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"History without sociology is like hard work with the brains taken out, and
sociology without history is like brains with the hard work taken out." (Raymond
Michalowski)
Marx held to an ontology of homo faber, not homo sapiens (Engels, 1845).
Quinney (1965) elucidates this conception best as the idea of human nature
being essentially unfinished and constantly realizing its potential.
Explanations of crime based on socialization experiences, normative
structures, and cultural demands are therefore incompatible with Marxism
because humans are never completely socialized, claim higher loyalties than
societal norms, and are culture-builders not culture-products. This ontology,
like Rousseau's conception of native goodness, is a rejection of both classical
(free will) and positive (determinism) traditions. It's also part of the deep
structure of romantic thought in Western philosophy (Gouldner 1970).
Marxian epistemology is realism, not the philosophical kind like Plato, but
the skepticism or disenchantment of the legal realism tradition that exists in
jurisprudence. It's a mature coming to grips with the facts of constant change
and the inevitable loss of idealism. Think of it at a kind of skepticism, if you
will. In many ways, it's the basis of the idea that nothing is morally neutral,
that people retain the right to critique, expose, pass judgment, and demystify
(Quinney 1974). Critique for the sake of critique is important to followers of
Marx.
Lastly, the evolving, non-organic whole model of society and criminal
behavior in the Marxian tradition is utopian and revolutionary. Social
institutions such as laws and the state as well as ideologies are only reflections
of economic realities. Because the surplus population created by an
increasingly efficient capitalism is seen as a threat, the economically powerful
use the laws and state to protect their interests. Economic powerlessness
translates into political powerlessness. In response to the expropriation of their
labor and the exploitation of their potential in commercialized relationships,
criminals come to recognize their true objective interests and engage in
protorevolutionary action to bring about the end of capitalism and the start of
socialist or guaranteed freedom from want and misery. Marxist scholarship is
strongly committed to age-old as well as new, as-yet-undiscovered humanistic
values (Kramer 1985), keenly aware of the dangers of having ideas co-opted
by other reformists (Platt 1974), and thoroughly partisan inasmuch as
theorizing is intended to bring about the politicization of criminals who have
not yet recognized their rightful place in history (Quinney 1977). Treating
criminals as protorevolutionaries is sometimes called the primitive
rebellion thesis. Here's what Marx (1867) said about criminals on page 734 of
Volume One of Capital:
The proletariat created by the breaking up of feudalism and the forcible
expropriation of people from the soil could not possibly be absorbed by the
newly-created capitalist manufacturers. At the same time, the proletariat
could not suddenly adapt to the discipline of their new conditions, and so
were turned into beggars, robbers, and vagabonds, partly from inclination,
but in most cases from the stress of circumstances. Hence, by the end of
the 16th century, the whole of Europe engaged in a bloody war against
vagrancy, and legislation was created to treat them as criminals. It was
also assumed that their criminal behavior was voluntary and the result of
free will, when in actuality it was because they could not adapt to the new
economic conditions.
There are many interpretations about what Marx said or meant. The two-
class model of social stratification, while still popular as an explanation of
fiscal crisis (O'Connor 1973), is today seen as a form of vulgar
Marxism (Poulantzas 1969). Similarly, only instrumental Marxism views law
as a tool of the ruling class (Chambliss 1989). Structural Marxism denies
deliberate intention to the ruling class and believes it rules by ideas (Althusser
1966) or conspiracies (Mills 1956). The Frankfurt School (Jay 1973)
incorporated Freudian psychoanalysis into Marxism. In addition, neo-
Marxism (Friedrichs 1980) makes use of the fact that Marx implied most
criminals were lumpenproletariat who could not be counted on for
revolutionary purposes.
Rusche and Kirchheimer (1939) took a broader historical focus to examine
imprisonment rates and the fluctuations of capitalism. It is indeed both a
historical and statistical fact that imprisonment rates vary in synch with the
booms and busts of capitalism, adding some element of truth to the surplus
labor hypothesis. Marxist penology (Adamson 1984) pays little attention to
the abolishment of crime, but very definitely wants to abolish prisons.
Rehabilitation of prisoners is rejected as a strategy because it would only
serve bourgeois interests (Scull 1977). Almost all criminologists today regard
the Marxian focus on prisons as appropriate, and prison and punishment
studies is where you'll find most Marxist scholarship.
Gordon's (1971) theory sees crime as a rational response to the political and
economic structure of institutions. He claims that what are traditionally
viewed as noneconomic goals (status, respect) are tied to chances for material
survival. Taking an instrumentalist view of the State, he argues that token
enforcement of upperworld crime, a major concern of conflict criminology
(Pearce 1976), is explained by protection of power and profits, and more
violent street crime is explained by protection of self from greater risk of
arrest and incarceration. Almost all criminologists today regard the Marxian
focus on upperworld (white collar, corporate, state) crime to be an
appropriate application of Marxism.
Taylor, Walton, and Young (1973) had substantial impact with their call for
a "new criminology." Their revisionist account of criminology even made
Durkheim out to be a radical. They were strongly committed to a non-
atomistic view of humans, instrumental as well as expressive rationality, a
dialectic of resistance and control, and the elimination of all crime. They were
dedicated to decriminalization of lifestyle diversity, and claimed that micro-
processes of interaction are conditioned by macro-structures, particularly the
social totality, or political economy. Their points gave rise to what might be
called social psychological or marginalization theories of Marxism, starting
with ideas that mode of production determines mode of self-formation
(Michalowski & Bolander 1976; Michalowski 1985), gender differences
(Balkan, Berger, & Schmidt 1980; Schwendinger & Schwendinger, 1983;
Messerschmidt 1986), peer group formations (Greenberg 1977; Schwendinger
& Schwendinger 1985), and opportunities for social bonding (Colvin & Pauly
1983). Certain offshoots of labeling theory, such as controlology (Ditton 1979)
and amplification theory (Cohen 1980) were inspired by new criminology
insights. Many criminologists like this approach because it allows the study of
micro-structure (how the ruling class uses covert discrimination by look and
gesture) as well as macro-structure (how the ruling class lobbies the
legislature for tougher laws).
Quinney's writings (1974; 1977) tend to center upon the notion of class
fragmentation, or how the ruling class gets the lower classes to fight amongst
themselves. Quinney is critical of the increasing efficiency of repression.
Increased repression brings increased resistance. Repression also results
in manipulation of consciousness, another of Quinney's (1974) main concerns.
Resistance can also be accommodating, a concept Quinney (1977) uses to
argue that all working class crime is more-or-less conscious rebellion.
Politicization of prisoners will pave the way for a crime-free socialist
future. Pepinsky & Quinney (1991) have recently suggested that new ideas, like
peacemaking, and religious or moral thought, may bring about desired
change.
Weber's model of society and its implications for criminal behavior is
pluralistic and pessimistic. Societies develop in episodic ways conditioned by
historically contingent circumstances, the most important of these
being inward- or outward-worldly orientation. To be sure, Weber (1964) held
structuralist ideas about political and economic stratification, distinguishing
between class, party, and status, the last being most strongly related to
perception of life-chances. Conflict is not limited, however, to these structural
features, as humans also fight over ideas and values. This focus opens the door
to socialization and motivational explanations based on resistance to the iron
cage of rationalization, the master trend where every area of life becomes
subject to calculation and administration. His emphasis on the behavior of
authorities makes struggle over political, especially legislative, power (to
improve the life chances of one's status group) his central contribution to
conflict criminology. Weber's approach is pessimistic in the sense that
capitalism can only try to remain flexible in face of the permanence of conflict
and its tendency to become routinized.
Although consensus theorists at heart, Shaw and McKay's (1942) work has
some affinity with Weber's ideas, as others have pointed out (Meier 1977).
Another group of look-alikes would be the elite theories of Veblen (1934) and
Mills (1956). Elite theorists tend to analyze the struggles between authorities
as these impact on the maintenance of authority-subject relations.
Gerth and Mills (1953) take a Weberian approach that ties not only
motivation but character development to symbol manipulation by authorities
at the institutional level of society (polity, economy, religion, military, and
kinship). People are seen as adding and dropping roles in response to
increasing compartmentalization of life. Weber (1930) had much to say about
personality characteristics, and one can easily find more clinical treatment of
his Protestant Ethic idea (Mirels & Garrett 1971).
Simmel held to an ontology of homo homini lupus, where people are seen as
wolves to others (Wolff, 1950). Their true selves are only visible as fragments
that come out in the course of group involvement, that is, when they want
something from somebody. The self is always situated, and there are as many
selves as there are layers of situations or groups in society. Because the self is
social, there can be no antisocial interests because this would be self-
destructive. People experience feelings like love and contempt at the same
time. Anytime they think they are being a loner, they are really thinking of
others. These insights led Simmel to focus on group conflicts where envies,
wants, and desires are expressed. Groups provide more-or-less enduring
interaction and relative constancy of pattern, but they do not exhaust all there
is about an individual.
Form, rather than content, is important for Simmel (1900) who
studied money and found that comparison of quite different contexts yielded a
number of stable and recurring social types, such asthe stranger, the enemy,
the criminal, and the pauper. Strangers, or immigrants, are often societal
scapegoats. Content varies, but forms are the stable, permanent patterns of
interaction. Intuitionism is used to find the inner nature of things without
being distracted by sensory observation of what goes on in the contexts being
drawn from. Units of analysis did not matter to Simmel as the forms of
interaction open to three nation-states were the same options open to three
people. He was also fascinated with numbers, providing excellent analyses of
dyads and triads (Simmel 1908).
Simmel believed that aesthetic appreciation would avoid a static picture.
Everything from Simmel's perspective was dynamic. This appreciative stance
is a form of phenomenology, detaching the scholar from value judgements and
positions on public issues. A scholar would do well to look at the empty space
in the boundaries between antagonistic social groups (Simmel, 1908, p. 18).
The forms he said you would discover there are: super/sub-ordination,
competition, conflict, imitation, parties, division of labor, art, fashion, ritual,
and secrecy. The origin of power is skill at spontaneity, and it cannot exist
without the complicity of the powerless.
Sociation, the real object of society, is viewed as an art, a game, or play.
Social groups are everywhere in (internal) conflict because no one group
would exhaust one's individuality, and constantly in (external) conflict
because of cross-cutting allegiances. Collins (1988, p. 123) has not so
charitably called this "the grid-lock model of social conflict". However, it's
best seen as the ongoing expression of selves, and not a conception of conflict
as the opposite of consensus or order. Because people deceive themselves and
others every time they try to express their individuality, social structures are
distinguished by their relative permissibility of lying, and society itself is a lie,
a fiction (Simmel 1906) A criminal offender is one who has given up too much
integrity and lost their real self, or on the contrary, one who is seeking too
much individuality or anonymity; i.e., the criminal social type (Simmel 1900).
Conflict Theories in the Simmelian Tradition
Coser (1956), a functionalist, also comes close to Simmel's position. Several
of Coser's propositions have to do with the intensity of conflict which is
increased when conflict is suppressed, when fighting is on behalf of a group,
and when parties are in close proximity. Closeness begats intensity because
that is when love and hate occur together, clearly a Simmelian insight. Other
propositions have to do with constructing social forms, like stability and
rigidity, which are drawn from comparing cross-cutting group memberships.
Nonrealistic conflict is found to have safety-valve functions. Coser's necessity
for hierarchy is drawn from a need to manage group size and complexity. The
image of the ever-present and always-emerging offender is also consistent
with the ideas of Simmel, except that Coser follows a more "crime is
functional" approach.
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