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CHEST Original Research

ULTRASONOGRAPHY

Diaphragmatic Motion Studied by


M-Mode Ultrasonography*
Methods, Reproducibility, and Normal Values
Alain Boussuges, MD, PhD; Yoann Gole, MSc; and Philippe Blanc, MD

Background: Although diaphragmatic motion is readily studied by ultrasonography, the proce-


dure remains poorly codified. The aim of this prospective study was to determine the reference
values for diaphragmatic motion as recorded by M-mode ultrasonography.
Methods: Two hundred ten healthy adult subjects (150 men, 60 women) were investigated. Both
sides of the posterior diaphragm were identified, and M-mode was used to display the movement
of the anatomical structures. Examinations were performed during quiet breathing, voluntary
sniffing, and deep breathing. Diaphragmatic excursions were measured from the M-mode
sonographic images. In addition, the reproducibility (inter- and intra-observer) was assessed.
Results: Right and left diaphragmatic motions were successfully assessed during quiet breathing
in all subjects. During voluntary sniffing, the measurement was always possible on the right side,
and in 208 of 210 volunteers, on the left side. During deep breathing, an obscuration of the
diaphragm by the descending lung was noted in subjects with marked diaphragmatic excursion.
Consequently, right diaphragmatic excursion could be measured in 195 of 210 subjects, and left
diaphragmatic excursion in only 45 subjects. Finally, normal values of both diaphragmatic
excursions were determined. Since the excursions were larger in men than in women, the gender
should be taken into account. The lower limit values were close to 0.9 cm for women and 1 cm for
men during quiet breathing, 1.6 cm for women and 1.8 cm for men during voluntary sniffing, and
3.7 cm for women and 4.7 cm for men during deep breathing.
Conclusions: We demonstrated that M-mode ultrasonography is a reproducible method for
assessing hemidiaphragmatic movement. (CHEST 2009; 135:391– 400)

Key words: diaphragm; gender; sonography; ultrasound

Abbreviations: DB ⫽ deep breathing; LS ⫽ left side; QB ⫽ quiet breathing; RS ⫽ right side; VS ⫽ voluntary sniffing

D iaphragmatic dysfunction is commonly observed


in conditions such as muscular dystrophy or
quently, the need for assessment of the diaphrag-
matic function arises in many clinical situations.
adjacent thoracic and in abdominal pathologies. Fur- Diaphragm function and contractile fatigue are
thermore, nervous system disease and phrenic nerve best assessed with either electrical or magnetic
injuries may impair diaphragmatic motion. Conse- phrenic nerve stimulation. On the other hand, dia-
phragmatic motion is readily studied by fluoroscopy,
*From the UMR MD 2, P2COE, Physiologie et Physiopathologie and this technique can be of value in the diagnosis of
en conditions d’oxygénation extrêmes, Université de la Méditer- diaphragmatic paralysis. Nevertheless, fluoroscopy
ranée et Institut de Médecine Navale du Service de Santé des
Armées, Marseille, France. requires patient transportation and uses ionizing
The authors have no conflicts of interest to disclose. radiation. An alternate and interesting method is
Manuscript received June 20, 2008; revision accepted September sonography.1 Ultrasonography has many advantages
9, 2008.
Reproduction of this article is prohibited without written permission over fluoroscopy, including the lack of ionizing radi-
from the American College of Chest Physicians (www.chestjournal. ation and the possibility of use at the bedside of the
org/misc/reprints.shtml). patient. Although the interest of chest ultrasonogra-
Correspondence to: Alain Boussuges, IMNSSA BP 610, 83800
Toulon Armées, France; e-mail: alain.boussuges@univmed.fr phy is recognized, the ultrasonographic evaluation of
DOI: 10.1378/chest.08-1541 the diaphragmatic function remains poorly codified.

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Figure 1. Ultrasonographic approach of the right and left hemidiaphragms. The liver and spleen were
used as acoustic windows. Left, A: For the right hemidiaphragmatic study, the probe was positioned
below the right costal margin between the midclavicular and anterior axillary lines. The left
diaphragmatic was studied from a low intercostal or subcostal approach. The probe was positioned
between the midaxillary and anterior axillary lines. Right, B: The probe angled cranially so that the
ultrasound beam reached perpendicularly the posterior part of the diaphragm.

Various ultrasonographic methods, including changes echocardiograph (Mylab 30CV; Esaote; Genoa, Italy) connected
in diaphragm thickness during contraction,2,3 dia- to a 2.5 to 3.5 MHz transducer array. Subjects were investigated
in the morning, 2 or 3 hours after a light meal. Ultrasonographic
phragmatic motion recorded in two-dimensions4,5 or examinations were performed in the standing position. Two-
M-mode,6,7 and variation in the position of the dimensional mode was used to find the best approach and to
diaphragm relative to the kidney, have been pro- select the exploration line of each hemidiaphragm (Fig 1). The
posed.8 Diaphragmatic motion is readily assessed by liver was used as a window on the right (Fig 2), while the spleen
M-mode ultrasonography using a commercially avail- was used on the left hemidiaphragm (Fig 3). All examinations
were recorded on a personal computer for subsequent blind
able echocardiograph and has been used to assess analysis.
diaphragmatic function in patients after surgery or
high cervical spinal cord injury.9,10 Investigators have Right Hemidiaphragm Ultrasonographic Study
underlined its value. However, although the tech-
nique has been well described in pediatric patients,11 The probe was placed between the midclavicular and anterior
normal values for diaphragmatic excursion during axillary lines, in the subcostal area, and directed medially,
cranially, and dorsally, so that the ultrasound beam reached
different respiratory maneuvers and the reproduc- perpendicularly the posterior third of the right hemidiaphragm.
ibility of the methods remain poorly documented in
adult subjects. This prospective study was designed
to determine the reference values for diaphragmatic
amplitudes recorded by M-mode ultrasonography.
In addition, the intra- and inter-observer reproduc-
ibilities were assessed in a large population of
healthy adult subjects.

Materials and Methods


The local ethics committee approved the study protocol, and
written informed consent was obtained from all healthy subjects.
All volunteers were free of any signs of cardio-respiratory and
neurologic diseases, and had normal pulmonary function tests.
Pulmonary function was studied with a spirometer (Ilmeter 1304;
Masterlab Jaeger; Wurzberg, Germany) according to the stan-
dards of the American Thoracic Society. The criteria for classifi-
cation as normal consisted of a FVC ⬎ 80% of predicted, a
FEV1 ⬎ 80% of predicted, and a FEV1/FVC ratio ⬎ 80% of
predicted.
Ultrasonographic examinations were carried out by two expe- Figure 2. Two-dimensional ultrasonographic image of the right
rienced investigators using a commercially available Doppler hemidiaphragm (arrow).

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Left Hemidiaphragm Ultrasonographic Study

A subcostal or low intercostal probe position was chosen


between the anterior and mid axillary lines to obtain the best
imaging of the left hemidiaphragmatic dome. The motion was
recorded during the same respiratory maneuvers as for the right
hemidiaphragm.

Variables Measured

The diaphragm inspiratory amplitudes (excursions) were mea-


sured from the M-mode sonography. For the QB and DB
measurements, the first caliper was placed at the foot of the
inspiration slope on the diaphragm echoic line and the second
caliper was placed at the apex of this slope. For VS measurement,
the amplitude of excursion was measured on the vertical axis of
the tracing from the baseline to the point of maximum height of
inspiration on the graph. Several respiratory cycles were re-
Figure 3. Two-dimensional ultrasonographic image of the left corded, and measurements were averaged from at least three
hemidiaphragm (arrow). different cycles.
Upper and lower limits of normal (ie, ninety-fifth and fifth
percentiles) were calculated as mean ⫾ 1.65 ⫻ SD. The right-to-
left ratio of hemidiaphragmatic excursion was calculated for the
Diaphragm movements were recorded in M-mode. Ultrasono- different maneuvers.5
graphic measurements were performed during quiet breathing
(QB), voluntary sniffing (VS), and deep breathing (DB) 关Fig 4兴.
This maneuver began at the end of normal expiration, and the Statistical Analysis
volunteers were asked to breathe in as deeply as they possibly
could. Continuous variables were expressed as mean ⫾ SD. Statistical
tests were run on statistics software (Sigmastat; SPSS; Chicago,
IL). The data distribution was analyzed with a Kolmogorov-
Smirnov test. For a normal distribution, differences among men
and women were compared using an unpaired Student t test. In
the case of cohorts of variables not having a normal distribution,
comparisons were made with the Mann-Whitney test. Relation-
ships between ultrasonographic measurements and anthropomet-
ric data or pulmonary function tests were made by linear
regression analysis to produce a correlation coefficient. Differ-
ences were considered significant at p ⬍ 0.05.

Assessment of Reproducibility

To assess intra-observer variability, 180 volunteers (131 men,


49 women) were examined twice by the same operator, with an
interval of at least one day between the two measurements.
Furthermore, 170 subjects (123 men, 47 women) were examined
by two different observers to assess inter-observer variability.
Pearson correlation analysis and Bland-Altman plotting were
performed for the assessment of reproducibility.12

Results
Initially, 236 healthy subjects were screened.
However, 26 subjects had lower spirometric param-
eters than normal and were excluded. In total, 210
subjects (150 men, 60 women, 50 ⫾ 14 years) were
investigated (Table 1). Their pulmonary function
tests were normal 关FVC ⫽ 3.6 ⫾ 1 (100 ⫾ 13% of
predicted), FEV1 ⫽ 3.1 ⫾ 0.9 L (95 ⫾ 11% of pre-
dicted), FEV1/FVC ⫽ 87 ⫾ 7%兴.
Right and left diaphragmatic motions were suc-
cessfully accomplished during QB in the whole
Figure 4. Measurements were performed during QB (top, 1), population. Mean excursions were measured to
VS (center, 2), and DB (bottom, 3). 1.8 ⫾ 0.3 cm on the right side (RS) and 1.8 ⫾ 0.4 cm

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Table 1—Anthropometric Data of the 210 Healthy relation between weight and right hemidiaphragmatic
Volunteers* excursion during DB was also significant (r ⫽ 0.3,
Variables Men Women p Value p ⬍ 0.0001).
Right diaphragmatic excursion during DB and
Age, yr 50 ⫾ 14 (20–77) 49 ⫾ 16 (21–77) 0.7
Height, cm 171 ⫾ 6 (154–190) 159 ⫾ 8 (143–177) ⬍ 0.001
during VS was correlated with FVC (r ⫽ 0.3,
Weight, kg 75 ⫾ 11 (50–108) 62 ⫾ 13 (42–100) ⬍ 0.001 p ⬍ 0.0001; r ⫽ 0.2, p ⬍ 0.05, respectively) and
BMI, kg/m2 23 ⫾ 4 (18–35) 25 ⫾ 5 (16–45) 0.01 FEV1 (r ⫽ 0.3, p ⬍ 0.001; r ⫽ 0.2, p ⬍ 0.05, respec-
*Data are presented as mean ⫾ SD (minimum-maximum). tively). A weak correlation was also found between
left diaphragmatic excursion during QB and FVC
(r ⫽ 0.2, p ⬍ 0.05) and FEV1 (r ⫽ 0.2, p ⬍ 0.05).

on the left side (LS). During VS, measurement was Reproducibility


always possible on RS, and in 208 of 210 volunteers,
on the LS. Excursions on RS and LS were The reproducibility of left diaphragmatic excur-
2.8 ⫾ 0.6 cm and 3 ⫾ 0.6 cm, respectively. In sub- sion during DB (successfully recorded in only 45
jects with marked diaphragmatic excursion, the dia- subjects) was not assessed.
phragm was obscured by the descending lung during
DB. Consequently, right diaphragmatic motion Intraobserver Variability
could be measured in 195 subjects (140 men, 55
The correlation between the two measurements
women). Mean excursion was 6.6 ⫾ 1.3 cm. Left
was highly significant for right diaphragmatic motion
diaphragmatic excursion was obtained in only 45
during QB (r ⫽ 0.96, p ⬍ 0.001), VS (r ⫽ 0.96,
volunteers (38 men, 7 women) during DB (mean,
p ⬍ 0.001), and DB (r ⫽ 0.96, p ⬍ 0.001), and for left
7.3 ⫾ 1 cm).
diaphragmatic motion during QB (r ⫽ 0.94,
For all the maneuvers studied, the diaphragmatic
p ⬍ 0.001) and VS (r ⫽ 0.97, p ⬍ 0.001).
excursion was greater in men than in women. Con-
sequently, limit values differed according to gender
(Tables 2, 3).The mean ratios between the right and Interobserver Variability
left hemidiaphragmatic motion were 1 ⫾ 0.2 for QB, The correlation between the two measurements
1 ⫾ 0.2 for VS and 1.1 ⫾ 0.2 for DB. was highly significant for right diaphragmatic excur-
One volunteer (1 man) out of 210 presented a ratio sions measured during QB (r ⫽ 0.95, p ⬍ 0.001), VS
outside the normal range (⬎ 0.5 and ⬍ 1.6) during (r ⫽ 0.96, p ⬍ 0.001), and DB (r ⫽ 0.94, p ⬍ 0.001),
QB. Two other subjects (2 women) presented a ratio and for left diaphragmatic motion during QB (r ⫽ 0.91,
outside the normal range during VS. None of the p ⬍ 0.001) and VS (r ⫽ 0.93, p ⬍ 0.001). The differ-
subjects presented a ratio outside the limits for ences between the two different measurements
either QB or VS. Among the 45 subjects in whom the plotted against their mean value are presented in
two diaphragmatic excursions could be recorded Figures 5– 8.
during DB, the ratio was within the normal range in
all cases. No significant correlation was found be-
tween age and diaphragmatic excursion. Discussion
A weak correlation was observed between height
and diaphragmatic excursion during QB on the RS In the present study, the ultrasonographic record-
(r ⫽ 0.2, p ⬍ 0.05) and the LS (r ⫽ 0.2, p ⬍ 0.01). ing of the right hemidiaphragmatic movement was
This correlation was also found with right hemidia- found to be straightforward. Indeed, the liver win-
phragmatic excursion during DB (r ⫽ 0.4, p ⬍ 0.0001). dow was large and allowed a good visualization of the
A correlation was found between weight and dia- right diaphragmatic dome. Consequently, the dia-
phragmatic excursion during QB on the RS (r ⫽ 0.3, phragmatic motion of the right hemidiaphragm
p ⬍ 0.0001) and the LS (r ⫽ 0.2, p ⬍ 0.01). The cor- could be obtained during QB and VS in the whole

Table 2—Right Diaphragmatic Excursions and Limit Values in Men and Women*

Variables Men, cm Women, cm p Value

Quiet breathing 1.8 ⫾ 0.3 (1.1–2.5) 1.6 ⫾ 0.3 (1–2.2) ⬍ 0.001


Voluntary sniffing 2.9 ⫾ 0.6 (1.8–4.4) 2.6 ⫾ 0.5 (1.6–3.6) ⬍ 0.001
Deep breathing 7 ⫾ 1.1 (4.7–9.2) 5.7 ⫾ 1 (3.6–7.7) ⬍ 0.001
*Data are presented as mean ⫾ SD (5th to 95th percentile).

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Table 3—Left Diaphragmatic Excursions and Limit Values in Men and Women*

Variables Men, cm Women, cm p Value

Quiet breathing 1.8 ⫾ 0.4 (1–2.6) 1.6 ⫾ 0.4 (0.9–2.4) 0.002


Voluntary sniffing 3.1 ⫾ 0.6 (1.9–4.3) 2.7 ⫾ 0.5 (1.7–3.7) ⬍ 0.001
Deep breathing 7.5 ⫾ 0.9 (5.6–9.3) 6.4 ⫾ 1 (4.3–8.4) ⬍ 0.01
*Data are presented as mean ⫾ SD (5th to 95th percentile).

population. Although complete motion could be plots12 both between and within observers. Normal
assessed in most cases during DB, the descending limit values were, therefore, established from these
lung masked the ultrasonographic images and im- measurements. To our knowledge, this is the largest
peded the measurement of the total diaphragmatic study concerning reference values of diaphragmatic
excursion in some subjects. In these circumstances, motion recorded by M-mode ultrasonography. To
the probe could be displaced caudally with an angle define the normal value in a subject, gender should
adjustment to maintain a perpendicular approach of be taken into account. Indeed, in our study, men
the right hemidiaphragmatic motion. This some- exhibited larger excursion than women in all the
times improved the recording of the complete ex- maneuvers studied.
cursion. Overall, the right diaphragmatic motion From our results, the lower limit of diaphragmatic
during DB could be measured in 93% of cases. This excursion during QB was estimated to be 0.9 cm in
high rate of success would be reduced if the study
women and 1 cm in men. These values were com-
had included patients with respiratory disease. In-
parable to those of studies using fluoroscopy14 or
deed, increased respiratory effort can result in
ultrasonographic methods.5,15
greater chest wall movement and cause the ribs and
lung to obscure the images in patients with dyspnea. VS has been described to be of value for the
In patients referred for pulmonary function test- diagnosis of diaphragmatic paralysis. A paradoxical
ing, Scott et al8 showed a 28% failure rate in movement has been observed on the paralyzed side
attempting an ultrasonographic scan of the right using fluoroscopy or ultrasonography.10 In our sub-
hemidiaphragm. jects, sniffing led to a sharp downstroke of the
Visualization of the left hemidiaphragm is recog- hemidiaphragm. Mean excursion was measured
nized as more difficult due to the smaller window of around 2.5 to 3 cm on both sides and lower limit
the spleen as compared with the liver window. values to 1.6 cm in women and 1.8 cm in men. To
However, in our healthy subject population, the left our knowledge, these values have not been assessed
hemidiaphragm was always seen and the motion previously and may be of use in the diagnosis of
during QB could be measured systematically. During diaphragmatic paresis.
VS, motion could be measured in most cases. On the A wide range of excursion was recorded during
other hand, the left hemidiaphragm was frequently DB. In a previous study of 64 healthy subjects,
obscured by the expanding lung during DB. The Kantarci et al7 assessed the diaphragmatic motion on
position of the probe could not be readily adjusted as both sides during deep DB and measured an excur-
the spleen window is small. In total, the diaphrag- sion ranging from 2.5 to 8.4 cm on the RS and from
matic motion of the left hemidiaphragm was only 2.4 to 8.1 cm on the LS. In our study, the mean
recorded in 45 of 210 subjects (21%). Gersovich13 diaphragmatic excursion was 6 to 7 cm, close to the
failed to record left hemidiaphragm excursion in 15 values measured by Cohen et al16 (6 ⫾ 0.7 cm) and
of their 23 volunteers (65%). In this study, the lack of Targhetta et al6 (6.8 ⫾ 0.8 cm). Finally, the lower
visualization of the excursion was observed in sub- limit values were estimated to be 4.7 and 3.6 cm on
jects with the greater range of excursion (⬎ 5 cm). In the RS and 5.6 and 4.3 cm on the LS for men and
our experience, during DB, part of the left hemidia- women, respectively.
phragmatic excursion could be visualized, but the A sex-difference has been noted in several studies.
lung frequently masked the dome. In the event of It was linked to the relation between diaphragmatic
hemidiaphragmatic paresis, recording of weak excur- excursion and weight and height.7,17 These observa-
sion should not be impeded by this phenomenon. tions were confirmed in our study; indeed height and
The present study demonstrated that both left and weight were found to affect the diaphragmatic mo-
right diaphragmatic excursion measurements per- tion. A weak correlation between diaphragmatic excur-
formed by M-mode ultrasonography were reproduc- sion and inspiratory or expiratory volumes was also
ible. High correlation coefficients and small mean observed. Cohen et al16 and Houston et al18 noted a
differences were observed in the Bland-Altman linear relationship between diaphragmatic excursion

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Figure 5. Intraobserver reproducibility of the RS diaphragmatic motion. The intraobserver
differences were 0.3 ⫾ 7% during QB (top, A), 0.3 ⫾ 6% during VS (center, B), and 0 ⫾ 6.2%
during DB (bottom, C).

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Figure 6. Intraobserver reproducibility of the left diaphragmatic motion. The intraobserver differences were 0.6 ⫾ 7.5% during QB (top,
A) and 0.2 ⫾ 6% during VS (bottom, B).

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Figure 7. Interobserver reproducibility of the right diaphragmatic motion. The interobserver differences were 0.5 ⫾ 7% during QB (top
left, A), 0.4 ⫾ % during VS (top right, B), and 1 ⫾ 7% during DB (bottom, C).

and inspired volumes. In contrast, Scott et al8 stated variability as defined by the right-to-left ratio of
that measuring diaphragm movement by ultrasonog- maximal excursion on DB. They considered that a
raphy during QB and forceful maneuvers provided a measurement lying outside the range of 0.5 to 1.6
poor reflection of static and dynamic measures of should be considered to be abnormal. In our study,
pulmonary function. Several factors could explain the mean ratio was near unity for QB, VS, and DB.
these discrepancies. Diaphragmatic motion contrib- A ratio outside these limits was observed in some
utes to three fourths and thoracic expansion to one subjects during QB or VS. However, no healthy
fourth of the inspiratory volumes at the vital capacity. volunteer presented an abnormal ratio for both
Consequently, various inspiratory volumes may have maneuvers. The ratio always fell between normal
been measured for the same diaphragmatic excur- limits when right and left diaphragmatic excursions
sion. Furthermore, diaphragmatic motion could be were compared during DB. In line with studies using
affected by the examination position of the subjects. fluoroscopy or two-dimensional ultrasonography, our
In the study by Houston et al,18 the relation between observations confirm the interest of the comparison
inspired volume and hemidiaphragmatic movement between the two sides and the strong suspicion of
was better in the supine than in the sitting position. abnormal motion in the event of a right-to-left ratio
In total, the weak correlation between diaphragmatic of hemidiaphragmatic excursion outside these limits.
excursion and inspiratory volumes in our subjects Studies using fluoroscopy or MRI have shown that
was not unexpected, as the inspiratory volumes diaphragmatic motion depends somewhat on the
depended on several parameters including diaphrag- position of the subject. Our results concern the
matic motion and also rib thoracic expansion and diaphragmatic motion of healthy subjects solely in
abdominal and thoracic compliance. the erect position. Despite this limitation, it has
The relevance of the side-to-side diaphragmatic been demonstrated that diaphragmatic excursion is
motion comparison has been noted in fluoroscopy greater in the supine position than in the sitting or
studies.19 Using real time ultrasonography, Houston the standing positions.20 Consequently, in the event
et al5 determined a normal range of side-to-side of a recording of an excursion lower than our limit

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Figure 8. Interobserver reproducibility of the left diaphragmatic motion. The interobserver differ-
ences were 1.1 ⫾ 8.6% during QB (top, A) and 1.4 ⫾ 6% during VS (bottom, B).

values, an impairment of diaphragmatic motion 3 Gottesman E, Mc Cool FD. Ultrasound evaluation of the
should be suspected, irrespective of position. paralyzed diaphragm. Am J Respir Crit Care Med 1997;
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4 Fedullo AJ, Lerner RM, Gibson J, et al. Sonographic mea-
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