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This article has been cited by 18 other HighWire hosted articles, the first 5 are:
Characteristics, definition and phenotypes of severe asthma
S.E. Wenzel
Difficult-to-Treat Asthma, April 5, 2011; 50-58.
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J Appl Physiol 104: 394–403, 2008.
First published November 8, 2007; doi:10.1152/japplphysiol.00329.2007.
Lung function in adults with stable but severe asthma: air trapping
and incomplete reversal of obstruction with bronchodilation
Ronald L. Sorkness,1 Eugene R. Bleecker,2 William W. Busse,1 William J. Calhoun,3,4 Mario Castro,5
Kian Fan Chung,6 Douglas Curran-Everett,7 Serpil C. Erzurum,8 Benjamin M. Gaston,9 Elliot Israel,10
Nizar N. Jarjour,1 Wendy C. Moore,2 Stephen P. Peters,2 W. Gerald Teague,11 and Sally E. Wenzel,7
for the National Heart, Lung, and Blood Institute Severe Asthma Research Program
1
University of Wisconsin, Madison, Wisconsin; 2Wake Forest University, Winston-Salem, North Carolina; 3University of
Pittsburgh, Pittsburgh, Pennsylvania; 4University of Texas Medical Branch, Galveston, Texas; 5Washington University,
St. Louis, Missouri; 6Imperial College, London, United Kingdom; 7National Jewish Medical and Research Center, Denver,
Colorado; 8Cleveland Clinic, Cleveland, Ohio; 9University of Virginia, Charlottesville, Virginia; 10Brigham & Women’s
Hospital, Boston, Massachusetts; and 11Emory University, Atlanta, Georgia
Submitted 23 March 2007; accepted in final form 7 November 2007
Sorkness RL, Bleecker ER, Busse WW, Calhoun WJ, Castro M, health care resources (31, 34, 39, 48). Although those classified
Chung KF, Curran-Everett D, Erzurum SC, Gaston BM, Israel E, as severe asthma subjects may have more airway obstruction as
Jarjour NN, Moore WC, Peters SP, Teague WG, Wenzel SE; for the measured by spirometric variables compared with asthma subjects
Address for reprint requests and other correspondence: R. L. Sorkness, The costs of publication of this article were defrayed in part by the payment
Univ. of Wisconsin, 777 Highland Ave., Madison, WI 53705 (e-mail: rlsorkne of page charges. The article must therefore be hereby marked “advertisement”
@wisc.edu). in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
394 8750-7587/08 $8.00 Copyright © 2008 the American Physiological Society http://www. jap.org
PHYSIOLOGICAL CHARACTERISTICS OF SEVERE ASTHMA 395
the purpose of investigating severe asthma and contributed a stan- avoid interference with the spirometry, methacholine, or lung volumes
dardized set of data to a central data coordinating center, with the goal measurements, unless required to manage asthma symptoms. Subjects
of creating a database of characteristics of a large number of subjects were questioned regarding adherence to medication holds, and regard-
with severe asthma during a period of stable disease. All procedures ing current asthma symptoms and recent respiratory infections or
were approved by site-specific institutional review boards, as well as systemic corticosteroid use, and the studies were delayed or resched-
an independent data safety monitoring board. After providing written uled if necessary to ensure that the subjects were in a stable state and
informed consent, subjects with physician-diagnosed asthma or with that the measurements were obtained with safety and validity. Metha-
normal airways completed clinical questionnaires and baseline spi- choline challenges were administered using the five-breath dosimeter
rometry that were used to determine the severity group classifications. method, and the concentration associated with a 20% decrease in
Exclusion criteria were current smoker or ⬎5 pack-year previous FEV1 (PC20) was computed by interpolation of the FEV1 vs. log
smoking; diagnosis of vocal cord dysfunction, chronic obstructive methacholine concentration plot (7). Methacholine was not adminis-
pulmonary disease, cystic fibrosis, or congestive heart failure. General tered if the prechallenge FEV1 was ⬍50% predicted (Prd). Maximal
characteristics of the SARP cohort have been summarized previously bronchodilation was induced with albuterol via metered dose inhaler
for the asthma subjects in the age ⬍18 yr subgroup (10) and for the initial equipped with a spacer chamber, measuring FEV1 before and 15 min
438 asthma subjects ⬎12 yr of age (33). The present study includes 669 after four, six, and a maximum of eight total puffs (720 g). The final
subjects with asthma and 85 subjects with normal airways, all age ⱖ18 two puffs of albuterol were excluded if the incremental change in
yr and included in the SARP database as of December 2006. FEV1 after six puffs was ⱕ5% higher than the FEV1 after four puffs.
Severity group classification. The consensus definition for refractory Maximal FEV1, FVC, and FEV1/FVC were recorded as percent
asthma (Table 1) from the American Thoracic Society (ATS) Workshop predicted (%Prd) and as the fractional changes relative to the baseline
on Refractory Asthma (2) was used to determine the severity classifica- spirometry values obtained after bronchodilator medications had been
tions. Subjects who met at least one of the major criteria and two of the withheld for an appropriate time. Predicted values for FEV1, FVC,
minor criteria were classified as having “Severe asthma.” All the subjects FEV1/FVC ratio, forced expiratory flow rate at 25–75% FVC (FEF25–75),
RESULTS
Demographics
Equations 6 and 7 show that a fractional change in FEV1 is the n 85 382 287
product of the fractional changes in FVC and FEV1/FVC. Therefore, %Female sex 65 71 67
a reduction in FEV1%Prd relative to normal (i.e., 100%Prd) may be Age 32⫾10.1 34⫾11.6 43⫾12.9*
partitioned into reductions in FVC%Prd and (FEV1/FVC)%Prd from Age of asthma onset NA 15⫾13.0 17⫾15.6
Years asthma duration NA 20⫾12.7 26⫾14.1*
their respective normals of 100%Prd. If TLC is not reduced, a
Baseline spirometry‡
decrease in FVC%Prd implies the presence of air trapping during the n 85 382 287
forced expiratory maneuver. The FEV1/FVC ratio is the proportion of FEV1, %Predicted 102⫾10.6 84⫾16.8† 61⫾22.0*†
available FVC that is exhaled in the first second, and thus is a measure FVC, %Predicted 103⫾11.6 94⫾15.3† 75⫾19.2*†
of relative maximal airflow, and it follows that a decrease in the (FEV1/FVC), %Predicted 99⫾7.1 89⫾11.3† 79⫾15.4*†
(FEV1/FVC)%Prd indicates airflow limitation. Thus a reduction in FEF25–75, %Predicted 101⫾23.2 67⫾26.9† 42⫾28.8*†
FEV1%Prd may be partitioned into components that reflect relative PEF, %Predicted 103⫾18.3 88⫾19.7† 67⫾23.7*†
contributions of air trapping and airflow limitation. Similarly, frac- Lung volumes‡
tional changes in FEV1 associated with bronchoconstriction or bron- n 20 75 84
TLC, %Predicted 107⫾11.3 108⫾12.7 112⫾18.9
chodilation may be partitioned into the respective fractional changes
RV, %Predicted 107⫾25.4 114⫾36.8 153⫾51.3*†
in FVC and FEV1/FVC, with the attendant implications regarding air (RV/TLC), %Predicted 97⫾19.7 102⫾25.1 131⫾31.0*†
trapping and airflow limitation (13). Post max bronchodilation
Data analysis. The general linear model was used in least-squares n 58 348 244
regression, analysis of variance (ANOVA), and analysis of covariance FEV1 Max, %Predicted 106⫾12.1 94⫾14.5† 75⫾20.0*†
(ANCOVA) contexts for data that conformed to parametric assump- FVC Max, %Predicted 105⫾13.5 99⫾13.8† 88⫾17.3*†
tions. Residuals from each analysis were confirmed to be normally (FEV1/FVC) Max, %Predicted 101⫾7.2 95⫾10.0† 84⫾14.4*†
distributed, and randomly associated with regard to the model esti- Values are group means ⫾ SD. FVC, forced vital capacity; FEF25–75, forced
mates and to the independent variables, using visual inspection of expiratory flow rate at 25–75% FVC; RV, residual lung volume; TLC, total
normal probability plots and scatterplots. When nonlinearities or lung capacity; Max, maximal. *P ⬍ 0.0001 vs. Nonsevere group; †P ⬍ 0.004
inhomogeneous slopes precluded using a continuous independent vs. No-asthma group. ‡Measured after withdrawal of bronchodilator medica-
variable as a covariant, the continuous independent variable was tions. NA, not applicable.
FEV1/FVC was ⬍75%Prd. Although elevated RV/TLC has the zero-flow criterion within the time that they could sustain
been reported previously as a group characteristic of adults a maximal expiratory effort, the reduced FVC was accepted as
with severe asthma (41), and associated with persistent airway an indicator of air trapping, as the subjects were indeed unable
obstruction in severe asthma (4, 40), this is the first study to to exhale more volume voluntarily. The random variability of
show the predilection of severe asthma for air trapping over the TLC%Prd within the cohort (Fig. 3) probably accounts for
entire range of airflow limitation. In the present study, had the some of the random variability in FVC%Prd as a function of
air trapping occurred only in the presence of moderate-severe (RV/TLC)%Prd (Fig. 4), and in addition, we have shown that
airflow limitation, or in a pattern relative to airflow limitation there is a nonrandom increase in TLC associated with air
that was consistent in Severe and Nonsevere asthma classifi- trapping (Fig. 3) that reduces the magnitude of the deviation
cations, we would interpret that as evidence that Severe asthma from predicted FVC relative to the deviation from predicted
represents a more severe manifestation of the general patho- RV. However, as shown in Fig. 4, FVC%Prd does correlate
physiology that causes airway obstruction in the population of well with (RV/TLC)%Prd despite the variability in TLC and
asthma. However, the data instead show a statistically and thus is valid as an indicator for air trapping in an asthma
physiologically significant shift of the study population classi- population.
fied as Severe asthma toward more air trapping at all levels of From Eq. 4 it can be reasoned that any change in FEV1%Prd
airflow limitation—these results suggest that there may be a not associated with a change in FVC%Prd (air trapping or
pathophysiological process present commonly in severe alterations in TLC) must be associated with a change in
asthma that contributes to air trapping. (FEV1/FVC)%Prd. This ratio represents the fraction of the
A strength of this study is the large number of subjects with total forced expired volume that is exhaled in the first second
severe asthma. Lacking distinguishing biomarkers or other of the maneuver, and thus is sensitive to pathology that reduces
ologically by more prominent air trapping relative to the level 11. Gelb AF, Licuanan J, Shinar CM, Zamel N. Unsuspected loss of lung
of airflow limitation, and more prominently reduced FEV1 elastic recoil in chronic persistent asthma. Chest 121: 715–721, 2002.
12. Gelb AF, Zamel N. Unsuspected pseudophysiologic emphysema in
after maximal bronchodilation, compared with subjects with chronic persistent asthma. Am J Respir Crit Care Med 162: 1778 –1782,
Nonsevere asthma. The presence of these differences over the 2000.
ranges of (FEV1/FVC)%Prd and age suggest that they reflect 13. Gibbons WJ, Sharma A, Lougheed D, Macklem PT. Detection of
an underlying pathology that is present in persons with severe excessive bronchoconstriction in asthma. Am J Respir Crit Care Med 153:
582–589, 1996.
asthma, and not simply the extremes of the general asthma
14. Gold WM, Kaufman HS, Nadel JA. Elastic recoil of the lungs in chronic
population. asthmatic patients before and after therapy. J Appl Physiol 23: 433– 438,
1967.
ACKNOWLEDGMENTS 15. Hankinson JL, Odencrantz JR, Fedan KB. Spirometric reference values
The Severe Asthma Research Program (SARP) is a multicenter asthma from a sample of the general US population. Am J Respir Crit Care Med
research group funded by the National Heart, Lung, and Blood Institute 159: 179 –187, 1999.
(NHLBI) and consisting of the following contributors (Steering Committee 16. Hill MJ, Wilson TA, Lambert RK. Effects of surface tension and
Members are marked with an asterisk): Brigham & Women’s Hospital—Elliot intraluminal fluid on mechanics of small airways. J Appl Physiol 82:
Israel,* Bruce D. Levy, Gautham Marigowda; Cleveland Clinic Foundation— 233–239, 1997.
Serpil C. Erzurum,* Raed A. Dweik, Suzy A. A. Comhair, Abigail R. Lara, 17. in’t Veen CCM, Beekman AJ, Bel EH, Sterk PJ. Recurrent exacerba-
Marcelle Baaklini, Daniel Laskowski, Jacqueline Pyle; Emory University—W. tions in severe asthma are associated with enhanced airway closure during
Gerald Teague,* Anne M. Fitzpatrick, Eric Hunter; Imperial College School of stable episodes. Am J Respir Crit Care Med 161: 1902–1906, 2000.
Medicine—Kian F. Chung,* Mark Hew, Alfonso Torrego, Sally Meah, Mun 18. Irvin CG, Pak J, Martin RJ. Airway-parenchyma uncoupling in noctur-
Lim; National Jewish Medical and Research Center—Sally E. Wenzel (cur- nal asthma. Am J Respir Crit Care Med 161: 50 –56, 2000.
rently at University of Pittsburgh),* Diane Rhodes; University of Pittsburgh— 19. Jarjour NN, Enhorning G. Antigen-induced airway inflammation in
William J. Calhoun,* Melissa P. Clark, Renee Folger, Rebecca Z. Wade; atopic subjects generates dysfunction of pulmonary surfactant. Am J