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To cite this article: Glenn E. Richardson , Brad L. Neiger , Susan Jensen & Karol L. Kumpfer (1990) The Resiliency Model,
Health Education, 21:6, 33-39
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The Resiliency Model
Glenn E. Richardson, Brad L. Neiger, Susan Jensen
and Karol L. Kumpfer
Abstract
The health education and preven- new skills from the disruptive expe- Vaillant (1987), as well as a 32-year
tion professions are in the midst of a rience and put life’s perspective back longitudinal study of high-risk and
philosophical revolution attempting in a way that will increase abilities to resilient children by Werner (1989).
to build upon negative directioned negotiate life events. The model also The qualities that define individual
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risk reduction programs, which are identiJiesfour points during the dis- resilience have been demonstrated in
driven by the medical model, to com- ruptive process, where health educa- individuals from different ethnic
petency models. Noted psycholo- torslprevention specialists can inter- groups, different socioeconomic stra-
gists and psychiatrists have suggest- vene to protect, enhance, support, ta, different cultural settings, and at
ed that competency and resiliency and facilitate reintegration. different life stages (Werner, 1989).
characteristics are strengths that are Theoretically, however, resiliency is
more protective than risk reduction In the past, health professionals in its infancy. As to its applicability
efforts. Many suggested traits have have focused their research largely to prevention programs that are de-
been proposed for the resilient indi- on maladaptation and illness and the signed to enhance health behavior, it
vidual. This article reviews those char- associated predisposing risk factors is embryonic. Although some expla-
acteristics but more importantly, de- of these states. This risk factor focus nations have been presented, very
scribes the traits within the resiliency is partially due to the medical model little is really known about the total
model as a process applicable to approach and influence on federal, nature of resiliency (Cohler, 1987).
health education. This expanded view state, and foundation funding. In con- The prospects that resiliency hold,
of prevention includes perspectives trast, the wellness movement has however, are encouraging, if not com-
on the value of personal disruption produced a positive perspective on pelling. Anthony (1987) suggested that
and adversity as avenues to promote health which focuses on high levels an increased study of the forces of
growth and increased protective fac- of health rather than risks and prob- resiliency may provide far more sig-
tors. The process of psychological lems. The recent paradigm shift from nificant long-range benefits to our
reintegration is the ability to learn looking at problems to looking at society than the current application
positive health has produced compe- of prevention models designed to
Glenn E. Richardson is Director of tency models in psychology and psy- curtail the incidence of vulnerability.
the Health Behavior Laboratory in chiatry. The psychological concepts The purpose of this paper is to
the Department of Health Education
of empowerment (Rappaport, 1987), present a resiliency model which, for
at the University of Utah, Salt Lake psychological hardiness (Kobasa, the informed reader, provides insight
City, UT 841 12. Brad L. Neiger is a Maddi, & Kahn, 1982), and self effi- in two areas. First it will provide a
doctoral candidate in the Depart- cacy (Bandura, 1977) embody prin- framework for prevention and create
ment of Health Education at the ciples that focus on positive factors the structure for piecemeal studies
University of Utah and Director of in competent individuals. Moreover, and articles that currently exist in the
Risk Reduction with the Bureau of the concept of resilience has emerged prevention literature. Secondly, it ex-
Health Promotion and Risk Reduc- from the field of psychopathology pands the scope and challenge of
and child development to explain prevention and health education pro-
tion, Utah Department of Health.
how some individuals maintain healthy grams.
Susan Jensen is a doctoral candi-
date in the Department of Health lifestyles and become even more ca-
pable in spite of facing similar adver- Resiliency Defined
Education at the University of Utah
and a health education teacher at sities, stressors, or life changes that In this paper, we are striving to
Bryant Junior High School in Salt result in maladaptation to the life understand resiliency as a process of
Lake City, UT. Karol L . Kumpfer is event among non-resilient people. the interaction between individuals
Assistant Director of the Health Be- Resiliency as a research interest is and environmental circumstances that
havior Laboratory in the Depart- not completely new. This is docu- promote resiliency in youth. This
ment of Health Education at the mented by a 40-year study of resilient process perspective is contrary to the
University of Utah. children as adults by Felsman and perspective that resiliency is a state-
HEALTH EDUCATION, VOLUME 21. NO. 6 (ISSN 0097-0050) HEALTH EDUCATION-NOVEMBEWDECEMBER 1990 33
trait or characteristic within the in- Bandura speaks of self-efficacy as availability and utilization of external
dividual. The authors define resilien- requiring experience in mastering dif- support resources (Garmezy, 1987).
cy from a preventive perspective ficulties by a persevering effort. Another perspective is that resil-
although the application also has ther- Bandura (1989) states: ience is the ability to solve problems
apeutic implications. If people experience only easy success-
and alter approaches using any and
Resiliency is the process of coping es, they come to expect quick results and all external or internal resources as
with disruptive, stressful, or challeng- their sense of efficacy is easily undermined determinants of resilience (Anthony,
ing life events in a way that provides by failure. Some setbacks and difficulties in 1987). Anthony stated that the devel-
human pursuits serve a useful purpose in opment of a creative capacity can be
the individual with additional protec- teaching that success usually requires sus-
tive and coping skills than prior to the tained effort. After people become con- regarded as a superior level of com-
disruption that results from the event. vinced they have what it takes to succeed, petence in reintegrating one’s life
When a person is faced with a chal- they persevere in the face of adversity and following disruptions.
lenge, a new experience, a major quickly rebound from setbacks. By stick- Werner (1982, 1985, 1986, 1989)
ing it out through tough times, they emerge identifies resilient traits specific to
stressor or life event, the resilient from adversity with a stronger sense of
person may .temporarily experience efficacy. particular life stages. Her longitudinal
change, sense some personal doubt, data in fact, revealed that resiliency
The willingness even to attempt to changes at each developmental stage
and experience some disorganization
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tackle challenges or stressors in life in the life cycle. Her resilient subjects
of hidher world view. In time how- requires some degree of resilient self-
ever, he/she will use reintegrative were achievement oriented, indepen-
efficacy. Youth who do not believe dent, and experienced life satisfac-
and coping skills that allow the indi- they can succeed when an opportu-
vidual to learn, develop new skills, tion. These resilient individuals invest-
nity or a challenge arises, do not ever ed considerable time and energy in
and effectively deal with the life events. attempt to tackle the task according
Upon subsequent encounters with caring for others and consistently de-
to Bandura (1989). scribed personal competence and de-
similar life events, the individual is Rutter (1985, 1987, 1989) views
better able to negotiate with the ex- termination as their most effective
resilience and vulnerability as oppo- resources in coping with stressful
periences. This process perspective site poles of a continuum. Rutter has
is contrary to the perspective that events. This notion of determination
cautioned that resilience cannot be fits well with Bandura’s recent theo-
resiliency is a state-trait or charac- viewed as a fixed attribute of the
teristic within the individual. retical conception of resilient self-
individual. Those people who suc- efficacy described earlier.
Perspectives on Resiliency cessfully deal with problems at one Resiliency, in summary, implies
point in time may react adversely that the processes of coping with
Resilience has been defined by Flach when circumstances change. Rutter
(1989) as the psychological and bio- mild to severe disruptions are oppor-
suggests that effective planning, pos- tunities for growth, development, and
logical strengths required to success- itive self esteem, self efficacy and
fully master change. The change de- skill building. The products of the
response to key turning points in life resiliency enhancing process are in-
scribed in this definition refers to a are essential components of resil-
range of experiences from small stres- creased protective skills as well as
ience. skills that facilitate the coping pro-
sors in life to major bifurcations-a Investigation of children who dem-
term that Flach borrows from the cess. After repeated mild to severe
onstrate competence and effective disruptive experiences, the resilient
field of physics to characterize mo- functioning within varied environ-
ments of extreme change. Flach’s individual does not fall as far follow-
ments has resulted in several conclu- ing disruption and recovers in a short-
“Law of Disruption and Reintegra- sions made by Garmezy (1985,1987).
tion” is a central theme in the resil- er time.
First that “street smart” (Garmezy The facilitation of client acquisi-
iency model. He proposes that “fall- 1986, p. 513) children or in other
ing apart” is a necessary prelude to tion of resilient traits by health edu-
words, those that can function in and cators and prevention specialists has
personal renewal following signifi- deal with changing circumstances and
cantly stressful events. He suggests not been addressed in the literature.
environments, are closely aligned with The resiliency model briefly de-
that the temporary state of confusion the concept of competence. Garmezy’s
and anguish is a singular opportunity scribed below clarifies four points of
perspective of competence can be intervention for support persons. Each
to resolve old wounds, discover new equated to the concept of resilience
ways to deal with life, and effectively point of intervention requires slightly
as identified in this paper. One of the different purposes and facilitation
reorganize perspectives. Traits nec- most noteworthy of Garmezy’s con-
essary to successfully accomplish re- skills.
clusions has been his classification of
integration include creativity, the abil- potential protective factors into one The Resiliency Model: Individual
ity to tolerate pain, personal insight, of three categories: (1) dispositional Experiences
independence of spirit, the ability to attributes of the individual (i.e. tem-
restore self esteem, and freedom to perament and personality); (2) family The resiliency model depicts a sin-
depend on others within limits. cohesion and warmth; and (3) the gle point in time in the life of an
individual (see Figure I ) . This point
( )
Events, Challenges events without experiencing major
Envirosoeial disruption. Teachers using self es-
Protective Resilient
Pracesscs teem enhancing strategies, giving stu-
Hcinlqralion
dents an opportunity to be responsi-
ble for something (empowering),
teaching communication skills, and
providing instruction and experienc-
es in decision making are enviroso-
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