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ULTRAVIOLET/VISIBLE [4]
Summary
Absorption and CD measurements of complementary oligomers and
mixtures are described. The concentrations of oligomers may be estimated
from absorption measurements and nearest-neighbor calculations of molar
extinction coefficients. Interactions between complementary strands in
mixtures can lead to obvious differences between measured CD spectra
and the average of the spectra of the individual strands. CD spectra also
allow an assessment of whether the individual strands are in self-com-
plexes, which could compete with duplex or triplex formation. Isodichroic
and isoabsorptive points provide important indicators of the stoichiometry
of the strands in base-paired complexes. CD spectra provide an important
means of characterizing differences in the conformations of DNA, RNA,
and hybrid duplexes or triplexes having analogous sequences.
Acknowledgments
The work with oligomerswas performedby S.-H. H. in partial fulfillmentof the require-
ments for the Ph.D. degree in the Programin Molecularand Cell Biologyat the University
of Texas at Dallas. We thank MarilynR. Vaughanfor technicaland draftingexpertise. This
work was supported by NationalInstitutesof Health ResearchGrant GMI9060and by Grant
AT-503 from the Robert A. Welch Foundation. This material is also based in part upon
work supported by Grant 9741-036 from the Texas AdvancedTechnologyProgram.
[4] C i r c u l a r D i c h r o i s m
By ROBERT W. WOODY
Introduction
Circular dichroism (CD) is a spectroscopic method which depends
on the fact that certain molecules interact differently with right and left
circularly polarized light. Circularly polarized light is chiral, that is, occurs
in two nonsuperimposable forms which are mirror images of one another,
and is described further below. To discriminate between the two chiral
forms of light, a molecule must be chiral, which includes the vast majority
of biological molecules.
A method which can discern the subtle differences between nonsuper-
imposable mirror image molecules (enantiomers) must be highly sensitive
to the three-dimensional features of molecules, that is, to conformation.
This expectation has been amply verified and forms the basis for the many
applications of CD in biochemistry. For example, the CD spectrum of a
polypeptide chain differs greatly depending on whether the polypeptide
is an a helix,/3 sheet, or random coil. DNA molecules in the A-, B-, or
Z-conformation have readily distinguishable CD spectra. Many ligands
which bind to proteins and nucleic acids are achiral and thus exhibit no
CD, However, when protoheme IX binds to globin, NADH to a dehydro-
genase, or ethidium bromide to DNA, the absorption bands associated
with the ligands exhibit strong CD. Binding of ligands or protein-protein
and protein-DNA interactions can also alter the circular dichroism spec-
trum of the protein and/or nucleic acid. These changes in CD can be used
to determine equilibrium constants, and they can also provide evidence
for conformational changes. Thus, CD can provide information about the
secondary structure of proteins and nucleic acids and about the binding
of ligands to these types of macromolecules.
Several excellent reviews are available describing the general applica-
tions of CD to biochemistry.~-4 Reviews of specific aspects are cited in
the appropriate sections of this chapter.
P h e n o m e n o n o f Circular Dichroism
Plane (linearly) polarized light can be shown to consist of two circularly
polarized components of equal intensity. In each circularly polarized com-
ponent, the electric vector rotates about the direction of propagation,
undergoing a full rotation in a distance equal to the wavelength of the
light, or a time equal to the period (reciprocal of the frequency) of the
light. A snapshot of a circularly polarized light wave in which the electric
vector could be visualized would show that the tip of the electric vector
follows a helix, which is right-handed for right circularly polarized light
(rcpl) and left-handed for lcpl. An alternative way of defining the sense
of circularly polarized light is that for rcpl an observer looking toward
the light source will see the electric vector rotating in a clockwise sense,
whereas for lcpl it will appear to rotate counterclockwise. (An excellent
is defined as the difference between the extinction coefficients for the two
types of circularly polarized light. The molar extinction coefficient for
unpolarized light is the average of eL and /3R:
/3 ~- (/3L -t- e R ) / 2 (4)
0 = 32.98 AA (6)
where 0 is in degrees. To eliminate the effects of path length and concentra-
tion, the molar ellipticity is defined as
1000
[0] = lc 3298 Ae (7)
The units for molar ellipticity are degrees cm2/dmol. Logically, it would
be better to use Ae consistently in reporting CD. However, [0] is firmly
entrenched in the literature, especially in the area of biochemistry. Fortu-
nately, conversion between the two measures of CD is simple.
This chapter concentrates on CD studies in the visible and ultraviolet,
regions in which CD results from electronic excitations. There has been
outstanding progress in extending CD measurements into the infrared,
thus providing information about vibrational excitations in the form of
vibrational circular dichroism (VCD). VCD instrumentation is currently
available only in a few laboratories which have constructed custom-made
VCD spectrometers. For a detailed discussion of VCD, the reader is
referred to several reviews. 7-9
Theoretical A s p e c t s
The theoretical basis of CD is discussed in several reviews. 22-25 A
quantity called the rotational strength, which is a property of a given
electronic or vibrational transition, generally provides the connection be-
tween theory and experiment in CD. The theoretical definition of the
rotational strength is
while the electric dipole transition moment is real. Thus, the product of
IJfoaand mao is purely imaginary. We must take the imaginary part to obtain
Roa, which must be real because it is an observable quantity.) Magnetic
dipoles always arise from a circulation of charge, so the magnetic dipole
transition moment can be visualized as the circular motion of charge
induced by light with a frequency resonant with the o ~ a transition.
According to Eq. (9), the rotational strength will be nonzero if the transi-
tion o ~ a is associated with both a linear motion of charge in a particular
direction and a circular motion of charge about that direction. Such a
combined linear and circular motion corresponds to a helical motion of
charge. The sense of this helix determines whether rcpl or lcpl will be
absorbed more strongly.
The units of rotational strength are erg cm 3 (cgs) or J m 3 (SI). Because
electric dipole transition moments are of the order of 1 D (10-18 esu cm)
and magnetic dipole transition moments are of the order of I Bohr magne-
ton (0.9273 × 10 -20 erg/gauss), a convenient unit for rotational strength
is the Debye-Bohr magneton (1 DBM = 0.9273 x 10 -38 erg cm 3 = 0.9273
× 10 -51 J m3).
Experimentally, the rotational strength is determined from the area of
the CD band associated with a given transition o ~ a, where o is the
ground state and a is the excited state:
6909hc (~ Aeo. d)t
R°a = 32~r3Na 30 X (12)
Experimental Aspects
Instrumentation
All commercially available CD instrumentation uses the modulation
technique introduced by Grosjean and Legrand. 26-2a Light from a mono-
chromator is linearly polarized, then passes through a modulating device,
today a photoelastic modulator (PEM),29,30 which converts the plane-polar-
ized light to circularly polarized light, alternating between lcpl and rcpl
at the modulation frequency. The light incident on the sample is modulated
between left and right circular polarization, so if the sample exhibits CD,
the light intensity detected by the photomultiplier will also be modulated
at the same frequency. The current in the photomultiplier circuit will
therefore consist of a small alternating current and a larger direct current.
The ac and dc components are separated and the ac component is ampli-
fied. The ratio of the ac and dc currents is directly proportional to the
absorbance difference for rcpl and lcpl. The dc component is maintained
at a constant level by a servo system which adjusts the high voltage
applied to the photomultiplier. Thus, AA is directly proportional to the
ac component and hence to the gain of the amplifer.
A CD instrument must be calibrated regularly using a standard sample.
The most commonly used standard for visible and UV measurements is
( + )- 10-camphorsulfonic acid (CSA), for which careful measurements have
given a Ae290.5 value of 2.36 M -1 cm -I and a Ae192.5 of - 4 . 9 M -1 cm -I.
One complicating factor is that CSA is somewhat hygroscopic. Therefore,
it is best to check the concentration of a CSA solution made by weight
using ORD if a spectropolarimeter is available, or by absorbance at 290
nm. These and other aspects of instrument calibration have been discussed
by Chen and Yang. 31
There are four manufacturers of CD instrumentation. Aviv and Associ-
ates (Lakewood, N J) has been modifying Cary 61 and 62 CD instruments,
replacing the Pockels cell with a PEM, modernizing the electronics, and
computerizing the instrument. Aviv has also been building complete new
instruments, but still retaining the original Cary monochromator design.
JASCO (Easton, MD; Tokyo) manufactures two very similar instruments,
the J710 and J720, which were introduced in 1990. Jobin-Yvon (Longju-
meau, France) makes the JY Mark VI. OLIS (On-Line Instrument Sys-
tems, Bogart, GA) also modifies Cary 61 and 62 CD instruments. Readers
considering the purchase of CD instruments are urged to compare these
available instruments by submitting representative samples to be run on
each of them. Better yet, the prospective purchaser should visit as many
as possible of the vendors or laboratories with well-maintained instruments
from the various sources.
CD instruments using other basic designs have been constructed. VCD
instrumentation using both dispersive and Fourier transform designs are
described in several reviews. 8'32 Fluorescence-detected CD ( F D C D ) 33
34 I. Tinoco, Jr., B. Ehrenberg, and I. Z. Steinberg, J. Chem. Phys. 66, 916 (1977).
35 R. A. Palmer, J. C. Roark, and J. C. Robinson, in "Stereochemistry of Optically Active
Transition Metal Compounds" (B. E. Douglas and Y. Saito, eds.), ACS Syrup. Ser. Vol.
219, p. 375. American Chemical Society, Washington, D.C., 1980.
36 W. C. Johnson, Jr., Proteins: Struct. Funct. Genet. 7, 205 0990).
37 F. X. Schmid, in "Protein Structure: A Practical Approach" (T. E. Creighton, ed.), p.
258. IRL Press, Oxford, 1989.
[4] CIRCULAR DICHROISM 43
Chromophores
Proteins and peptides have a number of groups which have characteris-
tic absorption bands in specific areas of the visible and ultraviolet region.
Such groups are called chromophores. The most numerous and character-
istic chromophore in proteins is the peptide group linking amino acid
residues. Amides have two well-characterized low-energy electronic tran-
sitions: the nTr * transition, weak in absorption (emax - 100) but often strong
in CD, at about 220 nm, and the ¢rTr* transition near 190 nm (200 nm in
tertiary amides formed by the a-imino group of Pro), which is strong in
both absorption (emax --7000) and in CD. The two transitions dominate
the CD and absorption spectra of proteins in the far-ultraviolet. The CD
spectrum resulting from the peptide groups is characteristic for various
types of secondary structure, as discussed below, and this forms the basis
for analyzing protein secondary structure by CD.
Most peptides and nearly all proteins have one or more aromatic resi-
dues (Phe, Tyr, Trp). The aromatic groups have characteristic ~rTr* absorp-
tion bands in the near-UV between 250 and 300 nm, and in the far-UV.
In CD, the far-UV bands of the aromatic side chains are generally small
in comparison with those of the peptide groups, but in some cases the
aromatic groups make detectable contributions to the far-UV CD. 38 In
the near-UV, CD bands are generally dominated by aromatic side-chain
contributions, with contributions from disulfides and prosthetic groups,
10
%-
.v.
u~
-2 •, LIfF
I I I I
I 60 180 200 220 240
~ (nrn)
FIG. 1. CD spectra of three types of protein secondary structure: c~helix (--), poly(Glu),
pH 4.543;/3 sheet (.... ), poly(Lys-Leu), 0.5 M NaF, pH 744; unordered ( . . . . ), poly(Lys-
Leu) in salt-free aqueous solution. *~
and 208 nm and a stronger positive band near 190 nm. A wide range of
synthetic peptides and polypeptides give rise to this type of spectrum# 6
Except for peptides with a large fraction of aromatic residues such as Tyr
and Trp, for example, homopolymers of these amino acids, the a-helix
CD spectrum is nearly independent of the nature of the side chains. It is
also largely independent of solvent, so long as changes in solvent do not
alter the extent of helix formation.
Peptides adopting the/3-sheet conformation have a less intense and
simpler CD spectrum, with a negative band near 217 nm, a positive band
near 195 nm, and another negative band near I80 nm# 7 There is much
greater variability among the CD spectra reported for model/3 structures
than for o~-helical models. 46 The amplitudes of the two long-wavelength
bands, their ratios, and the wavelength of the positive band all show
considerable variation with side chains, solvent, and other environmental
46 R. W. Woody, J. Polym. Sci. Macromol. Rev. 12, 181 (1977).
47 S. Brahms, J. Brahms, G. Spach, and A. Brack, Proc. Natl. Acad. Sci. U.S.A. 74,
3208 (1977).
46 ULTRAVIOLET/VISIBLE SPECTROSCOPY [4]
o
E
7O
', /,
~4
°f
~" 2op-
''' t:t7 ~"
r-
-30
--40~f J
I
58 j. M. Schoitz and R. L. Baldwin, Annu. Reo. Biophys. Biomol. Struct. 21, 95 (1992).
59 p. j. Gans, P. C. Lyu, M. C. Manning, R. W. Woody, and N. R. Kallenbach, Biopolymers
31, 1605 (1991).
[4] CIRCULAR DICHROISM 49
f = Xc (13)
TABLE I
PERFORMANCE OF METHODS FOR SECONDARY STRUCTURE DETERMINATION BY
CIRCULAR DICHROISM
CWY 6s,c 0.85 0.11 0.25 0.21 -0.31 0.15 0,46 0.15
BB 4a 0.92 0,02 0.93 0.12 0.33 0.07 0.65 0.12
BL 69 0.97 0.07 0.48 0.06 0.33 0.06 0.72 0.06
PG 6s 0.96 0.05 0.94 0.06 0.31 0.10 0.49 0.11
HJ 66 0.96 0.06 0.81 0.08 0.76 0.04 0.82 0,07
VS 7°'d 0,97 0.06 0.76 0.10 0.49 0.07 0.86 0.07
V S 71"e 0.99 0.04 0.88 0.07 0.56 0.05 0.76 0.09
LL 72J 0.96 0.07 0.85 0.07 0.80 0.05 0.79 0.05
C C A 67"g 0.93 0.11 0.71 0.10 0.73 0.20 0.35 0.09
0.48 0.17
SC 73'h 0.95 0.09 0.84 0.08 0.77 0.05 0.72 0.06
~xiy i - - ( 1 / n ) ~,xi~_ y i
r=
{~ X~ - [(~,xi)2/n]} v2 {~ y~ - [(.~,yi)2/n]} 1/2
74 S. Yu. Venyaminov, I. A. Baikalov, C.-S. C. Wu, and J. T. Yang, Anal. Biochem. 198,
250 (1991).
75 p. Bayley, S. Martin, and G. Jones, FEBS Lett. 238, 61 (1988).
76 M. Urbanova, R. K. Dukor, P. Pancoska, V. P. Gupta, and T. A. Keiderling, Biochemistry
30, 10479 (1991).
77 G. Wagner, S. G. Hyberts, and T. F. Havel, Annu. Rev. Biophys. Biomol. Struct. 21,
167 (1992L
[4] CIRCULAR DICHROISM 53
Protein-Ligand Interactions
CD changes provide a convenient spectroscopic method for following
protein-ligand interactions. CD bands arising from the ligand can be con-
veniently monitored in the visible and near-UV. Ligand-induced changes
in tertiary and quaternary structure can be detected in the near-UV CD,
,4~, ,4 t 14
, ,z 9 Hemoglobin A A ~ Lz:
I,o
0-- -
-- -I
x
............ I 4 ~
:[.
-3 -2
I I I I I I I I I
16 L6
14 If'x I \ 1412
~r 12
'olo I I io
B ,/ c--'""'"'...l 8
x
6
4 4
2 ""%. 2
200 2,5o zoo ~,5o 4oo 4,50 500 550 600 6,50
X (nrn)
FIG. 4. CD and absorption spectra of native human hemoglobin (Hb)lo4: oxyHb ( - - - ) ;
deoxyHb (--); metHb (. • • ). Ellipticities are per mol of heme. [Reprinted with permission
from Y. Sugita, M. Nagai, and Y. Yoneyama, J. Biol. Chem. 246, 383 (1971). I°4 Copyright
1971, American Society of Biological Chemists.]
oscillator interactions between the heme ~'¢r* transitions and far-UV ¢rTr*
transitions in aromatic side chains near the heme account for the sign and
approximate magnitude of all four observable ~'¢r* transitions in the CD
spectrum of sperm whale myoglobin and both vertebrate and inverte-
brate hemoglobins.
CD can be used to monitor the phenomenon ofheme isomerism in heme
proteins, i09-111The isomerism, discovered by LaMar and co-workers,112'"3
results from the presence of two forms of myoglobin which differ by
180° in the heme orientation about the o~,y-methine carbon axis. The two
isomers are present in a 9:1 ratio at equilibrium in carbonmonoxymyo-
globin (MbCO) but are in a 1 : 1 ratio in a sample freshly reconstituted
from apomyoglobin and heme. Freshly reconstituted MbCO has a Soret
CD band with only about half the amplitude of the native form, 1°9-"1
suggesting that the minor isomer (at equilibrium) has only a weak Soret
CD spectrum. The major form has a strong positive Soret CD band,
whereas the minor form has a weakly negative Soret CD band. nl These
results and the CD of the heme undecapeptide from cytochrome~14indicate
that the origin of the Soret CD band must be more complex than proposed
by Hsu and Woody) °5
Membrane Proteins
CD spectroscopy has been used to study the conformation of a number
of membrane proteins. The use of CD for determining the secondary
structure of membrane proteins has been reviewed, n5 Membrane proteins
which have been solubilized by detergents generally present no special
difficulties for CD analysis, but the conformation is likely to be different
from that in the native environment. The study of membrane proteins in
situ by CD has been the subject of considerable controversy. Two kinds
of artifacts which may afflict such studies have been identified.
Membrane fragments may be comparable in size to the wavelength of
far-UV light and thus scatter the light strongly. To the extent that rcpl
and lcpl are scattered differently by the fragments (CIDS), the differential
i09 W. R. Light, R. J. Rohlf, G. Palmer, and J. S. Olson, J. Biol. Chem. 262, 46 (1987).
I10 H. S. Aojula, M. T. Wilson, and I. E. G. Morrison, Biochem. J. 243, 205 (1987).
HI H. S. Aojula, M. T. Wilson, G. R. Moore, and D. J. Williamson, Biochem. J. 250,
853 (1988).
ll2 G. N. LaMar, D. L. Budd, B. Viscio, K. M. Smith, and K. C. Langry, Proc. Natl. Acad.
Sci. U.S.A. 75, 5755 (1978).
N3 G. N. LaMar, N. L. Davis, D. W. Parish, and K. M. Smith, J. MoL Biol. 168, 887 (1983).
114G. Blauer, N. Sreerama, and R. W. Woody, Biochemistry 32, 6674 (1993).
ll5 M. P. Heyn, this series, Vol. 172, p. 575.
[4l CIRCULARDICHROISM 59
scattering will appear as CD. ~4,N6There are two characteristic features of
CIDS which often (but not always) reveal its presence. Scattering occurs
at wavelengths where no absorption is observed and so does CIDS. CD
spectra of samples which exhibit CIDS often have a long tail extending
to wavelengths well above the longest wavelength absorption band (e.g.,
above 300 nm for proteins and nucleic acids). The CD spectra of samples
exhibiting CIDS will also, in many cases, depend on the distance between
the sample cell and the detector, which determines the fraction of scattered
light detected by the photomultiplier. More complete collection of scat-
tered light can be provided by a specially designed cell, H7 called the
fluorscat cell, in which the sample cell is surrounded (except for the
direction facing the light source) by a fluorophore solution. Effectively
complete collection of the scattered light can be accomplished by adding
an inert, achiral fluorophore to the sample and measuring the CD by
FDCD. 33 With these methods,l~8,119 the problem of differential scattering
of membrane fragments can be solved, and the true CD can be ob-
tained.
A second type of artifact which may occur in membrane protein prepa-
rations is caused by the inhomogeneous distribution of the protein in such
systems. The protein is concentrated in the membrane fragments and
absent from the surrounding solvent. This inhomogeneous distribution
gives rise to an apparent reduction of the CD in regions of high absorption.
The absorption analog of this phenomenon was discovered by Duysens j2°
in studies of the absorption spectra of chloroplasts. Bustamante and
Maestre 12~ have shown that the flattening correction for CD is twice as
large as that for absorption, in contrast to earlier analyses m,~3 which
used the same correction factor for both CD and absorption. Eliminating
the Duysens flattening effect is much more difficult than eliminating the
CIDS contribution. Mao and Wallace TM have shown that the flattening
effect can be eliminated by incorporating the membrane protein in small
unilamellar vesicles at a lipid/protein ratio sufficiently high that, on aver-
age, there is only one protein molecule per vesicle. However, this proce-
t16 I. Tinoco, Jr., M. F. Maestre, and C. Bustamante, Trends Biochem. Sci. 8, 41 (1983).
J~7 B. P. Dorman, J. E. Hearst, and M. F. Maestre, this series, Vol. 27, p. 767.
i1~ C. Reich, M. F. Maestre, S. Edmondson, and D. M. Gray, Biochemistry 19, 5208 (1980).
ll9 I. Tinoco, Jr., and A. L. Williams, Jr., Annu. Rev. Phys. Chem. 35, 329 (1984).
120 L. N. M. Duysens, Biochim. Biophys. Acta 19, 1 (1956).
121 C. Bustamante and M. F. Maestre, Proc. Natl. Acad. Sci. U.S.A. 85, 8482 (1988).
~-'2D. W. Urry, in "Modern Physical Methods in Biochemistry" (A. Neuberger and L. L. M.
van Deenen, eds.), p. 275. Elsevier, Amsterdam, 1985.
123 B. A. Wallace and D. Mao, Anal. Biochem. 142, 317 (1984).
124 D. Mao and B. A. Wallace, Biochemistry 23, 2667 (1984).
60 ULTRAVIOLET/VISIBLE SPECTROSCOPY [4]
dure requires that the protein be removed from its native environment,
which could cause irreversible conformational changes. In addition, the
strong curvature of the lipid bilayer in small vesicles will affect the lipid
distribution between the two leaflets of the bilayer and could lead to
differences in protein conformation relative to the native membrane. The
best solution would be to use photoacoustic detection of CD which, as
Bustamante and Maestre TM pointed out, will register the true CD spectrum
and eliminate both types of artifacts. Although a photoacoustic-detected
CD instrument has been built, 35 measurements on membranes by such an
instrument have not been reported.
The membrane protein which has been most extensively studied by
CD is bacteriorhodopsin (bR) from Halobacterium halobium. Two aspects
of the CD spectrum of bR have been controversial, both of which have
been reviewed by the principal protagonists of the opposing viewpoints:
the analysis of the far-UV CD for secondary structure ~25,126and the inter-
pretation of the visible CD spectrum arising from the retinal chromo-
phore. ~27,~28
The far-UV CD spectrum ofbR is low in amplitude and has an unusually
weak 208 nm band for a protein with around 75% a helix, as indicated
by electron diffraction. Swords and Wallace ~25have attributed these anom-
alies entirely to CIDS and Duysens flattening, whereas Jap, Glaeser, and
co-workers 126,~29have argued that the artifacts are minimal and that the
unusual CD features reflect real conformational differences. In support
of the latter, FDCD measurements 129have shown that the CIDS contribu-
tion is negligible, and anomalies in the amide I frequency of bR 13° also
support deviations ~3~,Z3zof the helical segments from normal a helix. For
the visible region, the controversy concerns whether the couplet centered
on the absorption maximum for the retinal chromophore is due to exciton
coupling 127 among the bR molecules, or, as Wu and EI-Sayed argue, ~28
the couplet is due to some kind of protein heterogeneity. Cassim ~z7 has
argued convincingly for the exciton interpretation, and the arguments
are strengthened by theoretical calculations by B u s s 133 which account
for the observed couplet using the experimental purple membrane ge-
ometry.
Protein Folding
CD has found many applications in the study of protein folding. TM Its
ability to monitor both the overall backbone conformation (far-UV) and
the environment of one or more specific side-chain chromophores (near-
UV) has made CD a favorite method for following protein folding and
unfolding (denaturation).
Much interest has centered on an intermediate state called the "molten
globule"~35 observed in the denaturation of some proteins. CD was instru-
mental in first detecting this intermediate and remains an essential criterion
for its identification. When the pH of an a-lactalbumin solution is de-
creased from neutral to a value near 2, the CD spectrum in the far-UV
undergoes some relatively small changes, but the near-UV CD nearly
vanishes. 136These CD changes, together with observations of small-angle
X-ray scattering, viscosity, fluorescence polarization, and calorimetry,
led Dolgikh et al. ~37to postulate a structure for the protein which is slightly
less compact than the native globule, retaining a substantial amount of
secondary structure, but with little or no well-defined tertiary structure.
This model has become known as the molten globule, the name of which
derives from the disordered side chains (molten) and the somewhat ex-
panded but still compact overall structure (globule). Such molten globule
intermediates have been detected as equilibrium intermediates in the dena-
turation of a number of proteins. There is also evidence that molten
globules occur as kinetic intermediates in protein folding, but it has not
been established that they are directly on the folding pathway.
Improvements in CD instrumentation have made kinetic CD measure-
ments possible in the far-UV. Stopped-flow measurements with a dead
time of the order of a few milliseconds are now possible, 138 monitoring
the ellipticity at a series of fixed wavelengths to follow the backbone
conformation. Such measurements have been reported for folding of sev-
Nucleic Acids
Chromophores
The chromophores which are responsible for the intrinsic CD of nucleic
acids are the purine and pyrimidine bases. The absorption spectra of the
heterocyclic molecules show only a few relatively broad bands. Numerous
theoretical and experimental studies 142 have attempted to ascertain the
number of electronically excited states, their energies, and the transition
moment magnitudes and directions. Polarized absorption spectra of single
crystals of the bases have greatly clarified the situation with respect to
the ¢rzr* transitions in purines and pyrimidines, as summarized by Ho et
al. 143Theoretical calculations144 have shown that electrostatic interactions
among the bases in crystals can lead to mixing of excited states and
significant changes in transition moment directions.
The situation with respect to nrr* transitions is uncertain. Only a
few nrr* transitions have been tentatively identified in the biologically
important bases. The paucity of concrete information on nrr* transitions
in these systems results from the difficulty of detecting these inherently
weak transitions against the intense background of the allowed rrrr * transi-
tions.
Secondary Structure
CD has been used extensively for following conformational transitions
in DNA, such as denaturation and transitions from B --~ A and B ~ Z
DNA. In addition, the CD of DNA triplexes has features which are distinct
from those of the duplex, Some of these important applications of CD to
the study of DNA have been described by Gray et al. 14f in this volume.
146D. B. Gray, R. L. Ratliff, and M. R. Vaughan, this series, Vol. 211, p. 389.
147 V. I. Ivanov and D. Yu. Krylov, this series, Vol. 211, p. 111.
,48 B. H. Johnston, this series, Vol. 211, p. 127.
~49S. Hanlon, S. Brudno, T. T. Wu, and B. Wolf, Biochemistry 14, 1648 (1975).
150A. Chan, R. Kilkuskie, and S. Hanlon, Biochemistry 18, 84 (1979).
151 W. A. Baase and W. C. Johnson, Jr., Nucleic Acids Res. 6, 797 (1979).
152p. Anderson and W. Bauer, Biochemistry 17, 594 (1978).
153 D. G. Lewis and W. C. Johnson, Jr., J. Mol. Biol. 86, 91 (1974).
154 E. Pale~ek, Prog. Nucleic Acid Res. Mol. Biol. 10, 151 (1976).
155 K. J. Breslauer, Curr. Opin. Struct. Biol. 1, 416 (1991),
64 SPECTROSCOPY
ULTRAVIOLET/VISIBLE [4]
well below the melting point. Premelting is quite distinct from melting,
because the CD changes in the long-wavelength band occur in the opposite
direction; in premelting the magnitude of the CD at 275 nm increases
with increasing temperature, whereas the 245 nm band shows a generally
smaller decrease in magnitude. In addition, the absorbance at 260 nm does
not change significantly at temperatures where premelting is observable in
C D . 156 AS described by Breslauer, 155 this transition may be associated
with a helix-helix transition in which the low-temperature form has the
unusual structural features observed in X-ray diffraction studies of oligo-
mers with oligo(dA)-oligo(dT) tracts, 157'158whereas the high-temperature
form is normal B-DNA. Some natural DNAs, especially kinetoplast DNA
from trypanosomes, have tracts of four or five A residues on one strand,
repeating in phase with the DNA periodicity. These DNAs are strongly
bent, as demonstrated by anomalously small electrophoretic mobility and
by electron microscopy. The properties of kinetoplast DNA approach
those of ordinary DNA over the premelting range, and these changes are
accompanied by the typical premelting CD changes) 59
Double-stranded RNA adopts a conformation like that of A-DNA,
with 11 base pairs/turn and with the base pairs tilted by approximately
13° from perpendicular to the helix axis. Nominally single-stranded RNA
such as tRNA, rRNA, and mRNA has a complex conformation. Thus,
RNA is generally in the A-conformation and, except for homopolymers,
has extensive secondary and tertiary structure. In agreement with this
picture, both double- and single-stranded RNA have CD spectra which
closely resemble the A-DNA CD spectrum. 160:6~The only significant dif-
ference is that RNA generally has a weak negative CD band on the long-
wavelength side of the positive 270 nm band, whereas A-DNA does not.
RNA has never been observed in the B-conformation, but Z-form RNA
has been demonstrated in some alternating G-C sequences. 162'163Hall et
al. ~63demonstrated that Z-RNA can also be obtained with an RNA contain-
6O
0f/1
0 ,. •
-20
-40
t64 j. H. Riazance, W. A. Baase, W. C. Johnson, Jr., K. Hall, P. Cruz, and I. Tinoco, Jr.,
Nucleic Acids Res. 13, 4983 (1985).
165 C. A. Sprecher, W. A. Baase, and W. C. Johnson, Jr., Biopolymers 18, 1009 (1979).
166j. C. Sutherland, K. P. Griffin, P. C. Keck, and P. Z. Takacs, Proc. Natl. Acad. Sci.
U.S.A. 78, 4801 (1981).
167 S. Brahms, J. Vergne, J. G. Brahms, E. DiCapua, Ph. Bucher, and Th. Koller, J. Mol.
Biol. 162, 473 (1982).
66 ULTRAVIOLET/VISIBLE SPECTROSCOPY [4]
and with the hairpin structure near room temperature. The successful
application of this method to the pseudoknot structure implies that contri-
butions from this type of tertiary structure do not significantly perturb
the A-form CD spectrum and supports the applicability of this approach
to other small RNAs.
Ligand Binding
but the behavior is not altered on the addition of DNA. Similar results
have been reported for the basic region adjacent to the leucine zipper
of GCN4.194
The basic region can bind to DNA in an a-helical conformation if it
is stabilized in dimeric form by disulfide cross-linking. This was established
by CD studies of Talanian et al. 195 using the basic region from GCN4 to
which a Gly-Gly-Cys sequence was attached. Under oxidizing condi-
tions, dimers are formed and some a-helix is present. On adding the
specific DNA to which GCN4 binds, a large increase in helix content
is observed.
Acknowledgment
[5] B i o i n o r g a n i c S p e c t r o s c o p y
By EDWARD I. SOLOMON, MARTIN L. KIRK, DANIEL R. GAMELIN,
a n d SABINE PULVER
Introduction
Metalloproteins are spectroscopically attractive systems because metal
ion active sites often have an open subshell electronic configuration (i.e.,
d ~ with 0 < n < 10) and thus exhibit transitions in many energy regions,
each providing complementary insight into the enzyme active site. Key
spectroscopic methods employed in bioinorganic chemistry are listed in
Table I along with an indication of the information content. There are, of
course, many uses of spectroscopy in bioinorganic chemistry which in-
clude analytical and kinetic applications; however, two goals should be
emphasized as these directly relate to function: (1) Spectroscopic features
can be used to probe the metal ion geometric and electronic structure and
how these change with substrate and small molecule interactions with
the protein. This provides molecular level insight into reaction mecha-