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Abstract— In this paper, a multifunctional active frequency outdoor applications [6], [7]. Spring resonators and motors are
selective surface (MAFSS) is presented based on the switching utilized in mechanical systems to actuate AFSS designs, but
responses of active components. The proposed structure com- such structures are overly complicated and expensive [8]–[10].
prises periodic arrays of metallic patterns imprinted on both
sides of an FR4 substrate on which p-i-n diodes are embedded Recently, microfluidically reconfigured AFSS structures have
with parallel feed networks. The novelty of the design lies in been proposed to realize multifunctional responses. How-
its multifunctional characteristics with independent control of ever, their switching speeds are not fast enough [11]–[13].
the biasing states (ON/ OFF ) of the diodes mounted on opposite Graphene-based reconfigurable AFSSs seem to be promising
layers. This leads to four different working states (dual bandpass candidates for future designs, but their commercial production
for OFF –OFF state, single-band absorber for OFF –ON state, single-
bandpass for ON–OFF state, and reflector for ON–ON state) being has not yet been achieved [14]. Therefore, researchers are
facilitated by the proposed reconfigurable AFSS. Furthermore, still relying on conventional methods (i.e., use of varac-
the effects of the design parameters and active components on tors and p-i-n diodes) to electronically regulate AFSS struc-
multifunctional responses are extensively analyzed by deriving tures [15]–[18]. Based on their small response time, compact
equivalent circuit models. Even though the topology is polariza- size, and low-cost advantages, these diodes offer various
tion sensitive, multiple dividable working functions (transmission,
absorption, and reflection) have been realized in single geometry, electromagnetic (EM) functions to AFSS designs, such as
unlike the earlier reported designs. The proposed structure switching, tuning, and polarizing, unlike the earlier reconfig-
has also been fabricated, and the measured responses show urable devices.
reasonable agreement with the simulated results under normal Most of the diode-enabled AFSS designs developed to date
incidence. An MAFSS with such diverse characteristics is an are built for single functions, which may be inadequate for
essential element for regulating electromagnetic wave propaga-
tion in manifold applications. complex EM environments. A few geometries incorporate
tunable transmission characteristics through the use of var-
Index Terms— Active frequency selective surface (AFSS), actors [17], [18], and a few other structures provide tunable
multifunctional AFSS (MAFSS), p-i-n diode, reconfigurable
structure. shielding responses in wide frequency ranges [19], [20].
AFSSs switching between reflection and absorption at a single
I. I NTRODUCTION frequency [21], [22] or in a broadband spectrum [23], [24]
Fig. 5. Simulated scattering parameters of the proposed MAFSS structure under (a) OFF–OFF state, (b) OFF–ON state, (c) ON–OFF state, and (d) ON–ON
state.S11 and S21 correspond to the responses due to the EM wave incident from the +z-direction, whereas S22 and S12 represent the responses for the EM
wave incident from the −z-direction. Solid lines: simulated responses using Ansys HFSS software. Dashed line: results calculated from the circuital analysis.
layer geometry, when independently simulated using HFSS appears in the ON state, except a considerable shift is observed
software, exhibits a bandstop response at 10.51 GHz, while the toward the low-frequency regime. The structure results in the
bandpass resonance is obtained at 10.81 GHz in the OFF state. bandstop at 6.07 GHz and bandpass at 7.50 GHz, as indicated
The considerable insertion loss (1.03 dB) in the transmission in Fig. 3(c). In addition, this topology provides a wide trans-
band is attributed to the close proximity of the bandstop mission band in the 7–14 GHz range, which is utilized for
response in the geometry. realizing multifunctional behaviors (when combined with the
In the ON state, the small resistance Rt,ON (equivalent to a bottom layer in the overall MAFSS structure).
short circuit) replaces the OFF-state capacitance in the circuit The bottom layer geometry has a different mechanism com-
model, as depicted in Fig. 3(b). Then, the bandstop and pared to the top layer pattern. As shown in Fig. 4, the bottom
bandpass resonance frequencies can be derived as follows [31]: layer topology can be characterized by inductances (L b1 and
√ L b2 ) and resistances (Rb1 and Rb2 ) connected through parallel
1 n − n 2 − 4m combination. In the OFF state, the diode provides the sole
Bandstop: f T 3,ON = (3)
2π 2m capacitance (Cb,OFF ) to the geometry, which along with the
1 grid inductances, results in a bandpass response. Fig. 4(c)
Bandpass: f T 4,ON = √ (4) presents a narrowband bandpass response at 9.63 GHz with a
2π (L t1 + L t2 ) × Ct1
small insertion loss of 0.36 dB in the OFF state. The resonance
where frequency can be calculated as follows:
m = L t1 L t2 Ct1 Ct2 1
f B1,O F F = . (5)
n = L t1 Ct1 + L t2 Ct1 + L t2 Ct2 . 2π (L b1 + L b2 ) × Cb, OFF
It can be seen from the numerical equations and simulated Conversely, this topology does not have any effective capac-
responses that the pair of bandstop and bandpass behaviors still itance in the ON state (due to the continuous connection
PHON et al.: NOVEL MULTIFUNCTIONAL RECONFIGURABLE AFSS 1713
TABLE I
W ORKING M ODES OF THE P ROPOSED MAFSS
Fig. 7. Simulated scattering parameters of the proposed MAFSS structure under TE polarization. (a) OFF–OFF state. (b) OFF-ON state. (c) ON-OFF state.
(d) ON–ON state. Inset: simulation set up under oblique incidence. The diode characteristics are considered as: RON = 3 and C OFF = 0.1 pF.
circuit elements (combination of L TL and CTL ) using Teleg- IV. E XPERIMENTAL V ERIFICATION
rapher’s equation [28], [31] to efficiently connect the top and
bottom layer lumped elements. Coupling capacitance (Cc ) Most of the diode-regulated AFSS structures necessitate
has also been incorporated in the analysis considering the complicated biasing circuitries, which often make the fabrica-
effects between the top and bottom layers. The initial values of tion procedure difficult and may cause deviations between the
these circuital parameters have been derived according to the simulated and measured responses. Therefore, it is preferable
Babinet principle [34], [35], and these values are subsequently to either embed the biasing network in the topology or reduce
optimized in HP ADS software. It is observed in Fig. 5 that the circuitry to the minimum level of complicacy [37], [38].
the circuital responses are in reasonable agreement with the The structure proposed in this paper has been designed such
numerical simulations under all four working states, thereby that the top layer does not require any dedicated biasing track,
validating the circuit model. whereas the bottom layer requires nominal external interfer-
The proposed MAFSS has also been examined for various ence. Furthermore, the diodes are connected in parallel across
incident angles (θ ) under transverse polarization (TE), as illus- the periodic pattern, meaning only a small amount of voltage is
trated in Fig. 7. In the TE mode, the incident electric field sufficient to simultaneously regulate all active components in
direction remains constant, while the magnetic field and wave the large prototype. Unlike most of the earlier reported AFSS
propagation vector directions vary with the angle. It can be structures (where diodes are serially connected), the proposed
observed that the response is relatively stable up to 45° angle MAFSS structure has the significant advantage of keeping
of incidence for all four states. Therefore, the geometry can the overall power consumption at a marginal level, thereby
be considered as angularly stable. The gradual decrease (and protecting it from possible damage.
increase) in the 3 dB bandwidth for bandpass (and bandstop) To illustrate the biasing configuration, a schematic of the
behavior can be well explained by the change in the wave bias network across the four unit cells is presented in Fig. 8. In
impedance value under oblique incidence [36]. the top layer, each of the diodes is mounted in the same manner
PHON et al.: NOVEL MULTIFUNCTIONAL RECONFIGURABLE AFSS 1715
Fig. 9. Photograph of the fabricated prototype. (a) Top layer. (b) Bottom
layer. Insets: zoomed-in views of the samples. Blue areas: biasing lines at
the boundaries of the prototype, which are connected to the external voltage
sources.
such that the cathode and anode are connected to the upper connected to the positive and negative terminals of the supply
and lower halves of the metallic pattern, respectively. Because voltage, the current flows through the diodes in a particular
the metallic grids are interconnected with each other on the direction, as illustrated in Fig. 8(b). It is noteworthy that the
upper and lower sides, only two biasing lines are required diodes in the bottom layer may be implemented in a simpler
to drive all the diodes simultaneously. When the positive and way, but that would lead to serial connections across the diodes
negative terminals of a voltage source are joined with the lower (requiring large supply voltage) [39], [40]. This configuration,
and upper halves, respectively, through these bias lines, direct being unique in nature, arranges the diodes in parallel feed
current flows across the diodes, as shown in Fig. 8(a). and requires only a small voltage to regulate the bottom layer.
The biasing configuration in the bottom metallic pattern is The above-mentioned schematic was utilized to fabricate
slightly different from that in the top layer. An additional set the proposed MAFSS structure using the PCB technique,
of inductors is required in the bottom layer geometry, unlike where the top and bottom metallic patterns were printed on
the top layer configuration. In one set of vertically connected opposite sides of a 1 mm thick FR4 substrate. The p-i-n
unit cells, the diodes are mounted such that their cathodes are diodes (SMP1321-079LF from Skyworks) were soldered
facing each other within each unit. Conversely, the cathodes across the gaps in the sample, in both the top and bot-
are facing away from each other in the next column. Therefore, tom layers. Lumped inductors of requisite frequency (Part
when alternate metal grids (ignoring the middle strip) are No. MLK1005S2N0STD25) were embedded between the
1716 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 67, NO. 3, MARCH 2019
Fig. 11. Comparison of measured and simulated scattering parameters of the proposed MAFSS structure under TE polarization. (a) OFF–OFF state.
(b) OFF–ON state. (c) ON–OFF state. (d) ON–ON state. The diode characteristics are considered as: RON = 3 and C OFF = 0.17 pF.
TABLE II
C OMPARISON B ETWEEN AFSS S TRUCTURES
biasing lines and periodic patterns to isolate the network from bottom layers, respectively, of the prototype, along with their
the radio frequency signal. One voltage source was connected zoomed-in views. The structure was fabricated in 30 × 30
across the top layer and another was connected to the bottom unit cells, where the overall dimension of the sample was
periodic pattern. Therefore, the diodes in the top and bottom 240 mm × 240 mm.
layers could be independently regulated via peripheral control, Measurement of the fabricated prototype was carried out
thereby enabling four different types of switching behaviors. using free-space technique [41]–[43]. Two broadband horn
Fig. 9(a) and (b) presents the photographs of the top and antennas (operating at 1–18 GHz), used as a transmitter and
PHON et al.: NOVEL MULTIFUNCTIONAL RECONFIGURABLE AFSS 1717
[26] S. Kitagawa, R. Suga, K. Araki, and O. Hashimoto, “Active absorp- Saptarshi Ghosh (S’14–M’18) was born in India
tion/transmission FSS using diodes,” in Proc. IEEE Int. Symp. Electro- in 1988. He received the B.E. degree in electron-
magn. Compat. (EMC), Dresden, Germany, Aug. 2015, pp. 1538–1541. ics and telecommunication engineering from the
[27] F. Bayatpur and K. Sarabandi, “A tunable metamaterial frequency- Indian Institute of Engineering Science and Tech-
selective surface with variable modes of operation,” IEEE Trans. Microw. nology, Shibpur, Howrah, India, in 2009, and the
Theory Techn., vol. 57, no. 6, pp. 1433–1438, Jun. 2009. M.Tech. and Ph.D. degrees in electrical engineering
[28] H. Li, Q. Cao, and Y. Wang, “A novel 2-B multifunctional active from IIT Kanpur, Kanpur, India, in 2013 and 2017,
frequency selective surface for LTE-2.1 GHz,” IEEE Trans. Antennas respectively.
Propag., vol. 65, no. 6, pp. 3084–3092, Jun. 2017. Since 2017, he has been a Post-Doctoral
[29] A. Vallecchi, R. J. Langley, and A. G. Schuchinsky, “Bistate frequency Researcher with the Microwave Wireless Commu-
selective surfaces made of intertwined slot arrays,” IEEE Trans. Anten- nication Laboratory, Chung-Ang University, Seoul,
nas Propag., vol. 65, no. 6, pp. 3093–3101, Jun. 2017. South Korea. He has authored or co-authored more than 30 international
[30] H. Li, Q. Cao, L. Liu, and Y. Wang, “An improved multifunctional active journal papers and 30 conference papers. His current research interests
frequency selective surface,” IEEE Trans. Antennas Propag., vol. 66, include metamaterials, microwave absorbers, frequency selective surfaces, and
no. 4, pp. 1854–1862, Apr. 2018. reconfigurable structures.
[31] D. M. Pozar, Microwave Engineering. New York, NY, USA: Wiley,
2011.
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microwave absorber,” IEEE Antennas Wireless Propag. Lett., vol. 11,
pp. 1158–1161, Oct. 2012.
[33] S. Ghosh and K. V. Srivastava, “A polarization-independent broadband
multilayer switchable absorber using active frequency selective surface,”
IEEE Antennas Wireless Propag. Lett., vol. 16, pp. 3147–3150, 2017.
[34] O. Luukkonen et al., “Simple and accurate analytical model of planar
grids and high-impedance surfaces comprising metal strips or patches,”
IEEE Trans. Antennas Propag., vol. 56, no. 6, pp. 1624–1632, Jun. 2008.
[35] S. Sheikh, “Miniaturized-element frequency-selective surfaces based
on the transparent element to a specific polarization,” IEEE Antennas
Wireless Propag. Lett., vol. 15, pp. 1661–1664, Sep. 2016.
[36] M. A. Al-Joumayly and N. Behdad, “Low-profile, highly-selective,
dual band frequency selective surfaces with closely spaced bands
of operation,” IEEE Trans. Antennas Propag., vol. 58, no. 12,
pp. 4042–4050, Dec. 2010.
[37] H. K. Kim, D. Lee, and S. Lim, “Frequency-tunable metamaterial
absorber using a varactor-loaded fishnet-like resonator,” Appl. Opt.,
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[38] A. Ebrahimi, Z. Shen, W. Withayachumnankul, S. F. Al-Sarawi, and
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surface with embedded bias network,” IEEE Trans. Antennas Propag.,
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[39] B. Zhu, C. Huang, Y. Feng, J. Zhao, and T. Jiang, “Dual band
switchable metamaterial electromagnetic absorber,” Prog. Electromagn.
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ial reflector/absorber,” Appl. Phys. Lett., vol. 103, no. 3, Jul. 2013,
Art. no. 031902. Sungjoon Lim (M’06) received the B.S. degree
[41] D. Ye et al., “Towards experimental perfectly-matched layers with ultra- in electronic engineering from Yonsei University,
thin metamaterial surfaces,” IEEE Trans. Antennas Propag., vol. 60, Seoul, South Korea, in 2002, and the M.S. and Ph.D.
no. 11, pp. 5164–5172, Nov. 2012. degrees in electrical engineering from the University
[42] D. S. Wang, P. Zhao, and C. H. Chan, “Design and analysis of a high-
of California at Los Angeles, Los Angeles, CA,
selectivity frequency-selective surface at 60 GHz,” IEEE Trans. Microw.
USA, in 2004 and 2006, respectively.
Theory Techn., vol. 64, no. 6, pp. 1694–1703, Jun. 2016.
He was a Post-Doctoral Researcher with the Inte-
[43] S. Ghosh and S. Lim, “Fluidically reconfigurable multifunctional
grated Nanosystem Research Facility, University of
frequency-selective surface with miniaturization characteristic,” IEEE
California at Irvine, Irvine, CA, USA. In 2007,
Trans. Microw. Theory Techn., vol. 66, no. 8, pp. 3857–3865, Aug. 2018.
[44] Accessed: May 2018. [Online]. Available: http://www.skyworksinc.com/ he joined the School of Electrical and Electronics
uploads/documents/200048N.pdf Engineering, Chung-Ang University, Seoul, where
he is currently a Full Professor. From 2013 to 2014, he was a Visiting
Scholar with the Georgia Institute of Technology, Atlanta, GA, USA. He has
Ratanak Phon was born in Kandal, Cambodia, authored or co-authored more than 250 international conference, letter, and
in 1994. He received the B.S. degree in electrical journal papers. His current research interests include engineered electromag-
and electronics from the Institute of Technology of netic (EM) structures (metamaterials, EM bandgap materials, and frequency
Cambodia, Phnom Penh, Cambodia, in 2017. He selective surfaces), printed antennas, substrate integrated waveguide compo-
is currently pursuing the M.S. and Ph.D. degrees nents, inkjet-printed electronics, RF MEMS applications, and the modeling
in integrated program with the School of Electrical and design of microwave circuits and systems.
and Electronics Engineering, Chung-Ang University, Dr. Lim has been a CAU Distinguished Scholar since 2014. He was a
Seoul, South Korea. recipient of the Institution of Engineering and Technology Premium Award
His current research interests include metamateri- in 2009, the ETRI journal Best Paper Award in 2014, the Best Paper Award in
als, frequency selective surfaces, and reconfigurable the 2015 International Workshop on Antenna Technology, and the Best Paper
structures. Award in the 2018 International Symposium on Antennas and Propagation.