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Clinical Nutrition xxx (2016) 1e16

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Contents lists available at ScienceDirect 56
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Clinical Nutrition 59
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journal homepage: http://www.elsevier.com/locate/clnu 61
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ESPEN Guideline 64
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1
Q7 ESPEN guidelines on definitions and terminology of clinical nutrition 66
2 67
3
4
Q6 T. Cederholm a, *, R. Barazzoni b, P. Austin c, y, P. Ballmer d, G. Biolo e, S.C. Bischoff f, 68
69
5 C. Compher g, 1, I. Correia h, 1, T. Higashiguchi i, 1, M. Holst j, G.L. Jensen k, 1, A. Malone l, 1, 70
6 M. Muscaritoli m, I. Nyulasi n, 1, M. Pirlich o, E. Rothenberg p, K. Schindler q, 71
7 S.M. Schneider r, M.A.E. de van der Schueren s, z, C. Sieber t, L. Valentini u, J.C. Yu v, 1, 72
8
A. Van Gossum w, P. Singer x 73
9 74
a
10 Departments of Geriatric Medicine, Uppsala University Hospital and Public Health and Caring Sciences, Clinical Nutrition and Metabolism, Uppsala
75
11 Q1 University, Uppsala, Sweden
b
Department of Medical, Surgical and Health Sciences, University of Trieste, Trieste, Italy 76
12 c
Pharmacy Department, Oxford University Hospitals NHS Foundation Trust, United Kingdom 77
13 d
Department of Medicine, Kantonsspital Winterthur, Winterthur, Switzerland 78
e
14 Institute of Clinical Medicine, University of Trieste, Trieste, Italy 79
f
15 Institute of Nutritional Medicine, University of Hohenheim, Stuttgart, Germany
g 80
School of Nursing, University of Pennsylvania, Philadelphia, PA, USA
16 h 81
Department of Surgery, Federal University of Minas Gerais, Belo Horizonte, Brazil
17 i
Department of Surgery and Palliative Medicine, Fujita Health University, School of Medicine, Toyoake, Japan 82
18 j
Center for Nutrition and Bowel Disease, Department of Gastroenterology, Aalborg University Hospital, Aalborg, Denmark 83
k
19 The Dean's Office and Department of Medicine, The University of Vermont College of Medicine, Burlington, VT, USA
84
l
20 Pharmacy Department, Mount Carmel West Hospital, Columbus, OH, USA
m
Department of Clinical Medicine, Sapienza University of Rome, Italy 85
21 n
Nutrition and Dietetics, Alfred Health, Melbourne, Australia 86
22 o
Department of Internal Medicine, Elisabeth Protestant Hospital, Berlin, Germany 87
p
23 Department of Food and Meal Science, Kristianstad University, Kristianstad, Sweden 88
q
24 Department of Internal Medicine III, Division of Endocrinology and Metabolism, Medical University Vienna, Vienna, Austria
r 89
Department of Gastroenterology and Clinical Nutrition, Archet Hospital, University of Nice Sophia Antipolis, Nice, France
25 s 90
Department of Nutrition and Dietetics, Internal Medicine, VU University Medical Center, Amsterdam, The Netherlands
26 t
Institute for Biomedicine of Ageing, Friedrich-Alexander University Erlangen-Nürnberg, Hospital St. John of Lord, Regensburg, Germany 91
27 u
Department of Agriculture and Food Sciences, Section of Dietetics, University of Applied Sciences, Neubrandenburg, Germany 92
v
28 Department of General Surgery, Peking Union Medical College Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College, Beijing,
93
29 China
w
Department of Gastroenterology, Clinic of Intestinal Diseases and Nutritional Support, Hopital Erasme, Free University of Brussels, Brussels, Belgium
94
30 x
Department of Critical Care, Institute for Nutrition Research, Rabin Medical Center, Sackler School of Medicine, Tel Aviv University, Petah Tikva 49100 Israel 95
31 y
Pharmacy Department, University Hospital Southampton NHS Foundation Trust, United Kingdom 96
z
32 Department of Nutrition, Sports and Health, Faculty of Health and Social Studies, HAN University of Applied Sciences, Nijmegen, The Netherlands 97
33 98
34 99
35 a r t i c l e i n f o s u m m a r y 100
36 101
37 Article history: Background: A lack of agreement on definitions and terminology used for nutrition-related concepts and 102
38 Received 9 September 2016 procedures limits the development of clinical nutrition practice and research. 103
39 Accepted 9 September 2016 Objective: This initiative aimed to reach a consensus for terminology for core nutritional concepts and 104
40 procedures. 105
41 Keywords: Methods: The European Society of Clinical Nutrition and Metabolism (ESPEN) appointed a consensus 106
42 Terminology group of clinical scientists to perform a modified Delphi process that encompassed e-mail communi-
107
43 Definition cation, face-to-face meetings, in-group ballots and an electronic ESPEN membership Delphi round.
108
44 € ldsva
* Corresponding author. Clinical Nutrition and Metabolism, Public Health and Caring Sciences, Uppsala University, Uppsala Science Center, Dag Hammarskjo €g 14B, 751 109
45 85 Uppsala, Sweden. 110
46 E-mail addresses: tommy.cederholm@pubcare.uu.se (T. Cederholm), barazzon@units.it (R. Barazzoni), peter.austin@uhs.nhs.uk (P. Austin), peter.ballmer@ksw.ch 111
47 (P. Ballmer), biolo@units.it (G. Biolo), bischoff.stephan@uni-hohenheim.de (S.C. Bischoff), compherc@nursing.upenn.edu (C. Compher), isabel_correia@uol.com.br
(I. Correia), t-gucci30219@herb.ocn.ne.jp (T. Higashiguchi), mette.holst@rn.dk (M. Holst), gordon.jensen@med.uvm.edu (G.L. Jensen), ainsleym@nutritioncare.org
112
48 113
(A. Malone), maurizio.muscaritoli@uniroma1.it (M. Muscaritoli), i.nyulasi@alfred.org.au (I. Nyulasi), matthias.pirlich@pgdiakonie.de (M. Pirlich), elisabet.rothenberg@
49 vgregion.se (E. Rothenberg), karin.schindler@meduniwien.ac.at (K. Schindler), stephane.schneider@unice.fr (S.M. Schneider), m.devanderschueren@vumc.nl (M.A.E. de van 114
50 der Schueren), cornel.sieber@fau.de (C. Sieber), valentini@hs-nb.de (L. Valentini), yu-jch@163.com (J.C. Yu), Andre.VanGossum@erasme.ulb.ac.be (A. Van Gossum), pierre. 115
51 singer@gmail.com (P. Singer).
1 116
Global co-authors contributing late in the process.
52 117
53 118
http://dx.doi.org/10.1016/j.clnu.2016.09.004
54 0261-5614/© 2016 European Society for Clinical Nutrition and Metabolism. Published by Elsevier Ltd. All rights reserved. 119

Please cite this article in press as: Cederholm T, et al., ESPEN guidelines on definitions and terminology of clinical nutrition, Clinical Nutrition
(2016), http://dx.doi.org/10.1016/j.clnu.2016.09.004
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2 T. Cederholm et al. / Clinical Nutrition xxx (2016) 1e16

1 Consensus 66
Results: Five key areas related to clinical nutrition were identified: concepts; procedures; organisation;
Malnutrition
2 Clinical nutrition delivery; and products. One core concept of clinical nutrition is malnutrition/undernutrition, which in- 67
3 Medical nutrition cludes disease-related malnutrition (DRM) with (eq. cachexia) and without inflammation, and malnu- 68
4 trition/undernutrition without disease, e.g. hunger-related malnutrition. Over-nutrition (overweight and 69
5 obesity) is another core concept. Sarcopenia and frailty were agreed to be separate conditions often 70
6 associated with malnutrition. Examples of nutritional procedures identified include screening for sub- 71
jects at nutritional risk followed by a complete nutritional assessment. Hospital and care facility catering
7 72
are the basic organizational forms for providing nutrition. Oral nutritional supplementation is the
8 73
preferred way of nutrition therapy but if inadequate then other forms of medical nutrition therapy, i.e.
9 enteral tube feeding and parenteral (intravenous) nutrition, becomes the major way of nutrient delivery.
74
10 Conclusion: An agreement of basic nutritional terminology to be used in clinical practice, research, and 75
11 the ESPEN guideline developments has been established. This terminology consensus may help to 76
12 support future global consensus efforts and updates of classification systems such as the International 77
13 Classification of Disease (ICD). The continuous growth of knowledge in all areas addressed in this 78
14 statement will provide the foundation for future revisions. 79
15 © 2016 European Society for Clinical Nutrition and Metabolism. Published by Elsevier Ltd. All rights 80
16 reserved. 81
17 82
18 83
19 84
20 85
21 86
Q2 1. Introduction established [2]. The presented Guideline standard operating pro-
22 87
cedures (SOP) aimed to generate high quality guidelines using a
23 88
Nutrition plays a pivotal role in life and in medicine. Acute and clear and straight-forward consensus procedure, with one of the
24 89
chronic diseases in most organ systems have pronounced effects on goals to establish international leadership in creating up-to-date
25 90
food intake and metabolism with increased catabolism, which lead and suitable-for-implementation guidelines. To provide a termi-
26 91
to nutrition-related conditions associated with increased morbidity nology basis for the guideline development was one of the reasons
27 92
and eventually death. At the other end of the spectrum, diet is a for launching this initiative.
28 93
major determinant of future health, i.e. the absence or post- An international expert group of experienced clinical scientists
29 94
ponement of disorders like cardio-vascular disease, diabetes, can- was compiled to form the Terminology Consensus Group and to
30 95
cer and cognitive disease [1]. undertake a modified Delphi process. The consensus group par-
31 96
In order to handle nutritional challenges during disease, trauma, ticipants, i.e. the authors, were selected to represent various clinical
32 97
rehabilitation, and elderly care as well as for the nutritional pre- nutrition fields, as well as various professions; dietitians, nurses,
33 98
vention of disease it is essential to use professional language and nutritionists, pharmacists and physicians from clinical and basic
34 99
standard terminology that is founded on evidence and widely science. It was agreed within the group to base the process on open
35 100
accepted in the professional community. However, this is not al- e-mail communications, face-to-face meetings and open and closed
36 101
ways the case. For example, concepts and terms of nutritional ballots. The purpose was to ensure that communication was
37 102
disorders in the current International Classifications of Diseases maintained at each milestone (see below) until a consensus was
38 103
(ICD-10) (http://www.who.int/classifications/icd/en/) may not al- reached among all participants. Thus, the statements are based on
39 104
ways be consistent with modern understanding or terms consensus rather than on systematic literature searches.
40 105
commonly used in clinical practice and research. This ESPEN Consensus Statement is partly based on the 2014
41 106
Therefore, it is important for the nutritional practice and initiative by the German Society of Nutritional Medicine Working
42 107
research communities, including dietitians, nurses, pharmacists, Group (DGEM WG) and the related publication “Suggestions for
43 108
physicians and scientists as well as their respective scientific as- terminology in clinical nutrition” [3]. The WG consisted of dele-
44 109
sociations, to reach consensus on the terminology and criteria to be gates from DGEM as well as from the Austrian Society of Clinical
45 110
used for nutritional disorders as well as for core nutritional pro- Nutrition (AKE) and the Swiss Society of Nutritional Medicine
46 111
cedures such as screening, assessment, treatment and monitoring. (GESKES). In this DGEM WG-led process thorough literature
47 112
A unification of the appropriate terminology would enhance the searches were undertaken in order to create lists of potential
48 113
legitimacy, credibility and comparability of nutritional practices nutritional terms. The terminology was discussed and definitions
49 114
and could also support future updates of disease and procedure determined in face-to-face meetings and multiple electronic Delphi
50 115
related classification systems, such as the ICD system. This may lead rounds [3].
51 116
to improvements in clinical care and the advancement of the Additional input was solicited from global contributors whose
52 117
clinical and scientific nutrition fields. suggestions were considered by the writing group during the final
53 118
These aims led the European Society for Clinical Nutrition and writing phase. They are listed as co-authors due to their substantial
54 119
Metabolism (ESPEN) to appoint a Terminology Consensus Group contributions.
55 120
with the mission to provide such a set of standard terminology with
56 121
a main focus on adults.
57 2.2. Defined milestones of the consensus process 122
58 123
59 2. Methodology The overall process was based on five major milestones ac- 124
60 cording to the ESPEN Guideline methodology [2] with some 125
61 2.1. Aim and selection of the expert group modifications: 126
62 127
63 Part of the continuous work of ESPEN is to produce guidelines - Map and establish taxonomy of nutritional nomenclature 128
64 that support improvements in clinical care and facilitate research. - Define criteria for nutritional conditions and concepts 129
65 In 2014 new standards for setting ESPEN Guidelines were - Describe general nutritional procedures and processes 130

Please cite this article in press as: Cederholm T, et al., ESPEN guidelines on definitions and terminology of clinical nutrition, Clinical Nutrition
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T. Cederholm et al. / Clinical Nutrition xxx (2016) 1e16 3

1 - Define organizational forms of providing food and nutritional nutrition encompasses the knowledge and science about body 66
2 care that are available composition and metabolic disturbances that cause abnormal 67
3 - Define forms, routes and products for nutrition therapy and changes in body composition and function during acute and 68
4 delivery chronic disease. [Consensus, 89% agreement] 69
5 Malnutrition/undernutrition, overweight, obesity, micro- 70
6 We resigned to structure the text thoroughly in statements and nutrient abnormalities and re-feeding syndrome are clear nutri- 71
7 comments, because it seemed not adequate for the present topics. tional disorders, whereas sarcopenia and frailty are nutrition 72
8 Moreover, we did not indicate levels of evidence for the statements, related conditions with complex and multiple pathogenic back- 73
9 because for most issues clinical trials are lacking. However, we grounds (Table 4, Fig. 1). 74
10 indicate the strength of consensus according to the ESPEN classi- 75
11 fication (Table 1). 3.2. Clinical nutrition 76
12 Final consensus beyond the working group was achieved by a 77
13 Delphi round using an electronic platform and offering five voting 3.2.1. Malnutrition. Synonym: undernutrition 78
14 options (agree, rather agree, indecisive, rather disagree, disagree) Malnutrition can be defined as “a state resulting from lack of 79
15 and the possibility to place individual comments. Apart from the intake or uptake of nutrition that leads to altered body composition 80
16 guideline authors, other ESPEN members were invited to partici- (decreased fat free mass) and body cell mass leading to diminished 81
17 pate within four weeks. A total of 38 experts took part and voted physical and mental function and impaired clinical outcome from 82
18 and provided comments. The main text was divided into 90 para- disease” [5]. Malnutrition can result from starvation, disease or 83
19 graphs open for voting. The voting results are indicated in the text advanced ageing (e.g. >80 years), alone or in combination [6]. 84
20 using the classification of Table 1 and the exact percentage of Basic diagnostic criteria for malnutrition have been defined by 85
21 agreement (sum of ‘agree’ and ‘rather agree’). an ESPEN Consensus Statement [7]. Those general criteria are 86
22 intended to be applied independent of clinical setting and aeti- 87
23 2.3. Map of nutritional terminology ology. A similar approach to define diagnostic criteria has been 88
24 described by a working group of the American Society of Parenteral 89
25 A decision was taken to organize the terminology base into five and Enteral Nutrition (ASPEN) and the Academy of Nutrition and 90
26 categories as described in Table 2. Dietetics (Academy) [8]. For details, see respective papers. 91
27 [Consensus, 82% agreement] 92
28 3. Results Briefly, the ESPEN criteria [7] could be summarized that prior to 93
29 the diagnosis of malnutrition the criteria for being “at nutritional 94
30 3.1. Nutritional concepts risk” according to any validated nutritional risk screening tool must 95
31 be fulfilled. Any of two alternative sets of diagnostic criteria will 96
32 Nutrition science deals with all aspects of the interaction be- confirm the diagnosis; i.e. either reduced body mass index (BMI) 97
33 tween food and nutrients, life, health and disease, and the pro- <18.5 kg/m2 in accordance with the underweight definition pro- 98
34 cesses by which an organism ingests, absorbs, transports, utilizes vided by WHO, or combined weight loss and reduced BMI (age- 99
35 and excretes food substances [4]. [Strong Consensus, 97% dependent cut-offs) or reduced gender-dependent fat free mass 100
36 agreement] index (FFMI). 101
37 Human nutrition addresses the interplay of nutrition in humans. Similarly a brief summary of the ASPEN and Academy [8] criteria 102
38 Preventive nutrition addresses how food intake and nutrients may for malnutrition is that six malnutrition criteria need to be 103
39 affect the risk of developing disease such as cardiovascular disease considered for the potential diagnosis of malnutrition; i.e. low 104
40 (CVD), obesity, type 2 diabetes mellitus (T2DM), dementia and energy intake, weight loss, loss of muscle mass, loss of subcu- 105
41 cancer, either for populations or for individuals. Public health taneous fat, fluid accumulation, and hand grip strength, whereof at 106
42 nutrition targets actions on a population level in order to reduce the least two should be fulfilled for the diagnosis of malnutrition. 107
43 nutrition related major non-communicable diseases (some There is an obvious need for the global nutrition community to 108
44 mentioned above) (Table 3). [Strong Consensus, 95% agreement] come together and find a consensus on the crucial issue of which 109
45 Clinical nutrition is the focus of the present terminology criteria to use for the malnutrition diagnosis [9]. [Consensus, 85% 110
46 consensus initiative, which is the discipline that deals with the agreement] 111
47 prevention, diagnosis and management of nutritional and meta- Subordinate to the general diagnosis of malnutrition are the 112
48 bolic changes related to acute and chronic diseases and conditions aetiology-based types of malnutrition. Table 4 and Fig. 2 describe 113
49 caused by a lack or excess of energy and nutrients. Any nutritional and depict disease-related malnutrition with or without inflam- 114
50 measure, preventive or curative, targeting individual patients is mation, and malnutrition/undernutrition without disease. Sub- 115
51 clinical nutrition. Clinical nutrition is largely defined by the inter- classifications of malnutrition are crucial for the understanding of 116
52 action between food deprivation and catabolic processes related to the related complexities and for planning treatment. [Consensus, 117
53 disease and ageing (Table 4, Fig. 2). Clinical nutrition includes the 85% agreement] 118
54 nutritional care of subjects with CVD, obesity, T2DM, dyslipidae- 119
55 mias, food allergies, intolerances, inborn errors of metabolism as 3.2.1.1. Disease-related malnutrition (DRM) with inflammation. 120
56 well as any disease where nutrition plays a role such as cancer, DRM is a specific type of malnutrition caused by a concomitant 121
57 stroke, cystic fibrosis and many more. Furthermore, clinical disease. Inflammation is an important watershed for malnutrition 122
58 aetiology [8,10e12]. Thus, one type of DRM is triggered by a 123
59 disease-specific inflammatory response, whereas the other is 124
60 Table 1 linked mainly to non-inflammatory etiologic mechanisms. [Strong 125
61 Classification of the strength of consensus. Consensus, 97% agreement] 126
62 Strong consensus Agreement of >90% of the participants DRM with inflammation is a catabolic condition characterized 127
63 Consensus Agreement of >75e90% of the participants by an inflammatory response, including anorexia and tissue 128
64 Majority agreement Agreement of >50e75% of the participants breakdown, elicited by an underlying disease. The inflammation 129
No consensus Agreement of <50% of the participants
65 triggering factors are disease specific, whereas the inflammatory 130

Please cite this article in press as: Cederholm T, et al., ESPEN guidelines on definitions and terminology of clinical nutrition, Clinical Nutrition
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4 T. Cederholm et al. / Clinical Nutrition xxx (2016) 1e16

1 Table 2 66
2 Taxonomy of nutrition terminology, i.e. the structure of nutritional nomenclature as presented in this consensus statement. 67
3 A. Classification, definition and diagnostic criteria (when feasible) of core nutritional concepts and nutrition-related disorders (Tables 3 and 4, Figs. 1 and 2) 68
4 B. Descriptions of nutritional procedures, and explanations of how assessment, care, therapy, documentation and monitoring are performed (Table 5) 69
5 C. Organization and forms of delivery of nutritional care (Table 6) 70
D. Forms of nutrition therapy, i.e. types and routes (Table 7)
6 E. Nutritional products, i.e. formulas and types of products for oral, enteral and parenteral use
71
7 72
8 73
9 74
Table 3 A special concern is that malnutrition is an emerging occurrence
10 Q3 75
Classification of nutritional concepts. among overweight/obese persons with disease, injury, or high
11 76
❖ Human nutrition energy poor quality diets in both developed and developing
12 77
➢ Preventive nutrition countries. The underlying general mechanism is a misbalance be-
13 78
▪ Population based public health nutrition tween the energy intake, energy expenditure and the quality of the
14 ➢ Clinical nutrition 79
nutrient intake. Fat mass/adipocytes in excess, especially in the
15 80
form of central obesity, are associated with an inflammatory
16 81
response that also likely contributes to the state of malnutrition
17 82
Table 4 (see also Section 3.2.4.1.1).
18 Classification of clinical nutrition concepts; i.e. nutrition disorders and nutrition 83
Subordinate concepts to DRM with inflammation are;
19 related conditions. 84
20 85
❖ Clinical nutrition - chronic DRM with a milder inflammatory response, and;
21 ➢ Malnutrition; Synonym: Undernutrition 86
- acute disease- or injury-related malnutrition that is character-
22 ▪ Disease-related malnutrition (DRM) with inflammation 87
ized by a strong inflammatory response (Table 4, Fig. 2)
23  Chronic DRM with inflammation; Synonym: Cachexia 88
A Cancer cachexia and other disease-specific forms of cachexia [8,10e12,14]. [Strong Consensus, 100% agreement]
24 89
 Acute disease- or injury-related malnutrition
25 90
▪ DRM without inflammation. Synonym: Non-cachectic DRM 3.2.1.1.1. Chronic DRM with inflammation. Synonym: cachexia.
26 ▪ Malnutrition/undernutrition without disease. Synonym: Non-DRM 91
The two concepts of chronic DRM with inflammation and cachexia
27  Hunger-related malnutrition 92
 Socioeconomic or psychologic related malnutrition are exchangeable, although cachexia is often incorrectly perceived
28 93
➢ Sarcopenia as end-stage malnutrition. Cachexia is traditionally described as “a
29 94
➢ Frailty complex metabolic syndrome associated with underlying illness
30 ➢ Over-nutrition 95
and characterized by loss of muscle mass with or without loss of fat
31 ▪ Overweight 96
mass. The prominent feature of cachexia is weight loss in adults”
32 ▪ Obesity 97
 Sarcopenic obesity [15,16]. The cachectic phenotype is characterized by weight loss,
33 98
 Central obesity reduced BMI and reduced muscle mass and function in combina-
34 99
➢ Micronutrient abnormalities tion with an underlying disease that displays biochemical indices of
35  Deficiency 100
on-going elevated inflammatory activity. Cachexia occurs
36  Excess 101
➢ Refeeding syndrome
frequently in patients with end-stage organ diseases that are
37 102
[Consensus, 80% agreement] complicated by catabolic inflammatory responses, which include
38 103
cancer, chronic obstructive pulmonary disease (COPD), inflamma-
39 104
tory bowel diseases, congestive heart failure, chronic kidney dis-
40 105
ease and other end-stage organ diseases. The systemic
41 pathways leading to anorexia, reduced food intake, weight loss and 106
inflammation that drives the catabolism of such disorders is usually
42 muscle catabolism are fairly consistent across underlying diseases. 107
of milder character; i.e. for example serum concentrations of C-
43 The degree of metabolic response induced by the disease de- 108
reactive proteins (CRP) seldom exceed 40 mg/L, although inflam-
44 termines the catabolic rate and at what point during the disease 109
matory flares may occur during disease exacerbations. CRP >5 mg/L
45 trajectory when clinically relevant malnutrition occurs. The role of 110
is suggested as a lower limit to define relevant inflammation in this
46 inflammation in the development of malnutrition is emphasized in 111
scenario; although other CRP cut-off levels for various given
47 a non-diagnostic definition, i.e. “malnutrition is a subacute or 112
methods, as well as other biochemical inflammatory markers,
48 chronic state in which a combination of negative energy balance 113
could be considered.
49 and varying degrees of inflammatory activity has led to changed 114
Cachexia, as described in cancer, can progressively develop
50 body composition, diminished function and adverse outcomes” 115
through various stages: pre-cachexia; cachexia; and refractory
51 [5,11]. Advanced ageing per se may contribute to the state of 116
cachexia [16,17]. Cancer cachexia, which is a specific form of chronic
52 inflammation [13]. Moreover, inactivity and bed rest accelerate 117
DRM with inflammation, is according to Fearon et al. [17] defined
53 muscle catabolism during DRM with inflammation. 118
by either weight loss >5% alone, or weight loss >2% if BMI is
54 119
55 120
56 121
57 122
58 123
59 124
60 125
61 126
62 127
63 128
64 129
65 Fig. 1. Overview of nutrition disorders and nutrition-related conditions. 130

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1 66
2 67
3 68
4 69
5 70
6 71
7 72
8 73
9 74
10 75
11 76
12 77
13 78
14 79
15 80
16 81
17 Fig. 2. Diagnoses tree of malnutrition; from at risk for malnutrition, basic definition of malnutrition to aetiology-based diagnoses 82
18 83
19 84
20 85
reduced (<20 kg/m2) or fat free mass (FFM) is reduced; i.e. depression, or malabsorption due to intestinal disorders such as
21 86
appendicular skeletal muscle mass index <7.2 kg/m2 (men) or short bowel syndrome (for example after bowel resection due to
22 87
<5.5 kg/m2 (women). [Strong Consensus, 93% agreement] mesenteric infarction), are other mechanisms for the development
23 88
A similar concept known as cardiac cachexia has been estab- of non-inflammation driven DRM. Advanced ageing per se may
24 89
lished by Anker et al. [18] for patients with chronic heart failure contribute to DRM without inflammation by anorexia; denoted
25 90
which is based on non-intentional and non-oedematous weight “anorexia of ageing” [19] (see Section 3.2.3), that is caused also by
26 91
loss >7.5% of the premorbid normal weight. Cardiac cachexia is non-inflammation related mechanisms. Inflammation may for
27 92
associated with abnormal neuroendocrine and immunologic some of the described diseases be involved in the initial phase of
28 93
function and impaired prognosis independent of age and severity of the malnutrition trajectory, but does not have a clinically relevant
29 94
disease. impact in the later phases of the malnutrition process. For some
30 95
Patients with pre-cachexia are at risk of malnutrition due to the diseases, e.g. Crohn's disease, patients may oscillate between
31 96
inflammatory response elicited by the underlying chronic disease malnutrition with and without inflammation.
32 97
[16,17] (see Section 3.3.1.1). Diagnostic criteria for DRM without inflammation/non-
33 98
Diagnostic criteria for chronic DRM with inflammation/cachexia cachectic DRM are identical with those for malnutrition, com-
34 99
are suggested to be the same as those for malnutrition combined bined with an underlying disease but with no biochemical indices
35 100
with the simultaneous presence of an underlying disease and of present or recurrent inflammation. [Strong Consensus, 94%
36 101
biochemical indices of either ongoing or recurrent inflammation. agreement]
37 102
Biochemical indicators of inflammation include elevated serum
38 103
CRP concentrations and/or reduced serum concentrations of albu-
39 3.2.1.3. Malnutrition/undernutrition without disease. Synonym: Non- 104
min. [Strong Consensus, 97% agreement]
40 DRM. Whilst DRM is the principal form of malnutrition in affluent 105
3.2.1.1.2. Acute disease- or injury-related malnutrition.
41 societies, hunger is still the principal cause of malnutrition in poor 106
Patients in an Intensive Care Unit (ICU) with acute disease or
42 developing countries. Hunger is mainly of non-DRM origin. Within 107
trauma (e.g. major infections, burns, closed head injury) or those
43 the concept of non-DRM there are also miscellaneous socioeco- 108
after major surgical procedures display specific nutritional chal-
44 nomic/psychological mechanisms operating which are unrelated to 109
lenges with high risk of consequent malnutrition due to their often
45 availability of food. As indicated advanced ageing may contribute to 110
highly pronounced stress metabolism [14]. The combined action of
46 any form of malnutrition/undernutrition. 111
high pro-inflammatory cytokine activity, increased corticosteroid
47 The metabolic phenotype and the principles for treatment of 112
and catecholamine release, resistance to insulin and other growth
48 non-DRM are in many respects similar for undernutrition/starva- 113
hormones, bed rest and no or reduced food intake pave the way for
49 tion due to hunger, socioeconomic/psychological factors, or DRM 114
a fast decline of body energy and nutrient stores. Such patients
50 without inflammation. [Strong Consensus, 97% agreement] 115
need to have nutrition care plans initiated irrespective of body
51 3.2.1.3.1. Hunger-related malnutrition. Hunger-related malnu- 116
weight or any anthropometric measurement.
52 trition is caused by deprivation of food, and is mainly appearing in 117
There are no agreed objective criteria for malnutrition in the ICU
53 poor developing countries and can manifest through famine due to 118
patient, but the obvious catabolic clinical picture always needs to be
54
managed from a nutritional point of view. [Strong Consensus, 97% natural disasters like droughts or flooding. 119
55 Diagnostic criteria for hunger-related malnutrition are the same 120
agreement]
56 as those for malnutrition when hunger or food deprivation in the 121
57 absence of disease is the clear cause for the condition. [Strong 122
58 3.2.1.2. DRM without inflammation. Synonym: non-cachectic DRM. Consensus, 97% agreement] 123
59 DRM without inflammation/non-cachectic DRM is a form of 3.2.1.3.2. Socioeconomic or psychologic related malnutrition. 124
60 disease-triggered malnutrition in which inflammation is not Non-DRM, other than hunger-related malnutrition as described 125
61 among the etiologic mechanisms. These alternative mechanisms above may emerge during difficult situations such as poverty, social 126
62 could include dysphagia resulting from upper digestive obstruc- inequities, poor care, mourning, poor dentition, self-neglect, im- 127
63 tion, neurologic disorders such as stroke, Parkinson's disease, prisonments or hunger strike. Such conditions have effect not only 128
64 amyotrophic lateral sclerosis (ALS) or dementia/cognitive on the energy intake, but also on the quality of the food intake. 129
65 dysfunction. Psychiatric conditions like anorexia nervosa and [Strong Consensus, 97% agreement] 130

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1 3.2.2. Sarcopenia simple index of weight-for-height. It is defined as a person's weight 66


2 Sarcopenia is a syndrome of its own characterized by the pro- in kilograms divided by the square of their height in meters. 67
3 gressive and generalised loss of skeletal muscle mass, strength and Accordingly, 68
4 function (performance) with a consequent risk of adverse out- 69
5 comes [20e22]. Whilst often a phenomenon of the ageing pro- - BMI between 25 and 30 kg/m2 implies overweight 70
6 cesses (primary sarcopenia) preceding the onset of frailty (see - BMI greater than or equal to 30 kg/m2 implies obesity 71
7 below), it may also result from pathogenic mechanisms (secondary 72
8 sarcopenia) [20] that are disease-related, activity-related (e.g. Obesity can be further classified in grades according to BMI 73
9 disuse) or nutrition-related (e.g. protein deficiency). 74
10 Diagnostic criteria for sarcopenia have not been firmly estab- Obesity grade I: BMI 30 e <35 kg/m2 75
11 lished to date. The ESPEN endorsed recommendations of the Eu- Obesity grade II: BMI 35 e <40 kg/m2 76
12 ropean Working Group on Sarcopenia in Older Persons [20], as well Obesity grade III: BMI 40 kg/m2 77
13 as the statement from the ESPEN Special Interests Groups of 78
14 Cachexia in Chronic Disease and Nutrition in Geriatrics [16] indicate Grading of obesity could be adjusted for race/ethnicity. Thus, 79
15 an algorithm based on loss of muscle mass and strength and/or corresponding lower cut-offs have been proposed for Asian pop- 80
16 function. Muscle mass can be estimated by any validated technique, ulations both for diagnosis of obesity [28,29], and for risk of 81
17 which in clinical practice usually involves dual x-ray absorptiom- obesity-associated complications [30]. 82
18 etry (DXA), bio-electric impedance analysis (BIA) or computed to- As previously mentioned in Section 3.2.1.1 it is also common for 83
19 mography (CT) scanning. For example, reduced muscle mass could overweight/obese persons to be malnourished in the setting of 84
20 be indicated by an appendicular skeletal muscle mass index disease or injury or consumption of high energy poor quality diets, 85
21 <7.26 kg/m2 (men) and <5.5 kg/m2 (women) [20]. Reduced muscle such that over-nutrition and malnutrition may exist simulta- 86
22 function may be designated by reduced gait speed or failure of the neously. [Strong Consensus, 94% agreement] 87
23 chair standing tests (which tests lower extremities). Practical 3.2.4.1.1. Sarcopenic obesity. Sarcopenic obesity is defined as 88
24 diagnostic cut-offs for gait speed are considered to be: <0.8 m/s obesity in combination with sarcopenia that occurs for example in 89
25 [20] or <1.0 m/s [21]. Reduced muscle strength may also be older individuals, in those with T2DM, COPD, and in obese patients 90
26 measured by handgrip strength; suggested cut-off points are with malignant disorders and post organ transplantations. Mech- 91
27 <20 kg for women and <30 kg for men [20]. [Strong Consensus, 94% anisms include inflammation and/or inactivity induced muscle 92
28 agreement] catabolism in obese patients [31,32]. The condition can occur 93
29 virtually at all ages. 94
30 Q5 3.2.2.1. Sarcopenic obesity e see section 3.2.4.1.1. , For body composition measurement in clinical practice DXA 95
31 might be most accurate in obese individuals. Computed tomogra- 96
32 phy (CT) scan is an alternative emerging technology for the mea- 97
3.2.3. Frailty
33 surement of muscle mass. There is no clear consensus about normal 98
The definition of frailty is evolving, as this emerging concept is
34 ranges for fat-free mass index (FFMI, fat-free mass/height2), and the 99
still under discussion among experts in gerontology and geriatrics
35 uncertainty is even larger for the obese individual, since the normal 100
[23]. The general perception is that frailty is a state of vulnerability
36 ranges might be different from the lean population [33]. Low FFMI 101
and non-resilience with limited reserve capacity in major organ
37 and high FMI was associated with poor outcome in terms of length 102
systems. This leads to reduced capability to withstand stress such as
38 of hospital stay when compared with normal FFMI or FMI, when 103
trauma or disease and thus frailty is a risk factor for dependence
39 using BIA in a large cohort of hospital patients [34]. 104
and disability. Frailty is mainly related to advanced age but never-
40 Currently, there are no commonly accepted criteria for sarco- 105
theless it is considered to be modifiable by lifestyle interventions.
41 penic obesity beyond those for sarcopenia and obesity separately. 106
The condition contains nutrition-related components; e.g. weight
42 Muscle function can be assessed by strength and power as for 107
loss, and is linked to sarcopenia [24]. In that capacity physical frailty
43 sarcopenia, i.e. muscle strength by using hand grip measurements 108
merits to be listed among nutrition-related conditions. Anorexia of
44 or chair stand tests. Muscle power could be measured by gait 109
ageing is an unintentional decline in food intake caused by factors
45 speed, or by assessing patient autonomy by Activity of Daily 110
such as altered hormonal and neuro-transmitter balance affecting
46 Living (ADL) scores and mobility by for example the Short Physical 111
hunger and satiety which may contribute to age-related weight loss
47 Performance Battery (SPPB) [35]. [Strong Consensus, 97% 112
[19]. Financial constraints, loneliness, depression, difficulties with
48 agreement] 113
chewing (including poor dentition) and presbyphagia (changes in
49 3.2.4.1.2. Central obesity. Accumulation of intraabdominal fat is 114
the swallowing mechanism) are further examples of conditions
50 associated with higher metabolic and cardiovascular disease risk 115
that may contribute to malnutrition and thus to frailty in the more
51 [27], which includes insulin resistance, T2DM, dyslipidaemia and 116
elderly.
52 hypertension. These associations are most relevant in moderately 117
Several sets of diagnostic criteria for physical frailty have been
53 obese patients (BMI<35) as well as in non-obese individuals cate- 118
suggested. The phenotype of frailty as defined by Fried et al. [25]
54 gorized as overweight (i.e. with BMI 25- 30). The presence of cen- 119
included the fulfilment of three out of five criteria: weight loss;
55 tral obesity (also known as abdominal, visceral, upper-body or 120
exhaustion (fatigue); low physical activity; slowness (e.g. reduced
56 android obesity) can be clinically defined by increased waist 121
gait speed); and weakness (e.g. low grip strength). Detailed cut-off
57 circumference (WC) measured in the mid-horizontal plane be- 122
values for each measurement have been suggested, but consensus
58 tween the superior iliac crest and the lower margin of the last rib 123
is yet not achieved [26]. [Strong Consensus, 97% agreement]
59 [36]. Recent European consensus statements define abdominal 124
60 obesity by WC 94 cm for men, and 80 cm for women [37], 125
61 3.2.4. Over-nutrition whereas US Guidelines indicate corresponding definitions of 126
62 3.2.4.1. Overweight and obesity. Overweight and obesity are 102 cm and 88 cm respectively [38]. Like for obesity ethnic and 127
63 defined as abnormal or excessive fat accumulation that may impair regionally adapted cut-offs are also available. 128
64 health [27]. Classification of overweight and obesity in adults is Intraabdominal fat can also be assessed by imaging techniques 129
65 achieved through the use of body mass index (BMI), which is a but these are costly and not routinely available, and in addition 130

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1 there are no clearly defined values for assessment. [Strong illness. Clinical symptoms can include fluid retention with pe- 66
2 Consensus, 97% agreement] ripheral oedema, congestive heart failure, cardiac arrhythmia, res- 67
3 piratory failure, delirium, encephalopathy, and other severe organ 68
4 3.2.5. Micronutrient abnormalities dysfunctions. RS usually occurs within the first four days after 69
5 Micronutrient abnormalities can involve a deficiency or excess nutrition therapy is commenced. Hypophosphatemia that drives 70
6 of one or more vitamins, trace elements or minerals. Abnormalities many of the medical complications of RS may be the most frequent 71
7 may result from changes in food intake, absorption, losses, re- electrolyte disturbance, with or without hypokalaemia, hypomag- 72
8 quirements and intake of medicines, alone or in combinations. In- nesemia and hypocalcaemia [44]. 73
9 dividual requirements can vary according to age and diet (foods Diagnostic criteria for RS include fluid imbalance, disturbed 74
10 may be fortified) as well as the presence of disease or injury. A glucose homeostasis, hyperlactatemia suggesting vitamin B1 defi- 75
11 complete nutritional assessment is important when assessing ciency, but most frequently hypophosphatemia, hypomagnesemia 76
12 micronutrient status since specific micronutrient deficiencies are and hypokalaemia. Screening for patients at risk of RS includes one 77
13 frequently associated with undernutrition [39]. Analysis of dietary or more of the following: BMI<16 kg/m2; unintentional weight loss 78
14 records may suggest potential deficiency or excess based on rec- >15% in 3e6 months; little or no intake for >10 days; or low po- 79
15 ommended dietary allowances (RDA). RDAs are defined for healthy tassium, phosphate and magnesium before feeding. If two or more 80
16 populations and may therefore not always match the needs of in- of the following factors exist a risk of RS should also be considered: 81
17 dividuals with disease. BMI <18.5 kg/m2; unintentional weight loss >10% in 3e6 months; 82
18 The laboratory assessment of micronutrient abnormalities is little or no nutritional intake for >5 days; or a history of alcohol 83
19 complex since measured concentrations do not necessarily reflect misuse or chronic drug use (insulin, antacids, diuretics) [43,45]. 84
20 adequacy, for example an acute phase response can affect the [Strong Consensus, 97% agreement] 85
21 concentration reported. Laboratory testing of micronutrient status 86
22 is generally not routinely undertaken unless there is a specific acute 3.3. Nutritional procedures - the nutrition care process 87
23 concern, use of restrictive dietary regimes, a prolonged history of 88
24 undernutrition or during supplementation. [Strong Consensus, Nutritional care should be provided in a systematic sequence 89
25 100% agreement] that involves distinct interrelated steps and this systematic 90
26 sequence is called a nutrition care process (Table 5). 91
27 3.2.5.1. Micronutrient deficiency. Micronutrient deficiency occurs 92
28 when there is a deficit of one or more micronutrient/s compared to 3.3.1. Malnutrition risk screening 93
29 requirements [40]. Specific micronutrient deficiencies can have Risk screening is a rapid process performed to identify subjects 94
30 dramatic consequences such as rickets and osteoporosis from at nutritional risk, and should be performed using an appropriate 95
31 vitamin D deficiency, night blindness from vitamin A deficiency, or validated tool in all subjects that come in contact with healthcare 96
32 beriberi or Wernicke-Korsakov syndrome due to thiamine deple- services. Depending on the care setting, screening should be per- 97
33 tion. But micronutrient deficiencies can also lead to impaired formed within the first 24e48 h after first contact and thereafter at 98
34 function that may be less obvious such as poor wound healing or regular intervals. Subjects identified as at risk need to undergo 99
35 increased susceptibility to infection. These more subtle effects may nutritional assessment (see Section 3.3.2). There are several risk 100
36 be overlooked in clinical practice, for example after bariatric sur- screening tools in use, and many are validated for predicting 101
37 gery [41]. outcome, whereas some identify subjects that will benefit from 102
38 Laboratory assessed concentrations may be valuable when there nutrition therapy. 103
39 is concern about long-standing deficiency following clinical It is important to underscore that “risk of malnutrition” as it is 104
40 assessment or when infrequent periodic checks are required for identified by the screening tools (usually combining weight loss, 105
41 long-term nutritional supplementation. [Strong Consensus, 94% reduced food intake and disease activity) is in itself a condition 106
42 agreement] related to increased morbidity and mortality. 107
43 ESPEN suggests the use of Nutrition Risk Screening-2002 (NRS- 108
44 3.2.5.2. Micronutrient excess. Micronutrient excess occurs when 2002) and the Malnutrition Universal Screening Tool (MUST). For 109
45 there is too much of one or more micronutrients compared to re- older persons ESPEN recommends the use of the Mini Nutritional 110
46 quirements [42]. Micronutrient excess can lead to specific symp- Assessment (MNA) either in its full or short form (MNA-SF). These 111
47 toms such as the movement disorders of manganese accumulation tools are all compiled of various combinations of registered or 112
48 and subsequent toxicity, or to more general symptoms such as skin measured BMI, weight loss, food intake, disease severity and age. 113
49 irritation and rashes from excessive niacin, hip fracture risk ensuing Other validated tools that combine similar variables and which are 114
50 from excessive retinol intake or peripheral neuropathy following frequently used include the Malnutrition Screening Tool (MST) and 115
51 long lasting high intake of vitamin B6. Overprovision of micro- the Short Nutritional Assessment Questionnaire (SNAQ). Malnu- 116
52 nutrients can result from incorrect prescription. trition risk screening tools are well described in the literature and 117
53 Clinical assessment and diagnosis play key roles in determining will not be further described here [46e50]. [Strong Consensus, 97% 118
54 micronutrient excess, partly due to the difficulties with laboratory agreement] 119
55 analyses. For patients on long-term nutritional supplementation 120
56 laboratory monitoring every 6 months can be recommended [43]. 3.3.1.1. Pre-cachexia screening. The process to screen for pre- 121
57 [Strong Consensus, 94% agreement] cachexia, a state that may precede cachexia, is performed in or- 122
58 der to launch measures that may prevent or postpone the devel- 123
59 3.2.6. Refeeding syndrome opment of cachexia as early as possible. The procedure refers 124
60 Refeeding syndrome (RS) is a severe disruption in electrolyte or mainly but not exclusively to patients with cancer [16], and could 125
61 fluid balance that is precipitated in malnourished subjects when be regarded as a form of DRM with inflammation risk screening 126
62 feeding (oral, enteral or parenteral nutrition) is begun too aggres- procedure (see Section 3.3.1). 127
63 sively after a period of inadequate nutrition. Patients at high risk are Pre-cachexia is diagnosed in patients affected by chronic dis- 128
64 those with chronic alcoholism, subjects with severe chronic un- eases, including cancer, based on the concomitant presence of 129
65 dernutrition, anorexia nervosa, or depleted patients with acute weight loss <5%, anorexia and metabolic disturbances related to 130

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8 T. Cederholm et al. / Clinical Nutrition xxx (2016) 1e16

1 systemic inflammation as revealed by for example increased serum malnutrition according to the nutrition diagnostic procedure out- 66
2 CRP levels [16,17]. [Strong Consensus, 97% agreement] lined in Section 3.3.1. This part of the assessment procedure is often 67
3 neglected, mainly due to the absence of a global consensus for 68
4 3.3.1.2. Sarcopenia screening. The ESPEN endorsed statement from diagnostic criteria and their cut-offs [7e9]. [Strong Consensus, 97% 69
5 the European Working Group on Sarcopenia in Older Persons rec- agreement] 70
6 ommends screening for sarcopenia from age 65 years onwards by 71
7 measuring gait speed and then, based on the results handgrip 3.3.4. Nutritional care plan 72
8 strength and/or muscle mass [20]. [Strong Consensus, 100% The nutritional care plan is a scheme for nutrition therapy based 73
9 agreement] on the results of the assessment. This plan should be developed by a 74
10 multi/interdisciplinary team together with the patient and his/her 75
11 3.3.2. Nutritional assessment carer in order to achieve patient centered treatment goals. A 76
12 Nutritional assessment should be performed in all subjects comprehensive nutritional care plan defines the rationale, explains 77
13 identified as being at risk by nutritional risk screening, and will give the nutrition therapy and provides suggestions for monitoring the 78
14 the basis for the diagnosis decision (see Section 3.2.1), as well as for efficacy of the plan and reassessment. 79
15 further actions including nutritional treatment. Predefined assess- The nutritional care plan includes information on: 80
16 ment tools like Subjective Global Assessment (SGA) [51], Patient- 81
17 Generated (PG)SGA and Mini Nutritional Assessment (MNA)  Energy, nutrient and fluid requirements 82
18 could be used to facilitate the assessment procedure.  Measureable nutrition goals (immediate and long-term) 83
19 Assessment of the nutritional status comprehends information  Instructions for implementing the specified form of nutrition 84
20 on body weight, body height, body mass index (kg/m2), body therapy 85
21 composition (see Section 3.3.6.2) and biochemical indices (see  The most appropriate route of administration and method of 86
22 Section 3.3.6.3). [Strong Consensus, 97% agreement] nutrition access 87
23 Objectives of the assessment are to evaluate the subject at risk  Anticipated duration of therapy 88
24 according to the following measures:  Monitoring and assessment parameters 89
25  Discharge planning and training at home (if appropriate) 90
26 - A medical history should be taken, and physical examinations 91
27 and biochemical analyses should be performed in order to [Strong Consensus, 100% agreement] 92
28 decide the underlying disease or condition that may cause the 93
29 potential state of malnutrition. 94
3.3.5. Nutritional care
30 - Social and psychological history is taken to establish potential 95
Nutritional care is an overarching term to describe the form of
31 effects of living conditions, loneliness and depression on nutri- 96
nutrition, nutrient delivery and the system of education that is
32 tional needs, and whether input from other professional groups 97
required for meal service or to treat any nutrition-related condition
33 may be of benefit. 98
in both preventive nutrition and clinical nutrition. [Strong
34 - A nutrition history, including limitations in food intake, should 99
Consensus, 100% agreement]
35 be taken and examinations and observations should be per- 100
36 formed in order to decide the underlying nutritional causes, and 101
37 3.3.5.1. Nutrition therapy. Nutrition therapy describes how nutri- 102
to identify major nutritional obstacles and calculate nutritional
38 ents are provided to treat any nutritional-related condition. 103
needs.
39 Nutrition or nutrients can be provided orally (regular diet, thera- 104
- Energy and fluid needs are determined by indirect calorimetry
40 peutic diet, e.g. fortified food, oral nutritional supplements), via 105
(energy expenditure) or calculated according to validated
41 enteral tube-feeding or as parenteral nutrition to prevent or treat 106
equations.
42 malnutrition in an individualized way. [Strong Consensus, 97% 107
- Protein needs are established in the range from 0.8 g/kg/day
43 agreement] 108
(healthy adults) and up to 1.5 g/kg/day (in some cases even
44 higher) according to age, disease and degree of protein deple- 109
45 tion [52]. 3.3.6. Monitoring 110
46 - Micronutrient needs should be determined according to pre- Monitoring of nutrition therapy is a measure to check and adjust 111
47 vailing recommendations and the clinical picture. [Strong that nutrition delivery is in progress and nutrition intake or pro- 112
48 Consensus, 94% agreement] vision is sufficient, as well as to assure tolerance and that goals and 113
49 expected outcomes are achieved. The monitoring procedures 114
50 require an individual plan where nutrition goals are defined. 115
51 3.3.3. Diagnostic procedure [Strong Consensus, 97% agreement] 116
52 When the nutrition risk screening identifies subjects at risk, the Fact Box: Monitoring plan of nutritional care and therapy. 117
53 nutritional assessment will provide the basis for the diagnosis of 118
54 - Nutrition provision and intake: Are calculated requirements of 119
55 fluid, energy and protein met? 120
56 Table 5 - Weight, anthropometry, body composition: Does e.g. weight, fat 121
57 The nutrition care process. 122
free mass (FFM) or fat mass (FM) change as expected?
58  Malnutrition risk screening - Biochemistry: There are no good biochemical markers of the 123
59  Nutritional assessment nutritional status. Plasma albumin and transthyretin/pre- 124
60  Diagnostic procedure 125
albumin concentrations may be used mainly to indicate and
 Nutritional care plan
61  Nutritional care monitor catabolic activity. Their validity as nutrition indicators 126
62 ➢ Nutrition therapy is low in view of their perturbation by inflammation. 127
63  Monitoring and evaluating the effects of nutritional care and therapy - Function: e.g. hand grip strength (HGS), chair rise tests and gait 128
64  Documentation speed, either alone or combined in the Short Physical Perfor- 129
[Strong Consensus, 97% agreement]
65 mance Battery (SPPB) [35] could be used. 130

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1 - Quality of life (QoL): e.g. EQ-5D or HRQOL, or other tools rele- keeping in mind that variations are reflecting the degree of catab- 66
2 vant to the diagnosis, could be used. olism/inflammation rather than nutritional recovery [64]. Under 67
3 some circumstances, and taking into account each protein's half- 68
4 It should be emphasized that current biochemistry, functional life, levels of albumin (T½ 21 days) and transthyretin/prealbumin 69
5 and QoL measurements may not be sensitive enough to capture (T½ 3 days) may be monitored for long- and short-term effects [65]. 70
6 relevant changes of the nutritional status. [Strong Consensus, 97% Especially in severely malnourished subjects where inflammation 71
7 agreement] is not present, visceral protein levels may improve with nutritional 72
8 resuscitation [64]. C-reactive protein serum concentrations are 73
9 3.3.6.1. Nutrition intake. In the hospital setting, recording of suggested for monitoring inflammatory activity (see also Section 74
10 nutrition intake can be performed at the bedside by nurses or as- 3.2.1.1.1). [Strong Consensus, 100% agreement] 75
11 sistant nurses, using plate diagram sheets that have proven clini- 76
12 cally useful [53,54], or using self-recorded diary by patients 3.3.6.4. Physical function. Measurement of physical function is 77
13 themselves [55]. Amount of food consumption could be estimated crude, but nevertheless a relevant way to monitor nutritional care 78
14 by food records during 2e4 days [56,57]. Food weight record, i.e. to and therapy. Hand grip strength by a hand held dynamometer, gait 79
15 weigh each food item before and after food consumption, is difficult speed or chair rise tests are fairly easy to undertake for the mea- 80
16 to implement in clinical practice, but is often used in research. surement of changes in muscle function sensitive to nutrition in- 81
17 Modern digital technologies may provide new means to establish terventions [66e68]. Composite functional scores, like the Short 82
18 food intake [58]. [Strong Consensus, 100% agreement] Physical Performance Battery (SPPB) [35], De Morton Mobility In- 83
19 dex [69] or the Barthel Index [70] may also be relevant functional 84
20 3.3.6.2. Weight and body composition. Monitoring of weight during measures. [Strong Consensus, 100% agreement] 85
21 hospitalization may not be sensitive due to disease or therapy 86
22 related shifts in fluid balance. Nevertheless, weight should be 3.3.6.5. Quality of life. Health related quality of life assessed by a 87
23 recorded one to three times per week whilst a patient is in hospital validated tool; e.g. EQ-5D [71] may be used as a crude non-specific 88
24 with a decreasing frequency when in a stable condition. If the pa- measure of changes in nutritional status, and as an indicator of 89
25 tient is undergoing ambulatory treatment the type of underlying reduced food intake [72]. [Strong Consensus, 97% agreement] 90
26 condition will indicate the interval of weight measurement 91
27 required. Regular weight measurements are not useful for patients 3.3.7. Documentation 92
28 in late palliative phases, or in any subject at end of life. Nutritional care given has to be communicated at discharge 93
29 FFM and FM are estimated by bio-impedance analysis (BIA) or from a healthcare facility to the next caregiver in order to secure 94
30 DXA-scan, but subject to the same limitations as weight measure- continuation of the nutritional care and support. Documentation in 95
31 ments. Standard anthropometric measurements, such as mid-arm- medical, dietetic and care records should be provided for nutri- 96
32 circumference, calf-circumference or skinfold thickness are po- tional risk screening, diagnosis, assessment of risk factors, nutri- 97
33 tential alternatives although subject to measurement variability tional requirements, nutrition therapy, goals and outcomes for 98
34 [59]. [Strong Consensus, 93% agreement] nutrition therapy, including estimated time to reach goals, as well a 99
35 BIA is a quick non-invasive method to estimate body composi- note of who is responsible for the follow-up [73]. The documen- 100
36 tion, but requires stringent standard procedures such as a fast for at tation should also provide information on need for help for servings 101
37 least 2 h and urination before the test is carried out [60,61]. Single and eating, need for oral care and which are the preferred meals 102
38 frequency-BIA (SF-BIA) is commonly used to estimate total body [74] [Strong Consensus, 100% agreement] 103
39 water (TBW) and fat free mass (FFM) with a validated formula. 104
40 Multi frequency-BIA (MFBIA) and bioelectrical impedance spec- 3.4. Organization of nutritional care at hospitals and care facilities 105
41 troscopy (BIS) calculate intracellular water (ICW), extracellular 106
42 water (ECW), TBW and FFM. BIS offers information of ICW and ECW Nutritional care in some form is provided to all patients within a 107
43 distribution. From these FFM is predicted. BIA-derived phase angle hospital or care facility. Depending on the type and severity of the 108
44 has a strong prognostic value [62]. [Strong Consensus, 97% nutritional problems of the patients, the structure and organization 109
45 agreement] of the nutritional care needs to be adapted (Table 6). 110
46 DXA is regarded as a more accurate method on an individual 111
47 level. It is an accepted reference method to evaluate BIS. DXA gives 3.4.1. Care catering (hospital catering) 112
48 information on FM, lean soft tissue (LST) and bone mineral content Care catering or hospital catering is the provision of menu ser- 113
49 (BMC). The radiation dose of a single DEXA measurement is vices (in-house or outsourced) in health care facilities. The mini- 114
50 dependent on the device and the age of the patient, but is low and mum requirements of hospital and care catering are to serve a 115
51 therefore the expected lifetime risk of fatal cancer is negligible. variety of foods that are suitable and adapted to all types of patients 116
52 However, DEXA is not recommended for pregnant women. [Strong with a variety of energy and nutrient densities. Special diets, food 117
53 Consensus, 100% agreement] texture, allergies and specific cultural aspects have to be considered 118
54 Computerized tomography (CT) imaging is being increasingly at all times. For patients with, or at risk, for malnutrition, informed 119
55 used to evaluate muscle mass depletion [63]. CT scanning is often choices with respect to food items and portion sizes have to be 120
56 performed in patients with malignant disorders, thus providing ensured. Twenty-four-hour access to nutritionally relevant and 121
57 images that could be used for the evaluation of muscle mass. The well-prepared food should be mandatory, and served portions 122
58 fact that reference values are scarce for this technique will reduce must appear appetizing for the individual. Energy dense small size 123
59 its validity until such data are available. [Strong Consensus, 97% portions should be available as an option for patients at nutritional 124
60 agreement] risk. [Strong Consensus, 97% agreement] 125
61 126
62 3.3.6.3. Biochemical indices. Biochemical markers, e.g. serum con- 3.4.2. Nutrition steering committee (NSC) 127
63 centrations of visceral proteins, should not be used as indicators of A NSC is a committee at a hospital or care facility of a mixed 128
64 a patient's nutritional status. Monitoring visceral protein levels interdisciplinary composition including directors, managers, health 129
65 during refeeding in DRM with inflammation may be helpful, professionals and catering staff. 130

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1 The main objective of a NSC is to set standards for the structure, 3.5. Forms of nutritional care 66
2 procedures and management of clinical nutrition at the relevant 67
3 institutions. Depending on the legal status of the NSC (mainly Nutrition care and therapy can be provided in many ways 68
4 decided by the care facility management) it may also be responsible (Table 7). 69
5 for the audit of the nutritional care and responding to nutritional 70
6 incidents. [Strong Consensus, 97% agreement] 3.5.1. Meal environment 71
7 3.5.1.1. Meal support. Meal support is specific efforts to promote 72
8 food intake, which encompasses friendly social interactions with 73
3.4.3. Nutrition support team (NST)
9 the caring staff as well as with other patients or residents during 74
A NST is a multi-disciplinary team of physicians, dietitians,
10 mealtimes. Suitable meal-time ambiance contributes to a relaxed 75
nurses and pharmacists. Other relevant professionals may also be
11 and comfortable environment. The atmosphere or the perception of 76
part of the NST, e.g. physiotherapist and speech therapists.
12 the entirety of the meal is the product of both material and 77
The main objective of the NST is to support hospital staff in the
13 immaterial factors. Protected mealtimes, i.e. not allowing medical 78
provision of nutrition therapy, especially enteral or parenteral
14 or caring procedures to take place during the meal, is a further meal 79
nutrition, to ensure that the nutritional needs of patients are
15 support action to promote oral intake [76,77]. Patients' choice from 80
satisfied, especially for those patients with complicated nutritional
16 a la carte menus and meals-on-demand are increasingly offered 81
problems. Moreover, the objective includes ensuring that all
17 [78]. [Strong Consensus, 100% agreement] 82
nutrition therapy utilises state-of-the-art knowledge and tech-
18 83
niques to prevent and treat disease-related malnutrition of both
19 3.5.1.2. Eating support. Eating support encompasses actions to 84
inpatients and out-patients [75]. [Strong Consensus, 97%
20 enable an individual to eat through verbal encouragement and 85
agreement]
21 physical support. Eating support prioritizes a number of factors 86
22 such as positioning at the table, provision of assistive eating tools, 87
23 3.4.4. Obesity and other disease-specific support teams assistance with cutting the food in smaller pieces, and helping 88
24 In addition to Nutrition Support Teams (NSTs) that usually patients to make informed food choices [76,79]. [Strong Consensus, 89
25 works across all hospital departments, disease or condition 100% agreement] 90
26 focussed teams linked to specific care facilities could also be 91
27 available. For example, an Obesity team is a multidisciplinary team 3.5.2. Diets 92
28 of specialists consisting of physicians, dietitians, nurses, physio- Dietary advice and counselling about food choices and prepa- 93
29 therapists, behavioural therapist (psychologist/psychiatrist) as well rations may be relevant for patients, relatives and informal care- 94
30 as other relevant professionals. The Obesity team provides givers concerning all below described types of diets. 95
31 personalized, patient-centred and comprehensive weight man- 96
32 agement/lifestyle programmes which take into account the 3.5.2.1. Regular hospital diet. Regular hospital diet should cover 97
33 comorbidities of the obese patients. The Obesity team should also individual patient's nutrient and energy requirements according to 98
34 assist “bariatric surgery” services for pre- and post-operative care. recommendations based on scientific evidence. Diet composition 99
35 Similar team approaches are relevant for example for diabetes, takes local food habits and food patterns into account as long as 100
36 chronic obstructive pulmonary disease, cancer and palliative care. there are no specific therapeutic requirements, in which cases a 101
37 [Strong Consensus, 100% agreement] therapeutic diet or functional food is required (see below). [Strong 102
38 Consensus, 97% agreement] 103
39 3.5.2.1.1. Food product. A food product is any food that is suit- 104
3.4.5. Clinical nutrition care unit
40 able for human consumption which provides energy-containing 105
In many hospitals across different countries, dietitians represent
41 macronutrients (e.g. carbohydrates, protein, fats), and/or micro- 106
a core of nutrition professionals at the hospital, with the specific
42 nutrients (e.g. vitamins, minerals), and/or other substances which 107
objective to serve and support the staff as well as individual pa-
43 may contribute to fulfil the nutritional requirements of the patient. 108
tients according to nutritional issues. Hospital dietitians could be
44 [Strong Consensus, 100% agreement] 109
organized in independent administrative units, or be formally in-
45 110
tegrated parts of the multi-disciplinary team at department level.
46 3.5.2.2. Therapeutic diet. Therapeutic diets are prescribed accord- 111
[Strong Consensus, 93% agreement]
47 ing to the specific need of the patient. 112
48 3.5.2.2.1. Food modification. Some conditions or disorders, e.g. 113
49 3.4.6. Clinical nutrition support unit diabetes mellitus, hyperlipidaemia, hepatic encephalopathy, renal 114
50 Based on hospital's organization, patients that require nutrition or celiac disease may require food modifications that could include 115
51 therapy or receive home artificial/medical nutrition who develop adjustments of carbohydrate, fat, protein and micronutrient intake, 116
52 complications such as central line infection can be hospitalized in or the avoidance of specific allergens. [Strong Consensus, 97% 117
53 specific clinical nutrition support wards managed by a multidisci- agreement] 118
54 plinary team of specialized physicians, nurses, dietitians and 3.5.2.2.2. Fortified food. Fortified food is food products to which 119
55 pharmacists. [Strong Consensus, 93% agreement] vitamins, minerals, energy or other nutrients, or a combination of 120
56 them, have been added to increase energy or nutrient density. 121
57 [Strong Consensus, 97% agreement] 122
Table 6
58 Organizational forms of providing nutritional care and support. 3.5.2.2.3. Food supplements. Food supplements are food prod- 123
59 ucts that supplement normal diet and which are concentrated 124
 Care catering/Hospital catering
60 sources of nutrients (e.g. vitamins or minerals) or other substances 125
 Nutrition Steering Committee
61  Nutrition Support Team with a nutritional or physiological effect, alone or in combination, 126
62  Disease-specific Support Teams marketed in various dose forms: capsules, tablets and similar 127
63  Clinical Nutrition Care Unit forms, sachets of powder, ampoules of liquids, drop dispensing 128
64  Clinical Nutrition Support Unit bottles, and other similar forms oral dosage forms, liquids and 129
[Strong Consensus, 97% agreement]
65 powders designed to be taken in measured small unit quantities 130

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1 (https://www.efsa.europa.eu/en/topics/topic/supplements). management of patients, including infants, to be used under 66


2 [Strong Consensus, 100% agreement] medical supervision; it is intended for the exclusive or partial 67
3 3.5.2.2.4. Functional food. Functional food is food fortified with feeding of patients with a limited, impaired or disturbed capacity to 68
4 additional ingredients or with nutrients or components intended to take, digest, absorb, metabolise or excrete ordinary food or certain 69
5 yield specific beneficial health effects. [Strong Consensus, 100% nutrients contained therein, or metabolites, or with other 70
6 agreement] medically-determined nutrient requirements, whose dietary 71
7 3.5.2.2.5. Texture modified food and thickened fluids. management cannot be achieved by modification of the normal 72
8 Texture modified food and thickened fluids can be available in diet alone” - Regulation (EU) no 609/2013 of the European parlia- 73
9 several various qualities. Although there are no harmonised de- ment and of the council. The PARNUTS directive will be replaced by 74
10 scriptors they could be described as follows [80]: the FSG regulation 2013 (Regulation on Food for Specific Groups), 75
11 supplemented by delegated regulation (EU) 2016/128 on FSMP. 76
12 - Liquidized/thin puree; Homogenous consistency that does not [Strong Consensus, 100% agreement] 77
13 hold its shape after serving. 78
14 - Thick puree/soft and smooth; Thickened, homogenous consis- 3.5.3.1. Oral nutrition therapy. Oral nutrition therapy is mainly 79
15 tency that holds its shape after serving and does not separate given as oral nutritional supplements (ONS) and defined as FSMP 80
16 into liquid and solid component during swallowing, i.e., (see above). ONS are developed to provide energy and nutrient- 81
17 cohesive. dense solutions that are provided as ready to drink liquids, 82
18 - Finely minced; Soft diet of cohesive, consistent textures mes or powder supplements that can be prepared as drinks or
cre 83
19 requiring some chewing (particle size most often described as added to drinks and foods. Liquid ONS (either ready to drink or 84
20 0.5  0.5 cm). made up from powders) are sometimes referred to as sip feeds. 85
21 - Modified normal; Normal foods of varied textures that require Clinical effects and cost-effectiveness are well established [83e85]. 86
22 chewing, avoiding particulate foods that pose a choking hazard [Strong Consensus, 97% agreement] 87
23 (particle size most often described as 1.5  1.5 cm). [Strong 88
24 Consensus, 97% agreement] 3.5.3.2. Enteral tube feeding. Synonym: enteral nutrition. 89
25 Enteral tube feeding is nutrition therapy given via a tube or stoma 90
26 into the intestinal tract distal to the oral cavity. Enteral formulas are 91
27 3.5.3. Medical nutrition therapy defined as FSMP (see above). The tube could be inserted via the 92
28 Medical nutrition therapy is a term that encompasses oral nose; i.e. naso-gastric, naso-jejunal or naso-post pyloric tube 93
29 nutritional supplements, enteral tube feeding (enteral nutrition) feeding; or via a stoma that is inserted endoscopically into the 94
30 and parenteral nutrition. The two latter has traditionally been stomach; i.e. percutaneous endoscopic gastrostomy (PEG) or with a 95
31 called artificial nutrition, but this term is suggested to be replaced jejunal extension (PEG-J) or into the jejunum (percutaneous 96
32 by medical nutrition therapy. endoscopic jejunostomy (PEJ)). Finally, the tube may also be placed 97
33 Nutrition products that are delivered via the gastrointestinal surgically; i.e. surgical gastrostomy or jejunostomy. [Strong 98
34 tract, i.e. provided orally or as tube feeding, are defined in the EU Consensus, 97% agreement] 99
35 legislation as “foods for special medical purposes” (FSMPs) 3.5.3.2.1. Total enteral tube feeding. Synonym: total enteral 100
36 (Directive on foodstuffs intended for PARticular NUTritional useS nutrition (TEN). Total enteral tube feeding (TEN) refers to condi- 101
37 2009/39/EC 2013/609/EC (PARNUTS) [81,82]. FSMPs are defined as tions when all nutrient needs are provided through a feeding tube 102
38 “specially processed or formulated and intended for the dietary without significant oral or parenteral intake. [Strong Consensus, 103
39 97% agreement] 104
40 Table 7 3.5.3.2.2. Supplemental enteral tube feeding. Supplemental 105
41 Overview of forms and products for nutritional care and therapy. enteral tube feeding is nutrition given to patients whose oral intake 106
42 of food and fluids is inadequate for reaching their defined 107
 Meal environment
43 ➢ Meal support target alone. [Strong Consensus, 97% agreement] 108
44 ➢ Eating support 3.5.3.2.3. Home enteral tube feeding. Synonym: Home Enteral 109
45  Diets Nutrition (HEN). When enteral tube feeing is used outside the 110
46 ➢ Regular hospital diet hospital it is called Home Enteral Nutrition (HEN) or as in some 111
▪ Food product
47 countries Home Enteral Tube Feeding (HETF). It can be provided 112
➢ Therapeutic diet
48 ▪ Food modification either as total or supplemental enteral nutrition. [Strong 113
49 ▪ Fortified food Consensus, 100% agreement] 114
50 ▪ Food supplements 115
▪ Functional food
51 3.5.3.3. Parenteral nutrition (PN) therapy. Parenteral nutrition is a 116
▪ Texture modified food and fluid
52  Medical nutrition therapy type of nutrition therapy provided through intravenous adminis- 117
53 ➢ Oral nutritional supplements (ONS) tration of nutrients such as amino acids, glucose, lipids, electrolytes, 118
54 ▪ Nutritionally complete ONS vitamins and trace elements. PN can be central through a central 119
55 ▪ Nutritionally incomplete ONS venous line, or peripheral through a peripheral intravenous line. 120
➢ Enteral tube feeding/enteral nutrition
56 [Strong Consensus, 97% agreement] 121
▪ Total
57 ▪ Supplemental 3.5.3.3.1. Total parenteral nutrition (TPN). Synonym: exclusive 122
58 ▪ Home parenteral nutrition. Total parenteral nutrition (exclusive paren- 123
59 ➢ Parenteral nutrition teral nutrition) therapy refers to situations where the patient's 124
60 ▪ Total 125
complete nutritional needs (all macro and micro-nutrients) are
▪ Supplemental
61 ▪ Home covered by the PN, and in which nutrition is not given by any route 126
62 ▪ Subcutaneous fluid therapy other than intravenously. [Strong Consensus, 100% agreement] 127
63 ▪ Intra-dialytic 3.5.3.3.2. Supplemental parenteral nutrition (SPN). Synonym: 128
64  Palliative nutrition partial parenteral nutrition or complementary parenteral nutrition. 129
[Strong Consensus, 96% agreement]
65 Supplemental (partial or complementary) parenteral nutrition 130

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12 T. Cederholm et al. / Clinical Nutrition xxx (2016) 1e16

1 refers to situations where nutrition is provided in addition to pulmonary disease, and can be complete or incomplete. [Strong 66
2 parenteral nutrition by any route other than intravenously. For Consensus, 94% agreement] 67
3 example, this situation may arise when the oral or enteral tube 68
4 routes cannot independently achieve the defined nutritional care 3.6.2. Enteral formulas 69
5 plan target (See Section 3.3.4). [Strong Consensus, 100% agreement] Standard enteral formulas have a composition that meets the 70
6 3.5.3.3.3. Home Parenteral Nutrition. When parenteral nutrition nutritional needs of the general population. In general, energy, 71
7 is used outside the hospital it is called Home Parenteral Nutrition protein and micronutrient needs are covered by 1.5 L of standard 72
8 (HPN). HPN used as TPN or SPN is often used for patients with enteral formula. They can have a standard nutrient profile or can be 73
9 chronic intestinal failure, malignant obstruction or partial nutrient adapted for certain conditions or diseases. Most standard 74
10 obstruction of the gastrointestinal tract [86]. [Strong Consensus, enteral formulas (and their high energy and high protein variants) 75
11 100% agreement] contain fibre and are free of lactose and gluten. Whole protein 76
12 3.5.3.3.4. Subcutaneous fluid therapy. The subcutaneous route is formulas contain intact proteins, and typically contain lipids that 77
13 a special parenteral route primarily used to provide fluids (hypo- are mostly provided in the form of long chain triglycerides, and 78
14 dermoclysis). It can also be used to provide limited amounts of carbohydrates that come predominantly as polysaccharides, e.g. 79
15 glucose and amino acids, when the intravenous route is unavailable maltodextrin. Enteral formulas are mostly nutritionally complete. 80
16 or unsuitable. It is mainly used in late life care. [Consensus, 87% Formulas containing peptides and medium chain triglycerides 81
17 agreement] can facilitate absorption in case of e.g. malabsorption or short 82
18 3.5.3.3.5. Intra-dialytic parenteral nutrition (IDPN). IDPN is PN bowel syndrome. 83
19 given intravenously through the venous line of the dialysis circuit, Disease specific enteral formulas are designed to meet specific 84
20 and thus given cyclic during the dialysis session [87]. IDPN is not a nutritional and metabolic demands, for example for patients with 85
21 routine technique for supplemental nutrition therapy, but may be diabetes, pressure ulcers, cirrhosis, cancer, renal failure and pul- 86
22 indicated to prevent nutritional deterioration in patients receiving monary disease. [Strong Consensus, 94% agreement] 87
23 dialysis treatment when other methods of nutrition therapy have 88
24 proved insufficient to meet nutritional and metabolic needs [88]. 89
25 [Strong Consensus, 97% agreement] 3.6.3. Parenteral solutions 90
26 Parenteral solutions are composed of carbohydrates (glucose), 91
27 lipids and amino acids and can include electrolytes, vitamins and 92
3.5.4. Palliative nutrition
28 trace elements as required. They are defined by the relative 93
Palliative nutrition is the form of nutritional care and therapy
29 composition of the macronutrients, osmolarity, pH and calorie 94
that is provided to patients in late phases of end-stage disease. The
30 content. These solutions can be administered using separate bottles 95
major goal is to improve quality of life [89]. Food or nutrient re-
31 but are preferably administered using compounding or ready to 96
strictions are avoided. The nutrition measures are decided by the
32 mix bags. [Strong Consensus, 94% agreement] 97
palliative phase. In the early phase energy, proteins and nutrients
33 are provided by the best feasible route. In late phase of palliative 98
34 care psycho-social support around meals and food intake for both 3.6.3.1. Parenteral nutrition. Parenteral nutrition infusates for 99
35 the patient and relatives is prioritized. Parenteral nutrition could be parenteral administration are intended to provide energy and nu- 100
36 considered to reduce stress around the meal situation. Monitoring trients, rather than hydration alone. They are usually given intra- 101
37 of the nutritional status, e.g. recording weight changes, should be venously. PN infusates can aim to provide a single group of 102
38 avoided to not add more stress during the final phase of life. [Strong nutrients (e.g. the use of lipid emulsion alone) or a combination of 103
39 Consensus, 94% agreement] nutrients that is more typically thought of as a PN infusate (e.g. a 104
40 combination of amino acids, glucose, lipid emulsion, electrolytes 105
41 and vitamins and trace elements in Water for Injection). [Strong 106
3.6. Nutritional products for medical nutrition therapy
42 Consensus, 93% agreement] 107
43 3.6.3.1.1. Three chamber bag/all-in-one PN. A three chamber bag 108
3.6.1. Oral nutritional supplements (ONS)
44 (usually industry manufactured) or all-in-one (mainly pharmacy 109
There are two major types of ONS; those that are nutritionally
45 provided) PN infusate is an emulsion in which amino acids, glucose 110
complete and those that are nutritionally incomplete.
46 and lipid emulsion are combined in a single infusate, along with 111
47 electrolytes, vitamins and trace elements as required. 112
48 3.6.1.1. Nutritionally complete ONS. These are standard ONS that Three-chamber bags contain all macronutrients and electrolytes 113
49 can be used as the sole source of nourishment for prolonged pe- in three separate compartments. The substrates are mixed together 114
50 riods since they have a balanced nutritional composition of macro- immediately prior to intravenous application by breaking the 115
51 and micronutrients, including essential amino acids, essential fatty separation seals between the bag chambers. Three chamber bags 116
52 acids and micronutrients that reflect dietary recommendations for are available with or without basic electrolytes. Vitamins and trace 117
53 healthy people. They are commonly used as a supplement to the elements are injected into the bag prior to administration. This can 118
54 general diet, when the regular food intake is insufficient. Nutri- be a relatively safe system for PN administration, e.g. the risk of 119
55 tionally complete standard ONS can in some cases represent the infection is lowered by the closed system and by reduced 120
56 only source of intake of energy and nutrients. [Strong Consensus, manipulation. 121
57 100% agreement] Individually compounded all-in-one (AIO) admixtures allow for 122
58 the provision of patient-specific ready-to-use PN infusates, adapted 123
59 3.6.1.2. Nutritionally incomplete ONS. These are not suitable for use according to energy, volume and substrate needs. These are asep- 124
60 as the sole source of nutrients since they are adapted to contain tically manufactured from various components, usually in hospital 125
61 some specific nutrients in higher amounts, whereas the content of pharmacies, and are designed for immediate intravenous admin- 126
62 other nutrients is lacking or insufficient. istration, with no mixing or admixing required prior to adminis- 127
63 Disease-specific ONS are modified in order to meet specific tration. These bags are usually compounded daily or weekly due to 128
64 nutritional and metabolic demands for certain diseases for example their often limited stability. They require appropriate storage under 129
65 diabetes, pressure ulcers, cirrhosis, cancer, renal failure and refrigeration at 2e8  C prior to use, but should be gently warmed to 130

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1 room temperature before administration. [Strong Consensus, 100% reference intakes for oral feeding. [Strong Consensus, 93% 66
2 agreement] agreement] 67
3 3.6.3.1.2. Two chamber bag/two-in-one (lipid-free) PN. A two 3.6.3.2.6. Vitamin and trace element parenteral nutrition com- 68
4 chamber bag (usually industry manufactured) or two-in-one ponents. A vitamin parenteral nutrition component consists of a 69
5 (mainly pharmacy provided) PN infusate is a solution in which combination of water soluble vitamins, lipid soluble vitamins or 70
6 amino acids and glucose (no lipid emulsion) are combined in a water and lipid soluble vitamins that is intended for parenteral 71
7 single infusate, along with electrolytes, vitamins and trace ele- administration, and which may require reconstitution prior to use. 72
8 ments as required. Two-in-one PN infusates may be required if a Trace element components are products that consist of individual, 73
9 formulation is pharmaceutically unstable when lipid emulsion is or a combination of, trace elements, intended for parenteral 74
10 included, or when the aim is not to provide lipids. [Strong administration. Trace element parenteral nutrition components are 75
11 Consensus, 100% agreement] usually presented as a solution for injection. The omission of vita- 76
12 mins and trace elements from all-in-one or two-in-one PN infu- 77
13 sates should be avoided (if not necessary) because ensuing 78
14 3.6.3.2. Parenteral nutrition components. A parenteral nutrition deficiencies will lead to complications. [Strong Consensus, 100% 79
15 component is intended to be combined with other PN components agreement] 80
16 to formulate the requirements of a prescription for PN. Individual 81
17 products must be intended for parenteral use and must be com- 82
18 bined in a suitable environment and under aseptic techniques that 4. Discussion 83
19 ensures sterility of the final product. In some cases, PN components 84
20 are administered independently, except for Water for Injection (see This definition and terminology consensus statement presents 85
21 E3.2.4). [Strong Consensus, 97% agreement] an up-dated overview of terminology of core nutritional concepts, 86
22 3.6.3.2.1. Amino acid solution. Commercial crystalline amino procedures and products. The purpose was to identify relevant 87
23 acid solutions contain a mixture of different concentrations and nutrition terminology used in routine nutritional practice and 88
24 profile of crystalline amino acids, and are available with or without research, to describe that terminology and when feasible to give 89
25 the inclusion of electrolytes. [Strong Consensus, 97% agreement] diagnostic or descriptive criteria. Another objective was to identify 90
26 3.6.3.2.2. Glucose (dextrose) solution. Commercial glucose so- gaps in the nutritional terminology and to provide consensus based 91
27 lutions contain glucose in Water for Injection at different concen- and when possible evidence based definitions and diagnostic 92
28 trations, typically from 5% w/v up to 70% w/v. A concentration of criteria. 93
29 12.5% w/v is considered to be a limit to avoid complications from The statement has particular importance with relation to the 94
30 peripheral administration, although that is also patient dependent. terminology for the diagnosis of malnutrition/undernutrition and 95
31 [Strong Consensus, 97% agreement] its aetiology-based subgroups. The distinction between the two 96
32 3.6.3.2.3. Lipid emulsion. Commercial lipid emulsions are a groups of DRM, i.e. DRM with and without inflammation is 97
33 lipid-in-water emulsion that contains a mixture of triglycerides particularly emphasized, as well as the acknowledgement of the 98
34 with different fatty acid chains. For some products, they are avail- third major diagnosis group of “malnutrition/undernutrition 99
35 able in more than one concentration i.e. 10% w/v, 20% w/v and/or without disease”. In 2012 ASPEN and the Academy of Nutrition and 100
36 30% w/v. The products contain the essential fatty acids, i.e. linolenic Dietetics launched a Consensus Statement [8] for the “identification 101
37 and linoleic acids, mainly derived from soy bean oil. There are and documentation of adult malnutrition (undernutrition)”. In this 102
38 several oils used in the production of lipid emulsions for intrave- “white paper” the need to identify the presence of inflammation (or 103
39 nous administration. Other lipid sources include olive oil or fish oil. not) early in the diagnostic procedure of malnutrition in order to 104
40 Soy bean, olive and fish oil provide long chain fatty acids (LCT), determine the aetiology of the malnutrition was emphasized. This 105
41 whereas coconut oil provides medium chain triglycerides (MCT). current ESPEN statement could be seen as a development and 106
42 LCTs from soy bean, olive and fish oil have different metabolic amendment of this concept and the previous ASPEN/Academy 107
43 characteristics. statement. 108
44 [Strong Consensus, 100% agreement] The process to unify clinical nutrition terminology is a long term 109
45 3.6.3.2.4. Water for Injection. Water for Injection contains no goal, as well as a sensitive issue due to the fact that agreement 110
46 components other than sterile water suitable for parenteral among stakeholders can be difficult to reach [90]. Recently, ESPEN 111
47 administration. It should never be administered alone due to its launched diagnostic criteria for the general concept of malnutri- 112
48 low osmolarity. [Strong Consensus, 97% agreement] tion/undernutrition [7]. A similar measure to define diagnostic 113
49 3.6.3.2.5. Electrolyte solution. An electrolyte solution consists of criteria for malnutrition was made by ASPEN and the Academy in 114
50 an electrolyte salt in Water for Injection. Many are available in the “white paper” mentioned above [8]. The ESPEN Terminology 115
51 different volumes, concentrations, different units of concentration, Consensus Group recognises that the continuous ongoing discus- 116
52 types of container (e.g. glass or plastic), or with the intended sion between global stakeholders, and the expansion of under- 117
53 electrolyte available as different salts. These differences lead to a standing and knowledge, will provide the basis for a global 118
54 number of considerations such as potential container contami- consensus on how to diagnose malnutrition and which diagnostic 119
55 nants, ordering and storage requirements (e.g. in some cases with criteria to use. Such a process will include the participation of all 120
56 high strength potassium solutions), conversion between different major nutrition societies across the world. 121
57 units, and differences in stability assessment when electrolyte so- It should be emphasized that the definition of diagnostic criteria 122
58 lutions are combined with other components (e.g. the use of inor- will not by any mean change or question the now well established 123
59 ganic compared to organic salts). practice of nutritional risk screening of all individuals that get in 124
60 For parenteral nutrition a standard dosage of vitamins and trace contact with health or elderly care. The risk screening procedure is 125
61 elements is generally recommended because individual re- the first mandatory step in any diagnostic process to identify 126
62 quirements cannot be easily determined. Preferably, all vitamins malnutrition. Huge efforts are still needed to implement validated 127
63 and trace elements supplied with a normal diet should also be risk screening tools into clinical practice in most parts of the world. 128
64 substituted with PN as available. The quantities of daily parenteral Already a poor nutritional risk status is associated with negative 129
65 vitamin and trace element supplied are based on current dietary clinical outcomes. This implies that malnutrition is a process which 130

Please cite this article in press as: Cederholm T, et al., ESPEN guidelines on definitions and terminology of clinical nutrition, Clinical Nutrition
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14 T. Cederholm et al. / Clinical Nutrition xxx (2016) 1e16

1 follows a trajectory where early and late stages of the condition Jensen G e declares no conflict of interest which might have 66
2 could be identified. interfered with the scientific validity of the present paper. 67
3 Malnutrition impose increased financial burden to health or- Malone A e declares no conflict of interest which might have 68
4 ganisations. Though nutrition risk screening, treatment and interfered with the scientific validity of the present paper. 69
5 monitoring requires financial resources they are offset by for Muscaritoli M e declares no conflict of interest which might 70
6 example reduction in length of stay in hospital [84,85]. have interfered with the scientific validity of the present paper. 71
7 Another approach to define terminology of clinical nutrition is Nyulasi I e declares no conflict of interest which might have 72
8 represented by the on-going process of the Academy of Nutrition interfered with the scientific validity of the present paper. 73
9 and Dietetics that since 2008 has developed a standardized model Pirlich M e gives lectures that are organized by Nutricia, Fre- 74
10 called the Nutrition Care Process (NCP) to guide dietitians in the senius Kabi, and BBraun. 75
11 provision of nutritional care [91]. It comprises four distinct steps: Rothenberg E e gives lectures and receives fees at meetings 76
12 assessment, nutrition diagnosis, intervention, and monitoring and organized by Nutricia. 77
13 evaluation. The NCP and its terminology have been implemented in Schindler K e has no conflict of interest to declare in association 78
14 several countries worldwide and are supported by the European with this manuscript. 79
15 Federation of the Associations of Dietitians (EFAD). The terminol- Schneider SM e gives lectures that are organized by B. Braun, 80
16 ogy presented in this paper aligns to, but is not identical with, the Baxter, Fresenius-Kabi, Nestle  Health Sciences, Nutricia, Shire and 81
17 Nutrition Care Process Terminology (NCPT). Furthermore, the NCPT other companies, and consults for Nutricia. No COI in association 82
18 includes additional terms that uniquely describe the nutritional with this manuscript. 83
19 care provided by dietitians. This could be compared to the use of Marian de van der Schueren e gives lectures that are organized 84
20 classification systems such as ICD and International Classification of by Nutricia, Baxter, Abbott, Fresenius-Kabi and other companies. No 85
21 Functions (ICF) by other health care professions. The NCPT is COI in association with this manuscript. 86
22 accessible on line (eNCPT) (http://ncpt.webauthor.com.). Sieber C e receives unconditional grants for intervention 87
23 Finally, this terminology basis statement aims to support up- research from Nestec Ltd and Nutricia. CS gives lectures that are 88
24 dates of the worldwide-used ICD system, as well as other relevant organized by Abbott, Danone, Nestec Ltd, Nutricia and other 89
25 classification systems. For the ICD system this means the current companies. 90
26 ICD-10 or the ICD-11 update that is expected to be launched by Valentini L e declares no conflict of interest which might have 91
27 WHO in 2018. interfered with the scientific validity of the present paper. 92
28 In summary, the Definition and Terminology Consensus state- Yu JC e declares no conflict of interest which might have 93
29 ment reflects a current perception on how nutrition concepts and interfered with the scientific validity of the present paper. 94
30 procedures could be described and defined. The alignment to par- Van Gossum A e receives fees for consultancy for Fresenius- 95
31 allel important international initiatives, openness to up-coming Kabi, Belgium and Shire; and for lectures in meetings organized 96
32 new knowledge and identification of gaps in the present state- by Baxter, Fresenius-Kabi, Nestle and Nutricia. 97
33 ment will facilitate a constructive continuous process of develop- Singer P e receives unconditional grants for research from 98
34 ment in order to find the most feasible nutritional terminology to Abbott, Baxter, B Braun and Fresenius-Kabi and gives lectures that 99
35 support the efforts of the nutrition communities to provide patients are organized by Baxter, B Braun, Cosmed, Fresenius-Kabi, General 100
36 faced with catabolic disorders the best possible nutritional treat- Electric and other companies. 101
37 ment. For the benefit of the global nutrition community, an 102
38 agreement and a consensus statement between the leading inter- Acknowledgement 103
39 national nutrition societies has a high priority and could be ach- 104
40 ieved by constructive discussions. Many colleagues in the nutrition community have reviewed the 105
41 manuscript at various levels of its evolution. The Consensus group 106
42 Conflicts of interest acknowledges contributions from Yitsal Berner, Ingvar Bosaeus, 107
43 Michael Chourdakis, Mick Deutz, Henrik Hojgaard Rasmussen, 108
44 Cederholm T e receives unconditional grants for intervention Hinke Kruizenga, Ylva Orrevall, Matthias Plauth, Marjolein Visser, 109
45 research from Nestec Ltd and Nutricia. TC gives lectures that are which does not necessarily imply each agrees with all statements in 110
46 organized by Nestec Ltd, Nutricia, Fresenius Kabi and other the final manuscript. Moreover, the thorough review and 111
47 companies. constructive contributions from the Medical Nutrition Interna- 112
48 Barazzoni R e declares no conflict of interest which might have tional Industry is very much appreciated. This work was funded by 113
49 interfered with the scientific validity of the present paper. ESPEN, and has not received any external funding. Q4 114
50 Austin P e declares no conflict of interest which might have Finally, ESPEN is grateful to the German Society of Nutritional 115
51 interfered with the scientific validity of the present paper. Medicine (DGEM) working group and the authors behind the 116
52 Ballmer P e declares no conflict of interest which might have DGEM report “Suggestions for terminology in clinical nutrition” 117
53 interfered with the scientific validity of the present paper. that was published in Clinical Nutrition journal. Our thoughts are 118
54 Biolo G e declares no conflict of interest which might have with the late professor Herbert Lochs, an outstanding researcher 119
55 interfered with the scientific validity of the present paper. and inspirer, who was the senior author of the DGEM report. 120
56 Bischoff SC e declares no conflict of interest which might have 121
57 interfered with the scientific validity of the present paper. References 122
58 Compher C e declares no conflict of interest which might have 123
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62 Higaschiguchi T e declares no conflict of interest which might systematic analysis for the Global Burden of Disease Study 2013. Lancet 127
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65 interfered with the scientific validity of the present paper. Standard operating procedures for ESPEN guidelines and consensus papers. 130

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