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Transcoding Nancarrow

at the Dawn of the Age of MIDI


The Preservation and Use of Conlon
Nancarrow’s Player Piano Studies
J im M u r p h y a n d T rim p in

This article focuses on the process by which, in 1987, sound artist (including the recent Nancarrow Percussion Orchestra, which
ABSTRACT

and inventor Trimpin converted composer Conlon Nancarrow’s makes use of modified versions of Nancarrow’s experimental
Studies for Player Piano from their original hand-punched rolls into
mechanical percussion apparatus). While other works that
the MIDI format. In addition to presenting the technology utilized in
this conversion, the article focuses on the collaboration between Trimpin examine Trimpin’s artistic career provide excellent insights
and Nancarrow, and on the significance of the act of porting works into his relationship with Nancarrow and their collaborations
composed upon a vulnerable media format to a format that affords [2], this article aims to focus chiefly on Trimpin’s piano roll
extension, analysis and preservation. The article concludes with an reader and the affordances it offers for new media explora-
overview of a number of example uses of the transcoded Nancarrow tions of Nancarrow’s work.
scores, including traditional performances and two extended
Trimpin’s transcoding of Nancarrow’s works occurred in
performances and installations.
the 1980s, at a time when digital archivization of musical
scores was in its early youth. This article provides technical
The media upon which artworks are created and stored are details of Trimpin’s novel piano roll reader apparatus along-
inherently transitory: Pigments fade, film degrades, paper side a discussion of why Nancarrow’s works were ideal can-
yellows and grows brittle with age, and human conflict and didates for early porting into the digital domain. The article
natural disasters threaten artworks. This article focuses on concludes with an examination of a number of exemplar ex-
the transcoding, preservation and further applications of tensions of Nancarrow’s work that utilize the digitized scores
one such potentially vulnerable body of works: that of com- to extend the original pieces’ spatial and timbral expression.
poser Conlon Nancarrow (1912–1997) by sound artist, instru-
ment builder and composer Trimpin (1951–). Trimpin here Nancarrow and Trimpin
provides previously unpublished insights into the technical Conlon Nancarrow is perhaps the most notable composer
process and challenges he faced in transcoding Nancarrow’s for automatic instruments. He is today recognized as a com-
scores. poser of “tremendous impact,” whose body of works for
Whereas previous articles have focused on larger-scale player piano have been described by Gann as an “almost
overviews of Trimpin’s career (exemplified by Sasha Leitman’s unparalleled fusion of visceral excitement and structural el-
2011 interview [1]), this article aims to focus on the technical egance” [3]. Although Nancarrow worked in an era during
and practical details surrounding Trimpin’s transcoding of which the player piano and other clockwork instruments had
Nancarrow’s scores; such details have yet to appear in pub- diminished in popularity (with the rise of the phonograph,
lished form outside of disparate gallery pamphlets. Further, loudspeaker and other music reproduction technologies
this article provides an up-to-date examination of the sub- [4]), Nancarrow identified the fine-grained control afforded
sequent uses of Nancarrow’s transcribed scores, focusing on by interfacing with the music in a manner that was close to
works for new media that utilize the MIDI transcriptions the hardware of the player piano: Much as a contemporary
computer musician may gain more precision by expressing
musical events in a low-level computer language such as C
Jim Murphy (corresponding author, sonic artist, researcher), Victoria University
of Wellington, New Zealand School of Music, P.O. Box 600, Wellington 6140,
or assembly language, Nancarrow’s scores represent a very
New Zealand. Email: <jim.murphy@vuw.ac.nz>. direct connection between the composer’s intentions and
Trimpin (sound artist, inventor). Email: <trimpin@gmail.com>. the resultant musical output. Indeed, Nancarrow directly
See <www.mitpressjournals.org/toc/lmj/-/27> for supplemental files associated punched the musical events for his player piano studies into
with this issue.
rolls of paper to be read and interpreted by the player piano

32 LEONARDO MUSIC JOURNAL, Vol. 7, pp. 32–35, 2017 doi:10.1162/LM J_a_01005  ©2017 ISAST
itself. This low-abstraction-layer scoring allows listeners to of physical decay and damage: By the middle of the 1980s,
hear directly Nancarrow’s compositional intentions without it was clear to Nancarrow that a system for preserving these
the typical layer of musician-applied translation or mediation works was needed.
applied to traditionally notated music (a concept explored During the second half of the 1970s, Trimpin focused on
by automatic music scholar Arthur W.J.G. Ord-Hume in re- the development of tools that would allow for the transcod-
lation to earlier automatophonic music storage media [5]). ing of punched player piano rolls from physical to electronic
While this style of direct manipulation of temporal events media. Like those of other early innovators in mechatronic
has become common among those using computer music sound sculpture, many of Trimpin’s instruments made use of
composition approaches (such as sequencers, computer mu- electromagnetic actuators such as solenoids; these actuators
sic programming languages and digital audio workstations), could be controlled by electronic circuits, allowing Trimpin
Nancarrow was an early innovator long recognized as a sig- to create computer programs that served as scores for his
nificant early forerunner in this field: As early as 1985 Curtis kinetic sound sculptures [8]. By developing devices capa-
Roads cites Nancarrow’s works as significant predecessors of ble of reading punched-paper player piano rolls into elec-
the rhythmic complexity possible within computer-mediated tronic memory, Trimpin could modify and play back player
sonic arts [6]. Similarly, Thom Holmes describes Nancarrow’s piano media on new instruments of his design. One such
music as “a conceptual precursor to the idea of programming instrument was Trimpin’s Piano Vorsetzer, an electronically
and sequencing in electronic music” [7]. However, unlike a controlled piano player. In essence, Piano Vorsetzer was a
programmatically entered electronic score, the laboriously precursor to the popular Yamaha Disklavier electronic player
hand-punched piano rolls present a unique challenge: Due pianos, and Trimpin used it as a means both to play back
to the relatively obscure device-specific nature of the me- transcoded existing scores and to create new and modified
dia, the media was at risk of obsolescence as player pianos compositions for instruments. In this regard, Trimpin’s tech-
decreased in abundance. Indeed, these original Studies that nological innovations allowed him to develop and expand
were residing in Nancarrow’s Mexico City studio were at risk on the compositional innovations of automatic instrument
composers such as Conlon Nancarrow and Ballet Mécanique
composer George Antheil. With this foundation in the de-
velopment of piano roll scanning and playback technology,
Trimpin was, by the late 1980s, well poised to lead in the
transcoding, preservation and extended application of Nan-
carrow’s media.

The Piano Roll Reader


Like many of his sound sculptures and instruments,
Trimpin’s piano roll reader (illustrated in Fig. 1) utilizes sur-
plus com­ponents and found electronics. The main source of
components for the roll reader were salvaged surplus opti-
cal punched tape readers; these readers were used to read
data stored as punched holes on one-inch-wide tape into the
memory of computers. Such readers were typically eight bits
wide, consisting of a linear array of eight phototransistors
positioned below the tape, with accompanying light sources
positioned above the tape. As the tape was scrolled past the
sensors, one byte at a time could be read into memory for
storage and processing. In essence, this system is akin to
the means by which player piano scores are read by a player
piano, but with the traditional pianos’ pneumatic mecha-
nisms being replaced by optoelectronics: The presence of a
light brighter than a specified threshold indicates a logical
high, much as the presence of air pressure in a player piano
indicates that a note event should occur. In the late 1970s,
such punched tape computer data storage systems had been
largely replaced by denser magnetic storage systems (includ-
ing magnetic tape), and Trimpin was able to obtain the op-
tical punched tape readers inexpensively as surplus items.
By 1980, given the wide availability of such optical punched
tape scanners, Trimpin was able to fabricate an 88-bit-wide
Fig. 1.  The optoelectronic piano roll reader developed by Trimpin and used roll reader whose phototransistors were positioned to allow
in the scanning of Conlon Nancarrow’s hand-punched piano rolls. (© Trimpin) player piano rolls to be scanned in real time. Upon scanning,

Murphy and Trimpin, Transcoding Nancarrow at the Dawn of the Age of MIDI 33
Fig. 2.  Nancarrow Percussion Orchestra, consisting of an array of percussion devices originally developed by Conlon Nancarrow
and made electromechanical by Trimpin. (© Trimpin)

the data was stored on a cassette tape (replaced in 1984 by punched holes. During the many decades during which he
a 3.5" floppy disk) for further modification and playback on had engaged in his hand-punching process, Nancarrow’s
mechatronic instruments such as the early versions of the practice had been to cover each mistakenly punched note
Piano Vorsetzer piano player. with a small piece of clear cellophane tape, preventing the
pneumatic player piano tracker from identifying the incor-
rect punch as a note event. While the cellophane tape pre-
Transcoding to MIDI vented the transmission of the pneumatic energy, it did not
By 1987, Trimpin had expanded his piano roll reader from 88 prevent Trimpin’s optoelectronically based piano roll reader
to 96 notes, allowing for the reading of an additional eight from transmitting light through the clear tape and picking
accent notes on a piano roll. Further, Trimpin had ported his up the signal on its array of phototransistors. Due to the
roll reader hardware to output notes in the then-new Musical large body of work featuring the cellophane tape-based cor-
Instrument Digital Interface (MIDI) format, allowing note rections, the manual correction of the errors after scanning
pitch, duration and dynamic data to be encoded in a com- was deemed by Trimpin to be restrictively time consuming,
pact and portable format. It was at this stage that Trimpin especially considering the event-dense nature of many of
approached Conlon Nancarrow, offering to travel to Nan- Nancarrow’s Studies.
carrow’s Mexico City studio in order to transcode the exist- To address the false positive events produced by the op-
ing Studies into MIDI format. Nancarrow, far from rejecting toelectronics’ interactions with the cellophane tape repairs,
the move toward the electronic composition of player piano Trimpin opted to produce a second version of his piano roll
studies, embraced the opportunity for both the archiving and reader. This roll reader forewent the phototransduction-
future use and extension of his work. based approach, instead utilizing a pneumatic transduction
In order to test the quality of the transcoded Studies, approach intended to more closely match the functioning
Trimpin brought his Piano Vorsetzer to Nancarrow’s studio. of a traditional player piano’s roll-reading mechanism. This
He positioned the Piano Vorsetzer above the keys of Nancar- second version of the piano roll reader consisted of a vacuum
row’s piano, allowing the pieces to be tested for accuracy as cleaner–based suction source and a linear array of pressure
they were transcoded. After copying a number of example switches. In the absence of a punched hole, the pressure pro-
pieces, he played back the resultant MIDI files through the duced by the vacuum cleaner would be blocked by the paper
solenoid-equipped MIDI-compatible Piano Vorsetzer. Im- as well as by any cellophane tape–based correction. In the
mediately, Nancarrow identified extraneous notes playing presence of a punched hole, however, the air pressure at the
alongside the correct ones. Assuming that the problem lay pressure switch would change and would be registered as a
within the electronics of the piano roll reader, Trimpin tested MIDI event. With this problem solved, Trimpin was able to
the reader by feeding in a known-to-work 88-note test roll; commence the process of transcoding all of Conlon Nancar-
the test roll scanned and played back correctly. Curious, row’s hand-punched piano rolls into the MIDI format. Once
Nancarrow and Trimpin examined the rolls that had been rendered as electronically stored media, these works were
hand-punched by Nancarrow. Trimpin noticed the pres- ready for long-term preservation and extension, as discussed
ence of small pieces of clear cellophane tape covering some in the following section.

34 Murphy and Trimpin, Transcoding Nancarrow at the Dawn of the Age of MIDI
Preservation, Playback and Extension wooden shoes struck with electromechanical actuators [9];
The act of transcoding Nancarrow’s pieces for player piano this interpretation of the Nancarrow studies premiered at the
into the MIDI format has created three key avenues through Sheridan Opera House in 1989. Similarly, in 1997 Trimpin
which Nancarrow’s work may be explored: the porting of debuted ConlonInPurple, a work featuring a hanging array of
the pieces to a format that allows for simplified analysis and five octaves worth of tuned bars and accompanying solenoid-
distribution, the playback of the pieces in a traditional man- based percussion mechanisms. ConlonInPurple extends Nan-
ner and the extension of the pieces to new instruments, ar- carrow’s piece into the spatial domain, “exploding” the pitched
rangements and presentation contexts. This article concludes and rhythmic elements into a room-filling sound sculpture
by briefly examining each of these avenues. through which gallery visitors may walk [10].
While MIDI is a relatively low-resolution format by con- More recently, Trimpin realized the Nancarrow Percussion
temporary standards, its temporal and pitch resolution is Orchestra. This 2012 showing at the Berkeley Art Museum
more than sufficient to serve as a digital storage format for and Pacific Film Archive at the University of California,
player piano compositions. The Nancarrow compositions Berkeley, celebrated the centennial of Conlon Nancarrow’s
transcoded by Trimpin may therefore now be archived, cop- birth. The orchestra (which featured an array of modified
ied and shared. Of particular interest from an archival and percussion instruments originally developed by Nancar-
scholarly perspective is the as-yet-unrealized potential to use row, illustrated in Fig. 2) epitomizes Trimpin’s practice of
the Nancarrow MIDI scores as the data set for analysis tech- extending and spatially expanding the original scores, play-
niques based on the advances made within the field of music ing a variety of Nancarrow’s compositions across an array
information retrieval. With the scores in an electronic for- of pianos and percussion devices [11]. The Nancarrow Per-
mat, there exists much potential for future work to be done cussion Orchestra, alongside ConlonInPurple and Klompen,
utilizing semi-automated techniques to analyze and study the serves as a hybridization of Trimpin’s approach and Nancar-
transcoded Nancarrow compositions. row’s composition: After decades of studying Nancarrow’s
While the possibility of detailed music information re- compositions, Trimpin has brought his sculptural sound art
trieval–based examination of the Nancarrow MIDI transcrip- installation background to bear, fusing the “visceral excite-
tions represents an avenue for future study, Trimpin has made ment and structural elegance” of Nancarrow’s scores with
use of the MIDI files both in traditional playback contexts in the reactive instruments that spread the sound throughout
collaboration with Nancarrow and in new interpretations of a listening space. Indeed, while the act of transcoding Nan-
the MIDI files realized through novel instruments. In 1989, carrow’s scores from their original piano rolls into the MIDI
Trimpin and Nancarrow first exhibited the transcoded Studies format is a worthwhile endeavor from a scholarly perspec-
at the Brooklyn Academy of Music. These studies were played tive (affording much potential digital analysis of the scores),
back as they were composed: utilizing mechanically actuated Trimpin’s extension, interpretation and reinstrumentation of
pianos. At the same time, Trimpin developed an interpreta- the compositions has exposed many new audiences to Nan-
tion of the Studies on Klompen, an array of MIDI-controlled carrow’s groundbreaking works.

References and Notes   9 This is shown in Jim Murphy, Ajay Kapur and Dale Carnegie, “Musi-
cal Robotics in a Loudspeaker World: Developments in Alternative
  1 Sasha Leitman, “Trimpin: An Interview,” Computer Music Journal Approaches to Localization and Spatialization,” Leonardo Music
35, No. 4, 12–27 (2011). Journal 22 (2012) pp. 41–48.
  2 See, for example, preeminent Nancarrow scholar Kyle Gann’s chap- 10 ConlonInPurple: Sound Installation by Trimpin, press release, Suyama
ter (“Trimpin, Nancarrow, and the Transfer of Memory”) in Anne Space, Seattle, WA (1 July 1999).
­Focke, ed., Trimpin: Contraptions for Art and Sound (Seattle: Uni-
versity of Washington Press, 2011). 11 Trimpin: Nancarrow Percussion Orchestra / MATRIX 244, press re-
lease, University of California, Berkeley Art Museum and Pacific
  3 Kyle Gann, “Nancarrow, Conlon,” in Grove Music Online, Oxford Film Archive, Berkeley, CA (2012).
Music Online (Oxford Univ. Press): <www.oxfordmusiconline.com/
subscriber/article/grove/music/19552> (accessed 11 October 2016).
Manuscript received 2 January 2017.
  4 These other music reproduction technologies are detailed in Focke
[2].
Jim Murphy is a sonic artist and researcher based in Wel-
  5 Arthur W.J.G. Ord-Hume, “Ornamentation in Mechanical Music,” lington, New Zealand. His work focuses on the development
Early Music 11, No. 2, 185–193 (1983). of new mechatronic musical instruments, as well as the means
  6 Curtis Roads, ed., Composers and the Computer (San Francisco: W.
by which audiences and musicians may interface with these
Kaufman, 1985). instruments.
  7 Thom Holmes, Electronic and Experimental Music, 2nd Ed. (New Trimpin is a Seattle-based artist whose artwork focuses on
York: Routledge, 2002). p. 235. the development of kinetic sound sculptures. Trimpin’s work
  8 Trimpin’s early automated installations are discussed in more detail has appeared internationally, and he is a 1997 recipient of a
in Steve Peters’ chapter “Archival Investigations” in Focke [2]. MacArthur Fellowship.

Murphy and Trimpin, Transcoding Nancarrow at the Dawn of the Age of MIDI 35

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