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EDUCATIONAL PSYCHOLOGIST, 41(3), 161–180

Copyright © 2006, Lawrence Erlbaum Associates, Inc.


KUO AND ANDERSON
MORPHOLOGICAL AWARENESS AND READING

Morphological Awareness and Learning to Read:


A Cross-Language Perspective
Li-jen Kuo and Richard C. Anderson
Center for the Study of Reading
University of Illinois at Urbana–Champaign

In the past decade, there has been a surge of interest in morphological awareness, which refers
to the ability to reflect on and manipulate morphemes and word formation rules in a language.
This review provides a critical synthesis of empirical studies on this topic from a broad
cross-linguistic perspective. Research with children speaking several languages indicates that
knowledge of inflectional morphology is acquired before knowledge of derivational morphol-
ogy and the morphology of compounds, which continue to develop through the elementary
school years. Research establishes that morphological awareness contributes to the decoding of
morphologically complex words and contributes to the development of reading comprehen-
sion, although the relationship is probably reciprocal rather than unidirectional. Morphological
awareness becomes an increasingly important predictor of measures of reading as children
grow older. Morphological awareness is intertwined with other aspects of metalinguistic
awareness and linguistic competence—notably, phonological awareness, syntactic awareness,
and vocabulary knowledge. Lack of satisfactory control of these intertwined elements is one of
several shortcomings of the existing literature.

Learning to read is “fundamentally metalinguistic” phemes and employ word formation rules in one’s lan-
(Mattingly, 1984; Nagy & Anderson, 1999). It has long been guage is therefore referred to as morphological awareness.
argued that the ability to abstract language from meaningful This topic has not been vigorously investigated in reading
contexts and to reflect upon its structural properties is a criti- research until recently. Yet, since morphological aware-
cal component in language development and, in particular, in ness provides the avenue to comprehension, it is important
the development of reading. In research on the relationship for reading researchers as well as reading instructors to un-
between different facets of metalinguistic awareness and derstand the developmental course of different aspects of
learning to read, considerable attention has been given to morphological awareness and how these are related to
phonological awareness (for a review, see Goswami, 2000). reading achievement.
It has been shown that phonological awareness not only plays Morphological awareness comprises primarily knowl-
a key role in the learning of alphabetic languages (e.g., edge about the pairing of sound and meaning in a lan-
Bradley & Bryant, 1983), but also in the learning of guage and the word formation rules that guide the possible
logographic languages such as Chinese (e.g., Ho, Law, & Ng, combination of morphemes. For example, [bjutIfUl],
2000; Li, Anderson, Nagy, & Zhang, 2002). beautiful, is composed of two morphemes: the stem
However, reading is more than converting orthographic [bjUtI], which denotes a quality that pleases or delights
forms into phonological forms. Comprehension can only the senses, and the suffix [fUl], which marks the word as
be achieved when the converted phonological forms are an adjective and denotes having the quality specified in
mapped onto semantic information. The smallest phono- the stem. Note that it is the pairing of semantic informa-
logical unit that carries semantic information is a mor- tion with the phonological representation, not the ortho-
pheme. The ability to reflect upon and manipulate mor- graphic representation, that is the core property of a mor-
pheme (Jannedy, Poletto, & Weldon, 1994).
It is essential to clarify the construct morphological aware-
Correspondence should be addressed to Li-jen Kuo, Center for the
Study of Reading, University of Illinois at Urbana–Champaign, 158 ness at the outset of this review because the term has received
Children’s Research Center, 51 Gerty Dr., Champaign, IL 61820. E-mail: multiple interpretations in reading research and, in particular,
lijenkuo@uiuc.edu has been extended to include orthographic aspects of learning
162 KUO AND ANDERSON

to read (e.g., Li et al., 2002). To avoid possible confusion in & Ng, 2003; Ho, Wong, & Chan, 1999; Shu & Anderson,
later discussions in this article, we propose the scheme in 1997). Another example of a graphosemantic feature is the
Figure 1 to differentiate the different subcomponents that have marking of nouns with capitalized letters in German. Finally,
been included in the umbrella construct of morphological graphomorphological awareness1 refers to the ability to co-
awareness in recent reading research. The three circles repre- ordinate orthographic, phonological, and semantic informa-
sent three major facets of metalinguistic awareness: phono- tion during reading.
logical awareness, orthographic awareness, and semantic The umbrella construct morphological awareness in cur-
awareness. As already defined in reading research, phonolog- rent literature includes the following subcomponents de-
ical awareness and orthographic awareness refer to the abili- picted in Figure 1: orthographic awareness, graphosemantic
ties to manipulate and reflect upon the sounds and the ortho- awareness, semantic awareness, morphological awareness,
graphic representations of one’s language, respectively and graphomorphological awareness. However, in this re-
(Henderson & Chard, 1980; Nagy& Anderson, 1999). Seman- view, morphological awareness refers only to the ability to
tic awareness is defined as the knowledge about how mean- manipulate morphemes and employ word formation rules.
ings are organized in a language. For example, in English, the There are at least three reasons why there should be a
meaning of a verb rarely includes an action plus its object strong relationship between morphological awareness and
(Nagy & Scott, 1990). According to Nagy and Gentner (1990), learning to read. First, morphemes have semantic as well as
understanding the pattern of word meaning in one’s language phonological and syntactic properties (Mahony, Singson, &
may facilitate the process of constructing and evaluating hy- Mann, 2000). Morphological awareness is thus integrally re-
potheses about the possible meanings of unfamiliar words. lated to other aspects of language knowledge and may pro-
The four intersecting areas in Figure 1 are vide a “more general index of metalinguistic capability” than
graphophonological awareness, morphological awareness, phonological or syntactic awareness considered alone
graphosemantic awareness, and graphomorphological (Carlisle, 1995, p. 192).
awareness. Graphophonological awareness is the knowl- A second reason to relate morphological awareness and
edge about the grapheme-phoneme and phoneme-grapheme learning to read is concerned with the way the mature mental
conversion rules of a language. Morphological awareness, as lexicons are organized. Psycholinguistic studies involving
defined earlier, refers to the knowledge about the pairings of adults have consistently shown that morphological informa-
sound and meaning in a language. Graphosemantic aware- tion is utilized when processing complex words (Nagy et al.,
ness refers to the knowledge about how semantic information 1989; Napps, 1989; for reviews, see Clahsen, Sonnenstuhl, &
is encoded in the orthography and how orthography provides Blevins, 2003 and Harley, 2001). For example, root frequency
cues to meaning. For example, in Chinese, the orthographic affects the processing of morphologically complex words in
unit that encodes a morpheme is a character. The majority of alphabetical languages (e.g., Burani & Caramazza, 1987;
the characters have a constituent unit called a radical. Niswander, Pollatsek, & Rayner, 2000). In research involving
Though radicals do not carry any phonological information, speakers of logographic languages such as Chinese, similar re-
they usually provide partial but reliable cues to the meaning sults in support of a morpheme-based mental lexicon have also
of a character, and it has been reported that they play a critical been obtained (e.g., Zhou & Marslen-Wilson, 1994, 1995).
role in Chinese children’s literacy development (e.g., Ho, Ng, The fact that the mental lexicon of adult readers is mor-
phologically organized suggests that morphological knowl-
edge may serve as a framework to efficiently store words
(Sandra, 1994). Thus, children with more developed mor-
phological knowledge may have an advantage in acquiring
and retaining morphologically complex vocabulary. Expe-
dited learning of morphologically complex vocabulary is
crucial because such vocabulary may make up 60% to 80%
of the new words acquired by school-aged children (Anglin,
1993; Nagy & Anderson, 1984). Given that vocabulary is a
strong indicator of reading performance (Anderson &
Freebody, 1981), morphological awareness should play a
substantial role in reading development.

1The term graphomorphological awareness first appeared in Nagy et al.

(2002) and is defined as an understanding of “the nature of the writing sys-


tem and of the mappings between the elements of the spoken and written lan-
FIGURE 1 Interrelation between different aspects of guages” (p. 64). However, it should be noted that this term receives a some-
metalinguistic awareness. what different definition in this article.
MORPHOLOGICAL AWARENESS AND READING 163

A third reason to postulate a strong relationship between & Louis-Alexandre, 2000; Cazden, 1968; Kuczaj, 1977,
morphological awareness and reading development is that 1978; Perez-Pereira, 1988; Selby, 1972), derivatives (e.g., Ku
morphological awareness may provide readers additional in- & Anderson, 2003; Leong, 1989, Lewis & Windsor, 1996;
sight into the writing system (Nagy, Berninger, Abbott, Tyler & Nagy, 1989), and compounds (e.g., Berko, 1958;
Vaughan, & Vermeulen, 2003). Many writing systems encode Elbro & Arnbak, 1996; Clark & Berman, 1984, 1987; Ku &
both phonological and morphological information. A princi- Anderson, 2003). Inflectional morphology is concerned with
ple that applies to many alphabetic languages is the the systematic marking of grammatical function on a word
isomorphism principle, which states that morphemes tend to stem as required by the syntax. Inflectional morphemes typi-
receive a constant orthographic representation regardless of cally mark syntactic or semantic relations between different
phonological shift due to affixation, as in sign-signature; words in a sentence without altering the meaning or the part
heal-health; and produce-production (Verhoeven, Schreuder, of speech of the stem. For example, verbs in English may be
& Baayen, 2003). On the other hand, morphemes that are pro- marked by inflectional morphemes for tense (e.g., explain
nounced the same often differ in spelling, for example, explained) and person (e.g., I turn she turns). Nouns may
to-two-too and its-it’s. A similar pattern exists in Chinese, a be inflectionally marked for agreement with other words in
logographic language, where morphemes pronounced with the sentence in terms of number (e.g., one book two
the same syllable generally have distinctive orthographic books). Derivation involves the addition of a morpheme to
forms. Having more developed morphological awareness and change the part of speech or the meaning of a base morpheme
being better able to identify allomorphs (different phonologi- (e.g., the verb explain can be changed to a noun by adding a
cal representations of the same morpheme, e.g., [saIn] in sign nominalizing morpheme, as in explanation). Compared with
and [sIg] in signature) would enable readers to read morpho- inflectional morphemes, derivational morphemes are usually
logically complex words more accurately and fluently. less productive and more restrictive in terms of what types of
The foregoing overview has provided the rationale for de- base morphemes with which they can be combined. For ex-
fining morphological awareness in conjunction with other ample, in English, -able can only be attached to verbs but not
aspects of metalinguistic awareness and provided the frame- to nouns to form adjectives. Finally, compounding refers to
work for examining the relationship between morphological the formation of new words by combining two or more words
awareness and literacy development. Next, we review empir- or roots (e.g., biosphere, cupcake, forecast, overbook). The
ical studies that have examined the role of morphological parts of a compound can be derived words (e.g., computer
awareness in the reading development of school-aged chil- programmer) or inflected words (e.g., house-keeping).
dren. The cross-language perspective adopted in the follow- A distinction needs to be made between the acquisition of
ing review will allow for a critical examination of the role of morphology and the development of morphological aware-
morphological awareness in literacy development, including ness. While the former is concerned with development of the
both features common across all languages and those unique ability to comprehend and produce morphologically com-
to a particular language. plex words in natural speech, the latter focuses on the ability
This review aims to address two major issues from a to reflect on and manipulate word formation rules in the ab-
cross-language perspective: a) the developmental course of sence of a communicative context. Instead of treating the two
different aspects of morphological awareness and its relation as distinct constructs, it would be more reasonable to concep-
to other aspects of metalinguistic awareness; and b) the role tualize morphological awareness as a subset construct within
morphological awareness play in reading development. The the broader scope of acquisition of morphology. Morpholog-
remainder of the review is organized into three major sections ical awareness can be seen as the more explicit representation
that address these two major issues. The first section discusses and manipulation of implicitly acquired morphological rules.
children’s acquisition of different aspects of morphology. The
second section examines methodological issues in assessing
Acquisition of Inflectional Morphology
children’s morphological awareness. The third section is a
critical synthesis of findings from research on the relationship Berko (1958) conducted one of the first systematic studies of
between morphological awareness and reading development. children’s awareness of inflectional morphology. The study
The review concludes with an evaluation of pedagogical im- involved children ranging in ages from 4 to 7 years old. They
plications of research on morphological awareness and a sum- were presented with a sentence containing a pseudoword and
mary of promising areas for future research. then asked to supply the plural, verb tense, or possessive of the
pseudoword. For example, the experimenter showed a picture
of a bird-like animal and said, “This is a wug. Now there is an-
ACQUISITION OF MORPHOLOGY other one. There are two of them. There are two ___.” The child
was supposed to answer “wugs.” Findings from Berko’s clas-
Research on children’s acquisition of morphology and mor- sic “wug” study show that a) children in preschool have al-
phological awareness has focused on the acquisition of three ready developed some knowledge of the functions of inflec-
types of morphology: inflections (e.g., Berko, 1958; Casalis tional markers and may be able manipulate them with new
164 KUO AND ANDERSON

words; b) such knowledge improves significantly from pre- where children are able to “deliberately focus on and manip-
school to first grade; and c) although the development of in- ulate linguistic units” (Valtin, 1984, pp. 214, 215).
flectional morphology varies with the complexity of the in- Although children who learn to read alphabetic languages
flected forms, most inflectional principles are acquired by the are able to understand the functional aspect of inflectional
early elementary grades. Berko’s wug study has been repli- morphology by the early elementary grades, they still may
cated in research involving English-speaking children have trouble comprehending and producing inflectional allo-
(Anisfeld & Tucker, 1968; Carlisle, 1995; Derwing & Baker, morphs, for example, the different phonological realizations
1977), Russian-speaking children (Bogoyavlenskii, 1973), of the past tense morpheme in raced and rated. Jones (1991)
French-speaking children (Casalis & Louis-Alexandre, conducted one of the few studies of children’s comprehen-
2000), Turkish-speaking children (Fowler, Feldman, sion of allomorphs. Instead of looking at whether children
Andjelkovic & Oney, 2003), and Serbian-Croatian children could inflect base morphemes, he took a somewhat different
(Feldman & Andjelkovic, 1992; Fowler et al., 2003). Results track and studied the ability to recognize a base by asking his
similar to Berko’s (1958) were obtained across all these stud- participants to omit the inflectional morpheme. Jones’ proce-
ies with children speaking different alphabetic languages. dure was as follows: The examiner read a sentence contain-
Findings indicating that awareness of inflectional mor- ing a test word. The participant was asked to repeat the test
phology develops prior to formal literacy instruction have word. Then the participant was asked to pronounce the test
been further supported by studies analyzing young children’s word again but leave off the inflectional morpheme or the fi-
use of inflections in natural speech (Berman, 1981; Cazden, nal syllable (e.g., “Say the word getting again, but leave off
1968; Kuczaj, 1977, 1978; Marcus, Pinker, Ullman, & Hol- the ing.”). And finally, the participant was asked to explain
lander, 1992). These studies have consistently shown that the the meaning of the fragment he or she produced. All the test
acquisition of inflectional morphology follows a fairly fixed words were real words known to the participants and repre-
time course: First, children develop a simple schema for in- sented a range of cases where the surface phonetic forms are
flection. Next, they move through a period where they over different from the underlying morphophonemic representa-
generalize the schema to irregular items (e.g., *foots, *goed; tion. Both morphologically complex and morphologically
asterisks indicate “made-up” words). And finally, the schema simple words of more than one syllable were included. Jones’
becomes more elaborated and children learn to distinguish results indicated that both good and poor first-grade readers
regular from irregular items. have to some extent developed an abstract level of morpho-
It is worth noting a parallel finding by Berko (1958) and phonemic representation. For example, children responded
Cazden (1968). Berko’s (1958) results show that producing differently to an inflected word and a single-morpheme
plurals is easier for both preschool children and first graders words that contain a medial flap (the consonant between the
than producing possessives, and producing progressives two vowels in words such as getting, cattle, pudding).
(e.g., Mom is cooking dinner) is easier than producing past Children tended to convert the flap in an inflected word (e.g.,
tenses (e.g., Mom cooked dinner). Similarly, Cazden (1968), getting) into /t/ rather than /d/ when they left off the final syl-
in her 5-year longitudinal study tracing the acquisition of in- lable. However, when the flap occurs in a single-morpheme
flections by three children whose ages at the beginning of the word (e. g., cattle), they converted it to /d/ or /t/ about equally.
study ranged from 18 months to 28 months, found that plu- Thus, the findings suggest that first graders have begun to de-
rals are acquired before possessives and that present progres- velop abstract morphophonemic representations that allow
sives are acquired before simple past and present tenses. The alternative surface realizations.
two studies differ in terms of the age of the participants and Most of the studies on the acquisition of allomorphs focus
the research methods. Cazden’s (1968) participants were on the inflectional morphemes but not the stems. Yet, many
younger than Berko’s (1958). While Cazden (1968) docu- seemingly irregular inflected stems, in fact, vary in a predict-
mented children’s use of inflections in natural speech, Berko able pattern (McClelland & Patterson, 2002). For example,
(1958) examined children’s intentional manipulation of in- English has form-related families for many of its irregular
flected forms. Yet findings from the two studies converge on past tense verbs, such as ring rang, sing sang; weep
a parallel developmental pattern. Taken together, these two wept, creep crept; bend bent, send sent. Berko (1958)
studies illustrate the stage theory of metalinguistic develop- found that adult native speakers of English tended to form the
ment (Gombert, 1992; Valtin, 1984), according to which the past tense of pseudowords such as gling following the pattern
development of metalinguistic awareness begins with a stage in form-related families, while first graders were not aware of
in which knowledge is below the threshold of consciousness. the systematicity in “irregular” past-tense forms. The age at
During this stage children can demonstrate functional control which children begin to appreciate the systematicity in irreg-
of the language in rich pragmatic contexts. This stage evolves ular inflected stems is another issue that needs to be ad-
into a stage of “actual awareness,” when children are able to dressed in future research.
“abstract the language from the action and the meaning con- There has been little research on the acquisition of inflec-
text and to think about the properties of the form of the lan- tional morphology in nonalphabetic languages, and the few
guage,” and finally reaches a “conscious awareness” stage, available findings remain inconclusive. In a review of research
MORPHOLOGICAL AWARENESS AND READING 165

on Chinese, Chang (1992) reported that the acquisition of the phology. He argued that the acquisition of morphology is de-
aspect marker -le develops over a long period, partly due to the termined by two factors: productivity and constraints. “Pro-
fact that it has multiple semantic functions. Little is known ductivity” refers to the extent to which stems and affixes can
about the acquisition of other common Chinese inflectional be combined to form words. “Constraints” refer to restric-
morphemes—such as the progressive marker, - zhe; the tions on productivity. For example, Darwinianism is accept-
marker of past experience – guo; and the potentializing end- able in English, but Darwinismian* is not (asterisk indicates
ings, –de-liao and bu-liao, which denote the potential for com- “made-up” word).
pleting a task. To what extent these inflectional morphemes The ideas of productivity and constraints were integrated
can be manipulated in the abstract by Chinese-speaking chil- in the level-ordering model that Gordon (1989) created to ex-
dren is an issue needing further investigation. plain differences in the acquisition of derivational and inflec-
To sum up, research consistently shows that children learn- tional morphology. In this model, word formation processes
ing alphabetic languages are able to manipulate the functional are assigned to one of three levels within the lexicon. Level 1
aspect of inflectional morphology by the early elementary processes are first, then Level 2, and finally Level 3. Level 1
grades. However, their mastery of inflectional allomorphs is still includes irregular inflections (e.g., mice, geese) and non-neu-
incomplete at this stage. It remains unclear in the literature by tral derivational affixes, which causes phonological alter-
what age children fully grasp the abstract morphophonemic ation in the stem (e.g., -ion, -ity). Level 2 processes involve
representations of inflected lexical items. Obviously, more neutral derivational affixation, which does not alter the pho-
cross-linguistic research needs to be done to obtain a more com- nological form of the stem (e.g., -er, -ness). Another differ-
prehensive understanding of children’s acquisition of inflec- ence between neutral and non-neutral suffixes is that the se-
tional morphology. For example, inflectional morphology in mantic relation between stem and suffix of neutral
some languages, such as Chinese, rarely involves phonological derivatives is usually more transparent. And finally, Level 3
shifts. Consequently, investigation of the acquisition of inflec- includes regular inflections. The three levels of processes dif-
tional morphology comparing Chinese and English, as well as fer not only in terms of their order of application, but also in
other alphabetic languages, may allow us to better understand terms of their productivity. Level 1 processes are the least
the challenge allomorphs pose for English-speaking children. productive, having the most limited range of applicability,
whereas Level 3 processes are the most productive.
Using an untimed lexical decision task, Gordon (1989)
Acquisition of Derivational Morphology
found that the rate of acceptance of affixed words from all three
While the acquisition of inflectional morphology by Eng- levels increased from age 5 to age 9. However, within each age
lish-speaking children well underway by the age of 4 and ma- group, the acceptance rate for low frequency words with high
jor inflectional principles are usually acquired by the early ele- frequency stems was greatest for complex words formed
mentary grades, the acquisition of derivational morphology through Level 3 processes, followed by complex words
begins later and involves a longer developmental course. First formed through Level 2 processes, and then Level 1 processes.
graders usually have only rudimentary knowledge of derived Gordon (1989) not only found a difference in the rate of acqui-
forms, far less than their knowledge of roots and inflected sition of inflectional and derivational morphology, but also
forms (Anglin, 1993). It is usually not until third or fourth was able to explore finer distinctions, showing how productiv-
grade that children start to develop somewhat more explicit ity, phonological alteration, and semantic transparency may
awareness of the structure and meaning of derived forms affect the order of acquisition of derivational morphology. His
(Anglin, 1993; Carlisle, 2000; Tyler & Nagy, 1989), and such findings are consistent with studies documenting young chil-
awareness continues to develop through the high school years dren’s use of novel language. Almost all the derived forms ob-
(Mahony, 1994; Nagy, Diakidoy, & Anderson, 1993). served involved Level 2 processes while there were no in-
Several factors may influence the rate of acquisition of stances of Level 1 affixes (Clark, 1981, 1982; Clark & Clark,
different types of morphology. First, inflectional and 1979; Clark & Hechet, 1982). Gordon’s (1989) findings sup-
derivational morphology differ in the number of suffix types port Clark and Cohen’s (1984) claim that words formed
and in the frequency of the suffixed forms (Mahony et al., through productive word formation rules are easier for chil-
2000). Whereas inflections involve only a small number of dren to remember and such rules are acquired prior to less pro-
high-frequency grammatical suffixes (e.g., -ing, -ed, -s), ductive word formation rules.
derivational suffixes (e.g., -able, -ment, -ize) are larger in According to Gordon (1989), productivity is the determin-
number and derived forms have relatively lower frequency, ing factor in the rate of morphology acquisition in English.
especially in oral language. Secondly, derivational morphol- However, his methods did not enable him to address directly
ogy usually involves complicated alteration in phonology how semantic and phonological factors contribute differently
and semantics, whereas the alteration in inflectional mor- to the acquisition of inflectional and derivational morphology,
phology is more transparent (Mahony et al., 2000). because in English semantic transparency is confounded with
Gordon (1989) conducted one of the first studies of fac- productivity at Levels 2 and 3, and phonological neutrality is
tors that influence the acquisition of different types of mor- confounded with productivity across all three levels.
166 KUO AND ANDERSON

Recently, Fowler, Feldman, Andjelkovic, and Oney (2003) knowledge refers to the ability to recognize the stem of mor-
attempted to disentangle semantic and phonological factors phologically complex words and understand the relationship
from productivity by studying the development of morphologi- between the stem and the suffix. Syntactic knowledge is con-
cal awareness among Serbian-speaking children and Turk- cerned with the insights into the alteration of part-of-speech
ish-speaking children. In these two languages, both inflections produced by derivational suffixes. Distributional knowledge
and derivatives are productive. The two languages, however, refers to the understanding of how affixes are constrained by
differ in terms of phonological alteration involved in inflec- the syntactic category of the stems they attach to. Various tasks
tional and derivational processes. In Serbian, derivationally-re- have been developed to assess children’s knowledge of these
lated pairs are less phonologically predictable than inflection- three aspects of derivational morphology.
ally-related pairs, whereas in Turkish, phonological alterations
involved in derivation and inflection are equivalent. Relational knowledge. A common task to assess rela-
Fowler et al. (2003) assessed morphological awareness in tional knowledge is the “comes from” task first proposed by
sentence completion tasks. As in studies of English-speaking Derwing (1976). In this task, children are presented with a
children, Serbian- and Turkish-speaking children performed pair of words and are asked whether the second word comes
better on inflectional items than derivational items. This dif- from the first word (e.g., “Does the word player come from
ference cannot be explained in terms of productivity because, the word play?”). Another is the segmentation task that asks
as mentioned earlier, both inflections and derivations are children to identify the stem in a derived word (Casalis &
common word formation processes in the two languages. Loui-Alexandre, 2000). Grade level effects of relational
Fowler et al. (2003) hypothesized that vocabulary knowledge knowledge assessed with these two tasks have been found in
would be more closely associated with awareness of deriva- English-speaking children (Carlisle, 2000; Ku & Anderson,
tions than awareness of inflections. However, in both lan- 2003; Mahony et al., 2000), French-speaking children
guage groups, vocabulary knowledge was strongly related to (Casalis & Louis-Alexandre, 2000), and Chinese-speaking
both types of morphological awareness. children (Ku & Anderson, 2003) ranging from second to
To explore the role of phonological predictability in the sixth grade. However, these tasks seem to be limited in some
acquisition of morphology, Fowler et al. (2003) examined the respects. First, the segmentation task taps into children’s
partial correlation between performance on the morphologi- awareness of the structure of morphologically complex
cal production tasks and performance on the phoneme dele- words, which might not reflect their understanding of the re-
tion tasks, after controlling for vocabulary knowledge. In the lations between stems and derived words. In fact, Carlisle
Serbian-speaking sample, this partial correlation was signifi- (2000) found in her study with third and fifth graders that
cant only with derivational items where a phonological performance on the segmentation task was not correlated
change to the stem was required. For the Turkish-speaking with the ability to define morphologically complex words.
sample, phoneme deletion accounted for comparable Secondly, the morphological knowledge assessed by the “co-
amounts of variance in derivational and inflectional items. mes from” task can be confounded with vocabulary size and
As mentioned earlier, in Serbian, derivationally related pairs general world knowledge. For example, a child may say that
are less phonologically predictable than inflectionally related teacher comes from teach simply because he or she under-
pairs, whereas in Turkish, phonological alterations involved stands the meaning of the two words and knows that they are
in derivation and inflection are equally systematic. Fowler et semantically related without seeing the morphological con-
al. (2003) inferred that phonological predictability might nection between them. Thus, without a control for vocabu-
play a more central role than semantic relatedness in the ac- lary size or general world knowledge, this task may yield a
quisition of different types of morphology. biased measure of morphological knowledge.
Although Fowler et al. (2003) demonstrated the relative A more reliable task may be the multiple-choice task de-
importance of phonological and semantic factors involved in veloped by Tyler and Nagy (1989). They target low-fre-
the acquisition of Turkish and Serbian, one should be cau- quency words with high frequency stems. Children read a
tious in generalizing their findings to the acquisition of mor- sentence containing the target word and were asked to
phology in other languages, such as English. More research choose the best interpretation of the sentence among four
needs to be done to study whether productivity overpowers or options. Because the target word was unknown and its
interacts with phonological and semantic factors in the acqui- meaning could not be determined from the context, a child
sition of morphology of other languages. needed to utilize relational knowledge to recognize the
stem. Tyler and Nagy (1989) found that fourth graders had
already developed some relational knowledge, and it con-
Three Major Aspects of Awareness of
tinued to increase up to eighth grade.
Derivational Morphology
Whether phonological neutrality has an effect on the ac-
Derivational morphology generally involves more compli- quisition of relational knowledge of derivatives has been in-
cated relational, syntactic, and distributional knowledge than vestigated (e.g., Jones, 1991; Carlisle, 2000). Notably,
inflectional morphology (Tyler & Nagy, 1989). Relational Mahony et al. (2000) divided non-neutral items into four cat-
MORPHOLOGICAL AWARENESS AND READING 167

egories: a) stress-shift and vowel change (e.g., parent pa- sition of morphological knowledge (e.g., Fowler &
rental); b) vowel change (e.g., deep depth); c) consonant Liberman, 1995; Fowler et al., 2003).
change (e.g., associate association); and d) silent letter However, an alternative interpretation that cannot be ruled
(e.g., sign signature). Consistent with Tyler and Nagy out from the existing findings is that phonologically
(1989), phonological neutrality did not result in a higher stem non-neutral derivatives may be more difficult simply because
recognition rate. In fact, the recognition rate of the neutral they are low in frequency. In other words, the observed dif-
items was the second lowest among the five categories. Find- ference in performance on the neutral and non-neutral items
ings from these studies suggest that phonological neutrality could be due to an unbalanced frequency distribution rather
is likely to play only a minor role in the acquisition of knowl- than a phonological factor. Unlike inflections, the phonologi-
edge about the relational aspect of derivatives. cal shifts involved in derivation are usually not
phonotactically governed, although they are not entirely idio-
syncratic either. Many of the phonological shifts involved in
Syntactic knowledge. Derivational morphemes en- derivatives follow form-related patterns and these form-re-
code information about part-of-speech. Using a definition lated families vary in size (e.g., reduce reduction, produce
task, Freyd and Baron (1982) and Wysocki and Jenkins (1987) production, induce induction; parent parental, orient
both found that even eighth graders had difficulty understand- oriental). If it is found that the difficulty in producing
ing the syntactic information encoded in derivational suffixes. non-neutral derived items varies as a function of family size,
However, these investigators might have underestimated chil- then probably frequency, rather than phonological neutrality,
dren’s knowledge of the syntactic role of derivational suffixes is a more influential factor in the ability to produce derived
because the definition task requires a higher metalinguistic de- forms. Future research needs to address the potential con-
mand. It is possible that eighth-graders understood the syntac- found of frequency and phonological neutrality.
tic contribution of derivational suffixes but were unable to ex-
press it explicitly in formal definitions. To avoid this possible Distributional knowledge. The most challenging as-
confounding factor, later studies generally have used a sen- pect of derivational morphology is perhaps the understand-
tence completion task following Berko (1958). Pseudowords ing of how affixes are constrained by the syntactic category
are usually employed to minimize the possible confounding of the stem to which they attach. For instance, -ly attaches to
with vocabulary size. Syntactic knowledge has also been as- adjectives but not to nouns, so beautifully is fine in English
sessed in a judgment task, in which children are asked to judge while beautyly is not. The acquisition of distributional
the grammaticality of sentences containing derivatives with knowledge is supposed to lag behind the acquisition of rela-
suffixes marking an appropriate or inappropriate syntactic cat- tional and syntactic knowledge, because without being able
egory (Nagy et al., 1993; Singson et al., 2000, Experiment 2). to recognize the stem in a complex word or differentiate dif-
The three variations of the task attempt to tap into the same as- ferent syntactic categories, one can hardly see the distribu-
pect of knowledge of derivational morphology but vary in tional constraints on derivational suffixes.
terms of cognitive and metalinguistic demands. The produc- Tyler and Nagy (1989) found that discrimination of
tion task is the most difficult one, and the judgment task is the well-formed derivatives increased with grade level. Accep-
least demanding. tance of ill-formed neutral derivatives increased from fourth to
Knowledge about the syntactic properties of derivatives sixth grade but dropped at eighth grade. This inverted U-curve
does not develop until formal literacy instruction begins suggests that the sixth graders went through an
(Berko, 1958). Tyler and Nagy (1989) argued that fourth overgeneralization period when they recognized the existence
grade may be the point when children become able to recog- of the some distributional rules but were not yet able to identify
nize the syntactic properties encoded in derivational suffixes. the range of application. This developmental pattern was also
Awareness of the syntactic information in derivatives in- observed in a cross-language study of English- and Chi-
creases with grade level from mid-elementary grades upward nese-speaking children at second, fourth, and sixth grades by
and does not seem to approach ceiling even by eighth grade Ku and Anderson (2003). They found that second and fourth
(Carlisle, 2000; Nagy et al., 1993; Singson et al., 2000; Tyler graders in both language groups did not perform significantly
& Nagy, 1989). above chance in distinguishing well-formed and ill-formed
A consistent pattern that emerges from existing research derivatives, which suggests that distributional knowledge may
on the acquisition of syntactic aspects of derivational mor- not be acquired until the late elementary grades.
phology is that non-neutral items are more challenging than
neutral items (Carlisle, 2000; Fowler & Liberman, 1995;
Acquisition of the Morphology of Compounds
Leong, 1989; Tyler & Nagy, 1989). Furthermore, good and
poor readers differ on their performance on non-neutral items Compared with the research on the acquisition of inflectional
but not on neutral items (Fowler & Liberman, 1995; and derivational morphology, the acquisition of compounds
Shankweiler et al., 1995). These findings have led some to ar- has received relatively less attention. Berko (1958) assessed
gue that phonological awareness may be critical in the acqui- children’s awareness of compounds by asking them to provide
168 KUO AND ANDERSON

explanations of compound words, such as Thanksgiving and Wat, & Wagner, 2003; Nagy, et al., 2002). Zhang (2004) made
blackboard. Very little awareness of compounds was observed a first attempt to explore Mandarin-speaking children’s aware-
in preschool and first-grade participants in her study. How- ness of the structures of different types of compounds, such as
ever, this may have been due to the fact that some of the items coordinative compounds, subordinate compounds, sub-
(e.g., Friday, handkerchief, breakfast) were so lexicalized that ject-predicate compounds, verb-object compounds, and com-
their structures are opaque even to adults. Furthermore, some pounds with a verb/adjective complement. Children were
of the items had very high surface frequency (e.g., airplane, asked to select a word from three stimuli to match the structure
holiday, sunshine) but low component frequency. When chil- of a target word. For example, the target word is [sao3 di4]
dren do not know the meaning of the component words, they sweep the floor ([sao3] means sweep and [di4] means floor).
are likely to store the whole compound as a single lexical entry The three choices are [qiao1 da3], knock and beat ([qiao1]
without seeing its internal structure. Because of the problems means knock, [da3] means beat); [xiu1 xi2], take a break (a sin-
with the test items, Berko (1958) may have underestimated gle morpheme word); [da3 qiu2], play ball ([da3] means play
children’s awareness of compounds. and [qiu2] means ball). The correct answer for this item is play
The problems with items in Berko’s study were over- ball, because it has the same verb-object compound structure
come in a series of studies of Hebrew-speaking children’s as the target word, sweep the floor. Despite the preponderance
acquisition of compounds by Clark and Berman (1987). of compounds in Mandarin, Zhang (2004) reported that Man-
They used novel compounds composed of words familiar to darin-speaking children in second grade had little mastery of
children. They found that from age 4 upward, He- different compounding structures, and even the performance
brew-speaking children could almost always identify the of sixth graders was far from ceiling.
head of a compound noun. Even in the demanding com- An unanswered question in the acquisition of compounds
pound production task, children at age 5 were able to give a is how it interacts with the development of phonological
correct response 75% of the time. awareness. As with inflections and derivatives, compounding
Given the consistency in the position of the head of com- may involve phonological shifts. This might not pose an ad-
pound nouns in English, one might generalize from Clark ditional problem for English-speaking children, because the
and Berman’s (1987) study that English-speaking children only phonological shift involved in English compounds is
will have grasped major noun compounding rules by first stress placement within compound nouns with modifiers
grade. However, Nagy et al. (2003) found that at-risk sec- (e.g., black board vs. bláckboard). New consonant clusters
ond-grade readers performed only slightly above chance formed through compounding are generally allowed in Eng-
level in identifying novel compound nouns and at-risk fourth lish (Hammond, 1999). For example, although /kp/ is not an
graders were only 72% correct. This suggests that poor read- acceptable consonant cluster in any single-morpheme in-
ers might still struggle with noun compounding rules in the flected or derived word, it is allowed in compounds such as
early-and mid-elementary grades. checkpoint and stockpile. However, phonological alteration
In a cross-language study of Mandarin- and English-speak- is quite common in German compounds. For example, the fi-
ing children at second, fourth, and sixth grades, Ku and Ander- nal /n/ in verbs is usually dropped in verb-noun compounds
son (2003) used three tests to assess awareness of compounds. (e.g., wandern (walk) + der Weg (way) → Der Wanderweg).
One test asked children to select the best interpretation of The German noun-noun compounding involves more com-
low-frequency compounds composed of high-frequency base plicated phonological shifts, such as the supplementation of a
words. Another asked children to distinguish between well- consonant (e.g., der Schirm gegen die Sonne (the umbrella
and ill-formed compounds. The third was an odd-man out task against the sun) → der Sonnenschirm) or the omission of a fi-
that examined relational knowledge of compounds, that is, nal vowel (e.g., die Kirche (church)+ der Turm (tower)→ der
whether children understand that a shared part of a word may Kirchturm), and so forth. Thus, for German-speaking chil-
have different meanings. For example, the –room in mushroom dren, the development of compound awareness might be as-
is different from the –room in bedroom or classroom. Grade sociated with sensitivity to phonological assimilation rules.
had significant effects on each of the three tests in both lan- Ability to produce [Verb–Object Noun] compounds might
guage groups. Furthermore, in each grade Mandarin-speaking also be related to the development of phonological awareness.
children outperformed English-speaking children in com- Duanmu (2000) pointed out that the word order for [Verb–Ob-
pound awareness. This difference was attributed to the fact that ject Noun] compounds is primarily determined by syllable
compounding is a far more productive word formation process count and not by semantics or syntax. When the verb is
in Mandarin than in English. disyllabic, the object must precede it rather than follow it. This
Although compounding is a highly productive word forma- pattern has been observed in Mandarin as well as in English.
tion process in Mandarin (Packard, 2000), most of the research For example, Mandarin speakers say hsiao1 [sharpen] (verb)
done on the acquisition of Mandarin compounds so far has fo- qian1–bi3 [pencil] (object) ji1 [machine] (noun), but
cused only on the development of relational knowledge and shu1–ca4i [vegetable] (object) chu3 –li3 [process] verb ji [ma-
knowledge about the headedness of compound nouns (Ku & chine] (noun). English speakers say break (verb) neck (object)
Anderson, 2003; Li et al., 2002; McBride-Chang, Shu, Zhou, speed, but vegetable (object) processing (verb) machine. In
MORPHOLOGICAL AWARENESS AND READING 169

both languages, when the verb contains two or more syllables, components of complex words are familiar to children (e.g.
it is fronted before the object to form the modifier for the head Ku & Anderson, 2003). Third, pseudowords can be used to
noun. It is likely that the ability to form acceptable [Verb–Ob- rule out an effect from root word familiarity (e.g., Berko,
ject Noun] compounds is related to some aspect of phonologi- 1958; Tyler & Nagy, 1989). A fourth way to discount vocabu-
cal awareness, such as syllable count. lary familiarity is to incorporate a baseline test (e.g., Nagy et
In summary, the general trend that emerges from the exist- al., 1993; Tyler & Nagy, 1989).
ing literature is that awareness of inflectional and compound Of the foregoing methods, the least satisfactory is em-
morphology usually develops earlier than the acquisition of ploying a vocabulary assessment as a covariate, because, as
derivational morphology. While the awareness of inflectional we will detail later, there is an intrinsic relationship between
and compound morphology appears to develop prior to the morphological awareness and vocabulary size. Hence, re-
beginning of formal literacy instruction, knowledge about moving the variance on a vocabulary assessment removes
derivational morphology usually does not emerge until some—or much—of the expected relationship between mor-
mid-elementary grades. The acquisition of major inflectional phological awareness and reading. Covarying on vocabulary
rules is generally completed by early elementary grades, but should be used only as an adjunct to other methods (e.g., Ku
awareness of compound and derivational morphology con- & Anderson, 2003).
tinues to develop through the elementary grades or even later.
The acquisition of morphology is influenced by linguistic
Distinguishing Syntactic Awareness and
factors, such as the productivity of the word-formation rules,
Morphological Awareness
the semantic transparency of the relations between the com-
ponents of the complex forms, and the degree of phonologi- An assumption underlying many of the studies is that the par-
cal alteration involved in the word formation process. ticipants have completed the development of syntax. Without
this assumption, knowledge about the syntactic contribution
of derivational suffixes would be confounded with syntactic
METHODOLOGICAL ISSUES IN awareness, which refers to the “ability to reflect on and ma-
ASSESSING MORPHOLOGICAL AWARENESS nipulate the order of words in a sentence” (Nagy & Scott,
2000, p. 275). For example, it would be uncertain then
Conclusions about the role morphological awareness plays in whether a child fails to produce adventurous in “The trip
literacy development are contingent upon valid methods. Un- sounded ____” because he or she does not realize an adjec-
fortunately, some methodological limitations have persisted tive needs to be filled here or because he or she does not un-
in the literature. In this section, we will point out common derstand that –ous converts a noun into an adjective.
methodological limitations in assessing morphological Although developmental psycholinguists generally agree
awareness and provide suggestions for improvement. that children grasp the core syntax of their language by age 6
(e.g., Brown, 1973; Crain & Thornton, 1998; McKee,
McDaniel, & Snedeker, 1998), it does not necessarily follow
Distinguishing Vocabulary Size and
that children can perform perfectly on syntactic awareness
Morphological Awareness
tasks by this age. The stage theory of the development of
Vocabulary size is highly correlated with morphological metalinguistic awareness (Gombert, 1992; Valtin, 1984)
awareness in children learning various languages (e.g., summarized earlier suggests that the ability to explicitly ma-
Fowler & Liberman, 1995; Fowler et al., 2003; Ku & Ander- nipulate linguistic units and reflect upon linguistic rules in
son, 2003; McBride-Chang et al., 2003; McBride-Chang et the abstract usually lags behind linguistic performance in
al., 2005) and is one of the major confounding factors that rich communicative contexts. Some studies have looked at
need to be considered in assessing morphological awareness. children’s development of syntactic awareness (e.g., Gaux &
Without considering this factor, it is hard to attribute success- Gombert, 1999; Rego & Bryant, 1993; Tunmer, 1990;
ful performance on a morphological awareness task to the Tunmer, Nesdale, & Wright, 1987), but the available findings
ability to see the internal structure of test words. For exam- do not allow us to pinpoint when children reach a ceiling
ple, a child may select adventurous as the best answer in a level in performing syntactic awareness tasks. Future re-
sentence completion task, not because he or she sees that ad- search needs to disentangle awareness of the syntactic contri-
venturous is composed of a root adventure and an adjective bution of derivational morphology from syntactic awareness.
suffix –ous, but because he or she simply knows the meaning
of the word adventurous as a whole.
Decoding Ability and Short-Term Memory as
At least four approaches have been employed to take care
Possible Confounds
of the potential confound of vocabulary in assessing morpho-
logical awareness. First, a vocabulary assessment can be in- Morphological awareness tasks are usually administered
cluded as a covariate (e.g., Feldman et al., 2003; Mann & orally to minimize potential interference from lack of decod-
Singson, 2003). Second, steps can be taken to assure that the ing ability (see Carlisle, 2003). Avoiding printed stimuli is
170 KUO AND ANDERSON

crucial when relating morphological awareness tasks to de- have been put forward to account for the relationship be-
coding ability, because otherwise the examined relationship tween morphological awareness and learning to read.
is simply between two versions of a decoding task.
However, performing metalinguistic tasks orally may
Awareness of Inflectional Morphology and
make greater demands on short-term memory, which is an-
Learning to Read
other potential confounding factor (see Mann & Singson,
2003). Two solutions have been proposed in the literature. Although the first formal experimental study on children’s
One is to lower the demand on short-term memory by con- awareness of inflectional morphology by Berko (1958) was
verting a sentence completion task or a multiple-choice task dated in the late 1950s, the relationship between morphologi-
into a grammatical judgment task (e.g., Singson, Mahony, & cal awareness and learning to read was not explored until a
Mann, 2000, Experiment 2). For example, instead of asking decade later by Brittain (1970). Using Berko’s sentence com-
children, “She is not very A. activation, B. activity, C. active, pletion test, Brittain (1970) assessed awareness of inflections
and D. activate. Which one is correct?”, simply ask them, of first and second graders and examined whether inflec-
“She is not very activity. Does this sound right?” Of course, tional awareness was related to reading achievement. He
many more sentence verification items are required to found a significant partial correlation between inflectional
achieve the same level of reliability as a multiple-choice task. performance and reading achievement after intelligence was
Another way to handle the trade-off between decoding controlled. Furthermore, the correlation was stronger for the
ability and demand on short-term memory is to provide a second graders than for the first graders.
written version of the test and read the questions aloud to the In Brittain’s (1970) study, reading achievement was a
children (e.g., Carlisle, 2000; Singson et al., 2000, Experi- combined measure of word reading (decoding skill) and
ment 1). This increases the validity of the test, but seeing reading comprehension. Later studies usually have separated
complex words in print may facilitate or impede identifica- the two measures, which may matter because decoding and
tion of the stems. Some researchers have attempted to rem- comprehension probably involve different aspects of
edy this problem by excluding complex words that involve metalinguistic insight. Decoding is a graphophonological
orthographic shifts (e.g., Carlisle & Stone, 2003). However, skill that involves the ability to convert graphemes to sound
this creates bias because some types of items are systemati- but may not necessarily require access to meaning. On the
cally discarded. Perhaps a better way to handle the trade-offs other hand, reading comprehension by definition requires ac-
between decoding ability, demands on short-term memory, cess to meaning, not only meaning encoded in individual
and possible confounds from orthographic representations is words, but also meaning encoded in the way individual
to provide children a written version of the test without the words are strung together.
target morphologically complex words and read aloud the Awareness of inflectional morphology may make differ-
complete version of the test. ent contributions to word reading and reading comprehen-
Given that morphological awareness is intimately inte- sion. This was shown by Müller and Brady (2001) in a
grated with other aspects of linguistic competence and study with first grade Finnish-speaking children.2 They
metalinguistic abilities, it may be impossible to obtain a pure found that performance on inflectional morphology tasks
measure of morphological awareness. However, with appro- accounted for significant variance in reading comprehen-
priate task design and statistical analysis, it should be possi- sion and decoding speed after vocabulary size was con-
ble to better take care of some major confounding factors. trolled. However, when phonemic awareness was entered
into the equation, performance on inflection tasks still ac-
counted for significant variance in reading comprehension
MORPHOLOGICAL AWARENESS AND but not in decoding speed. This suggests that awareness of
READING DEVELOPMENT inflectional morphology makes a contribution to compre-
hension but not to decoding skill.
As mentioned in the introduction, the reasons for believing The correlation between awareness of inflectional mor-
that morphological awareness will be closely related to read- phology and reading achievement seems to be limited to the
ing are that a) it provides a more general index of early elementary grades (Brittain, 1970; Carlisle &
metalinguistic ability; b) the adult mental lexicon is morpho- Nomanbhoy, 1993; Casalis & Louis-Alexandre, 2000; Müller
logically organized; and c) many writing systems represent & Brady, 2001). Very little research has looked at the relation-
morphological as well as phonological information. In this ship between inflectional performance and reading achieve-
section we first review empirical studies that address whether ment beyond second grade. This may be because the acquisi-
awareness of inflections, derivatives, and compounds weigh tion of major inflectional rules is usually completed by early
differently for reading development across different age and
language groups and the extent to which the relationship is
mediated by factors such as phonological and orthographic 2Finnish is a highly agglutinated language with a complex inflection

awareness. Finally, we review theoretical frameworks that system of 16 cases.


MORPHOLOGICAL AWARENESS AND READING 171

elementary grades (e.g., Berko, 1958; Anisfeld & Tucker, awareness was greater than the variance accounted for by
1968; Derwing & Baker, 1979). The lack of variance in mea- morphological awareness and when phonological awareness
sures of inflectional knowledge beyond second grade renders was entered into the equation first.
them poor indicators of general morphological awareness for The effect of phonological neutrality on performance of
children in mid-elementary grades and upward. morphological tasks appears to vary with age. Champion
The underlying mechanism that links awareness of inflec- (1997) conducted an experiment similar to that of Fowler and
tional morphology and reading development of beginning Liberman (1995) with an older group, that is 10- and
readers is left unexplained in the literature. It remains unclear 12-year-old children, and obtained a different result. Poor
a) whether awareness of inflectional morphology helps chil- readers performed more poorly on the morphological aware-
dren to better decode morphologically complex words; and ness task than good readers, but they were not more affected
b) whether knowledge of inflectional morphology is utilized by neutrality than good readers. The absence of the neutrality
in text reading to facilitate comprehension. Without clarify- effect in Champion (1997) suggests that the source of reading
ing these questions, it can be argued that the observed rela- problems with older reading-disabled children may be more
tionship between the awareness of inflectional morphology morphological in nature and less dependent on a weakness in
and reading achievement simply reflects the fact that begin- phonological awareness. Yet the effect of neutrality still
ning readers who are attentive to linguistic details such as in- emerges in some finer measurements of morphological pro-
flectional morphology are also likely to have a disposition to cessing. Leong (1989) conducted a study with children in
read more carefully. To rule out this alternative interpreta- grade 4, 5 and 6 using the same experimental design later em-
tion, one could manipulate the morphological complexity of ployed by Fowler and Liberman (1995). Leong measured re-
the test items on word reading and reading comprehension action times as well as accuracy and found that good readers
and examine whether performance on these tests will vary as responded significantly faster than poor readers in producing
a function of awareness of inflectional morphology. the stem of a derived word or a derived form of a stem.
Although studies comparing good and poor readers have
highlighted the importance of morphological awareness in
Awareness of Derivational Morphology and
reading development, one needs to be cautious because of
Learning to Read
some general limitations of these studies. First, except for
Awareness of derivational morphology is perhaps the most Shankweiler et al. (1995), none of these studies has taken into
widely studied aspect of morphological awareness in reading account factors such as general intelligence or vocabulary in
research and is usually considered to be a general indicator of the comparison of good and poor readers. Without including
morphological awareness. Its importance in reading develop- either of these two variables as a covariate in the analysis, one
ment has been shown in studies comparing good and poor may argue that the observed difference in morphological
readers (Champion, 1997; Fowler & Liberman, 1995; Leong, awareness between good and poor readers is a byproduct of
1989; Shankweiler, et al., 1995). general intelligence or vocabulary size. Whether morphologi-
Fowler and Liberman (1995) used two production tasks to cal awareness makes an independent contribution to reading
compare the awareness of derivational morphology of good development remains a question of debate in these studies.
and poor readers from first to third grade. Children were The second limitation concerns the role of phonological
asked to produce a derived form of a base word or a base form awareness in performance on neutral and non-neutral items.
of a derived word to complete a sentence. For both the deriva- Although items were matched in terms of frequency in
tive production task and the base production task, two types these studies, the scope of application of the word forma-
of target words were included: neutral derivatives that do not tion rules for neutral suffixation and non-neutral suffixation
change the phonology of the base and non-neutral derivatives was not considered. According to the level-ordering theory
that involve phonological alteration of the base. The two discussed earlier, non-neutral suffixation rules usually have
types of target words were matched in terms of frequency. a more limited range of applicability than neutral
The results showed that good readers outperformed the poor suffixation rules. Studies have shown that word formation
readers on non-neutral items, but there was no group differ- rules that have a narrower range of applicability are usually
ence in performance on the neutral items. acquired later (e.g., Clark & Cohen, 1984). With this find-
Fowler and Liberman (1995) argued that the weakness in ing as a backdrop, one may argue that the difference be-
morphological awareness of poor readers may stem from tween good and poor readers on neutral and non-neutral
their weakness in phonological awareness. This argument items arises from the scope of the word formation rules
was supported by Shankweiler et al. (1995), who found that rather than a difference in phonological awareness. In other
although non-neutral items were more difficult for both good words, we cannot rule out the possibility that poor readers
and poor readers, the poor readers were affected more by are slower in acquiring low-frequency derivative formation
non-neutrality than good readers. Furthermore, they found rules rather than being impeded by a phonological deficit.
that the variance in word reading accounted for by phonolog- Another approach to studying the role of morphological
ical awareness when it was entered after morphological awareness in reading development is to have a within-group
172 KUO AND ANDERSON

design and use multivariate statistical methods. This approach complex words because it helps beginning readers to parse
has several advantages. First, phonological awareness can be strings of letters at the right syllable boundary (e.g., mis-han-
included in the equation to examine its contribution to reading dle vs. mi-shandle). Moreover, as pointed out by Verhoeven
relative to morphological awareness or to see whether it varies et al. (2003) and Nunes, Bryant and Olsson (2003), many of
as a function of morphological awareness. Secondly, unlike the seemingly inconsistent grapheme-phoneme conversion
the between-group design, where good and poor readers are rules in English and Dutch (and perhaps other alphabetic lan-
distinguished with a composite measure of decoding and com- guages as well) are in fact morphologically governed. For ex-
prehension, the within-group design allows one to examine the ample, the –ive sequence at the end of English words has one
contribution of morphological awareness to comprehension pronunciation when it functions as a derivational suffix, as in
and to decoding separately. Most of the studies using this ap- detective or effective, but has a different pronunciation when
proach have either vocabulary or general intelligence as a it is an integral part of a morpheme, as in arrive or contrive.
covariate (e.g., Carlisle & Nomanbhoy, 1993; Casalis & Carlisle (2000) made an initial attempt to investigate the
Louis-Alexandre, 2000; Mahony et al., 2000; Singson et al., relationship between morphological awareness and decoding
2000; Mann & Singson, 2003). of morphologically complex words. She included in her de-
Until recently, studies that attempted to investigate how coding test several sets of morphologically complex words
morphological awareness is related to reading development that were matched on base frequency but differed in phono-
usually measured the ability to decode both real words and logical neutrality and surface frequency. For both third grad-
nonwords (e.g., Carlisle, 1995; Carlisle & Nomanbhoy, 1993; ers and fifth graders, phonologically non-neutral items (e.g.,
Casalis & Louis-Alexandre, 2000; Mahony et al., 2000; reduce reduction) were more difficult than phonologically
Singson et al., 2000). Results from these studies suggested that neutral items (e.g., replace replacement) and performance
morphological awareness makes only a limited contribution to on the low surface frequency items was significantly poorer
decoding skills in early elementary grades after other decod- than performance on the high frequency items. Because the
ing-related factors are considered. The tenuous relationship base words had high frequency, the finding suggests that by
between awareness of derivational morphology and word mid-elementary grades, children are still not able to effec-
reading may be attributable to the somewhat problematic de- tively utilize morphological cues to parse an unfamiliar word
sign of including nonwords or single-morpheme words in the containing a familiar base. Awareness of derivational mor-
decoding test. When investigating the relationship between phology, as assessed in sentence completion tasks, was found
phonological awareness and decoding, it may not matter to have a weak relationship with word reading. At both grade
whether the test items are morphologically complex or not (al- levels, the only significant correlation was between perfor-
though length itself can make items more difficult for begin- mance on the phonologically non-neutral items in the
ning readers). Including nonword items even has the advan- derivational task and performance on the decoding of
tage of controlling extraneous factors such as vocabulary size. non-neutral items. Carlisle’s (2000) study marks a significant
However, the rationale for expecting a strong relationship be- milestone in understanding the relationship between mor-
tween morphological awareness and decoding of nonwords phological awareness and word reading.
and, perhaps, single-morpheme words is questionable, be- The unique contribution of morphological awareness to
cause decoding such items does not require insights into mor- word decoding has been found to increase with age. Casalis
phological structure. In fact, intervention studies have shown and Louis-Alexandre (2000) found that morphological
that morphological awareness training does not have any sig- awareness accounted for significant decoding skill variance
nificant effect on reading nonwords (e.g., Arnbak & Elbro, among French-speaking second-graders but not among first
2000). Therefore, it is not surprising that most of the variance graders. Carlisle and Stone (2003) reported that for
in nonword and single-morpheme decoding tests is explained third-graders, syllable length, but not base frequency, con-
by phonological awareness whereas morphological aware- tributed significantly to speed and accuracy of decoding mor-
ness makes a very limited contribution. phologically complex words; for fifth graders, both syllable
More recent research on the relationship between mor- length and base frequency accounted for a significant vari-
phological awareness and word reading has shifted attention ance. The finding suggests that fifth graders are better able
to the decoding of morphologically complex words (e.g., than third graders to capitalize on morphological cues to de-
Carlisle, 2000; Carlisle & Fleming, 2003; Carlisle & Stone, code morphologically complex words. In a similar study, but
2003; Mann & Singson, 2003; Nagy, Berninger, & Abbott, with vocabulary controlled, Mann and Singson (2003)
2006). According to the metalinguistic framework proposed showed that by fifth grade, the best predictor of decoding
at the outset of this review, the ability to decode morphologi- morphologically complex words is morphological aware-
cally complex words is a type of graphomorphological ness, not phonological awareness. Nagy et al. (2003) found
awareness because it requires the ability to coordinate ortho- that for fourth and fifth graders, the contribution of morpho-
graphic and morphological cues to achieve the correct pho- logical awareness to decoding of morphologically complex
nological representation. Morphological awareness should words was most salient when the words involved phonologi-
play a more prominent role in decoding morphologically cal shift. According to their structural equation model, while
MORPHOLOGICAL AWARENESS AND READING 173

word decoding ability alone was the best predictor of decod- Many of these studies were conducted with children learning
ing of morphologically complex words that did not involve Chinese, which is a language rich in compound morphology.
phonological shift, word decoding ability and morphological McBride-Chang et al. (2003) is the one study that investi-
awareness jointly contributed to the decoding of morphologi- gated the independent contribution of compound awareness
cally complex words that involved phonological shift. to the word reading of Chinese children. Cantonese-speaking
So far, only a handful studies have examined the relation- kindergarteners and second-graders from Hong Kong com-
ship between awareness of derivational morphology and pleted two morphological awareness tasks that assessed abil-
reading comprehension. Casalis and Louis-Alexandre (2000) ity to parse and construct compound words. In the Morpheme
found that for French-speaking first-graders, morphological Identification Test, a child was presented with three pictures
awareness did not make any significant contribution to read- that were orally labeled by the experimenter. The three labels
ing comprehension, but for second-graders, morphological shared one syllable that differed in meaning. The child was
awareness accounted for 35% of the variance in comprehen- then presented with a target word that contained the common
sion beyond the contribution of IQ and vocabulary. A similar syllable and needed to point to the picture representing the
pattern was revealed in Carlisle (2000) with English-speak- same morpheme as the one in the target word. In the Morpho-
ing children. For the third graders, morphological awareness logical Construction Test, a child was asked to create new
explained 43% of the variance in reading comprehension, compounds for novel objects or concepts based on previ-
and for the fifth graders, the variance explained increased to ously acquired morphemes (e.g., “If we see the sun rising in
53%. However, because neither vocabulary nor phonological the morning, we call that a sunrise. What should we say when
awareness were taken into account in Carlisle’s (2000) analy- we see the moon rising in the evening?” The expected answer
ses, the unique contribution of morphological awareness may is moonrise.) All the test items on the Morphological Con-
have been overestimated. struction Test were compound nouns. The word reading test
Putting aside some methodological flaws in the literature, consisted of single-character words and two-character words
the developmental pattern that emerges from studies on read- of increasing difficulty. Compound awareness predicted 9%
ing comprehension is consistent with what appears in re- of the unique variance of word reading in the kindergartner
search on word reading: The importance of morphological sample and around 3% of the unique in the second-grade
awareness to reading development appears to increase with sample, beyond the variance explained by other reading-re-
age. Most of the research on morphological awareness and lated measures, including vocabulary, phonological aware-
learning to read has used word decoding as an indicator of ness, and processing speed. McBride-Chang et al. (2003) ar-
reading achievement. The probable explanation for this gued that flexibility in dealing with morphemes is helpful as
methodological decision is that word decoding is easy to “Chinese children map meanings from oral language to Chi-
measure and highly correlated with reading comprehension nese characters” (p. 749).
among beginning readers (e.g., Siegel, 1993). However, the The relationship between awareness of compounds and
relationship may be less robust for intermediate readers. decoding of Chinese characters found in McBride-Chang et
Among beginning readers, the greatest challenge in reading al. (2003) parallels findings from research on English-speak-
is to convert graphemes into phonological representations ing children’s word decoding. However, the theoretical basis
and map them onto oral vocabulary. Comprehension follows for a direct linkage between compound awareness and char-
readily from successful decoding because primer texts are acter recognition was left unaddressed in their study. Recent
written with words children know from oral language. How- research on the relationship between morphological aware-
ever, intermediate readers encounter a greater number of ness and word reading has specified that morphological
morphologically complex words in written text. These are awareness facilitates the decoding of morphologically com-
less common in oral language. Thus, for intermediate read- plex words, because in many languages syllable boundaries
ers, successful decoding does not guarantee comprehension. in morphologically complex words are morphemically influ-
Following this line of reasoning, the ability to identify the enced (e.g., Carlisle, 2000; Mann & Singson, 2003).
stem in unfamiliar words and to understand the contribution Decoding single-morpheme characters obviously does
of suffixes should become increasingly important for reading not require Chinese children to have insights into the mor-
comprehension beyond the beginning level. phological structures of compounds. The extent to which
compound awareness may contribute to the decoding of
two-morpheme words in Chinese may also be limited, be-
cause unlike English, syllable boundaries in Chinese are
Awareness of Compound Morphology and
clearly marked in the orthography and not determined mor-
Learning to Read
phemically. It could be, though, that a child with more ad-
It was not until recently that awareness of the morphology of vanced homophone awareness has a greater chance of mak-
compounds has been investigated in relation to learning to read ing a correct guess when he or she could only decode one
(e.g., Ku & Anderson, 2003; Li et al., 2002; Nagy et al., 2003; character from a two-character word because he or she
McBride-Chang et al., 2003; McBride-Chang et al., 2005). knows the possible combinations of meanings of the decoded
174 KUO AND ANDERSON

character. The underlying mechanism that links awareness of Cross-linguistic research on the relationship between
the morphology of compounds and decoding of Chinese morphological awareness and reading achievement should
characters should be addressed more explicitly in future re- provide valuable insights because it can help to “make the fa-
search. In the meantime, whether compound awareness miliar strange, calling our attention to features of our own
makes a contribution could be partially answered with the language that we otherwise take for granted” (Anderson &
data collected by McBride-Chang and her colleagues in an Li, 2006). Two recent studies, Ku and Anderson (2003) and
item analysis comparing the one-morpheme two-character McBride-Chang et al. (2005), have attempted cross-language
words with the two-morpheme two-character words. Other comparisons. In Ku and Anderson’s (2003) study with sec-
character-decoding measures should also be included in the ond-, fourth- and sixth - grade Mandarin- and English-speak-
analysis to see whether the contribution of morphological ing children, both awareness of compounds and awareness of
knowledge would be overpowered by factors such as the derivational morphology were assessed in four morphologi-
awareness of the role of the phonetic parts of characters (e.g., cal awareness tests. The first principal component scores
Shu, Anderson, & Wu, 2000). were used as an overall indicator of participants’ morpholog-
ical awareness. Ku and Anderson (2003) found that for both
language groups, morphological awareness accounted for a
significant amount of variance in reading comprehension be-
Holistic Studies of Morphological Awareness and
yond the amount accounted for by vocabulary knowledge.
Reading Development
They hypothesized that Mandarin-speaking children should
The studies reviewed so far in this section have examined the benefit more from insights into morphological structure in
relationship between awareness of a single type of morpho- reading than English-speaking children because the Chinese
logical knowledge and reading development. Several recent writing system a) involves fewer phonological and ortho-
studies have taken a more holistic approach and included as- graphic shifts in forming morphologically complex words
sessments of different types of morphology, which may re- than English and b) has more homophones than English. This
veal a more comprehensive picture of the relationship be- hypothesis was weakly supported in their data.
tween morphological awareness and reading achievement. Recently, McBride-Chang et al. (2005) conducted a
In a study with second-grade at-risk readers and cross-linguistic study comparing the literacy development
fourth-grade at-risk writers, Nagy et al. (2003) constructed of second-graders from China, Hong Kong, Korea, and the
three morphological awareness tests that assessed children’s United States. Besides morphological awareness, a number
abilities to a) complete sentences with suffixed words; b) of other reading-related factors, such as phonological
judge the well-formedness of compounds and c) judge the awareness, vocabulary, and speeded naming, were also as-
morphological relatedness of word pairs. This study distin- sessed. The tasks for assessing phonological and morpho-
guishes itself from previous studies in that it not only takes logical were “indigenously derived in different cultures” (p.
into account phonological awareness and vocabulary, but 15). The phonological awareness tasks for all language
also orthographic awareness to examine how all these read- groups included syllable deletion and phoneme deletion.
ing-related factors along with morphological awareness are The morphological awareness task for the Chinese and Ko-
jointly related to reading achievement. Results from the rean groups required children to form novel compounds for
structural equation modeling show that for the second-grade novel objects or concepts based on morphemes familiar to
at-risk readers, morphological awareness made a significant them. The morphological awareness task for the Eng-
unique contribution to reading comprehension. For the lish-speaking children included 14 items on novel com-
fourth-graders, although there was a strong correlation be- pound construction and 6 items on sentence completion
tween morphological awareness and reading comprehension, with inflected words. Structural equation models fit to the
none of four reading-related factors alone accounted for a data showed that for the two Chinese-speaking groups,
significant unique variance in reading comprehension. Nagy morphological awareness, but not phonological awareness,
et al. (2003) argued that as reading skill develops, children significantly predicted word reading (one- and two-charac-
may have to coordinate several metalinguistic abilities and ter word decoding) after controlling for vocabulary and
multiple sources of linguistic information to achieve compre- speeded naming. For the Korean group, performance on
hension. It should be noted that their findings should not be both morphological awareness and phonological awareness
treated as contradictory with the studies that revealed an in- made a significant contribution to word reading. And, for
creasingly important role of morphological awareness in the English-speaking children, phonological awareness, but
reading achievement (e.g., Carlisle, 2000; Casalis & not morphological awareness, contributed significantly to
Louis-Alexandre, 2000). Instead, Nagy et al. (2003) high- performance on the Woodcock-Johnson III Test of Achieve-
lights the importance of including orthographic awareness in ment (letter recognition and word decoding).
examining the relationship between morphological aware- McBride-Chang et al. (2005) concluded that the relative
ness and reading achievement, which is an exceptionally importance of phonological awareness and morphological
promising area for future research. awareness to reading development is script-dependent.
MORPHOLOGICAL AWARENESS AND READING 175

Although McBride-Chang et al.’s (2005) findings are con- or well-controlled quasi-experiment, the relation between the
sistent with existing research on the relative contribution of purported cause and purported effect is unlikely to be due to
phonological awareness and morphological awareness to another co-varying factor. Findings from intervention studies
reading achievement (for a review, see Anderson & Li, generally support the view that morphological awareness en-
2006), a caveat is that the pattern of findings may have been tails better reading development, although exceptions do ex-
an artifact of the methods. The association between phono- ist. Most morphological training studies have involved chil-
logical awareness and word reading may have been dren of mid-elementary grades and focused on the
downplayed for the Chinese-speaking groups because aware- identification of root morphemes and affixes. Generally, chil-
ness of syllables and phonemes were assessed, but not rhyme dren who receive training show improved reading compre-
awareness, which has been reported to be a stronger phono- hension (Danish speaking-children: Arnbak & Elbro, 2000;
logical predictor of word recognition in Chinese (Ho & Elbro & Arnbak, 1996; English-speaking children: Henry,
Bryant, 1997). The weak association between morphological 1989, 1993). Morphological training may even benefit youn-
awareness and reading in the English-speaking group may be ger children. Lyster (2002) found in a longitudinal study with
attributable to the fact that awareness of compounds and in- Norwegian-speaking kindergarteners that morphological
flections had little to do with letter recognition, which was training not only had an immediate effect, but also a
part of the decoding test. long-term effect on reading achievement.
Cross-language research is challenging in that a number In an intervention study with English-speaking fifth grad-
of theoretical and methodological considerations need to be ers, however, Baumann, Edwards, Boland, Olejnik, and
juggled within a single study. Despite some weaknesses in Kame’enui (2003) found that the group trained in morphol-
design, the pioneering cross-language research provides ogy did not outperform the control group on a reading com-
stepping-stones for future research in the field. prehension test, nor on a word definition task that assessed
their ability to infer the meanings of morphologically com-
plex words. Baumann et al. (2003) speculated that a reason
Does Morphological Awareness Cause Growth
that their training program failed to be effective was that they
in Reading?
focused only on affixes but did not teach children how to
The assumption underlying most studies is that morphologi- identify the stems in morphologically complex words, which
cal awareness is a contributing cause of reading develop- is the morphological skill that has been reported to be most
ment. However, neither the studies comparing good and poor related to reading development in elementary grades (Fowler
readers nor the studies using a within-group design and re- & Liberman, 1995). Further analysis of the types of mistakes
gression analysis license a causal conclusion. At least four children in the experimental group made on the definition
relations may exist between morphological awareness and task yielded support for their speculation. The children in the
reading development. In addition to morphological aware- experimental group produced responses that were affix-con-
ness being a contributing cause, the relationship could be re- sistent but not stem-consistent. For example, “loca again” for
versed: Extensive exposure to print may lead to better mor- relocation, “not able” for undesirable.
phological awareness. A third possibility is that the A recent intervention study by Nunes et al. (2003) with 7-
relationship between morphological awareness and learning and 8-year-old English-speaking children stands out in its
to read is reciprocal. And finally, morphological awareness theoretical approach and methodology. Sessions in the
and reading development may not have a direct relationship 12-week intervention included activities such as classifica-
with each other, but co-vary with another factor. tion (e.g., classifying words into grammatical categories,
Longitudinal studies can satisfy several entailments of a such as verbs, nouns, and adjectives), analogical reasoning
causal relationship, notably, that the purported cause pre- (e.g., sing: singer; magic: ?), and morpheme blending (e.g.,
cedes the purported effect. Studies suggest that among Eng- choosing between un- or dis- to form the negative of a given
lish-speaking children (Carlisle, 1995) and French-speaking stem word), which goes beyond the emphasis on the seman-
children (Casalis & Louis-Alexandre, 2000) morphological tics of the morphemes and may promote children’s knowl-
awareness in preschool and first grade is a strong predictor of edge about the relational and syntactic, as well as distribu-
second-grade and even third grade reading comprehension tional, properties of derivational morphology. The
(Carlisle, 1995; Carlisle & Fleming, 2003; Casalis & post-intervention word-reading test was designed to assess
Louis-Alexandre, 2000). children’s ability to utilize morphological rules in decoding.
Intervention studies provide the gold standard for the The items included real words and pseudowords whose sylla-
evaluation of causation, because a well-designed experimen- ble boundaries or pronunciations are morphemically deter-
tal intervention study has the potential to corroborate all of mined (e.g., detective: [tiv] vs. [tæiv]; uninverted,
the entailments of a causal argument, namely: a) the pur- unishaped). Nunes et al. (2003) found that the group that re-
ported cause precedes the purported effect; b) when the pur- ceived morphological training outperformed the control
ported cause occurs, the effect follows; c) the effect does not group on the pseudoword items. The study not only provides
happen unless the cause occurs; and d) in a true experiment, additional empirical evidence in favor of the view that mor-
176 KUO AND ANDERSON

phological awareness may be the cause of better reading per- Thus, there appears to be a significant degree of overlap
formance, but also suggests that morphological training may between phonological awareness and morphological aware-
have a positive long-term effect on reading achievement. ness. Converging evidence from the foregoing studies has
Positive effects of morphological instruction are not lim- suggested that at least for children in early elementary
ited to alphabetic languages. Effects on reading comprehen- grades, the development of morphological awareness is con-
sion have also been observed among Mandarin-speaking tingent upon the development of phonological awareness,
children in intervention studies that focused on the structures and the relationship between morphological awareness and
of compounds (Zhang, 2004) and in intervention studies that reading development may be mediated by phonological
emphasized the contribution of characters to the meanings of awareness. However, for mid-elementary students and be-
multi-character words (Anderson, Li, & Wu, 2004; Nagy et yond, the picture is somewhat different. Nagy et al. (2004)
al., 2002). Thus, available evidence indicates that across a found that morphological awareness made a unique contribu-
range of languages morphological training can significantly tion to the reading comprehension of students from fourth
improve reading comprehension and, further, that morpho- grade to ninth grade, beyond that of phonological factors
logical awareness may be a cause of better reading. such as word decoding and oral non-word repetition.
There has also been some evidence suggesting that the rela- Findings from research conducted with English-speaking
tionship between morphological awareness and reading de- children suggest that awareness of inflectional morphology is
velopment might be reciprocal rather than unidirectional. mostly related to reading development at early elementary
Carlisle (1988) and Templeton and Scarborough-Franks grades. Beyond second grade, it is the awareness of
(1985) found that orthographic representations provides valu- derivational morphology that carries weight as the general in-
able clues to morphological structure. Thus, the development dicator of morphological awareness. Although the contribu-
of morphological awareness may be facilitated by exposure to tion of morphological awareness to reading development
print. A more direct piece of evidence challenging the view tends to be limited once phonological awareness or vocabulary
that morphological awareness leads to better reading achieve- is controlled, there appears to be a developmental trend that its
ment comes from Fowler and Liberman (1995). They com- importance to reading development will increase with age.
pared the performance on morphological tasks by younger av- The majority of the studies reviewed in this section were
erage readers and older poor readers matched on reading skill. conducted with English-speaking children or children learn-
The results showed that the younger average readers did not ing to read other alphabetic languages. A few recent studies
outperform the older poor readers on the morphological tasks. have made an initial attempt to extend our understanding of
This finding is in contrast with studies on phonological aware- the relationship between morphological awareness and
ness using a similar paradigm in which younger average read- learning to read to languages with different orthographies,
ers consistently showed an advantage over older poor readers such as Chinese or Korean. A tentative conclusion that can be
on phonological tasks (e.g., Bradley & Bryant, 1978; Fowler, drawn from an examination of these cross-linguistic studies
1990). Fowler and Liberman (1995) argued that this finding is that the way morphological awareness relates to reading
“leaves open the question of whether morphological weak- development is script-dependent. However, more cross-lin-
nesses hamper reading acquisition or whether experience with guistic research needs to be done before we can delineate a
the orthography promotes morphological sensitivity” (p. comprehensive framework to capture the relationship be-
157). Taken together, findings from Fowler and Liberman tween morphological awareness and learning to read lan-
(1995) and the longitudinal and intervention studies discussed guages with different orthographies.
above suggest that the relationship between morphological Studies with different designs and types of analysis have
awareness and reading may be reciprocal. suggested that morphological awareness is a contributing
Evidence in support of the position that morphological cause of reading growth. However, the relationship between
awareness and reading development may co-vary with an- morphological awareness and reading development cannot be
other factor comes primarily from studies that looked at the completely captured in any single simple theoretical relation.
role phonological awareness played in the relationship be- The picture that emerges from the existing literature is that the
tween morphological awareness and reading achievement. relationship between morphological awareness and reading
As discussed earlier, research has shown that the type of mor- development is more likely to be reciprocal than unidirec-
phological tasks that can best distinguish good readers from tional. The relationship is mediated by the development of
poor readers are usually those that involve morphologically phonological awareness, although the degree to which phono-
complex words with phonological alteration of the stem logical awareness is involved appears to decrease with age.
(Fowler & Liberman, 1995; Leong, 1989; Shankweiler, et al.,
1995). Furthermore, studies employing regression analysis
have found that the contribution of morphological awareness CONCLUSION
usually drops substantially once phonological awareness is
considered (e.g., Carlisle & Nomanbhoy, 1993; Mahony et With a couple of qualifications, existing research supports
al., 2000; Singson et al., 2000). the conclusion that morphological awareness is strongly re-
MORPHOLOGICAL AWARENESS AND READING 177

lated to growth in reading. The first qualification is that—at work out the contribution of ante-, enabling him or her to
least in English and probably other alphabetic lan- look at antecedent with different eyes.
guages—morphological awareness is only weakly related to Children acquire aspects of morphological knowledge at
the reading of beginners, but more and more strongly related different rates. The existing literature indicates that the ac-
to reading as children pass through the beginning stages. A quisition of major inflectional rules is completed by early el-
plausible explanation is that for beginning readers of alpha- ementary grades, but that awareness of compounding and
betic languages, mastery of graphophonological analysis is derivational rules continues to develop through the elemen-
the first critical developmental step. At this stage, variability tary grades and beyond. The acquisition of morphology is in-
in skill at graphophonological analysis seems to overwhelm fluenced by linguistic factors, including in particular the pro-
the variance attributable to morphological awareness. Once ductivity of word-formation rules, the semantic transparency
graphophonological analysis has been mastered by most of complex words, and the presence or absence of phonologi-
children, and the texts they are expected to read contain more cal and orthographic shifts when complex words are formed.
morphologically complex words, morphological awareness Morphological awareness is a multi-dimensional concept,
becomes increasingly important. The scant amount of avail- intertwined with other aspects of linguistic competence, and
able evidence suggests that morphological awareness is im- perhaps inevitably, therefore, it has been defined somewhat
portant for younger as well as older readers of nonalphabetic differently by different investigators. Given the variation in
languages such as Chinese (e.g. Li et al., 2002). definitions of the construct and the range of methods that
A second qualification is that morphological awareness have been employed in empirical research, what is surprising
appears to be less important for word decoding than reading is not that there are some inconsistent results, but the extent
comprehension. However, most of the studies that point to to which findings converge. Nonetheless, further progress in
this conclusion have been done with young readers in the understanding the development of morphological awareness
process of mastering graphophonological analysis. More- and its relation to learning to read will depend on sorting out
over, some of these studies have included items in the mea- the relative roles of other literacy-related factors, such as
sure of decoding that involve letter naming or pronunciation phonological awareness, syntactic awareness, vocabulary,
of monosyllabic pseudowords. It is difficult to imagine any decoding skills, and short-term working memory.
theoretical reason why morphological awareness should fa- Cross-language research provides insights into morpho-
cilitate performance on such items. In most studies that have logical processes that would be difficult if not impossible to
involved older children and employed tests that assess decod- substantiate in research involving a single language. Among
ing of morphologically complex words, morphological the studies that illustrate the value of cross-language research
awareness has accounted for a substantial amount of unique is the one by Fowler et al. (2003), who attempted to disentan-
variance in word decoding. gle semantic and phonological factors from the productivity
Morphological awareness seems to be a cause of growth of word formation rules by comparing the development of
in reading, not merely a reflection of growth already attained. morphological awareness among Serbian-speaking and
The basis for this conclusion comes from longitudinal stud- Turkish-speaking children. Inflections and derivatives are
ies, showing that assessments of morphological awareness productive in both Serbian and Turkish; however, in Serbian,
predict reading a year or two later and, especially, interven- derivationally related pairs are less phonologically predict-
tion studies, showing that instruction in morphology facili- able than inflectionally related pairs, whereas in Turkish,
tates multiple aspects of reading. phonological alterations involved in derivation and inflection
However, the relationship between morphological are equivalent. The results indicated that for the Ser-
awareness and reading is probably reciprocal rather than bian-speaking sample, phoneme deletion accounted for sig-
unidirectional. There is some empirical evidence to support nificant variance of only derivational items involving a pho-
this conjecture, and it makes good theoretical sense. A nological shift. For the Turkish-speaking sample, phoneme
reader’s ability to unlock the meaning of a novel complex deletion accounted for comparable amounts of variance of
word depends on the reader’s inventory of known mor- both derivational and inflectional items.
phemes. This in turn is sure to depend, at least in part, on Although research on morphological awareness and its re-
volume of exposure to language, above all printed language lation to learning to read is not yet a mature field of study,
because of its greater density of less frequent, morphologi- several pedagogical implications can be drawn from existing
cally more complex, and semantically more transparent vo- research. First, while authorities once recommended that
cabulary (Anderson, 1996; Stanovich & Cunningham, reading teachers postpone morphological instruction until
1993). For example, the person who does not read much knowledge about orthographic patterns had been thoroughly
probably will not be able to see the contribution of the established and automated (e.g., Adam, 1990), findings from
bound root ante- to the meaning of antecedent. In contrast, current research suggest otherwise. Longitudinal studies
an avid reader who previously has encountered antedate in suggest—and intervention studies verify—that children can
a somewhat informative context may have been able to par- benefit from morphological instruction during the early ele-
tition the word into ante- and the known form date and mentary grades (e.g., Casalis & Louis-Alexandre, 2000;
178 KUO AND ANDERSON

Nunes et al., 2003). Because morphemes are meaningful, Arnbak, E., & Elbro, C. (2000). The effects of phonological awareness train-
ing on the reading and spelling skills of young dyslexics. Scandinavian
morphological awareness is likely to “enhance the memora-
Journal of Educational Research, 44, 229–251.
bility of . . . orthographic patterns” (Carlisle, 2003, p. 313). Baumann, J. F., Edwards, E. C., Boland, E., Olejnik, S., & Kame’enui, E. J.
More research, however, needs to be done to pinpoint the op- (2003). Vocabulary tricks: Effects of instruction in morphology and con-
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