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FACTS: 

Estipona was charged with an offense under RA 9165. 1. Whether or not Section 23 of RA 9165 is unconstitutional as it
He wants to enter into a plea bargaining agreement but Judge encroached upon the power of the Supreme Court to promulgate
Lobrigo did not allow him to do so because Section 23 specifically rules of procedure.
2. Whether or not Section 23 of RA 9165 is unconstitutional for
prohibits plea bargaining in drugs cases. Estipona argues that being violative of the Constitutional right to equal protection of
Section 23 is unconstitutional. the law.

HELD:
FACTS: FIRST ISSUE: YES
Petitioner Estipona, Jr. was charged with violation of Section 11 of RA The Supreme Court held that the power to promulgate rules of
9165. pleading, practice and procedure is now Their exclusive domain and no
longer shared with the Executive and Legislative departments.
On June 15, 2016, Estipona filed a Motion to Allow the Accused to
Enter into a Plea Bargaining Agreement, praying to withdraw his not The Court further held that the separation of powers among the three
guilty plea and, instead, to enter a plea of guilty for violation co-equal branches of our government has erected an impregnable wall
of Section 12 (NOTE: should have been Section 15?) of the same law, that keeps the power to promulgate rules of pleading, practice and
with a penalty of rehabilitation in view of his being a first-time offender procedure within the sole province of this Court.  The other branches
and the minimal quantity of the dangerous drug seized in his trespass upon this prerogative if they enact laws or issue orders that
possession. effectively repeal, alter or modify any of the procedural rules
promulgated by the Court.
Petitioner argues that Section 23 of RA 9165 which prohibits plea
bargaining in all violations of said law violates: Viewed from this perspective, the Court had rejected previous attempts
on the part of the Congress, in the exercise of its legislative power, to
1. The intent of the law expressed in paragraph 3, Section 2 amend the Rules of Court (Rules), to wit:
thereof;
2. The rule-making authority of the Supreme Court 1. Fabian v. Desierto -Appeal from the decision of the Office of
under Section 5(5), Article VIII of the 1987 Constitution; and the Ombudsman in an administrative disciplinary case should
3. The principle of separation of powers among the three equal be taken to the Court of Appeals under the provisions of Rule 43
branches of the government. of the Rules instead of appeal by certiorari under Rule 45 as
provided in Section 27 of R.A. No. 6770.
ISSUES: 2. Cathay Metal Corporation v. Laguna West Multi-
Purpose Cooperative, Inc. – The Cooperative Code
provisions on notices cannot replace the rules on summons Pending deliberation on whether or not to adopt the statutory
under Rule 14 of the Rules. provision in toto or a qualified version thereof, the Court deemed it
3. RE: Petition for Recognition of the Exemption of the proper to declare as invalid the prohibition against plea bargaining on
GSIS from Payment of Legal Fees; Baguio Market drug cases until and unless it is made part of the rules of procedure
Vendors MultiPurpose Cooperative (BAMARVEMPCO) through an administrative circular duly issued for the purpose.
v. Hon. Judge Cabato-Cortes; In Re: Exemption of the
National Power Corporation from Payment of ADDITIONAL DISCUSSIONS ABOUT PLEA BARGAINING:
Filing/Docket Fees; and Rep. of the Phils. v. Hon.
Mangotara, et al. – Despite statutory provisions, the GSIS, Plea bargaining is a rule of procedure
BAMARVEMPCO, and NPC are not exempt from the payment of
legal fees imposed by Rule 141 of the Rules. Fabian v. Hon. Desierto laid down the test for determining whether a
4. Carpio-Morales v. Court of Appeals (Sixth Division) – rule is substantive or procedural in nature.
The first paragraph of Section 14 of R.A. No. 6770, which
prohibits courts except the Supreme Court from issuing In determining whether a rule prescribed by the Supreme Court, for
temporary restraining order and/or writ the practice and procedure of the lower courts, abridges, enlarges, or
of preliminary injunction to enjoin an investigation conducted modifies any substantive right, the test is whether the rule really
by the Ombudsman, is unconstitutional as it contravenes Rule regulates procedure, that is, the judicial process for enforcing rights
58 of the Rules. and duties recognized by substantive law and for justly administering
remedy and redress for a disregard or infraction of them. If the rule
Considering that the aforesaid laws effectively modified the Rules, this takes away a vested right, it is not procedural. If the rule creates a right
Court asserted its discretion to amend, repeal or even establish new such as the right to appeal, it may be classified as a substantive matter;
rules of procedure, to the exclusion of the legislative and executive but if it operates as a means of implementing an existing right then the
branches of government. To reiterate, the Court’s authority to rule deals merely with procedure.
promulgate rules on pleading, practice, and procedure is exclusive and
one of the safeguards of Our institutional independence. In several occasions, We dismissed the argument that a procedural rule
violates substantive rights. By the same token, it is towards the
SECOND ISSUE: UNRESOLVED provision of a simplified and inexpensive procedure for the speedy
disposition of cases in all courts that the rules on plea bargaining was
The Supreme Court did not resolve the issue of whether Section 23 of introduced. As a way of disposing criminal charges by agreement of the
R.A. No. 9165 is contrary to the constitutional right to equal protection parties, plea bargaining is considered to be an “important,” “essential,”
of the law in order not to preempt any future discussion by the Court “highly desirable,” and “legitimate” component of the administration of
on the policy considerations behind Section 23 of R.A. No. 9165. justice.
In this jurisdiction, plea bargaining has been defined as “a process Plea bargaining is allowed during the arraignment, the pre-trial, or
whereby the accused and the prosecution work out a mutually even up to the point when the prosecution already rested its case.
satisfactory disposition of the case subject to court approval.” There is
give-and-take negotiation common in plea bargaining.  The essence of As regards plea bargaining during the pre-trial stage, the trial
the agreement is that both the prosecution and the defense court’s exercise of discretion should not amount to a grave abuse
make concessions to avoid potential losses. Properly administered, plea thereof.
bargaining is to be encouraged because the chief virtues of the system –
speed, economy, and finality – can benefit the accused, the offended If the accused moved to plead guilty to a lesser offense subsequent to
party, the prosecution, and the court. a bail hearing or after the prosecution rested its case, the rules
allow such a plea only when the prosecution does not have sufficient
Considering the presence of mutuality of advantage, the rules evidence to establish the guilt of the crime charged. The only basis on
on plea bargaining neither create a right nor take away a which the prosecutor and the court could rightfully act in allowing
vested right. Instead, it operates as a means to implement an existing change in the former plea of not guilty could be nothing more and
right by regulating the judicial process for enforcing rights and duties nothing less than the evidence on record. The ruling on the motion
recognized by substantive law and for justly administering remedy and must disclose the strength or weakness of the prosecution’s evidence.
redress for a disregard or infraction of them. Absent any finding on the weight of the evidence on hand, the judge’s
acceptance of the defendant’s change of plea is improper and irregular.
No constitutional right to plea bargain

Yet a defendant has no constitutional right to plea bargain. No basic


rights are infringed by trying him rather than accepting a plea of guilty;
the prosecutor need not do so if he prefers to go to trial.  Under the
present Rules, the acceptance of an offer to plead guilty is not a
demandable right but depends on the consent of the offended party
and the prosecutor, which is a condition precedent to a valid plea of
guilty to a lesser offense that is necessarily included in the offense
charged.  The reason for this is that the prosecutor has full control of
the prosecution of criminal actions; his duty is to always prosecute the
proper offense, not any lesser or graver one, based on what the
evidence on hand can sustain.

Plea bargaining, when allowed

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