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https://doi.org/10.1007/s11547-018-0894-3
CHEST RADIOLOGY
Received: 19 February 2018 / Accepted: 11 April 2018 / Published online: 23 April 2018
© Italian Society of Medical Radiology 2018
Abstract
Objectives Oesophageal dilatation (OD) has been implicated in the pathogenesis of interstitial lung disease (ILD) in systemic
sclerosis (SSc). The aims of this study were to explore the association of the OD and SSc-ILD on chest high-resolution
computed tomography (HRCT), and to establish a cutoff point for the OD suggestive for the presence of a significant lung
involvement.
Methods The widest oesophageal diameter (WOD) was obtained on axial HRCT images. The parenchymal abnormalities
on HRCT were coded and scored according to Warrick method. Patient-centred measures, pulmonary function tests and the
single breath carbon monoxide diffusing capacity of the lung (DLco) were also obtained. Multivariate regression analysis
was performed to identify factors associated with oesophageal diameter.
Results 126 subjects with SSc were included. The mean (± SD) WOD was 13.5 (± 4.2) mm, and in 76 (60.3%) participants
WOD was ≥ 11 mm. SSc patients with ILD had larger oesophageal diameters than those without lung disease (19.4 vs.
14.1 mm, p < 0.001). We observed a high correlation between WOD and gastro-oesophageal reflux disease questionnaire
(GerdQ) (r = 0.886, p < 0.001), Borg score (r = 0.705, p < 0.001), and Warrick score (r = 0.614, p < 0.001). WOD negatively
correlated with DLco (r = − 0.508, p < 0.001). Multivariate analysis demonstrated positive associations between WOD and
GerdQ (p < 0.0001), Borg score (p < 0.0005), and total Warrick score (p = 0.019).
Conclusion An increased oesophageal diameter (> 11 mm) on chest HRCT is associated with pulmonary and oesophageal
symptoms, more severe ILD, and lower DLco.
Keywords Systemic sclerosis · Oesophageal dilatation · Interstitial lung disease · Gastro-oesophageal reflux disease
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were acquired in full inspiration from the apex to the lung 26]. The oesophageal axial diameter in HRCT was measured
base in supine position, at 120 kV and 300 mAs, and slice by OsiriX MD 7 (Fig. 2), a DICOM viewer software (Osi-
thickness and spacing of scans of 1.25 and 7 mm, respec- riX MD version 7, 64-bit format) on a Mac Mini (2.8 GHz
tively. Contrast media agents were not employed. Lung Intel Core 2 Duo Desktop Computer, 16 GB random-access
abnormalities were examined by an experienced general and memory; Apple Computer, Cupertino, CA, USA) running
thoracic radiologist (MC), blinded to clinical and functional Mac Operating System macOS High Sierra, version 10.13.2.
findings. The lung parenchymal abnormalities were assessed Interobserver agreement for the oesophageal axial diam-
according to the Warrick scoring. For a detailed description eter measurement in HRCT was tested in 20 examinations.
of the Warrick scoring, the reader can refer to the original There was a good agreement for three oesophageal diameter
article [25]. measurements on supine axial HRCT images (above the aor-
tic arch, weighted kappa = 0.69; between the right inferior
Oesophageal diameter measurement in HRCT pulmonary vein and the aortic arch, weighted kappa = 0.71;
between the diaphragmatic hiatus and the right inferior pul-
In this study, the widest oesophageal diameter (WOD) was monary vein, weighted kappa = 0.63).
used as a measure of OD. As employed by Richardson et al.
[5], for each patient WOD was collected on chest HRCT Statistical analysis
(axial images) measuring the largest distance (mm) between
the internal oesophageal mucosal limits in three levels: Data were entered into a Microsoft Excel database and
above the aortic arch, between the right inferior pulmonary analysed using MedCalc® version 16.0 (MedCalc Soft-
vein and the aortic arch, and between the diaphragmatic hia- ware, Mariakerke, Belgium). Values were expressed both
tus and the right inferior pulmonary vein (Fig. 1). A similar as mean ± SD (standard deviation) and median (interquar-
method to measure the OD has been already used in other tile range, IQR). The interobserver agreement was calcu-
SSc-ILD studies with good interobserver agreement [12, 13, lated using a Fleiss weighted kappa test. A value of 0–0.20
Fig. 1 Widest oesophageal diameter (WOD) assessment (arrows) pulmonary vein and the aortic arch (b), and between the diaphrag-
on chest high-resolution computed tomography scans. According to matic hiatus and the right inferior pulmonary vein (c). Note intersti-
Richardson et al. [5], the three oesophageal diameter measurements tial lung disease with ground-glass and reticular opacities and traction
were performed: above the aortic arch (a), between the right inferior bronchiectasis
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Fig. 3 Scatter plots with regression line, illustrating the correlation between the widest oesophageal diameter (WOD) and GerdQ (r = 0.886,
p < 0.001) (a), Borg index (r = 0.705, p < 0.001) (b), DLco (r = − 0.508, p < 0.001) (c), and Warrick score (r = 0.614, p < 0.001) (d)
The AUC-ROC analysis for the presence of significant symptoms and functional disability, and is negatively cor-
SSc-ILD gave the optimal balance between sensitivity related with DLco. Furthermore, OD is more prevalent in
(80.2%; 95% CI 70.2–88.0) and specificity (72.5%; 95% CI subjects with longer disease duration and is significantly
56.1–85.4) with a WOD cutoff ≥ 11 mm (AUC = 0.819; SD more correlated with the presence of anti-topoisomerase I
0.036; 95% CI 0.746–0.891) (Fig. 4). serum autoantibodies.
Calculations of the negative and positive predictive values Additionally, to the best of our knowledge, it is the first
(NPV and PPV), as well as of the positive and negative like- research that defines a cutoff point for OD associated with
lihood ratio (LR+ and LR−) confirmed the optimal cutoff SSc-ILD using ROC curve analysis.
point of 11 mm in this study population. Values > 9 mm for The mechanisms underlying SSc-ILD are not yet com-
WOD increased the sensitivity to 93.0% but decreased the pletely known. Some evidences suggest that both cell-medi-
specificity to 30.5%, whereas measures > 19 mm increased ated and humoral immunity play a role in the pathogenesis
the specificity to 97.5% but decreased the sensitivity to of ILD [28–32].
23.3% (Table 3). Oesophageal motor alterations have also been considered
as contributing factors of SSc-ILD [8–10]. The changes in
oesophageal peristalsis and decreased low oesophageal
Discussion sphincter tone may induce a predisposition to GER [8–10,
33].
This study demonstrated that OD is a frequent feature of Many investigators have described how GER can be one
SSc patients, and that this condition is more common in of the initiating factors of a variety of respiratory disorders
subjects with a coexisting ILD. Moreover, there is a clini- (e.g., asthma, bronchiectasis, and recurrent acute pneumo-
cally significant association between OD and HRCT find- nia) [34–37]. Microaspirations of gastric content into the air-
ings of ILD: oesophageal diameter positively correlates with ways are believed to work as trigger mechanism in inducing
patient-centred measures of dyspnoea, gastro-oesophageal pulmonary parenchymal lesions. Many works have pointed
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dcSSc diffuse cutaneous involvement, mRSS modified Rodnan skin score, GerdD gastro-oesophageal reflux
disease questionnaire, HAQ-DI Health Assessment Questionnaire-Disability Index, DLco single breath car-
bon monoxide diffusing capacity of the lung, FVC forced vital capacity, FEV1 forced expiratory volume,
HRCThigh-resolution computed tomography
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Table 3 Receiver operating Criterion Sensitivity 95% CI Specificity 95% CI LR+ 95% CI LR− 95% CI
characteristic curve analysis (WOD,
for the best cutoff point for the mm)
widest oesophageal diameter
(WOD) associated with the > 6.9 97.67 91.9–99.7 2.50 0.06–13.2 1.00 0.1–6.9 0.93 0.2–3.7
presence of interstitial lung
> 7.5 97.67 91.9–99.7 5.00 0.6–16.9 1.03 0.3–4.0 0.47 0.1–1.8
disease (applying a Warrick
score of 7 as external criterion) > 7.9 96.51 90.1–99.3 15.00 5.7–29.8 1.14 0.5–2.4 0.23 0.08–0.7
> 8.2 96.51 90.1–99.3 17.50 7.3–32.8 1.17 0.6–2.3 0.20 0.06–0.6
> 8.5 96.51 90.1–99.3 22.50 10.8–38.5 1.25 0.7–2.2 0.16 0.05–0.5
> 8.6 96.51 90.1–99.3 25.00 12.7–41.2 1.29 0.8–2.2 0.14 0.05–0.4
> 8.8 95.35 88.5–98.7 30.00 16.6–46.5 1.36 0.8–2.2 0.16 0.06–0.4
> 9.0 93.02 85.4–97.4 37.50 22.7–54.2 1.49 1.0–2.2 0.19 0.08–0.4
> 9.3 91.86 83.9–96.7 37.50 22.7–54.2 1.47 1.0–2.2 0.22 0.1–0.5
> 9.7 91.86 83.9–96.7 42.50 27.0–59.1 1.60 1.1–2.3 0.19 0.09–0.4
> 9.8 90.70 82.5–95.9 45.00 29.3–61.5 1.65 1.2–2.3 0.21 0.1–0.4
> 10.0 87.21 78.3–93.4 65.00 48.3–79.4 2.49 2.0–3.2 0.20 0.10–0.4
> 10.4 84.88 75.5–91.7 65.00 48.3–79.4 2.43 1.9–3.1 0.23 0.1–0.4
> 10.9 82.56 72.9–89.9 70.00 53.5–83.4 2.75 2.2–3.4 0.25 0.1–0.5
> 11.0* 80.23 70.2–88.0 72.50 56.1–85.4 2.92 2.3–3.6 0.27 0.1–0.5
> 11.4 77.91 67.7–86.1 72.50 56.1–85.4 2.83 2.3–3.5 0.30 0.2–0.6
> 11.7 75.58 65.1–84.2 72.50 56.1–85.4 2.75 2.2–3.4 0.34 0.2–0.6
> 12.1 74.42 63.9–83.2 72.50 56.1–85.4 2.71 2.2–3.4 0.35 0.2–0.7
> 12.4 69.77 58.9–79.2 75.00 58.8–87.3 2.79 2.2–3.5 0.40 0.2–0.8
> 13.1 67.44 56.5–77.2 77.50 61.5–89.2 3.00 2.4–3.7 0.42 0.2–0.8
> 13.6 59.30 48.2–69.8 82.50 67.2–92.7 3.39 2.7–4.2 0.49 0.2–1.0
> 13.9 55.81 44.7–66.5 87.50 73.2–95.8 4.47 3.6–5.6 0.50 0.2–1.2
> 14.6 47.67 36.8–58.7 92.50 79.6–98.4 6.36 5.0–8.1 0.57 0.2–1.7
> 15.3 46.51 35.7–57.6 95.00 83.1–99.4 9.30 7.3–11.8 0.56 0.1–2.2
> 16.6 41.86 31.3–53.0 95.00 83.1–99.4 8.37 6.5–10.8 0.61 0.2–2.4
> 17.1 37.21 27.0–48.3 97.50 86.8–99.9 14.88 11.3–19.7 0.64 0.09–4.5
> 18.5 26.74 17.8–37.4 97.50 86.8–99.9 10.70 7.5–15.2 0.75 0.1–5.2
> 19.0 23.26 14.8–33.6 97.50 86.8–99.9 9.30 6.3–13.7 0.79 0.1–5.5
> 19.6 18.60 11.0–28.4 97.50 86.8–99.9 7.44 4.8–11.6 0.83 0.1–5.8
WOD widest oesophageal diameter, CI confidence interval, LR+ positive likelihood ratio, LR− negative
likelihood ratio
Lock et al. revealed that in SSc patients, the presence not performed routinely, and information about some base-
of hypomotility or aperistalsis detected on oesophageal line variables, such as pack-years of tobacco exposure, were
manometry is associated with lower lung volumes and not available. Secondly, the generalizability of our results
reduced DLco values [33]. In addition, Richardson et al. may be limited by the single university recruitment. Thirdly,
revealed that an augmented oesophageal diameter on HRCT we had no control group or patients with other causes of
in SSc patients is associated with more severe ILD, lower oesophageal dysfunction to compare with SSc patients.
lung volumes, and worse CO diffusion [5]. In conclusion, our findings confirm that patients with
Although our study does not demonstrate a causal rela- SSc-ILD had more dilated oesophagus on chest HRCT com-
tionship between oesophageal diameter and SSc-ILD, our pared with patients with SSc and no significant lung disease.
findings are consistent with the results of previous studies Using chest HRCT measurements has several advantages
corroborating the hypothesis that GER and microaspiration in assessing oesophageal alterations over the conventional
may be involved in the SSc-ILD pathogenesis. methods (non-invasive, widely used in SSc patients). There-
Three potential limitations to our study have to be men- fore, the detection of OD in the early stage of ILD may help
tioned. Firstly, there were some intrinsic issues: the nature start early treatment and prevent further progression of lung
of this study was cross-sectional, and the information on disease [6]. Future longitudinal studies to determine whether
risk factors for SSc-ILD progression was not available to our a dilated oesophagus is a risk factor for ILD progression
cohort. Moreover, endoscopic oesophageal techniques were should be designed to include careful assessment of the SSc
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