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ISSN 1800-6450
Yerriswamy Wooluru 1
Swamy D.R. THE PROCESS CAPABILITY ANALYSIS - A
P. Nagesh TOOL FOR PROCESS PERFORMANCE
MEASURES AND METRICS - A CASE STUDY
399
vitally important issues that we must address but require close control. Values of Cp
when considering the performance of a below 1.00 indicate the process is not
process and so the assessment of process capable of meeting specifications. If the
capability is inappropriate and statistically process is centered within the specifications
invalid to assess with respect to conformance and is approximately “normal” then Cp =
to specifications without being reasonably 1.00 results in a fraction nonconforming of
assured of having good statistical control. 0.27%. It is also known as process potential.
Before evaluating the process capability, the Cpl: It estimates process capability for
process must be shown under statistical specifications that consist of a lower limit
control i.e. the process must be operating only (for example, strength) and it assumes
under the influence of only chance causes of process output is approximately normally
variation and also ensure that the process distributed. Cpu: It estimates process
data is normally distributed and observations capability for specifications that consist of
are independent. an upper limit only (for example,
A process may produce a large number of concentration). Assumes process output is
pieces that do not meet the specifications, approximately normally distributed.
even though the process itself is in a state of Cpk: It considers process average and
statistical control (i.e., all the points on the evaluates the process spread with respect to
X-bar and R charts are within the 3 sigma where the process is actually located. The
limits and vary in random manner).This may magnitude of Cpk relative to Cp is a direct
be due to the lack of centering of the process measurement of how off-centre the process
mean in other words, the actual mean value is operating. It assumes process output is
of the parts being produced may be approximately normally distributed. If the
significantly different from the specified characteristic or process variation is centered
nominal value of the part. If this is the case, between its specification limits, the
an adjustment of the machine to move the calculated value for CPK is equal to the
mean closer to the nominal value may solve calculated value for CP. But as soon as the
the problem. Another possible reason for process variation moves off the specification
lack of conformance to specifications is that center, it is penalized in proportion to how
a statistically stable process may be far it‟s offset. CPK is very useful and very
producing parts with an unacceptably high widely used. Generally, a CPK greater than
level of common-cause variation, even 1.33 indicates that a process is capable in the
though the process is centered at the nominal short term. Values less than 1.33 tells that
value. the variation is either too wide compared to
the specification or that the location of the
2. The basic capability indices variation is offset from the center of the
commonly used in specification. It may be a combination of
manufacturing industries are both width and location. Cpk measures how
far the process mean is from the nearer
Cp, Cpk Cpm and Cpmk. specification limit in terms of 3σ distances.
Cpk works well only for the bell-shaped
Cp: It simply relates the Process Capability
“normal” (Gaussian) distribution. For others
to the Specification Range and it does not
it is an approximation. Cpk = Cp only when
relate the location of the process with respect
the process is perfectly centered. Cp
to the specifications. Values of Cp exceeding
represents the highest possible value for
1.33 indicate that the process is adequate to
Cpk.
meet the specifications. Values of Cp
between 1.33 and 1.00 indicate that the Cpm: It estimates process capability around
process is adequate to meet specifications a target T, it is always greater than zero and
401
It estimates process capability around a
√ X target T and accounts for an off-center
Cpmk
process mean. Assumes process output is
approximately normally distributed.
403
It has been observed from the Figure 1 that 5.2 Normal probability plot and
all plotted sample range and mean values are histogram for validating the Normality
within the control limits on both R-Chart as assumption
well as X-Bar chart and no indication of
Trend, shift, run and clustering has been Graphical methods including the histogram
noticed. Hence, it is concluded that the and normal probability plot are used to check
process is under statistical control and the normality of the case study data. Figure 2
operating under the influence of only chance displays the histogram and Figure 3 display
causes of variation. i.e., the process is stable the normal probability plot for the case study
over time. data. The sample data appears to be normal.
205.06
205.05
205.04
205.03
205.02
205.01
1 10 20 30 40 50 60 70 80 90 100
Observation
Number of runs about median: 51 Number of runs up or down: 56
Expected number of runs: 51.00000 Expected number of runs: 66.33333
Longest run about median: 5 Longest run up or down: 4
A pprox P-Value for C lustering: 0.50000 A pprox P-Value for Trends: 0.00669
A pprox P-Value for Mixtures: 0.50000 A pprox P-Value for O scillation: 0.99331
6. Estimation of Process –
Cp = = 1.34
Capability Indices for existing
process conditions
Percentage of specification band used by the
current process.
6.1Process Capability Index - Cp
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Cr = (1 / Cp) x 100 = (1/ 1.34) x 100 = 74.62 6.4 Cpmk Process capability index-Cpmk
%.This means that the manufacturing (a third- generation capability index that
process uses 74.62 % of specification band. incorporates the features of Cpk and
Cpm).
The capability Ratio
= 0.0063
(CR) = = = 0.744
√ X
At present the specification range used by
the process is 74.4%.
The case study analysis reveals that Cp is not
equal to Cpk which implies that the process is
6.2 Process capability index – Cpk
not exactly centered. Also, Cp, Cpk Cpm and
(Second- generation capability index,
Cpkm are not very nearer in their magnitude
developed from the original Cp)
and hence it can be stated that process under
̿ ̿ study is not exactly centered. It is noticed
( ) that even process is under statistical control
Cpk = Min ,stable over time and have potential to meet
the given specification limits, there has been
( ) rejections as large as 4,64,626.00 products
out of 1 million products due to the shift of
Cpk = Min the process mean towards upper
Therefore, Cpk = 0.026 specification limit as shown in figure 9. In
order to reduce the scrap, it is necessary to
6.3. Process capability index- Cpm shift the process mean as close as possible to
(Second- generation capability index, the target value (i.e., 205.00 mm).
developed from the original Cp)
7. Process capability evaluation
= after shifting the process mean
√ to the specification mean
X
0.33
After adjusting the process mean to the
Where, USL and LSL are upper and lower target value of 205.00, data was collected
specification limits.‟ is process standard and presented in the Table 4.
deviation, ̿ is process mean, T is target
value.
Table 4. Measured values of bore dia after adjusting the process mean
Sample 1 2 3 4 5 Range Mean
205.007 205.006 204.982 205.005 204.996 0.025 204.999
1.
204.995 205.000 205.010 205.021 205.016 0.026 205.008
2.
204.994 205.013 204.990 205.005 204.985 0.028 204.997
3.
204.998 205.016 205.037 204.994 204.991 0.046 205.007
4.
407
Figure 5. Control charts for case study data
It has been observed that all the plotted 8.2 Normal probability plot and
sample range and mean values are within the histogram for validating the Normality
control limits on both R-Chart as well as X- assumption (After adjusting the process
Bar chart and there are no indications of mean).
Trend, shift, run and clustering. Hence it is
concluded that the process is under statistical Graphical methods including the histogram
control and operating under the influence of and normal probability plot have been
only chance causes of variation. i.e., the constructed to check the normality of the
process is stable over time. case study data. Figure 6 display the
histogram and Figure 7 shows normal
probability plot for the case study data. The
sample data appears to be normal.
Test results for normal probability plot for concluded that the sample data can be
the data from MINITAB -14 statistical regarded as taken from a normal process.
software output shows Mean: 205.00,
Standard deviation: 0.0143, Anderson 8.3 Construction of Run Chart for
Darling test statistic. 0.399 and P- value: checking the assumption of randomness of
0.358 is greater than the significance level the case study data
(𝛼= 0.05).This implies that the data is
distributed normally .Thus, It has been
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Interpretation of Run chart: The P-values = 84.60%. This means that the
for clustering, mixtures, trends and manufacturing process uses 84.60% of
oscillation are greater than alpha value of specification band.
0.05. The actual numbers of runs are close to
the expected number of runs. Hence, it is The capability Ratio,
concluded that the data is independent and
random. (CR) = = = 0.846
After validating the three critical
assumptions, the process capability of the The specification range used by the process
boring operation would be quantified. is 84.46%.
= 1.18
√ ( X )
Figure 10. Process Capability Analysis after adjusting the process mean
After adjusting the process mean, it has been causes of variation and achieve Cp and Cpk
noticed that the process is under statistical value is 1.33.
control, stable over time and capable of
meeting the given specification limits. Even 10. Estimation of non-conforming
after shifting the process mean, it has been Gears
noticed from the Figure.10, that rejections as
few as 159 gears as scrap and 337 gears as 10.1 Estimation of confidence interval for
rework out of 1 million gears. Still there is Cp
an opportunity to reduce the scrap and
rework by identifying and reducing the The expressions for the above capability
indices involve population parameters. In
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practice, they are replaced by their sample
estimations (σ‟ and ̿ ), leading to point ̂ √ ̂ √
estimates ̂ ̂ ̂ and ̂ mk .Here,
confidence intervals have been provided for Where α and α are the lower
̂ ̂ under the assumption of α
and upper percentage points on the chi-
normality of the distribution of the quality
characteristic. A 100 (1-α)% confidence square distribution with (n-1) degree of
interval for ̂ (Kushler and Hurley, 1992). freedom.
√ √ ,
√ √ ,
√ √ ,
1.023 1.547
An approximate confidence interval at 95% Where n represents the sample size used to
confidence level for Cpk has been estimated calculate ̂ and represents the
under the assumption that the quality
standard normal value for a tail area of .
characteristic is normally distributed.
(Kushler and Hurley, 1992).
0.984≤ ̂ ≤ 1.33
LCL √ √ = 1.048
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13. Conclusion Cpmk does provide more capability
assurance with respect to process yield and
The case study was conducted in an process loss to the customers than the other
automotive industry and examined using two indices Cpk and Cpm. This is a desired
Cp,Cpk, Cpm and Cpmk index, to show the goal according to today‟s modern quality
importance of process capability analysis for improvement theory, as reduction of process
monitoring and ensuring the products quality loss (variation from the target) is as
to satisfy the customer‟s requirements. important as increasing the process yield
Before quantifying the indices, validation of (meeting the specification).The construction
the three critical assumptions were tested of confidence interval for Cpk is not straight
with the help of statistical tools like control forward as that of Cp. In this paper Bissel‟s
charts, histogram and normal probability plot approach has been used to construct the
and run chart using the statistical software- confidence interval of Cpk, As it is
Minitb-14.The quantified values presented in significantly influenced by sample
the Table 6. Shown their sensitiveness in size,sample size of 100 observations is used
exhibiting the results. Among all the indices for the process capability study.
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Yerriswamy Wooluru Swamy D.R P. Nagesh
JSS Academy of Technical JSS Academy of Technical Sri Jayachamarajendra
Education, Education, College of Engineering,
Bangalore-560060 Bangalore-560060 JSS Centre for Management
India India studies
ysprabhu@gmail.com drswamydr@gmail.com Mysore-570006
India
pnagesh1973@rediffmail.com
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416 Y. Wooluru, D.R. Swamy, P. Nagesh