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hydroxyapatitedstructure, 4
synthesis, properties, and clinical
applications
Hamad Khalid, Aqif Anwar Chaudhry
Interdisciplinary Research Centre in Biomedical Materials (IRCBM), COMSATS University
Islamabad, Lahore Campus, Lahore, Pakistan
can produce HA with high crystallinity, does not have contaminations, and is friendly
with the environment. Moreover, the HA produced by biogenic source can maintain
the natural architecture of the bone tissue, which could behave as osteoconductive ma-
terial (Mucalo, 2015). There are many biogenic sources of HA, among them egg shells,
animal bones, and fish scales are important (Kamalanathan et al., 2014; Mondalet al.,
2012; Haberko et al., 2006; Janus et al., 2008; Sobczak-Kupiec and Wzorek, 2012).
HA produced form chemical precursors has many advantages such as controllable
Ca/P ratio, high crystallinity, and good purity. But there are some disadvantages of
chemical precursors methods such as lack of Fe2þ, Mg2þ, Si2þ, Naþ and F ions,
which are naturally present in bone tissues, so the biological activity could be altered
(Milovac et al., 2014; Akram et al., 2014).
Rahavi et al. synthesized and extracted HA using solegel method and calcination of
natural bones at 700 C, respectively (Rahavi et al., 2017). They used bones from hu-
man and different animals to extract HA. They concluded that X-ray diffraction (XRD)
signatures of both types of HAs were in agreement with stoichiometric ratio. Synthetic
HA, however, showed small amounts of beta-tricalcium phosphate (b-TCP) and CaO,
which showed that conversion of raw materials into products was not 100 %. More-
over, the natural HA showed higher degree of crystallinity. Scanning electron micro-
scopy (SEM) analysis of these HA powders showed aggregated, rough, and dense
particles that were denser in synthetic HA, and the author believed that this difference
could be due to the crystallinity of calcium nitrate, which was used as precursor of cal-
cium. Similarly, the TEM analysis showed that the dispersion of HA crystallite was not
good enough, one possible reason of this agglomeration could be van der Waals attrac-
tion. This phenomenon can be justified if we compare the crystallite particles size;
20e40 nm particle size was recorded for synthetic HA, and 71, 52, 97, and 28 nm
HA particle size was recorded for human, bovine, camel, and horse bone HA. Compar-
atively, synthetic HA has smaller and irregular particle size that resulted into more van
der Waals attraction as it was also observed in SEM analysis that the synthetic HA
showed denser agglomeration.
The elemental analysis of these synthesized and natural HA showed that the ele-
ments other than the calcium and phosphorus are in very little quantity in synthetic
HA (Rahavi et al., 2017). This low concentration of elements cannot alter the overall
biocompatibility of the synthetic material (Santos et al., 2004). On the other hand,
these elements have higher weight percentage in HA extracted from natural bones.
Infact, this is one of the main differences in natural and synthetic HA. Presence of these
trace elements in HA could be beneficial for bone implants (Doostmohammadi et al.,
2011). Ca/P ratio can also be calculated from elemental analysis data. The synthetic
HA showed 1.75 Ca/P, while the theoretical Ca/P ratio is 1.67. It is difficult to control
the exact stoichiometric ratio in HA because it depends on the reaction procedures and
conditions (Rajkumar et al., 2011). The 1.75 and above Ca/P ratio with presence of
CaO could be the result of heat treatment of the final product at 700 or above (Sanosh
et al., 2009). This change can also be confirmed from XRD pattern of synthetic mate-
rial as described before. The possible reason of this disturbed ratio could be the volatile
nature of the phosphorus precursor above 650 C. So, the calcium precursor, which is
not converted or incorporated into complex structure converts into CaO. The Ca/P
Basics of hydroxyapatite 87
ratio in HA derived from natural source is higher than 1.67; the scientists suggest that
this higher ratio could be due the presence of other calcium phosphates with higher Ca/
P ratio (Doostmohammadi et al., 2012). In a study, it was observed that TCP and cal-
cium oxide is present in HA derived from natural bones (Joschek et al., 2000). Here, it
should be noteworthy that the deviation of actual Ca/P ratio in HA, from the theoretical
ratio, is not necessarily due to the existence of TCP but it can also happen because of
the presence of hydrogen phosphate and carbonate instead of phosphate and hydroxide
(Landi et al., 2000).
Because the XRD data of HA can lead us to ambiguous conclusion due to presence
of a little number of carbonates in the sample, Fourier-transform infrared spectroscopy
(FTIR) was utilized. FTIR study could be helpful in diagnosis of HA and can tell what
sort of functional groups are present. FTIR studies showed that natural HA had a peak
at 879 cm1, which could be due to the presence of hydrogen phosphate. Hydrogen
phosphate could be a reason of deviated stoichiometric ration of Ca/P in natural
bone HA as we discussed before (Rahavi et al., 2017).
Another way to determine the structural and compositional details of synthetic and
natural HA is Raman spectroscopy. Khan et al. summarized the Raman studies of syn-
thetic apatite in comparison with natural bone. According to this review, synthetic HA
showed some differences from natural bone, e.g., hydroxyl stretch that was present in
synthetic HA was absent in natural bones moreover carbonate contents were greater in
natural bones (Khan et al., 2008, 2013). However, Awonusi et al., in a study, compared
the Raman spectra of bovine cortical bone and carbonated HA (see Fig. 4.1) (Awonusi
et al., 2007).
960
1071
1047
Intensity
431
1030
1003
878
450
590
852
582
610
1070
430
1047
590
449
581
609
4 Batch hydrothermal Segal, 1997; Byrappa and Adschiri, 2007; Kaya et al.,
process 2002; Daoud et al., 2005; Takami et al., 2007; Guo
and Xiao, 2006; Arce et al., 2004; Liu et al., 1997,
2003; Riman et al., 2002; Wang et al., 2006; Yan
et al., 2001; Zhang et al., 2005
5 Continuous Chaudhry, 2008; Darr and Poliakoff, 1999; Ziegler et al.,
hydrothermal flow 2001; Chaudhry et al., 2008; Lester et al., 2013
synthesis
6 Solid-state synthesis Jia et al., 2002; Cao et al., 2005; Chen et al., 2004; Shu
et al., 2005; Core~no A et al., 2005; Silva et al., 2003;
Rhee, 2002; Suchanek et al., 2004; Fernandes et al.,
2005; Li-yun et al., 2005
Gan and Pilliar, 2004; Liu et al., 2001). HA particles can also be produced using this
method. During the solegel reaction, hydrolysis, condensation, and aggregation
happen simultaneously, which makes its chemistry very complex, therefore reproduc-
ibility and control over the particle morphology is difficult. Moreover, the heat treat-
ment of amorphous product alters the particle morphology, changes the crystallinity,
and inducea agglomeration (Niederberger, 2007).
As we already have discussed the importance of the HA in previous section, in this
section, we will discuss the different reaction conditions to synthesize HA using sole
gel technique. The morphology and other properties of HA prepared using solegel
technique is highly dependent on the temperature of reaction, precursors, time of reac-
tion, drying temperature, pH of the starting materials and solegel, and temperature and
time of heat treatment (calcination). Different scientists have explored different aspects
of this technique. Following, we will try to make a comparison of these different con-
ditions and summarize the results periodically.
Masuda et al. synthesized HA using solegel technique. They used alkoxides as the
stating material (see Table 4.1). In this study, the authors revealed that the pH of the
starting material was the most important factor that directly affected the HA synthesis.
So, they used alkaline, neutral, and acidic reaction conditions. It was observed that
only HA crystals without any additional phase were synthesized in neutral conditions.
After the successful preparation, the HA was calcined at 600 C, resulting in to plate-
like structure having 1000Å size, which resembled to HA present in living tissues. This
study was published in Japanese language; therefore, detailed information of reaction
conditions could not be acquired (Masuda et al., 1990). Deputla et al. prepared spher-
ical HA by solegel technique using calcium acetate and phosphoric acid as the starting
material. The synthesized spherical nanoparticles had diameter less than 100 mm. In
this study, the authors emulsified the freshly prepared precursor solutions using
2-ethylhexamol, and the resulted solegel was dehydrated at 50 C. The resulting
90 Handbook of Ionic Substituted Hydroxyapatites
powder was calcined at 750 C (Deptula et al., 1992). Hu et al. synthesized phosphate-
rich glass powder, which was further treated with calcium hydroxide. Different condi-
tions were applied to this solegel synthesis, and it was observed that HA was produced
at 60 C and 60 min of reaction time. The authors also used ultrasonication for few mi-
nutes to accelerate the synthesis (Hu et al., 1993). Breme et al. used HA as coating
agent on titanium implants. First, the implant was coated with commercially available
HA with or without bounding agent (phosphoric acid). The implant was dip coated on
respective suspension and dried on room temperature followed by drying at 600 C and
finally sintered at 1200 C. In the second technique, Breme et al. used solegel tech-
nique to produce HA on the surface of titanium implant. The implant was dipped in
the solution of starting materials, which were CaO as calcium source and PO(OC2H5)3
or PO(OCH3)3 as phosphate source. The thin film formed on the surface of alloy was
dried at 130 C for 1 h, which resulted in the formation of gel. Finally, the implant was
annealed at 600e800 C for 5e15 min. The HA was characterized by X-ray studies
(Breme et al., 1995). Russel et al. used ion beam technology to modify HA, which
was prepared by solegel method. In this study, the HA was produced using calcium
nitrate tetrahydrate and n-butyl acid phosphate as starting materials. The reaction
mixture was spin-coated on the silicon substrate and immediately dried at 350 C fol-
lowed by annealing at 500, 600, 700, 800, 900, and 950 C in flowing nitrogen envi-
ronment (Russell et al., 1996). Kordas et al. synthesized HA by solegel method. This
time, the HA was synthesized by modification of already established method. Calcium
acetate and PO(OC2H5)3 were used as starting material, while different types of alco-
hols (methyl, ethyl, and propyl alcohol) were used as solvent. After the gel formation,
the drying was carried out at 75 C for few days and dried gel was heat treated at 930 C
(Kordas and Trapalis, 1997). Jillavenkatesa et al. synthesized solegel-based HA using
calcium acetate and triethyl phosphate, though HA with these precursors and method
was already reported, but the main purpose of this study was to produce cost-effective
and easy-to-synthesize HA. The gel prepared in this method was colloidal in nature, so
the difficulty associated with the slow dissociation of phosphate ion was resolved
(Jillavenkatesa and Condrate, 1998). Weng et al. used P2O5 to prepare HA by solegel
method. For this purpose, the P2O5 was dissolved in ethanol and refluxed for 24 h.
Ca(NO3)2$4H2O was used for calcium source. Both reactant solutions were mixed,
and resulting solution was refluxed for another 24 h. Resulting solution was dip-
coated on appropriate substrate and dried at 150 C for 15 min. The coated substrate
was calcined at 500 C for 15 min. To increase the thickness, the substrate was coated
again, and the process was repeated for 10 times. Finally, the product was calcined at
700 C.
4.1.1.2 Coprecipitation
Coprecipitation is a process in which two or more than two compounds are precipitated
simultaneously in a solvent. The coprecipitation is usually a result of supersaturation,
which involves nucleation, growth, and agglomeration of particles in a solution. Most
important part of coprecipitation is nucleation, which is the start of particle formation
after which secondary processes such as Ostwald ripening and aggregation start.
Basics of hydroxyapatite 91
These secondary processes are responsible for determining the size morphology and
properties of particles. Particle size distribution, morphology, and particle sizes are
dependent on reaction conditions such as rate of reactant addition and stirring. Rate
of nucleation is inversely proportional to the particle size. Usually, soluble calcium
and phosphorus salts are coprecipitated by the addition of a base to result in poorly
crystalline HA, which needs proper aging to attain stoichiometric ratio (Cushing
et al., 2004).
Generally, the sources of calcium ions are calcium nitrate, calcium hydroxide, and
calcium chloride. For phosphate ions, usually diammonium hydrogen phosphate,
phosphoric acid, potassium hydrogen phosphate, and diammonium hydrogen phos-
phate are used (Donadel et al., 2005; L opez-Macipe et al., 1998; Sl osarczyk et al.,
1997; Tas and Aldinger, 2005) (see Table 4.1).
The amorphous precipitates are produced by the immediate reaction of calcium and
phosphate ions. Normally, the salts are mixed together for 2 h keeping the pH between
10 and 11. It has been often observed that the pH of the reaction system is more domi-
nant in determining the stoichiometry and thermal stability of the resulting calcium
phosphate as compared to the Ca:P molar ratio. The initial precipitate suspension is
then aged for up to a day to reach the proper stoichiometric ration of calcium and phos-
phate. The process could be sped up by increasing the temperature up to 95 C (Afshar
et al., 2003; Lazic, 1995; Pang and Bao, 2003; Phillips et al., 2003; Saeri et al., 2003).
During coprecipitation synthesis, agglomeration could be a result of local concentra-
tion due to inhomogeneity, which can be avoided by fast stirring and low addition
rate of reactants. Moreover, reaction pH plays an important role in determining the
stoichiometry of HA. A strict control of pH is important because stoichiometric HA
is only obtained at pH above then 10 (Afshar et al., 2003). Microwave assisted method
has also been used to reduce synthesis duration for synthesis of thermally stable HA
and magnesium-substituted HA (and calcium phosphates) (Nazir et al., 2011; Khan
et al., 2015).
In an emulsion, when two water droplets containing reactants are collided with each
other, chemical reaction takes place. The resulting product has small and homoge-
neous size when a reaction takes place in such a small droplet (Koumoulidis et al.,
2003; Segal, 1997). It is reported that the powders produced by emulsion techniques
have higher surface are as compared with those produced by other methods (Koumou-
lidis et al., 2003).
Keeping in view the good homogenized particles produced by emulsion method,
scientists have produces HA using this method. However, to carry out this kind of re-
action, a large volume of oil (organic solvents) is required (which makes it rather a
nonenvironment friendly method), and moreover, subsequent heat treatment is also
required for crystallinity (Phillips et al., 2003; Koumoulidis et al., 2003; Li et al.,
2008; Lim et al., 1997, 1999). Other parameters are also important for HA synthesis
using this method, e.g., Jarudilokkul et al. reported that by increasing the reaction tem-
perature (from 30 to 80 C), the surface are is decreased (from 227 to 98 m2g1) (Jar-
udilokkul et al., 2007). Similarly Sun et al. reported that using microemulsion
technique in hydrothermal conditions and neutral pH, HA with rodlike morphology
was produced, and when pH was increased, the particles morphology was converted
to spherical (Sun et al., 2007).
Lester et al. used CHFS technology to produce nano-HA (nHA) of three different
morphologies. These three morphologies were sheet, rod, and/or tube. It is described
that the morphology of nHA was controlled by the controlling pH and/or reaction tem-
perature. NH4OH was used to control the pH of system, which played an important
role in determining the morphology of nHA (Lester et al., 2013) (see Table 4.1).
the applications and pattern of osteogenesis. Some applications required good bio-
interaction for tightening and compact packing, in other words a strong bonding
with natural bone. Calcium phosphateebased biomaterials such as TCP and HA
show good biocompatibility. For this kind of fixation technique, there are some
required properties such as mechanical strength, ductility, ease of fabrication, and
biocompatibility (Kasuga and Niinomi, 2010). HA-coated implants have been widely
used in dentistry and orthopedics. There are variety of methods that are used for
coating of HA such as electrophoretic deposition (EPD) (Ducheyne et al., 1986),
ion beam sputtering (Ong and Lucas, 1994), dip coating (Li et al., 1996), plasma spray-
ing (Lacefield), thermal spraying (Mardali et al., 2019), and biomimetic coating
(Kokubo, 1998) etc.
Ducheyne and Radin coated the metallic implants with HA using EPD and heat-
treated the coatings at 900 C for 1 h (Ducheyne et al., 1990). They obtained uniform
thicknesses, which were controlled by changing the electrical field strength and depo-
sition time. The deposited ceramic coatings were hampered by the absorbed water, and
a vacuum sintering led to phase transformation that, the author suggested, could pro-
voke the considerable changes in the in vitro dissolution experiments. Mehboob et al.
used polymer-assisted EPD of HA on medical-grade stainless steel. Polyethylene
glycolemodified HA was used for EPD. The purpose of using polymer was to avoid
postdeposition heat treatment (Mehboob et al., 2014). Similarly, Iqbal et al. used poly-
vinyl alcohol (PVA)ecoated HA to deposit on 361L stainless steel substrate using
EPD technique. The addition of PVA improved the adhesion of the powder on sub-
strate, which eliminated the heat treatment process (Iqbal et al., 2012).
Calcium
Oxygen
Hydrogen
Figure 4.2 Schematic representation of hydroxyapatite unit cell. The doted lines are
representing the lower level (Sarig, 2004).
Copyright 2004. Reproduced with permission from Elsevier Ltd.
98 Handbook of Ionic Substituted Hydroxyapatites
4.2.4.1 In vitro
The HA is considered as a good biomaterial and harmless to cell environment. How-
ever, very fine particles of HA may damage the fibroblast cell, whereas large particle
HA does not damage (Evans et al., 1992). This damage could be due to the direct con-
tact of the cells with HA particles. Sautier et al. carried out in vitro study of isolated
mouse calvaria cells on synthetic HA (Sautier et al., 1991). Initially an electron dense
layer at the periphery of the material was observed, which was granular and collagen
free. With the passage of time, this dense layer was converted to an amorphous gran-
ular form in between the HA aggregates. An osteoid matrix was observed, which was
mineralized on the previously prepared layer. In vitro studies of HA/collagen bone-like
composites showed excellent biocompatibility and biointegrative activities, which
were equal to autogenous bone and much better than other materials. On the bases
of in vitro studies, it was concluded that this composite was a potential material in
medical and dental field (Kikuchi et al., 2004). Sonocoated scaffolds with nHA also
showed increased proliferation of osteoblast cells (Rogowska-Tylman et al., 2019).
behind this phenomena is that the HA was able to encapsulate the pDNA and protected
it from cellular environment and successfully transferred it to nuclear space (Bisht
et al., 2005). Small interfering ribose nucleic acid or simply siRNA is important in
blocking the impression of different receptors. However, siRNA could be disintegrated
in the cell medium, so Yand et al. investigated the ability of nHA to carry siRNA to
block NR2B expression, a receptor important in chronic pain. He loaded one of
anti-NR2B-siRNA to 35 mg of rod-shaped nHA (40e50 nm). Mice model was used
to evaluate the in vivo studies. It was observed that the nociceptive behavior was pre-
sent even after 7 days of injection, which confirms the sustained release of NR2B-
siRNA (Yang et al., 2008).
To induce the immune response in the body, antigens are used, e.g., for vaccination
purposes. Hepatitis B is a big concern nowadays especially in developing countries.
Transportation of hepatitis B surface antigen (HBsAg) was done using cellobiose-
coated nHA ranging from 50 to 150 nm by Goyal et al. It was observed that
cellobiose-coated nHA was able to load approximately 20% HBsAg, while up to
50% HBsAg was loaded on noncoated nHA. For in vivo studies, HBsAg (10 mg)
loaded on coated and noncoated nHA and free HBsAg was administrated subcutane-
ously in mice. Cellobiose-coated nHA proved to be a more effective adjuvant, and it
induced rapid antibody response, which showed that cellobiose-coated nHA can act as
an efficient antigen delivery vehicle (Goyal et al., 2006). It is believed that cellobiose
coating protected the conformation of specific protein, therefore bioactivity of HBsAg
was maintained (Goyal et al., 2006; Kossovsky et al., 1996).
4.2.5.2 Bioimaging
Bioimaging is a process in which the biological systems are noninvasively monitored
by visualization in real time. Florescent dyes and other organic compounds are used for
bioimaging. For a better performance, it is important to encapsulate the bioimaging
material, e.g., a dye in nanoparticulate system (Morgan et al., 2008). The nanoparticu-
late system can protect the dye in vitro until it reaches its destination. Besides the abil-
ity of HA to carry drugs, it also has been used to carry bioimaging molecules. Because
the formulation of HA involves a simple chemical reaction, encasement of bioimaging
molecules can be achieved by only mixing that molecule during the formation of nHA.
Moreover, formation of amorphous HA under the typical synthesis conditions allows
the inclusion of a broad range of molecules such as organic fluorophores or other low
molecular weight molecules (Panyam and Labhasetwar, 2003; Tung and Amjad,
1998). Morgan et al. reported that nHA (20e30 nm) can be synthesized and loaded
with a number of fluorescent dyes. Specifically, he used Cascade Blue, Cy3 Amidite,
Rhodamine WT, fluorescein sodium salt, and 10-(3-sulfopropyl) acridinium betaine
(SAB) to encapsulate in nHA. For free and encapsulated dye, nearly a fourfold increase
in fluorescence quantum efficiency from 0.045 to 0.202 was observed, respectively
(Morgan et al., 2008). Another important way to exploit nHA for bioimaging is conju-
gation of radioisotopes to nHA. Ethylene diamine tetramethylene phosphate has
shown high attraction to 153Sm and bone and/or HA and therefore offers a potential
avenue to develop nHA conjugated with radioisotopes with Ethylene-diamine-
tetramethylene-phosphonate (EDTMP) ligands for both bioimaging and radiotherapy
functions (Loo et al., 2010).
Basics of hydroxyapatite 103
Table 4.2 Trade names and producers of calcium phosphate products (Dorozhkin, 2013a).
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