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Energy 61 (2013) 59e71

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Energy
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A novel solar trigeneration system based on concentrating


photovoltaic/thermal collectors. Part 1: Design and simulation model
Annamaria Buonomano a, Francesco Calise a, *, Massimo Dentice d’Accadia a, Laura Vanoli b
a
DETEC e Univ. of Naples Federico II, P.le Tecchio 80, 80125 Naples, Italy
b
DIT e Univ. of Naples “Parthenope” Centro Direzionale IS.C4, 80143 Naples, Italy

a r t i c l e i n f o a b s t r a c t

Article history: This paper analyzes the thermodynamic performance of high-temperature PhotoVoltaic/Thermal (PVT)
Received 28 July 2012 solar collectors. The collector is based on a combination of a parabolic dish concentrating solar thermal
Received in revised form collector and a high efficiency solar photovoltaic collector. The PVT system under investigation allows one
4 February 2013
to produce simultaneously electrical energy and high-temperature thermal energy by solar irradiation.
Accepted 7 February 2013
Available online 15 March 2013
The main aim of this study is the design and the analysis of a concentrating PVT which is able to operate
at reasonable electric and thermal efficiency up to 180  C. In fact, the PVT is designed to be integrated in a
Solar Heating and Cooling system and it must drive a two-effect absorption chiller. This capability is quite
Keywords:
PVT
new since conventional PVT collectors usually operate below 45  C. Among the possible high-
Triple-junction temperature PVT systems, this paper is focused on a system consisting in a dish concentrator and in a
Solar energy triple-junction PV layer. In particular, the prototype consists in a parabolic dish concentrator and a planar
receiver. The system is equipped with a double axis tracking system. The bottom surface of the receiver is
equipped with triple-junction silicon cells whereas the top surface is insulated. In order to analyze the
performance of the Concentrating PVT (CPVT) collector a detailed mathematical model was implemented.
This model is based on zero-dimensional energy balances on the control volumes of the system. The
simulation model allows one to calculate in detail the temperatures of the main components of the
system (PV layer, concentrator, fluid inlet and outlet and metallic substrate) and the main energy flows
(electrical energy, useful thermal energy, radiative losses, convective losses). The input parameters of the
model include all the weather conditions (temperature, insolation, wind velocity, etc.) and the
geometrical/material parameters of the systems (lengths, thermal resistances, thicknesses, etc.). Results
showed that both electrical and thermal efficiencies are very good in a wide range of operating condi-
tions. The study also includes a comprehensive sensitivity analysis in which the main design variables
were varied in order to evaluate the related variations of both electrical and thermal efficiencies.
Ó 2013 Elsevier Ltd. All rights reserved.

1. Introduction systems based on fossil fuels. However, during the last few years, a
new impulse is pushing the research regarding solar system as a
It is diffusely recognized that solar energy is one of the most consequence of the emerging policies of several governments
viable type of renewable energy sources. It is well known that solar promoting environmental-friendly energy sources, other than fossil
energy availability is significantly higher than the overall world- fuels [1,5e12].
wide energy demand [1e4]. Unfortunately, for several years this It is well known that solar energy can be used to produce
renewable energy source has been largely underutilized for several electrical energy and/or thermal energy, respectively by photovol-
reasons. First, the capital cost of solar systems was significantly taic collectors (PV) and heat by thermal solar collectors (SC).
higher than the one of conventional systems based on fossil fuels. Therefore, the production of both thermal and electrical energies
Then, the cost of the fossil fuels was very low due to their large requires the installation of two separate solar fields (PV and SC).
availability. Finally, solar systems were penalized by a very low This circumstance is often unfeasible due to the large land surface
power density, especially when compared to the conventional required to supply the demanded thermal and electrical energies
[1,5,9]. An improvement for increasing the overall power density of
both technologies consists in a combination of PV and SC effects.
* Corresponding author. Tel.: þ39 0817682301; fax: þ39 0812390364. This occurs in photovoltaic/thermal collectors (PVT) which simul-
E-mail addresses: frcalise@unina.it, frcalise@gmail.com (F. Calise). taneously provide electricity and heat. A PVT collector consists of a

0360-5442/$ e see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.energy.2013.02.009
60 A. Buonomano et al. / Energy 61 (2013) 59e71

Nomenclature q hour of the day


r density [kg/m3]
A area [m2] rPVT PVT reflectance
c specific heat [J/kg/K] s StephaneBotzmann constant
CPVT concentration ratio m viscosity [kg/m/s]
CPVT concentrating PhotoVoltaic thermal solar collectors hinv inverter efficiency
d fluid channel diameter [m] hmod module efficiency
fsp function of the ratio hPV PV efficiency
GPVT incident radiative flow [W] hopt optical efficiency
hc convective heat transfer coefficient [W/m2/K] hth thermal efficiency
hf fluid specific enthalpy [J/kg] hel electrical efficiency
IAM incident angle modifier
Ib beam radiation [W/m2] Subscripts
Itot total radiation [W/m2] a ambient
k conductivity [W/m/K] ap aperture
L length [m] avg average
m_f fluid mass flow rate [kg/s] back back surface
n number of channels ch channel
Nu Nusselt number conc concentrator
NTU number of transfer unit conv convective
p pressure [kPa] el electrical
PPVT PVT electrical power [W] f fluid
Pr Prandtl number gross gross
PV PhotoVoltaic HEX heat EXchanger
PVT PhotoVoltaic thermal solar collectors in inlet
Q heat [Wh] ins insulation
Q_ thermal power [W] net net
r area specific thermal resistance [m2 K/W] out outlet
Re Reynolds number plate square receiver
SC solar collectors PVT PhotoVoltaic thermal
T temperature [K] rec receiver
w velocity [m/s] side side of the rectangle
sky referred to sky
Greek symbols sub substrate
a absorptance top top surface
3R emittance th thermal
3 heat transfer effectiveness u Useful

conventional thermal collector whose absorber is covered by a use of a-Si is only limited by the fact that their electrical efficiency is
suitable PV layer [13]. The absorbed thermal energy is distributed to typically lower than the one of c-Si cells. A possible alternative for
a fluid (typically air or water), whereas the PV produces electricity increasing fluid PVT outlet temperature, without decreasing PV
[1,5]. The result of this arrangement is the combined production of electrical efficiency, may consist in the use of a heat pump (driven
electricity and heat and a possible improvement of PV efficiency. by PV electricity) [1,5,15]. Although the basic idea of the PVT was
For the majority of the PV materials, the electrical efficiency linearly developed about 40 years ago, this product is still far from a mature
decreases with the temperature [14]. Therefore, when the fluid commercialization [16]. Thus, several researchers are investigating
average temperature is relatively low (usually <40  C), the oper- several novel PVT arrangements [16e19]. For example, Zhao et al.
ating temperature of the PV layer may be lower than the one ach- investigated a novel PVT where thermal and electrical sections are
ieved by a conventional PV collector. In this case the electrical separated [20]. Furthermore, the selection of the appropriate cover
efficiency of the PVT would be higher than the PV one [1,5,14]. For (tedlar, DEA, glass-to-glass, etc.) is still not established due to the
this reason, PVT systems are particularly efficient when low- need of reducing simultaneously cover reflectance and heat
temperature heat is demanded (e.g., domestic hot water, floor transfer coefficient [21]. Similarly, different studies investigated the
heating, desiccant cooling etc.). The selection of PV material to be optimal design of fluid channels. Different options are under
integrated in a PVT collector is a key point for an efficient design of investigation: the cooling fluid may flow between the PV and the
such systems. In fact, the PV material must be selected as a function absorber or between the absorber and the insulation (as usual in
of the operating temperature of the PVT collector. When this tem- SC) [1,5]. Usually, the adopted PVT cooling fluid is water [18].
perature is low, crystalline Silicon cells (c-Si) are typically adopted However, several studies are focused on the use of air [19] or a
(the typical temperature coefficient is 0.45%/K). Conversely, for combination of air and water [17]. The use of air as cooling fluid is
higher operating temperatures (typically >80  C) innovative PV very attractive in case of building integration (BIPVT) [22].
materials (e.g. triple-junction) must be considered, since they are Anyhow, the main issue regarding PVT development is the
less sensitive to the operating temperature [1,5,14]. A further reduction of their capital cost, which is a crucial point for a possible
possible option may consist in the use of amorphous Silicon cells future massive commercialization of this technology. For the same
(a-Si) since they are cheaper than c-Si and their temperature co- peak power, the capital cost of PVT systems can be significantly
efficient (about 0.2%/K) is typically lower than the one of c-Si. The reduced increasing the radiative flux incident on PV receiver. In this
A. Buonomano et al. / Energy 61 (2013) 59e71 61

case, a dramatic reduction of the PV area per kWp would be ach- in the evaporator of a heat pump system. Al-Alili et al. [35] inves-
ieved. This reduction also results in a proportional decrease of tigated the use of a CPVT in a desiccant cooling system. Finally,
system capital costs. It is well known that an increase of radiative Rosell et al. [36] investigated a low concentrating PVT system based
flux can be achieved by concentrating systems. Concentrating PVT on a linear Fresnel receiver. The system was analyzed by a mathe-
collectors (CPVT) consist in PVT collectors placed in the focus of matical model subsequently validated by experimental data. The
some reflectors (Fresnel, parabolic, dish, etc.) [1,5,15,23]. Note also rated thermal efficiency was about 60%.
that CPVT can only convert the beam fraction of the total radiation. In a previous study published by some of the authors, a detailed
Therefore, when the beam-to-total radiation ratio is low, these finite-volume model of concentrating photovoltaic/thermal (PVT)
devices may be scarcely convenient with respect to the conven- solar collectors was developed. Such collectors are equipped with a
tional PVT. In fact, CPVT cannot utilize the diffuse radiation which is parabolic trough concentrator coupled with a linear triangular
converted into electricity and heat by conventional flat plate PVT receiver. Here energetic and exergetic sensitivity analyses were
systems. Furthermore, the increase of radiative flux achieved in carried out [37]. With respect to such study, this paper is focused on
case of CPVT systems also allows one to raise CPVT and fluid average the technology of concentrating parabolic dish PVT solar collectors.
temperatures. In case of PVT a theoretical maximum temperature of The paper presents a design procedure and a simulation model of a
240  C has been estimated, although prototypal CPVT typically novel concentrating PVT collector. The layout of the PVT system
operate below 100  C in order to preserve system reliability and under investigation was derived from a prototype recently pre-
operating life [23,24]. However, such temperature cannot be ach- sented in literature [23,28] and commercially available. From this
ieved by conventional c-Si cells since their voltage drops to zero point of view, a zero-dimensional model of such prototype
around 270  C [14]. For high-temperature CPVT systems the most concentrating PVT collector was developed, validated and pre-
suitable PV material is the triple-junction PV whose nominal effi- sented by some of the authors in references [38,39]. Here, a water
ciency of 40% (at 25  C) drops around 20% at 240  C. The perspective coolant operating at low-medium temperature was taken into ac-
of using high-temperature PVT is very interesting since it extends count. With respect to such previous studies and the literature
the number of possible applications. An example consists in the use review, the main novelties of the presented work consist in: i) the
of the high-temperature heat provided by the PVT to drive a heat design of the prototype microchannel, and ii) the type of coolant
engine [25] or an Organic Rankine Cycle (ORC) [26] or a Solar fluid (diathermic oil), working at high temperature. Such modifi-
Heating and Cooling system (SHC) [23]. cations were adopted with the scope to improve the device overall
However, commercially or pre-commercially available CPVT performance and permit its integration in high-temperature solar
systems are typically a small amount of the PVT under development heating and cooling systems. Furthermore, the final goal of this
[16]. Similarly, the availability of theoretical and experimental paper was the development of a new simulation model of the dish
studies investigating CPVT performance is scarce. In particular, CPVT collector to be included in TRNSYS simulation environment
Mittelman et al. [23,27,28] performed some experimental and [40], aiming at using this model for dynamic simulations of solar
theoretical works dealing with CPVT systems. In reference [28] trigeneration systems (as sown in Section 2 of this paper). The
presented a novel miniature CPVT based on a dish concentrator prototype consisted in a parabolic dish concentrator and a planar
(0.95 m2) and a silicon PV cell. A thermal model for that system was receiver. The bottom surface of the receiver (facing the concen-
developed in order to predict its performance. The system provides trator) is equipped with triple-junction silicon cells whereas the
140e180 W of electricity and 400e500 W of heat. The cost of the top surface is covered by a thermal insulation. With respect to the
system was evaluated at 2.5 $ per peak electric Watt. The operation hybrid square microchannel solar cell thermal tile of the original
at high temperature of similar CPVT systems was also analyzed both prototype, in this work the PV layer is placed on a metallic substrate
for solar cooling [23] and water desalination [27] applications. A which include the fluid channels required for the heat removal. The
Parabolic Trough CPVT prototype was experimentally investigated system is managed by a double axis tracking system, following both
by Coventry [29]. In this work the author pointed out that one of solar azimuth and zenith angles. Similar systems (consisting of a
the major challenges in designing CPVT systems is to achieve an single and two coupled dish concentrators) were recently pre-
acceptable radiation flux distribution. The concentration ratio of sented by an Israeli company (www.zenithsolar.com). In the pre-
the system under investigation was 37, thermal and electrical ef- sent study a detailed 0-dimensional mathematical model of the
ficiencies were rated respectively at 58% and 11%. In this study the CPVT under investigation has been developed. This model is based
author also concluded that the thermal efficiency of CPVT is higher on zero-dimensional mass and energy balances on the control
than the one of flat plate solar collectors only when radiation is volumes of the system. In particular, in order to identify the energy
scarce and/or ambient temperature is low. In fact, flat plate col- losses occurring during the incident solar radiation conversion to
lectors convert both beam and diffuse radiation, whereas CPVT can electricity and heat, one dimensional heat transfer and steady state
only convert the beam one. Parabolic Trough CPVT were also operation assumptions have been adopted.
investigated by Li et al. [30e32] comparing the electrical and The model was subsequently used in order to design and
thermal efficiencies of the system varying the PV technology, for parametrically optimize the system. Therefore, this procedure al-
different concentration ratio. Authors concluded that GeAs cells lows one to identify several design parameters, such as: thermal
increase electrical efficiency with respect to silicon cells. However, insulation rate, fluid channel geometry, receiver geometry, etc. The
the thermal efficiency of GeAs results lower than the one of silicon simulation model also allows one to calculate in detail the tem-
cells. Authors also pointed out that the cost of unit area of the GeAs peratures of the main components of the system (PV layer,
is 3067.16 $/m2 versus the 131.34 $/m2 of the silicon cell. A similar concentrator, fluid inlet and outlet and metallic substrate) and the
work was performed by Bernardo et al. analyzing a low concen- main energy flows (electrical energy, useful thermal energy, radi-
trating parabolic trough CPVT for the Swedish climate [33]. This ative losses, convective losses). The input parameters of the model
study presents a thermal model of the PVT subsequently validated include all the weather conditions (temperature, insolation, wind
by experimental data. The system is based on a combination of a velocity, etc.) and the geometrical/material parameters of the sys-
one axis tracking parabolic concentrator and silicon cells. This tems (lengths, thermal resistances, thicknesses, etc.). The model
prototype is distributed by the Swedish company Absolicon. was also used in order to evaluate both electrical and thermal ef-
Additional specific applications of CPVT technology are also inves- ficiency curves related to the beam incident radiation, fluid inlet
tigated in literature. Xu et al. [34] analyzed the integration of CPVT temperature and external temperature. Finally, the same model
62 A. Buonomano et al. / Energy 61 (2013) 59e71

will be used in additional works for being integrated in transient In other words PV and substrate temperature are assumed uniform.
simulation environments in order to evaluate the overall yearly All these assumptions are consistent with those typically adopted
performance of the system under investigation. in literature [1,5,17,23,28,29,33,36,42,43].
The system was assumed to operate up to 180  C, since it is
2. CPVT simulation model intended to supply hot stream to a double-effect absorption chiller
for Solar Heating and Cooling applications. Therefore, diathermic
2.1. System layout oil was considered as operating fluid. Nevertheless, since the model
discussed above is general, it can be used with any fluid. The
The idea of CPVT considered in this study is based on the work thermo-physical properties of the oil were assumed not depending
performed by Mittelman et al. [23,28] and on the prototype on the operating temperature, though empirical temperature-
recently commercialized by ZenithSolar. However, the geometrical dependent correlation could be easily implemented when avail-
properties and the materials of the CPVT considered in this study able. Such values are summarized in Table 1.
are significantly different from those of the above-mentioned Conversely, the thermo-physical properties of the air area
prototype. The CPVT (Fig. 1) consists in a parabolic dish concen- accurately calculated using the routines included in EES software.
trator, equipped with a two-axis tracking system. A planar receiver In this study a rectangular shape for the receiver is assumed.
is placed in the focus of the parabola. This receiver consists of: Therefore, the frontal area of the receiver (Arec) is the square of the
triple-junction PV layer, metallic substrate including fluid channels, length of the two sides (Lside,1 and Lside,2) of the rectangle:
thermal insulation (Fig. 1).
The side of the planar receiver facing the parabolic dish Arec ¼ Lside;1 $Lside;2 (1)
concentrator is equipped InGaP/InGaAs/Ge triple-junction solar
cells [24], whereas the top side of the receiver is equipped with a Obviously, the same area will be considered for all the layers of
thermal insulation. The receiver includes an inner channel where the receiver (PVT, insulation, metallic substrate, etc.).
the fluid to be heated flows. Therefore, the concentrated solar The concentration ratio is defined as the ratio between the area
irradiation is converted simultaneously in electricity by the PV layer of the receiver, Arec and the aperture area, Aap, of the concentrator:
and in thermal energy by the cooling fluid.
Arec
CPVT ¼ (2)
2.2. Governing equations Aap
The optical efficiency (hopt) of the concentrator is assumed being
Although simplified models for the calculation of CPVT perfor- constant [23]. Therefore, the radiation incident on the receiver
mance are available in literature [41], they cannot be applied to the surface (PV side, facing the concentrator) is:
system under investigation due to the use of concentrating systems
and triple-junction cells. Therefore, an appropriate model, based on GPVT ¼ Arec Ib CPVT hopt (3)
energy balances, has been developed in this paper in order to
design and simulate the CPVT under investigation. This is a 0-D As usual in concentrating systems, in the previous equation only
model since the final scope of this work is to create a new Type the beam incident radiation (Ib) is considered. Note that, due to the
to be integrated in TRNSYS environment [40]. The model of the double axis tracking system of the collector under investigation, the
CPVT has been developed in EES (Engineering Equation Solver) solar radiation is always perpendicular to the concentrator aperture
which can be easily interfaced with TRNSYS, since it allows a simple area. In this case, no Incidence Angle Modifier (IAM) [4] must be
formulation of the equations as well as their fast and robust solu- considered.
tion. Therefore, the model should be sufficiently fast for being used Note also that solar radiation concentrated on the PVT layer is
in a quasi-stationary yearly simulation. not the sole radiation incident on the receiver. In fact, the top
The general assumptions adopted for the model are: thermo- surface of the receiver absorbs part of the total radiation incident on
dynamic equilibrium, steady state, kinetic and gravitational terms its surface. In this case, the calculation of the heat absorbed by the
negligible in the energy balances, radiation uniformly concentrated top surface of the receiver (facing the sky) must consider the total
along PV area. In addition the small thickness of the PV layer and the radiation since this is a non-concentrated radiative heat flux.
high conductivity in the metal substrate allow one to assume Therefore, the additional thermal energy absorbed by the top
negligible temperature gradients in the PV film and in the substrate. thermal absorber is:

3.9 m Fluid Channel


Concentrator

Receiver 0.60 m

Substrate

0.60 m

Receiver Upper Section


CPVT Upper View
Thermal
Fluid Insulation
Channel Substrate
Concentrator
PV Layer
Receiver

CPVT Frontal View Receiver Frontal Section

Fig. 1. CPVT layout.


A. Buonomano et al. / Energy 61 (2013) 59e71 63

Table 1
Diathermic oil properties. hPV ¼ 0:298 þ 0:0142ln ðCPVT Þ
Property Value Unit
þ ½  0:000715 þ 0:0000697ln ðCPVT ÞðTPVT  298Þ
Specific heat, cp 2980 J/(kg K) (11)
Viscosity, m 4558 $ 106 Pa s
Conductivity, k 0.113 W/(m K) The net power produced by the system is reduced by the
Density, r 870 kg/m3 amount of electricity lost in the module connections and in the
inverter, considering the corresponding conversion efficiencies
(hmod and hinv) [23].

Qtop ¼ Atop Itot atop (4) PPVT;net ¼ PPVT;gross hmod hinv (12)

Assuming the top surface area as gray surface and considering Finally, the useful heat absorbed by the cooling fluid is:
that the area of the top surface is much lower than the one of the
sky, the radiative heat transfer between the top surface (side of _ f ðhout  hin Þ
Qu ¼ m (13)
insulation facing the sky) and the sky can be calculated as
In the previous equation, the enthalpies of the inlet and outlet
follows [4]:
cooling fluid (hin and hout) are calculated by the thermo-physical
  property subroutine discussed above.
Qtopsky ¼ Atop 3 R;top s Ttop
4 4
 Tsky (5) Therefore, the overall energy balance on a control volume
including the entire receiver (from PVT to the insulation) is:

 
Arec Ib CPVT hopt þ Atop Itot atop ¼ m_ f ðhout  hin Þ þ CPVT Arec Ib hopt hPV þ Arec Ib CPVT hopt rPVT þ Atop 3 R;top s Ttop
4 4
 Tsky
   (14)
þ APVT s3 R;PVT TPVT
4 4
 Tconc þ APVT hc;PVT ðTPVT  Ta Þ þ Atop hc;top Ttop  Ta

Here, the sky equivalent temperature is calculated using TRNSYS Note that in this energy balance the left side is representative of
routine. the energy flows entering the control volume, whereas the terms at
Similarly, assuming the area of the concentrator much larger the right side of the equation are the energy flows exiting the
than the one of the PVT receiver and assuming both PVT and control volume. Among these terms at the right side, the first one is
concentrator as gray surfaces, the radiative heat transfer between the useful thermal energy, the second one is the electrical power
the PVT and the concentrator [4]: produced and all the remaining terms are losses, clearly divided
  between radiative and convective ones.
QPVTconc ¼ APVT s3 R;PVT TPVT
4 4
 Tconc (6) A second energy balance considers the control volume including
the metallic substrate and the fluid channel (also including the fluid
The convective heat transfer between the PVT and the air is flowing inside). In this study, this control volume can be considered
calculated as follows [44]: as a heat exchanger. In particular, it is here assumed that the tem-
perature of the metallic substrate is homogeneous along both di-
Qconv;PVT ¼ APVT hc;PVT ðTPVT  Ta Þ (7)
rections. In this case, the primary side of the heat exchanger is at
The convective heat transfer coefficient, hc,PVT, included in the constant temperature equal to the temperature of the metallic
previous equation is calculated using the following correlation, substrate. This assumption can be considered acceptable as a
relating the Nusselt, Reynolds and Prandtl numbers [44]: consequence of the high thermal conductivity of the metallic sub-
strate [23,27,28,33,42] and allows one to develop a 0-D model of the
Nu ¼ 0:664Pr3 Re2
1 1
(8) CPVT. According to this approach, the thermal performance of the
heat exchanger can be calculated using the well-known 3 -NTU
The same correlation is used to calculate the heat transfer co- technique [45]. For the case under consideration, the NTU number is:
efficient between the top receiver surface and the air, hc,top. The 1
corresponding heat flow is [44]: AHEX
1
þ rsub
 UHEX AHEX hfluid
Qconv;top ¼ Atop hc;top Ttop  Ta (9) NTU ¼ ¼ (15)
_C _ f cf
m
min
The gross electrical power produced by the PV layer is:
Here, the overall heat transfer coefficient, UHEX, is calculated
PPVT;gross ¼ CPVT APVT Ib hopt hPV (10) taking into account both substrate and fluid thermal resistances.
Similarly, the minimum heat capacity ratio, C_ min , is calculated with
Note that this energy is calculated considering the concentrated respect to the fluid. The heat exchange area, AHEX, is the lateral area
beam radiation (corrected by the concentrator optical efficiency) of the fluid channel (see arrangement shown in Fig. 1), which is
incident on the PV layer, corrected by the electrical efficiency of the proportional to the overall length of the fluid channel included in
PV, hPV. As discussed above no IAM coefficient must be taken into the metallic substrate, LHEX. Such length is calculated taking into
account due to the double axis tracking system, included in the account all the length of all the straight channels and considering
CPVT under investigation. their quantity (nch).
The electrical efficiency of the triple-junction PV (hPV) is
experimentally related to the concentration ratio and to the tem- 
AHEX ¼ pdch LHEX ¼ pdch Lside;2 nch (16)
perature [23].
64 A. Buonomano et al. / Energy 61 (2013) 59e71

The number of channels has been determined as a function of sun) of the concentrator, and the convective heat loss at the back
the ratio (fsp) between the actual and maximum number of surface.
channels: Eqs. (14), (20), (21), (24) and (25) are a system of five equations
  in the above mentioned five unknowns. This system of equations is
Lside;1
nch ¼ INTEGER fsp (17) highly non-linear as a consequence of the radiative terms included
dch in the energy balances and of the correlations for the calculations of
The thermal resistance of the metallic substrate, rsub, is typically heat transfer coefficients. This system must be solved by conven-
orders of magnitude lower than the one of the fluid. According to tional numerical iterative techniques.
the assumption used in reference [28] and to the calculated values Note also that the model discussed above lies on the assumption
of Reynolds number, the fluid heat transfer coefficient, hfluid, is of steady state. However, this assumption can be easily removed,
evaluated assuming a fully developed turbulent flow: simply adding the capacitive terms in the five energy balances
described above. In that case, the algebraic system of equations
4 2
turns in a system of differential equations that can be easily solved
Nuf ¼ 0:023Re5f Pr5f (18)
using well-known techniques also included in EES. However, re-
Finally, the heat transfer effectiveness is [45]: sults from those calculations showed that these capacitive terms
are usually negligible, so that the deviation of results between the
3 ¼ 1  eNTU (19) steady and transient models is often small. Therefore, it can be
concluded that, for the case under investigation, the steady model
Thus, the energy balance for the considered heat exchanger is:
is preferable since it is much faster than the transient one.
_ f ðhout  hin Þ ¼ 3 m
m _ f cf ðTsub  Tin Þ (20) The overall performance of the CPVT is often evaluated using the
well-known thermal and electrical efficiencies, which are conven-
The third of the required five equations is derived from an en- tionally related to the incident beam radiation and to the collector
ergy balance on a control volume including the PVT layer, and the aperture area:
metallic substrate.
_ f ðhout  hin Þ
m
T  Tsub T  Ttop hCPVT;th ¼ (26)
Arec PVT _ f ðhout  hin Þ þ Atop sub
¼ m (21) Aap Ib
rPVTsub rtop
Thermal resistances can be calculated as follows: CPVT APVT Ib hopt hPV
hCPVT;el ¼ (27)
Aap Ib
tPVT t
rPVTsub ¼ þ sub (22)
kPVT 2ksub
2.3. Design data and model validation
t t
rtop ¼ sub þ insul (23) CPVT design parameters are reported in Table 2 [23,27,28,33,42]
2ksub kinsul
whereas the boundary conditions are shown in Table 3. Note that
In other words, the previous equation shows that the conductive these design parameters are selected with the scope of using the
thermal flow coming from the PVT layer is partly used to increase CPVT collector under investigation to drive a double-effect ab-
the outlet temperature of the cooling fluid and is partly con- sorption chiller in a solar heating and cooling system. Presently, no
ductively exchanged with the top side of the receiver. data is still available in literature for the CPVT analyzed in this pa-
A fourth energy balance can be considered with respect to the per, since the related experimental campaign is still in progress.
control volume including the top side of the substrate and the top However, some performance data are available for a similar system
surface of the receiver: equipped with c-Si cells [39,46]. Therefore, in order to perform a
  validation of the simulation model discussed in the previous sec-
Tsub  Ttop
Atop þ Atop Itop ¼ Atop Itop rtop þ Atop 3 R;top s Ttop
4 4
 Tsky tions, the design parameters and the boundary conditions have
rtop been modified according to the peculiarities of the experimented

þ Atop hc;top Ttop  Ta prototype [39,46]. The model showed an acceptable accuracy, being
able to predict the CPVT fluid outlet temperature with an error in
(24)
the same order of magnitude of the measurement uncertainty, as
Finally, the last energy balance considers the control volume shown in Fig. 2. A similar accuracy is also achieved for the predic-
including only the parabolic dish concentrator. tion of the electrical production. However, the validation of the

   
APVT s3 R;PVT TPVT
4 4
 Tconc þ Itot Aconc aconc ¼ Aconc s3 R;conc;back Tconc
4 4
 Tsky þ Aconc hc;conc;front ðTconc  Ta Þ
(25)
þ Aconc hc;conc;back ðTconc  Ta Þ

In this case, the left side of the energy balance includes the electrical performance is not significant for the present study since
radiative heat transfer with the PVT and the radiative energy the prototype under investigation is equipped with c-Si cells,
absorbed by the concentrator surface. Conversely, the terms at the whereas the CPVT considered in this study used IIIeV cells.
right side of the equations are respectively: the radiative heat Nevertheless, as discussed before, Eq. (11) is derived from experi-
transfer of the back surface (external side of the parabola) of the mental data. Therefore, the electrical performance of the CPVT
concentrator, the convective losses at the front surface (facing the under investigation is intrinsically validated.
A. Buonomano et al. / Energy 61 (2013) 59e71 65

Table 2
CPVT design parameters.

Parameter Symbol Value Unit


Receiver Side 1 Length Lside,1 0.60 m
Receiver Side 2 Length Lside,2 0.60 m
CPVT aperture area Aap 12 m2
Fluid channel diameter d 0.02 m
Top surface absorptance atop 0.30
Top surface reflectance rtop 0.03
Concentrator absorptance aconc 0.03
Back surface concentrator 3 conc 0.30
emissivity
Top surface emissivity 3 top 0.20
PV reflectance rPVT 0.03
PV emissivity 3 R,PVT 0.20
Fluid channel diameter dch 0.02
Optical efficiency hopt 0.90
Module efficiency hmod 0.90
Inverter efficiency hinv 0.90
Top thermal resistance rtop 3.75 m2  C/W
PVT-substrate thermal rPVT-sub 3.8 $ 104 m2  C/W
resistance Fig. 3. CPVT electrical and thermal efficiency.
Fluid channel spacing fsp 0.50

linear interpolating curve. In fact, the thermal efficiency curve of a


solar thermal collector is a second-order polynomial only when
Table 3
constant heat transfer coefficients are considered [4]. However, the
CPVT boundary conditions.
proposed model is more accurate that the conventional approach
Parameter Symbol Value Unit [4], since the overall heat transfer coefficients are not constant and

Fluid inlet temperature Tin 150 C vary with the CPVT operating conditions.

Sky temperature Tsky 25 C

Conversely, there is not any good correlation between the
Ambient temperature Ta 25 C
Ambient pressure pa 101 kPa electrical efficiency and the parameter shown in Eq. (28). In fact, the
Wind velocity wa 5.0 m/s electrical efficiency of the CPVT basically depends on the operating
Total radiation Itot 1000 W/m2 temperature of the PV layer and on the concentration ratio, as
Beam radiation Ib 800 W/m2 shown in Eq. (11). In the case of the electrical efficiency it is a
common use to show this parameter as a function of fluid average
temperature [29,33,42]. This graph is shown in Fig. 4 where the
3. Results and discussion linear interpolating curve is also displayed. Such figure shows that
the electrical efficiency basically linearly depends on the fluid mean
On the basis of the model of the CPVT discussed in the previous temperature since such temperature directly affects the PV layer
section, the curves of the electrical and thermal efficiencies were temperature. Note also that the electrical efficiency scarcely de-
analyzed as a function of the well-known parameter [4]. pends on the incident beam radiation. The plot shown in Fig. 4 is a
sort of graphical representation of the PVT electrical efficiency
  correlation shown in Eq. (11).
Tin þ Tout
 Ta Fig. 3 shows that the optical efficiency of the CPVT under
2 Tf ;avg  Ta
¼ (28) investigation is slightly lower than 60%. Similarly, it is also impor-
Ib Ib
tant to show that the efficiency curve is stably positive even in the
The result of this analysis is shown in Fig. 3. Here, it is clearly region in which the parameter of Eq. (28) is very high. This
shown that CPVT thermal efficiency is linearly correlated to the
parameter of Eq. (28). However, the same plot also shows a not
negligible deviation of the simulated points with respect to the

Fig. 2. Model validation: fluid outlet temperature. Fig. 4. CPVT electrical efficiency vs fluid mean temperature.
66 A. Buonomano et al. / Energy 61 (2013) 59e71

circumstance corresponds to high fluid operating temperatures 2000 9000

Itop, Qconv,top, Qconv,PVT, Qrad,top, Qrad,PVT [kJ/h]


and/or low ambient temperature and beam radiation. In other
words, the CPVT under investigation can operate in conditions in 8000

which the majority of non-concentrating PVT system would not 1500

IPVT, PPVT, Qu [kJ/h]


Itop Qrad,PVT Qconv,top Qconv,PVT 7000
produce any useful thermal heat. Similarly, the use of triple-
I PVT Qu Qrad,top PPVT
junction PV cells allows one to achieve ultra-high electrical effi- 6000
ciency (ranging between 20% and 25%) even when the operating 1000
temperature is higher than 150  C [24]. 5000
This results in a higher optical efficiency and in a very high value
of the electrical efficiency. In fact, this last efficiency ranges be- 4000
500
tween 19% and 25% for the considered operating points (Fig. 4).
3000
Although concentrating systems are particularly sensitive to the
available beam radiation, such values of thermal and electrical ef- 2000
0
ficiencies are comparable to those obtained by Kribus et al. [28] and 0.2 0.4 0.6 0.8 1 1.2
higher than those reported by Coventry et al. [29] and Bernardo Lplate [m]
et al. [33,42]. In particular, concerning parabolic trough photovol-
taic/thermal collectors, measured results under typical operating Fig. 6. CPVT electrical and thermal power vs Lplate.

conditions show a thermal efficiency around 45% and 58% and an


electrical efficiency around 6.4 and 11%, respectively in references
3 HE,as a function of this parameter. Here, it is clearly displayed that
[33,42] and [29]. Such results are not comparable to those obtained
both efficiencies are significantly affected by the increase of
by conventional photovoltaic modules and solar thermal collectors
receiver length. In particular, the thermal efficiency decreases for
(using low concentrating parabolic reflectors) [47] working side by
higher receiver lengths. Conversely, the electrical efficiency is a
side. On the contrary, with respect to conventional alternatives,
non-monotonic function of the plate length. In fact, the electrical
concentrating dish PVT collectors show much better performance.
efficiency depends on both PVT temperature and concentration
These good results achieved in the present work are basically due to
ratio. Obviously, the concentration ratio decreases for higher
the very high efficiency triple-junction PV cells and to the double
lengths of the receiver since the concentrator area is constant and
axis tracking system taken into account.
the receiver area increases. As a consequence, an increase of the
In the following paragraphs a brief parametric study is per-
receiver area also determines a general decrease of the PVT tem-
formed, with the scope to analyze the performance of the CPVT
peratures (as clearly shown in Fig. 7). Therefore, the simultaneous
under different operating conditions and varying some of its main
decrease of PVT temperature and the decrease of the concentration
design parameters. The study was performed considering the set of
ratio determine the non-monotonic trend shown in Fig. 5. Similarly,
boundary conditions shown in Table 3. This parametric analysis
increasing the length of the receiver also causes an increase of the
aims at evaluating the effect of the variation of the design param-
heat exchange area, consequently determining the increase of heat
eters on the CPVT thermal and electrical performance.
exchange effectiveness, shown in Fig. 5. Note also that the decrease
The parametric analysis presented in this work aims at assessing
of the operating temperature shown in Fig. 6 would suggest an
the effect of the variation of some of the main geometrical pa-
increase of the thermal efficiency, due to the lower temperature
rameters on the overall performance of the system.
differences with the environment. However, Fig. 6 clearly shows
One of the main parameters is the geometry of the receiver. In
that an increase of the area of the receiver also determine an in-
fact, the variation of the lengths of the sides of the receiver
crease of the exchange area, determining a significant increase of
significantly affects several operating parameters, such as: con-
both radiative and convective losses. Fig. 6 also shows that
centration ratio, heat transfer area, average temperature, etc. In this
convective losses are dominant over the radiative ones for all the
analysis, for brevity, the receiver was assumed square and the
considered operating conditions. Furthermore, convective losses
length of the side of the square receiver, Lplate, was varied para-
also increase as a consequence of the increase of the top surface
metrically. The results of this parametric analysis are shown in
temperature, as shown in Fig. 7. As a result, the increase of plate
Figs. 5e7. In particular, Fig. 5 shows both thermal (ht,PVT) and
length causes a slight increase of thermal losses, determining the
electrical (hel,PVT) efficiencies as well as heat exchange effectiveness,
consequent decrease of both thermal efficiency and useful thermal

450 28
Ttop
400 27.8
To
350
Ttop, To, Tsub, TPVT [C]

Tsub 27.6
300 TPVT
27.4
Tconc
Tconc [C]

250
27.2
200
27
150
26.8
100

50 26.6

0 26.4
0.2 0.4 0.6 0.8 1 1.2
Lplate [m]

Fig. 5. CPVT efficiencies vs Lplate. Fig. 7. CPVT temperatures vs Lplate.


A. Buonomano et al. / Energy 61 (2013) 59e71 67

300 27.4

27.3
250 Ttop Tsub

Ttop, To, Tsub, TPVT [C]


To TPVT 27.2
Tconc
200 27.1

Tconc [C]
27
150
26.9

100 26.8

26.7
50
26.6

0 26.5
0.01 0.02 0.03 0.04 0.05
d [m]

Fig. 8. CPVT thermal and electrical efficiency vs channel diameter. Fig. 10. CPVT temperatures vs channel diameter.

powers, shown in Figs. 5 and 7. Finally, it is also noteworthy to A further design parameter is the area of the concentrator, Aconc,
mention that the decrease of outlet temperature shown in Fig. 7 is directly affecting the concentration ratio. The area of the concen-
absolutely similar to the one of the useful heat shown in also Fig. 6. trator significantly affects both thermal and electrical efficiencies,
However, the decrease of fluid outlet temperature is not clearly as shown in Fig. 11, whereas the variation of the heat exchange
displayed due to the large range of the scale of y-axis of Fig. 7. In effectiveness is negligible. The higher the concentrator area, the
summary, from this parametric analysis, using the global efficiency higher the radiative energy incident on the receiver, linearly
as objective function, it could be concluded that the optimal length increasing also thermal and electrical energy flows (Fig. 12). Simi-
of the square receiver is around 0.40 m. larly, the increase of such radiative flows also determines a general
The selection of the diameter of the fluid channel is an addi- increase of all the temperatures of the receiver (Fig. 13). However,
tional key point for an optimal design of the CPVT under investi- the effect of the increase of the concentration ratio is dominant
gation. Theoretically, an increase of the diameter of the fluid over the increase of the PVT temperature. As a consequence, the
channel determines a decrease of the velocity of the fluid. As a overall result is a slight increase of PVT electrical efficiency. Finally,
consequence, the heat transfer coefficient also decreases deter- as expected, Fig. 11 also shows that an increase in the concentration
mining the consequent decrease of the heat exchange effective- ratio also determines a general improvement of the thermal effi-
ness. Note also that, according to the design procedure discussed ciency of the PVT.
in the previous section, an increase of the diameter of the fluid A possible alternative to the CPVT layout discussed in this paper
channel also determines a decrease of the heat exchange area. may consist in a reduction of the thermal insulation of the top
These theoretical results are also clearly shown by the parametric surface of the receiver improving the radiative heat absorbed by the
analysis displayed in Figs. 8e10. In particular, Fig. 8 clearly shows top surface. In other words, the following parametric analysis aims
that an increase of the diameter determines a dramatic decrease of at evaluating if a reduction of the insulation (and a consequent
the heat exchange effectiveness. Therefore, the lower the heat increase of heat losses) is compensated by an increase of the
exchange effectiveness, the lower the heat removed by the fluid. radiative heat absorbed from the top surface. To this scope an
As a consequence, the temperatures of the receiver layers also absorbent top surface (a ¼ 0.90) was taken into account. This
increase, as clearly shown in Fig. 10. This increase determines the arrangement could increase thermal losses but would also increase
reduction of the electrical efficiency shown in Fig. 8. Similarly, the the radiative heat absorbed by that surface. In order to analyze this
increase of receiver operating temperature also determines a possibility, the top thermal resistance was varied in a very wide
subsequent raise of both convective and radiative losses, as shown range, whose lower bound could be representative of no insulation,
in Fig. 9. whereas the upper bound is achieved only in case of good thermal

9000
Itop, Qconv,top, Qconv,PVT, Qrad,top, Qrad,PVT [kJ/h]

1200

Qrad,PVT Qu I PVT 8000


1000 Qconv,PVT
Qconv,top PPVT
7000
I top Qrad,top
IPVT, PPVT, Qu [kJ/h]

800
6000

600 5000

4000
400
3000
200
2000

0 1000
0.01 0.02 0.03 0.04 0.05
d [m]

Fig. 9. CPVT electrical and thermal power vs channel diameter. Fig. 11. CPVT thermal and electrical efficiency vs concentrator area.
68 A. Buonomano et al. / Energy 61 (2013) 59e71

16000 9000
Itop, Qconv,top, Qconv,PVT, Qrad,top, Qrad,PVT [kJ/h]

Itop, Qconv,top, Qconv,PVT, Qrad,top, Qrad,PVT [kJ/h]


1000 750
Qconv,top Qrad,top
Qrad,PVT IPVT 14000 8000
PPVT Qconv,PVT

IPVT, PPVT, Qu [kJ/h]


Qrad,PVT Qconv,PVT

IPVT, PPVT, Qu [kJ/h]


12000 Qrad,top
750 Qu Itop
I PVT 7000
Qu PPVT
500
10000 Qconv,top Itop
6000
500 8000
5000
6000
250
4000 4000
250

2000 3000

0 0 0 2000
5 10 15 20 0 0.5 1 1.5 2 2.5 3
2
Aconc [m ]
rtop [(m2*C)/W]
Fig. 12. CPVT electrical and thermal power vs concentrator area.
Fig. 15. CPVT electrical and thermal power vs top thermal resistance.

250 28.5
200 26.66

26.66
28.1
Ttop, To, Tsub, TPVT [C]

200

Ttop, To, Tsub, TPVT [C]


26.66

160 26.65
Tconc [C]

150 27.7

Tconc [C]
Tconc TPVT Tsub 26.65
Tsub TPVT Tconc
To Ttop 27.3 26.65
100
To Ttop
120 26.65

50 26.9 26.65

26.64
0 26.5
80 26.64
5 10 15 20
2 0 0.5 1 1.5 2 2.5 3
Aconc [m ]
rtop [(m2*C)/W]
Fig. 13. CPVT temperatures vs concentrator area.
Fig. 16. CPVT temperatures vs top thermal resistance.

insulation. The results of this analysis showed that both thermal


increase of top temperature, being marginal the temperature
efficiency and thermal power slightly increase with higher insu-
gradient in the metallic substrate. A higher insulation inhibits the
lation (Figs. 14 and 15). Conversely, the variations of electrical ef-
heat transfer from top surface to the cooling fluid, determining only
ficiency and electrical power are marginal (Figs. 14 and 15). This is
an increase of the top surface temperature. As a consequence,
due to the fact that an increase of top insulation determines a
increasing the insulation, the fluid is not capable to absorb the
dramatic increase of top surface temperature (Fig. 16) whereas the
radiative heat coming from the top surface. This results in a slight
temperatures of the remaining layers of the CPVT do not signifi-
decrease of electrical efficiency shown in Fig. 14. Therefore, the
cantly vary (Fig. 16 shows only a slight decrease). In fact, the higher
results of this study would suggest that, for the boundary condi-
the top resistance, the higher the temperature difference between
tions assumed in this study, the option of insulating the top surface
the metallic substrate and the top surface. As consequence, an in-
is extremely profitable for the layout under investigation. The same
crease in top thermal resistance determines a corresponding
results are also achieved for different values of radiation and

Fig. 14. CPVT thermal and electrical efficiency vs top thermal resistance. Fig. 17. CPVT thermal and electrical efficiency vs inlet temperature.
A. Buonomano et al. / Energy 61 (2013) 59e71 69

Itop, Qconv,top, Qconv,PVT, Qrad,top, Qrad,PVT [kJ/h]


Itop, Qconv,top, Qconv,PVT, Qrad,top, Qrad,PVT [kJ/h]

1000 9000 800


12000

IPVT PPVT Qrad,PVT 8000


800 600
Itop Qconv,PVT Qu

IPVT, PPVT, Qu [kJ/h]


7000 9000

IPVT, PPVT, Qu [kJ/h]


Qconv,top Qrad,top Itop
Qrad,PVT Qconv,top Qu
600 6000 400
Qrad,top PPVT IPVT
Qconv,PVT 6000
5000
400 200

4000
3000
200 0
3000

0 2000 -200 0
40 60 80 100 120 140 160 180 200 200 400 600 800 1000
Ti [C] Ib=Itot [W/m2]
Fig. 18. CPVT electrical and thermal power vs inlet temperature. Fig. 21. CPVT electrical and thermal power vs total radiation.

250 27.2
Ttop 200 27
To
27 26.8
Ttop, To, Tsub, TPVT [C]

200 Tsub
160

Ttop, To, Tsub, TPVT [C]


TPVT 26.6
26.8
Tconc Ttop
150
Tconc [C]

26.4
120 To
26.6

Tconc [C]
Tsub 26.2
100 TPVT
26.4 80 Tconc 26

50 25.8
26.2
40
25.6
0 26
40 60 80 100 120 140 160 180 200 0 25.4
Ti [C] 200 400 600 800 1000
Ib=Itot [W/m2]
Fig. 19. CPVT temperatures vs inlet temperature.
Fig. 22. CPVT temperatures vs total radiation.

absorptance of the top surface. The trend may change only when
the inlet fluid temperature significantly decreases (below 80  C). the heat exchange effectiveness variation is negligible. Similarly,
Typically, the variation of the performance of the CPVT as a the higher the fluid inlet temperature is, the lower both thermal
function of the environmental and boundary conditions is related and electrical powers are (Fig. 18). In fact, an increase of the inlet
to the parameter shown in Eq. (28), which includes all the fluid temperature determines a global increase of all the CPVT
boundary/environmental conditions simultaneously. However, it is temperatures (Fig. 19). Note also that the increase of outlet tem-
also useful to analyze the performance of the system as a function perature is not strictly proportional to the increase of inlet tem-
of all the environmental/boundary parameters separately. Probably, perature, due to the simultaneous decrease of the thermal
the most important parameter is the fluid inlet temperature. In fact, efficiency of the CPVT. Higher PVT temperatures determine lower
an increase of this temperature determines a dramatic drop of both values of the electrical efficiency. Similarly, the higher PVT and top
electrical and thermal efficiencies, as shown in Fig. 17. Conversely, surface temperatures are, the higher both convective and radiative
losses are, as clearly shown in Fig. 18. Therefore, it may be
concluded that the fluid mean temperature is probably the most
important design parameter for the system under investigation. It
should be as low as possible, compatibly with constraints deman-
ded by the final user. It should also be pointed out that the use of
the selected CPVT system for high-temperature applications (e.g.
Solar Cooling) is possible, but it should be taken into account that in
this case a dramatic reduction of both thermal and electrical effi-
ciencies would be achieved.
Conversely, the overall performance of the system is scarcely
sensitive to the variations of ambient temperature, but this analysis
is here omitted for brevity.
Finally, the parametric analysis also includes the variation of
both beam and total radiation, assuming Ib ¼ Itot, evaluating the its
corresponding effect on the performance of the CPVT. In particular,
Fig. 20 shows that both electrical and thermal efficiencies decrease
when the radiation increases. The drop of the decrease of the
Fig. 20. CPVT thermal and electrical efficiency vs total radiation. thermal efficiency is very high whereas the variation of electrical
70 A. Buonomano et al. / Energy 61 (2013) 59e71

efficiency is marginal. In fact, the higher the radiation, the higher Acknowledgements
both radiative and convective losses (Fig. 21) mainly as a conse-
quence of the increase of the CPVT operating temperature (Fig. 22). We wish to gratefully acknowledge Professor David Faiman for
In other words, when the radiation is scarce, the increase in fluid his precious support to Dr. Annamaria Buonomano in her ther-
temperature is very low. The useful energy is even negative when modynamic studies concerning CPVT systems during her stay at
the radiation is below 50 W/m2. In this case, the fluid outlet tem- Blaustein Institutes for Desert Research, Ben-Gurion University of
perature is lower than the inlet one. This analysis shows that the the Negev, Israel.
performance of the CPVT is extremely dependent on the available
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