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Bioethics ISSN 0269-9702 (print); 1467-8519 (online) doi:10.1111/bioe.12191


Volume 29 Number 9 2015 pp 604–612

THE ETHICS OF INTRODUCING GMOs INTO SUB-SAHARAN AFRICA:


CONSIDERATIONS FROM THE SUB-SAHARAN AFRICAN THEORY
OF UBUNTU

ANA KOMPARIC

Keywords
Bioethics, ABSTRACT
food ethics, A growing number of countries in sub-Saharan Africa are considering
Ubuntu, legalizing the growth of genetically modified organisms (GMOs). Further-
communitarianism, more, several projects are underway to develop transgenic crops tailored to
sub-Saharan Africa, the region. Given the contentious nature of GMOs and prevalent anti-GMO
genetically modified sentiments in Africa, a robust ethical analysis examining the concerns
organism (GMO), arising from the development, adoption, and regulation of GMOs in sub-
transgenic crop Saharan Africa is warranted.
To date, ethical analyses of GMOs in the global context have drawn
predominantly on Western philosophy, dealing with Africa primarily on a
material level. Yet, a growing number of scholars are articulating and
engaging with ethical theories that draw upon sub-Saharan African value
systems. One such theory, Ubuntu, is a well-studied sub-Saharan African
communitarian morality.
I propose that a robust ethical analysis of Africa’s agricultural future
necessitates engaging with African moral theory. I articulate how Ubuntu
may lead to a novel and constructive understanding of the ethical consid-
erations for introducing GMOs into sub-Saharan Africa. However, rather
than reaching a definitive prescription, which would require significant
engagement with local communities, I consider some of Ubuntu’s broader
implications for conceptualizing risk and engaging with local communities
when evaluating GMOs.
I conclude by reflecting on the implications of using local moral theory in
bioethics by considering how one might negotiate between universalism
and particularism in the global context. Rather than advocating for a form of
ethical relativism, I suggest that local moral theories shed light on salient
ethical considerations that are otherwise overlooked.

INTRODUCTION from farmers’ associations, agribusiness companies,


research institutes, non-governmental organisations, and
While technological advances and changes in agricultural African governments to discuss the future of Africa’s
practices during the 1940s to 1960s greatly increased agri- food security.2 Marking the African Union’s Year of
cultural productivity worldwide, Africa remains the last Agriculture and Food Security, the Forum’s 2014 agenda
region yet to undergo a ‘Green revolution’.1 The annual focused on doubling food productivity, halving poverty
African Green Revolution Forum brings together leaders
2
M. Kinver. Sowing the Seeds for Africa’s Green Revolution.
1
R.L. Paarlberg. Starved for science: how biotechnology is being kept BBC 5 September. Available at: http://www.bbc.com/news/science
out of Africa. Cambridge, Mass: Harvard University Press; 2008. -environment-29079578

Address for correspondence: Ana Komparic, Leslie Dan Faculty of Pharmacy, University of Toronto, 144 College Street, Toronto, ON, M5S 3M2,
Canada. Email: ana.komparic@mail.utoronto.ca
Conflict of interest statement: No conflicts declared

© 2015 John Wiley & Sons Ltd


The Ethics of Introducing GMOs into sub-Saharan Africa 605

by 2025, and facilitating agriculture-led sustainable GMOs in sub-Saharan Africa, and in particular for shift-
economic growth in sub-Saharan Africa – signalling ing the discourses around risk, poverty, and hunger that
increased political interest in reforming African agricul- permeate the GMO debate. Accordingly, rather than pre-
tural systems. senting a definitive account of what African ethics is and
Among the range of technologies and approaches what it dictates regarding GMOs, I discuss how critically
proposed to transform Africa’s agricultural landscape, engaging with African moral theories is both feasible and
genetically modified organisms (GMOs; used inter- warranted when assessing the ethical implications of
changeably with transgenic crops) have long been touted adopting a technology in sub-Saharan Africa. I conclude
as having the potential to increase agricultural yields if with a brief discussion of an approach to reconciling
engineered to address the needs of local farmers. After universalist discourse in bioethics with particularities of
years of neglecting the unique agricultural features of time and place when operating in a global context.
sub-Saharan Africa, efforts are underway to engineer More broadly, this article supports the movement
transgenic crops tailored to the region.3 At the same towards an inclusive bioethics in response to Dawson’s
time, GMOs remain a contentious issue in Africa; while assertion that bioethics should not be conflated with
only four African countries have legalized the growth medical ethics, and instead should concern a wider array
of transgenic crops, prevalent anti-GMO sentiments of ethical issues relating to the creation and maintenance
are often dismissed as a ‘farce’ or ‘as a fear of the of the health of living things, including food and agricul-
unknown’.4 ture.6 Moreover, in distancing bioethics from medical
The controversy over GMOs and the renewed calls to ethics, it is possible to critically examine one of the domi-
transform African agricultural systems behoove us to nant assumptions in contemporary medical ethics and
carefully consider the conditions under which implement- bioethics – the supremacy of autonomy – and to consider
ing such technologies may be warranted so as to inform the interplay between a broader array of ethical princi-
ethical policy formation. This article examines some of ples, values, and theories that could inform future agri-
the ethical factors that ought to be considered when cultural policy and practice. Thus, this article engages
determining whether and how to develop, regulate, and critically with dominant approaches in bioethics by
adopt GMOs in sub-Saharan Africa. Although much has examining African moral theory to inform the under-
been written on the ethics of GMOs, little attention has standing of GMOs in the context of global health.
been paid to the context of the developing world, and
especially sub-Saharan Africa. Yet, the unique social,
cultural, economic, historic, and geographic factors
that characterize sub-Saharan Africa must inform a
BACKGROUND: SUB-SAHARAN AFRICA
contextualized ethical analysis of the possible conditions AND GMOs
under which adopting GMOs may be appropriate in the
region.5 Thus, rather than simply drawing on existing Since their development in the 1980s and 1990s, trans-
bioethical analyses of GMOs and engaging with Africa genic crops have been touted as ‘as an intrinsically sus-
on a material level (e.g. by citing statistics about agricul- tainable and developmental [in humanitarian terms]
tural conditions or poverty rates), I examine how criti- technology’.7 Although the potential of GMOs to
cally engaging with African moral theory shifts the advance sustainable agriculture and curb hunger helped
debate by highlighting relevant implications for adopting drive their technological development, the humanitarian
GMOs in sub-Saharan Africa. In particular, I draw upon rhetoric was inadequately reflected in the research strat-
recent scholarly articulations of the sub-Saharan African egies pursued by Monsanto and other seed companies, as
moral theory of Ubuntu to examine its implications for the genetic traits that were initially developed, such as
herbicide and pest tolerance in cash crops, reflected the
3
needs of large-scale, industrialized, commercial farms
H. Takeshima. Prospects for Development of Genetically Modified
Cassava in Sub-Saharan Africa. AgBioForum 2010; 13: 63–75; African
rather than of farmers in the developing world.8
Agricultural Technology Foundation (AATF-Africa). Water Efficient The rhetoric of GMOs as a ‘pro-poor’ technology per-
Maize for Africa (WEMA). Nairobi, Kenya. 2013. Available at: http:// sists and is particularly prominent in discourses concern-
wema.aatf-africa.org/ [cited 2012 September 15]. ing sub-Saharan Africa where a number of factors such
4
M. Tran. GM Crops: African Opposition is a Farce, says Group Led as under- or malnourishment and climate change are
by Kofi Annan. The Guardian 2013 Sept 5 . Available at: http://
www.theguardian.com/global-development/2013/sep/05/africa-gm
driving the demand for improved agricultural methods
-genetically-modified-crops
5 6
S.R. Benatar. Towards Progress in Resolving Dilemmas in Interna- A. Dawson. The Future of Bioethics: Three Dogmas and a Cup of
tional Research Ethics. J Law Med Ethics 2004; 32: 574–582; R.C. Fox Hemlock. Bioethics 2010; 24: 218–225.
7
& J.P. Swazey. Guest Editorial: Ignoring the Social and Cultural D. Glover. The corporate shaping of GM crops as a technology for
Context of Bioethics is Unacceptable. Camb Q Healthc Ethics 2010;19: the poor. The Journal of Peasant Studies 2010; 37: 67–90. p.68.
8
278–281. Ibid.

© 2015 John Wiley & Sons Ltd


606 Ana Komparic

and technologies. The Food and Agriculture Organiza- in 2002.16 However, understanding how or why such sen-
tion of the United Nations (FAO) reports that while the timents persist is not straightforward. For example,
number of undernourished people has declined world- Robert Paarlberg argues that African anti-GMO senti-
wide over the past two decades, it has done so primarily ments have largely arisen due to foreign influence, par-
in South-East Asia, East Asia, and in Latin America. ticularly due to European trade relations and NGO
Conversely, Western Asia and Northern Africa have seen networks. While most of the world enjoys agricultural
slight increases in the percentage of undernourished surpluses that have rendered GMOs unnecessary for
people, while Sub-Saharan Africa has seen the largest Western consumers (as exemplified by EU restrictions on
increase.9 Furthermore, sub-Saharan Africa faces unique GMOs), Paarlberg asserts that Africa’s agricultural
agricultural challenges as climate changes occurring over systems cannot forgo the opportunity to embrace GMOs
the next several decades are predicted to result in dra- given present levels of food insecurity.17 Yet Paarlberg’s
matic decreases in agricultural yields (including up to analysis has been criticized for overlooking the value of
50% reductions in some areas of Northern and sub- traditional farming practices and seed varieties, and over-
Saharan Africa).10 Many of these regions already experi- emphasizing the potential of transgenic crops in address-
ence desertification, diminishing soil quality, diminished ing the agricultural challenges facing African farmers.18
nutrient retention capacity, poor or non-existent irriga- Regardless of where Africa’s anti-GMO sentiments stem
tion, and stagnant yields.11 from, the ongoing debate and renewed interest in adopt-
A number of initiatives are underway to develop trans- ing transgenic crops warrants a concerted effort by ethi-
genic crop varieties that address the needs of small-scale cists to understand the value of this technology in the
farmers in sub-Saharan Africa, such as drought resistant context of sub-Saharan Africa.
variants of local crops12. Yet to date, only four African
countries grow GMOs – Egypt, Burkina Faso, South
Africa, and Sudan – and few others are conducting field GMOs: THE CURRENT DEBATE
trials.13 The adoption of GMOs in sub-Saharan Africa
has been tepid for several reasons. The success of existing Existing ethical analyses of GMOs centre on three
transgenic crops ventures in Africa remains disputed, as I primary types of issues19 – one focuses largely on factors
will discuss later. Poor biotechnology and intellectual intrinsic to GMOs, while the other two concern extrinsic
property regulations in developing countries, and espe- features. Intrinsic objections to GMOs concern the
cially in Africa, are often cited as reasons for the delayed nature of genetic engineering itself. Such objections
commercial development of crops specific to the needs of include assertions that GMOs are inherently unethical
developing world farmers.14 Moreover, GMO sentiments because they are unnatural, illegitimately cross species
in sub-Saharan Africa have long been mixed,15 and anti- boundaries, commodify life (which is unethical not
GMO sentiments persist in many areas such as with the simply because of negative consequences, but rather
oft-cited example of Zambia’s refusal of a shipment of because it is inherently wrong), or that GMOs are
donated transgenic maize from the US during a drought manufactured through processes that involve ‘playing
9 God’. These objections often appeal to forms of ethical
Food and Agriculture Organization of the UN (FAO), UN World
Food Programme (WFP) & International Fund for Agricultural Devel- naturalism, naturalized social contract theories, or to
opment (IFAD). The State of Food Insecurity in the World 2012. Eco- theologically-grounded moral theories.
nomic growth is necessary but not sufficient to accelerate reduction of The second series of issues concerns the weighing of
hunger and malnutrition. Rome: FAO; 2012; 1–63. risks and benefits to human health or the environment.
10
J. Beddington et al. Achieving food security in the face of climate
Proponents of genetic engineering suggest that transgenic
change: Final report from the Commission on Sustainable Agriculture and
Climate Change. Copenhagen, Denmark: CGIAR Research Program crops will benefit the environment by reducing tillage as
on Climate Change, Agriculture and Food Security (CCAFS); 2012;
16
1–60. R.L. Paarlberg. Starved for science : how biotechnology is being kept
11
A. Milton Park. The state of the world’s land and water resources out of Africa. Cambridge, Mass: Harvard University Press; 2008.
17
for food and agriculture : managing systems at risk. New York, NY: Ibid.
18
Earthscan; 2011; 285. D.R. Brown. Book Review. Agricultural Systems 2009; 101: 111–112;
12
Takeshima, op. cit. note 3; African Agricultural Technology Foun- W.M. Bowman. Starved for Science: How Biotechnology Is Being Kept
dation (AATF-Africa), op. cit. note 3. Out of Africa – By Robert Paarlberg. Review of Policy Research 2010;
13
C. James. 2011. ISAAA Brief 43–2011: Executive Summary. Ithaca, 27: 825–827.
19
NY. Available at: http://www.isaaa.org/resources/publications/briefs/ For good overviews, see: G. Comstock. Ethics and Genetically Modi-
43/default.asp [cited 2013 March 5]. fied Foods. In F.-T. Gottwald, H.W. Ingensiep & M. Meinhardt,
14
A. Adenle. Response to issues on GM agriculture in Africa: Are editors. Food Ethics. New York, NY: Springer: 2010; 49–66;
transgenic crops safe? BMC Research Notes 2011; 4: 388. P. Thompson. Agro-Technology: A Philosophical Introduction. Cam-
15
P. Aerni. Stakeholder attitudes towards the risks and benefits of bridge: Cambridge University Press; 2011; P.B. Thompson & D.M.
genetically modified crops in South Africa. Environmental Science and Kaplan, editors. The Encyclopedia of Food and Agricultural Ethics.
Policy 2005; 8: 464–76. Dordrecht, Netherlands: Springer; 2014.

© 2015 John Wiley & Sons Ltd


The Ethics of Introducing GMOs into sub-Saharan Africa 607

well as pesticide and herbicide use. Transgenic crops may social realities of the United States and other Western
also help address food security concerns and enhance the countries.21 If GMOs are to have a justifiable place in
nutritional value of crops, thus alleviating hunger or mal- sub-Saharan Africa’s agricultural future, it is essential
nutrition. On the other hand, those who caution against that stakeholders participate and that stakeholder value
the use of GMOs often appeal to the potential risks to systems be considered.22
human health and the environment. Examples of such
risks include pest resistance leading to increased pesticide
use, gene transmission, and reducing the genetic pool AFRICAN ETHICS AND UBUNTU
through monocultures. The ethical theories that are
used to defend these positions most often include The term African philosophy refers to philosophical
consequentialist theories (which underlie risk-cost-benefit inquiry conducted by African scholars in the postcolonial
analysis), deontological accounts (e.g. in appealing to the era and has been described as driven by ‘a quest for
precautionary principle and the wrongness of harm), or self-definition’.23 An increasing number of academics are
rights-based arguments. working in the area of African ethics24 – a prominent
The third set of issues concerns the social and economic subfield of African philosophy which consists of a body
risks and benefits associated with GMOs. Opponents of of thought that describes and analyzes the variety of
the technology voice concerns over seed monopolies, ethical values, principles, and systems that have been
reduced consumer sovereignty, the misappropriation of developed in African societies for the purposes of guiding
indigenous knowledge, neocolonialism, and the perpetu- moral behavior. African ethics includes both descriptive
ation of social and economic inequities within and analyses of ethical values held in various African commu-
between communities. Conversely, proponents of the nities, as well as formal theories that are articulated by
technology often refer to transgenic crops as ‘pro-poor’ philosophers who draw upon African values.
and cite economic and social benefits that would arise On the whole, African ethics is largely a humanistic
from increased agricultural yields. Both positions ethics – one that emphasizes human welfare and wellbe-
are often justified with reference to consequentialist, ing as a fundamental good25 – a feature shared with many
deontological, rights-based or social contract theories. Western ethical theories. However, an African humanis-
Given that the latter two sets of issues concern the conse- tic ethic manifests itself differently from many Western
quences of GMO use, which are inherently contextualized, theories. As the Ghanaian philosopher Gyekye writes, ‘A
these issues are particularly relevant to the question of humanistic morality, whose central focus is the concern
whether GMOs are appropriate for a given community. for the welfare and interest of each member of a commu-
Furthermore, if the negative extrinsic consequences attrib- nity, would expectably be a social morality which is
uted to GMOs could be addressed or adequately out- enjoined by social life itself’.26 According to Gyekye, this
weighed by benefits, it is possible that adopting GMOs is because ‘it is only through cooperation with other
may be morally obligatory, or at least permissible. human beings that the needs and goals of the individual
On the whole, the majority of these discourses draw on can be fulfilled.’27 Common good forms the basis of many
Western moral philosophy. Even when discussing the African ethics, including that of Ubuntu. This contrasts
developing world, Western philosophy is used as the ana- with many Western philosophical traditions which regard
lytic framework, while the regional context is dealt with human welfare as a fundamental good but translate this
solely on a material level (e.g. in citing statistics about good into an individualistic or utilitarian ethic. Concern-
food security, agricultural facts, or facts about social ing common good, Gyekye writes:
structure).20 This article asserts that, when conducting 21
Fox & Swazey, op. cit., note 5.
ethical analyses in a global context, it is insufficient for 22
While I advocate for the consideration of the ethical values present in
bioethicists to engage with the affected communities on a sub-Saharan Africa, the particular values that I cite are only examples
material level. Indeed, bioethicists must go deeper than and do not necessarily represent the predominant views of the region, of
simply surveying values and analyzing them through the which there are many.
23
lens of Western bioethics since the dominant discourses in K. Wiredu, editor. A Companion to African Philosophy. Malden,
MA: Blackwell; 2004.
contemporary bioethics are also culturally situated in the 24
For examples, see the following anthologies: Ibid; M.F. Murove,
editor. African ethics : an anthology of comparative and applied ethics.
20
For example, see: Nuffield Council on Bioethics. The Use of GM Scottsville, South Africa: University of Kwazulu-Natal Press; 2009; G.
Crops in Developing Countries: A Follow-Up Discussion Paper. London: Walmsley, editor. African philosophy and the future of Africa. Washing-
Nuffield Council; 2003. Available at: http://nuffieldbioethics.org/wp- ton, DC: Council for Research in Values and Philosophy; 2011.
25
content/uploads/GM-Crops-Discussion-Paper-2003.pdf [cited 2012 K. KGyekye. African Ethics. 2011. Available at: http://
November 22]; A.S. Daar et al. In: F. Thiele & R.E. Ashcroft, editors. plato.stanford.edu/archives/fall2011/entries/african-ethics/ [cited 2012
Beyond GM Foods: Genomics, Biotechnology and Global Health Equity. Dec 10].
26
Heidelberg, DEU: Springer: 2005. 33–44; Thompson & Kaplan, editors. Ibid.
27
op. cit., note 19. Ibid.

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608 Ana Komparic

The common good [. . .] does not consist of, or derive that of Aristotelianism as well as a relational ethic similar
from, the goods and preferences of particular individu- to the relational ethics in the feminist ethics literature.
als. It is that which is essentially good for human While there are several philosophical articulations of
beings as such, embracing the needs that are basic to Ubuntu, they share important similarities. For the pur-
the enjoyment and fulfillment of the life of each indi- poses of this article, I employ Metz and Gaie’s account of
vidual. If the common good were the aggregate of indi- Ubuntu, which includes two primary features. First,
vidual goods, it would only be contingently, not Ubuntu involves ‘a moral obligation to be concerned for
essentially, common and, on that score, it would not be the good of others, in terms of both one’s sympathetic
achieved in a way that will benefit all the individuals in emotional reactions toward other people and one’s
a society. If the common good is achieved, then the helpful behavior toward them’.33.This may also include
individual good is also achieved. [. . .] If the common an accommodation towards strangers in one’s commu-
good were understood as the basic good – as human nity. In other words, Ubuntu involves a sort of respon-
good – as such, there would be no need to think of it as siveness towards others in general. The second element
a threat to individual liberty as touted by Western involves, ‘a moral obligation to think of oneself as bound
liberal (individualist) thinkers, for, after all, individual up with others, that is, to define oneself as a member of a
liberty is held as one of the basic goods of the members common group and to participate in its practices. One
of the society.28 has a duty to identify with others’.34 Thus, Ubuntu
involves both identity and solidarity on Metz and Gaie’s
Gyekye also notes that the emphasis on pursuing
account. Unlike communitarian or moral relativist
common good has an additional implication; namely,
accounts in Western ethics, which tend to liken identify-
values associated with communitarian morality such as
ing with one’s community as adhering to the norms of the
compassion, solidarity, reciprocity, interdependence, and
majority or particular social group, Ubuntu suggests that
cooperation ‘elevate the notion of duties to a status
identifying and seeking out one’s community involves
similar to that given to the notion of rights in Western
recognising that community ‘is an objectively desirable
ethics’.29 Thus, the moral imperative to fulfill duties to
kind of interaction that should instead guide what
others, upon this account of African ethics, arises from
majorities want or which norms become dominant’.35
the needs and welfare of others, rather than from their
Thus, Ubuntu identifies the common good as the most
rights.
fundamental good through which other goods, including
Ubuntu is one manifestation of a sub-Saharan African
individual wellbeing, are achieved.
communitarian ethic and is one of the most widely
studied and held African moral systems. Ubuntu rose to
prominence in the philosophical literature in Post-
Apartheid South Africa, but it originated in the pre-
colonial era.30 Ubuntu is often cited alongside common
IMPLICATIONS OF UBUNTU FOR GMOs
African dictums such as ‘A person is a person through IN SUB-SAHARAN AFRICA
other persons’ or ‘I am because we are’.31 Metz and Gaie,
two philosophers who have articulated one theoretical Goods and values deemed important through moral
interpretation of Ubuntu, explain that such dictums shape reflection can be used to evaluate a technology either in
African conceptions of personhood, identity, and terms of its intrinsic features or the extent to which it
humanness by revealing that one’s ‘ultimate goal should helps or undermines one’s ability to achieve a goal.
be to become a full person [. . .] or a genuine human being’ Accordingly, the introduction of GMOs can be evaluated
where ‘the only way to develop one’s humanness is to in reference to its implications for the common good –
relate to others in a positive way’.32 Accordingly, Ubuntu understood to be the fundamental good – as defined
may be regarded as an ethics of self-realization similar to by Ubuntu. Of note, much of what has been written con-
cerning the introduction of GMOs into sub-Saharan
Africa or other developing world contexts has focused
28
Ibid. on individual rights (e.g. consumer rights or the self-
29
Ibid. Similar values are often discussed in the context of public health
ethics where the common good is of importance. However, in public
determination of farmers) or on whether GMOs will curb
health ethics, the common good is often regarded as being in tension or exacerbate poverty and hunger. While Ubuntu neces-
with individual liberties. sitates reflecting upon a variety of other considerations
30
M.P. Moore. South Africa Under and After Apartheid. In: K. relevant to the introduction of GMOs into sub-Saharan
Wiredu et al., editors. A Companion to African Philosophy. Malden, Africa, I discuss its implications for how health and
MA: Blackwell; 2004; 149–160. p. 156.
31
T. Metz & J.B.R. Gaie. The African ethic of Ubuntu/Botho: impli-
33
cations for research on morality. Journal of Moral Education 2010; 39: Ibid: 276.
34
273–90. p. 274. Ibid:
32 35
Ibid: 275. Ibid: 275–276.

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The Ethics of Introducing GMOs into sub-Saharan Africa 609

environmental risks are conceptualized and how it alters (as characterized by high adoption rates, high yields, and
the scarcity discourses that permeate the GMO debate. reduced pesticide application). However, the long-term
success of this project is disputed, as the majority of
reports only analyze the period immediately following
The Nature of Risk adoption, which was characterized by a level of success
Ubuntu requires legitimate policy-making to reflect com- that has not been sustained in the long-term, especially for
munity welfare and promote the common good, and in so small-scale farmers.37 Indeed, while the agro-ecological
doing, to engage with the broader social context of the and institutional contexts in which transgenic crops are
affected communities. To achieve a contextualized policy, grown have a significant influence on the success of such
decision-making about GMOs must necessarily involve operations, these factors are not accounted for in trans-
both scientists, who are able to give accounts of the bio- genic crop trial outcome assessments.38 Thus, even though
logical mechanisms underlying the technology and the initial cost-benefit analyses of transgenic crops may
associated biological benefits and risks, as well as non- suggest that adopting a technology is favourable, the sys-
scientists and non-experts, who may speak of benefits and temic context of its use must be factored into a real-world
risks associated with implementing a technology in a spe- technological assessment so as to understand the risks
cific manner and context. Thus, Ubuntu requires that the faced by farmers or communities who may lack appropri-
concept of risk used to inform decision-making be ate access to the technology or other means required to
reconceptualized in two ways. First, it is necessary to implement it in a way that actually benefits them. Indeed,
distinguish between biological risks and social risks. insofar as ignoring the systemic conditions necessary for
Second, it is necessary to reconsider the scope of risk, the successful implementation of a technology may not
namely whether and how it affects entire communities, as only fail to address existing inequities, but may even exac-
opposed to individuals. erbate them, addressing underlying inequities is necessary
Cost-benefit analyses, which are commonly used in to ensuring that the potential benefits of a technology are
health technology assessments to determine whether to realized across a whole community.
adopt a technology, primarily consider biological risks to Moreover, when it comes to evaluating health risks,
health or the environment. When social risks are taken Ubuntu requires that harms and benefits be evaluated at
into account, they are usually considered in narrow eco- the level of the community, rather than solely at the
nomic terms (e.g. how trade is affected). However, by individual level. This entails not only evaluating physical
prioritizing the common good, solidarity, and reciprocity and environmental health at the population level, but
– principles that are responsive to social context – Ubuntu also assessing how a technology affects the very social
emphasizes understanding the systemic conditions that structures and dynamics that are integral to a given com-
promote or hinder both individual and population-wide munity. Conceptualizing risk at the community level
health. Thus, Ubuntu requires technology risk assessment necessitates and is complementary to the aforementioned
to consider social risks arising from the systemic context shift from focusing primarily on the biological features of
of a technology, such as harms resulting from lack of health to also accounting for social risks and the systemic
infrastructure required to properly adopt a technology, in context of a technology.
order to suitably evaluate whether the common good is As with other contexts, Ubuntu is primarily concerned
served or not. This is because systemic factors and insti- with the environment insofar as it relates to a community,
tutions can directly shape how and by whom a technol- and thus does not prima facie permit us to speak of the
ogy is used, and thus alter its risk-benefit profile in the environment’s intrinsic worth. However, as it is tradition-
context of real-world use. Amartya Sen highlights the ally interpreted, Ubuntu necessitates living harmoniously
importance of accounting for social risk in the context of with both past and future generations, and not solely with
food insecurity when he argues that famines not only one’s contemporaries.39 Accordingly, Ubuntu suggests
arise as a result of inadequate food supply, but also from
inequities built into food distribution systems.36 37
M.A. Schnurr. Inventing Makhathini: Creating a prototype for the
Similarly, the importance of accounting for the sys- dissemination of genetically modified crops into Africa. Geoforum 2012;
temic context of a technology’s use when evaluating its 43: 784–792.
cost-benefit profile is highlighted by the case of transgenic 38
D. Glover. Is Bt Cotton a Pro-Poor Technology? A Review and
crop production in South Africa. The Makhathini Flats in Critique of the Empirical Record. Journal of Agrarian Change 2010; 10:
the South African province of KwaZulu-Natal, where 482–509; B. Dowd-Uribe. Engineering yields and inequality? How insti-
tutions and agro-ecology shape Bt cotton outcomes in Burkina Faso.
transgenic cotton has been grown since 1997, are often Geoforum 2013; In Press, Corrected Proof Available online 16 March
cited as an example of successful GMO implementation 2013.
39
M.F. Murove, editor. African ethics : an anthology of comparative and
36
A. Sen. Poverty and famines : an essay on entitlement and deprivation. applied ethics. Scottsville, South Africa: University of Kwazulu-Natal
Oxford: Clarendon Press; 1981. Press; 2009.

© 2015 John Wiley & Sons Ltd


610 Ana Komparic

that an ethic of sustainability is required in order to fulfill inequalities in resource distribution mechanisms in a
duties to future generations. region.41 Meanwhile, Arturo Escobar has argued that the
Using the matrix of risk described above, which hunger narrative, and the institutions and professions
includes biological, social, individual, and community that have been created to address global hunger, have
risk, it is possible to distinguish between different types of been used to legitimize the imposition of a development
GMOs and evaluate each on its own merits. For example, scheme that has been conceptualized by (and that ben-
introducing Glyphosate or herbicide tolerant (also efits) those in power.42
known as Roundup-Ready) transgenic crops, which are Hunger and poverty narratives have also featured
used in conjunction with herbicides, may have undesir- heavily in the GMO debate, with proponents touting
able consequences for the environment and on commu- GMOs as a ‘pro-poor’ technology with the potential to
nity structures if they generate dependency on costly alleviate global hunger and poverty and opponents coun-
herbicides. Conversely, drought resistant transgenic tering that GMOs are dangerous precisely because
maize, if tested adequately, has no significant ethical dif- poverty renders developing countries vulnerable to
ference from the hybrid drought-tolerant maize varieties exploitation when new technologies are introduced. In
already commonly used by African farmers. In fact, if both cases, poverty and hunger bear decidedly negative
any concerns remain with the transgenic drought tolerant connotations and may be used to legitimize the involve-
maize (e.g. concerns about having to purchase seeds ment of external rather than local actors in decision-
annually, monoculture, etc.), it is also necessary to making. Conversely, African philosopher Godfrey
address the respective concerns for hybrids, which also Tangwa presents a wholly different understanding of
require annual purchasing and are often grown in mono- poverty when discussing African communitarian ethics:
culture,40 in order to be consistent. Accordingly, trans-
the culture within which I was born and within which I
genic maize, at least prima facie, seems to be ethically
grew up took great pains both to ensure that no one
more permissible than Roundup-Ready varieties. On the
should die out of sheer poverty and to emphasize that
other hand, if the primary concerns surrounding trans-
material poverty is nothing to be ashamed of. [. . .]
genic crops are the resulting social risks, such as eco-
That culture took great pains to ensure that the most
nomic dependence on multinational corporations, it is
basic necessities of life were freely available to all and
important to recognize that changes in agricultural and
sundry. There were taboos against the commercializa-
seed distribution systems may be the necessary point of
tion of things such as the staple foods, water, housing,
intervention if GMOs are to be introduced ethically.
fuel wood, etc. These were things one gave or received,
or simply took, but which one never bought or sold.43

From Poverty and Hunger Discourses to Indeed, since Ubuntu stresses the importance of duties
Community Engagement rather than rights, the hunger of some may be seen as the
failure of the entire community to fulfill its duties of
To date, much of the discourse concerning GMOs in the ensuring overall wellbeing. In this sense, Ubuntu requires
developing world has been tied to poverty and hunger. an approach of sustainability – where excessive poverty
The seemingly objective states of poverty and hunger is curbed – though not necessarily through the means
experienced by individuals in the developing world are advanced by the dominant development discourse that
seen as providing the moral imperative to adopt yield- reflects the neoliberal tendencies of individual rights, free-
enhancing crops. Yet, poverty and hunger discourses enterprise, and the supremacy of economic discourses.
may limit the agency of the affected individuals and com- Magosa and Kaya, two South African scholars whose
munities as they are often used in place of community work focuses on issues of development and indigenous
engagement for informing and justifying action. Moreo- knowledge systems, aim to articulate an alternative to the
ver, poverty and hunger narratives have inherent limita- existing development paradigm by proposing indigenous
tions. For example, the linear narrative between knowledge as the foundation for sustainable develop-
inadequate food supply and hunger has been challenged ment in Africa. Importantly, they claim that the indig-
by philosopher and economist Amartya Sen who enous need not refer to the traditional, but rather that it
famously argued that famines do not always arise from a refers to whatever contemporary Africans, in their local
lack of resources, but rather may arise from nascent

40 41
Indeed, these concerns arise at the systemic level of agricultural prac- Sen, op. cit. note 36.
42
tices and distribution systems rather than being inherent to the technol- A. Escobar. Encountering Development: The Making and Unmaking
ogy itself. Nonetheless, the practical question of how to decouple of the Third World. Princeton, NJ: Princeton University Press; 1995
43
technological innovation from the systemic inequities that permeate G.B. Tangwa. Some African Reflections on Biomedicaland Environ-
contemporary agro-technology development and dissemination systems mental Ethics. In: K. Wiredu et al., editors. A Companion to African
remains. Philosophy. Malden, MA: Blackwell; 2004; 387–395. p. 393.

© 2015 John Wiley & Sons Ltd


The Ethics of Introducing GMOs into sub-Saharan Africa 611

environments, consider important.44 The aim of building CONCLUSION: UBUNTU AND


on the indigenous under this interpretation is to ensure GLOBAL BIOETHICS
that development reflects ‘the values, interests, aspira-
tions, and/or institutions which are important in the lives I have outlined some considerations for future directions
of the African people’.45 To engage with Africa as it is and ethical analyses concerning GMOs in sub-Saharan
now involves recognizing that, for example, numerous Africa. I have argued that, to date, ethicists have largely
staple agricultural crops – including maize, cassava, and been engaged with Africa on a material level in their
beans – and three major religions – Christianity, Islam, work, and instead must shift their focus to understanding
and Hinduism – are all foreign imports but form an inte- the goals and needs – which are ultimately defined
gral part of contemporary African society. And, at the by value systems – of the affected communities. This
same time, these imports have themselves been trans- approach, however, raises the question of how the uni-
formed by local values, tastes or customs. versalism that permeates normative language and schol-
Shifting the discourse from poverty and hunger to sus- arship can be reconciled with the particularities of time
tainability, as defined by the indigenous, better reflects and place, which differ from community to community.
the ethic of Ubuntu, and it behooves us to engage directly In a comprehensive article that provides an analysis
with the context of the affected communities and to con- and instructive taxonomy for reasoning through dilem-
sider what their goals are. If a community’s interests lie in mas in international research ethics – and, I would argue,
helping small subsistence farmers, it is necessary to con- global health ethics as a whole – Solomon Benatar asserts
sider whether potential GMO varieties and crops can be that moral relativism is not the only alternative to uni-
integrated with successful local crop management tech- versalism in a culturally-sensitive or plural bioethics.46
niques rather than to dogmatically romanticize the pas- Instead, he articulates a nuanced taxonomy of perspec-
toral and the traditional. Rather than creating a false tives on ethical dilemmas in which he identifies moral
dichotomy between the indigenous and agro-technology, absolutism and moral relativism as opposite quadrants
we should ask whether they could ever share a symbiotic representing the dogmatic adherence to ethical universal-
relationship. A similar approach may also prove fruitful ism or local ethos respectively. They are balanced by the
in the case of other communal agricultural practices, adjacent quadrants of reasoned global universalism and
including communal land tenure systems and communal reasoned contextual universalism, both of which empha-
seed banks. size the process of moral reasoning when addressing
While many opponents of GMOs openly cite the pow- ethical dilemmas. According to Benatar, reasoned global
erful narrative of the natural and the authentic, it is universalism ‘utilizes a set of abstract ethical principles
important to realize that many concerns, such as that have been developed and justified through a rea-
monocultures and the requirement to purchase seeds soned process,’ while reasoned contextual universalism ‘is
annually, are already a reality for many African farms. reached by taking morally relevant local factors into con-
While critics are right to worry that commercial GMOs sideration in applying reasoned global universalism’.47 In
may exacerbate imbalanced power relations, they often recognizing the relevance of history, geography, culture,
fail to leave adequate space for dialogue concerning how and economics to the interpretation and application of
introducing or not introducing such a technology may ethics, reasoned contextual universalism emphasizes the
truly affect the communities in the region. Rather than process of engaging with local value systems in a manner
presupposing the consequences or appealing to hunger that facilitates understanding others and emphasizes
and poverty narratives as a blanket normative justifica- finding middle ground, while still allowing value systems
tion, we should be making space for the affected farmers to be evaluated rather than being uncritically accepted.48
and communities to lead these discussions. Moreover, as This article aims to adopt such a process by not only
ethicists, it is our responsibility to encourage such analyzing salient ‘material’ contextual features, but by
participation, and in doing so, engage with the value also attending to local belief systems that ‘provide ways
systems – such as Ubuntu – that feature prominently in of ‘seeing’ the world’49 and are integral to identifying
these communities. what the foci of agricultural development in Sub-Saharan
Africa ought to be.
Similarly, Tangwa provides an instructive metaphor
for conceptualising the interplay between morality and

44
M.A. Magosa & H. Kaya. Building the Indigenous: An Appropriate
46
Paradigm for Sustainable Development in Africa. In: G. Walmsley, Benatar, op. cit. note 5.
47
editor. African philosophy and the future of Africa. Washington, D.C.: Ibid: 577.
48
Council for Research in Values and Philosophy; 2011; 153–170. Ibid: 576–578.
45 49
Ibid: 153. Ibid: 578.

© 2015 John Wiley & Sons Ltd


612 Ana Komparic

culture.50 He argues that all cultures are morally equal in Echoing Benatar and Tangwa’s analyses, if one of the
the same sense that human beings are equal and that, goals of bioethicists is to outline practical ethical consid-
accordingly, no culture can be said to be superior to erations for the adoption of a technology in a given
another. All cultures, however, are imperfect owing to context, it is valuable to embrace local moral theories as
limitations of humans. Referencing Susan Sherwin, he at least one of many tools in determining relevant ethical
suggests that cultures, analogous to differing moral theo- considerations, and ultimately advocating for a course of
ries, can be regarded as different lenses through which we action. As Magosa and Kaya suggest, sustainability is
observe reality (but never reach an ultimate truth). Later, only achieved when technology ‘is assimilated into the life
he suggests that morality and cultures are like dancing of the people’.52 Assimilating a technology into a commu-
masquerades where one must change one’s position to nity necessitates the consideration of the community’s
have an ‘adequate but necessarily partial of view’ of the value systems and assessing the technology with respect
masquerade. Tangwa asserts that Western culture, as the to its ability to address the community’s goals. While
‘proprietor of modern bio and other technologies [. . .] engaging with local value systems may involve challeng-
should develop the habit of also standing up and moving ing dominant modes of analysis in bioethics, questioning
around a bit, to view the dancing masquerade from dif- and refining the central tenants of bioethics will render it
ferent perspectives’ lest it exclude the wisdom of other a more vital and relevant practice as it operates in the
cultures or even lead to their complete demise.51 global arena.
Benatar and Tangwa’s analyses point to both the sig-
nificance and possibility of finding commonalities
between different world views and value systems. It is not Acknowledgements
surprising then that Ubuntu’s emphasis on the common I am grateful to the Jackman Humanities Institute at the University of
good and principles such as solidarity and reciprocity is Toronto for providing me with the opportunity to conduct this
echoed in the public health ethics literature which has research during my tenure as a Chancellor Jackman Undergraduate
grown to prominence in Western applied ethics over the Fellow in the Humanities in 2012–2013. I would especially like to
past several decades. Recognizing the limits of values thank Professor Amira Mittermaier for her guidance and support
throughout. My work has also benefited from the comments and
such as autonomy has been a mainstay of public health support from the other fellows and staff at the Jackman Humanities
ethics, which in analyzing issues at the level of popula- Institute, as well as from comments received at the IAB 12th World
tions, engages with a wider array of contextual features Congress. I am also grateful to have received the Massey College
(e.g. the social determinants of health) than traditional Catherall Travel Bursary and the University of Toronto SGS Confer-
medical ethics. ence Grant to attend the IAB 12th World Congress.

50 Ana Komparic is pursuing an MSc at the Leslie Dan Faculty of Phar-


G.B. Tangwa. Morality and Culture: Are Ethics Culture-Dependent?
In: F. Thiele & R.E. Ashcroft, editors. Bioethics in a Small World. macy and the Joint Centre for Bioethics at the University of Toronto.
Heidelberg, DEU: Springer; 2005; 17–21.
51 52
Ibid: 20. Magosa & Kaya, op. cit. note 44, p. 151.

© 2015 John Wiley & Sons Ltd

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