Professional Documents
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EPICTETus
His Continuing Influence
and
Contemporary Relevance
edited by
Dane R. Gordon
and
David B. Suits
rit press
2014
Epictetus: His Continuing Influence and Contemporary Relevance
Edited by Dane R. Gordon and David B. Suits
Inquiries about the content of this publication may be directed to the editors in care of
Department of Philosophy
College of Liberal Arts
Rochester Institute of Technology
92 Lomb Memorial Drive
Rochester, New York 14623
Cover image: Detail of imaginary portrait of Epictetus. Engraved frontispiece of Edward Ivie’s
Latin translation (or versification) of Epictetus’ Enchiridon, printed in Oxford in 1751.
Epictetus : his continuing influence and contemporary relevance / edited by Dane R. Gordon
and David B. Suits.
pages cm
Includes index.
ISBN 978-1-933360-90-4 (alk. paper)
1. Epictetus. I. Gordon, Dane R., editor of compilation.
B563.E65 2013
188--dc23
2013038824
EPICTETUS:
His Continuing Influence and
Contemporary Relevance
7 ACKNOWLEDGMENTS
9 Introduction
89 In Defense of Patience
Matthew Pianalto
197 The Curious Case of Epictetus’s Encheiridion
Scott Aikin
241 index
259 Contributors
ACKNOWLEDGMENTS
7
8 EPICTETUS: his continuing influence and contemporary relevance
introduction
The moral of life for Epictetus was to accept what God had determined
one should be and do. “Remember”, he declares, “that you are an actor in a play,
the character of which is determined by the Playwrite […]. For this is your
business, to play admirably the rôle assigned you; but the selection of that rôle is
Another’s” (Encheiridion 18.17).
Epictetus had a high level of personal responsibility that stemmed first
of all from the fact that we are citizens of the world and are expected to be
concerned for one another, and then from the fact that we all have a portion of
the same God. We carry him within us and must take care not to defile him by
what we say or by our behavior.
Understandably, a number of early Christians regarded Epictetus’s
teaching as strongly evocative of the New Testament. The Epistle of James
has numerous suggestive parallels. Such apparent similarities continued to
***
It was a pleasure for us to hear these papers, and to discuss them at
the conference, and, as editors, to become acquainted again with the ideas and
issues. We hope your experience of them will be as enriching.
Malcolm, Noel. “Adventures of the Stoics”. Times Literary Supplement 5718 (28
September 2012).
1 I would like to thank the editors of Ancient Philosophy for their permission to
reprint this paper, an earlier version of which was published in Vol. 32 (Spring,
2012): 125–145.
2 Translations are my own, but I am indebted to the translations of Oldfather and
Hard, both of which frequently agree. I have also benefited from Dobbin, Epictetus:
Discourses, Book I and Dobbin’s translations in Epictetus: Discourses and Selected
Writings. Bibliographic information for all references can be found in the Select
Bibliography at the end of this essay.
5 A version of this position also seems to be put forward by N. White: “It does
appear that [Panaetius], more than Epictetus, stressed the differences that might
obtain among various people all aiming at the same ideal. For although Epictetus
is concerned […] with giving advice to imperfect human beings, he tends to
assume that generally speaking the same advice will do pretty well for all of us”
(The Handbook of Epictetus, 7).
6 Gill makes a weaker version of this claim, saying that specific roles “should,
in effect, be subordinated to our common human role” (“Personhood and
Personality”, 189). This weaker claim is echoed by A. A. Long and J. Annas.
Long appears to hold that our specific or “secondary roles” consist of our own
endowments and relations, which mediate the norms laid down by our humanity
in the same way that our own circumstances mediate Aristotle’s mean relative to
us (Epictetus, 232 and 237–241). Annas treats roles as “embedded perspectives”
that offer a way of “aspiring to the Stoic ideal in our everyday life” (“Epictetus
on Moral Perspectives”, 148). She identifies this Stoic ideal with the universal
reason of the human role (145). In her view, whereas it is realistic and pragmatic
to work within our specific roles, we must nonetheless aim at the one, universal
ideal (cf. 150). While I agree with Gill, Long, and Annas that the universal human
role should take priority (since the demands of our specific roles should never
undermine our humanity), I am opposing them by arguing that, in Epictetus’s
view, these specific roles are not merely extensions or mediations of our human
role, but are substantial fixed points in our practical reasoning.
I.
Towards the end of Discourses ii.5, Epictetus takes up the view that
we, as human beings, are attached to the cosmos just as a foot is connected
organically to the body; and, just as a severed foot is no longer a foot, so a
“detached” human would no longer be a human being (ii.5.24–26). Immediately
following this claim, Epictetus clarifies it by pointing out that we are citizens of
the cosmos and citizens of a human city. He then concludes the discourse by
examining the trial and condemnation of an individual who sounds like Socrates
(ii.5.27–29). I attempt to unpack ii.5.24–29 in order to show that it provides
a layered picture according to which our calculations about our human role
are distinct from our calculations about our specific roles. This analysis focuses
on Epictetus’s treatment of Socrates’s universal role as a human being and the
resulting conflict with his specific roles as gadfly and father. I demonstrate that
one layer of reasoning does not “deflate” into the other, and that role conflicts
are possible.
Discourses ii.5.26 asserts that human beings are members of two poleis:
“For what is a human being? A part of a polis; first, [of that polis composed]
7 R. Dobbin (Epictetus, 80) thinks that our humanity is invoked at i.2.26 where a
great athlete’s fatal decision is justified on the grounds that he acted “as a man”,
but the Greek is anêr, not anthrôpos. In addition, Epictetus further qualifies the
athlete’s role as that of an Olympic athlete who thus differs even from ordinary
athletes or nonathletes (cf. 84–85).
8 Oldfather renders this line in ii.5.26 as “and then of that which is said to be very
close to the other”, whereas Hard renders it as “and next, of that to which you
immediately belong”. On Oldfather’s reading, Epictetus indicates a close kinship
between the cosmic polis and the human polis; on Hard’s reading, Epictetus merely
says that we are immediately proximate to our civic polis. Although, grammatically
speaking, we might debate what is being called close to what, there are good
grounds for favoring Oldfather’s interpretation as the more consistent. If we
follow Hard’s interpretation, we have made Epictetus say that our civic polis is
nearer to us than the city of humans and gods. Unless we attribute to Epictetus the
rustic and non-Stoic view that the gods inhabit a faraway place (such as Mount
Olympus), it is difficult to make sense of this interpretation. For Epictetus, as for
any Stoic, the cosmic polis envelops us; in fact, Epictetus forcefully asserts that our
immediate and fundamental kinship is not to our civic polis, but to the cosmic
polis (i.9.1–7). Epictetus cites Socrates as an exemplar of this cosmopolitan kinship,
and he explains the primacy of our cosmic citizenship by reference to the fact
that we are “interwoven with God through logos” (i.9.5). Indeed, this immediate
kinship with the cosmos is even emphasized in lines before ii.5.26 when Epictetus
urges that we ought to consider ourselves as “parts of the whole” (ii.5.25). The
cosmic kinship is also reflected in Epictetus’s emphasizing that we are surrounded
by physical nature and all the random events of life (ii.5.27 and iii.24.29). For these
reasons, my translation takes Epictetus to say that the human polis is as close as
possible to the cosmic polis.
9 See also ii.6.9–10 and ii.10.4–6, of which the latter passage is preceded by a
discussion of our universal (human) role.
roles (such as son or councilor) and she concludes, quite rightly, that the two
should work in concert (149–152). It is only Frede who explicitly worries about
the thorny problem of conflict between our specific roles. Frede agrees that
our human role must take precedence, but he adds that there are many specific
roles “instantiated in one individual human being” (“A Notion of a Person in
Epictetus”, 167) that may not mix. Frede, however, defers further discussion: “It
is an important part of Epictetus’ thought about persons, which unfortunately I
have no time to address, that various roles or sorts of person do not mix (IV.2.10)”
(ibid.). Sorabji equally notices that we “cannot combine different roles”, but he
draws the unusual inference that we thus each have a human role and a unique,
individual role (Self, 162; cf. 163 and 167). Sorabji would, perhaps, therefore join
me in resisting the deflationary account, but his insistence on the uniqueness of
our specific role appears to rule out any conflict of the sort that I am describing,
because his account appears to leave us with only one specific role per person.
12 Cf. ii.10.1–7; see also Ench. 24.4, in which we are told to take up whatever role in
a city we can have while maintaining our (human) sense of shame (see Kamtekar,
“ΑΙΔΩΣ in Epictetus”). Interestingly, this priority system resembles Cicero’s
prioritization of our human persona over our specific personae. Epictetus is less
explicit, however, quite possibly because he seems to think that conflict between
our humanity and a specific role is rare. Having granted that resemblance, I should
note important differences between Cicero’s account of the four personae (in De
Off. i.107–125) and Epictetus’s account of roles. While Epictetus’s account is often
treated as a reflection of Cicero’s (and Panaetius’s) account (see Gill, “Personhood
and Personality”, 187; Dobbin, Epictetus, 79), I disagree with that treatment since,
for Cicero, roles are a tool in the service of the virtue of decorum where decorum
is one of the four canonical virtues (after wisdom, justice, and greatness of spirit).
In fact, Cicero’s account of roles merely elaborates upon one of several ways that
agents can perform their actions with decorum. By contrast, Epictetus deploys
roles to do the same work as the traditional virtues (and more) by framing each of
our obligations as arising from some role (e.g., ii.10.1–14). Cicero conceives us as
actors on a stage performing before an audience whom we must please, whereas
Epictetus’s account conceives of us as actors in a story with specific functions to fill
15 Cf. i.1.18: “‘Then, [is it necessary] for me to be the only one to be beheaded
now?’ What then? Do you want everyone to be beheaded in order for you to have
consolation?” See also ii.5.25, ii.10.4–6 and iii.24.28–29.
16 This would contradict Epictetus’s claim that we are given prohairesis by the gods
(i.1.7–9), a faculty that is strictly up to us (iii.26.24 and iv.5.34) and that can be
used for good or evil (i.25.1). For discussion of Epictetus’s concept of prohairesis,
see Dobbin, “Προαίρεσις in Epictetus”; Bobzien, Determinism and Freedom in
Stoic Philosophy, 331–339; Asmis, “Choice in Epictetus’ Philosophy”; Sorabji,
“Epictetus on proairesis and Self ”; Stephens, Stoic Ethics, 16–25.
26 While I think that Epictetus has grounds for concluding that Socrates is
deliberately provoking the jury (e.g., his inflammatory demand for free meals
as his punishment at Apology 36b–38b), I am not entirely convinced by his
interpretation that Socrates’s role as gadfly requires such behavior. Rather, I
suspect that, because Epictetus relates Socrates to the Cynic tradition (see iii.22.26,
cited above), he sees Socrates’s courtroom demeanor as akin to the scandalous
behavior of the Cynics. For Epictetus, the outrageous behavior of a Cynic seems to
have the goal of shocking us into an awareness of our own hypocrisy.
27 As with the translation of idia in iii.23.4 (see note 13), the resonance of this
compact expression is difficult to render. Given that Epictetus uses idios to
distinguish our more specific roles from our universal role in iii.23.4, and idiotikos
in iii.22.69 and iii.22.74 to distinguish our familial obligations from the public
obligations of the Cynic, Epictetus might here be referring to Heracleitus’s specific
roles or his familial obligations. At the very least, ta idia picks out one’s private or
local interests, including one’s family, as opposed to what is shared in common.
In much the same way, our own nature directly features in the sorts
of roles that we take up—the sun is given its place in the heavens because it has
the power to emit light and traverse the heavens (iii.22.5–7), the bull heads the
herd because of its muscle power (i.2.30–31), and even shoemakers take up their
place in the city because our human bodies require shoes (Ench. 24.4).
For Epictetus, then, our humanity appears to be a composite fact
because we have a share in logos, which connects us to cosmic nature, and
because we have a body in a certain place and time, which means that we are
susceptible to illness and a variety of material needs and that we must live among
others and the consequences of their actions. As a result, our humanity cannot
act as sole standard, as the deflationary model would have it, because it has
many influences acting upon it; this multiplicity undermines the deflationary
model. Thus, Epictetus does not say to agents, “Here is a universal (human)
standard, apply it to your differing circumstances”, as the deflationary view
suggests; rather, he says, “The universe needs these different functions, so here
are your specific stations” (cf. i.29.26–28, iii.22.4–8, and iii.24.94–95).29 It is this
fact that is recognized by ii.5.26 and Epictetus’s account of Socrates.
In sum, I suggest that Epictetus’s treatment of Socrates substantively
fills in the claim that we are first members of the cosmic polis, and secondarily
members of a civic polis. Granted that Socrates’s human role had to be the
fundamental layer and that he had to preserve that role in order to be a good
man in any of his specific roles (see iii.24.61), it remains the case that each of
Socrates’s specific roles entailed its own set of (potentially conflicting) obligations.
Epictetus would surely prefer these specific roles to operate in harmony, but he
nonetheless seems to recognize that some roles can conflict. As a father, Socrates
ought to be present to his family, and thus perhaps convince the jury (without
entreaties or arrogance) to release him. But, Socrates also had the role of a
gadfly that required him to inflame the jury into issuing a death sentence. It is
28 Cf. ii.5.25 and ii.5.27: as an “attached” human, that is, as a human being living in
the cosmic plenum among others, “it is appropriate for you now to be sick, now
to be at sea and in danger, now to be at a loss, and sometimes it is possible to die
before your time” (ii.5.25). These lines are discussed in note 8. Also see ii.10.4–6.
29 Cf. how in i.2.26 Epictetus explains the reasoning of the athlete who chooses death
over castration, an explanation couched in terms of specific roles “as a man [anêr],
Epictetus said, and as a man who had been proclaimed at the Olympic games and
had contended for victory, who dwelled in such places, and had not merely been
rubbed with oil in Bato’s [wrestling school]”.
III.
Epictetus implicitly treats our specific roles as ends-in-themselves in
Discourses i.6 where he observes that we need the twists of fortune in order to
realize our capacities. He argues that Heracles would not have been Heracles
without the hydra or the lion, and he examines the part played by those externals
in Heracles’s motivation for action. Early in Discourses i.6, Epictetus prepares his
audience for thinking about the interdependence between externals and specific
roles when he lays out a principle of providential design concerning capacities
(dunameis) and their respective objects:
If God had made colors, but had not made the faculty
[dunamin] for seeing them, what would be the use [ophelos]?
— None whatsoever — But, conversely, if God had made
the faculty, but what exists is not the sort of thing that is
subject to the faculty of sight, in that case what is the use?
— None whatsoever. — What then, if God had made both of
these, but had not made light? — Even thus, there is no use
[ophelos]. [i.6.3–6; cf. ii.23.2–6]
30 Epictetus does not cite an example beyond that of his friend Heracleitus, but
perhaps he would allow that Aristotle made the right decision: to withdraw from
Athens during the upswing of anti-Macedonian sentiment rather than to stay and
risk a conviction (or worse).
31 In the foregoing section, it is not my aim to develop Epictetus’s complete account
of Socrates or of Cynicism. I offer the example of Socrates and Cynicism as one
of Epictetus’s best examples of role conflict. Another instance might include the
curious case of Crates’s Cynic marriage or kynogamia (iii.22.67–76; cf. Diogenes
Laertius 6.96.1–15). Readers interested in a much fuller account of Epictetus’s
relationship to Socrates should consult Long, Epictetus. Readers interested
in Epictetus and Cynicism should consult Billerbeck, Epiktet, and Schofield,
“Epictetus on Cynicism”.
32 Besides our human capacity to understand, Epictetus adds that we also have other
(presumably allied) human capacities (e.g, a capacity to bear whatever happens;
i.6.28–29).
33 Given the different obligations among specific roles, it appears that Epictetus
believes that his function argument applies not just to humans versus animals, but
also to Cynics versus fathers and so on. He thus merges his account of roles with
Aristotle’s function argument (NE I.7). I would suggest that Epictetus’s variation on
the function argument also provides us with an analogous way of understanding
the potential conflict of roles discussed in the previous section; for just as the
function of reproduction may tragically come into conflict with the function of
survival (in what biologists call antagonistic pleiotropy), so the functions of a
father may conflict with the functions of a Cynic.
36 Cf. Epictetus’s line elsewhere: “If Heracles had sat at home, what would he have
been? [He would have been] Eurystheus [the figure who commanded Heracles’s
labors] and not Heracles” (ii.16.44). See also iv.4.22, discussed above, which says
that a crying Socrates would no longer be Socrates.
37 Indeed, note that Epictetus does not present us with the traditional story about
Heracles at the crossroads where Heracles must choose between virtue and vice (cf.
Cicero De Off. i.118 and Xenophon Mem. ii.1.21ff.). For Epictetus’s Heracles, the
choice is between being Heracles and being Endymion or Eurystheus.
38 From other references to Heracles in the Discourses, it is clear that Epictetus
expected Heracles to fulfill his human obligation to accept what the world assigns
to him (iii.22.57 and iv.10.10).
39 “Excellence [Areta], greatly striven for by mankind, / […] For your sake Heracles,
son of Zeus […] underwent much, hunting your power” (F675 R from D.L. 5.7;
Barnes and Lawrence, Fragments).
40 If Heracles sought to create his own labors, he would, in effect, be doubting that
God had beneficently designed a match between his circumstances and his talents;
he would be usurping Nature (cf. i.24.1–3). Nonetheless, there is a sense in which
Heracles does seek the lion or the hydra: when he has no choice but to confront a
beast, he piously assents to his circumstances, he wishes no others, and he rushes
into the fray (iii.22.57). Accordingly, Epictetus generalizes from Heracles’s role to
all our specific roles, explaining how the realization of our capacities must involve
a willingness on our part to meet whatever comes our way (i.6.37).
41 Epictetus’s unusual treatment of Heracles’s labors has also been recognized by
Cullyer in her essay on andreia in Stoicism (“Paradoxical Andreia”). Cullyer
explains the passage by suggesting that Epictetus is synthesizing Stoicism with
Greek conventions about the nature of andreia. While Cullyer’s explanation is
plausible, I have been arguing that Epictetus’s account of Heracles is not so much
about conventional norms of courage as it is about Heracles’s fitting attachment to
his specific role as a hero.
IV.
Epictetus supplies two related considerations for resisting the claim
that specific roles (such as brother or senator) “deflate” into our more general
human role. Most importantly, human beings are members of several different
kinds of communities. Socrates is a member of Athens and is a member of a
specific family. Socrates’s humanity makes possible certain kinds of community
roles (such as that of “gadfly”), but his humanity is insufficient to explain
his specific role in the civic community. While the deflationary reading has
Socrates’s specific roles “deflate” into his human role, this move makes it difficult
to see what Epictetus means by the role of a citizen, a father, or a gadfly. Instead,
I have argued, each community membership constitutes a distinctive role with
distinctive obligations. Because Epictetus takes humans to be members of at least
two sorts of communities (cosmic and civic), with many different capacities and
functions to be fulfilled within a given civic community, he has good grounds to
conclude that humans have many roles.
In addition, Epictetus supplies us with a decidedly un-deflationary
picture of specific roles and their associated externals. The deflationary model
must treat Heracles’s heroic role merely as an application of his humanity. If there
were no hydra or lion, it would be wrong for Heracles to sleep because dormancy
would make him more of a plant than a human. Without those feats, Heracles
should find some other way to express his humanity. This reading is unequipped
to explain why Heracles does not seek out another life. My reading can account
for why Heracles sleeps and why he is awoken. Heracles does not fight the hydra
in order to express his humanity; rather, he fights the hydra because he has the
role of the “bull in the herd”. Although it remains true that externals (such as
mythic beasts) ought to be treated in a way that is consistent with one’s humanity,
Epictetus gives more place to externals in our practical reasoning than the
deflationary model predicts. He seems to elevate their place because he seems to
42 This paper has benefited from the feedback of Elizabeth Asmis, Ian Mueller,
Gabriel Richardson Lear, Brad Inwood, Ronald Polansky, and the anonymous
reviewers at Ancient Philosophy. I also received valuable comments and questions
from the audiences at the University of Chicago and St. John’s University.
De Lacy, Phillip. “The Four Stoic Personae”. Illinois Classical Studies 2 (1977):
163–172.
Epictetus. The Discourses as Reported by Arrian; the Manual; and Fragments. Vols.
1 and 2. Translated by W. A. Oldfather. Cambridge, Mass: Harvard
University Press, Loeb Classical Library, 1959.
Lutz, Cora E. “Musonius Rufus: The Roman Socrates”. Yale Classical Studies 10
(1947): 3–147.
Scaltsas, T., and A. S. Mason, eds. The Philosophy of Epictetus. Oxford: Oxford
University Press, 2007.
———. Self: Ancient and Modern Insights about Individuality, Life, and Death.
Chicago: University of Chicago Press, 2006.
Christopher Davidson
Christopher Davidson 41
court. As Foucault said, “I think there is no exemplary value in a period which
is not our period […] it is not anything to get back to” (Beyond Structuralism,
234). Rather, Foucault’s reading of Stoic askesis is best mobilized to critique and
challenge our contemporary understanding of freedom. Foucault’s relation to
his historical sources aims to generate a genealogical critique of the present
moment. Genealogy reveals how differently madness, criminality, sexuality, and
so forth were understood, which shakes up our present understanding of such
concepts. Foucault’s genealogical approach to history “studies what is closest,
but […] so as to seize it at a distance” (“Nietzsche, Genealogy, History”, 89). We
can then start seeing the present moment differently, “to imagine it otherwise
than it is, and to transform it not by destroying it but by grasping it in what it is”
(“What Is Enlightenment?”, 41). Genealogy, as critique, prompts us to consider
what in our present age’s ideas may be arbitrary, susceptible to change, and less
desirable than previously thought.
But we cannot critique our own thought ex nihilo; we must be
prompted by something that challenges an idea we hold, that shows us “to what
extent it might be possible to think differently” (Use of Pleasure, 9).
Understanding askesis, as a submission to a self-deployed technique that
constitutes and necessarily determines the subject at its very core, will aid in
reconfiguration of the fairly widespread contemporary notions of free will.
Askesis, in light of general themes in Foucault’s work,4 forces us to reconsider
fundamental aspects of freedom, and its relation to desire and truth. Askesis
can prompt skepticism that the originary essence of a self is a will, called
“free” in light of its arbitrariness, disconnected from all constitution or
determination, and mysteriously indicative of some inner secret realm, as will
be discussed below.
Of course, scholars other than Foucault have recognized the large
gap that separates Stoic conceptions of “freedom” from the ways in which
“free will” is typically understood today. Susanne Bobzien, for instance, argued
thoroughly that Stoic fate and volition do not map onto our pair-opposition
of scientific determinism and free will (Bobzien, Determinism and Freedom).
Her crucial analysis prevents Stoic volition from being misunderstood as a
“free will” defined by its very lack of determination: volition is not externally
determined, yet this does not mean that it is indeterminate or determined by
nothing at all.5 Like the cylinder that rolls because of the kind of nature it has,
Stoic volition is determined by its own nature. However, her analysis is “static”,
4 Such themes, which can only be mentioned here, are the shaping of our field of
possible acts and knowledge by practices, a denial that knowledge simply sets us
free, and a skepticism that desire is the mysterious fount of each individual and
needs to be liberated.
5 The point recurs throughout Determinism and Freedom, but 6.3.5, especially
286–287, states it neatly.
6 The Ancient Greek ethical attitude, as defined in Use of Pleasure, is one of agonistic
self-mastery. This is largely retained in the Hellenistic model, though the emphasis
shifts from combative mastery toward a curing of ills that gives one undisturbed
control over the self. See “Enkrateia” in Use of Pleasure and “Conclusion” in Care
of the Self.
7 Separating reason from volition is somewhat artificial, since the soul is one in
Stoic psychology. That said, to the extent that we can distinctly analyze them
heuristically, my point is that askesis compels our desire in a new direction,
without always giving us a new truth. It forces us to really not desire particular
externals, not merely to recognize that rationally we should not desire externals.
Christopher Davidson 43
free will is here almost manipulated or forced, in order to adjust the degree of
a specific desire or aversion. To admit this does not do away with freedom—far
from it—rather, it is crucial for understanding truly effective practices of askesis
that produce freedom. Volition is not free in the sense of a free will: it is free
when it becomes so, when it is produced as such, but not when we take it as
an untouchable indeterminacy. We need to “regulate” our desire, and “control”
our moral purpose—not let them be, but manipulate and adjust them directly
(Discourses IV.i.84 and IV.i.100).
Take the striking example of a praemeditatio malorum (a consideration
of supposed evils) regarding attachment to our offspring. Foucault summarizes:
What does it mean, then, that I have heard the words of the
philosophers and assent to them, but that in actual fact my
burdens have become no lighter? […] What is it, then, that I
yet lack? […] [I lack] the necessary principles […] these I do
not exercise, nor do I take the practice that is appropriate for
them. [IV.vi.12–17]
Askesis makes the idea suffuse us fully, whereas merely reading keeps
the idea at the surface. There can be no Socrates or Diogenes without training,
and perhaps we could even say that with enough training, a Socrates or Diogenes
would be a given.11
Foucault understands that the Ancients viewed reason or logos as more
than logical or factual propositions: logos is a force that suffuses the cosmos,
that through practice can come “to penetrate the soul” (Hermeneutics, 345).
The virtuous do not merely know the logos: the logos “lives in the soul” of the
8 Discourses I.xxvi.8; I.xxix, II.i.31; II.iv.10; II.ix.13; II.xvi; II.xvii; III.vi.8; III.xxi; III.
xxiii; III.xxvi.10; IV.vi, etc.
9 As in III.vii, where an Epicurean is shown to live apart from his principles.
10 The insistence that askesis is absolutely required (which is more than merely a
pedagogical nicety) speaks to epistemological concerns: the idea, true as it may be,
needs time and repetition and practice to become fully absorbed. Beyond being
“practical”, Epictetus here is also implying a theory of ideas.
11 I.xxv.31: “This is what Socrates practiced, and that is why he always wore the same
expression on his face.” And II.xiii.24: “Socrates used to practise speaking to some
purpose—Socrates, who discoursed as he did to the Tyrants […]. Diogenes had
practised speaking—Diogenes, who talked to Alexander as he did […]. [But the
likes of you should] go into your corner and sit down, and spin syllogisms.”
Christopher Davidson 45
virtuous.12 Askesis does not show that ideas are simply divided from practice,
but something rather more subtle is proposed. Training makes ideas (and
nothing but ideas) operative, allowing “the logos [to] produce effects on the soul
spontaneously and automatically, so to speak” (Hermeneutics, 338). Askesis is
the technique of selecting and deploying ideas such that they do not remain
inert, but rather live within you and even “govern your life”, as in what Foucault
calls a “sophistic” exercise in Epictetus (Technologies of the Self, 38). This exercise
consists of questions addressed to a student, meant to be answered rapid-fire. He
is not asking the students to teach them (they know already); he is not asking
just to hear the point (Epictetus could have said it himself; instead, he asked the
students so that in restating it, they could “practice” the idea). This takes what
the student knows and makes it life, pushes it from the student’s lips (II.ix.16)
to the student’s heart, makes it “ready” and “on hand to use” (III.x.1, III.x.4).13
After askesis, we have paraskeue (preparation or “equipment” of virtue), which
is philosophy’s goal.14 Askesis makes it possible for true ideas to shine forth in
all that you do. It is not the case that ethos has simply been set alongside or
added to logos. The logos itself has become ethos: “the paraskeue is, again, the
element of transformation of logos into ethos” (Hermeneutics, 327). And this
happens, not by willing more ardently to choose the truth you already know;
nor is it achieved by studying the theory in more detail. It happens by submitting
to training.
Epictetus, through numerous “tests”,15 asks the question: how far
have I come in my preparation, the real integration of an idea into my life, the
constitution of self via the causal force of practices?
How far are the truths I know […] really the forms, rules, and
principles of action in my conduct throughout the day and
throughout my life? Where have I got to in this development
[…]? Where have I got to in [the] fashioning of myself as the
ethical subject of truth? [Hermeneutics, 484]
12 Care of the Self, 89: “Now, who then is to govern the ruler? The law, of course; it
must not, however, be understood as the written law, but rather as reason, the
logos, which lives in the soul of the ruler and must never abandon him […]. But
this principle applies to anyone who governs: he must attend to himself, guide his
own soul, establish his own ethos.”
13 See also Foucault’s discussion of the logos as “ready to hand”: Hermeneutics, 325.
14 “Once prepared and trained in this fashion to distinguish what is not your own
from what is your own possession […]. Then have you any longer anyone to
fear?—No one” (IV.i.81).
15 Such as the examination of conscience discussed below.
Christopher Davidson 47
“disrobing and lying down” (II.xviii.15).18 “Otherwise, it will take possession
of you […]. But do you rather introduce and set over against it some fair and
noble impression, and throw out this filthy one” (II.xviii.23). To picture a naked
beautiful body stirs our desire, and yet, how do we rid ourselves of this desire?
If it were just a matter of willing not to desire, there would be no issue; instead,
work or practice is required. As Foucault says, “a work of neutralizing thought,
desire, and imagination is involved […] this work of thought on itself, of self
on self ” (Hermeneutics, 432). This work involves producing another image in
yourself, “setting over and against it” a counterimpression.
Similarly, in Marcus Aurelius, if you fear someone, produce a
counterimage in yourself that does not appear so threatening, so as to lessen
your undue aversion. “Imagine him eating, sleeping, copulating, and excreting”,
as Foucault paraphrases (Hermeneutics, 305–306). An image, as was the first
fearful one, but with the opposite effect. Or, we could picture the attractive
person in the street, not as a whole, but as parts: skin, hair, toenails, bile, viscera,
a pile of minerals. It is obvious what effects these impressions will have: picturing
viscera and bile will lessen your desire for the person, bringing you closer to a
state of indifference. I would here ask the reader to think of what effect merely
willing to desire differently has: very often, none whatsoever. This technique,
however, has clear effects.
Epictetus repeatedly shows that introducing a specific image-idea
or phantasia forces a specific effect in the soul: if the idea of the city’s crowds
causes you agitation, imagine that you are instead going to Olympia (IV.iv.24).
There, the crowds do not produce a similar aversion in you. By substituting one
crowd-judgment for another in your imagination, you effectively neutralize the
improper aversion. If you are arrogant, and someone strikes you, counter your
anger by telling yourself that you just threw your arms around a cold statue (III.
xii.10). In picturing what the person truly is as parts, or linking one crowd to
another, we necessarily reverse negative judgments (or induce positive effects)
with images.
It is a commonplace to link Epictetus’s ethics to the Socratic insistence
that we only err unwillingly: we always think we pursue good, though we are
very often incorrect about this.19 Issues of knowledge are often brought to the
fore. While this link is certainly present, in light of counterimages, we can
18 Similarly, “when your imagination bites you (for this is something you cannot
control) […] do not allow it to grow strong, or to take the next step and draw all
the pictures it wants, in the way it wants to do. If you are [exiled to] Gyara, don’t
picture the style of life at Rome […]” (III.xxiv.109). Do not picture Rome, because
the false idea of what seems good about Rome will necessarily cause the effect
of desiring Rome. And again, to dwell on the beauty of the Acropolis necessarily
causes sorrow to one away from Athens (II.xvi.33).
19 See Epictetus’s repeated references to this theme: I.xvii, II.xxvi, etc.
Christopher Davidson 49
happen in an instant), habits take repeated askesis. Only painstaking and slow
training can make one improve. The bad habits one had took time to develop,
and new habits (caused by askesis) will take time to develop as well. Epictetus, in
his sarcastic fashion, asks, “Does this require only a little time, and is it possible
to acquire it on a passing visit? Acquire it, then, if you can!” (III ix). But of
course, you cannot acquire it quickly, with a quicksilver decision of the will or a
flash of rational insight.
Similarly, in his medical metaphors, Epictetus states that I can be
“forcibly” cured, “even against my will” (IV.viii.40). When Epictetus says that
“the lecture-room of the philosopher is a hospital”, we should not forget that
Epictetus goes on to deny the students the “dainty little notions and clever little
mottoes” that they want (III.xxiii).20 As Foucault summarizes, the teacher-
trainer can “impose” upon the student (Hermeneutics, 139), and if this teaching-
training fails, “one should not blame the person one is guiding”, because the
problem does not lie with the person’s will (Hermeneutics, 140).21 As long as
you submit to the techniques of askesis, you will in fact improve, “whether the
subject likes it or not” (Hermeneutics, 336). In these references to techne, what we
normally focus upon is the relation to knowledge: that one must know in order
to be good. The emphasis in Foucault, however, is on the “how” of knowledge:
how is knowledge produced, by what dynamic processes? How is the habit of
knowledge instilled? Much of Foucault’s later work was framed by his claim that
the Ancients insisted that “care of the self ” is required before you can “know
yourself ”.22 Ethical knowledge requires askesis and does not require the support
of a free will to be effective, which is part of the reason that medical knowledge
and medical imagery are assimilated into ethical discussions. Askesis deploys the
power of techniques to produce results (regardless of what a “will” may choose),
to force changes onto its object—which, in askesis, is the technician herself. The
constituting of an individual by herself, the production and technical adjustment
of behavior (with no necessary reference to her will), is at issue here.
Foucault spends much time discussing the daily examination of one’s
actions.23 You recall your basic principles, then recall what you actually did that
day, and compare the two for any discrepancies.24 If there is a discrepancy, a Stoic
20 Foucault makes reference to this passage in Care of Self, 55, and to Epictetus on
illness again at ibid., 58.
21 For Foucault’s general statements about the relation of medicine to Hellenistic
ethics, see Care of the Self, 54–58 and 99–104. Additionally, Galen is a familiar
presence in this text: specifically, Care of the Self, 105–111.
22 For instance, he begins the Hermeneutics lectures with just this issue: 1–19.
23 Epictetus mentions self-examination in III.x, IV.iv.7, and IV.vi.33; Foucault refers
to the examinations of Epictetus, Seneca, and Marcus Aurelius in Hermeneutics,
481–484 (the last day of his lecture course in 1982).
24 This is not simply a question of memorization of principles: Hermeneutics,
325–326.
Christopher Davidson 51
you to avoid the morass of discovering which opaque will is “genuinely” yours.
Like any given thing, the volition or self can be administered, made to act this
way rather than that. When it does so imperfectly, hand-wringing and obsession
with one’s hidden internal mysteries are not Stoic responses.
This Stoic version is inspiring to Foucault, who feels stifled by the
modern insistence that there is a secret world buried inside of us, that we must
understand its truth, that incessant talk is required in order to find it, that a
professional is required to talk to, and so on. The Stoics have a notion of self
that allows that moral error need not generate feelings of guilt or soul-searching,
and also allows that our moral errors can be administered, corrected, improved
through practices of the self. Stoics are responsible for improving themselves,
but avoid remorse; they are determined and fated, yet they can and do improve
as they become determined otherwise. No wonder Stoic askesis held such an
allure for Foucault.
In review, Foucault does not seek to prompt a return to Stoic ethics.
Instead, Foucault can help us rethink common assumptions about freedom
today, based on the distance between the Hellenistic Stoics and ourselves.
Foucault’s reading of askesis, as seen in his reading of Epictetus, unsettles what
has become obvious about the subject and freedom. Askesis is the submission
to actions performed on oneself by oneself and the necessitation of the effects
of freedom. These are not strictly paradoxical formulations, but clearly they
will not be reconciled with the idea of free will as pure indeterminacy. On a
Foucault-inspired reading of Stoic askesis, whatever freedom we acquire is more
or less forced into us; freedom, truth, and virtue are induced in and added
to subjects by techniques that work on the self like a quasi-object. Foucault
thus implies and prompts us to think a different kind of self: a self that, if
internally compelled and constituted by techniques of askesis, is determined
to become free.
———. The History of Sexuality. Vol. 2, The Use of Pleasure. Translated by Robert
Hurley. New York: Vintage Books, 1990.
———. The History of Sexuality. Vol. 3, The Care of the Self. Translated by Robert
Hurley. New York: Vintage Books, 1988.
———. Technologies of the Self: A Seminar with Michel Foucault. Amherst: The
University of Massachusetts Press, 1988.
Christopher Davidson 53
5 4 EPICTETUS: his continuing influence and contemporary relevance
Taking the Same Things Seriously and Not Seriously:
A Stoic Proposal on Value and the Good 1
The Stoic distinction between value and the good, as I will argue in
the following sections, survives the first four attacks.5 The Psychological Fraud
Charge, however, leads into difficult territory. Some late Stoics, and in particular
These lists are pulled from different texts, and they are not meant to
compete with each other. Each of them is a way to spell out the more general claim
6 SE M 11.22 (= LS 60G). Another item on the list is the friend of the virtuous
person, who is, pace further Stoic premises, also a virtuous person.
7 Stobaeus 2.58,5–15 (= LS 60K). For example, moderation, courage, etc., and joy,
cheerfulness, etc., which are the so-called eupatheia, rational feelings that take the
place of emotions in the wise person. According to Stobaeus, the virtues are final
and instrumental goods, while the virtuous person is an instrumental good and
rational feelings are final goods (2.71,15–72,6 = LS 60M). Such classifications are
to be read with a grain of salt: Stobaeus likes to introduce Peripatetic distinctions
that are alien to orthodox Stoic ethics. On this issue, cf. Katja Maria Vogt, “The
Good is Benefit: On the Stoic Definition of the Good”, and David Sedley,
“Comments on Professor Reesor’s Paper”.
8 Via a number of Stoic premises, it is evident that virtue, knowledge, and wisdom
are three ways to describe the condition of reason achieved by a perfect agent/
cognizer.
9 The Stoics also say that the good benefits and the bad harms, where this is taken
to mean that the good really does something good for one’s life, and the bad
something bad; accordingly, value and disvalue do not count as benefitting and
harming. Cf. Vogt, “The Good is Benefit”, and DL 7.101–103.
The reports on which I’m drawing each offer short lists, explicitly
flagged as incomplete. That is, it is in the spirit of the Stoic proposal to add to
the list of values whatever is in general conducive to human life. Moreover, more
specific items could be considered as valuable, insofar as they relate to the items
on the list. For example, clean drinking water might count as valuable by virtue
of its relation to health, strength, and wealth. Contra the Platonic-Aristotelian
10 The Stoics’ most general distinction between different virtues is a list of three,
namely mastery of knowledge in ethics, physics, and logic (Aetius 1, prooem. 2 =
SVF 2.34 = LS 26A).
11 The Stoics also describe these matters in terms of what is natural and against
nature. It is a long-standing objection against them that they equivocate on the
notion of “natural”, using “natural” sometimes such that it refers to something that
affects how an organism functions, and at other times in a more elevated sense,
where it is associated with the good. Whether or not that is a damning objection,
I think that talk about what is “natural” comes with far more difficulties than the
distinction between “good” and “valuable”. In his Epictetus: A Stoic and Socratic
Guide to Life, Anthony A. Long says that the two most long-standing objections to
the Stoic proposal are the Equivocation Charge (raised against versions that talk
about nature) and what I call the Artificial Terminology Charge (183–184).
12 DL 7.101–102 (= LS 58A) and Stobaeus LS 58C–E. I discuss the idea that pleasure
is not of value though pain is of disvalue in Vogt, “Die frühe stoische Theorie der
Emotionen”.
Deliberation that views virtue as the only good, and as the only
relevant consideration, is an impossible enterprise. In the foreign aid example,
the virtuous person helps those who are in need. In doing so, she is taking
seriously whether people have access to medications, clean drinking water,
shelter, personal safety, a chance to preserve what the ancients call “reputation”
and what we might reformulate in terms of self-respect and social standing,
and so on. If she did not consider any of these things important—say, claiming
that only virtue matters—then she would have nothing to do. Virtuous actions
respond to features of the world that involve life and death, health and illness,
perceptual faculties, wealth and poverty, social standing, and so on. The idea
that only virtue counts is utterly empty: if it were true, there would be nothing
for the virtuous person to do, and thus there would be no virtue. For example, if
illness and poverty were not disvaluable, it would be unclear why helping others
who suffer is at all good.20
Consider some objections to the Stoic proposal. Suppose the foreign
aid worker takes herself to be addressing not living conditions, but injustice or
lack of freedom. Does this provide a case that the Stoics cannot account for? No:
this case involves, again, deliberation about matters of value. If the inhabitants
of a country suffer from injustice, they suffer from a government or legal system
that does not adequately assign value to their lives, health, wealth, perceptual
faculties, reputations, and so on.21 That is, in aiming to address injustice and
oppression, the foreign aid worker is still concerned with matters of value.
But there is likely to be a further element: tyrannical rulers mis-
understand value and the good. They fail to ascribe value to the lives, wealth,
health, etc., of others, and they fail to recognize the goodness of good lives.
That is, neither do they themselves strive for knowledge—the virtues achieved
by studying physics, logic, and ethics—nor do they recognize that this striving
to recall the points that the wise person has no emotions and that emotions often
involve seeing something that is merely of value as good, or something that is
merely of disvalue as bad. On the question of how the good is to be related to, cf.
M. Frede, “On the Stoic Conception of the Good”.
24 Note that, even where one aims to build a life given worsened health, one is not
thereby rationally committed to considering health non-valuable. On the contrary,
people with a chronic illness can rationally build a good life, and at the same time
try to learn about potential new treatment methods. In Chapter 4 of Law, Reason
and the Cosmic City, I argue against a long-standing interpretive option, namely
that the Stoics claimed that, if in a given situation an agent reasonably decides
against, say, having all her limbs intact, this involves that she thinks of having
all her limbs as non-valuable. I used the example of a hiker who cuts off his arm
because it becomes stuck under a rock in an accident—otherwise he could not
climb down the mountain. In this kind of situation, it is reasonable to cut off one’s
arm, though this doesn’t make having one’s arm (one’s health, etc.) non-valuable.
Surely, once back in the plains, the hiker would go to the hospital and reasonably
do all he can to restore his health as much as possible. But he can also build his
new life around having just one arm, and be back in the mountains soon enough,
as presumably the real hiker from whose story I derive my example did.
25 Elizabeth Harman discusses this example in “‘I’ll Be Glad I Did It’: Reasoning and
the Significance of Future Desires”. The Stoics would embrace this case, though
their analysis would differ in any number of ways from Harman’s. For example,
Harman assumes, perhaps for the sake of simplicity, that in general deaf people are
happy. The Stoics make a modal claim: they can be happy and build a good life for
themselves. This makes a decisive difference: just as one can build a good life for
oneself if deaf, one can also build a good life for oneself if not deaf. Thus the fact
that a deaf person finds herself leading a good life does not provide a reason for
others (if given the choice) to prefer to be deaf, or to decide against surgery that
The claim that matters such as health and wealth are indifferent to
happiness or misery is here explained as the claim that it is possible to be happy—
or, to have a good life—without them. This proposal is more modest than Stoic
theory is often taken to be, and it should not be conflated with a number of
stronger claims. (i) The claim is not that, say, a person could not feel happy after
she inherited so much money that, in her new home high above Lago di Lugano,
she barely recalls how she used to slave away as a philosophy professor in the big
city. This notion of happiness as a subjective feeling is not the notion of happiness
that figures in ancient ethics. The ancient notion of happiness is one that takes
a third-person perspective and looks, roughly speaking, at someone’s life as a
whole. From this kind of perspective, one could say that someone’s life is going
well or is not going well. Indeed, one could say about the person who is elated
about her newly acquired riches that her life is not going well. For example, she
might have adopted a mode of life devoted entirely, say, to expensive wines and
sustaining a perfect suntan, that is, a mode of life without any projects guided by
value and the aim of attaining WVK.
(ii) Nor do the Stoics claim that things such as health and wealth
cannot be significant components of a given well-going life. For example, a
parent devoted to raising her children well might count as able to lead a good
life, and it might be impossible for the parent to do what she does if she loses her
health, her job, and so on. If one were to describe her life—how hard she works
to provide for the children and give them a good education, how untiring she is
in playing with them, taking them outdoors for exercise, and so on—it would
appear that the facts that she is healthy and has an income are quite relevant. The
Stoics do not deny this. They propose, instead, that if the parent were to lose her
job and to become sick, she would still be able to lead a good life. It would be a
different life, and not the one she hoped for. Perhaps her children would have to
move in with relatives. But the parent’s life could still be a good life, and there
would still be ways in which she could play a good role in her children’s lives.
(iii) The Stoic proposal also does not mean that any kind of adversity
should be suffered as if it did not affect one’s life. On the contrary, the Stoics are
the only ancient philosophers—and among the very few thinkers until today—
who defend suicide as a potentially reasonable option. If one’s life becomes such
that one cannot do anything—not talk with one’s children, not perform any
good actions, and so on—then the Stoics do not see what should be wrong with
ending it. They are, however, cautious in how they advertise this view. As is well-
known from other contexts, the Stoics share with the skeptics a certain epistemic
pessimism, and they assume that we tend to be rather bad at assessing such
matters. Accordingly, they think that only the wise person is in a position to
29 These matters are controversial, and every late Stoic philosopher would have to be
discussed in his own right. Prominent contributions on these questions include
Pierre Hadot, Philosophy as a Way of Life; Long, Epictetus; John Cooper, “Moral
Theory and Moral Improvement: Seneca”; Brad Inwood, Reading Seneca; Gareth
Williams, The Cosmic Viewpoint; Cooper, Pursuits of Wisdom.
30 For example, Cicero has a Stoic ask how someone who accepts the distinction
between external, internal, and bodily goods could be happy. The implication is
that one should reject the idea that strength and health and so on are goods for
the very reason that otherwise one cannot be happy. “For if a man is confident in
the goods that he has, what does he lack for living happily? Yet a man who adopts
the threefold division of goods inevitably lacks confidence. For how will he be
able to be confident of bodily strength or secure fortune? Yet no one can be
happy without a good which is secure, stable, and lasting […]. The man who
would fear losing any of these things cannot be happy.” (Tusculan Disputations
5.40–1 = LS 63L).
31 The initial study was published by L. B. Alloy and L. Y. Abramson, “Judgment of
Contingency in Depressed and Nondepressed Students”. For critical discussion,
cf. K. Dobson and R. L. Franche, “A Conceptual and Empirical Review of the
Depressive Realism Hypothesis”; R. Ackermann and R. J. DeRubeis, “Is Depressive
Realism Real?”; L. G. Allan, S. Siegel, and S. Hannah, “The Sad Truth about
Depressive Realism”; T. S. Fu, W. Koutstaal, L. Poon, and A. J. Cleare, “Confidence
Judgment in Depression and Dysphoria”.
6. Conclusion
Stoic ethics is the only major ethical theory that focuses on what I
take to be a pervasive task in ordinary life: taking the same things seriously and
not seriously. Other ethicists often have something to say about some related
ideas, such as questions of “moral luck”—how outcomes that were a matter of
luck affect our attitudes to actions. The Stoics, however, address the challenge of
taking the same things seriously and not seriously as a fundamental component
of their ethical theorizing. As I see it, it is a virtue of a philosophical theory to
acknowledge how widely this challenge figures in ordinary life, and to try to
account for the rationality of the relevant attitudes.
Though ethicists tend to neglect these matters, religion traditionally
addresses them. For example, it is part of the point of some religious holidays (in
several religious traditions) that they allow the believer to take a step back, as it
32 I shall not enter here into discussions of where to draw the line between dying
of symptoms typical to old age on the one hand, and disease on the other. The
important point is that even the greatest advances in medicine are unlikely to
create a world entirely devoid of disease.
Select Bibliography
Allan, L. G., S. Siegel, and S. Hannah. “The sad truth about depressive realism”.
The Quarterly Journal of Experimental Psychology 60 (2007): 482–495.
———. “Moral Theory and Moral Improvement: Seneca”. In his Knowledge, Nature,
and the Good: Essays on Ancient Philosophy, 309–334. Princeton:
Princeton University Press, 2004.
———. Pursuits of Wisdom: Six Ways of Life in Ancient Philosophy from Socrates
to Plotinus. Princeton: Princeton University Press, 2012.
Frede, Michael. A Free Will: Origins of the Notion in Ancient Thought. Edited by
A. A. Long. Berkeley, CA: University of California Press, 2011.
———. “On the Stoic Conception of the Good”. In Topics in Stoic Philosophy,
edited by Katerina Ierodiakonou, 71–94. Oxford: Oxford University
Press, 2001.
Harman, Elizabeth. “‘I’ll Be Glad I Did It’: Reasoning and the Significance of
Future Desires”. Philosophical Perspectives 23/Ethics (2009): 177–199.
Long, Anthony A. Epictetus: A Stoic and Socratic Guide to Life. New York: Oxford
University Press, 2002.
Vogt, Katja Maria. “Die frühe stoische Theorie der Emotionen”. In Zur Ethik
der älteren Stoa, edited by Barbara Guckes, 69–93. Göttingen:
Vandenhoeck & Ruprecht, 2004.
———. “Die frühe stoische Theorie des Werts”. In Abwägende Vernunft, edited
by Christian Schröer and Franz-Joseph Bormann, 61–77. Berlin:
DeGruyter, 2004.
———. “The Good is Benefit: On the Stoic Definition of the Good”. Proceedings
of the Boston Area Colloquium in Ancient Philosophy, 155–174. Leiden:
Brill, 2008.
———. Law, Reason, and the Cosmic City: Political Philosophy in the Early Stoa.
New York: Oxford University Press, 2008.
Jeffrey J. Fisher
1 All translations cited as being in LS are those of Long and Sedley, The Hellenistic
Philosophers, unless otherwise noted. Bibliographic information for all references
can be found in the Select Bibliography at the end of this essay.
Jeffrey J. Fisher 77
belief might not be situated within a system of unshakeable beliefs. I can know
x without being a “master” of the domain of which x is a member.
Now, in Discourses IV.1, Epictetus mentions the “art of living”, but not
by that name—he refers to it as the “epistēmē of living” (IV.1.62–64), or the
“epistēmē concerning life” (IV.1.117–118).2 As will become clear in what follows,
this epistēmē is what we would call ethical or moral knowledge. The goal of this
paper is to flesh out why exactly Epictetus’s epistēmē of life should be understood
as an epistēmē in the orthodox Stoic sense—that is, should be understood as a
system of cognitions—as opposed to some other sense of knowledge, such as
our contemporary one.
A first clue that it should be is given by the fact that the epistēmē of
life ranges over a particular domain—namely, life—which makes it much more
like an expertise than like justified true belief of some proposition or other.
This clue is further corroborated by (1) the fact that in the two places where
Epictetus discusses the epistēmē of life, he compares it to other organized bodies
of expertise (IV.1.62–64; IV.1.117–118), and (2) possession of this epistēmē,
Epictetus tells us, makes one a “master” (IV.1.118).
Now while this may make it plausible that the epistēmē of life is a
Stoic epistēmē, it doesn’t establish it. And I would like to see how firmly we can
establish it. To make a stronger connection, we will need to take a bit of a longer
path, one that begins with elucidating the relationship between the epistēmē of
life and a human being’s end (telos).
Possession of the epistēmē of life, Epictetus tells us, makes us free from
hindrance in life (IV.1.63–64). He also tells us in another discourse that freedom
from hindrance is tantamount to following God (I.12.8–21) and then that this,
in turn, is our end (telos) (I.12.5, I.30.5). Possession of the epistēmē of life, then,
is what allows us to fulfill our end and so live well.
At II.11.9, Epictetus gives us an alternative characterization of what
it is for human beings to attain their end. They would do this—they would be
perfect (teleious)—if they had knowledge both of ethical preconceptions (or,
in other words, general ethical truths, such as those concerning “noble” and
“base”) and of the correct applications of those preconceptions. In speaking of
this knowledge, Epictetus does not use “epistēmē” or any word built from the
same root; rather, he uses “oida” (II.11.7). Epictetus uses “oida” (and forms
of “eidenai”, in general) in much the same way as we use “knowledge” today.
Most commonly, “eidenai” is used to ascribe knowledge of propositions—both
contingent and necessary. For example, Epictetus speaks of knowing (oidas) that
“the book costs five denarii” (I.4.16) and of knowing (oidas) that “freedom is
something noble and remarkable” (I.12.12). Clearly, this is a different kind of
knowledge than epistēmē.
2 All translations of Epictetus are my own. I have used Oldfather’s edition of the
Greek text.
Jeffrey J. Fisher 79
might be one commonsensical way to interpret him here), but, in addition,
that God has implanted preconceptions into every human being; it is part of
God-given human nature to have the preconceptions that we have. It looks,
then, as though Epictetus is a nativist.3 Now one of the longer-living debates
in Stoic scholarship is over whether or not, and to what degree, the Stoics were
nativists.4 And at the center of this debate is Chrysippus and his reported
mention of “innate preconceptions” (emphutôn […] prolêpseôn) (Plutarch,
On Stoic Self-Contradictions, 1041E = LS 60B). In the case of Epictetus, by
contrast, scholars disagree much less—there is much more of a consensus that
Epictetus was, in fact, a nativist.5 And I think this consensus correct. For not
only does Epictetus refer to preconceptions as “innate concept[s]” (emphuton
ennoian) with which all of us are born (II.11.3), but he also explains our present
ability to apply preconceptions to the world by referring to our having already
been instructed by nature about them by the time we are born (II.11.6). It is
unclear, to say the least, how such instruction could be understood as not being
an affirmation of at least some minimal form of nativism. Accordingly, we
should understand Epictetus as holding that preconceptions are innate in every
human being, being planted there by God before we were born.6 To further
understand the nature of preconceptions, it will help to clarify the nature of God.
3 By nativism, I mean the theory that certain concepts are implanted in our minds
naturally, if only in an undeveloped or spermatic way.
4 Bonhöffer (Epictet und die Stoa, 187–222) argued that Chrysippus (as well
as Epictetus) was a nativist in this sense, while Sandbach (“Ennoia and
ΠΡΟΛΗΨΙΣ”), in direct response to Bonhöffer, argued that Chrysippus was
not, but agreed that Epictetus was. More recently, Jackson-McCabe (“Implanted
Preconceptions”) has taken up Bonhöffer’s cause, and Dyson (Prolepsis and
Ennoia) has argued that the Stoics did not think we have concepts (ennoia)
implanted in us from birth (see, in particular, 148), but that they did think we have
innate dispositions to form certain concepts and that preconceptions are these
dispositions. (Dyson understands nativism to be the thesis that concepts (ennoiai)
are innate, and so he claims that the Stoics were not nativists. But in the sense in
which I am using the term, Dyson would agree that the Stoics ascribed to a kind of
nativism—namely a dispositional or spermatic kind.)
5 Indeed, even in the debates in the secondary literature previously referred to, it is
acknowledged that Epictetus thought that preconceptions were innate—the debate
is only over the early Stoics and whether they did or not.
6 Whether or not Epictetus departs from Stoic orthodoxy on this point depends
on what exactly the Stoic orthodoxy is. If Sandbach (“Ennoia and ΠΡΟΛΗΨΙΣ”)
is right about what it is, then Epictetus does, in fact, depart from it; if Bonhöffer
(Epictet und die Stoa) or Jackson-McCabe (“Implanted Preconceptions”) or Dyson
(Prolepsis and Ennoia) is right, then Epictetus does not.
7 For further discussion of Epictetus’s claim that we are a fragment of God, see Long,
Epictetus, 143–146.
Jeffrey J. Fisher 81
manage the things of life, dismissing the things beyond us,
things which, perchance, are uncognizable [akatalēpta] by
the human mind, and, even if one assumes they are most
cognizable [katalēpta], what profit comes from them being
cognized [katalēphthentōn]? [Fragments 1.2–11]
What interests me is not so much the claim about the profit (or lack
thereof) of physical inquiry, but rather that Epictetus clearly implies that the
“true nature of good and evil” is cognizable—it is the kind of thing of which
we have cognition (katalēpsis). That is just to say, however, that preconceptions
are cognizable, for, as was just discussed, it is preconceptions that contain the
content of, and so tell us, the “true nature of good and evil”. The knowledge (in
the sense of eidenai) of general ethical truths that in part constitutes the epistēmē
of life should, then, not be understood as, for example, weak assent to a general
truth, but rather as cognition (katalēpsis) of it.
It is also important to note who has this eidenai of general ethical truths.
At II.11.7, Epictetus is engaging in a mock conversation with himself where one
of the participants is supposed to be Epictetus himself. The other participant
is a philosophical layman—an “everyman” without extraordinary abilities or
extensive education. It is this layman who, at II.11.7, claims to have knowledge
(eidenai) of the noble and the base, and Epictetus in his own person agrees that he,
in fact, does. Moreover, this knowledge is claimed simply on the basis of having
the relevant preconception. According to Epictetus, then, the philosophically
unsophisticated and untrained person has knowledge of what is noble and base,
and presumably of anything else of which we have preconceptions. One need
not be a philosopher or a Stoic to have such knowledge—one need only be a
human being.
It seems, however, that it is possible that the knowledge we have on the
basis of preconceptions is, in many cases, latent. It is not active and not attended
to. Indeed, it is part of progress to articulate preconceptions; to activate and
systematize them (this will be discussed later). When this knowledge is left latent,
Epictetus thinks that it will not guide our actions. And thus the articulation
and activation of preconceptions becomes important. So even though we can
all quite easily come to have cognition of general ethical truths, not all of us
do, in fact, have this cognition.8 For we might never pay much attention to our
preconceptions and so never come to really grasp any (or, at least, some) general
ethical truths.
Having shown that we have cognition of general ethical truths via
preconceptions, let us turn our attention, now, to knowledge of the applications
of preconceptions.
8 Barnes (Logic and the Imperial Stoa, 40–44) addresses much the same point.
9 Since Epictetus uses the central Hellenistic epistemological notion of the “criterion”
(kritērion) on only a few occasions, the fact that a number of those instances occur
within discussion of this test lends further credence to the notion that it might be
central to Epictetus’s epistemology.
Jeffrey J. Fisher 83
appropriate things without having first articulated them” (II.17.7). Now while
it may seem fairly easy to articulate a handful of preconceptions, and thus easy
to properly apply preconceptions, such scanty articulation is insufficient. For,
according to Epictetus, we need to articulate a complete interconnected system
of preconceptions (II.17.10; II.11.18) in order to apply them properly. This
complete system is the standard against which we should check any application
we make—any application should be consistent with this system. Articulating a
complete system, undoubtedly, is much more difficult.
Let us turn to an example to see why the complete system is needed.
Consider the argument against hedonism found at II.11.20–22:
Jeffrey J. Fisher 85
There, Epictetus is discussing which things we can properly apply good
and evil to. One’s son dies—“that is not within the sphere of prohairesis, [so]
it is not evil” (III.8.2). One is distressed at this—“that is within the sphere of
prohairesis, and it is evil” (III.8.3). One bears the death nobly—“that is within
the sphere of prohairesis, and it is good” (III.8.4). “If we habituate ourselves
[ethizōmetha] thus”—that is, if we acquire the habit of always referring our
judgments of good and evil to our prohairesis—“we will make progress
[prokopsomen]” (III.8.4). “For”, Epictetus tells us, “we will never give our assent
to something other than that of which there is a cognitive impression [phantasia
katalēptikē]” (III.8.4).
There is much of interest in this passage, but, for present purposes,
what is noteworthy is the reference to cognitive impressions. In this passage,
Epictetus gives us arguments for certain claims and then tells us, though in
not so many words, that the premises of those arguments and the conclusions
that follow from them are cognizable—we can have cognitions of them. The
conclusions are of the form “this particular thing is (not) evil/good”, for example,
“the death of your son is not evil”. This is as clear a case of an application as could
be imagined. What this passage tells us, then, is that applications are cognizable.
They need not always go through a preconception test in order to be known—
some applications can be known because they carry a “token from nature”.
Now, unfortunately, Epictetus says very little about what these “tokens
from nature” might be. Though presumably Epictetus thinks, in line with his
fellow Stoics, that certain applications have a character about them such that,
when the faculty of reason focuses upon them and upon the sources from
which they sprang, it will be evident that they are true and that they could not
possibly be false. This Stoic view is certainly at least compatible, even perhaps
harmonious, with what Epictetus does say.
So while Epictetus doesn’t tell us much about cognition or the cognitive
impression, he does tell us that we can have cognition of applications. As we
saw in section II.ii, he also thinks we have cognition of general ethical truths.
And since the epistēmē of life comprises knowledge of general ethical truths and
applications, as was seen in section I, we can conclude that the epistēmē of life
is composed of cognitions. In sum, the epistēmē of life is an epistēmē in the
orthodox Stoic sense.
Barnes, Jonathan. Logic and the Imperial Stoa. Leiden: Brill Academic, 1997.
Bonhöffer, Adolf. Epictet und die Stoa: Untersuchungen zur Stoischen Philosophie.
Stuttgart: Enke, 1890.
Dyson, Henry. Prolepsis and Ennoia in the Early Stoa. Berlin: Walter de Gruyter,
2009.
Long, A. A. Epictetus: A Stoic and Socratic Guide to Life. New York: Oxford
University Press, 2002.
Jeffrey J. Fisher 87
8 8 EPICTETUS: his continuing influence and contemporary relevance
In Defense of Patience
Matthew Pianalto
Matthew Pianalto 89
1. Patience: A Preliminary Sketch
Joseph Kupfer defines patience as “the disposition to accept delays in
satisfying our desires—delays that are warranted by circumstances or the desires
themselves” (“When Waiting”, 265). This captures the idea that patience involves
not merely waiting—circumstances sometimes force us to wait whether we wish
to or not—but also accepting the waiting that must be done. Here, to accept a
delay is to endure it with equanimity. Kupfer’s emphasis on this notion of delays,
however, obscures the fact that some of the frustrations that one can endure
patiently or impatiently cannot straightforwardly be interpreted as a delay in
the satisfaction of one’s desires. That is, some desire a person has might be
permanently frustrated, and so patience cannot be a matter of accepting a delay
in the satisfaction of that desire. Eamonn Callan offers the example of a man
who has lost his sight: his desire to see has now become permanently frustrated
(“Patience and Courage”, 525). Coming to terms with his condition—which
the man in Callan’s example deeply resents, and which is, in turns, a source of
both rage and despair—will require patience. The patience necessary here will
not be a matter simply of accepting the delays that might arise in adapting to
his blindness, but also of coming to accept that this is his condition. We might
also imagine a case in which an important goal or dream is crushed, and there
remains no further reasonable hope that our desire will be fulfilled. We may be
tempted to think that our life can no longer be meaningful, even though other
opportunities (and often, other goods and relationships) remain available. In
such conditions, anger and despair over permanent frustrations can sour one’s
whole life, and it seems that we can say that in the face of such circumstances,
we need patience in order to endure such frustrations while avoiding both anger
and despair. This suggests—in a way that agrees with this history of the term4
—that patience is broader in its meaning and significance than Kupfer’s focus on
waiting captures.
We could instead define patience as the capacity to endure either the
temporary or permanent frustration of our desires without lapsing into anger
or despair. To what extent is such a capacity a virtue? It might be thought that
the permanent frustration of at least some desires would be reasonable grounds
for despair and that other frustrations are reasonably met with anger, and
thus that there must be points at which our patience should reasonably run
out.5 Importantly, whether it is reasonable for one to abandon patience in the
4 For example, the Oxford English Dictionary identifies the following primary
senses of patience: “(1a) The calm, uncomplaining endurance of pain, affliction,
inconvenience, etc.; the capacity for such endurance; (1b) Forbearance or long-
suffering under provocation; esp. tolerance of the faults or limitations of other
people; (1c) Calm, self-possessed waiting; (1e) Constancy or diligence in work,
exertion, or effort; perseverance”.
5 See, for example, Aristotle’s views about mildness or good temper (with respect to
Matthew Pianalto 91
may be a matter of preference or require moral deliberation—depending on the
nature of the project or commitment. The relevance of patience here is that the
patient person will resist the temptation to give up too soon. Additionally, the
patient person will not proceed with undue haste. Writing a book or building a
house, for example, is an endeavor that takes time, and the excellent completion
of these projects takes time and careful attention. The patient person does
not rush the job. So long as a person remains (wisely) committed to it, then
various “burdens” arise within the larger task, and the patient person is not
run off the larger course by these smaller tasks and details. These smaller tasks
remain unavoidable so long as the individual is committed to the larger end,
and these various steps in a large undertaking are not best thought of as delays—
or obstacles—in the satisfaction of the person’s main desire (say, to complete
the book or the house), because they are essential steps in the overall project.
Of course, in any large undertaking, we may encounter unforeseen obstacles
and setbacks that delay our progress, and so the patience of accepting delays is
contained within this broadened conception of patience as bearing unavoidable
and wisely assumed burdens with equanimity.6
Before proceeding, I should add a brief remark about my use of the
term burden. This term should be understood as broadly as possible and as only
descriptive of those things—obstacles, delays, or other forms of adversity that
may give rise to undue anger or despair—to which one can respond, or fail to
respond, with patience. Burden tends to have a negative connotation, and this
is surely because many of the things that burden us are things from which we
would prefer to be free. But as I noted above, some of the things that “burden”
us are inextricable parts of larger projects that we value—to the examples of
writing a book or building a house we might add the raising and teaching of
children (which takes patience if anything does!), or participation in deliberative
and legislative bodies in which clashes of opinion are largely inevitable. We
might in some cases call the burdens that attend to these activities and roles
their constitutive duties and responsibilities, and as Epictetus notes, it is wise
first to understand these constitutive burdens before committing ourselves to
6 Here we might note Epictetus’s “open door policy”, expressed in Golden Saying
XLIV: “Above all, remember that the door stands open. Be not more fearful than
children, but as they, when they weary of the game, cry, ‘I will play no more,’ even
so, when thou art in the like case, cry, ‘I will play no more’ and depart. But if thou
stayest, make no lamentation.” The open door policy is ultimately a reminder that
one can choose suicide over bearing one’s troubles in life (though it might also
remind us that many burdens can be avoided by abandoning a project). At the
same time, of course, in many cases, suicide might be regarded as an expression
of impatience as despair, and presumably Epictetus is not so much recommending
suicide as using it to put his students’—presumably not so terrible—burdens into
perspective.
Matthew Pianalto 93
helped by a properly conditioned disposition to anger.8 Seneca writes that anger
8 For Aristotle’s view, see Nicomachean Ethics, Book III, Chapters 6–9, and Book IV,
Chapter 5. Importantly, because Seneca defines anger in cognitive terms, he allows
that the initial feelings one has, which can prompt angry judgments, can themselves
be controlled; and so those feelings themselves, which may prompt initial action
and response, would not for Seneca count as anger. See On Anger, II.3.4.
9 Aquinas’s views about patience can be found in the Summa Theologica, II.2.136.
Contrast with Tertullian, “Of Patience”, and Gregory the Great, Homiliae in
Evangelia XXXV (translated in Forty Gospel Homilies, 301–311). It is noteworthy
that Tertullian claims that (non-Christian) philosophers concur in their high
estimation of patience (though their lack of faith makes their patience a false
form of the true Christian virtue). Although Tertullian does not name any specific
philosophers or schools, the fact that he was well-acquainted with Stoic thought
makes it reasonable to think that he has the Stoics, if others, too, in mind here.
Matthew Pianalto 95
Aquinas’s assessment of patience. In this section, via a comparative detour into
the thought of Kierkegaard, whose estimation of patience is more in line with
that of earlier Church thinkers, I aim to motivate the idea that patience is indeed
central to the moral life, and to show how this view is reflected in Stoic thought
as well.10 This will illustrate how patience can retain a central significance in
moral life even within a secular framework.
As Kierkegaard notes in one of his “upbuilding discourses”, people
understand the necessity of patience when it comes to instrumental affairs—
that patience enables us to endure well the time between sowing and harvest,
to pace ourselves on a long journey, to wait for the fish to bite (“To Gain One’s
Soul in Patience”, 160–161). In some cases patience is inextricable from the wise
pursuit of some goal, as in cases where patience enables us to pace our efforts. In
other cases, patience attaches not to the pursuit, but rather to the wait—patience
enables us to avoid acting too soon (as in harvesting crops) or merely acting out,
say, in a pointless outburst of frustration as we wait our turn in line.
Plain examples such as these indicate the instrumentality of patience in
the pursuit of external goals. However, Kierkegaard critiques patience that aims
only at external goals—patience understood as a merely instrumental virtue—on
the grounds that the person who practices patience only for the sake of attaining
the external goal “is not really gaining patience but gaining what is coveted”
(“To Gain One’s Soul in Patience”, 161). Patience is recognized, in its merely
instrumental form, to be preferable “over the wild, undisciplined outbursts that
achieve nothing but only give rise to confusion and harm”, but for Kierkegaard
the value and need of patience extends beyond its instrumentality in waiting.
For it is in patience that one “gains one’s soul” (and preserves it), and this gaining
of one’s soul—this self-possession, we might call it (although Kierkegaard notes
the strain in thinking of the soul or the self as something that can be possessed)—
is not the attainment of one external good among others. Kierkegaard’s point
can be related to Seneca’s view of anger as temporary madness: in madness one
has “lost one’s mind”, is “not oneself ”. By contrast, patience prevents the self
from becoming lost, from losing itself, in anger or other forms of impatience. In
this respect, patience underwrites the continuity of the self, enables one to be
oneself rather than a mindless center of rage or despair. The need for patience
thus transcends its merely instrumental usefulness as a way of enduring delays
in the satisfaction of our desires (as in Kupfer’s definition of patience). We need
10 This idea is also implicit in later neo-Stoic thought. The sixteenth-century neo-
Stoic Justus Lipsius writes in his De Constantia that “the true mother of Constancy
is Patience […] which is a voluntary sufferance without grudging of all things
whatsoever can happen to or in a man” (On Constancy, 37). Jacqueline Lagrée
writes that “constancy is less a particular virtue than something that colors all the
virtues” (“Constancy and Coherence”, 150). Thus, patience, too, will implicitly
“color”—or influence the development of—the other virtues.
Matthew Pianalto 97
delay” (Encheiridion 34).11 If we are “carried away” by the promise of a pleasure,
then we again are possessed by something else, and thus fail to possess ourselves.12
Likewise, Seneca writes of dealing with anger, “The great cure for anger is
delay. Ask it, at the outset, not to forgive but to deliberate: its first assaults
do the damage, but if it waits it will back off ” (54: II.29.1). The points can be
related insofar as in anger, the desire for revenge produces its own expectation
of pleasure—that is, the pleasure of avenging the perceived wrong to oneself (or
otherwise giving expression to one’s anger). And we have already seen Seneca’s
reasons for distrusting anger.
In closing this section, I want to note how the role patience plays in
maintaining self-possession relates to the cultivation of character in general.
Above, I characterized the instrumentality of patience in terms of its role in the
pursuit of externals, but it should be clear that patience is equally instrumental
to the pursuit of internal goods13—that is, to the cultivation of other virtuous
traits. Indeed, if we maintain self-possession in and through patience, then
patience is not merely instrumental to the cultivation of other virtues, not
merely helpful, but is rather absolutely necessary in order for us to improve and
sustain our character. This is both because the cultivation of character and skills
takes time and because there may be moments when we fail to live up to our
own expectations. Such failures may tempt us to become angry with ourselves or
to despair over our own imperfection or moral weakness.14 It might be tempting
here to say that it is good to be angry with ourselves over some failures, but if
we understand anger, as Seneca does, as a temporary departure from reason, as
madness, then perhaps we should avoid the term “anger” here and say that it is
reasonable to be disappointed (or ashamed, as the case may be) by our failures.
Such failures are an occasion for humility, but neither anger nor despair can save
us from future failures, and the humbled, patient person will bear these mistakes
without losing hope in the possibility of improving herself and of doing better
in the future. In patience, we bear the burden of our own imperfections and
It’s a special trait of true greatness not to feel the blow when
struck; that’s the way a huge beast regards dogs’ barking,
without concern, or the way an ocean swell leaps against a
great crag, to no effect. That man whom I just now described
as standing taller than any vexation holds the greatest good,
as it were, in an embrace. [84: III.25.3–4]
15 For a detailed examination of the relationship between patience and courage that
illustrates this point, see Callan, “Patience and Courage”.
16 In his recent study of courage, Geoffrey Scarre argues that patience and fortitude
are distinct virtues, and “that patience has primarily to do with how one feels,
while fortitude has most to do with how one acts” (On Courage, 93). He also
remarks that patience and fortitude “involve different kinds of strength: the subject
of fortitude has the firmness of self-possession and endures hardship without
flinching, while the patient individual has the power to dismiss such disturbing
emotions as anger, bitterness, resentment, depression, and disappointment” (On
Courage, 94). However, I suggest that Scarre is wrong to identify patience only
with feeling, since responding to a person patiently is not merely a function of
Matthew Pianalto 99
At this point we encounter three familiar and related objections to Stoic
detachment. First, it might be argued that such detachment is psychologically
impossible and, second, that even if detachment were possible, it would be
undesirable because it would lead to a diminished inner life and a degraded
capacity for moral concern, a lack of humanity. Third, the prizing of detachment
for the sake of inner tranquility appears overly egocentric, since detachment
seems to involve withdrawal from the world and its various injustices, and thus
an objectionable indifference to the sufferings of others.17
A thorough Stoic response to these objections would take us far from
the topic of patience, and so a sketch that identifies patience as the essential
underlying psychology to fortitude will have to suffice. I will group together the
first two objections above, and explain how a satisfactory response to them will
diffuse the (third) objection from egocentrism.
Stoic practical philosophy—in ways strikingly similar to Buddhist
philosophy18—is largely premised on the idea that human suffering is
compounded by unnecessary attachments. Cultivating a stance of detachment
toward externals, those things that are not up to us, thus has the therapeutic
point of releasing us from avoidable suffering. Detachment is a strategy for
contending with the fickleness of fortune, for dealing with loss and misfortune
without being blown about by anger or despair, and thus for maintaining one’s
own sense of self and purpose in spite of adversity. For Epictetus, this culminates
in the advice: “Do not seek to have events happen as you want them to, but instead
want them to happen as they do happen, and your life will go well” (Encheiridion
8). Such advice seems at first glance to recommend a kind of passivity, which is
no doubt part of the concern in the first two objections mentioned above. We
might be inclined to think here of both great natural and moral evils, and to
wonder whether Epictetus could be serious in suggesting that we should want
such things to happen. But a focus on such evils here may threaten to distract us
how we feel, but also of how we treat the other person. From the Stoic perspective,
the indifference or detachment typically described as a source of fortitude can
thus equally be regarded as the perfection of patience. As one’s patience increases,
so does one’s fortitude. Notably, Callan also distinguishes patience and fortitude
in his example of the man who has lost his sight, imagining this man to bear his
blindness with fortitude, but without patience (since he is inwardly plagued by
bouts of rage and despair). But this would not count as fortitude—which is not
merely a matter of external display, but also of inward acceptance and resolve—
from a Stoic point of view.
17 These various objections are discussed at greater length, in relation to Seneca’s
views about anger, by Nussbaum in The Therapy of Desire, 402–438. See also
316–401.
18 See, e.g., Peter J. Vernezze, “Moderation or the Middle Way: Two Approaches
to Anger”.
Acknowledgements
I must thank Duncan Richter for comments on a previous draft, as well
as the participants at the conference “Epictetus and Stoicism” at Rochester Institute
of Technology, April 26–27, 2012, for their comments on the version of this paper
presented there, and finally my colleague Ron Messerich, whose conversations
with me about the virtues, including patience, are always stimulating.
19 Peter J. Vernezze makes similar arguments in defense of the Stoic and Buddhist
views about anger, in contrast with the Aristotelian tradition, in “Moderation or
the Middle Way: Two Approaches to Anger”.
20 My concluding response to this objection is admittedly brief, and a more detailed
Stoic response might involve marking the distinction between emotions such as
anger and “emotional preludes” such as the feelings that precede (and seem to
accompany) those emotions, and providing an account on which it is sometimes
acceptable to give expression to those emotional preludes. One may be able
to express those feelings (which many ordinarily identify as anger, conceiving
of anger, unlike the Stoics, as a feeling rather than a set of judgments) without
becoming angry in Seneca’s sense. (For example, see On Anger II.3.4.) And such
expressions might be taken as a way, in some contexts, of showing that one is not—
as is sometimes charged of the Stoics—“dead to the world”. Although she herself is
not convinced that this approach vindicates Stoicism in terms of her own concerns,
see Nancy Sherman for further discussion of this approach in “Aristotle, the Stoics,
and Kant on Anger”, esp. 221–227.
Harned, David Baily. Patience: How We Wait Upon the World. Cambridge, Mass:
Cowley Publications, 1997.
———. The Sickness Unto Death. Translated by A. Hannay. New York: Penguin,
1989.
Sherman, Nancy. “Aristotle, the Stoics, and Kant on Anger”. In Perfecting Virtue:
New Essays on Kantian Ethics and Virtue Ethics, edited by Lawrence
Jost and Julian Wuerth, 215–240. Cambridge: Cambridge University
Press, 2011.
Eleni Tsalla
I will say that in the first place you ought to understand the
meaning of terms (parakolouthein onomasi). — So you imply
that I do not now understand the meaning of terms? — You
do not. — How comes it, then, that I use them? — Why, you
use them as the illiterate use written speech (eggrammatois
phōnais), as the cattle use external impressions (phantasiais);
for use (chrēsis) is one thing, and understanding
(parakolouthēsis) another. […] You know neither what God
is, nor what man is, nor what good, nor what evil is […]
[Y]ou do not understand your own self […]. [2.14.15–20]
The context of Epictetus’s comments is a visit of a Roman citizen who, with his
son, is attending Epictetus’s lecture. Epictetus appears reluctant to proceed with
a demonstration of philosophical instruction. He reminds his visitor that the
practice conducive to the learning of any art is boring to the uninitiated, even as
1 I conducted initial research for this paper as participant of the 2010 NEH Summer
Seminar Aristotle on Truth and Meaning directed by Deborah Modrak and Mark
Wheeler.
2 At 1.17.12, arguing in favor of the priority of logical studies, Epictetus cites in
support Chrysippus, Zeno, Cleanthes, but also Antisthenes, according to whom
“the beginning of education (archē paideuseōs) is the examination of terms
(tōn onomatōn episkepsis)”. Epictetus refers to the Socratic practice recorded
by Xenophon last (Mem. 1.1.16 and 4.6.1): “he began with the examination of
terms (ērcheto apo tēs tōn onomatōn episkepseōs), asking about each, ‘What does
it mean (ti sēmainei hekaston)?’” (Oldfather, trans., Discourses and Fragments).
(Bibliographic information for all references can be found in the Select
Bibliography at the end of this essay.) Dobbin draws the links of the passage with
Stoic debates about the status of definitions in relation to logical investigations
and with Epictetus’s practice of articulating preconceptions or concepts (Dobbin,
trans., Discourses Book I, 165). A. A. Long (Epictetus, 84) also connects Epictetus’s
examination of names with the important task of correctly applying articulate
preconceptions to particular instances.
3 2.14.7: “We picture the work of the philosopher to be something like this […]
(to ergon tou philosophountos toiouton ti phantazometha […])”. See also 2.14.9 for
verbatim repetition of the formula.
4 Parakolouthein: to follow, attend, understand; the term carried logical and
epistemological connotations. See Plato, Sophist 266c; Aristotle, Top. 131b9;
125b28; 123a19; Cat. 8a33; Met. 1054a14; APo. 99a17. In the Discourses, besides
names, one attends: occurrences (ginomena, 1.6.13); proofs (tois apodeiknuousi,
1.7.14); the wish of nature (tō boulēmati tēs phuseōs, 1.17.15); nature (tē phusei,
1.18.18); what is said (tō legomenō, 1.29.26); the use of impressions (tē chrēsei
tōn phantasiōn, 2.8.8) or simply impressions (tais phantasiais, 4.7.32); the divine
administration (tē theia dioikēsei, 2.10.3); oneself (emautō, 3.5.14).
5 The term “name” does not appear explicitly in the discourse. Epictetus goes
through instances of examining and applying preconceptions: “to learn how, in
conformity with nature, to adapt to specific instances (tais epimerous ousiais
epharmozein) our preconceived idea of what is rational and what is irrational
(tou eulogou kai alogou prolēpsin”) (1.2.6). However, 2.11.4–5 directly connects
names (onomata), concepts (ennoiai), and preconceptions (prolēpseis): “who
has come into being without an innate concept (emphuton ennoian) of what is
good and evil, honourable and base, […] and happiness […]? [W]e all use these
Faced with the dilemma of either dying or having his private parts
amputated, the accomplished athlete chose death contrary to his brother’s
advice—who, as the story goes, was a philosopher—to continue his life, albeit
without an illustrious athletic career.6 When asked whether such a course of
action was consistent with the man’s athletic or with his philosophical status,
Epictetus ruled the man’s choice to be in line with manhood. The exemplary
athlete, one worthy enough to have won Olympic victories, finds continuation
of the activities associated with his station in life an impossible option if this
is at the cost of his manliness. The passage makes manhood, rather than
rationality, the quality that takes precedence over the particular attributes and
7 Dobbin translates anēr correctly as “man” but takes the word to mean “human
being”: “The reply, ‘As a man’, indicates that the most important role is what
Panaetius called the first prosōpon, human nature simpliciter. All other roles are
variations of that, and subordinate” (Dobbin, Discourses Book I, 84–85). The
text, however, does not support this interpretation. It is unclear why genitalia
amputation would affect the reasonable performance of the functions associated
with the athlete’s human nature. If anything, the story appears to aim at
challenging Epictetus on this point exactly. With the two interpretations suggested,
i.e., that the person acted either as an athlete or as a philosopher, Epictetus
juxtaposes a third option. The athlete chose death preserving neither his athletic
function nor strictly speaking his philosophical one, but preserving his being
a “man”.
8 See 1.29.59: “for man (anthrōpos) is a kind of animal (zōon) that loves
contemplation (philotheōron)”; 2.5.24–29: “What are you? A man (anthrōpos) […]
a thing detached (ōs apolyton) […] a part of some whole (meros holou tinos)”;
2.9.2: “For what is a man (anthrōpos)? A rational, mortal animal”; 2.10.1–5: “a Man
(anthrōpos); that is, one who has no quality more sovereign than moral choice
(prohaireseōs)”; 3.20.13–14: “what sort of person a man is (ti esti anthrōpos) who
follows the will of nature (tō boulēmati tēs phuseōs parakolouthōn)”; 3.23.4–5:
“there are two standards to go by, the one general (koinē anaphora), the other
individual (idia). First of all, I must act as man (anthrōpos)”; 4.1.120–121: “man
(anthrōpos) is not a wild beast but a tame animal”; 4.11.1: “the social instinct is a
necessary (periechetai to koinōnikon) element in the nature of man (en tē phusei
tou anthrōpou)”.
The passage starts without any surprises, at least for a piece of ancient Greek
philosophy: rationality is the generic human function and, consequently, human
excellence is the cultivation or fruition of such function. Epictetus, however, in
conjunction with rationality also considers secondary sex characteristics, e.g.,
hair for men and softness for women, as part of human natural constitution and
normative. Preserving sex characteristics is an aspect of human virtue. A similar
analysis of “human being” appears in discourse 2.10 under the title “How is
it possible to discover a man’s duties (ta kathēkonta) from the designations
(onamatōn) which he bears”. Epictetus points out that grammatical or musical
ability neither adds to nor subtracts from one’s value, since both are externals,
i.e., they are qualities the acquisition or maintenance of which does not depend
on the agent (16). Male homosexuality though, regardless of whether one is
active or passive, constitutes loss of manhood and damages oneself (17).10 In
often castigates people for making. See 1.8.7–10: “For great is the power of
argumentation and persuasive reasoning (dynamis epicheirētikē kai pithanologikē),
and especially if it should enjoy excessive exercise and receive likewise a certain
additional ornament from language (ei tuchoi gumnasias epipleon kai euprepeian
apo tōn onomatōn proslaboi) […] being apt to make them conceited and puffed up
over it.” They “walk about as veritable thieves and robbers who have stolen these
designations and properties that in no sense belong to [them] (toutōn tōn ouden
prosēkontōn onamatōn kai pragmatōn)” (2.19.28). They “ornament and compose
the words (kallōpizei ta onomatia), as hairdressers do the hair” (2.23.14–15).
Also, at 3.23 skillful use of language for the sake of fame is dishonoring “good
names and things (kala onomata kai pragmata kataischunontes)” (35). 3.24.41,
3.26.13, 4.1.113 and Encheiridion 143 list more instances of abusing the name
“philosopher”.
14 Epictetus cautions, however, against any rushed or harsh judgment of others,
especially when one is not in a position to know the kind of beliefs that motivate
a certain type of action (4.8.3).
15 See Sextus, Against the Logicians = Math. 8.11–12:
three things were connected with one another, the thing
signified (to sēmainomenon) and the signifier (to sēmainon)
and the object (to tugchanon). Of these the signifier is the
utterance (tēn phōnēn) (for example, the utterance ‘Dion’); the
thing signified is the actual state of affairs revealed by it (pragma
to hup’ autēs dēloumenon), and which we apprehend as it
subsists in our thought, and which foreigners do not understand
even though they hear the utterance; and the object is the
externally existing thing (to ektos hupokeimenon) (for example,
Dion himself). And of these, two are bodies, namely the
utterance and the object, while one is incorporeal (asōmaton),
namely the state of affairs signified (to sēmainomenon pragma)
19 Epictetus uses the term axiōmata twice, both times nontechnically, in the sense of
“honors” or “reputation”. See 2.2.10 and 4.5.26. The term lekton does not come up.
20 See 2.19.28, 3.23.35, and 3.24.41.
21 Basanismos (2.14.16), elenchus (2.14.17), episkēpsis (1.17.12) are Epictetus’s
terms for the necessary examination of conventional names, which reveals their
insufficient referential import. See 2.6.19: “All these things are a mere noise
(psophos) and a vaunting of empty names (kompos kenōn onomatōn)”; 2.11.5–8:
“who of us refrains from expressions of this kind (pheidetai toutōn tōn onomatōn)?
Who of us waits before he uses them (anaballetai tēn chrēsin) until he has learned
what they mean (mechri mathei), as those who have no knowledge (kathaper hoi
ouk eidotes) of lines or sounds wait before they use the terms relating to them (peri
tas grammas ē tous phthoggous)?” 2.17.13: “[…] all of us who have these terms
upon our lips (ta onomata lalountes) possess no mere empty knowledge (mē kenōs
ismen) of each one severally (hekasta toutōn) […]”.
22 Similarly, see 4.8.16: “but the guise (to schēma) is fitted to the art (pros tēn technēn),
and they get their name from the art (apo tēs technēs de to onoma), but not from
the guise.” However, at 4.11 Epictetus says of Socrates that “he was not merely
pleasant to hear, but also to see” (21), even though he bathed infrequently but
apparently very effectively (19). The philosopher will not be convincing if he “has
the bearing and face of a condemned man (schēma katadikou echon kai prosōpon)”
(23–24).
23 As Long and Sedley point out, animals and plants have proper functions as well
(The Hellenistic Philosophers, 365). Epictetus extends proper functions even to
parts of animate beings, e.g., feet (2.5.24), and to everything one encounters
(1.7.2). Specifically for human functions and their names, see 4.12.16. Epictetus
has already reminded his audience that one first needs to be intent on universal
principles (4.12.7), “and all the other things as they have been given us. And next
we must remember who we are, and what is our designation (ti hēmin onoma),
and must endeavour to direct our actions, in the performance of our duties (ta
kethēkonta apeuthunein), to meet the possibilities of our social relations (pros tas
dunameis tōn scheseōn)” (4.12.16). Also, 4.6.27.
24 The point permeates the Discourses:
Anyone who has attentively studied the administration of
the universe and has learned that ‘the greatest and most
authoritative and most comprehensive of all governments is this
one, which is composed of men and God, and that from Him
have descended the seeds of being, not merely to my father or
to grandfather, but to all things that are begotten and that grow
upon earth, and chiefly to rational beings, seeing that by nature
it is theirs alone to have communion in the society of God,
being intertwined with him through the reason,’ — why should
not such a man call himself a citizen of the universe? [1.9.4–6]
The quotation is attributed to Poseidonius (DL 7.138) and Chrysippus (Diels,
Doxographi Graeci 464.20; 465.15). See also Discourses 1.3; 1.6; 1.14; 1.16; 3.17.
25 2.8.12: “do you not know that you are nourishing God, exercising God? You are
bearing God about with you, you poor wretch, and know it not!” Against the
tendency to read more into Epictetus’s personalistic language about God, see
28 Ti, as the most general term, also includes sayables or expressibles, void, place,
time, i.e., objects that do not exist, but subsist. See Long and Sedley, The Hellenistic
Philosophers, 164.
29 Pneuma spreads through the world but also has a “command center”
(hēgemonikon), which in various Stoic sources is identified either with the sun or
the aithēr (SVF 2.644).
30 Besides phusis, which is hexis kinoumenē (SVF 2.458), the soul is pneuma pōs
echōn (SVF 2.806[d]); virtue also is pōs echōn hēgemonikon (Sextus, Against the
Ethicists = Math. 11.23.2).
31 For a different view see Rist: “In his article on the Stoic Categories De Lacy
claimed to have found the categories in use as methodological principles in the
writings of men like Epictetus and Marcus Aurelius. This claim has been received
with some skepticism, and I must number myself among the skeptics” (“Categories
and their Uses”, 54). Rist does not explain his skepticism. De Lacy, however, treats
the categories not as ontological principles, but as methodological and analytical
tools, whereby the examination of what a thing is precedes the examination of
its qualities, disposition, and relative disposition, whether in the domain of logic,
physics, or ethics. See Phillip De Lacy, “The Stoic Categories as Methodological
Principles”.
32 Scholars connect Epictetus’s treatment of duties to Panaetius’s fourfold distinction
of roles (personae) that each human being instantiates: (i) universal rationality,
(ii) individual and particular constitution, (iii) circumstantial stations in life, and
(iv) chosen stations in life (Cicero, De Officiis I.107ff). Besides Dobbin, Discourses
Book I, 84–85, see Long and Sedley, The Hellenistic Philosophers, 368 and 424;
Michael Frede, “A Notion of a Person in Epictetus”. Specifically, Frede observes:
“one’s being a human being and hence a rational agent, should take precedence
over all other roles” (166). Commenting on discourse 2.10.3, where Epictetus
designates the human being both rational and a citizen of the world, Frede
remarks regarding rationality: “This is obviously the first type of role distinguished
by Panaetius” (166), and regarding universal citizenship: “This clearly is not the
second type of persona we find in Panaetius. I do not here want to discuss the
Stoic notion of world-citizenship. I take it that what Epictetus has in mind is this:
we, being rational, and thus able to understand the natural order of things, have
the role of maintaining this order in our lives in the light of our understanding
of it. Epictetus then goes on to talk about being a son, a brother, a member of the
council, that is the sorts of person which fall under Panaetius’ third and fourth
type” (167).
33 “Wherefore, we ought to preserve the signs which God has given; we ought not
to throw them away; we ought not, so far as in us lies, to confuse the sexes which
have been distinguished in this fashion” (1.16.14).
34 1.14.5–6: “But are the plants and our own bodies so closely bound up with the
universe, and do they so intimately share its affections, and is not the same much
more true of our own souls?”
35 See 2.10. One is first (prōton) a human being (2.10.1). In addition or besides (epi
toutois, literally, upon these), one is a citizen of the world (2.10.3).
36 In the same context, Epictetus points out that the preconception (prolēpsis)
of the philosopher is one of the most confused and inarticulate in common
understanding, formed only on the basis of common (koina, 4.8.1 and 15),
external (ek tōn ektōs, 4.8.3 and 10) attributes.
37 The title of the discourse is “Of Providence”. “[B]ut the marvelous constitution
of the intellect (dianoia) whereby, when [i] we meet with sensible objects
(hupopiptontes), we do not merely have their [forms] impressed upon us
(tupoumetha), but [ii] also make a selection (eklambanomen) from among them,
and subtract (aphairoumen) and add (prostithemen), and make these various
combinations (suntithemen) by using them (tade tina di’ auton), yes, and, by
Zeus, [iii] pass (metabainomen) from some things to certain others which are in
a manner related to them (parakeimena)—is not even all this sufficient to stir our
friends and induce them not to leave the artificer out of account?” (1.6.10–11).
38 See also 4.1.55 for the use of the term with an emphasis on its meaning as
submission.
39 The terminology is technical and goes back to Plato (tupōsis, Theaetetus 191d) and
Aristotle (eklēpsis, Prior Analytics, 43b1), while much of it the Stoics appropriated
from Epicurus, e.g., metabasis (Philodemus, On Signs, 19; 38), epinoia (Epicurus,
Fr. 255).
40 [Y]ou have the faculty of being moved (kineisthai) by myriads of matters
at the same time both in your senses (aisthētikōs) and in your intelligence
(dianoētikōs), and at the same time you assent to some (sugkatathetikōs), while
you dissent from others (ananeustikōs), or suspend judgment about them
(ephektikōs); and you guard in your own soul so many impressions (tupous)
derived from so many and various matters (pragmatōn), and, on being moved
by these impressions (apo autōn), your mind falls upon
notions corresponding to the impression (eis epinoias homoeideis epipipteis)
first made and so from myriads of matters you derive and retain arts,
one after the other, and memories. [1.14.7–9]
41 “What is the beginning of philosophy”, is the title of the discourse. The term
emphutos ennoia has led scholars to attribute a kind of ethical innatism to the
Stoics (e.g., Long, Epictetus, 80–84). For a discussion of other similar views, see
Dobbin, Discourses Book 1, 188–192. For a recent view, see Matt Jackson-McCabe,
“The Stoic Theory of Implanted Preconceptions”: “These derive ultimately from the
tendency, innate in all animals, to evaluate experience subjectively, distinguishing
what is beneficial for themselves from what is harmful. Humans are not born with
ethical conceptions per se; nonetheless, as rational animals in whom concepts
naturally begin to form almost immediately, they are predisposed to the formation
of these conceptions regardless of their experiences” (346). Whatever the case
might be, it should be noted that Epictetus’s would be an innatism converse to
the traditional one, which recognizes the power of human beings to come up
with novel ideas not immediately available through sense-experience. With such
a capacity Epictetus juxtaposes the “natural” driven movement of human beings.
Additionally, Epictetus does not assign much importance to the distinction
between art (technē) and science (epistēmē).
42 See also 2.17.3 and 10; 2.12.6. Besides prolēpseis, Epictetus uses the terms epinoiai,
ennoiai, katholika, or even “common mind” (koinos nous, 3.6.8): “When someone
asked him what ‘general perception’ was, he replied, Just as a sense of hearing
which distinguishes merely between sounds would be called ‘general,’ but that
which distinguishes between tones is no longer ‘general,’ but ‘technical,’ so there
are certain things which those men who are not altogether perverted see by virtue
of their general faculties. Such a mental constitution is called ‘general perception’.”
Oldfather translates nous as “perception”. See also Disc. 1.22, “On Preconceptions”.
For a recent study that attempts to distinguish between prolēpseis and ennoiai, with
reviews of major positions on the matter, see Henry Dyson, Prolepsis and Ennoia
in the Early Stoa: “[P]rolepsis is an often unconscious, yet teleologically secured,
process by which humans derive conceptions of basic natural kinds and moral
properties; […] the resulting conceptions tacitly contain the definitions of the
corresponding properties, at least in outline” (xxix).
43 Also hupolēpseis and dogmata; see 3.9; 3.16; 3.21. Jaap Mansfeld argues that
Epictetus’s “elements of logos” (4.8.12) refer to primary theorems of philosophical
theory, “the fundamental principles of the Stoic philosophical doctrine, system,
or general theory” (“Zeno on the Unity of Philosophy”, 128). On Epictetus and
philosophical method see Paulo Crivelli, “Epictetus on Logic”. Crivelli observes,
It is also worth remarking that the role attributed to logic by Epictetus
is, roughly speaking, “passive”: the purpose of logic is not to enable one to
expand one’s knowledge in some area or other, but to preserve one’s true
beliefs which are relevant to morality or organize in proofs those pieces of
knowledge which one has independently acquired, or to enable one to take
part in dialectical debates in which one’s theses will be subjected to scrutiny.
Because of this “passive” role, logic must be studied after one has already
obtained the views it is supposed to enable one to defend. [24–25]
44 Epictetus makes the same point at 2.2.23–24; 2.11.5; 2.13.20.
45 4.4.29: “What is mine? What is not mine? What has been given me? What does
four books.47 The opening discourse, entitled “Of the things which are under our
control and not under our control”, introduces right away the logikē dunamis,
the power of logos. A principle in Stoic physics as well as the human faculty
of reason or hēgemonikon,48 in traditional Stoic terminology, it is described by
Epictetus as the power capable of (i) knowing itself; (ii) knowing all the other
faculties; and (iii) making use of external impressions. (iv) It is a portion of the
divine in human beings. (v) It is also the faculty of choice (hormē) and refusal
(aphormē); (vi) the faculty of desire (orexis) and aversion (ekklisis); and (vii) the
only power under human control.49 (viii) The power that at 1.1.23 is identified
with prohairesis.50 Underlying such integration of functions is the Stoic unitary
seems plausible then that when Epictetus wants to emphasize the cognitive
functions of the unified whole, he uses cognates of logos, but when he wants to
capture the whole array of human operations, including hormē and aphormē, he
uses the more inclusive prohairesis. The use of the term prohairesis is an Epictetean
innovation of his Stoic heritage. A term more readily connected with Aristotle, it
is used by Epictetus coextensively with the hēgemonikon of the earlier Stoa (SVF
2.836). The appropriation of the term can plausibly be understood as Epictetus’s
response to peripatetic criticism that providence did not allow freedom of action.
See Robert F. Dobbin, “Prohairesis in Epictetus” and Richard Sorabji, “Epictetus
on Proairesis and Self ”. According to Epictetus, prohairesis is the one power that
Zeus placed under complete human control (eph’ hēmin), the point upon which
the Discourses commence, to be repeated again and again, e.g., 1.6.40.
51 1.18.1: “in all men thought and action start from a single source”; also SVF 2.823.
52 See also 2.17.13: “if all of us who have these terms upon our lips (hoi ta onomata
lalountes) possess no mere empty knowledge (kenōs ismen) of each one
severally (hekasta toutōn), and do not need to devote any pains to the systematic
arrangement of our preconceived ideas, why do we disagree, why fight, why blame
one another?”
53 See Long and Sedley: “there is a type of impression which gives its recipient an
absolute guarantee that it represents the object with complete accuracy and clarity.
As the criterion of truth, the cognitive impression is nature’s gift of a standard for
securely determining what really is the case” (The Hellenistic Philosophers, 250).
54 Even though such a use of the term is echoed at 1.20.5: “Well then, for what
purpose have we received reason (logos) from nature? For the proper use of
external impressions (pros chrēsin phantasiōn). What, then, is reason itself?
Something composed out of a certain kind of external impressions (systēma ek
poiōn phantasiōn). Thus it comes naturally to be also self-contemplative.” See
also Manual 45.
55 The second instance of katalēpsis appears explicitly at 4.4.13; Epictetus is criticizing
philosophy students who pursue exclusively theoretical studies. “It is as if, when
in the sphere of assent (epi tou sygkatathetikou topou) we were surrounded with
sense-impressions (paristamenōn phantasiōn), some of them convincing (tōn men
kataleptikōn), and others not convincing (tōn d’ akatalēptōn), we should not wish
to distinguish between them, but to read the treatise On Comprehension (Peri
katalēpseōs)!”
56 Epictetus uses a very telling image at 3.3.20–22: “The soul is something like a
bowl of water, and the external impressions something like the ray of light that
falls upon the water. Now when the water is disturbed, it looks as though the ray
of light is disturbed too, but it is not disturbed.” See also 1.28.1–3: “What is the
reason that we assent to anything (aition sugkatatithesthai tini)? The fact that it
appears to us to be so (to phainesthai hoti huparchei). It is impossible, therefore,
to assent to the thing that appears not to be so. Why? Because this is the nature
of the intellect (dianoia)—to agree to what is true (alēthesi epineuein), to be
dissatisfied with what is false (pseudesi dusarestein), and to withhold judgement
regarding what is uncertain (pros adēla epechein).”
4. Conclusion
While the Discourses is primarily a work of applied ethics, Epictetus’s
protreptic discourse is informed by Stoic logic and physics, which Epictetus
employs while introducing subtle innovations.58 Names, like impressions or
appearances, can be either used or observed. Use is passive adherence to the
immediate perceptual event, whereby bodies qua individuals and particulars
variously qualified are registered. Passive use of impressions and names
lacks understanding of the causal link underlying the presence of various
qualifications and attributions. Names properly signify things with reference
to the Stoic theorems, which articulate the cosmic structure as the constant,
dynamic, and stratified mixture of the active and passive principles. Rational
beings, then, come to grasp, observe, and articulate how things are the outcome
of the one, universal being and its consecutive modifications. I.e., rational beings
observe impressions and names when they come to detect the qualifications and
attributes of individual things necessitated by the activity of logos on matter in
each particular instance.
Observance of the underlying structural constitution of things is the
condition that makes rational agents active and free by enabling them to re-
imagine the world radically. One is in the presence of a comprehensive impression
when one is able to grasp every particular as a bit of ousia (hypokeimenon),
differentiated (poion), in a certain disposition (pōs echon), and in relation to
other such things (pros ti pōs echon) as ordered causally by logos. Analysis ends
with relative disposition, i.e., with things as individuals in the way human beings
58 Scholars point out consistently with internal evidence that the content of the
Discourses does not necessarily represent the formal school curriculum, but a
supplement to formal instruction addressed to students and probably visitors
of Epictetus’s school. Epictetus’s views are presented as explications of the Stoic
fathers whose dogmata he presupposes. See John M. Cooper, “Moral Theory and
Moral Improvement in Epictetus” and Long, Epictetus, ch. 2 and 4.
59 See the almost eschatological 1.29.42–43: “A time will soon come when the tragic
actors will think that their masks and buskins and the long robe are themselves.
Man, all these things you have as a subject-matter and a task […] if one should
take away from him both his buskins and his mask (prosōpeion) […] is the tragic
actor lost, or does he abide? If he has a voice, he abides.”
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Matthias Rothe
1. Reception or Appropriation?
An affinity between Kant’s moral theory and Stoic ethics has often
been noted and occasionally discussed, most recently by Maximilian Forschner
(Oikeiosis), Julia Annas (Morality), Ulrike Santozki (Bedeutung antiker Theorien,
23–25), and Thomas Bénatouïl (Les Stoïciens, 92–96).1 What, though, is the nature
of this affinity? How might we account for it? In my view, it is quite clear that in
those rare cases where Kant explicitly discusses Stoic concepts, or even credits the
Stoics with insights important to his own theory,2 he does not simply copy their
ideas or discuss them for the sake of critical review. He substantially transforms
them. This transformation is not a matter of intellectual dishonesty, nor, I would
argue, should it be understood as evidence of bad faith; it is something unavoidable.
There is no such thing as an unobstructed dialogue between schools of philosophy
or great thinkers across time and space. Ideas and arguments are not merely
“received”; they are always “appropriated” to serve historically specific purposes.
To be sure, intellectual dishonesty and bad faith exist. However, evidence of
this necessarily depends upon a proper reconstruction of the “conditionings” to
which the theorists in question were subject. Only when these are clearly delineated
will it be possible to consider whether a gesture of bad faith is involved.
First of all, Kant’s appropriation of Stoicism seems to be conditioned
by certain theoretical preconceptions. He understood all philosophical endeavors
that preceded the critical turn he himself had initiated to be, as Ulrike Santozki
convincingly argues (Bedeutung antiker Theorien, 23–25), a mere “groping
around” and accordingly, each insight a result of blind luck. Kant saw himself,
then, in the fortunate position of systematizing in terms of merits or failures by
determining whether the limits of knowing, imposed by the nature of reason,
2. Kant’s sources
How then did or could Kant have come in touch with Stoic ethics?
His personal library contained the works of Seneca and Cicero (Warda, Kants
Bücher), which he seems to have read in the original; Cicero’s de finibus and de
officiis were almost unavoidable in liberal education. And it is likely that Kant
also knew Marcus Aurelius’s Meditations, Epictetus’s Manual (Encheiridion)
and Epictetus’s Discourses (translated into German6 for the first time in 1778
[Schranka, Der Stoiker Epiktet, 35] just before Kant’s full “awakening from the
dogmatic slumber”). The Meditations and the Manual were popular and available
in numerous translations in German and Latin. More importantly, Kant refers to
Epictetus, Marcus Aurelius, and Seneca as the most famous members of the Stoic
sect (Logik, Physische Geography, Pädagogik AA IX, 31), and when discussing
Stoic philosophy, he seems content with general terms such as “the Stoics” or “the
Stoic sect”; hence, it is fair to assume that he had these authors in mind when he
employed generic terms, rather than philosophers of the early or middle Stoa
possibly also known to him through Diogenes Laertius, Plutarch, or Stobaeus.7
Furthermore, some passages from Epictetus’s Discourses display
a striking similarity to passages from Grundlegung der Metaphysik der Sitten
(1785) and from Die Metaphysik der Sitten (1797), as I shall argue. Finally, Kant
points to Epictetus in his Vorlesungen über die Metaphysik8 (approx. 1789), most
significantly when explaining the key concept of his moral philosophy, freedom:
“Personal freedom can remain even if the physical is missing, as for example
with Epictetus”9 (Vorlesungen, 18; Die persönliche Freiheit kann bleiben, wenn
auch die physische fehlt, wie z.B. beim Epiktet).
6 It has often been suggested, for example, that Kant’s Greek might not have sufficed
to read Plato and Aristotle in the original; it seems he knew them only through
translations or interpretations of other authors; compare Santozki, Bedeutung
antiker Theorien, 39, 129.
7 Kant appears to have known Diogenes Laertius’s Life of Eminent Philosophers
and Stobaeus’s Florilegium. He references Diogenes Laertius in Kritik der reinen
Vernunft (AA III, 9). Moreover, Shamuel Sambursky argues that Kant’s allusion
to a Greek in “Perpetual Peace”, who is supposed to have said that war produces
more evil people than it gets rid of, is a quotation from Stobaeus’s collection of
fragments (Sambursky, Zum Ursprung, 280).
8 Admittedly, some Kant scholars dispute the correctness of these lectures, which
are based on lecture notes.
9 Kant seems to draw a connection here between Epictetus’s disability—he is said to
have limped—and Epictetus’s philosophy.
10 Kant notices in his Reflexionen AA XV, 592: “But where is the writer who is able
to discuss history or the most perfect philosophical objects with reason and deep
insight such as Hume, or the moral knowledge of human beings such as Smith!”
(Aber wo ist der Schriftsteller, der die Geschichte und die vollkommensten
philosophischen Gegenstände mit Verstand und tiefer Einsicht doch so schön
abhandelt als Hume, oder die moralische Kenntnis des Menschen wie Smith!)
11 Smith, The Theory of Moral Sentiments, 271–293, for example, contains a long
chapter on Stoic philosophy, and there are discussions of Stoic philosophy, above
all of Epictetus, throughout the book.
12 Aristotle employs the term in the Nichomachean Ethics as well, but only with
Epictetus does it come to designate a specifically human faculty, more precisely,
the highest faculty that guides every other activity or behavior (Bénatouïl, Les
Stoïciens, 169–178; Long, Epictetus, 210–220; Trapp, Philosophy in the Roman
Empire, 127–129).
13 Compare Epictetus’s depiction of resistances against desires in the Enchiridion
X, XVI, XIX. Seneca, in his treatise On Anger, for example, develops a theory of
affection that must have been very appealing to Kant. Seneca acknowledges the
unavoidable force of passions and focuses on the possibility of containing and
mastering rather than completely dissolving them; autonomy, then, is defined by
this possibility. Likewise, Seneca emphasizes that moments of overcoming original
inclinations are a necessary part of the process of oikeiosis. Moral development,
according to Seneca, means to seek what is best, which would also imply the
suffering of pain (Lucilius, 121, 6–8).
14 Compare for example Cicero, Moral Ends, III, 62, or Diogenes Laertius, Leben und
Meinungen, VII, 108–109, Long and Sedley, Die hellenistischen Philosophen, 416.
15 Compare Annas, Morality, 107, 175.
16 Kant was aware of the Stoic origin of this move (to transfer all moral value to
the faculty that makes use of things). Compare his remark in Erläuterungen zu
A. G. Baumgartens Metaphysika AA XIX, 118: “The Stoic statements ‘Health is
not a good and pain is not an evil, but merit and fault’ are so very true, that they
make the man who is subject to them neither good nor evil” (Die stoischen Sätze
“Gesundheit ist kein Gut und Schmerz kein Übel” sind so sehr wahr, dass sie den
Mann, an dem sie angetroffen werden, nicht gut, und auch nicht böse machen).
17 Compare, for example, Kant, Religion AA VI, 57–58.
18 “The free will”, Kant defines in Kritik der praktischen Vernunft AA V, 72, is the will
that “is not so much determined […] by the collaboration of sensual impulses,
but much more by a refusal of all such impulses and by a termination of all
inclinations” (Der freie Wille (ist derjenige der) nicht bloss unter Mitwirkung
sinnlicher Antrieb, sondern selbst mit Abweisung aller derselben und mit
Abbruch aller Neigungen […] bestimmt werde).
19 This has led Adorno to the evaluation that freedom and pure practical reason
eventually merge in Kant and become the instrument of repression (Adorno,
Moralphilosophie, 107).
20 This analysis follows the famous distinction of “things which are within our power
and things which are beyond our power” (Enchiridion 1) and calculates the value
of each thing; compare Discourses I.2, 7, 29; II.23.
21 For an elaborate discussion, compare Bénatouïl, Le usage de soi, or Charles H.
Kahn, Discovering Will.
22 Augustine, likewise, holds that the will can be truly free, or rather, realize its
freedom only if directed towards the good (God), and is twisted otherwise. Yet
more importantly, what was originally a punishment for sinning, namely that the
will could not find sufficient support in knowledge anymore (Augustinus, Freier
Wille, 3, 52), eventually becomes in Augustine a defining feature of the will. Kant
seems to further this Augustinian project of a disentanglement of knowledge and
will. For a discussion of the difference between choice and freedom in Augustine’s
conception of the will, also compare Drews, Menschliche Willensfreiheit, 9–10.
23 “As far back as we might go when attending to our moral condition, we will find: it
is no longer res integra, but we must begin by chasing the evil, which has already
settled there, away from its estate” (Kant, Religion AA VI, 58; so früh wir auch auf
unseren sittlichen Zustand unsere Aufmerksamkeit richten mögen, so finden wir:
dass mit ihm es nicht mehr res integra ist, sondern wir davon anfangen müssen,
das Böse, das schon Platz genommen hat […] aus seinem Besitz zu vertreiben).
Kant eventually defines evil as the possibility of the desiring faculty to follow its
own maxims or its suitability to be determined by maxims different from those
provided by pure practical reasoning. It should be noted that Kant employs
a different concept of freedom in this context. Freedom here does not mean
independence from external constraints, but freedom of choice: the freedom to
follow either the good or the bad maxims. Kant holds that evil “has to be sought in
freedom itself ” (ibid.; ist in der Freiheit selbst zu suchen).
24 Compare Epictetus, Discourses I.4.
25 Discourses I.12, or, “He is free who lives as he likes; who is not subject to
compulsion, to restraint, or to violence; whose pursuits are unhindered, his desires
successful, his aversion unincurred” (IV.1).
26 For example, it has been pointed out by Santozki (Bedeutung antiker Theorien,
185–186) that Kant’s distinction between acting according to duty and acting out
of duty is very close to the Stoic division between kathêkon and kathorthoma. The
former applies to the life of the average man, the latter to the acting of the wise
man. More interesting for my purposes here, however, are the differences between
these conceptions. For Kant, these forms of duty do not stand for different types
of people; they designate different kinds of action performed by one and the same
person. Moreover, a kathorthoma is performed with the greatest possible ease; its
execution accomplishes freedom in dealing with things, the world, oneself, and
others. It indicates a harmony with the order of things, whereas acting out of duty
necessitates greater obstacles and stronger resistance to prove itself than does
acting according to duty. Thus, the Kantian division between reason/intelligible
and desire/empirical remains fully operative.
27 Compare Kant’s introduction of the concept of duty in the Grundlegung AA IV,
397. The “concept of duty”, Kant explains, “implies that of a good will, although
subject to certain limitations and obstacles, which should, however, far from
hiding or mutating this will, instead make it all the more visible and therefore
shining more brightly” (Der Begriff der Pflicht […] der den eines guten Willens,
obzwar unter gewissen Einschränkungen und Hindernissen enthält, die aber doch,
weit gefehlt, dass sie ihn verstecken und unkenntlich machen sollten, ihn vielmehr
durch Abstechung heben und desto heller hervorscheinen lassen). Obstacles and
limitations are desires and inclinations. Clearly, it is through resistance that the
good will, hence autonomy, becomes an experience, according to Kant.
28 “Consider who you are. In the first place, a man; that is one who recognizes
nothing superior to the faculty of free will [prohairesis], but all things as subject to
this […]. Remember next, that perhaps you are a son, and what does this character
imply?” (ibid., II.10).
29 It is important to note that the wise man achieves to see not only the human being
in everybody, but also in every human being the family member. The circles are
“merged” in both directions, so to speak. Compare Laurand, La politique, 36–37.
30 Compare, for example, Kant, Grundlegung AA IV, 421–423.
31 Kant rejects the Socratic method of teaching, “because the student doesn’t
even know how to ask” [weil der Schüler nicht einmal weiss, wie er fragen soll]
(Metaphysik der Sitten AA VI, 479), and demands that the teacher “question his
student’s reason in regard to what he wants him to learn, and if the student didn’t
know to respond, he would (in guiding his reason) have to put the words into
his mouth” (ibid, 480; fragt der Vernunft seines Schülers dasjenige ab, was er ihn
lehren will, und wenn dieser etwa nicht die Fragen zu beantworten wüsste, so legt
er sie ihm [seine Vernunft leitend] in den Mund). Kant then provides an example
of such a dialogue (ibid., 480–482).
32 See also Kant’s discussion of the question of whether it can be legitimate to abstain
from helping others in Die Metaphysik der Sitten AA VI, 453: “[E]ach man who is
in need of help would want other men to help him. If, however, he announces his
maxim to not help others in return if they needed help […] everybody would […]
equally refuse him assistance” ([J]eder Mensch, der sich in Not befindet, wünscht
dass ihm von anderen Menschen geholfen werde. Wenn er aber seine Maxime,
anderen wiederum in ihrer Not nicht Beistand leisten zu wollen, laut werden liesse
[…] so würde ihm […] jedermann gleichfalls seinen Beistand versagen).
33 Discourses XIII. Anger about one’s servant would be clearly wrong, for example,
because the servant is a “brother”; he is “from the same stock, and of the same
high descent”, and it does not count that the master is socially “placed in some
superior station” (ibid.).
34 It could be objected, though, that for the Stoics, no rule can be called a moral law
in the strict Kantian sense. Actions designated by the kathêkonta are, like anything
else, indifferent (adiaphora); they only indicate preferable actions, or, in other
words, they have value, but are not goods. This is implied in the Stoic emphasis on
evil and good as being defined by the way the highest human faculty (prohairesis)
makes use of things, including other human beings. Hence, there are conceivable
circumstances in which it becomes necessary not to assist one’s daughter or, to be
more precise, where this demand is in conflict with another. Thomas Bénatouïl
convincingly argues that only the non-sage will experience a conflict between
different demands. In the case discussed here, the assistance of a daughter, for
example, could be experienced as in conflict with the assistance of the city. For the
sage, however, who has successfully merged the circles, not to help one’s daughter
would simply be what assistance means in exceptional circumstances. The
daughter is not only a daughter, but simultaneously belongs to the city of men and
is thus treated as such; see Bénatouïl, Faire Usage, 309–317.
difference, then, consists in the way in which the perfected state is “played out
against”, or related to, the non-perfected state of the individual. The difference is
one of temporality.
39 Kant, Idee zu einer allgemeinen Geschichte in weltbürgerlicher Absicht AA VIII, 28.
Kant’s Zum ewigen Frieden AA VIII, 358, envisions the same end of history.
40 See for example Epictetus, Discourses I.4 or I.14 where Epictetus speaks of “the
divine supervision”.
41 Although Kant does not name the Stoics explicitly, the fact that Epicurus stands in
for the option that Kant wishes to avoid evokes the Stoics as counterpart. Epicurus
was traditionally seen as an adversary, and it seems, also by Kant. See for example
Kant, Praktische Vernunft AA V, 112.
Augustinus, Aurelius. Der Freie Wille [de libero arbitrio]. Paderborn: Verlag
Ferdinand Schöningh, 1947.
———. “Le usage de soi dans le stoïcisme imperial”. In Vivre pour soi, vivre dans
la cite, edited by Carlos Lévy & Perrine Galand-Hallyn, 59–73. Paris:
Presses Universitaires de Paris-Sorbonne, 2006.
———. Les Stoïciens III. Musonius, Epictèt, Marc Aurel. Paris: Les Belles Lettres,
2009.
———. Vorlesungen über die Metaphysik. Edited by Karl Heinrich Ludwig Politz.
Erfurt: Keysersche Buchhandlung, 1921.
Kittsteiner, Heinz Dieter. “Ethik und Teleologie. Das Problem der unsichtbarer
Hand bei Adam Smith”. In Listen der Vernunft, 43–87. Frankfurt a.M.:
Fischer, 1998.
Long, Anthony. Epictetus. A Stoic and Socratic guide to life. Oxford: Clarendon
Press, 2002.
Long, Anthony, and David Sedley. Die hellenistischen Philosophen. Texte und
Kommentare. Stuttgart/Weimar: Metzler, 2006.
Santozki, Ulrike. Die Bedeutung antiker Theorien für die Genese und Systematik
von Kants Philosophie. Eine Analyse der drei Kritiken. Berlin: De
Gruyther, 2006.
Smith, Adam. The Theory of Moral Sentiments. New York: Dover, 2006.
Schranka, Eduard Maria. Der Stoiker Epiktet und seine Philosophie. Frankfurt
a.O.: B. Waldmann, 1885.
Trapp, Michael B. Philosophy in the Roman Empire: Ethics, Politics and Society.
Burlington: Ashgate, 2007.
Carrie L. Bates
Introduction
One goal of philosophers is to provide coherent, logically consistent
answers to the questions with which they engage. Stoic philosophy, which
flourished from about 300 BCE to CE 200, engages with the question of what
constitutes the best life for a human being to live. Stoics posit happiness
(eudaimonia) as the chief end of human beings and their highest good.
“Philosophical eudaimonia is a condition in which a person of excellent character
is living optimally well, flourishing, doing admirably, and steadily enjoying the
best mindset that is available to human beings” (Long, Epictetus, 193).1 For
Stoics, care of the self is the means to that end. In order to care for the self, one
must know the identity of that self.2
Is Stoic teaching about self-identity and eudaimonia coherent?
A charitable and close reading of Epictetus provides a positive answer to this
question, even though there is much at first glance that seems to be contradictory
in Epictetus’s teaching. The charitable reading that I propose allows a picture
to emerge of “a remarkable historical figure and […] thinker whose recipe for
a free and satisfying life can engage our modern selves, in spite of our cultural
distance from him” (Long, Epictetus, 3). In this paper, I will argue that the key
ingredient in Epictetus’s recipe for a flourishing life is his concept of self-identity
(that which constitutes the self) as something that is both essential (innate,
natural) and constructed.
It is easy to read Epictetus’s teaching (preserved by Arrian in The
Discourses or The Encheiridion)3 simply as a group of moral maxims and to thus
Women are called ladies by men right after they are fourteen.
And so when they see that they have nothing else except to
go to bed with men, they begin to make themselves up and
place all their hopes in that. It is therefore worthwhile to pay
attention so that they are aware that they are honored for
nothing other than appearing modest and self-respecting.
[Encheiridion 40]
7 There are textual variants here, but most translators of The Encheiridion adopt
kosmiai kai aidemones as the preferred reading.
Select Bibliography
Boyarin, Daniel. “Homotopia: The Feminized Jewish Man and the Lives of
Women in Late Antiquity”. Differences 7, no. 2 (1995): 41–81.
Clark, Kelly James, Richard Lints, and James K. A. Smith. 101 Key Terms in
Philosophy and Their Importance for Theology. Louisville: Westminster
John Knox, 2004.
Long, A. A. Epictetus: A Stoic and Socratic Guide to Life. New York: Oxford
University Press, 2004.
Oakes, Peter, ed. Rome in the Bible and the Early Church. Grand Rapids: Baker
Academic, 2002.
Rorty, Amélie Oksenberg. “The Two Faces of Stoicism: Rousseau and Freud”.
Journal of the History of Philosophy 34, no. 3 (July 1996): 335–356.
Starr, Chester G., Jr. “Epictetus and the Tyrant”. Classical Philology 44, no. 1
(January 1949): 20–29.
Stowers, Stanley K. The Diatribe and Paul’s Letter to the Romans. Dissertation
Series (Society of Biblical Literature). Atlanta: Scholars Press, 1981.
Torjesen, Karen Jo. When Women Were Priests: Women’s Leadership in the Early
Church & the Scandal of Their Subordination in the Rise of Christianity.
New York: Harper San Francisco, 1995.
Winter, Bruce. “Roman Law and Society in Romans 12–15”. In Rome in the Bible
and the Early Church, edited by Peter S. Oakes, 67–102. Grand Rapids:
Baker Academic.
Zodhiates, Spiros. The Complete Word Study Dictionary; New Testament: For
A Deeper Understanding of the Word. Chattanooga: AMG, 1992.
Pavle Stojanovic
The only person who possesses knowledge and virtue, and whose every
action is always morally right, is the Sage, the ideal person used by the Stoics
as a paradigm in arguing for the possibility of achieving epistemic and moral
perfection.1 The foundation for the Sage’s epistemic perfection was the so-called
“apprehensive impression” (phantasia katalēptikē), the only type of impression
whose propositional content is such that it could not turn out false and which,
because of this, unmistakably represents the thing that caused the impression.2
Our sources have preserved relatively elaborate accounts of how the Stoics
thought apprehensive impressions could lead to knowledge about nonmoral
situations. However, our sources are less explicit about the following two
questions. First, did the Stoics think that there are moral apprehensive
impressions? Second, if they did, then are there any similarities and differences
between them and nonmoral apprehensive impressions? Finally, how is the
moral apprehensive impression supposed to contribute to the moral and practical
perfection of the Sage? In this essay, I will argue that there is textual evidence
in Epictetus that suggests that the answer to the first question is positive. In
answer to the second question, I will try to offer a possible reconstruction of
how Epictetus and his Stoic predecessors might have understood moral
apprehensive impressions and their relationship to nonmoral apprehensive
impressions. Finally, I will attempt to explain how moral apprehensive
impressions might provide a foundation for morally perfect action.
I.
The core elements of the Stoic account of the apprehensive impression
have been preserved by our sources at some length. According to one of the
most common formulations of the Stoic definition reported by Sextus, the
apprehensive impression:
1 Cf. Sextus Empiricus (SE) M 7.151–152 = LS 41C1–5; Anon. Herc. pap. 1020 =
LS 41D3; Stob. 2.111,18–112,8 = LS 41G = IG 102.11m; 2.99,3–8 = LS 59N = IG
102.11g; 2.66,14–67,4 = LS 61G = IG 102.5b10. (Bibliographic information for all
references can be found in the Select Bibliography at the end of this essay.)
2 DL 7.46 = LS 40C; SE M 7.247–252 = LS 40E.
3 SE M 7.248 = LS 40E3.
4 See, for example, Frede, “Stoics and Skeptics on Clear and Distinct Impressions”;
Frede, “Stoic Epistemology”; Annas, “Stoic Epistemology”; Hankinson, “Stoic
Epistemology”; Sedley, “Zeno’s Definition of phantasia kataleptike”.
5 SE M 7.241.
6 The word huparchon and its verbal form huparchein were Stoic technical terms.
As Long, “Language and Thought in Stoicism”, 89, has correctly noticed, the
Stoics used them in more than one sense. Several different translations of the
terms huparchon and huparchein have been offered, and I am not sure that there
is one single word in English that can be used consistently to translate these
terms in all contexts where they occur. In the context of the Stoic definition of
the apprehensive impression, I have opted for translating huparchon as “existent”
because in English we have at our disposal the verb “to exist” that can correspond
to the Greek verb huparchein, and because the contrast that the Stoics made
between the verbs huparchein and huphistasthai can conveniently be reflected in
English by the contrast between the verbs “to exist” and “to subsist”. Regarding
the interpretation of huparchon in the definition, two notable proposals are (1)
that huparchon refers to a fact (pragma) or to what is true, which was put forth
by Frede, and (2) that it refers to the corporeal object simpliciter that is causing
the impression. In my opinion, option (2) has been successfully criticized by
Sedley, “Zeno’s Definition of phantasia kataleptike” (although I disagree with his
proposed solution to treat the apo in the definition as having representational and
not causal meaning). Option (1) is problematic because it seems that the Stoics
thought that facts and what is true are incorporeal (cf. SE M 8.12 = LS 33B) and as
such they cannot cause apprehensive impressions because the Stoics thought that
only corporeals can be causes (aitia, Aet. 1.11.5 = LS 55G; cf. Cic. Acad. 1.39 = LS
45A; SE M 8.263 = LS 45B). My rendering of huparchon as referring to a qualified
corporeal object, or poion, differs from both interpretations.
9 As mythical twin brothers known for their extreme similarity, Castor and
Polydeuces were often used by the Academics in their arguments against the Stoic
theory of the apprehensive impression, e.g. in SE M 7.410 (= LS 40H4).
10 The Stoics considered knowledge to be a system of assents to apprehensive
impressions that are not changeable by reason (Stob. 2.73,19–21 = LS 41H1; cf.
Stob. 2.111,18–112,8 = LS 41G).
11 SE M 7.152 = LS 41C4; cf. Cic. Acad. 2.112. It is important to note that for the
Stoics the truth value is a temporal property of impressions (see Bobzien, “Logic”,
87–88), i.e. a same impression that is true at one time (e.g. “It is day” when indeed
it is day) can be false at another (e.g. “It is day” when it is in fact night).
Impressions that Epictetus talks about here are the ones that attribute
moral predicates, for example “good” and “bad”, to things like someone’s death,
someone’s disinheritance by his own father, someone’s condemnation by a
powerful person such as Caesar, someone’s distress about these calamities, and
someone’s endurance in the face of them. According to him, one could
achieve moral progress (prokopē) only if one acquired the habit of assenting to
apprehensive impressions about morally relevant things, which, as we have seen
in section I above, means impressions that correctly and unmistakably attribute
moral predicates to impressors, i.e. things that cause the impressions. Correct
attribution of predicates to impressors, or “the application of preconceptions
to particulars” as Epictetus often calls it, is one of the central themes in his
philosophy. In several places (Diss. 1.2.6, 22.2–9; 2.11.3–12, 17.6–16; 4.1.41–45)
he discusses the application of moral “preconceptions” (prolēpseis) such as
good (agathon), bad (kakon), advantageous (sumpheron), disadvantageous
(asumphoron), just (dikaion), courageous (andreios), etc. to particular actions.14
They were called “preconceptions” because Epictetus, like other Stoics, believed
that, unlike typically nonmoral concepts such as, e.g., “white”, that are acquired
through instruction and attention,15 moral concepts develop from our natural
7.58 = LS 33M). Since this quality is something corporeal, the predicate “is man”
in this sense can be predicated of something without ontological complications
(see n. 8 above for Stoic understanding of predicates). If Epictetus is following
the Stoic classification of “preconceptions” (prolēpseis) and concepts (ennoēmata)
under the same genus, then applying moral preconceptions to particulars would
seem to amount to predicating the incorporeal products of the process of moral
conception (ennoia) to particular corporeal objects.
16 Although this has been subject to controversy (see, e.g., Sandbach, “Ennoia and
ΠΡΟΛΗΨΙΣ in the Stoic Theory of Knowledge”), I think that Jackson-McCabe
(“The Stoic Theory of Implanted Preconceptions”) has persuasively argued
that Epictetus’s position on the innateness of moral preconceptions was fully in
agreement with the doctrines of the early Stoics.
IG 102.6f). Consequentially, this would mean that they thought that all virtues
depended on the knowledge of what is good, bad, indifferent or neither, i.e. on
apprehensive impressions of the form “x is M”.
23 For one example of an influential discussion of the location problem for ethics, see
Jackson, From Metaphysics to Ethics, especially chapters 1 and 5.
24 Stob. 2.64,20–22 = IG 102.5b7.
25 Sen. Ep. 117.2 = LS 60S.
26 Stob. 2.68,24–25 = IG 102.5c.
27 Cf. Stob. 2.97,19–21 = LS 33J1 = IG 102.11f.
IV.
In the previous section, I have argued that Epictetus and the Stoics
would have probably thought that the moral apprehensive impression shares
some important similarities with the nonmoral apprehensive impression: they
are both caused by existent objects, and they are both perceptual impressions
about corporeal objects. In this section, I would like to suggest that there is
one crucial difference between moral and nonmoral apprehensive impressions.
Namely, it seems that the Stoics thought that, unlike nonmoral apprehensive
impressions that are merely descriptions of their impressors, moral apprehensive
impressions are not only descriptions, but also evaluations of corporeal objects.34
32 See, e.g., DL 7.60–62 = LS 32C and Aug. Civ. dei 8.7 = LS 32F; cf. Long, “Dialectic
and the Stoic Sage”.
33 SE M 11.8–11 = LS 30I.
34 Accepting this dual nature of moral impressions might cause some reluctance
among those contemporary meta-ethicists used to sharp distinctions between
descriptions and evaluations. However, I see no reason to attribute some form of
such distinction to the Stoics. This is not a sign that, unlike contemporary ethicists,
they did not understand the importance of this distinction. On the contrary, I
think that their idea that some descriptions are also at the same time evaluations
was a sophisticated philosophical maneuver that (if successful) allowed them to
avoid many problems that plague contemporary meta-ethicists participating in the
debate about ethical cognitivism and noncognitivism.
35 The Stoics did make the distinction between the meaning of a word, “the
signification” (sēmainomenon), and the corporeal thing it refers to, “the name-
bearer” (tunchanon); see, for example, M 8.11–12 = LS 33B.
36 Stob. 2.72,19–20 = IG 102.5i.
37 Stob. 2.79,18–80,21 = IG 102.7a–b; 82,20–84,3 = IG 102.7e–f; 84,18–85,11 = IG
102.7g.
38 Stob. 2.75,1–6 = IG 102.5o; 80,14–21 = IG 102.7b; 82,20–83,9 = IG 102.7e.
That concepts like haireton and pheukton represent parts of the meanings of
preconceptions “good” and “bad” is suggested by Epict. Diss. 1.22.1 = LS 40S1 and
4.1.44 (quoted above).
39 “Skeptical Strategies”, 70–72.
40 Striker, “Κριτήριον τῆς ἀληϑείας”, 73–76.
V.
So far, we have argued that there is evidence that the Stoics thought
that moral impressions are both descriptions and evaluations of corporeal
objects, and that there are no obstacles to assuming that the Stoics classified
them as perceptual impressions. In this section, we will discuss another group
of evaluative impressions—those that have the form “it befits A to do K” or “K
is befitting for A”, that is, impressions that some particular action K is kathēkon
for the agent A—because the Stoics thought that a subclass of impressions of this
form, called “impulsive impressions”, provides the basis for rational action. First
of all, let me say that given everything we have said so far, there is nothing in the
Stoic system that prevents at least some impressions of the form “it befits A to
do K” or “K is befitting for A”, that is, impressions that some particular action K
is kathēkon for the agent A, from being apprehensive. Several places in Epictetus
mention such impressions: for example, “it will befit it [viz. the foot] to step
into mud”,52 or “it befits you now to be sick, and now to make a voyage and run
risks, and now to be in want, and on occasion to die before your time”.53 They are
all examples of impressions that evaluate some corporeal thing, that is, a particular
action of some agent, as being befitting. For example, in the impression “it befits
Dion to make a voyage”, Dion’s act of making the voyage is a corporeal object that
is being evaluated as something befitting for Dion. In this respect, impressions
that state that some action of the agent is befitting are a species of the genus of
moral impressions of the form “x is M”, so there is no reason to assume that the
Stoics would have thought that they are incapable of being apprehensive.
huparchonta in the sense of “being true” or “being the case” (which is, as noted
in Striker, “Κριτήριον τῆς ἀληϑείας”, 73–76, by no means uncontroversial), an
impulsive impression of the form kathēkei moi K by definition cannot be caused by
such huparchonta, because K in the impulsive impression is not true (or the case)
before the agent assents to the impulsive impression.
63 I take it that the Stoics thought that impressions such as “walking is befitting” and
“it befits to walk” are interchangeable, i.e. that they differ only in syntax; in the
former, the evaluative element “is befitting” is expressed as a participle (kathekon)
and the action as the corresponding noun (peripatēsis), while in the latter the
action is expressed in the form of infinitive (peripatein) and the evaluative element
“it befits” in its verbal form (kathēkei).
VI.
In sections II and III above, I have argued that Epictetus thought that
certain moral impressions are capable of being apprehensive, and that these
impressions, as perceptual impressions about particular corporeal objects,
would have been capable of meeting the Causal Requirement described in
section I. In section IV, we have suggested that the Stoics thought that moral
impressions are both descriptions and evaluations, and in section V that
there are no obstacles in assuming that certain evaluative impressions that are
relevant for action can also be apprehensive, although impulsive impressions
themselves cannot be apprehensive. What remains to be discussed, however, is
whether there are moral/evaluative impressions that could meet the other two
requirements necessary for apprehension.
Let us start with the Accordance Requirement. In the case of the
nonmoral impression, this requirement is met if and only if the predicates
contained in the impression correspond to the properties that indeed belong
to the impressor. By analogy, it is natural to assume that in the case of the
moral/evaluative impression the Accordance Requirement is met if and only if
moral predicates contained in the impression correspond to moral corporeal
properties of the impressor.
It seems, however, that the picture is more complicated than this. As
we have seen in section IV above, moral impressions are descriptions not only
of their impressors, but also of their evaluations. The meanings of evaluative
predicates indicate a certain type of pursuit or evasion stance, and this must
be taken into account when considering how moral impressions meet the
Accordance Requirement. One way of doing this would be to assume that
just as a nonmoral impression is in accordance with its impressor when the
nonmoral predicates contained in it correspond to the nonmoral properties of
the impressor, a moral/evaluative impression is in accordance with its impressor
when the moral/evaluative predicates contained in it also indicate a correct stance
towards the impressor. Because of their evaluative role, it seems that the chief
criterion of success for a moral/evaluative impression should not be its being
true as in the case of purely descriptive impressions, but primarily its correctness
as an evaluation. Therefore, in order to meet the Accordance Requirement, it is
crucial that the moral/evaluative impression is above all a correct evaluation of
its object, which means that it associates the correct agent’s stance to its object.
64 The distinction between good and bad things on the one hand and preferred and
dispreferred indifferents on the other originated with Zeno (see Stob. 2.57,18–20
= IG 102.5a and 2.84,18–24 = LS 58E1–2 = IG 102.7g). Despite dissenting views
from some of the members, such as Aristo (see e.g. SE M 11.64–67 = LS 58F and
commentary on LS 1.358–359), it remained the orthodox doctrine of the Stoic
school. Nevertheless, Aristo’s arguments could have been the motivation for
Chrysippus to acknowledge the usage of agathon and kakon in the loose sense of
these words; see below.
65 DL 7.103 = LS 58A5–6. For example, a preferred indifferent like wealth can be
used in a vicious way; also, it is sometimes virtuous to give up your own life (a
preferred indifferent) for your country or friends, or if suffering from an incurable
disease (DL 7.130 = LS 66H).
66 See Stob. 2.79,18–80,13 = LS 58C1–3 = IG 102.7a; cf. DL 7.102–103 = LS 58A4 for
a list of indifferents.
67 Stob. 2.83,10–11 = LS 58D1 = IG 102.7f. The difference in terms of value between
goods and bads on the one hand and indifferents on the other is that goods and
bads have absolute value and disvalue, while indifferents have relative value and
disvalue (Stob. 2.84,18–85,11 = LS 58E = IG 102.7g).
The text here suggests that Chrysippus thought that those who apply the
concept “good” to preferred indifferents and the concept “bad” to dispreferred
indifferents are not completely mistaken, and that their language usage does
not involve a mistake in “the matter of meanings”. However, we saw above that
the Stoics distinguished sharply between things that are genuinely good and
bad and things that are only preferred and dispreferred indifferents, as well as
between stances that should be appropriately associated with them. So, what
could Chrysippus have meant by saying that calling preferred indifferents good
and dispreferred indifferents bad is not an error but something consistent with
the meanings of these respective pairs of terms? It seems that Chrysippus is
referring here to a potential agent’s stances, which, as we have argued in section
IV above, constitute parts of the meaning of moral/evaluative predicates.
69 See, for example, Frede, “Stoic Epistemology”, 302–311. The chief textual evidence
that suggests this interpretation is Cic. Acad. 2.77 = LS 40D4–7.
70 St. rep. 1048A, transl. by LS, 58H. Although the text has been the subject of many
proposals for editorial emendations (cf. Cherniss, Plutarch: Moralia XIII: II, 530,
ns. 10–18), it is reasonably clear that Chrysippus here states that, although this
is not strictly speaking correct according to the Stoic doctrine, those who apply
“good” (agathon) and “bad” (kakon) to preferred and dispreferred indifferents
do not err in respect to the meanings of these moral concepts and are in general
following the loose, everyday linguistic sense of these terms.
71 Cic. Fin. 3.20–21 = LS 59D2–4; 3.33 = LS 60D1–2; cf. Jackson-McCabe, “The Stoic
Theory of Implanted Preconceptions”, 334–339.
72 It remains unclear what Chrysippus’s position would be on the truth-value of
moral impressions that evaluate a preferred indifferent as something good or a
dispreferred indifferent as something bad. Namely, if moral impressions have
dual descriptive-evaluative function, then it seems that as descriptions, such
impressions would be false. There is, perhaps, one way to avoid this conclusion.
Arguably, moral concepts of an agent entertaining such impressions have not
yet reached the level of development where they can track the Stoic distinction
between genuine goods and bads, and preferred and dispreferred indifferents.
Accordingly, when such an agent entertains an impression that some preferred
indifferent impressor is good, perhaps his conception of good does correctly
capture a corporeal element in the impressor that is in fact shared both by objects
that are preferred indifferents and objects that are genuinely good. If so, then it
seems that this agent’s impression would be a true description after all. In any case,
one could still say that, at least in most cases, such impressions are “in accordance
with the impressor” in a substantial sense of this phrase.
73 The same account could be given for evaluating dispreferred indifferents as
something bad: “My illness is something bad” would be evaluating my illness as
something that I should generally try to evade, which would in most cases be a
correct evaluation.
74 One example of such a situation is that, when the Sage is called to serve the
interests of a tyrant, he would rather choose sickness than health in order to
avoid the service, SE M 11.66 = LS 58F4. From another place talking about the
Sage’s suicide (Stob. 2.110, 9–10 = IG 102.11m), it is clear that in such situations
actions that are contrary to what is normally a preferred indifferent are considered
befitting (kathēkon) by the Sage.
75 Indeed, it seems that the “moral progressor” (prokoptōn), a non-Sage who has
progressed to the furthest point short of becoming the Sage, mentioned by
Chrysippus in Stob. 5.906,18–907,5 (= LS 59I) is precisely such an agent—a
person whose all moral/evaluative impressions he has assented to so far have
actually turned out correct, but at least some of these impressions are nevertheless
nonapprehensive. As Chrysippus says, even though all of this person’s actual
actions are based on correct evaluations (because they are all befitting), he has
not yet achieved happiness and wisdom because his actions have not yet acquired
firmness and fixity that characterizes the actions of the Sage. I take this to mean
that regardless of the fact that this person actually acts correctly, at least some
of his actions are based on moral impressions that could turn out to be incorrect
evaluations. That is why his actions have not yet achieved the firmness and fixity
of the Sage’s actions.
76 In explaining the difference between the moral disposition of the Sage and the
non-Sage, the preserved texts suggest that the Stoics invested more effort in
focusing on the cases of mistaking preferred indifferents for genuine goods
than on, for example, mistaking genuine goods for preferred indifferents (see,
for example, DL 7.101–103 = LS 58A; SE M 11.200–201 = LS 59G). This is to
be expected, because most ordinary people as well as non-Stoic philosophers
consider moral indifferents to be geniune goods or bads. After all, even the Stoics
themselves believed, as we have seen above, that the conception of relative value of
things that they classified as preferred indifferents is developmentally prior to the
conception of the genuine good. I do not think, however, that this means that their
approach to analyzing evaluations that mistake genuine goods and bads for objects
of conditional impulse would have been any different.
77 Here I agree with Brennan (The Stoic Life, 178) and his emphasis on the
importance of the correctness of evaluations in not only actual, but counterfactual
situations as well for the moral and practical perfection of the Sage and his
distinction from the non-Sage.
Accordance Requirement
Brennan, Tad. “The Old Stoic Theory of Emotions”. In The Emotions in Hellenistic
Philosophy, edited by Juha Shivola and Troels Engberg-Pedersen, 21–
70. Dordrecht: Kluwer Academic, 1998.
———. “Reservation in Stoic Ethics”. Archiv für Geschichte der Philosophie 82, no.
2 (2000): 149–177.
———. The Stoic Life: Emotions, Duties, and Fate. Oxford: Oxford University
Press, 2005.
Frede, Michael. “On the Stoic Conception of the Good”. In Topics in Stoic
Philosophy, edited by Katerina Ierodiakonou, 71–94. Oxford: Oxford
University Press, 1999.
———. “Stoics and Skeptics on Clear and Distinct Impressions”. In The Skeptical
Tradition, edited by Miles Burnyeat, 65–93. Berkeley: University of
California Press, 1983.
Inwood, Brad. Ethics and Human Action in Early Stocism. Oxford: Oxford
University Press, 1985.
Inwood, Brad, and Pierluigi Donini. “Stoic Ethics”. In The Cambridge History of
Hellenistic Philosophy, edited by Kiempe Algra, Jonathan Barnes, Jaap
Mansfield, and Malcolm Schofield, 675–738. Cambridge: Cambridge
University Press, 1999.
Long, Anthony Arthur. “Dialectic and the Stoic Sage”. In The Stoics, edited by
John M. Rist, 101–124. Berkeley: University of California Press, 1978.
Reed, Baron. “The Stoics’ Account of the Cognitive Impression”. Oxford Studies
in Ancient Philosophy 23 (2002): 147–180.
Sorabji, Richard. Emotion and Peace of Mind: From Stoic Agitation to Christian
Temptation. Oxford: Oxford University Press, 2000.
Scott Aikin
I.
Epictetus consistently makes the case in the Encheiridion that the
objectives of pleasing others and seeking their esteem are not relevant reasons
for action or self-assessment.
Moreover, these sorts of views were standard fare for the imperial Stoics
generally, as Epictetus’s teacher, Musonius Rufus, articulates a similar attitude:
“If a philosopher cannot scorn blows or jeering, he is useless […]” (Stobaeus
1 See also E 25.1; 28.1; 29.6; 33.9; 46.2; 48.2. Bibliographic information for all
references can be found in the Select Bibliography at the end of this essay.
2 See D 1.15.1; D 1.22.5; D 3.1.32; D 3.16.15; D 3.18.2; D 3.20.19; and D 4.2.8.
Action taken for the sake of pleasing others, garnering their approval and honor,
is below the dignity of the one with the right perspective, the one with Stoic
virtue. William Irvine describes the view, particularly about the views of others:
3 Musonius, further, tells the story of Phocion the Good who, when his wife was
insulted, replied that her virtue had not been harmed by the statement.
4 For others noting the hard line here, see Holowchak, The Stoics, 124–125; Stephens,
Marcus Aurelius, 132–133; and Long, Epictetus, 236. Further, other observers of
the tradition have noted it in antiquity. Cicero glosses what I’ve called the hard
line in Tusculan Disputations, when in favor of Stoicism, he notes that he will “pass
over good birth and public reputation where it is called into being by the united
voice of fools and knaves” (V.xvi.46).
15: [a] Stay away from raising a laugh, [b] since [bi] this
manner slips easily into vulgarity and [bii] at the same time
is liable to lessen your neighbor’s respect for you.
The structure of both sentences here consists of (a) a piece of advice, followed
by (b) a reason given in support of the advice. In both cases, the reasons
given are consequentialist reasons—that certain classes of action have
identifiable negative consequences, and in order to avoid these consequences,
one should not engage in those activities. So far, the form of the advice and
reasons given fit another commonplace Stoic formula of moral advice given
with the object of, on the one hand, preventing the degradation of the soul,
and on the other hand, improving it. And so, it is not the consequentialist form
of the reasoning in E 33.14 and 15 that makes them curious, but the content,
the kind of consequences invoked. Specifically, the consequences invoked
are pleasures others take in our actions (at 14b) and the respect others have
for us (at 15bii). Given the commonplace of the hard line on the opinions
of others, this advice seems out of step with Epictetus’s regularly expressed views.
Indeed, it seems positively unStoic.
The interpretive puzzle is simply that of squaring (A) Epictetus’s
regularly expressed view that the questions of whether others find us and our
actions pleasurable and whether they hold us in high regard are not important
and are not reasons to act (what I’ve called the hard line) with (B) Epictetus’s
invocation of the pleasures others take in our stories and their respect for us
as reasons to act in certain ways. Two strategies are available. On the one hand,
we may soften the hard line by holding that though these objectives are not
ultimately good, they nevertheless are in accord with nature and hence are
choiceworthy. On the other hand, we may interpret the invocation of pleasing
others and taking their esteem for us into account as being, under certain
circumstances, relevant to matters of virtue, as they are markers that one is
failing or succeeding.
In 14, Epictetus offers the reason with a comparative (hōs) between the pleasure
(hēdu) one feels in telling one’s own stories and the pleasure that others (tois
allois hēdu) take in hearing (akouein) them. That others do not take the pleasure
in hearing them that one takes in telling one’s own stories is the reason to hold
back on them. Again, this is, at least on its face, an issue of taking the pleasures
others take in our actions as a reason to regulate our actions.
In 15, Epictetus holds that telling jokes (gelōta kinein) produces a
character beneath the dignity of a Stoic (ho tropos eis idiōtismon). Moreover, it
properly occasions (hikanos) onlookers (tōn plasion) to lose their respect for you
(aidō tēn pros se […] anienai). Again, it is clear that the reason offered for the
advice is to enhance the respect (aidō) others have for us. These, consequently,
seem to be less issues of translation, and more issues of philosophical
interpretation, since it is clear that the pleasure others take in our stories and
respect others have for us (aidō tēn pros se) are invoked as reasons to act in
the manners suggested. These reasons, again, seem inconsistent with the Stoic
commonplace.
III.
Let us consider the first strategy of softening Epictetus’s hard line.
For sure, there are other points in the Encheiridion and the Discourses where
consideration for others’ feelings is appropriate. Epictetus advises us to
“sympathize with” others who have experienced loss, at least verbally (E 16).
This is presumably because it would, even for a Stoic, be inappropriate to steel
oneself in this way, as one would not be in sync with others in their most trying
times. “Appropriate actions are determined by relationships” (E 30.1), and that
relationships can be maintained only through the cultivation of mutual regard
for emotions is undeniable. Failing in that regard and care is contrary to nature,
and so others’ taking pleasure in our stories and others’ having good opinion of
us are choiceworthy. If we are to play our assigned parts well (as we see it in E
17), we must take on at least some of the motivations that go with the part. All
the world’s a stage, and sometimes it takes method acting.
Simplicius, too, holds that Epictetus is clear that “turning away from oneself
towards what is outside in order to please someone undoes the philosophical
disposition” (On Epictetus’ Handbook, 112; D 60, 1:22). The point, of course, is
that Aristotelianizing Epictetus requires more revision than preservation.
Perhaps this is quick on giving up on the softening line, but a more
promising line is as follows. The Stoic must, for sure, sympathize (as in E 16)
and be kind and forgiving (D 2.22.36). And, moreover, Epictetus is sensitive to
the pleasures and esteem of readers when he notes that books should be written
with clear character and attractive language (D 2.23.2). Such concerns are within
our moral purpose, but not because they themselves are valuable, but because
to fail to manifest the traits that give rise to them is a failure of our own internal
virtues. Epictetus captures this turn of perspective when he speaks of those who
judge the progressing philosophers in E 22. The judging comes in two stages.
First the philosopher is the object of ridicule: “Here he is again, all of a sudden
turned philosopher on us!” and “Where did you get that high brow?” (22.2). The
key, though, is that the progressor not be shaken by these taunts, because once
the virtues are stable, once the progressor approaches the sage, the attitudes of
others change. And so the second stage of judging has it that the progressor in
the end does receive the esteem of others:
But it is clear that the significance of this vindication is not dependent on the
judgment of others, but lies in the maintenance of the attitudes of indifference
and self-control. The goal wasn’t to gain their esteem, but the irony is that being
indifferent to it was the means to it (and that caring a great deal about it makes
it inaccessible). Importantly, under these conditions, the esteem of others is
deserved—those who have come around from jeering at the philosopher to
taking him or her as an object of wonder are indicative of the real value of that
life. The derision that the jeerers and mockers originally gave is based on things
Seeing the event in the right light is seeing it for what it is, and it is the third-
person perspective on the loss of a cup that reveals how much it matters. In
short, it doesn’t. To react and feel from the first-person perspective, then,
is not just incorrect, in that it is inaccurate regarding the truth of the matter,
but it is inappropriate, because to see it only from that view is small-minded
and selfish.
Epictetus is clear that the point is a general one, as he tells us to extend
the principle to “larger matters”, like the loss of a wife or child. But his general
point is not simply about right perspective on losses and pains, but on pleasures,
too. And so applied to the conversational case in 14b, Epictetus reminds us of
something we should already know: one is a bore when one goes on about oneself.
The trouble is not that one thereby bores one’s interlocutors, but that one should
5 See E 25 where praise and attention at banquets is bought at the price of flattery,
not proportioned to virtue.
6 This term is from Roy Baumeister’s work in social psychology. Baumeister’s
application of the term is intended to highlight the difference perspective and
position make when considering the extent of a harm. “The importance of what
takes place is always greater for the victim than it is for the perpetrator” (Inside
Human Violence and Cruelty, 18). My usage here includes gaps not just of pains (as
shown with E 26), but of pleasures, too.
IV.
My interpretive strategy here has been to bring the cases of caring
about the pleasures and esteem of others in E 33.14 and 15 into line with the
demanding exclusion of their relevance. I have taken the Epictetian hard line here
by taking these cases of pleasures and esteem to be entirely of derivative status as
only indicators of one’s virtue, and so, in themselves, not valuable. This, as I’ve
called it, hard-line interpretive strategy, along with what I’ve called the softened
alternative (which I’ve foregone) are of a family, characterized by pursuing
the requirement of consistency. That is, both the hard-line and the softened
interpretations are governed by the thought that the correct interpretation of
the advice in E 33 will be consistent with the correct interpretation of Epictetus’s
larger ethical project. And so, again, the hard-line interpretation of Epictetus’s
project, as I’ve interpreted it, yields a hard-line interpretation of the advice and
reasons. The softened reading of Epictetus’s project yields a softer interpretation
In other places in the Discourses, Epictetus holds that he was summoned to bear
witness (martus) for the divine cause of making it clear what moral purpose his
listeners have (D 1.29.47). In this way, the Epictetian self-conception is parallel
to Socrates’s account of his own role in Athens—sent by the god to remind his
fellow citizens to care for virtue (Apology 29d).7 Given Epictetus’s evangelical
streak,8 there are two things to expect from him: a theological vision and
missionary zeal.
The trouble is that Epictetus is rarely accommodating with his
missionary message. For example, he does not take a line of internal critique
when he addresses those who wish to withdraw from his school to deal with
family issues: “if your governing principle cannot be brought into conformity
V.
As long as we are constrained, I think reasonably, by the consistency
requirement for interpreting E 33.14 and 15, it is a matter of either softening
Epictetus’s exclusion of the relevance of the esteem of others for us or showing
how the esteem of others is of value only as an indicator of our virtue. I have
argued here that the softened program is not sustainable in the face of so many
of Epictetus’s unequivocally hard-line exhortations not to care for others’ esteem.
Further, under the condition that a group has the capacity to render reliable
judgment of our internal character, it is worthwhile to be moved by their esteem
for us. This, again, is consistent with Epictetus’s hard line, as sometimes the way
people judge is reflective of our character. Consequently, the curious cases of
E 33.14 and 15 are not only consistent with the Epictetian gospel of self-control,
but they are also in the service of it.9
Select Bibliography
Baumeister, Roy. Evil: Inside Human Violence and Cruelty. New York: Barnes
and Noble Books, 1997.
Holowchak, Andrew. The Stoics: A Guide for the Perplexed. New York:
Continuum, 2008.
Irvine, William B. A Guide to the Good Life: The Ancient Art of Stoic Joy. Oxford:
Oxford University Press, 2009.
Seddon, Keith. Epictetus’ Handbook and the Tablet of Cebes. New York:
Routledge, 2005.
Stephens, William. Marcus Aurelius: A Guide for the Perplexed. New York:
Continuum, 2012.
William O. Stephens
I. Introduction
The significance of animals in Epictetus’s Stoicism has yet to be
explored in detail. Yet Epictetus’s views on nonhuman animals—or Nanimals, as
I will call them—their traits, abilities, habits, and virtues, profoundly shape his
view of what human beings are and what we ought to be. It is hardly surprising
that Epictetus’s texts on Nanimals have not been scrutinized by philosophers
who write about animals,1 by environmental ethicists, or by researchers in the
emerging field of human-animal studies. This is in part because a common
but superficial interpretation of the ancient Stoics holds that they summarily
judged all Nanimals to lack logos (speech/reason) and so to fall outside the
bounds of justice and morality, and therefore to be essentially irrelevant to the
human art of living.2 Yet I will argue that Epictetus’s Stoic account juxtaposing
beastly vices and animal virtues with monstrous, inhuman vices and humane
virtues continues to be relevant. Finally, I will suggest that some aspects of his
outlook on Nanimals resonate unexpectedly with the ideas of two quite different
modern-day thinkers.
Some of the complex ways in which human beings conceive of
Nanimals, how we relate to certain kinds of Nanimals, and how we use certain
kinds of Nanimals, have changed little from Epictetus’s day to our own. On the
other hand, our much better scientific understanding of our kinship to them,
the industrial complexes we have erected to bring huge numbers of select
kinds of Nanimals into existence for a short time before disassembling them
in order to gratify our conditioned tastes, the extent to which our ways of life
recklessly exterminate billions of Nanimals every year, and the accelerated rate
at which our unwillingness or inability to share this planet with other living
things drives to extinction countless species of Nanimals, vastly distance our
world from Epictetus’s. The ancients domesticated, hunted, fished, and trapped
animals, used them in religious sacrifices3 and agriculture,4 and used them for
10 For a lucid argument for the ethical lessons to be drawn from Darwinian
evolutionism, see James Rachels, Created from Animals: The Moral Implications of
Darwinism.
11 Jonathan Safran Foer, Eating Animals, 25, observes that “The French, who love
their dogs, sometimes eat their horses. The Spanish, who love their horses,
sometimes eat their cows. The Indians, who love their cows, sometimes eat their
dogs”. We could add that Kashrut prohibits observant Jews from eating eels,
lobster, oysters, clams, shrimp, crabs, cats, dogs, monkeys, pigs, rabbits, camels,
hawks, eagles, owls, rodents, reptiles, and amphibians, while permitting them
to eat properly slaughtered tuna, salmon, carp, herring, goats, sheep, deer, bison,
cattle, chickens, ducks, and geese. There is some disagreement among Jewish
communities about the permissibility of eating turkeys and locusts. Muslims may
not eat pigs or any animal that has died from falling, being beaten, strangulated,
or suffocated, but may eat as Halal fish, sea animals, and properly slaughtered
chickens, ducks, turkeys, deer, bison, goats, sheep, and cattle. Observant Catholics
abstain from eating meat on Fridays, Ash Wednesday, and Good Friday, and
during Lent. Some Catholics abstain from meat on Fridays year around, while
others substitute a penitential practice or charitable practice for abstaining from
meat on Fridays outside of Lent. This diversity of religious dietary rules and
restrictions resists any scientifically informed philosophical justification. Consider:
Americans train dogs to assist the physically disabled, guide the visually impaired,
and provide therapy for those in emotional need. In 2009, Americans spent about
45 billion dollars on toys, accessories, and veterinary care for their pets (http://
www.dancingdogblog.com/2009/06/454-billion-spent-on-pets-top-5-categories-
8-basic-annual-costs/ — accessed July 13, 2012). Yet Americans euthanize three
to four million dogs and cats every year, and the corpses of many of these animals
are converted into protein pellets that become feed for poultry and cattle. Which
Nanimals we love, which we hate, which we love to eat, which we hate to eat,
which we fear, which we fondle, which we admire, which disgust us, and when,
varies, sometimes widely, from culture to culture, religion to religion, place to
place, profession to profession, social class to social class, and perhaps also from
gender to gender. Though the period she covers ends three and a half centuries
before Epictetus, see Louise Calder, Cruelty and Sentimentality: Greek Attitudes
to Animals, 600–300 BC.
12 Does our kinship with the other animals entitle us to exploit them, or does it
give us a good prima facie reason not to exploit them? Some argue as follows:
(1) Nanimals use, kill, and eat other animals; (2) It is not wrong for Nanimals to
do so; (3) Human beings are animals too; (4) Hence, it is not wrong for human
beings to use, kill, and eat Nanimals. This argument seems to assume that (a)
no Nanimals are moral agents with obligations to each other or to us, and so
(b) no human beings are moral agents with any obligations regarding Nanimals.
Yet most recognize that some human beings—normal adults, for example—are
moral agents with various kinds of obligations. Interestingly, this moral status
is invoked by some to argue as follows: (1) Human beings are moral agents
and Nanimals are not; (2) Hence, human beings are superior to Nanimals; (3)
Therefore, this superiority provides moral justification for human beings to use
Nanimals however we choose. Arguments like these have been cogently criticized
by more than a few philosophers who write on animals. See, for example, Mary
Midgley, Animals and Why They Matter; Steven F. Sapontzis, Morals, Reason, and
Animals; Evelyn B. Pluhar, Beyond Prejudice: The Moral Significance of Human and
Nonhuman Animals.
17 For a brief defense of why this title of the collection of philosophical writings left
by Marcus is better than Meditations, see William O. Stephens, Marcus Aurelius: A
Guide for the Perplexed, 2.
18 While it is true that Epictetus identifies Socrates as the master of cross-
examination (elenctic), Diogenes as the master of kingship and castigation
(epiplectic), and Zeno as the master of teaching and formulating doctrine at
3.21.19, I interpret Epictetus’s Diogenes as protreptic as well because I think
Epictetus appreciated how well Diogenes perceived, admired, and trained himself
to model, the sturdy self-sufficiency displayed by dogs, mice, and other animals.
The plausibility, or at least possibility, of the connection between the epiplectic
and the protreptic in Diogenes’s case is suggested by the parallel connection of
the protreptic and the elenctic at 3.23.33, and by Socrates’s being credited with
mastery in both protreptic and elenctic at 2.26.4–7. See Malcolm Schofield,
“Epictetus on Cynicism”.
19 Disc. 1.6.12. On this discourse see Epictetus, Discourses, Book 1, 107–109. See
also A. A. Long, Stoic Studies, 276 for a discussion of this text as it relates to
Epictetus’s account of the correct use of phantasiai, and 262, where Long quotes
1.6.20 to support his suggestion of how the Stoics reconcile continuity and
difference between human and nonhuman animals. While Long is not incorrect
that Epictetus was “open to the thought […] that animal behaviour can teach us
something about ethics and the common needs of all animal species, including
ourselves” (261), I would go further. I contend that Epictetus’s analysis of virtues
and vices is grounded in the habits and patterns of behavior of all animals, human
and nonhuman. For a comparison of the Stoics’ account of human and animal
psychology, see Adolf Bonhöffer, Epictet und die Stoa, 67–76.
20 2.8.4–8; 2.14.15. Urs Dierauer, Tier und Mensch im Denken der Antike, 229–230
writes: “Eine solche Freiheit gegenüber den Vorstellungen hat die Stoa den Tieren
offenbar nicht zugestanden. Bezeichnend ist in diesem Zusammenhang, was
Epiktet mehrfach als grundlegenden Unterschied zwischen Menschen und Tieren
hervorhebt: Auch die Tiere haben Vorstellungen und machen Gebrauch davon,
aber sie begleiten diesen Gebrauch nicht wie der Mensch mit verstandesmässigem
Urteil”, and in his note quotes from Disc. 2.8.6, cites 1.6.12–22 and 2.14.14, and
refers for comparison to 1.28.20, 3.1.25, and 4.7.7.
When Epictetus says that “a human being ought to begin” where the non-rational
animals do, this beginning point might mean the biological, developmental
beginning of life as an infant, or it might mean the first step toward achieving
our proper end. This first step would include exercising our animal, non-rational
constitution by eating, drinking, resting, procreating, using sense-impressions,
and the like. But Epictetus insists that in addition to these functions, human
beings are also endowed with the power of understanding sense-impressions,
acting in an orderly way, in conformity with this constitution, and properly
understanding that this is our distinctive human nature. God (Zeus) has made
some Nanimals to be our food, some to make our food (cheese), and some to
help us farm. Epictetus does not suggest in this text or elsewhere what service wild
Nanimals might provide for us. But none of the other animals can be spectators
or interpreters of Zeus or of Zeus’s works. Only human beings, with the power
of understanding the world, can fulfill this role in nature. Therefore, only by both
using and understanding sense-impressions, distinguishing between our sense-
impressions, being spectators of Zeus, interpreting His works, contemplating
the world, and thoughtfully, knowingly living a way of life harmonious with
nature do we attain our proper, God-given end as the kind of animals we are.
Epictetus concludes that to fall short of attaining this end by living the way of life
but since in our birth we have these two things mixed within us,
the body, on the one hand, in common with the animals,
reason and intelligence [gnōmē], on the other hand, in
common with the gods, some of us incline towards the
former kinship, which is the unfortunate and mortal one,
while some few towards the divine and blessed one.26
Human nature is a mixture of a bestial body and a godlike mind. Our bodily
kinship with the other animals is mortal and unfortunate. Our kinship with the
gods in rationality and intelligence is divine and blessed. Yet Epictetus notes that
our divine and blessed rationality and intelligence fail to steer most of us away
from our animality. Because of our kinship with the flesh, he explains, some of
us incline towards the body and become like wolves, faithless, treacherous, and
harmful. Others incline towards the body and become like lions, wild, savage,
and untamed. But most of us incline towards the body and become like foxes,
which Epictetus judges to be the sorriest of living creatures. “For what else is a
slanderous and malicious human being than a fox, or something even sorrier
[atukhesteron] and more rascally? Take care, then, and see to it that you do not
become one of these wretches [atukhēmatōn].”27
25 But what is great and exceptional perhaps befits others, Socrates and
those like him. Why, then, if we are by nature born for this, do not
all, or many, become like him? Well, do all horses become swift?
Are all dogs keen to follow the scent? What then? Because I am
naturally ungifted, shall I on that account give up my diligence?
Far be it! Epictetus will not be better than Socrates; but if I am not
worse, that is enough for me. For I shall never be a Milo, and yet I
do not neglect my body; nor a Croesus, and yet I do not neglect my
property; nor, simply, do we abandon diligence in any area because
we despair of attaining the highest perfection in it. [1.2.33–37]
26 1.3.1–3. This view of the divine-animal duality of human nature seems consistent
with the account given in 1.6.13–21.
27 Disc. 1.3.7–9; cf. 2.4.11. For comments on this discourse see Dobbin,
“Commentary”, 86–88; at 8 he does well to translate en zōiois atukhēmata “the
sorriest of the lot”, but then blunts the emphatic repetition by translating
31 Epictetus also gives an argument by analogy that just as it is necessary to care for,
clean, and groom a horse that nature has given to you, it is also necessary to wash
and groom the body that you have been given in order to avoid social impropriety
(4.11.17). He expands this analogy of care for a horse and physical hygiene with
the simile of an ass and treatment of the body and its equipment in general:
32 4.11.29: “Do you want me say to him, ‘Beauty [to kalon] consists not in being
covered with manure, but in reason’? For does he aim at beauty? Does he show any
sign of it? Go and argue with a pig, that he should not wallow in the mud.” Given
Epictetus’s belief that pigs are dirty animals, we are left to wonder how he would
answer the question he poses about whether eating pork is holy or unholy (1.22.4);
see Dobbin, “Commentary”, 192. Would their filth make pigs worthless objects
beneath contempt and so ethically edible, or would their flesh be so tainted and
disgusting that it would be ungodly to make a meal of them?
33 Clearly borrowed from Musonius Rufus, Lectures xxi. 128.5–8; Epictetus glorifies
the beard over the comb and the mane in 1.16.13–14.
34 Epictetus sees the beard not only as the hallmark of the philosopher (1.2.29;
2.23.21; 3.1.24; 4.8.12; 4.8.15), but also as a salient differentiation of the sexes
(1.16.9–14). Consequently, he regards pogonotomy as unnatural for men.
35 4.5.10 and frag. 25 in W. A. Oldfather, Epictetus.
41 Mammals he discusses include the ape (pithēkos), the mouse (mus), and various
quadrupeds, such as the ass (onos), the horse (hippos), the mule (hēmionos), the
ox (bous), the calf (moskhos), the bull (tauros), the pig (hus, sus, khoiros), the sheep
(probaton), the deer (elaphos), the fox (alōpēx), the lion (leōn), the wolf (lukos), the
dog (kuōn), and the hunting hound (kunēgos). Epictetus’s birds range from the
cock (alektruōn), the quail (ortux), the raven (korax), and the crow (korōnē), to
the nightingale (aēdōn), the swallow (khelidōn), the stork (pelargos), and the goose
(khēn). The fish (ikhthus), the shellfish (kokhlos), the viper (ekhis), the serpent
(ophis), and the worm (skōlēx) are also instanced. Insects featured are the wasp
(sphēx), the bee (melissa), the fly (muia), and the spider (arakhnēs).
42 Dierauer, Tier und Mensch, 232 remarks: “Doch auch bei Stoikern wird
gelegentlich der Begriff Arete auf Tiere angewandt, womit allerdings bloß die
Vollendung der je eigenen Leistungsfähigkeit der Tiere, also eine relative, aber
nicht absolute, auf Vernunft gegründete Vollkommenheit, gemeint ist.”
43 Epictetus belittles “playing and braying” with an ass at 2.24.18.
44 1.9.9. Dobbin, “Commentary”, 124 characterizes this text as Cynic in spirit,
but it also lies in an established Stoic tradition. Cf. 1.16.1: “Do not be surprised
if other animals have all things necessary to the body ready provided for them,
not only food and drink but a place to lie down in, and that they have no need
of shoes, or bedding, or clothing, while we need all these things.” See Dobbin,
“Commentary”, 159.
45 Cf. 3.21.1–3: “Those who have learned the principles and nothing else are eager
to throw them up immediately, just as persons with a weak stomach vomit up
their food. First digest your principles, and then you will surely not vomit them
up this way. Otherwise they are mere vomit, foul stuff and unfit to eat. But after
you have digested these principles, show us some change in your ruling principle
[to hēgemonikon] that is due to them; as the athletes show their shoulders as the
results of their exercising and eating, and as those who have mastered the arts can
show the results of their learning.”
The bull must battle other bulls to hone his skills and ultimately win supremacy
over the herd. Such competition and practice over time realizes the excellence
potential in, and distinctive of, its species and sex. Attainment of human
excellence requires the same extended program of rigorous training. Thus
neither does the bull mature all at once into a real bull, lord of the herd, nor does
a human being become a fully realized, self-mastered human being overnight.
One kind of self-knowledge provides the impetus to gradually develop one’s
inborn capacities. Once those capacities have been realized, another kind of self-
knowledge triggers the immediate readiness, whenever the opportunity arises,
to exercise those capacities. Epictetus explains that a bull is not ignorant of his
47 The Greek is gennaios alektruōn. Robin Hard, Epictetus: The Discourses, 80, renders
it “a fighting-cock of the true blood”; Oldfather , 227, “a spirited fighting cock”.
48 Cf. Plato, Theaetetus 164c: “We appear to be behaving like a base-born fighting-
cock, jumping away off the theory, and crowing before we have the victory over it”.
49 2.2.12–13. Cf. 4.1.124: “Just as you do not say that the victorious cock, even if cut
up, does badly, but rather the one defeated without a blow. Nor do you call a dog
happy when he is neither hunting nor toiling, but when you see him sweating, in
pain, gasping from the chase.”
Our situation is like that at a fair. Cattle and oxen are brought
there to be sold, and the majority of people are buyers or sellers;
but there are a few who come only to behold the fair, see how it
goes and why and who set it up and for what purpose. So it is
too in this fair of this world; some, like cattle, busy themselves
with nothing but fodder; for as to all you who concern
yourselves with possessions and lands and slaves and some
public office or another, these things are nothing but fodder.
Few are the people who attend the fair because they are fond
of the spectacle. ‘What, then, is the cosmos?’ they ask, ‘who
governs it? No one? And how is it possible, when neither a city
nor a house can remain even a short time without someone
to govern and take care of it, that this great and fine structure
should be kept in such an orderly state by accident and chance?
There is, therefore, one who governs it. What sort of a being is
this governor and how does he govern? And what are we, who
have been created by him, and created for what task? Do we
have some connection and relation with him or none?’ This
is the way these few are affected; and from then on they have
leisure for this one thing only, to study the fair before they
depart. With what result? They are laughed at by the multitude,
as the spectators too are laughed at by the traders; and if the
cattle had any understanding, they would laugh at those who
admire anything but the fodder. [2.14.23–29]
51 3.14.11–14. Cf. Oldfather frag. 18 (Schweighäuser frag. 16; Stob. iii 4, 92).
52 See C. E. Manning, “Stoicism and Slavery in the Roman Empire”.
53 For discussions of Epictetus on freedom see scattered remarks in A. A. Long,
Epictetus, and Susanne Bobzien, Determinism and Freedom in Stoic Philosophy,
330–357. For an extended study see J. C. Gretenkord, Der Freiheitsbegriff Epiktets.
54 Note Epictetus’s comment that the shipwrecked Odysseus “begged” for food like a
mountain-bred lion (3.26.33). When your ship wrecks and you’re washed ashore
naked and hungry, a bashful plea for food would be as silly for a model of Stoic
conduct like Odysseus as it would be unimaginable for a bold lion.
55 Epictetus accepts the usual Stoic view that under some circumstances suicide is
permissible, and under other circumstances it can even be mandatory.
56 4.1.24–31. For a brief discussion, see Long, Epictetus, 172–175. Cf. Cicero, De
finibus v. 56: “Even the wild animals that we keep caged up for our amusement
find their captivity irksome […] they miss their natural birthright of free and
untrammeled movement” (457).
57 When, at Disc. 4.5.37, Epictetus likens himself and his students to lions when they
roar out Stoic doctrines in the classroom, but (mere) foxes when skulking through
their lives outside the classroom, he treats all lions as interchangeable tokens of a
fearless type.
V. Conclusion
I have argued that the traits and habits of Nanimals are indispensable
tools for Epictetus’s normative instruction. In insisting that human beings
are the only rational animals, and that rationality is a power superior to the
powers of all other animals, Epictetus in principle believes that we can be
happier and more fortunate than nonrational beasts. In this respect, he is not
an animalitarian. However, insofar as we often fail to use our reason rightly, we
make ourselves more wretched and sorrier than Nanimals who effortlessly live
59 Cf. 4.4.37–38, where Epictetus compares missing the beauty of Athens to acting
like a burdened donkey.
64 Recall that Epictetus observes that we share both a bodily nature and mortality
with the other animals at Disc. 1.3.3.
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Foer, Jonathan Safran. Eating Animals. New York: Little, Brown, 2009.
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Georgia Press, 1984.
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241
free will and, 42; “golden 107n6, 153, 155, 158, 160,
age” of, 41; as gradual 161, 214n21
training for freedom, 43; Boyarin, Daniel, 160
habits and training in, 49, Brennan, Tad, 177n43
50; impersonal nature of, 51; Brooke, Christopher, 11
performing, 45; practices of, Buddhism: suffering in, 100
41; production of conviction Burdens: avoidance of, 92n6;
in oneself and, 44; as self constitutive, 92; of one’s
adjusting the self, 43; as imperfections, 98, 99;
technique of selection/ patience and, 92, 93;
deployment of living ideas, responding to, 93
46; use of counter-images
and, 47 C
Assent: infallibility in, 124; Callan, Eamonn, 89n1, 90, 99n16
withholding, 124 Capacities: of humans and animals,
Augustine, 137, 137n22 30n32; obligations to realize,
Autonomy, 62; defining, 135n13; 30; observations about,
exercise of, 143n37; freedom 31; realization through
and, 137; Kant on, 139; lack preferred externals, 31, 34;
of which enables, 146; self- to reason, 21; special, 31; for
determination and, 156n6; understanding, 30, 30n32
struggles with desires and, Care of the Self (Foucault), 41, 46n12,
139; suicide and, 143n37 50n20, 50n21
Aversion, 122 Cassius Longinus, 211
Caston, Victor, 112n17
B Categorical imperative: acting on
Barnes, Jonathan, 33n39 state of moral perfection
Bates, Carrie, 13, 151–162 yet to come, 143; circle of
Baumeister, Roy, 202n6 familiarities and, 13, 140–
Behavior: general evasion-type, 188; 144; deriving various duties
ideas as causes of, 47, 49; from, 140; as given universal,
production and technical 146; provision of right
adjustment of, 50; sexual, guidance and, 141; status of
160 mankind and, 140–144
Being(s): continuously individuated, Causal Requirement, 169, 174
118; differentiated, 115; Change: forced by askesis, 50; in
genera of, 115, 115n27, habits
116; interaction with Christianity: early, 10; Epictetus’s
environment by, 125; strata teachings and, 10
of, 116; universal, 126 Chrysippus, 45, 60, 109n9,
Bénatouïl, Thomas, 131, 142n34 185n64, 187, 187n70; on
Bobzien, Susanne, 42 appropriation, 177; on
Bonhöffer, Adolf, 16, 17, 80n4, 80n6, becoming The Sage, 189n75;
243
44; name analysis in, 106, of station in life, 15; analysis
106n4; observance of names of names by, 113–126,
in, 105; Socratic notion 113n21; on animal virtues
of station in life in, 15; and beastly vices, 207–236;
treatment of exemplary roles anthropocentric view of
in, 31; on universal role as animals, 215; assent and,
human beings in, 17; use of 124; attitude toward women,
term “human being”, 108 158–162; beginning as slave,
Discrimination Requirement, 169 9; believes reason separates
Dobbin, Robert, 187, 105n2, 108, human from nonhuman
117n32, 120n41, 122n50, animals, 215; chastising of
219n32, 223n44 commonplace name-use by,
Duty: good will and, 139n27; Kantian 106; circle of familiarities and,
concept of, 139n26, 139n27; 140–144; on comprehensive
proper, 153 impressions, 105–128;
Dyson, Henry, 80n4 conception of knowledge,
77; concept of spheres
E of familiarity, 136; on
Eidenai: of general truths, 79; consecutive cognitive states,
knowledge of propositions, 119; contradictory principles
78 on equal gender status, 158–
Eklepsis, 119 162; on cosmopolitanism,
Encheiridion (Epictetus), 9, 197–205; 20; countercultural stance
on acceptance of happening on sex and identity, 161;
of events, 100; avoidance deflation of roles in, 15–36;
of frustration, 101; desiring things not up to
contradictions in, 13; need us, 91, 157, 161; differences/
to delay pursuit of pleasure similarities to Kant, 13,
in, 98n12; objectives of 131–147; distinguishing what
pleasing others in, 197; is/is not in one’s control and,
power over what others want, 10, 11, 23, 24; on division
153; relations with others between wise and foolish
and, 198–205; resistance people, 135; educational
against desires in, 135n13; principles of, 156–157;
responsibility for divinely elements of logos of, 121n43;
given roles, 11; roles in, employment of standards
20n12; what is/is not in one’s by (preconceptions), 83;
control and, 10; women in, Encheiridion, 197–205; on
158 episteme of life, 77–86;
Endymion, 32, 33n37, 34 freedom and, 136; infra-
Engel, David, 160 specific excellence and,
Epictetus: account of roles, 20n12; 217, 220, 227, 228; as
adoption of Socratic notion kind of evangelist, 204;
245
seriously, 55–73; training in, 112n17, 117n32, 166n6
49; truth and, 12; virtue, 154 Freedom: as ability to employ
Ethos: transformation of logos into, 46 prohairesis, 153; alienation
Eudaimonia: achieved through of, 41; autonomy and, 137;
prohairesis, 153; condition in of choice, 138n23; current
which person lives optimally, understandings of, 41, 42;
151; as gendered, 152 determination and, 43;
Eurystheus, 32n36, 33n37, 34 dignity of man in, 13; from
Evils, 44, 138; moral, 144; physical, force of inclination, 138;
144; unavoidable existence free will and, 41; from
of, 145 hindrance, 78; importance of,
Experience: “feelings” as important 9; impossibility of assenting
element of, 51; human, 27; and, 49; inalienable ethical,
moral, 139 153; as independence
from force of inclinations,
F 137, 140; as instrument of
Faculties: of animals and humans, repression, 137n19; Kant
30; of aversion, 122; of on, 13; nobility of, 78;
being moved, 119n40; of possibility of independence
choice, 122; conditions for from external constraints
realization of, 30; of desire, and, 136; prohairesis and,
122; of expression, 122n46; 136; as pure indeterminacy,
of moral choice, 152; need 43; reconsideration of
for exercising of, 30; for fundamentals of, 42; relation
understanding, 30 to desire and truth, 42;
Fisher, Jeffrey, 12, 77–86 self-identity and, 153–154;
Flavius Arrian, 9 of things under our control,
Foer, Jonathan Safran, 209n13 10; through determination,
Forschner, Maximilian, 131 41–52; of will, 137n22
Fortitude, 99–102 Free will: askesis and, 42; challenges
Foucault, Michel: on askesis to, 41, 49; contemporary
in Epictetus, 41–52; notions of, 42; ethical
current understanding knowledge and, 50; forced,
of freedom and, 12; on 44; incompatibility of Stoic
daily examination of one’s volition and, 49; skepticism
actions, 50; defining logos, toward, 49; volition and, 44
41, 46n13; on equipping
self for unforeseen events, G
47; skeptical of concept of Galen, 50n21
free will, 49, 51; “sophistic” Garve, Christian, 134
exercises of, 46; view on Gataker, Thomas, 11
askesis, 12, 43 Gender: in category of indifferents,
Frede, Michael, 20n11, 63n20, 64n23, 160; cultural construction,
247
subjectively, 120n41; and, 123; nonapprehensive,
term used in Discourses 183; nonperceptual, 179;
(Epictetus), 108 perceptual, 179; plausibility
Hume, David, 134n10 of, 125n57; proper use
Huparchein: apprehensive of, 123n54; rational use of,
impressions and, 166, 166n6; 125; sense, 124n55; Stoic
defining, 166n6; as “existent”, classification of, 125n57;
166n6; as object causing true/false distinctions,
impression, 167 155n5; truth of, 175;
Hutcheson, Francis, 133, 134 universal, 175; use of, 123;
Hypocrisy: awareness of, 27n26 veridical, 155
Impressions, moral apprehensive,
I 13, 165–192; Accordance
Ideas: causal force of, 47; causes of Requirement, 169, 184–192;
behavior, 47; choosing apprehensive, 165–192;
to follow, 49; compelling attributing moral predicates,
judgment or behavior, 49; 170; Causal Requirement,
determinate effects of, 49 167, 169, 174, 186–191;
Identity, 115n27; as children of God, caused by huparchein, 167;
158; connected to status, 154; causes of, 165, 173, 174;
constructed, 154, 156–157, defining, 191, 192; as
158; contingent, 156–157; descriptions and evaluations
defining, 151n2; essential, of corporeal objects, 179;
154, 156–157, 158; gender differences from nonmoral,
and, 157–162; harmonius, 175–179; Discrimination
154; markers, 155; morality Requirement, 169, 186–191;
and, 155–157; primary, 154, dual nature of, 175–179;
156–157; rationality as, 155, evaluative nature of, 176;
161; secondary, 156–157; of paradigmatic form of, 173;
the self, 151 production of “effects on
Images: reversing negative judgments us”, 166; by something
with, 48; special effects on existent, 166; as understood
soul through, 48 by Epictetus and Stoics,
Impressions: arising, 125; cognitive, 173–192
123, 123n53; comprehensive, Indifferents: equality with respect
123, 124, 125, 126; distinct to choice/avoidance, 69;
from appearances, 155n5; gender and, 160; preferred/
evaluative, 179; external, dispreffered, 185, 188;
123n54, 124n56, 125; selection/deselection of,
guaranteed representation of 61n17; unconditional, 68, 69
objects, 123n53; immediate, Intellect: nature of, 124n56
125; impulsive, 179, 181, 183; Inwood, Brad, 181n58
monitoring, 126; names Irrationality Charge (against Stoic
249
to good life, 64; on basis cognitive function of
of preconceptions, 82; unified whole and, 122n50;
empty, 123n52; ethical, as faculty of choice, 122;
50, 51; instilling habit as force suffusing the
of, 50; mastery of in cosmos, 45; God as, 81;
ethics, physics, and logic, human, 122; human
59n10; moral, 134n10; not beings as instantiations
sufficient for improvement of, 117; immanent, 116;
of self, 41; perceptual, knowing itself and all other
169n12; perfected state faculties, 122; making use of
of mind and (See WKV); external impressions, 122;
of personal unconscious as manifestation of divine
self, 51; of primary identity, providence, 119; observance
156–157; production, of modes embodied by
50; of propositions, 78; individuals; ousia and, 115;
reliability of, 169n12; role as portion of divine in
in conception of will, 137; humans, 122; range of power
standard Stoic view of, 77, of, 121, 122; share in, 28;
78; as system of assents to transformation into ethos, 46;
apprehensive impressions, universal, 117, 122
168n10; of universal moral Long, Anthony A., 9, 11, 17n6, 59n11,
truths, 175 105n2, 112n16, 114n23,
Knowledge, moral: acquisition of, 77; 117n32, 123n53, 151, 153,
“art of living” and, 77, 78 156–157, 158, 159, 160,
Kupfer, Joseph, 89n1, 90, 96 198n4, 213n19, 232n58
L M
Lagrée, Jacqueline, 96n10 Malcolm, Noel, 11
Lamprocles, 25n20 Mansfeld, Jaap, 121n43
Language: evaluative, 58; of necessity, Marcus Aurelius, 11, 117n31,
47n16; ordinary usage of, 60; 133, 198; on producing
origin of, 112 counterimages of fears, 48
Lawrence, G., 33n39 Meaning: expressible in any language,
Learning: performing askesis and, 45 112; Stoic theory of, 112n16
Lenience, 94, 95 Medea, 233
Lints, Richard, 154 Memory: as external good, 60n13
Logic: importance of in lessons, 122; Menn, Stephen, 115n27
necessity of, 122n46; role and Metabasis, 119
purpose of, 121n43 Modesty, 159
Logos: description of movement Morality: beliefs relevant to,
and development of, 118, 121n43; conditional,
119; continuous unfolding 146; conventional, 155;
of, 117; emphasis on democratization of, 146;
251
Nietzsche, Friedrich, 89n2 sustain character, 98; needed
Norms, 17n6 for wise pursuit of goals, 96,
Nussbaum, Martha, 93 97; primary senses of, 90n4;
resistance to temptation to
O give up too soon and, 92;
Obligations: among specific roles, scope of, 95–99; secularized,
30n33; of assigned roles, 17; 89; as self-possession, 97,
familial, 27n27; of Heracles, 98; significance of, 89;
33n38; of human beings, 35; unreasonable expectations
public, 27n27; to realize and, 91; value of, 12, 93–95;
capacities, 30; of roles, 16; as virtue, 89, 91, 95
special, 35; universal, 17 Perceptions: general, 120n42;
Oikeiosis: overcoming original judgment on faculties of, 85;
inclinations and, 135n13 mistrust of as a function,
Oldfather, W.A., 9, 19, 22n14, 25n22, 124; of what is appropriate,
120n42 177
“On the Genealogy of Ethics” Perspectives: embedded, 17n6; moral,
(Foucault), 51 17n6; other than that of
Ousia, 126; presence of logos and, 115 individuals, 142; veridical,
125
P Phantasia: arrival in four ways, 125;
Panaetius, 117n32; stresses presentational function of,
differences among people, 124; truth-value of, 125n57
17n5 Philosophy: appropriation of ideas
Paraskeue: element of transformation in, 131–133; beginning of,
of logos into ethos, 46; as 120n41; dialogue between
preparation of virtue, 46 schools of, 131; of history,
Patience: acceptance of delays and, 144; lack of error and, 118;
90, 92; burdens and, 92, 93; misconduct in, 110; primary
centrality to moral life, 12, theorems of theory of,
89, 96; continual need for, 121n43; profound personal
89; defense for, 89–102; effect of, 10; question of
defining, 90, 91; detachment what constitutes best life in,
and, 99–102; distinguished 151; self-help and, 11; tasks
from passivity, 89n2, 91; of, 106
endurance of frustrations Pianalto, Matthew, 12, 89–102
and, 90, 91; fortitude and, Plato, 15, 26n24, 60n13, 61, 119n39
99–102; lenience and, 94; Plotinus, 211
for moral and practical Plutarch, 60n14, 80, 133, 177, 177n44,
insight, 91; as mother of 187
constancy, 96n10; necessary Polis: civic, 22, 28; cosmic, 19n8, 20,
for cultivation of other 22, 28; human, 19n8
virtues, 95; necessary to Porphyry of Tyre, 211
253
faculties of perception, 85; S
practical, 29, 34, 137n19, The Sage: apprehensive impressions
138n23; preconceptions and, 13; assents to
and, 79–82; preeminence of cognitive impressions, 85;
faculty of, 85; separated from ideal knowledge of, 168;
Volition, 43n6 impressions and, 168; moral
Relationships: importance of, 22; and practical perfection of,
sexual behavior and, 160; 13, 183, 184; possession of
social, 22, 114n23 episteme by, 85; possession of
Remorse: Stoic avoidance of knowledge and virtue by, 165
questions of, 51 St. Gregory the Great, 95, 95n9
Reputation, 198 Sambursky, Shamuel, 133n7
Revenge, 93; desire for, 98 Sandbach, F.M., 80n4, 80n6
Rist, John, 117n31 Santozki, Ulrike, 131, 139n26
Role(s): associated externals to, 29, Scanlon, T.M., 55n3
34; calculations concerning, Scarre, Geoffrey, 89n1, 99n16
18; of character, 137; Sedley, David, 114n23, 117n32,
combining, 20n11; common, 123n53, 166n6
16; conflict, 20, 20n11, 22, Self: care of, 41, 50; continuity of,
25, 29, 30n33; cosmopolitan, 96; “deep”, 51; different kind
19; “deflationary” reading of, 12; practices of, 41, 41n2;
of, 16, 17, 18, 20, 28, 34; self-adjusting, 12, 43
divinely assigned, 16; as Self-contemplation, 123n54
embedded perspectives, Self-determination: rational, 143n37
17n6; examination of, 36; Self-examination, 15
human, 17, 18, 153; of logic, Self-help, 11
121n43; obligations of, 16, Self-identity. See also Identity:
30n33; Panaetius’s fourfold constructed, 151, 152, 153;
distinction of, 117n32; essential, 151, 152, 153;
rationality and, 151–162; freedom and, 153–154;
secondary, 17n6; should be rationality and, 152–153;
subordinated to common relationship between
human role, 17n6; social, primary and secondary,
136; special, 31; specific, 16, 156–157
18, 20, 21, 27n27, 29, 31, Self-mastery: agonistic, 43n6
33n41, 35; as tool in service Self-respect, 159, 160, 161, 221n36
of virtue, 20n12; universal Self-satisfaction: inadequacy of, 155
human, 17n6, 18, 19, 19n9, Seneca, 49, 51, 94, 133;
27n27, 29 characterization of anger by,
Rorty, Amélie, 155 93, 94n8, 96, 98, 101, 102;
Rothe, Matthias, 13, 131–147 describes ideal person, 99;
Rousseau, Jean-Jacques, 133, 134 on division between wise
and foolish people, 135; on
255
about nature of andreia knowledge of, 79–82;
and, 33n41; Hellenistic, 41; known by the Sage, 85;
ideals of, 12; morality, 43; preconceptions, 79
as nativists, 80; notion of Truth(s): agreeing to, 124n56; criteria
“natural”, 59n11; proposal for understood as impressions,
distinction between the good 123; criterion of, 172;
and the valuable, 56; relation discovering, 124; of doctrine,
of time and space for, 143; 45; ethical subject of, 12, 46,
responsibility for improving 79; forced, 49; relation of
themselves, 52; taking same freedom to, 42
thing seriously/not seriously, Tsalla, Eleni, 12, 105–128
12 Tuposis: capacity to use impressions
Stojanovic, Pavle, 13, 165–192 and, 119; stage shared
Stowers, Stanley, 155 between human beings and
Striker, Gisela, 176, 177 animals, 119
Student(s): system of thought as echo,
9; teaching art of living well U
to, 155; use of animal virtues/ Understanding: capacity for, 30,
vices to educate, 207–236 30n32
Substantive Falsity Charge (against Universe: inclusion of circle of
Stoic proposal), 56, 67–70 families within, 142; need for
Suffering: avoidable, 100; different functions in, 28
compounded by unnecessary Use of Pleasure (Foucault), 41n2, 42,
attachments, 100 43, 43n6
Suicide, 92n6, 229, 230, 231, 232;
Epictetus on, 107n6, 143n37; V
rejected by Kant, 143n37; Value and good distinction, 55–73.
Stoic defense of, 69, 70 See also WKV; Artificial
Suits, David, 9–13 Terminology Charge, 56,
60; deliberation and, 64;
T Equivocation Charge
Technologies of the Self (Foucault), and, 59n11; Irrationality
46, 51 Charge, 56, 64–67; Nature
Telos, 78 of Value Charge, 56, 61–64;
Tertullian, 95 Psychological Fraud Charge,
Theophrastus, 210 56, 70–72; redefining terms
Thought: conventional, 155; ethical, for, 60; rejection of accounts
138; neutralization of, 48; of, 62; Stoic proposal on,
students’ as echo, 9 55–73; Substantive Falsity
Torjesen, Karen Jo, 160 Charge, 56, 67–70; technical
Truth, general ethical, 79; cognizable notions in, 57
applications of, 85; God Value(s): considerations for
and reason and, 79–82; deliberation in matters of,
257
X
Xanthippe, 25, 25n22
Xenophon, 26n24; Socratic practices
of, 105n2
Z
Zeno: defining virtue, 172n22; on
examination of terms, 105n2
Zodhiates, Spiros, 159
259
Matthias Rothe is assistant professor in the department of German,
Scandinavian, and Dutch at the University of Minnesota. He is the author of
Lesen und Zuschauen im 18. Jahrhundert, die Erzeugung und Aufhebung von
Abwesenheit (Königshausen & Neumann, 2005). He works at the intersection
of literature and philosophy and is especially interested in the appropriation of
Stoic philosophy within eighteenth-century moral and political thought.
261