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VIRTUE AND CIRCUMSTANCES:
ON THE CITY-STATECONCEPT OF ARETE
MARGALIT FINKELBERG
The liberalmanwill need money for the doingof his liberaldeeds,and the
just man too will need it for the returningof services(for wishes are hard
to discern,and even people who are not justpretendto wish to act justly);
and the brave man will need power if he is to accomplishany of the acts
that correspondto his arete,and the temperatemanwill need opportunity;
for how else is either he or any of the others to be recognized?It is
debated,too, whetherthe will or the deed is more essentialto arete,which
is assumedto involve both; it is surely clear that its perfectioninvolves
both; but for deeds many things are needed, and more, the greater and
nobler the deeds are.1
American Journal of Philology 123 (2002) 35-49 ? 2002 by The Johns Hopkins University Press
36 MARGALIT
FINKELBERG
which an ethical theory has to produce must satisfy people who have
reflectedon virtue and what its significanceis in our lives.And to those
who do this,it seems clear that worldlysuccessis not the point at all, that
what mattersis being virtuous,being a moralperson as we nowadayssay,
and that if this is what matters,one has all one needs for happinesseven if
one loses all the worldlygoods."2
other hand is used indifferently in all the categories and means simply
'excellence"' (Kitto 1957,171-72). According to Terence Ball," 'Virtue' is
our modern (and in many respects unsatisfactory) translation of the
Greek apen'r. A better, if rather more awkward, translation of arete
would be 'role-related specific excellence.' Arete is that quality or set of
qualities which enables one to fill a particular role and to discharge its
duties" (Ball 1995, 74).
Arete was indeed conspicuous in that it could be identified in more
than one way. "But there is no difficulty about it," young Meno boasts
when requested by Socrates to explain what arete is:
Firstof all,if it is manlyareteyou are after,it is easy to see that the areteof
a man consists in managingthe city's affairscapably,and so that he will
help his friendsand injurehis foes while takingcare to come to no harm
himself.Or if you want a woman'sarete,that is easily described.She must
be a good housewife,carefulwith her stores and obedientto her husband.
Then there is anotheraretefor a child,male or female,and anotherfor an
old man,free or slave as you like,and a greatmanymore kindsof arete,so
that no one need be at a loss to say whatit is.Forevery act and every time
of life, with referenceto each separatefunction,there is an aretefor each
one of us.3
Everything, even animals and inanimate objects, has its particular arete,
including the "animate instrument," the slave. At the same time, there
can be no doubt that possessing the "slavery arete" does not grant the
slave the kind of arete that was the prerogative of the free citizen.
The Greeks of the archaic and classical ages molded their concep-
tion of a person out of the realities of the city-state, the identity of whose
members was strictly predicated on their social role of free citizens. Once
this condition was removed, the "city-state animal" that the Greek man
above all was,4 would lose his identity and, together with it, his share in
the only kind of arete that really counted. To quote Ball again, "[Ajrete
does not and cannot refer to the excellence (moral or otherwise) of man
qua man but of man qua role-bearer in relation to other role-bearers"
(Ball 1995, 74). The view of the human being underlying this attitude to
arete is the one that Alasdair Maclntyre defined as "the use of 'man' as a
functional concept": "It is rooted in the forms of social life to which the
theorists of the classical tradition give expression. For according to that
tradition to be a man is to fill a set of roles each of which has its own
point and purpose: member of a family, citizen, soldier, philosopher,
servant of God. It is only when man is thought of as an individual prior
to and apart from all roles that 'man' ceases to be a functional concept"
(Maclntyre 1984, 58-59). To be sure, as is amply exemplified by Meno
and other Platonic dialogues, it was exactly such a view of man as "prior
and apart from all roles"-or, to put it in Plato's own words, of "the
single arete, which permeates all of them,"5-that the philosophers strove
to teach at least from the time of Socrates. Yet, as we shall see, the
popular thought and the behavior of ordinary people exhibited quite a
different attitude.
The most illuminating single discussion of the nature of arete as
seen outside the context of philosophy is perhaps the one that took place
in 401 B.C.near Cunaxa, north of Babylon, a day after the decisive battle
that put an end to the attempt of Cyrus, the younger brother of the Great
King, to seize the throne of Persia. Although the army of Greek merce-
naries hired by Cyrus routed the troops that faced them without a single
casualty, Cyrus himself was killed, and his death left the Greeks leader-
less and alone in the heart of the Persian empire. On the next day
messengers from the king arrived in the Greek camp. They demanded
that the Greeks surrender their arms and leave themselves to the mer-
cies of the Persian ruler. There was a fair chance that the king would be
interested in employing the Greek soldiers exactly as his brother had
before, but one could never be sure. After brief negotiations, the terms of
capitulation were rejected.
On the Persian side, the negotiations were led by Phalinus, a Greek
in the Great King's service, who passed there for an expert in Greek
military tactics. When his first entreaty was met with unanimous opposi-
tion on the part of the Greek generals, Phalinus pointed out to his
compatriots, who still considered themselves victorious in the previous
day's action, how desperate their situation in fact was: they were in the
heart of hostile territory, enclosed by impassable rivers, and the king
could at any moment bring against them a military force "so vast that
even if leave were given to rise and slay you could not kill them."
After him Theopompus the Athenian spoke. "Phalinus," he said, "at this
instant, as you yourself can see, the only good things left to us are our arms
and our arete. If we keep our arms, we suppose we can make use of our
arete; but if we deliver up the arms, we shall presently be robbed of our
lives. Do not suppose then that we are going to give up to you the only
good thingsthat we possess.We preferto keep them;and by their help we
will do battlewithyou for the good thingsthatareyours."Phalinuslaughed
when he heardthose words,and said,"Spokenlike a philosopher,my fine
youngman,andveryprettyreasoningtoo; yet, let me tell you, yourwits are
somewhatscatteredif you imaginethatyouraretewill get the betterof the
king'spower."6
6
Xen. Anab. 2.1.11-13, trans. Henry G. Dakyns, with slight changes.
7Thuc. 5.105.4, trans. Benjamin Jowett.
8Thuc. 3.82.2: npo6'a&tapovra xa& opy&a qTvTo3x,v Oxoitoi.
40 MARGALIT FINKELBERG
CITIZENSHIPAND ARETE
When Plato's Meno says with all the self-confidenceof youth that "it is
easy to see that arete of a man consists in managingthe city's affairs
capably,"there can be no doubt that he is doing hardly more than
expressingthe communisopinio of his time."Managingthe city'saffairs"
was an indispensablequalificationfor a citizen of the polis,and this was
why in the second half of the fifthcenturyB.C.crowdsof youngmen from
the best familiesrushedto secure at any cost the servicesof the profes-
sional "teachersof arete,"the Sophists.The Sophists' proclaimedgoal
was to assisttheirstudentsin improvingtheirperformancesas successful
members of the community.In Plato's Protagoras Socrates asks the
9 It is not out of the question that Theopompus, who emerges only once in the
Anabasis, is none other than Xenophon in disguise, see Nussbaum 1967,123 n. 6.
VIRTUE AND CIRCUMSTANCES 41
15
Thgn. 651-52; trans. Walter Donlan.
16
Cf. Adcock 1957,4; Hanson 1989, 117-25; Murray 1993,124-36; Bryant 1996,90-93.
17
Considering that the members of the upper classes, although officially qualified as
"knights," were also often enlisted as hoplites, it would be no exaggeration to say that
hoplite warfare was an experience uniting the upper and the middle classes of the Greek
polis, and this meant the majority of its population. Cf. Donlan 1999,179: "The nobleman
may have considered himself to be above and apart from the common people, but never
VIRTUEAND CIRCUMSTANCES 43
In the firstplace,I maintain,it is only just that the poorer classes and the
commonpeople of Athens shouldbe better off than the men of birthand
wealth, seeing that it is the commonpeople who man the fleet and have
broughtthe city her power.The steersman,the boatswain,the lieutenant,
the look-out-manat the prow,the shipwright-these are the people who
supplythe city with power far ratherthan the hoplites and men of birth
and quality.This being the case, it seems only just that offices of state
should be thrown open to every one both in the ballot and the show of
hands,and that the right of speech should belong to any citizen who is
willing,without restriction.20
That the oligarchic view concurs with the democratic one at this specific
point shows clearly enough that it is not so much the property as such,
but rather the ability to contribute to the common good, of which property
used to be one of the main prerequisites, that was universally recognized
21
Cf. Bryant 1996, 152-54. As I argued elsewhere, the view that the possession of
arete is associated with one's contribution to the common good can be traced back as far as
Homer; see Finkelberg 1998, 21-24.
22
See Iph. Aul. 1368-401, 1446; Symp. 179b4-180b5, 208d.
23
Hdt. 1. 30. 4-5; trans. George Rawlinson.
VIRTUEAND CIRCUMSTANCES 45
of his family, and, last but not least, the personal wealth, moderate though
it was, that he enjoyed during his lifetime. Aristotle obviously refers to
this story in book 10 of the Nicomachean Ethics: "Solon, too, was perhaps
sketching well the happy man when he described him as moderately
furnished with externals [Toi; KiTo;] but as having done (as Solon thought)
the noblest acts, and having lived temperately; for one can with but
moderate possessions do what one ought."24
It is against this background that Hesiod's verse "wealth is accom-
panied by arete and repute" should be read.25The context makes it clear
that the wealth meant here could hardly be much more than the moder-
ate prosperity enjoyed by a hardworking farmer.26Nevertheless, Hesiod's
words were found inappropriate by Plutarch, who read them from the
standpoint of the second century A.D. In his treatise How the Young Man
Should Study Poetry Plutarch wrote:
Note that Plutarch's conception of arete is essentially the same one that
Plato makes Socrates express in the Apology: "For I spend all my time
going about trying to persuade you, young and old, to make your first
and chief concern not for your bodies nor for your possessions,but for
the highest welfare of your souls,proclaimingas I go, 'Wealthdoes not
bringarete,but aretebringswealth and every other blessing,both to the
individualand to the state."'28Yet, as his trial and execution in 399 B.C.
demonstrate,Socrates'approachto civic issues was far from welcome in
Athens of his time. It was therefore the popularratherthan the philo-
sophical conception of arete that underwent a radical change in the
course of centuries.
As a resultof new developmentsin the social life of Greece during
the Hellenisticage,aretebecamegenerallyunderstood,in full agreement
with the tenets of the philosophers,as a permanentstate of mind that
shineseven more stronglyin the adversitiesof fortune.Whenseen in this
manner,aretecertainlycould not depend on wealth or be "increased"or
"diminished"accordingto the circumstancesof one's life. Nowhere was
this changeas conspicuousas in the attitudeto slavery."Laterantiquity,"
BernardWilliamswrote when comparingHellenisticethics with that of
Aristotle, "seems rather to have given up the question of slavery as a
problem in political philosophy in favor of edifying attempts to show
that slavery was not really harmfulto the slave;in particular,that real
freedomwas freedomof the spirit,and that this couldbe attainedas well,
perhapsbetter, by slaves"(Williams1993, 115). It is immaterialfor our
purposewhetherthe Hellenisticdoctrinesshouldbe accountedfor strictly
in terms of their relationship to the earlier theories or, rather, as a
reaction to new political and social realities of the Hellenistic age. To
quote Anthony Long, "It would certainlybe wrong to isolate Stoicism
and Epicureanismfrom their milieu. Epicurus'renunciationof civic life
and the Stoics' conception of the world itself as a kind of city may be
viewed as two quite differentattemptsto come to terms with changing
social and political circumstances.But many of the characteristicsof
Hellenistic philosophy were inherited from thinkers who were active
before the death of Alexander"(Long 1986,3).29 We can howeverbe sure
of one thing:in the Hellenistic city-states,as distinctfrom the classical
polis,the theories of a person'splace in the world that the philosophers
offered were met with a sympatheticresponse.30
28PI.
Apol. 30 b; trans. Hugh Tredennick.
29 For a further discussion see
Bryant 1996, 4-7.
30
According to Scholz 1998, 372-75, the antagonism between philosophy and poli-
tics started at the beginning of the fourth century B.C.as a result of Socrates' execution, and
ended in the second half of the third century, when philosophy became the universally
VIRTUE AND CIRCUMSTANCES 47
ARETE AS FUNCTIONALCONCEPT
recognized vehicle of liberal education. Cf. Habicht 1994, 231-47. Yet, Polybius' acknowl-
edging in passing (3.59.4) that the worldwide conquests of Macedon and Rome were
followed by decrease in the political and military ambition among Greek men of action
(aloXEXuEv6ov 8e Kc
alTC V cparTitucv av6p&v tCic 7repi ra; nOXepiKa;
I1K( tCOtalK&O
; iCpa?er;
(piqoTgiaic) and that the situation thus created acted as a powerful stimulus in their
devoting their energies to scholarship and research (?K 8f TOTCV ro7
noX&; XKaI eya,KXa;
&popa&;eiXT(p6Tcorv ei; T6 noXDonpaygoveiv Kal(pXiog0riv
npo pa T&v npo?etp?ig?VoV), is per-
haps even more relevant.
I am grateful to the anonymous referees and the editor of this journal for their
helpful comments.
48 MARGALITFINKELBERG
which was sustained during the archaic and classical ages, flowed directly
from this ideal. According to this concept, arete is only valid when being
proved in action purporting to benefit the common good. Thus under-
stood, arete only applied to those who were able to make themselves
useful to the community in the accepted ways of war and politics, that is,
it addressed the male citizens of the upper and the middle classes and did
not apply to those whose circumstances prevented them from exercising
it, that is, slaves, women, and in most cases also the poor. In the Hellenis-
tic age this concept gave way to another one, according to which arete
resides in a person's character and therefore does not depend on exter-
nal circumstances, including the civic status. Arete thus understood be-
came accessible to both rich and poor, both freeborn and slaves, both
men and women, both Greeks and barbarians.To paraphrase Maclntyre's
words quoted above, it is only then that "man" ceased to be a functional
concept and began to be generally understood as "an individual prior to
and apart from all roles." In other words, the concept of arete from which
Aristotle proceeds is a historically limited one, even when seen in the
perspective of Greek civilization itself. Nevertheless, it was this concept
that underlay much of the thought and behavior of the ancient Greeks at
the summit of their civilization.
TELAviv UNIVERSITY
e-mail:finkelbe@post.tau.ac.il
BIBLIOGRAPHY
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Bryant, Joseph M. 1996. Moral Codes and Social Structure in Ancient Greece:A
Sociology of Greek Ethics from Homer to the Epicureans and Stoics. Al-
bany: State University of New York Press.
Donlan, Walter. 1999. The Aristocratic Ideal in Ancient Greece. 1980; Wauconda,
Ill.: Bolchazy-Carducci Publishers.
Finkelberg, Margalit. 1998. "Time and Arete in Homer." CQ 48:15-28.
Guthrie, W. K. C. 1969. A History of Greek Philosophy. Vol. 3. Cambridge: Cam-
bridge University Press.
Habicht, Christian. 1994. "Hellenistic Athens and Her Philosophers." In Athen in
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VIRTUEAND CIRCUMSTANCES 49