a dialectic of practical rationality, although it is
one basis, and an important one, for identity formation. As an intersubjective
form, it is the basis for the dialectic of human enrichment, creativity or fertil-
ity—in other words, the internal dialectic of Eros, as well as agape.
Nonetheless, Hegel and Honneth combine love’s particular form of inter-
subjectivity with the institutional form of the family. It is here that the ‘glide’
or occlusion occurs because the family form is absorbed into Hegel’s norma-
tive systemics with its structure of Subjective Spirit, Objective Spirit, and
Absolute Spirit. Given this systemic emphasis, he concentrates on the formal
recognition of legal entities that inhabit the world of Objective Spirit in a real
or potential position of symmetrical reciprocity or mutual recognition. The
world of Objective Spirit, and the position that subjects hold to one another
intersubjectively, is the world of politics and the practices of practical reason-
ing. In other words, both Hegel and Honneth attempt to resolve a point of ten-
sion that sits at the intersection of love and practical reason by subsuming the
particular intersubjectivity of love under its institutional form. Its institutional
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 339
The space indicates both this meeting place between social indi-
viduals, each with their own radical and social imaginings, and
the interactive dynamics that presuppose, at an equally constitu-
tive level as the radical and social imaginaries, the simultaneity
of co-presence, recognition and reciprocity, but not symmetri-
cality. In this sense, interactions between human beings take form
in ways that have meaning for the subjects involved, meaning
that can be imposed or agreed, understood or misapprehended,
acquiesced or contested. In this formulation, intersubjectivity is
both a space, an interstice constituted by imagining subjects, and
a relation grounded in the recognition and reciprocity, or other-
wise, between ego and alter. Because intersubjectivity is a space
between ego and alter, it is a space that can remain either closed
or open. It may also contract or expand. It can also be ignored.
In this sense, the space has a meaning for the subjects involved,
grounded in the patterns of recognition and non-recognition, rec-
iprocity and non-reciprocity, symmetricality and asymmetricality
Imaginary Turns in Critical Theory: Imagining Subjects in Tension • 341
that are expressed at any one time, that is, historically. In other
words, intersubjectivity is the space in which co-presence is given
form as both empirical-phenomenological patterns, as well as fig-
urations of meaning, that is, as social creations in their own right.
In the context that posits the horizon beyond this paper, the crit-
ical subject is one who discloses him/herself in the midst of this
tension, and by invoking at least one value with which to step
outside the existing social field, even momentarily.67
67
For Castoriadis’ work on the idea of the questioning of radical and social
imaginary creations see, for example, “Logic, Imagination, Reflection,” World
in Fragments, ed. & trans. David Ames Curtis, California, Stanford University
Press, 1997, pp. 246–272; and “The Greek Polis and the Creation of Democracy,”
Philosophy Politics Autonomy, ed. David Ames Curtis, Oxford, Oxford University
Press, 1991, pp. 81–123.
See Agnes Heller, “Everyday Life, Rationality of Reason, Rationality of
Intellect,” The Power of Shame, London, Routledge, 1985, pp. 71–250; J.P. Arnason,
“World Interpretation and Mutual Understanding,” in Honneth et al. Cultural-
Political Interventions in the Unfinished Project of the Enlightenment, pp. 247–267;
H.-G. Gadamer, Truth and Method, second revised edition, trans. & revised by
Joel Weinsheimer and Donald G. Marshall, London, Sheed and Ward, 1989.
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Index
religion 1, 33, 140, 141, 149, 150, philosophy see philosophy, social
151 recognition see recognition, social
responsibility 18, 306 struggle 56, 58
rightness 6, 7, 286 theory 1, 51, 55, 65, 78, 80, 87, 92,
Roemer, John 279 108, 274, 275, 279, 281, 294
Romanticism 11–12, 29, 310, socialisation 30, 84, 330
319–320 society
Rorty, Richard 193–195, 200–204, conflict potential of 54–55
207 imaginary institution of 281,
Rousseau, Jean-Jacques 36 295–305
multicultural 102–103
Salecl, Renata 298 sociology 1, 34, 112, 149
Sartre, Jean-Paul 28, 263, 265–266, speech 25, 302
268, 270–273, 275–276, 279 spirit 58–59
Schelling, Friedrich 20, 27, 29, 148, state
152, 153, 155–180, 212, 224, 234, constitutional 3, 116, 120
269, 274 welfare 120, 130
Schiller, Friedrich 29, 144, 321 Strawson, Peter 274
Schlegel, Friedrich 218 Structural Transformation of the
science 95, 162, 258 Public Sphere 9, 88, 105, 106,
sciences 34, 41, 108, 110
reconstructive 293–294 structures, transcendental 72, 74
Scotus, Duns 152, 153 Struggle for Recognition 311, 312,
secularisation 40, 77 315
Seel, Martin 6, 7, 43, 59–64, 69 subject
self creatively imagining 32, 319
critico-reflexive 312–318 formation, theory of 26, 308,
nature and 163, 169 310
self-awareness 263–264 language and 294, 306
self-consciousness 25, 27, 28, 128, philosophy of the 21, 27, 29,
215, 217–218, 219, 221, 224, 227, 212–232, 234–237, 244, 246, 251,
233–234, 240, 259, 262–264, 254, 256, 261, 265
267–269, 272, 274, 275, 313, subjectivism 31, 46, 47, 282
334–335, 339 subjectivity 27, 31, 70, 148, 151,
self-empowerment 213, 235 153, 253–254, 256, 257, 261, 280,
self-image, human 21, 24, 320 284, 297, 302, 303, 308, 311, 323
self-interpretation 41, 46, 229–231 as philosophical principle
self-knowledge 26, 142, 215–216, 233–258
235, 238–239, 241–249, 257, 264, human 33, 146
269 language and 296, 298, 304
self-preservation 213, 339 normative conception of 41, 42,
self-reflexivity 27, 243, 312 72
self-relation 25, 27, 28, 223–225, philosophy of 25–27, 212–232
228–229, 234, 240–241, 243, see also intersubjectivity
245–252, 254–257, 264 sublime 15, 29, 138
self-understanding 7, 40, 42, 46, synthesis 169–180
48, 86, 87, 229, 260, 270, 271, 325 systems, complex, nonlinear
Shestov, Leo 138 models of 169–180
Shoemaker, Sydney 28, 215, 216,
261, 264 talk, idle 81–82, 86, 87
Simmel, Georg 36, 40 Taylor, Charles 6, 7, 36, 44, 45–46,
social 47–48, 59, 69
critique 35, 38, 42, 43, 44, 53, 58, tension, subjects in 307–343
66, 69, 70 theology 135–136
Index • 351