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negative effects of stress and promotes adaptation …’ affective illness, door to door survey of neighbourhoods in
( p. 165). Miller (1988), in a paper reviewing individuals’ which families with parents with affective disorders lived,
responses to stress, suggests a combination of body chem- and a random sample of subjects of a pre-paid health plan.
istry and personality factors that predispose individuals The selected families were Caucasian, English speaking,
to resilience. Studies in this school of thought focus on and had children 6–19 years old who lived with their
identifying the physical and psychological characteristics mother. The sampling method was designed to determine
that allow subjects to rise above adversity. similarities between groups of adolescents at risk and
those not at risk.
The second interview was the focus of this study. The
Resilience as a trait in children and adolescents
second sample was chosen from subjects in the initial
Resilience in children has been the focus of much atten- study. In order to be selected, subjects had to have had
tion. Studies of children in poverty (Garmezy 1993), ado- good overall ratings at the time of the initial study, a family
lescents with parents who suffer from affective disorders history of psychiatric disorder and a lack of major current
(Beardslee & Podorefsky 1988), children of divorced par- psychiatric involvement. Eight male and 10 female ado-
ents (Mulholland et al. 1991), and long-term behaviour of lescents met the criteria and agreed to participate. The
children with attention deficit hyperactive disorder subjects in the second sample were not average; they had
(Hechtman 1991) have all been investigated. Findings from no history of medical problems, had a mean intelligence
these studies suggest a constellation of characteristics that quotient of 113·5 (97–137), and had no diagnosed learning
constitute resilience. disabilities (Beardslee & Podorefsky 1988 p. 65). The major
Cowan & Work (1988) reviewed the literature pertaining weaknesses of the report were lack of discussion of validity
to resilience or ‘invulnerability’ (p. 597). Their review of the interview or instruments used and methods of stat-
identified three clusters of characteristics which provide istical analysis.
the framework for the discussion of resilience in children. Beardslee & Podorefsky (1988) found the characteristics
These clusters are: (a) personal predisposition — activity of resilient adolescents in their sample similar to the triad
level, social responsivity and autonomy; (b) warm, sup- identified by Cowen & Work (1988). At a personal level,
portive family environments; and (c) extrafamilial peer they had high activity levels and good work and academic
and adult support sources and positive role models records. These young people were ‘doers and problem
( p. 599). solvers’ (p. 67). The adolescents demonstrated self-
In an address to the Conference on Community Violence, understanding and the ability to reflect on changes in
Garmezy (1993) described characteristics of children who themselves and their parents. They could distinguish
sustained their competency despite being raised in pov- clearly between themselves and their parents’ illness and
erty. He identified a triad of ‘protective factors’ (p. 132) know they were not responsible for their parents’ illness.
consistently present in the literature. These factors were They could think and act independently.
similar to those discussed by Cowen & Work (1988): (a) per- At the family level, the resilient subjects studied by
sonal characteristics of the child — activity level, reflec- Beardslee & Podorefsky (1988) had, in several instances,
tiveness, cognitive skills, and a positive responsiveness to assumed the caretaker role, or had a sibling who had
others; (b) the presence of a caring adult and a warm cohes- assumed the role, to provide stability and cohesiveness in
ive family; and (c) strong external support — a maternal an otherwise disrupted family. In a review article compar-
substitute or school or church affiliation. ing this study with two others, Beardslee (1989) identified
the presence of a close confiding relationship as protective
Resilient adolescents against future stressful occurrences (p. 267). Finally, like
Beardslee & Podorefsky (1988) studied adolescents who the impoverished children in Garmezy’s (1993) study,
were functioning well in spite of living with parents with almost all the subjects in the study had external support
major affective disorders. The authors also identified per- through established close supportive relationships with
sonal, family and community traits associated with resili- friends, adults outside the family or siblings.
ent individuals. The purposes of the study were to Children of divorced parents were studied by
(a) assess the stability of the adolescents’ adaptive func- Mulholland et al. (1991). The focus of the study was aca-
tioning over time; (b) characterize their adaptive behav- demic performance but, in the discussion, Mulholland
iour; and (c) investigate their self-understanding and et al. (1991) identified the need for investigations of resili-
interpersonal relationships. ent children in the midst of divorce to identify protective
The study used a longitudinal design composed of two factors that allowed some subjects to weather the divorce
interviews occurring from 18 months to 3 years apart. The without the classic symptoms of maladjustment (p. 279).
subjects in the initial large sample were solicited in a non- The final study in this group is Hechtman’s (1991)
random way from three diverse groups: parents participat- review of studies investigating the long term outcome of
ing in a large study of the course and outcomes of serious attention deficit hyperactive disorder (ADHD). Hechtman
124 © 1997 Blackwell Science Ltd, Journal of Advanced Nursing, 25, 123–129
Resilience
identified several personal traits as characteristics of resili- The study indicated that the same traits identified in
ent subjects: absence of health problems; positive tem- investigations of children were important in this group.
perament factors — activity, adaptability, and social Like resilient children, these AIDS survivors had extraordi-
responsiveness; higher than average intelligence; positive nary personal resources: intelligence, education, wide-
self-esteem; autonomy; and good peer relationships. ranging interests, and the ability to adapt to change. They
Hechtman’s review diverges from the other studies in had a positive outlook and could articulate goals for the
relation to family factors promoting resilience. In addition future. Most of them had a confidant; all had access to com-
to warm, cohesive families, children from two-parent fam- munity resources such as services and adequate housing.
ilies fared better than those from one parent homes.
Resilience was also related to socioeconomic status. Subjects with cancer
Community factors important to outcomes in children In a study investigating the relationship between immuno-
with ADHD included strong community support and the suppression and a chronic state of psychological distress,
influence of church or school. It is to be noted that Antoni & Goodkin (1988) report that promotion of cervical
Hechtman was reviewing studies which focused on the carcinogenesis may be associated with specific personality
outcomes of children with ADHD in the general popu- traits and coping styles. The study was designed to repli-
lation, whereas other studies discussed above investigated cate and expand on a previous study by the same authors.
a specific portion of the population selected by socioecon- There were two directional hypotheses: (a) a more resilient
omic status (Garmezy 1993) or family type (Beardslee & group, characterized by an optimistic outlook and active
Podorefsky 1988, Mulholland et al. 1991) so that some of interpersonal style, would resist promotion of cervical
the variables identified by Hechtman were controlled. intraepithelial neoplasia (CIN); and (b) high levels of pessi-
In all the studies of children noted above, the constel- mism, hopelessness, social alienation, and somatic anxiety
lation of personal, family and community characteristics would potentiate the promotion of CIN. The independent
of resilient individuals was consistent. When assessing cli- variable was personality and the dependent variable was
ents’ abilities to respond to health problems, nurses should the degree of atypical neoplastic growth on the cervix of
take this constellation of characteristics into account. CIN and invasive carcinoma. A correlational design was
used with planned comparisons and stepwise multiple
regression.
Resilience as a trait in adults
Seventy-five subjects identified by abnormal pap smear
We now move to investigations of adult responses to ill- at an outpatient clinic were divided into five groups
ness or adversity. This group is diverse, including gay according to degree of cervical neoplasia. Subjects partici-
men’s response to acquired immune deficiency syndrome pated in a semi-structured interview and were adminis-
(AIDS) (Rabkin et al. 1993), Antoni & Goodkin’s (1988) tered the Millon Behavioural Health Inventory after being
correlational investigation of cervical neoplastic growth in examined by a physician and before the results of the
women, and studies of resilience in older women by examination were reported. Demographic data for the
Wagnild & Young (1990, 1993). entire sample as well as for individual groups was
In an excellent study of long term survivors of AIDS, evaluated.
Rabkin et al. (1993) used a survey approach to investigate The findings revealed a number of associations between
psychological and behavioural aspects of quality of life psychosocial variables and neoplastic promotion. Both
and health care use in a population of inner-city gay men. hypotheses were supported. Subjects with cancer were
The sample was a purposefully selected non-random found to have significantly (P<0·01) higher scores in pre-
sample composed entirely of urban gay men with AIDS; morbid pessimism, future despair, life-threat reactivity,
they were not intravenous drug users and had survived at and somatic anxiety than the control, CIN I, or CIN II
least 3 years after their first opportunistic infection. The groups. The subjects with cancer were also found to have
authors state that this sample was not typical of people a passive and conforming personality style. The CIN III
with AIDS across the country. During the design phase of group scored between the first three groups and the cancer
the study, the authors conducted pilot interviews and had group; this suggests a continuum.
learned that the experiences of women and of intravenous This was a very interesting study, unfortunately the
drug users with AIDS were significantly different from discussion of results focused on the characteristics of
those of the sample population. The responses of 53 subjects who had cancer and demonstrated lower resili-
subjects were included in the study. ence rather than those subjects who might have been
Rabkin et al. (1993) used a lengthy semi-structured inter- more resilient. Implications for resilience must be
view and several self-rating scales to evaluate the subjects. inferred through comparisons with the cancer group. The
The focus of the interviews was assessment of current reliability of the results were strengthened by the fact
mood disorders, psychiatric distress, future outlook, that this study is a replication of a previous study.
quality of life, and physical functioning. However the actual number of subjects in each group was
© 1997 Blackwell Science Ltd, Journal of Advanced Nursing, 25, 123–129 125
C.S. Jacelon
very small (10–18) and more confidence could be placed worded positively and rated on a seven-point scale, 1 being
in these results with larger numbers. Sample size was not ‘strongly disagree’, 7 being ‘strongly agree’. Possible scores
justified in the study, nor was there sufficient information range from 25 to 175. Pilot testing was conducted on 39
to compute power. undergraduate nursing students. After refinement, a mail
In a qualitative study using a grounded theory approach, survey was conducted. Questionnaires were mailed to
Wagnild & Young (1990) endeavoured to describe the qual- 1500 older adults in the pacific northwest, of which 810
ities that characterize elderly women who can adjust to (54%) were returned. Responses were anonymous. The
major life losses. Twenty-four Caucasian women between purpose of the study was to validate the RS. Subjects were
67 and 92 years old were interviewed. According to asked to complete several well established instruments
Bowers (1988), this is a rather large number of participants including the Life Satisfaction Index (LSI), Philadelphia
for a qualitative study. The article does not explain the Geriatric Center Morale Scale (PGCMS), the Beck
reasons for this number of participants. The study partici- Depression Inventory (BDI), and a measure of physical
pants appear to have been selected prior to the start of health (PH). The authors expected that these scales would
interviews, not as the theory emerged from the data. All correlate either negatively or positively with the RS. All
participants were identified by directors of senior citizens scores did correlate, and in the proposed direction (LSI
centres as having adjusted well after a major loss. Criteria positive, PGCMS positive, BDI negative, PH positive) at
for inclusion were social involvement, a mid to high level P≤0·001.
of morale as measured by the Philadelphia Geriatric Center Results were analysed using correlational analyses and
Morale Scale (Lawton 1975), and self-reported successful factor analyses to examine internal consistency and val-
adjustment. Losses included the death of a loved one, loss idity of the RS. Principal components analysis revealed
of employment, loss of health, and losses associated with two factors which explained 44% of the variance. Factor I,
relocation. personal competence, included self-reliance, indepen-
Each participant was interviewed once in a semi- dence, determination, invincibility, mastery, resourceful-
structured audio-taped session conducted in the partici- ness, and perseverance (Wagnild & Young 1993). Factor II,
pant’s home. Descriptive data were obtained and partici- acceptance of self and life, included adaptability, balance,
pants were asked to respond to a series of questions about flexibility, and a balanced perspective of life. The instru-
a particular loss within the last 5 years, although the ment was included in the article, and the article was pub-
authors indicated that ‘the interview was flexible enough lished in a journal dedicated to instrument development.
that the women could talk freely about their lives’ Limitations of the RS were discussed, areas needing
(Wagnild & Young 1990 p. 253). Bowers (1988), suggests refinement were identified, and potential uses for the RS
that interview schedules are inappropriate in this method; were identified.
instead the direction of interviews should be based upon The literature reveals several studies discussed above
directions from previous interviews. which focus on identification of resilience as a constel-
Wagnild & Young identified the following themes emerg- lation of traits of individuals. Personal factors such as
ing from the data: (a) equanimity — a balanced perspective activity level, reflectiveness, superior cognitive skills,
of one’s life experience; (b) perseverance — persistence in positive responsiveness to others, equanimity, persever-
spite of adversity, and a willingness to continue the strug- ance, self-reliance, meaningfulness and existential alone-
gle; (c) self-reliance — a belief in oneself and capabilities; ness have been identified as traits of resilient people.
(d) meaningfulness — the realization that life has a Family situations which include a caring adult, a warm
purpose and the value of one’s contributions; and supportive environment and close confidants were found
(e) existential aloneness — the realization that each to be important to resilient youngsters and AIDS victims.
person’s life path is unique. The authors compared Finally, several studies identified strong community
their findings to the available literature and noted its support as a feature of the live of resilient people.
congruence.
RESILIENCE AS A PROCESS
Measurement
The final study to be presented investigating resilience as Flach (1980, 1988) described the dynamic process of resili-
a trait is also by Wagnild & Young (1993). The purpose of ence as a system which can be learned at any point in
this study was to test an instrument developed to measure life. Rutter (1987) proposed a number of protective factors
resilience in people. Based on their 1990 research pre- by which ‘catalytic modification of a person’s response
sented above, and a review of the literature, Wagnild & to risk’ (p. 329) occur. Fine (1991) discussed the process
Young operationalized measurement of the five identified of resilience with respect to the demands of physical
components in the Resilience Scale (RS). and neurologic trauma in rehabilitation settings. Studies
The 25-item scale was developed from the responses of in this section will be presented in order by the age of
participants in the study described above. All items are subject.
126 © 1997 Blackwell Science Ltd, Journal of Advanced Nursing, 25, 123–129
Resilience
© 1997 Blackwell Science Ltd, Journal of Advanced Nursing, 25, 123–129 127
C.S. Jacelon
128 © 1997 Blackwell Science Ltd, Journal of Advanced Nursing, 25, 123–129
Resilience
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