Professional Documents
Culture Documents
Presentation notes:
G- introduction and facts
H- state wise facts and issues
- Karnataka:
• March,1985- Elections held for Karnataka State Assembly. 139 out of total 225 seats were
secured by the Janata Dal. Congress emerged as the next largest party by by winning 66
seats.
• R.H. Hegde, elected leader of Janata dal became the chief minister but resigned on
August 12, 1988, SR Bommai was the then elected leader of the Janata Dal and became
the chief minister.
• February 1989- Strength of Janata dal reduced to 111. However, two days later, Minister
K.R. Molakery of the Janata Dal submitted his resignation letter to the Governor, along
with that of 19 other legislators. The Governor wrote to the President stating that the
Bommai Government had lost its majority, and the President should now exercise powers
under Article 356(1).
• The president, forgoing a vote of confidence in the assembly, issued a proclamation and
the Bommai government was dissolved.
• The following week, a writ petition was filed, but was dismissed by the Karnataka high
court.
• The case then went to the Supreme Court on appeal. Along with the case of dismissed
Karnataka State Assembly, were also the cases from Meghalaya, Nagaland, Madhya
Pradesh, Himachal Pradesh and Rajasthan challenging Presidential proclamations
under article 356 of the Constitution]
- Meghalaya :
• In the middle of political upheaval, the speaker of the house refused to count
the votes of 4 MLAs, on the grounds of them having breached anti defection
laws. Even after the 4 MLAs had received an order form the court which
called upon the speaker to let them into the house, he did not adhere to it.
• The speaker then called for a motion of confidence for the ruling government
and a motion of no confidence for the speaker was raised.
• Again the speaker refused to count the 4 MLAs, whose votes would have
proved the current governments confidence, and passed the no confidence
motion against the speaker.
• The MLAs approached the Supreme Court, which directed the speaker to
count their votes, but he still refused to do so, and the president soon after
issued a proclamation claiming that he was satisfied by the governor’s report
that a situation had arisen where the government was not adhering to the
constitution.
• The proclamation was approved by both houses.
- Nagaland:
- On 7 August 1988, the president issued the proclamation on the basis of the Governor
Report and dismissed the Government of Nagaland thus dissolving the Legislative
assembly. Vamuzo, leader of the opposition party, challenged the va lidity of the
Proclamation in Gauhati High Court. A Division Bench comprising the Chief Justice
and Hansaria, J. heard the petition. The Bench differed on the effect and operation of
Article 74 (Constitution of India)(2) and hence the matter was referred to the third
Judge. But before the third learned judge could hear the matter, the Union of India led
by Rajiv Gandhi's Congress Party moved this Court for grant of special leave which
was granted and the proceedings in the High Court were stayed
- MP HP Rajasthan
Following the Babri Masjid demolition, the law and order situation deteriorated quickly in
various states in India.
-On December 15, 1992, the President issued 3 separate proclamations to based on his
satisfaction form reports of Governors of all 3 states and otherwise received information.
o -The court ruled that it lacks the political astuteness to judge what would happen
following the extraordinary events of December 6, 1992, such matters were better
off left to the president and his COM. Thus the challenges to the proclamations in
these 3 states would not hold.
Main issue:
1. Whether the President has unfettered powers to issue the Proclamation under article
356(1) of the constitution.
Ancillary issues:
1. Whether the judicial review of the reasons which led to the issuance of the
proclamation stands barred?
2. Whether the Legislature dissolved by the Presidents proclamation can be revived if
the president proclamation is set aside.
3. Whether the validity of the Proclamation issued under Article 356(1) can be
challenged even after it has been approved by both Houses of Parliament under
Article 356(3).
4. Whether, notwithstanding the fact that a situation has arisen where there is a
breakdown of the constitutional machinery in the State, it is always necessary to
resort to the power of issuing Proclamation under Article 356(1)
5. What is the nature and effect of the action to be taken by the President pursuant to
the Proclamation issued by him?
6. Whether the court will be justified in granting interim relief and what would the
nature of such relief and at what stage it may be granted
7. Whether principles of administrative law would be applicable to test the validity of
the President’s Proclamation.
G- Sawant’s opinion
- An analysis of clause 1, which states that ‘a situation has Aries in which the
government of the state cannot be carried on in accordance with the provisions
of the constitution’, yields that:
1. If the president is satisfied
2. On receipt of report from the governor, or otherwise
3. The president may by proclamation:
i. Assume to himself, all or any of the functions of the
government of the state or all or any powers of the governors or
any other body or authority in the state, except the legislature.
ii. Declare that the powers of the legislature of the state shall be
exercised by the parliament or under its authority
iii. Make such incidental or consequential provisions as appear to
him to be necessary for giving effect to the objects of the
proclamation including provisions for suspending in whole or
in part the operation of any provisions of this constitution
relating to any body or authority in the state. (Para 279)
Power conferred by Article 356 is a conditioned power, not an absolute power. (Para
280)
The condition is the formation of satisfaction that a situation of the type contemplated
by the article has arisen. (Para 280)
This satisfaction is to be based on a report by the governor or received ‘otherwise’.
Thus making the existence of relevant material a precondition to the formation of
satisfaction. The use of the word ‘may’ also indicates an obligation not just a
discretion. (Para 280)
- Issue wise:
o Main issue:
Whether the President has unfettered powers to issue the Proclamation
under article 356(1) of the constitution.
- Nature and scope of power under 356 (1)
o Jeevan Reddy and Agarwal (Pandian concurring)
It is a conditioned power, not up to the absolute discretion of the president.
The condition is satisfaction.
Power is not only of the president, but of his council of ministers and PM
President has an obligation to consider their advise.
Art 356 not just for any emergency
Emergency in art 352 qualitatively diff than in 356
Breakdown of constitutional machinery is not a situation of emergency
356 is a measure to protect the Constitution only
It is not each and every non-compliance with the constitution but one where
the govt itself cannot be carried on.
o Pandian
Power only to be used when president is completely satisfied
o Ancillary issues:
Whether the judicial review of the reasons which led to the issuance of
the proclamation stands barred?
o Jeevan Reddy
Conditioned power, condition of satisfaction can be examined
No uniform rule, depends case to case
If proclamation mala fide, it should be struck down.
Court will not go into the adequacy of the material on which satisfaction was
based
Article 74 is only to protect secrecy b/w president and COM
Does not give immunity to ministers
Section 123 of evidence is not relevant to ascertain scope of Article 72
Section 123 states no information should be given from unpublished records
Court will only see what material was provided
Whether the validity of the Proclamation issued under Article 356(1) can
be challenged even after it has been approved by both Houses of
Parliament under Article 356(3).
o Jeevan reddy:
No petition to be entertained before actual issuance of proclamation
However open to HC/SC to entertain a writ questioning the proclamation if
they are satisfied that the writ raises arguable questions
Can do this before or even after parliamentary approval
Can stay dissolution of assembly, but not beyond the original term
What is the nature and effect of the action to be taken by the President
pursuant to the Proclamation issued by him?
o Reddy
Even though the proclamation acts as legislation, as it needs to be passed by
both houses of the parliament, it will not be classified as a legislation.
Moreover, Article 356 and its sub-clauses allow the President to take on the
role of the Governor of the state, or any other body as he would deem fit.
Whether the court will be justified in granting interim relief and what
would the nature of such relief and at what stage it may be granted
o Reddy
Yes, the court can stay the dissolution of an assembly, but not for so long, as
to allow the government to continue beyond its original term.
Whether principles of administrative law would be applicable to test the
validity of the President’s Proclamation.
o Reddy:
Cannot be applied
H-Ahmadi’s opinion
- Largely in agreement with conclusions of K. Ramaswamy
- On federal character of the constitution:
o True concept of federalism (para 13)
o “Political contrivance for a body of states which desire union but not unity.
o Absence of expressions like ‘federal’, ‘federation’ and the powers of the
parliament Inder Articles 2 & 3, concept of a singular citizenship, prove
beyond doubt that India is a quasi federal country. (Para 24)
- On Secularism under the Constitution:
o Adoption of articles 25, 26, 27
o Removal of separate electorates other than SC/ST (Para 28)
o Article 25 & 26 give a right to practice religion freely.
o In agreement with Sawant, Ramaswamy and Reddy that secularism is a basic
feature of the constitution. (Para 29)
- On Judicial review and Justiciability:
o Possibility of diff govts at state and centre cannot be ruled out.
o Merely because a the government in centre is not at power at state level, it is
not a valid enough reason under Article 356(1) to hold that a situation has
arisen in which the government of the state cannot be carried on in accordance
to the constitution.
o Such exercise of power maybe would be clearly mala fide. The decision of the
Supreme Court in State of Rajasthan v Union of India, to the extent it is
inconsistent with the above discussion does not lay down the law correctly.
Para 31)
o On Article 74 (2)
Argues that Article 74(2) is no bar to the production of all the material
on which ministerial advice was based for the dissolution of a govt.
(para 33)
A president can issue a proclamation under 356 only based on a report
from the governor, or ‘otherwise’ that a situation has arisen where the
government cannot tread the line of the constitution. (Para 35)
The test laid down in Barium Chemical Ltd. V Company law board1
for adjusting the validity of administrative actions will also have no
application. (Para 35)
‘The very nature of things which would govern the decision making
under Article 356, its is difficult to hold that the decision of the
president is justiciable.” Para (35)
“The court cannot interdict the use of the constitutional power
conferred on the president underArticle 356 unless the same is shown
to malafide.” (Para 35)
Unless a strong and cogent prima facie case is made out, the president
cannot be called upon to answer for his decision.
- Here, Ahmadi agrees with Ramaswamy, and Verma, when he says that no quia timet
action would be permissible in such case bc of limited ground for review
- The limited ground for review is only when the action is mala fide or ultra vires on
Article 356 itself. (Para 35).
- Applying the test above, Ahmadi rules that proclamations issued in M.P., Himachal
Pradesh, Rajasthan and Karnataka are not justiciable.
- Ahmadi is in agreement with the final order proposed by Verma and Ramaswamy.
- Agrees to the view on secularism by all the three judges.
- Also indicates areas of agreement and disagreement with views expressed by Sawant
and Reddy. I
-
1
n Barium Chemicals Ltd. v. Company Law Board17 the Secretary of the Company Law Board issued an order
under Section 237(b) of the Companies Act, 1956 appointing inspectors to investigate the affairs of a company.
Section 237(b) of the Act authorised such an appointment to investigate the affairs of a company "if, in the
opinion of the Central Government" there were circumstances suggesting (a) that the business of the company
was being conducted with the intent to defraud its creditors, members, or any other person; (b) that the
persons concerned in the formation of the company or the management of its affairs had been guilty of fraud
or misconduct towards the company or towards any of its members; (c) that the members of the company had
not given out all the information with respect to its affairs. The Supreme Court held that before the discretion
conferred by Section 237(b) of the Companies Act can be exercised, there must exist circumstances which in
the opinion of the authority suggest the grounds set out in the statut
Decision per case:
The apex Court declared, by a majority of 5:4, as unconstitutional the imposition of President's Rule
in Nagaland {1988), Kamataka (1989) and Meghalaya (1991). But the Court unanimously upheld the
dismissal of the BJP state governments of Madhya Pradesh, Rajasthan and Himachal Pradesh in
December 1992- because their activities were inconsistent with secular character of
the Constitution.
Held:
- Ahmadi:
o Proclamations of M.P., H.P, Rajasthan & Karnataka are not justiciable.
o Not necessary to issue any order for Meghalaya as fresh elections have taken place.
- Verma:
o Only Meghalaya case is justiciable.
o No alteration to the decision in State of Rajasthan case, except to the extent indicated.
- Sawant & Kuldeep:
o Karnataka:
Undue haste made by the governor, clearly mala fide
High court was wrong in hold that the floor test was not compulsory
Governor’s bona fide is irrelevant, question to be ascertained is whether he
explored all other possibilities before the proclamation.
o Meghalaya:
Governor failed to give effect to order of the SC
Mala fide clear
o Nagaland:
Governor should’ve allowed a floor test
Mala fide clear
o MP, HP, Rajasthan:
If a prognosis of current events deems that the government could possibly not
hold adhere to constitutional values, then quia timet action would be allowed.
Governor saw situation was getting worse, proclamation upheld.
- Ramaswamy:
o MP, HP, Rajasthan
Allowed bc it was based on violation of secular features of constitution.
Also allowed Meghalaya
- Jeevan Reddy and Agarwal (Pandian concurring)
o Karnataka:
Proclamation not valid.
Mala fide clear.
Floor test should have been conducted
o Meghalaya
Proclamation was unconstitutional
o Nagaland:
Fresh elections, held, no need for a judgement
o MP, HP, Rajasthan:
Same as Ramaswamy
Analysis of Article 356 (1):
- Nature and scope of power under 356 (1)
o Jeevan Reddy and Agarwal (Pandian concurring)
It is a conditioned power, not up to the absolute discretion of the president.
The condition is satisfaction.
Power is not only of the president, but of his council of ministers and PM
President has an obligation to consider their advise.
- Arts 356&352, 355, 357, 360 — other emergency provisions — meaning of ‘emergency’
o Sawant and Singh:
The above provisions can only be invoked if there is an emergency as
described by the provisions
Article 355 refers to 3 situations:
1. External aggression
2. Internal disturbance
3. Non-compliance to constitutional values
Article 356 refers only to the 3rd type
Internal disturbance cannot be short of armed rebellion
o Jeevan Reddy and Agarwal
Emergency in art 352 qualitatively diff than in 356
Breakdown of constitutional machinery is not a situation of emergency
356 is a measure to protect the Constitution only
- Art 356 & 154, 155, 159, 163 — ‘on receipt from the governor’ — Gov’s obligation to
make report — report to be made on advice from COM
o Ramaswamy
Dual role of governor, constitutional head of state and holder of independent
constitutional holder
Report is foundation to reach the president’s conclusion, so it must furnish
material with clarity
o Reddy and Agarwal (Pandian concurring)
Satisfaction can be formed from gov’s report or otherwise
- Art 356 — Gov’s report — floor test — is it a requisite?
o Sawant
Assessing majority is not a question of personal assessment
Constitution has ordained a forum through floor test, it must be done.
o Ramaswamy:
Floor test not necessary, there can be hore-trading going on
Gov should be left free to decide on his own
o Jeevan and Agarwal:
Floor test is only way of testing govt majority
An extremely violent situation is only instance where it can be skipped & it
must be mentioned in the report.
- ‘Govt of state cannot be carried on’ — meaning of ‘cannot’
o Sawant and Kuldeep
‘Cannot’ connotes a situation of impasse
Includes legal inability as well as physical
o Ramaswamy:
Only means a situation where a govt cannot be carried on in accordance with
the consti.
o Jeevan Reddy and Agarwal (Pandian concurring)
It is not each and every non-compliance with the constitution but one where
the govt itself cannot be carried on.
- Situations where govt cannot be carried on — ideology of govt should be consistent w
the constitution
o Ahmadi:
Merely bc there’s different parties at state & centre is no reason to issue
proclamation
Overrules the decision of State of Rajasthan case on this point to the extent it
is inconsistent
o Sawant and Singh:
Outline one such situation
‘When state govt does follow rules of the union in following constitutional
values’
Not the only situation
Don’t accept the view that no matter how bad a centre govt loses in lok sabha
elections, it will be a ground to issue proclamation.
State that Rajasthan case doesn’t take such a view
o Ramaswamy
Gives instances where it can be allowed
1. Large scale breakdown of law and order
2. Gross mismanagement of public affairs
3. Corruption or abuse of power
4. Danger to national integrity
5. Subversion of the constitution
o Reddy and Agarwal:
It would be more appropriate to deal with the situation on a case to case basis
- Art 356 — ‘meaning of otherwise’
o Ahmadi:
The meaning of it is of wide import, cannot be limited principles of evidence
in courts
o Ramaswamy:
Means other channels of information from which the president gets his
information
- Conditions precedent to issuing proclamation:
o Sawant and Singh
Conditions are :
President should be satisfied on gov’s report or otherwise received
info
A situation has arisen where govt of state canot adhere to
constitutional values
o Ramaswamy:
Satisfaction based on the governor’s report
o Reddy, Agarwal and. Pandian concurring
Satisfaction of the president is subjective
Since it is a case of subjective decision, natural justice principles do not apply
Federalism:
o Ahmadi:
Essence of a federation is existence of states and a union and demarcation of
power between them
Preamble makes it clear that legal sovereignty is with ppl of india, political is
with union and states.
Indian not entirely federal, state can encroach upon states, not the same in US
Quasi- federal
o Sawant and Kuldip:
States are sovereign in the fields left to them
States neither satellite nor agents of centre
o Ramaswamy:
Federal state is a political convenience intended to reconcile national unity
and integrity with maintenance of state’s rights
Essence of federalism is distribution of power between the union among its
co-ordained bodies.
Each of these bodies is organised and controlled by the state.
Powers so distributed that it can be exercised by each, making it their own
sovereign
o Reddy and Agarwal:
No fixed meaning of federalism.
Federalism in india with a bias for the centre. But doesn’t mean that states
aren’t mere appendages.
- Power under Art 356 to be used sparingly:
o Pandian
Power only to be used when president is completely satisfied
o Sawant and Singh:
Article 356 should be used as a last measure.
President should use all other measure first.
o Ramaswamy:
Overuse of Art 356 would make people lose faith in democracy
Art 356 must be used in circumspection and in a non partisan manner
Secularism:
- Politics cannot be mixed w religion
o Ahmadi:
Although added later in the constitution, secularism is a part of constitutional
philosophy
Term not defined bc it has an elastic definition
In agreement with Ramaswamy, reddy and Sawant that it is a basic feature of
the Constitution
o Sawant and Singh (Pandian Concurring)
Provisions of constitution prohibit theocratic state
Prevent the state from aligning with a sect or religion
Freedom and tolerance is only to the extent of permitting pursuit which is
different from secular life
Secular life includes domain of affairs of state, i.e. religion and politics
o Ramaswamy:
Indian secularism is not anti god
Positive secularism separates religious faith personal to man and limits it to
material and temporal aspects of human life.
Moves around the state and its institution and therefore it is political in
nature.
Religion is a matter of personal belief and worship etc
Secularism operates not he temporal aspect of the state activity in dealing
with ppl of diff religions
Secularism is not the antithesis of religions devoutness
State is aloof of religion
Proclamation based on faulting of secular guidelines cannot be faulted.
Such a proclamation cannot be adjudicated by the court
Agrees with reddy and Sawant