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Energy 124 (2017) 46e58

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Energy
journal homepage: www.elsevier.com/locate/energy

Embodied energy analysis of building materials: An improved


IO-based hybrid method using sectoral disaggregation
Manish K. Dixit
Department of Construction Science, Texas A&M University, 3137 TAMU, College Station, TX, 77843, USA

a r t i c l e i n f o a b s t r a c t

Article history: Buildings consume approximately half of the annual energy supply of the United States in their con-
Received 22 November 2016 struction and operation. To effectively decrease this extensive energy footprint, both embodied and
Received in revised form operating energy must be quantified and optimized. Although validated standard methods are available
11 January 2017
to compute operating energy, quantifying embodied energy is still complicated and inconsistent. Among
Accepted 8 February 2017
the available embodied energy calculation methods, an input-output-based hybrid (IOH) method has the
potential to offer a more complete calculation. However, its calculation lacks specificity and reliability,
which can be improved using suggestions provided by literature. Studies across the globe have proposed
Keywords:
Embodied energy
techniques such as sectoral disaggregation to enhance not only the specificity and reliability, but also the
Life cycle energy completeness, of an IOH method.
Embodied carbon This study investigated and improved an IOH method of embodied energy calculation. Using the
Building materials improved method, the embodied energy of commonly used building materials was calculated and
Life cycle assessment evaluated. The results demonstrate a significant difference after disaggregating the relevant industry
sectors. The study concludes that using embodied energy values without industry sectors being dis-
aggregated can cause significant errors in a building’s embodied energy calculation.
© 2017 Elsevier Ltd. All rights reserved.

1. Introduction consumes recurrent embodied energy (REE) directly and indirectly


[7e9] throughout the maintenance, repair, replacement, and
The building sector consumes nearly two-fifths of the annual renovation phases. To effectively optimize the total energy foot-
global energy supply in building operation alone, adding significant print of the building sector, reducing both embodied and operating
carbon emissions to the atmosphere [1]. In the United States, energy is recommended [10e12]. Due to building energy research
approximately 48% of annual energy is consumed in building targeting mostly operating energy, advanced and energy efficient
construction and operation [2]. Most of this energy originates from materials, appliances, and assemblies are being installed in build-
fossil fuel sources and consequently contributes to over 39% of the ings that gradually decrease their operating energy [13e15]. Also,
nation’s annual carbon emissions [1e3]. The total energy use of a more standardized methods and tools are now available to
building includes embodied and operating energy; this study fo- consistently compute operating energy [6]. Quantifying embodied
cuses on embodied energy. During a building’s initial construction, energy, however, is still complicated and resource-intensive and
embodied energy is used directly in onsite and offsite construction, requires extensive quality data, which usually is not available
fabrication, transportation, administration, and related services, [16e19]. The lack of a standard method to completely and accu-
and indirectly through the use of building materials, assemblies, rately calculate embodied energy further complicates the
and equipment [3e5]. Each product installed in the building con- embodied energy analysis of buildings [6,17,20].
sumes energy during its raw material extraction, manufacturing, The available embodied energy calculation methods are prom-
and delivery to the construction site. The sum of all direct and in- ising but also have flaws that must be addressed [8,21e23]. For
direct energy consumed during building construction is called instance, process-based methods provide material-specific and
initial embodied energy (IEE) [6,7]. While occupied, a building reliable results but are grossly incomplete due to a system
boundary truncation [8,16,24]. The IO-based methods are relatively
complete but do not provide material-specific results [1,24]. A
method’s completeness refers to the extent to which all major and
E-mail address: mandix72@hotmail.com.

http://dx.doi.org/10.1016/j.energy.2017.02.047
0360-5442/© 2017 Elsevier Ltd. All rights reserved.
M.K. Dixit / Energy 124 (2017) 46e58 47

minor energy flows are covered in the calculation [8,22]. A hybrid may involve energy use through equipment and vehicles [8,23].
method combines the reliability of a process-based method with
the system boundary completeness of an IO-based method to 2.1.2. Input-output (IO)-based analysis
provide a complete and reliable embodied energy calculation [7,17]. An IO-based embodied energy calculation is a top-down
However, if an IO-based hybrid framework is applied, the results approach in which direct requirement coefficients are derived
still are highly aggregated lacking specificity [8,25,26]. This from an economic input-output model [34]. A direct requirement
inability of an IO-based hybrid (IOH) method to provide material- coefficient represents inputs (in $) required by an industry sector
specific results is a major problem that may be addressed from other sectors to produce a unit dollar output [35]. Using direct
through disaggregating an industry sector in an IO framework. requirement coefficients, direct energy inputs from energy
Studies (e.g. Refs. [16,25e29]) have demonstrated the process of providing sectors can be quantified [6,25]. Since each industry
sectoral disaggregation using similar approaches. Various versions sector has a chain of suppliers, all direct requirements also cause
of an IOH method have been proposed by Bullard et al. [30], Carter indirect requirements. For instance, when the cement industry
et al. [31], Treloar [25], Dixit et al. [6], and Crawford [24], showing sector increases its production of cement by $1, all other industry
gradual improvements. sectors supplying inputs, such as coke, limestone, gypsum etc., also
This study builds upon a previous study [6], which quantified increase their production in order to meet the increased demand.
and integrated human and capital energy into an IOH model. In this Such increased requirements are termed stage one indirect re-
study, some of the industry sectors of the IO model were dis- quirements [6,35]. Each supply sector also has a chain of other
aggregated to demonstrate the calculation of building material- sectors supplying inputs, which also increase their output as stage 2
specific embodied energy. Using the improved IOH model, the indirect requirements. Likewise, there are indirect requirements
embodied energy of commonly used construction materials was associated with stages 3, 4, 5, and so on up to infinity. The increased
calculated. The results were also compared with the values ob- output of the cement sector actually causes an economy-wide in-
tained from other embodied energy calculation methods to high- direct impact [8,23e26]. The total indirect requirement is the sum
light and discuss major differences. of all indirect requirements spread over stage 1 to stage ∞ [6,8].
These stages of indirect requirements are known as indirect stages.
2. Literature review Fig. 1 illustrates the direct and indirect inputs associated with
various stages. To calculate indirect requirements, direct re-
2.1. Embodied energy calculation methods quirements are subtracted from the total requirements. The total
requirements are calculated using either Leontief’s inverse matrix
Among the widely used embodied energy calculation methods or power series approximation (PSA) method [6,24e26]. More
are: (1) process-based, (2) IO-based, and (3) hybrid methods details on these methods can be found in Miller and Blair [35].
[1,4,24,25]. Each method differs in the extent of its system Using appropriate energy tariffs, the direct and indirect energy
boundary coverage [8]. A system boundary defines the energy in- requirements can be translated from monetary to energy units
puts included in a study. [24e26,36].
An IO-based analysis covers a comprehensive system boundary,
2.1.1. Process-based analysis as it accounts for the economy-wide inflows and outflows
While process-based analysis provides material-specific energy [31,36e38]. However, its results may be highly aggregated and not
values, its calculations are significantly incomplete [16,21,22]. It is a product-specific [39e41]. For instance, in an IO analysis, the
bottom-up approach that starts with gathering data of actual en- embodied energy of structural steel is calculated by quantifying the
ergy use from manufacturers and works backward covering most of energy intensity of the manufacturing sector producing structural
the direct and some indirect energy inputs. Beyond a certain point steel as well as a wide range of other steel products. This approach
in the upstream, gathering energy use becomes difficult and in assumes that all of the sector’s products have the same embodied
some cases impractical due to data unavailability. Consequently, energy, which may be inaccurate [6,8,23e26]. Also, since the input
some processes for which data is unavailable remain excluded from and output of energy sources is tabulated in monetary units, energy
the calculation causing a truncation of the system boundary tariffs are used to convert them to energy units [6,8]. If energy
[32,33]. Lenzen [33] quantified the incompleteness and truncation tariffs are miscalculated, the quantified values of embodied energy
error due to boundary truncation as 50% and 10%, respectively. To may contain significant errors [6,8,26]. The energy intensity of a
calculate the embodied energy of a building, all material quantities manufacturing sector is calculated in energy units per unit of
are calculated and multiplied with respective process-based monetary output. To convert energy intensity into energy units per
embodied energy intensities [1,24]. Although such calculations mass or volume, product prices are used. Like energy prices, any
provide energy values specific to the building, the energy embodied fluctuation in product prices grossly affects the embodied energy
in building construction, administration, and related services (e.g. calculation [6,8,26]. IO tables are also prepared based on the as-
banking) remains excluded from the calculation [24e26]. The ac- sumptions of homogeneity and proportionality [24,25]. According
tivities of construction management, financing, code compliance, to the homogeneity assumption, each product produced by a sector
etc., often involve energy consumption through added labor, has a homogeneous mix of inputs that may not be correct. In the
equipment and vehicle use, and other non-energy material usage proportionality assumption, the cost of a product is directly pro-
such as office supplies, which may be quite difficult to quantify if a portional to its input requirements, which may be inaccurate
conventional process-based approach is used [23e25]. Other en- [24,37]. According to Treloar [25], an IO-based embodied energy
ergy inputs, such as the energy used in remediating the adverse calculation entails counting energy inputs multiple times. For
environmental impacts of building material production and con- instance, if the electricity sector purchases large amounts of coal,
struction, are also excluded from process-based calculations [8,25]. natural gas, and petroleum, the total energy embodied in elec-
For instance, if a material manufacturing plant treats its emission, tricity, according to the IO model, would include all energy pur-
discharge, or waste before releasing it to the environment, such chased, as well as the energy content of generated electricity [38].
processes also consume energy, which must be allocated to build-
ing material production. Construction sites are also required to 2.1.3. Hybrid analysis
treat and divert any construction discharge from the sites, which Hybrid analyses combine the benefits of process-based and IO-
48 M.K. Dixit / Energy 124 (2017) 46e58

Fig. 1. Direct and indirect embodied energy components.

based analyses to improve the reliability and specificity of calcu- method. Treloar [25] also proposed a unique approach to extract
lations [6,8,23e26]. Depending on the calculation framework and direct energy paths from an IO model and replace them with
the type of data used, a hybrid analysis can be either process-based process-based energy data. This is an excellent method, particularly
or IO-based [6]. when process-based data are not available for all energy sectors. To
avoid counting energy inputs multiple times, Treloar [25] has rec-
2.1.3.1. Process-based hybrid (PH) embodied energy calculation. ommended keeping all energy and non-energy inputs of energy
In a process-based hybrid (PH) calculation, IO data are integrated providing sectors at zero in the IO model and using a set of primary
into a process-based model to improve the system boundary energy factors (PEFs) instead. The PEFs that are used to convert
completeness of the calculation [25,26,31]. The direct energy delivered energy to primary energy represent all energy used and
component is often calculated using actual energy use data, lost in producing and distributing one unit of delivered energy such
whereas the IO data are used to cover indirect energy inputs. The as electricity [38]. Later, Crawford [24] suggested a correction to
material quantities are then multiplied by the PH energy intensities Treloar’ method and proposed extracting and replacing total energy
to quantify the total embodied energy [23,24]. Although the system paths instead. The technique proposed by Treloar has been applied
boundary completeness is improved slightly, certain energy inputs, by numerous studies such as Crawford and Stephan [45], which
such as the embodied energy of services, transportation, labor, etc., performed a life cycle energy demand assessment of a passive
are still not covered in the calculation [23e26]. In fact, the calcu- house in Belgium. Acquaye [26] discussed another variation of an
lation may miss some direct energy inputs completely, particularly IOH approach in which direct, rather than total, energy paths are
in the case of a complex product [24]. For instance, if the quantities extracted. Another interesting version of an IOH analysis was dis-
of steel are used to compute the embodied energy of structural cussed by Suh et al. [42,46] as an integrated hybrid analysis, which
steel products, such as open web joists, girders, trusses, and beams, through a technology matrix integrates detailed process data at the
the direct energy consumed in their fabrication and transportation level of unit processes into an IO model. This method avoids double
may not be covered in the calculation. Using a PH method for a counting of inputs and offers a consistent approach to allocation. In
more complex product such as a building may cause significant another interesting study by Lenzen and Crawford [47], a Path
errors due to its incompleteness [8,24,26]. Treloar [25] discussed an Exchange Method was proposed that replaces comparable IO data
incompleteness of 0e100% in a PH analysis, as some products and with process data at the very detailed structural path level. This
processes may be covered only partially or missed completely by method is unique in that it avoids integrating process data and
the analysis. modifies only a part of a structural path without disturbing the
whole system [47].
Efforts have also been made to incorporate human and capital
2.1.3.2. IO-based hybrid (IOH) embodied energy calculation. energy into an IO-based embodied energy calculation. As an
The IOH method inserts process-based or statistical energy use data important improvement, Costanza [48] made household and gov-
into an IO model to improve the calculation reliability [25,36]. The ernment sectors endogenous to an intermediate transaction ma-
term hybrid denotes either the use of both physical and monetary trix. In 2004, a study by Lenzen and Treloar [49] compared two
units or a combination of process and IO data [42]. Numerous methods for endogenising capital inputs in an IO table: (1)
methods have been proposed to integrate process or sector level augmentation method and (2) flow matrix method. In the
energy data into the IO model. In an approach proposed by Carter augmentation method, capital is integrated into the intermediate
et al. [31], the actual energy use data of industry sectors are inserted transaction matrix as a homogeneous commodity in additional
in the IO model in energy units, while other flows of goods and column and row vectors. In the flow matrix method, these addi-
services remain in monetary units. This method actually combines tional column and row vectors of capital are further disaggregated
a statistical analysis and an IO analysis to improve the IO model’s by the consuming and supplying sectors. They found that the
reliability [25]. This approach is very useful, particularly if the en- augmentation method results in an overestimation of multipliers
ergy use data are available for each industry sector. Also, since the such as capital investments. The flow matrix method reduces the
calculated values of energy intensities are in energy units per unit error; it, however, is extremely data-intensive. Suh and Huppes [46]
of industry output, the use of energy tariffs is avoided, which is one compared various versions of conventional and hybrid methods in
of the major reliability issues with IO-based methods. A similar terms of data requirements, uncertainty, system boundary, time
approach was applied by Lissens and Rensbergen [43], who and labor-intensiveness, and available computational tools. They
developed a BIOSCOPE model by combining statistical data of in- discussed that no method is better than the other methods and the
dustrial energy use and IO data to compute carbon dioxide in- suitability and choice of a method depends on the data availability
tensities of Flemish industries. Treloar [25] discussed the and quality, goal and scope of a study, and time and resources
integration of statistical energy use data into IO model as another available.
type of hybrid method. Aden et al. [44] discussed a statistical
analysis as a bottom-up approach quite similar to a process-based
M.K. Dixit / Energy 124 (2017) 46e58 49

2.2. Lack of specificity in an IOH model disaggregate Irish energy supply sectors. Recently, Omar et al. [16]
compared the impact of disaggregation on embodied energy at the
Even after several improvements to the IOH method, its results material level in Australia and Malaysia. In the Australian case, they
are still aggregated for an entire industry sector, which produces found very little change (<±1%) in embodied energy values after
not only the product under study but also a variety of other prod- disaggregation, whereas the change ranged between 5%
ucts [23]. Several studies have suggested disaggregating industry and 10% in the case of Malaysia possibly due to a higher aggre-
sectors to quantify product-specific embodied energy. The idea of gation level of the Malaysian IO data than that in the Australian
sector disaggregation has been around for quite some time. Early data. In another recent study, Chang et al. [29] disaggregated the
studies, such as Fei [52] and Wolsky [53], discussed disaggregating Chinese construction sector into two sectors using the economic
industry sectors into two sub-sectors. Fei [46] suggested an easily output of disaggregated subsectors: (1) civil engineering projects
calculated proxy for a disaggregated matrix, whereas Wolsky [53] and (2) buildings. The buildings sub-sector was divided into resi-
offered an easy approach to derive the inverse of a disaggregated dential and non-residential subgroups, which were further dis-
matrix. According to Wolsky [53], the published IO tables are not aggregated into thirteen subgroups representing various building
“detailed enough” for making a specific assessment. Another types. Their results suggested an overestimation of 15e225% in
approach by Treloar [25] actually involved disaggregation through product chain energy due to sectoral aggregation. They further
the extraction of an energy path and its replacement with com- argued that the public buildings and urban residential buildings
parable process data. This unique approach was later refined and embedded nearly 87e94% more product chain energy than rural
applied by a number of studies such as Crawford [24], Acquaye [26], residential buildings. A number of IO databases called multi-region
and Omar et al. [16]. To enhance the specificity of a calculation, IO (MRIO) accounts are also now being developed with better
disaggregation in an IOH method can be accomplished at two resolution at regional and sectoral levels [50,51]. These databases
levels: (1) energy sector level to quantify fuel-specific embodied span across national and international boundaries and include an
energy, and (2) construction sector or manufacturing sector level to extensive number of sectors. However, Lenzen et al. [51] have
compute product or building-specific embodied energy. Studies, argued that creating such accounts is arduous and extremely
such as Duffy [54], Acquaye et al. [55], Acquaye [26], and Omar et al. resource and data-intensive. These accounts are also not aligned
[16], disaggregated the energy sector as well as construction sector. properly with other environmental databases, making them diffi-
In another study, Joshi [27] proposed six models at several cult to use for energy and environmental assessment. Barret et al.
disaggregation levels. The first model requires no modifications [58] discussed how using “incoherent” large datasets from different
because the product under study is the representative product of regions to develop MRIO databases could add considerable uncer-
the industry sector manufacturing it. In the second model, a hy- tainty to the model. Omar et al. [16] also warned about the multi-
pothetical industry sector is added to represent a product under plied uncertainties in MRIO data due to different parameters, such
study that is not a representative product of the industry sector or as data sources, aggregation, proportionality and homogeneity as-
else it is a new product not produced by any of the industry sectors. sumptions, data representativeness, multipliers, etc. These pa-
The third model, which has been applied to several studies, sug- rameters may cause different levels of uncertainty in data across
gests disaggregating an industry sector into two sectors: one rep- countries, which may eventually be transferred to the MRIO data-
resenting the product of interest and the other covering all other base. In spite of these issues, some studies (e.g. Ref. [59]) have
products manufactured by the original industry sector. Using the applied MRIO-based models to embodied energy analysis.
share of product of interest in the total sectoral output, the original Although studies have emphasized a need to disaggregate IO
industry sector (n  n matrix) can be disaggregated into two sub industry sectors to quantify product-specific embodied energy,
sectors (n þ 1  n þ 1 matrix) representing the original IO matrix. they also recognized the data-intensive nature of the disaggrega-
The fourth model involves disaggregating the original sector pro- tion process. A consensus emerges on applying sectoral disaggre-
ducing the study product as well as the sectors supplying inputs to gation to IOH methods to improve their specificity so that complete
the upstream stages of the study product. As one might expect, this and product-specific embodied energy can be calculated in a reli-
is only possible if detailed information on upstream stage inputs is able manner.
available. The fifth and sixth models incorporate the environmental
impacts of the use and the end-of-life phases. Wiedmann et al. [50] 3. Research goal and objectives
and Lenzen et al. [51] discussed the Australian Industrial Ecology
Virtual Laboratory (IELab) that facilitates the availability of IOH data Although an IOH hybrid method is considered the most com-
with spatial and sectoral disaggregation for more specific calcula- plete approach currently available, there remains the potential for
tions. Cheng et al. [28] added a hypothetical sector representing further improvement, particularly in specificity. The main goal of
construction pollution to the original construction sector of Japan’s this paper is to improve the specificity of an IOH method by using
13-sector IO table, resulting in a 14-sector matrix. They treated the sectoral disaggregation approach, and calculate the life cycle
construction pollution as a byproduct or a secondary product. embodied energy of commonly used building materials. The
Acquaye et al. [55] disaggregated the Irish energy supply and calculated values are compared with those calculated with IO-
construction sectors to improve the specificity and reliability of based and process-based analyses. We also quantify and discuss
embodied energy results. Their results showed that not dis- the difference in calculated embodied energy values before and
aggregating industry sectors may yield embodied energy values 3.5 after disaggregation. This study builds upon a previous study [6],
times the values calculated after disaggregation. They found a which improved the completeness of an IOH method. We used the
29e45% decrease in embodied energy values due to sectoral IOH model from that study and applied sectoral disaggregation to
disaggregation, which is significant. Later, in a similar study, demonstrate quantifying product-specific embodied energy. The
Acquaye [16] found that not using disaggregation may overestimate term “improved IOH” denotes the IOH model with disaggregated
embodied energy nearly 2.6 times the value calculated after sectors. Note that the IOH model developed by Dixit et al. [6] did
disaggregation. In a similar study, Suh and Huppes [56] proposed a not integrate process data of embodied energy sourced from
disaggregation model to disaggregate an industry sector into two manufacturers or other databases such as Econinvent or Athena.
sectors based on Joshi [27]. Goggins et al. [57] applied the disag- They collected, refined, and inserted the energy consumption data
gregation constants calculated by Acquaye et al. [55] to of each industry sector (in energy units) into the IO model. In the
50 M.K. Dixit / Energy 124 (2017) 46e58

context of this paper, the IOH model, therefore, should be inter- redefinition, the secondary products have been reallocated to the
preted as a hybrid of a statistical analysis and an IO analysis. The industry sectors in which they were primary. This was done
research goal is accomplished by achieving the following through a process of redefinition. A detailed breakup of sectoral
objectives: output is regularly published by the United States Bureau of Eco-
nomic Analysis (USBEA) as a part of benchmark accounts. Table 2
 Investigate the United States’ economic input-output accounts illustrates an example of a detailed output of sector veneer and
to develop a disaggregation framework. plywood manufacturing provided by the USBEA. It can be seen that
 Improve the specificity of IOH-based embodied energy calcu- each item produced as part of the sector’s total output was listed
lation by applying the process of sectoral disaggregation to the along with its share in the output. Using this data, the share of
IOH model proposed in Dixit et al. [6]. hardwood and softwood products can be extracted. Similar
 Calculate and evaluate the IOH-based embodied energy values breakup of total output was provided for most other sectors, which
of building materials under study using the improved IOH also can be used to disaggregate industry sectors.
model.
4.1.2. Detailed sectoral inputs
Monetary flows among various industry sectors included goods
4. Research methods and services. Any raw material consumed by an industry was
covered under the goods’ flow. For instance, glue and adhesives
This study utilizes the IOH model developed by Dixit et al. [6] consumed by sawmills was a flow of goods. To decompose the total
based on the approach proposed by Carter et al. [31]. The IOH inputs used by an industry sector, the proportion of both goods and
model was built by inserting energy use data directly into the IO services in total input was required. The United States Census Bu-
model, thus circumventing the use of unreliable energy prices, a reau (USCB) publishes a series entitled the Materials Summary as a
major methodological issue with IO-based methods. Additionally, part of its five-year Economic Census [60]. This summary provided
Dixit et al. [6] improved the system boundary completeness by some detailed input data under the category of materials consumed
computing human and capital energy and integrating them into an by kind. These data were specific to a subsector of the main
IOH model. More details on these improvements in reliability and aggregated sector. Under the 2002 Economic Census, the USCB
system completeness can be found in Dixit et al. [6]. In this published a data series entitled the Industry Series for each sector
research, the IOH model proposed by Dixit et al. [6] is further and subsector [61]. Under Detailed Statistics by Industry, the in-
improved using sector disaggregation to compute material-specific dustry series report listed various expenses such as material
embodied energy. A total of six industry sectors representing 10 consumed, fuel consumed, services used, etc. A set of disaggrega-
building materials under study were disaggregated to quantify tion coefficients was developed for decomposing the total inputs of
their embodied energy. energy and nonenergy goods and services.

4.1. Industry sector disaggregation 4.2. Applying disaggregation to economic data

For developing the improved IO model, the 2002 U.S. Bench- For calculating the embodied energy, a commodity-by-
mark IO accounts were used which included 426 industries pro- commodity square matrix (430  430) of direct requirements
ducing 430 commodities. Table 1 lists the industry sectors was used. However, the disaggregated inputs were given by in-
disaggregated into two or more sectors to compute material- dustry and therefore could not be inserted directly into the direct
specific embodied energy. Industry sectors such as iron and steel requirement matrix representing commodities. For the purpose of
mills and ferroalloy manufacturing were disaggregated into two obtaining a disaggregated commodity-by-commodity square ma-
sectors. The first sector was iron and steel mills that produced one of trix, a few adjustments were made to both the Use Table and the
the study materials. The second sector represented all other Make Table.
products manufactured by the aggregated sector. The following two
types of data were required for disaggregating an aggregated in- 4.2.1. Use table modifications
dustry sector. The Use Table, a 430  426 commodity-by-industry matrix, lis-
ted the consumption of the commodities (goods and services) by
4.1.1. Detailed sectoral output industry sectors. The row values represented the commodities used
The output of an industry sector comprises primary and sec- by the industry at the top of the column. To disaggregate the in-
ondary products. Because we used input-output tables after dustry column, a disaggregation coefficient for consumed materials

Table 1
List of disaggregated industry sectors.

Study material Aggregated sector (n) Disaggregated sector (n1)

NAICS Sector NAICS Sector

Virgin steel 331110 Iron and steel mills and ferroalloy manufacturing 331111 Iron and steel mills
Primary aluminum 33131A Alumina refining and primary aluminum production 331312 Primary aluminum production
Bricks & other clay products 32712A Brick, tile, and other structural clay product manufacturing 327121 Brick and structural clay tile
Ceramic wall & floor tiles 32712A Brick, tile, and other structural clay product manufacturing 327122 Ceramic wall and floor tile
Vitrified Sewer Pipes 32712A Brick, tile, and other structural clay product manufacturing 327123 Vitrified clay sewer pipe and fittings
Gypsum 3274A0 Lime and gypsum product manufacturing 327420 Gypsum product manufacturing
Lime 3274A0 Lime and gypsum product manufacturing 327410 Lime manufacturing
Wood, lumber 321100 Sawmills and wood preservation 321113 Sawmills
Plywood & veneer, hardwood 32121A Veneer and plywood manufacturing 321211 Hardwood veneer and plywood manufacturing
Plywood & veneer, softwood 32121A Veneer and plywood manufacturing 321212 Softwood veneer and plywood manufacturing
M.K. Dixit / Energy 124 (2017) 46e58 51

Table 2
A sample detailed item output for veneer and plywood manufacturing.

2002 Commodity code Commodity Item code Item description Item output

32121A Veneer and plywood manufacturing 3212111 Hardwood veneer 1121.2


32121A Veneer and plywood manufacturing 3212113 Hardwood plywood, except prefinished hardwood plywood 1049.9
32121A Veneer and plywood manufacturing 3212115 Prefinished hardwood plywood made from purchased hardwood plywood 132.0
32121A Veneer and plywood manufacturing 3212117 Hardwood plywood type products 476.0
32121A Veneer and plywood manufacturing 321211AO Hardwood veneer and plywood manufacturing, other miscellaneous receipts 9.4
32121A Veneer and plywood manufacturing 321211CW Hardwood veneer and plywood manufacturing, contract work 25.0
32121A Veneer and plywood manufacturing 321211IC Hardwood veneer and plywood manufacturing, inventory change 18.2
32121A Veneer and plywood manufacturing 321211RSL Hardwood veneer and plywood manufacturing, value of resale 0.1
32121A Veneer and plywood manufacturing 321211W Hardwood veneer and plywood manufacturing, nska 272.1
32121A Veneer and plywood manufacturing 3212121 Softwood veneer 867.2
32121A Veneer and plywood manufacturing 321212AO Softwood veneer and plywood manufacturing, other miscellaneous receipts 26.3
32121A Veneer and plywood manufacturing 321212CW Softwood veneer and plywood manufacturing, contract work 7.6
32121A Veneer and plywood manufacturing 321212IC Softwood veneer and plywood manufacturing, inventory change 12.7
32121A Veneer and plywood manufacturing 321212RSL Softwood veneer and plywood manufacturing, value of resale 0.2
32121A Veneer and plywood manufacturing 321212W Softwood veneer and plywood manufacturing, nska 64.4
32121A Veneer and plywood manufacturing 321212X Softwood plywood products: rough, sanded, and specialties 3581.3
a
nsk indicates not specified by kind.

and services was used. An existing industry sector (p in column) disaggregated using k values of 0.18 and 0.82 for lime and gypsum
was broken down into two columns (p1 and p2). The first column production, respectively. Note that there are more categories of
vector (p1) depicted the disaggregated sector producing the study inputs that were used in the calculation but not presented here in
material, whereas the second column (p2) represented all other Table 3 due to space limitation. The row entries in the Use Table
materials. The first column showed the inputs required to produce contained the value of the row commodity used by the industry at
the study material, whereas the second column contained the the top of the column. As the purpose was to create a decomposed
remaining inputs consumed in manufacturing all other products. To commodity-by-commodity square matrix of direct requirements, it
disaggregate commodity inputs in the Use Table, we calculated and was important to create a row commodity to represent the dis-
used a disaggregation coefficient (k) as per Equations (1) and (2). aggregated industry sectors p1 and p2. In this study, we assumed
The coefficient k represented the proportion of inputs to study that the use of the disaggregated commodity by the column in-
material in the total inputs of the original industry sector. dustries can be depicted by the disaggregated commodity’s share
Two types of input data were sourced to compute the values of k (w) in the total output of the aggregated commodity. To disaggre-
as mentioned in Detailed Sectoral Inputs section earlier: (1) specific gate commodities in the Use Table rows, we used the proportion of
inputs from an industry sector and (2) aggregated inputs under the the output of the study material in the total commodity output.
categories of materials, electricity, fuel, etc. In some cases, specific
inputs of materials, services, and fuels to the production of a spe- Si p1 ¼ Si p  k (1)
cific commodity were available, which were used to compute the
value of k. For instance, 38% and 62% of inputs from Stone Mining
Si p2 ¼ Si p  ð1  kÞ (2)
and Quarrying sector went to the production of lime and gypsum
commodities, respectively. These percentages became the values of
Where Si p1 and Si p2 are the input of commodities required by in-
k for the inputs from the Stone Mining and Quarrying sector.
dustry sectors p1 and p2, respectively, and k represents the share of
However, such specific input data was not available for other input
p1’s inputs in the total inputs Si p of original sector p. The cells Sp1 p1,
supplying sectors. To calculate the values of k for such industry
Sp1 p2, Sp2 p1, and Sp2 p2 in the disaggregated column vectors were
sectors, we sourced and used aggregated proportions of inputs
calculated in the same manner using the coefficient k.
under various categories as shown in Table 3. For instance, the
values of k for disaggregating electricity consumption were 0.35
Sp1 i ¼ Sp i  w (3)
and 0.65 for lime and gypsum product, respectively. Similarly, all
other material inputs for which no specific data were available were

Table 3
Aggregated proportions of total inputs required from an industry sector by categories.

Commodities Proportion in total inputs required

Material Other inputs (e.g. services) Electricity Fuel

Wood Preservation 0.20 0.12 0.05 0.11


Sawmills 0.80 0.88 0.95 0.89
Hardwood Plywood & Veneer 0.36 0.72 0.21 0.25
Softwood Plywood & Veneer 0.64 0.28 0.79 0.75
Iron & Steel Mills 0.98 0.97 0.95 0.98
Ferroalloy 0.02 0.03 0.05 0.02
Lime 0.18 0.25 0.35 0.36
Gypsum Building Materials 0.82 0.75 0.65 0.64
Brick & Structural Clay Tiles 0.57 0.71 0.64 0.77
Ceramic Floor & Wall Tiles 0.36 0.29 0.31 0.17
Other Structural Clay Products 0.07 0.13 0.04 0.06
Primary Aluminum 0.90 0.64 0.99 0.62
Alumina Production 0.10 0.36 0.01 0.38
52 M.K. Dixit / Energy 124 (2017) 46e58

calculated. Because energy prices vary across industrial establish-


Sp2 i ¼ Sp i  ð1  wÞ (4) ments, energy tariffs were calculated by dividing the energy com-
modity output in monetary units by the output in physical units.
Where Sp1 i and Sp2 i are the purchases of commodities p1 and p2 Using the calculated energy tariffs, the energy requirements were
required by industry sector i, respectively, and w represents the converted from monetary to energy units in the IO-based analysis.
share of p1’s output in the total outputs of the original sector p. In the case of improved IOH analysis, actual energy use values were
Fig. 2 demonstrates the changes made to the Use and Make Tables. inserted into the Use Table as energy source commodity in energy
units. More details about the basic IOH model can be found in Dixit
4.2.2. Make table modifications et al. [6]. The calculated direct requirements of energy sources were
The Make Table is a 426  430 industry-by-commodity matrix. in energy units per unit of output (e.g. MJ/$). The total requirements
The row entries in the Make Table represented industries producing were computed for 12 upstream stages using the Power Series
commodities listed in the columns. The row representing the Approximation (PSA). The PSA method was used in order to
aggregated industry sector p was divided into two rows. The first quantify and analyze indirect energy for each upstream stage. The
row defined the disaggregated industry and its make of column indirect energy was also computed using the Leontief’s inverse
commodities. It was assumed that the share (w) of the dis- matrix to verify the fact that calculations up to stage 12 covered
aggregated industry in the output of the aggregated industry would most of the total indirect energy. Stage 0 represented the direct
represent its proportion in making the column commodities. energy intensity of the industry sector. The indirect energy distri-
Therefore, the amount of a commodity produced by the aggregated bution was calculated for each stage using the approach suggested
sector was multiplied by w to compute the commodities made by by Treloar [25]. The indirect energy intensity of sector “n” for stage
the disaggregated industry sectors p1 and p2. The column vectors of “k” was computed as (based on [6]):
the Make Table defined the amount of a commodity manufactured
by each row industry. The sum of a column is always 1.0, as each cell X
N
in the column is a fraction of commodity produced by each row. It εkn ¼ Xin  εiðk1Þ (7)
was considered that the disaggregated commodity was produced in i¼1
the same proportion as the original aggregated commodity. Fig. 2
Where, Xin and εi (k-1) form the direct requirement matrix for the
illustrates the Make Table modifications. The following assump-
sector “n” for all inputs from a sector “i” and direct energy intensity
tion were made:
of sector “i” for one stage earlier. The value of the number of stages
Mi p1 ¼ Mi p (5) “k” is between 1 and ∞. Direct energy intensity was calculated
using the PEFs as (based on [6]):
Mi p2 ¼ Mi p (6) X
J
εi ¼ Dji  Pj (8)
Where Mi p1 and Mi p2 are the proportions of disaggregated com- j¼1
modities p1 and p2 produced by industry sector i, respectively. The
cells Mp1 p1, and Mp2 p2 are assumed to be equal to Mp p. In other Where “j” represents an energy providing sector whose value is
words, the proportion of the original commodity p produced by the between 1 and 5 because there are five energy providing sectors in
original industry sector p is assumed to represent the production of the U.S. economy. Terms Dji and Pj are the requirements of direct
disaggregated commodities p1 and p2 produced by the dis- energy and the PEF for energy source produced by sector “j,”
aggregated industry sectors p1 and p2. The cells Mp2 p1, and Mp1 p2 in respectively. As described in detail in Dixit et al. [6], the calculation
the disaggregated Make Table were kept at zero, meaning that the of PEF was performed at the national level without considering the
disaggregated industry sectors p1 and p2 manufactured none of the state-level differences of fuel mix used. The PEF values, therefore,
disaggregated commodities p2 and p1, respectively. represent the national average factors for delivered-to-primary
energy conversion.
4.3. IO-based and IO-based hybrid (IOH) energy calculations
5. Limitations of the study
The embodied energy of construction materials was calculated
using both the IO-based and the improved IOH approaches to The developed IOH model and the process of industry sector
compare, identify, and discuss gaps in embodied energy values. disaggregation are based on a set of assumptions, which must be
First, using the direct and total requirement coefficients of the in- discussed for transparency. As discussed in the Research Methods
dustry sectors under study, the IO-based embodied energy was section, the detailed and specific data of energy and nonenergy
inputs to industry sectors were not available for all disaggregated
sectors. For the sectors without detailed input data, all energy and
nonenergy inputs were assumed to be represented by the aggre-
gated inputs under various material categories as shown in Table 3.
For instance, all material inputs to Sawmills and Wood Preservation
sectors are assumed to be 80% and 20% of the total material inputs,
respectively. These inputs, however, may be consumed in different
proportions for different raw materials in reality. In order to modify
the Make Tables, the proportion of an aggregated commodity in the
total output of the industry sector was assumed to remain the same
for the disaggregated commodities, which may not be the case in
reality. The availability and quality of these input data are also
worth discussing. The quality of detailed and aggregated input data
used in this study was fairly robust as the data was sourced from
Fig. 2. Make and Use Table modifications for sectoral disaggregation. the United States’ Census Bureau. However, such data may not be
M.K. Dixit / Energy 124 (2017) 46e58 53

available in the future due to the discontinuation of some of the of its industry sectors (shaded cells in Table 4). The values shown in
data series. The timings of data reporting also put some limitations. the second column are the results of a conventional IO-based
For instance, the United States’ Department of Energy reports approach. Column 3 lists embodied energy values calculated us-
manufacturing energy survey data in a 4-year cycle (1998, 2002, ing the IOH model integrated with human and capital energy but
2006, 2010, etc.), which does not match with the 5-year frequency without sectoral disaggregation. Column 4 shows the final results
of publishing the benchmark IO data (1997, 2002, 2007, 2012). of this study (in bold) after disaggregating the six industry sectors.
Fortunately, the reporting cycles for this study matched for both the The values in column 4, therefore, come from a hybrid method with
types of data, which could be a serious issue for the earlier and later improved completeness and specificity. Only the six sectors pro-
reporting cycles. In such cases, interpolating energy consumption ducing materials such as wood, plywood, brick, clay tiles, vitrified
data between reporting cycles would necessitate more assump- clay pipes, gypsum building products, lime, steel, and primary
tions. The IO data, energy usage data, and primary energy factors aluminum were disaggregated. Industry sectors producing carpet,
referred in this study are the national averages, which may be glass, cement, stone, and adhesive did not need disaggregation due
different in different states. For instance, each state has a different to their production focusing mainly on the products under study.
energy mix for electricity generation, which may differ from the Column 5 contains the % difference between the values quan-
national average energy mix. Similarly, IO data may also be tified using the improved IOH and a conventional IO-based method.
different at the state and national levels, which may introduce Column 6 reports the % difference obtained from sectoral disag-
some level of uncertainty in the model. Because most of the as- gregation from the IOH model of Dixit et al. [6]. There is negligible
sumptions are made due to data unavailability, quantifying any difference between the IO-based and improved IOH values of glass,
resulting uncertainty in the IOH model becomes difficult. Note that virgin steel, and carpet (1e3%). An underestimation of 3%e181%
the results of the improved IOH method may still carry some of the and an overestimation of 1%e59% is found in embodied energy of
limitations of an IO framework due to the assumptions of propor- study materials if calculated with the conventional IO-based
tionality and homogeneity. In addition, energy or non-energy ma- method. Column 6 compares IOH embodied energy values before
terial inputs for which no monetary transaction occurred may not and after disaggregation. Although the embodied energy of mate-
show up in IO accounts and thus, remain excluded from the rials such as lime, gypsum, hardwood plywood and veneer, and clay
calculation. wall and floor tiles changed significantly after sector disaggrega-
tion, there is little difference (<5%) in the cases of virgin steel,
primary aluminum, and wood lumber. Over 25% overestimation is
6. Findings found in the embodied energy of hardwood plywood and veneer,
clay wall and floor tiles, and gypsum building products. The
Table 4 provides the values of embodied energy calculated for embodied energy of materials such as lime may remain grossly
each of the study materials. The values are listed for both the IO- underestimated (68%) if the relevant industry sector is not
based and improved IOH calculation methods. Note that the disaggregated.
improved IOH method denotes an enhancement in the specificity of Table 5 lists improved IOH embodied energy values broken
the IOH model proposed by Dixit et al. [6] by disaggregating some

Table 4
Embodied energy values from the IO model and improved IOH model after disaggregation.

Study material A: IO-based B: IOH analysis without sector C: Improved IOH analysis with sector Change from IO-based Change due to sector
analysis (MJ/kg) disaggregation (MJ/kg) disaggregation (MJ/kg) analysis (C-A)/A disaggregation (C-B)/B

Carpet (3/800 Thk.), 547.2 563.1 563.1 3% Underestimation N/A


Level Loop
Wood Lumber 5.1 6.3 6.5 28% Underestimation 4% Underestimation
Hardwood Plywood 26.8 35.3 24.6 8% Overestimation 30% Overestimation
& Veneer
Softwood Plywood & 7.0 9.2 9.2 31% Underestimation 1% Overestimation
Veneer
Paints & Coatings 67.4 56.1 56.1 17% Overestimation N/A
Adhesives 130.6 53.5 53.5 59% Overestimation N/A
Plastic Pipes & 98.2 113.4 113.4 15% Underestimation N/A
Fittings
Polystyrene Foam 243.9 256.1 256.1 5% Underestimation N/A
Insulation
Bricks 4.8 3.9 4.5 7% Overestimation 16% Underestimation
Clay Wall & Floor 44.2 35.4 26.4 40% Overestimation 25% Overestimation
Tiles (1/400 Thk.)
Vitrified Clay Sewer 19.5 15.6 14.3 27% Overestimation 9% Overestimation
Pipes
Flat Glass 24.7 24.7 24.7 Negligible difference N/A
Cement 4.4 7.5 7.5 69% Underestimation N/A
Concrete 1.1 1.3 1.3 26% Underestimation N/A
Gypsum, Bldg. 21.1 24.1 17.4 17% Overestimation 28% Overestimation
Products
Lime 3.9 4.5 7.4 90% Underestimation 65% Underestimation
Stone 3.0 3.3 3.3 9% Underestimation N/A
Mineral Wool 27.5 29.3 29.3 7% Underestimation N/A
Insulation
Virgin Steel 24.2 24.2 24.0 1% Overestimation 1% Overestimation
Primary Aluminum 67.9 186.5 190.6 181% Underestimation 2% Underestimation
Copper 43.6 59.9 59.9 37% Underestimation N/A
54 M.K. Dixit / Energy 124 (2017) 46e58

Table 5
Break-down of total embodied energy by energy sources based on the improved IOH method.

Study material Embodied energy from improved IOH method (% of total)

Oil & Gas Coal Electricity Natural gas Petroleum Human energy Capital energy
00
Carpet (3/8 Thk), Level Loop 1.6 4.2 36.3 23.1 29.0 3.6 2.2
Wood Lumber 1.4 0.8 28.4 10.1 49.4 5.7 4.3
Hardwood Plywood & Veneer 1.7 1.0 32.9 14.6 39.2 6.9 3.8
Softwood Plywood & Veneer 0.7 0.8 40.7 16.7 32.5 5.4 3.3
Paints & Coatings 2.8 4.5 23.9 21.7 41.9 2.7 2.6
Adhesives 2.5 4.7 26.0 21.5 39.4 3.1 2.8
Plastic Pipes & Fittings 3.3 2.1 23.3 20.1 47.3 1.8 2.0
Polystyrene Foam Insulation 2.6 3.1 24.3 24.6 40.5 2.6 2.3
Bricks 0.2 2.0 20.4 54.9 17.3 2.9 2.2
Clay Wall & Floor Tiles (1/400 Thk) 0.5 2.0 31.4 40.3 17.2 5.0 3.6
Vitrified Clay Sewer Pipes 0.4 2.2 18.3 52.3 19.2 4.6 3.2
Flat Glass 0.3 1.2 28.4 55.9 11.1 1.5 1.7
Cement 0.3 38.3 28.1 6.0 24.4 0.7 2.3
Concrete 0.0 21.3 24.3 14.7 33.1 2.9 3.7
Gypsum, Bldg. Products 0.3 23.7 20.2 28.1 25.4 1.3 1.0
Lime 0.3 23.9 17.1 27.3 27.5 1.9 2.0
Stone 0.6 3.9 33.6 17.1 30.3 9.3 5.1
Mineral Wool Insulation 0.5 3.8 39.0 35.5 15.5 2.5 3.1
Virgin Steel 0.2 26.6 37.7 24.9 7.9 1.5 1.2
Primary Aluminum 2.6 0.3 72.3 7.5 16.1 0.7 0.5
Copper 0.1 6.3 51.1 27.0 11.2 2.2 2.1

down by each energy source after sector disaggregation (shaded Fig. 3 illustrates the change in the direct and indirect energy
cells represent disaggregation). Among the most electricity- components of the ten study materials due to sectoral disaggre-
intensive materials are aluminum and copper whose electricity gation. The change differs for the direct and indirect energy com-
use alone contributes over 72% and 51% of their total embodied ponents. For instance, the direct embodied energy of clay wall and
energy, respectively. A major portion of the embodied energy of floor tiles decreased by 34% after disaggregation, whereas their
cement (38%) and virgin steel (27%) is attributed to coal con- indirect energy increased by 20%. Similarly, the direct energy
sumption. Due to higher heating requirements, all ceramic prod- component of hardwood plywood and veneer increased by 9% after
ucts such as glass, bricks, clay tiles, and pipes show higher natural disaggregation, but its indirect component dropped slightly by 2%.
gas consumption (40e56% of the total embodied energy). Likewise, In some cases, such as gypsum, both direct (20%) and indirect en-
due to a higher use of petroleum products, both as energy sources ergy (47%) components dropped significantly after disaggregation.
and raw materials, most plastic, paint, adhesives, and polystyrene On the contrary, materials such as brick and lime demonstrated an
foam products consume maximum petroleum-based energy sour- increase in both direct and indirect embodied energy as a result of
ces (42e51% of total embodied energy). Surprisingly, nearly 50% of sectoral disaggregation. As also discussed in Dixit et al. [6], mate-
the total embodied energy of wood lumbers comes from petroleum rials such as concrete (87%) and carpet (83%) have considerably
products. The most human energy (9.3%) and capital energy (5.2%) higher indirect energy components than direct energy because
intensive construction material is stone in terms of human and they are manufactured using energy-intensive raw materials such
capital energy’s proportion of total embodied energy. Table 6 shows as cement and plastic products. Likewise, materials such as paints
the difference in fuel-specific embodied energy of study materials and coatings, adhesives, and plastic products containing petroleum
after disaggregation. As a result of disaggregation, the fuel usage of products as raw materials also show a higher indirect energy
study materials increased or decreased by different magnitudes. In component (82e92%). All ceramic products (clay products and
the case of lime, the use of different energy sources increased by glass) manufactured with less energy-intensive natural materials,
38%e168%, whereas it decreased by 13%e45% for gypsum. Note such as clay and sand, have significantly lower indirect energy
that both lime and gypsum are manufactured by the same industry proportions (14e21%). Similarly, materials such as cement and
sector. When the industry sector producing bricks, clay tiles, and lime, requiring higher direct energy consumption and less energy-
vitrified sewer pipes was disaggregated, the energy use in all en- intensive materials such as limestone, demonstrate lower indirect
ergy source categories increased in the case of bricks. energy components (11e19%).

Table 6
Change in fuel-specific embodied energy after disaggregation (- indicates an increase after disaggregation).

Oil & Gas Coal Electricity Natural gas Petroleum Human energy Capital energy

Wood, Lumber 4.57% 1.71% 7.69% 0.29% 3.06% 0.56% 0.68%


HW Plywood 4.34% 40.18% 30.51% 27.28% 35.94% 6.36% 12.25%
SW Plywood 49.72% 32.74% 23.11% 18.73% 23.89% 5.05% 9.43%
Bricks 3.37% 11.42% 1.76% 22.69% 17.23% 15.70% 4.09%
Clay Tiles 8.41% 30.42% 1.03% 42.07% 24.69% 26.34% 10.57%
Vitr. Sewer Pipes 8.32% 6.90% 28.18% 8.01% 2.85% 41.14% 16.24%
Gypsum 13.00% 23.75% 21.08% 23.49% 38.04% 25.83% 44.75%
Lime 38.09% 75.54% 53.13% 69.74% 53.78% 168.00% 158.31%
Steel 0.06% 0.11% 1.78% 0.11% 0.23% 0.49% 0.69%
Aluminum 24.18% 36.85% 14.30% 16.41% 21.98% 17.41% 7.34%
M.K. Dixit / Energy 124 (2017) 46e58 55

Fig. 3. Direct and indirect energy components after sectoral disaggregation.

7. Result evaluation and discussion disaggregation, the gap increased considerably, particularly in the
case of clay products, lime, and gypsum.
The results of the improved IOH method demonstrate a Process-based analysis may cover a wide range of system
considerable gap from conventional IO-based and process-based boundaries based on data availability. For instance, it may cover
analyses. When compared with the conventional IO-based re- only direct inputs or it may also include some indirect inputs
sults, the improved IOH results show gaps ranging from [24e26]. To compare process-based results to improved IOH re-
approximately 59% to þ181%, indicating the under and over- sults, three hypothetical situations of embodied energy values were
estimation of embodied energy. The gaps between the embodied created to represent the process data: (1) direct inputs only; (2)
energy values calculated using the two methods ranged direct inputs and stage 1 indirect inputs; and (3) direct inputs and
from 77 MJ/kg to þ123 MJ/kg with average and standard devia- stage 2 indirect inputs. However, it is important to note that many
tion values of 4 MJ/kg and 32 MJ/kg, respectively. The difference stage 1 and 2 energy inputs are not covered by a process-based
was significant in the case of primary aluminum, lime, cement, and analysis. The comparison reveals that, even if the process-based
adhesives. In the case of lime, a major difference occurred due to data covered all of the direct inputs, a 10%e99% gap remains due
sectoral disaggregation because the process of lime manufacturing to the exclusion of indirect energy. Moreover, if the process analysis
may consume more energy than gypsum manufacturing. After were extensive enough to include all stage 1 indirect energy inputs,

Table 7
Comparison with process-based scenarios.

Study materials Process analysis up to Stage 1 Process analysis up to Stage 2

% Indirect energy % Total energy Incompleteness (MJ/ % Indirect energy % Total energy Incompleteness (MJ/
excluded excluded kg) excluded excluded kg)

Carpet (3/800 Thk), Level Loop 62.6% 52.0% 292.7 32.3% 26.9% 151.3
Wood Lumber 56.1% 27.2% 1.8 33.4% 16.2% 1.0
Hardwood Plywood & Veneer 45.4% 27.9% 6.9 24.5% 15.0% 3.7
Softwood Plywood & Veneer 57.4% 26.4% 2.4 33.6% 15.4% 1.4
Paints & Coatings 44.6% 40.8% 22.9 18.0% 16.5% 9.3
Adhesives 45.1% 36.9% 19.7 18.3% 15.0% 8.0
Plastic Pipes & Fittings 42.0% 36.4% 41.3 15.9% 13.8% 15.7
Polystyrene Foam Insulation 45.8% 33.3% 85.3 17.2% 12.5% 32.1
Bricks 52.7% 7.5% 0.3 24.9% 3.5% 0.2
Clay Wall & Floor Tiles (1/400 52.6% 13.5% 3.6 24.6% 6.3% 1.7
Thk)
Vitrified Clay Sewer Pipes 51.4% 11.8% 1.7 24.5% 5.6% 0.8
Glass 27.4% 5.7% 1.4 11.9% 2.5% 0.6
Cement 31.2% 3.3% 0.3 12.9% 1.4% 0.1
Concrete 17.5% 15.3% 0.2 6.4% 5.6% 0.1
Gypsum, Bldg. Products 44.5% 8.8% 1.5 19.5% 3.9% 0.7
Lime 22.5% 4.3% 0.3 8.8% 1.7% 0.1
Stone 36.7% 24.4% 0.8 16.2% 10.7% 0.3
Mineral Wool Insulation 39.0% 14.3% 4.2 16.3% 6.0% 1.7
Virgin Steel 33.2% 3.3% 2.7 12.6% 1.2% 1.0
Primary Aluminum 29.1% 7.2% 13.6 9.9% 2.4% 4.6
Copper 50.3% 32.0% 19.2 24.9% 15.9% 9.5
56 M.K. Dixit / Energy 124 (2017) 46e58

the gap is between 3% and 52% (third column of Table 7). Although
impractical to assume, if all of the stage 2 inputs are covered by a
process analysis, the incompleteness still remains in the range of
1e27%. Table 7 presents the amount of incompleteness if process-
based analyses are used for embodied energy calculation (shaded
cells represent disaggregation). As also discussed in Ref. [6], the
share of human and capital energy in total embodied energy after
human and capital energy integration and sectoral disaggregation
was in the range of 1e14% across study materials.
The results of the disaggregation of some industry sectors reveal
the importance of improving the specificity of hybrid methods. For
construction materials, such as lime, gypsum, and other clay
products, larger differences surfaced after the sectoral disaggrega-
tion of relevant industry sectors. Using embodied energy values
without disaggregation may be inaccurate and misleading. For
instance, if the energy embodied in gypsum and lime is calculated
without sector disaggregation, the calculation would overestimate
the embodied energy of gypsum (by over 38%) because after
disaggregation the embodied energy of gypsum decreased from
24.2 to 17.4 MJ/kg. Similarly, the energy intensity of hardwood Fig. 4. Indirect energy associated with indirect upstream stages.
plywood and veneer, and clay tiles, would be overestimated by 44%
and 34%, respectively, without disaggregation. For materials such as
brick and lime, the energy intensity would be underestimated by fossil fuels, these values can provide a more accurate estimate of
14% and 40%, respectively, if their industry sectors were not dis- carbon emissions. One should be cautious, however, when using
aggregated. When energy intensities by energy source type were only embodied energy values for computing the amount of carbon
examined, some materials showed considerable deviations. For emission. Materials such as cement may involve non-fossil fuel-
instance, the electricity intensity of aluminum went up by 14% after based carbon dioxide emissions coming from some manufacturing
disaggregation, while its natural gas and coal intensities decreased processes such as calcination.
by 16% and 37%, respectively. The natural gas intensities of brick
and lime increased by 23% and 70% as a result of disaggregated 8. Conclusions
sectors. Interestingly, the electricity and natural gas use increased
for softwood plywood and veneer products, but petroleum and coal According to the results of this study, it is possible to improve
intensities went down. The human energy and capital energy of the completeness, specificity, and reliability of current IOH
lime production increased over 2.5 times as a result of disaggre- embodied energy calculation methods. The impacts of these im-
gation. Note that these differences in energy intensities are per $ provements on embodied energy values could be significant. For
output, which can be significant at the building level. For instance, a instance, the results of Dixit et al. [6] showed that the energy
recent survey of home builders by the National Association of embodied in labor and capital inputs can be significant for some
Home Builders (NAHB) reported that the average cost of drywall in construction materials. Similarly, differences in embodied energy
an average single-family home was roughly $12,000 [62]. Consid- occurring after sectoral disaggregation are substantial in some
ering this data and 45% construction labor (based on [63]), if the cases, a fact which cannot be overlooked. The results of this study
industry sector is not disaggregated, then the energy embodied in suggest significant under and over estimation of embodied energy
just gypsum drywall may be overestimated by over 127 GJ of en- of study materials. Although the reliability of an IOH method can be
ergy per single-family home (nearly 0.5 GJ/m2). Considering other improved by circumventing the use of unreliable energy prices as
extensively used materials such as steel, aluminum, brick, hard- shown by Ref. [6], the use of material prices may still be required to
wood and softwood, and ceramic tiles, the embodied energy convert embodied energy per $ to per unit of weight or volume.
calculation at the building level may contain significant errors if no Using material prices can be avoided if reliable data of actual ma-
sectoral disaggregation is applied. terial production is available in physical units. The findings also
The results of the improved IOH model also substantiated the reflect a considerable amount of incompleteness in process-based
assertions put forth by Treloar [25] and Miller and Blair [35] that methods, thus demonstrating that an improved IOH method
the indirect energy inputs calculated up to stage 12 can cover most could provide complete, accurate, and material-specific embodied
of the total energy inputs. Fig. 4 illustrates the 12-stage breakdown energy calculations. However, the results must be used or inter-
of embodied energy by each upstream stage. The results of this preted with caution since the IO data used were from 2002. The
study show that stage 12 consisted of only 0.002e0.02% of total energy intensity of the manufacturing industry is decreasing with
embodied energy, indicating that over 99% of total embodied en- the advent of more advanced and efficient technology. Hence, these
ergy can be traced by covering stages 1 through 12. In fact, the results may not represent current practices. However, the improved
energy intensities of most industry sectors became nearly zero after IOH method can be applied to compute embodied energy using the
stage 8. However, it is important to compare with the total re- latest data. Future research should focus on further improving the
quirements calculated using the Leontief’s inverse matrix before reliability of IOH methods by avoiding the use of product prices,
concluding that over 99% of indirect inputs are covered up to stage which are still required to compute embodied energy per unit of
12. Since indirect energy intensities depend mainly on direct mass or volume. In addition, any accuracy relating to proportion-
requirement coefficients, the 12-stage breakdown differs across ality and homogeneity assumptions inherent in an IO model must
industry sectors. Materials with higher indirect energy, such as be addressed in future research. Note that the embodied energy as
carpet and plastic products, hold considerable amounts of indirect calculated in this paper may only represent the environmental
energy in the later upstream stages (e.g. up to stage 6). Because the impacts associated with energy consumption such as carbon
values of embodied energy are computed with a breakdown of emission, pollution, global warming potential, etc. The future
M.K. Dixit / Energy 124 (2017) 46e58 57

research should focus on developing IOH models to include not 212e21.


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