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RESEARCH REPORTS

Biomaterials & Bioengineering

Y. Yoshida1,2, K. Nagakane3, R. Fukuda4,


Y. Nakayama5, M. Okazaki3, H. Shintani4, Comparative Study
S. Inoue6, Y. Tagawa7, K. Suzuki1,2,
J. De Munck8, and B. Van Meerbeek8* on Adhesive Performance
1Department of Biomaterials, Okayama University Graduate

School of Medicine and Dentistry, 2-5-1 Shikata-cho, of Functional Monomers


Okayama 700-8525, Japan; 2Research Center for Biomedical
Engineering, Okayama University, 2-5-1 Shikata-cho,
Okayama 700-8525, Japan; 3Department of Biomaterials
Science, Hiroshima University Graduate School of Bio-
materials Science, 1-2-3 Kasumi, Minami-Ku, Hiroshima 734-
8553, Japan; 4Department of Operative Dentistry and Dental
Materials, Hiroshima University Graduate School of
Biomaterials Science, 1-2-3 Kasumi, Minami-Ku, Hiroshima
INTRODUCTION
734-8553, Japan; 5Research Planning Department, Toray
Research Center, Inc., Sonoyama 3-3-7, Otsu, Shiga 520-8567,
Japan; 6Division for General Dentistry, Hokkaido University
S elf-etch adhesives are user-friendly because they do not require a rinse
phase. This substantially reduces application time as well as technique
sensitivity. In addition to their application after a two- vs. a single-step
Dental Hospital, Kita 13 Nishi 7, Kita-ku, Sapporo 060-8586,
Japan; 7Institute of Experimental Animals, Shinshu University approach, a further distinction can be made between "mild" and "strong"
School of Medicine, 3-1-1 Asahi, Matsumoto, Nagano 390- current self-etch adhesives (Inoue et al., 2000; Tay and Pashley, 2001; Van
8621, Japan; and 8Leuven BIOMAT Research Cluster, Depart- Meerbeek et al., 2003). Like etch-and-rinse adhesives, strong self-etch
ment of Conservative Dentistry, School of Dentistry, Oral adhesives completely remove hydroxyapatite from dentin, resulting in
Pathology and Maxillo-Facial Surgery, Catholic University of
relatively deep dentin hybridization several micrometers thick. However,
Leuven, Kapucijnenvoer 7, B-3000 Leuven, Belgium; *cor-
responding author, bart.vanmeerbeek@med.kuleuven.ac.be mild self-etch adhesives form only submicron-thick hybrid layers, in which
hydroxyapatite partially remains around exposed collagen (Nakabayashi and
J Dent Res 83(6):454-458, 2004 Saimi, 1996; Inoue et al., 2000).
Commonly, acidic monomers in self-etch primers/adhesives are esters
ABSTRACT originating from the reaction of a bivalent alcohol with methacrylic acid and
Mild self-etch adhesives demineralize dentin only phosphoric/carboxylic acid derivatives. Each self-etch adhesive contains its
partially, leaving hydroxyapatite around collagen specific functional monomer that, to a large extent, determines its actual
within a submicron hybrid layer. We hypothesized adhesive performance. Thus far, however, the interaction of functional
that this residual hydroxyapatite may serve as a monomers with dental tissues has seldom been characterized by chemical
receptor for chemical interaction with the functional analytical techniques. We therefore comparatively characterized the
monomer and, subsequently, contribute to adhesive adhesive interaction of 3 functional monomers with synthetic
performance in addition to micro-mechanical hydroxyapatite to test the hypothesis that the bonding mechanism of mild
hybridization. We therefore chemically characterized self-etch adhesives involves chemical interaction of functional monomers
the adhesive interaction of 3 functional monomers with residual hydroxyapatite in addition to micro-mechanical hybridization.
with synthetic hydroxyapatite, using x-ray The functional monomers investigated originated from 3 representative two-
photoelectron spectroscopy and atomic absorption step self-etch adhesives, and their interaction with dentin was also ultra-
spectrophotometry. We further characterized their morphologically characterized.
interaction with dentin ultra-morphologically, using
transmission electron microscopy. The monomer 10- MATERIALS & METHODS
methacryloxydecyl dihydrogen phosphate (10-MDP)
The functional monomer 4-MET (4-methacryloxyethyl trimellitic acid) and its
readily adhered to hydroxyapatite. This bond
calcium salt 4-METCa were provided by GC (Tokyo, Japan), whereas phenyl-P
appeared very stable, as confirmed by the low
(2-methacryloxyethyl phenyl hydrogen phosphate) and 10-MDP (10-
dissolution rate of its calcium salt in water. The
methacryloxydecyl dihydrogen phosphate), and their respective calcium salts
bonding potential of 4-methacryloxyethyl trimellitic
(phenyl-PCa, 10-MDPCa), were provided by Kuraray (Osaka, Japan).
acid (4-MET) was substantially lower. The monomer
2-methacryloxyethyl phenyl hydrogen phosphate X-ray Photoelectron Spectroscopy (XPS)
(phenyl-P) and its bond to hydroxyapatite did not From each functional monomer, we prepared 15% (w/w) solutions including
appear to be hydrolytically stable. Besides self- 45% (w/w) ethanol and 40% (w/w) water. Hydroxyapatite plates (APP-101,
etching dentin, specific functional monomers have Asahi Optical, Tokyo, Japan) were treated with each solution at 37°C for 30 sec
additional chemical bonding efficacy that is expected and 30 min, followed by ultrasonic rinsing twice in 52.9% (w/w) ethanol for 20
to contribute to their adhesive potential to tooth tissue. min prior to XPS analysis (AXIS-HS, Kratos, Manchester, UK) in vacuo of less
than 10-7 Pa. We used Al-K␣ monochromatic x-ray with a source power of 150
KEY WORDS: adhesion, functional monomer, W. Wide and narrow scans were measured at a pass energy of, respectively, 80
XPS, TEM, dissolution rate. and 40 eV. Quantitative data were obtained from peak areas, and identification
of chemical states was made from detailed measurement of peak positions and
Received January 21, 2003; Last revision April 7, 2004; separations. Significant differences in adhesive performance among the
Accepted April 14, 2004 functional monomers were analyzed by Student's t test (␣ = 0.01).

454
J Dent Res 83(6) 2004 Adhesive Properties of Functional Monomers 455

Dissolution Rate of Ca Salts


To determine the stability of potential chemical bonding, we
immersed the calcium salts of the acid monomers (0.5 g 4-METCa,
1.0 g phenyl-PCa, and 0.5 g 10-MDPCa) in 10 mL ultrapure water;
samples were then shaken for 1 wk (1 Hz, 37°C). The supernatant
liquid was used as a sample for experiments after insoluble
substances had been removed by centrifugation (3000 rpm, 10
min) and subsequently filtered through a polytetrafluoroethylene
membrane (pore size = 0.20 ␮m; Samprep-LCR25-LG, Millipore
Corporation, Bedford, MA, USA). The solution was then analyzed
for calcium by means of Atomic Absorption Spectrophotometry
(AAS; AA-670, Shimadzu, Kyoto, Japan). The dissolution rate was
quantified as the amount of calcium extracted from the calcium
salts in ultrapure water (n = 5). The data obtained were analyzed
by one-way ANOVA and Scheffé's multiple comparison test (␣ =
0.05).
Transmission Electron Microscopy (TEM)
Extracted non-carious human third molars (gathered after we
obtained informed consent according to a protocol approved by the
Commission for Medical Ethics of the Catholic University of
Leuven) were used within 1 mo of extraction (stored in 0.5%
chloramine/water, 4°C). After we removed the occlusal crown
third using an Isomet diamond saw (Isomet 1000, Buehler, Lake
Bluff, IL, USA), we wet-sanded the exposed dentin (60 sec, 600-
grit silicon-carbide paper) to produce a standard smear layer. All
specimens were randomly divided into 3 groups of 2 teeth each,
and were subjected to a bonding treatment according to the
manufacturer's instructions, with either UniFil Bond (UF-B, GC),
Clearfil Liner Bond 2 (C-LB2, Kuraray), or Clearfil SE Bond (C-
SE, Kuraray). UF-B, C-LB2, and C-SE contain 4-MET, phenyl-P,
and 10-MDP, respectively.
Following adhesive treatment, the resin-bonded dentin
specimens were processed for TEM according to a protocol
previously described (Van Meerbeek et al., 1998). Demineralized
samples were also prepared by immersion in a 10% formaldehyde-
formic acid solution (36 hrs). Sections (70-90 nm thick) were cut
by means of a diamond knife (Diatome, Bienne, Switzerland) in an
ultramicrotome (Ultracut UCT, Leica, Vienna, Austria), and were
observed unstained and positively stained (5% uranyl acetate [UA]
for 20 min/saturated lead citrate [LC] for 3 min) by TEM (Philips
CM10, Eindhoven, The Netherlands).

RESULTS
XPS wide-scan spectra of untreated hydroxyapatite and spectra
of hydroxyapatite treated with 4-MET, phenyl-P, and 10-MDP,
respectively, are alike, except for the C 1s peak at a binding
energy of approximately 285 eV that appeared when
hydroxyapatite was exposed to functional monomers (Fig. 1).
The intensity of the C 1s peak of untreated hydroxyapatite (Fig.
1a) increased slightly when hydroxyapatite was treated for 30
sec with 4-MET (Fig. 1b), while it increased considerably when Figure 1. XPS wide-scan spectra of untreated hydroxyapatite (a), of
hydroxyapatite treated with 15% (w/w) 4-MET for 30 sec (b), of
hydroxyapatite was exposed to 10-MDP for 30 sec (Fig. 1c). hydroxyapatite treated with 15% (w/w) 10-MDP for 30 sec (c), of
Application of 4-MET to hydroxyapatite for 30 min further hydroxyapatite treated with 15% (w/w) 4-MET for 30 min (d), of
increased the intensity of the C 1s peak in comparison with hydroxyapatite treated with phenyl-P for 30 min (e), and of
intensity from the 30-second application (Fig. 1d). A slightly hydroxyapatite treated with 10-MDP for 30 min (f).
increased C 1s peak appeared when hydroxyapatite was
exposed to phenyl-P for 30 min (Fig. 1e). No increase in
intensity of the C 1s peak was recorded when hydroxyapatite
was exposed to 10-MDP for 30 min (Fig. 1f), as compared with Application of 4-MET to hydroxyapatite (Fig. 2a) resulted in
the short 30-second application (Fig. 1c). a significant shift of the peak representing carboxyl groups and
456 Yoshida et al. J Dent Res 83(6) 2004

esters at 288.6 eV, to a lower binding energy and an increase of analysis revealed that the carbon concentration detected on
its FWHM (full width at half-maximum). Deconvolution of the hydroxyapatite exposed to 15% (w/w) 4-MET for 30 min (17.2
shifted peak disclosed two components, representing esters and + 0.6%) was not significantly different (p > 0.05) from that of
unreacted carboxyl groups at 288.6 eV, and carboxyl groups hydroxyapatite exposed to 15% (w/w) 10-MDP for 30 min
reacted with Ca of hydroxyapatite at 288.2 eV. (17.3 + 0.6%). However, 4-MET and 10-MDP have 15 and 14
Application of phenyl-P to hydroxyapatite resulted in a carbon atoms, respectively, in a single molecule. Thus, for
two-fold C 1s peak with a shape totally different from that of comparison of bonding potentials, the atom% should be
phenyl-P itself (Fig. 2b). Application of 10-MDP to adjusted by the number of carbon atoms in a single molecule.
hydroxyapatite resulted in a single C 1s peak, resembling that The atom%/14 value for hydroxyapatite exposed to 10-MDP
of 10-MDP itself (Fig. 2c). Deconvolution disclosed: an intense (1.23 + 0.04%) was significantly (p < 0.05) higher than the
sub-peak at 284.6 eV, representing C-C/C-H/C=C bindings; a atom%/15 value of hydroxyapatite exposed to 4-MET (1.15 +
second, much smaller peak at 286.0 eV, representing C-O 0.04%).
bindings; and the smallest peak at 288.6 eV, representing AAS (n = 5) revealed that phenyl-PCa was significantly
esters. more soluble ([Ca 2+] in water = 1.91 + 0.14 g/L) than 4-
With regard to chemical bonding efficacy, quantitative METCa ([Ca2+] in water = 1.36 + 0.27 g/L). The calcium salt
of 10-MDP (10-MDPCa) was the least soluble in water ([Ca2+]
in water = 6.79 + 0.43 mg/L).
TEM revealed that all 3 self-etch adhesives formed a
shallow (0.5-1 ␮m) hybrid layer (Fig. 3). Unstained, non-
demineralized sections revealed that all systems demineralized
dentin only partially, leaving hydroxyapatite around collagen
within the submicron hybrid layer. Staining disclosed a typical
hybrid-layer ultrastructure with cross-banded collagen
separated by electronlucent interfibrillar spaces. A typical 'shag
carpet' pattern often appeared at the top of the hybrid-layer.
Stained, demineralized sections confirmed the acid-resistance
of the hybrid layer.

DISCUSSION
High-resolution microscopic analysis showed that all 3 self-etch
adhesives hybridized dentin, indicating that their bonding
mechanism depended, at least in part, on micro-mechanical
interlocking of resin into a micro-porous surface (Nakayabashi
et al., 1982; Nakabayashi and Saimi, 1996). In contrast to etch-
and-rinse adhesives that involve phosphoric-acid etching, the

Figure 2. (a) XPS narrow-scan spectra of the C 1s region of 4-META (4-


methacryloxyethyl trimellitate anhydride) powder (top spectrum) and of
hydroxyapatite treated with 15% (w/w) 4-MET for 30 min (bottom
spectrum). Peak deconvolution revealed that almost all carbon
originated from 4-MET, with a peak at 284.6 eV representing C-C, C-H,
and C=C bindings, a peak at 286.1 eV representing C-O bindings, and
a peak representing ester and carboxyl groups. As compared with 4-
META powder (288.6 eV), the carboxyl peak had shifted to a lower
binding energy (288.3 eV). Deconvolution of the shifted peak disclosed
a peak at 288.6 eV, representing the ester function and unreacted
carboxyl groups, and a peak at 288.2 eV that represents carboxyl
groups that reacted with the Ca of hydroxyapatite. It should be
mentioned that the peak position and intensity of the C-O component
(top spectrum) for 4-META powder are slightly different from what
theoretically would be expected, and from the C-O subpeak in the
bottom spectrum. This must be attributed to impurities within the 4-META
powder sample that were readily removed during the adhesive
treatment. (b) XPS narrow-scan spectra of the C 1s region of untreated
phenyl-P (top spectrum) and of hydroxyapatite treated with 15% (w/w)
phenyl-P (bottom spectrum). (c) XPS narrow-scan spectra of the C1s
region of untreated 10-MDP (top spectrum) and of hydroxyapatite
treated with 15% (w/w) 10-MDP (bottom spectrum). Peak deconvolution
revealed that almost all carbon originated from 10-MDP on
hydroxyapatite, with a peak at 284.6 eV representing C-C, C-H, and
C=C bindings, a peak at 286.1 eV representing C-O bindings, and a
peak representing ester at 288.6eV. In high-resolution XPS C 1s spectra,
aliphatic carbon shows a large asymmetry due to vibrational effect,
while aromatic carbon is symmetrical (Beamson and Briggs, 1992).
Therefore, the peak at 284.6 eV representing C-C, C-H, and C=C
bindings of 10-MDP is expressed with an asymmetrical shape.
J Dent Res 83(6) 2004 Adhesive Properties of Functional Monomers 457

self-etch adhesives demineralized dentin only partially, leaving


hydroxyapatite partially attached to collagen. Since
hydroxyapatite remains available for interaction, the main
objective of this study was to characterize any potential
chemical interaction between the functional monomers and this
residual hydroxyapatite. Therefore, we used synthetic
hydroxyapatite to exclude any influence from other organic
tooth components that would have made unambiguous
interpretation of the XPS spectra impossible. We selected 1
carboxyl- and 2 phosphate-based monomers that constitute the
functional monomers of 3 representative two-step self-etch
adhesives (Van Meerbeek et al., 2003). We used XPS to
investigate interfacial interaction of adhesive molecules with
hydroxyapatite (Yoshida et al., 2000, 2001); it showed that all 3
functional monomers interacted differently with hydroxyapatite.
As can be derived theoretically from the chemical formula of
4-MET, the ratio of C-C/C-H/C=C bindings to C-O bindings and
to -COO- bindings is 9 to 2 to 4. Peak area analysis (n = 13) of
the peak that appeared when 4-MET interacted with
hydroxyapatite revealed areas of, respectively, 9.1 + 0.2 for the
C-C/C-H/C=C peak and 2.0 + 0.0 for the C-O peak, when the
area of the -COO- bindings was taken as 4. The theoretical and
measured peak ratios are alike, thus indicating that the recorded
C 1s peak represented 4-MET that remained attached to
hydroxyapatite. This C 1s peak cannot represent any carbon
contamination, since it would have resulted in totally different
peak area ratios. Previously, we demonstrated—for polyalkenoic
acids (Yoshida et al., 2000) as well as for some mono-, di-, and
tri-carboxylic acids (Yoshida et al., 2001)—that the shift of the
carboxyl peak to a lower binding energy could be explained by
the formation of an ionic bond between the carboxyl groups and
the Ca of hydroxyapatite. Likewise, the peak shift resulting from
the interaction of 4-MET with hydroxyapatite indicates that the
carboxyl groups formed an ionic bond with Ca of hydroxy-
apatite. While a short 30-second exposure resulted in rather weak
interaction intensity, 4-MET interacted more intensely with
hydroxyapatite after a 30-minute exposure.
The interaction of phenyl-P with hydroxyapatite cannot be
explained by simple bonding to hydroxyapatite. As can
theoretically be derived from the chemical formula of phenyl-P,
the ratio of C-C/C-H/C=C bindings to C-O bindings and to -
COO- bindings is 8 to 3 to 1. Unreacted phenyl-P (Fig. 2b)
showed a peak shape that reflects the theoretical peak ratio,
which differs completely from the measured peak area ratio of
the C 1s peak of phenyl-P on hydroxyapatite (n = 32).
Therefore, the recorded spectrum should most likely be
ascribed to phenyl-P that was hydrolytically broken into several
sub-components following ultrasonic rinsing. In addition,
among the three monomer solutions investigated, the 15%
(w/w) phenyl-P solution was the most highly concentrated in
molarity, because the molecular weights of 4-MET, phenyl-P, Figure 3. TEM photomicrographs illustrating the resin-dentin interfaces
produced by Unifil Bond (GC) (a,b), Clearfil Liner Bond 2 (Kuraray) (c),
and 10-MDP are 322.3, 286.2, and 322.3, respectively. and Clearfil SE (Kuraray) (d,e). The photomicrographs in (a) and (d)
Nevertheless, even a 30-minute application resulted in only a represent unstained, non-demineralized sections, those in (b) and (e)
rather weak C 1s peak that would be indicative of chemical stained, demineralized sections, and that in (c) a stained, non-
interaction with hydroxyapatite. demineralized section. A = adhesive resin; H = hybrid layer; L = lab-
demineralized unaffected dentin; R = resin-impregnated smear plug; U
As can theoretically be derived from the chemical formula
= unaffected dentin.
of 10-MDP, the ratio of C-C/C-H/C=C bindings to C-O
bindings and to -COO- bindings is 11 to 2 to 1. Peak area
analysis (n = 11) of the peak that appeared upon interaction of
10-MDP with hydroxyapatite (Fig. 2c) revealed areas of, 0.1 for the C-O peak when the area of the -COO- bindings was
respectively, 10.7 ± 0.6 for the C-C/C-H/C=C peak and 2.0 + taken as 1. The C 1s peak of 10-MDP on hydroxyapatite is very
458 Yoshida et al. J Dent Res 83(6) 2004

similar to that of unreacted 10-MDP (Fig. 2c). Like 4-MET, but Sports and Culture of Japan and by funds from the Uehara
unlike phenyl-P, the theoretical and measured peak ratios are Memorial Foundation, The Nakatomi Foundation, and the
alike, indicating that the recorded C 1s peak represented 10- Toshio Nakao Chair for Adhesive Dentistry, inaugurated at the
MDP that remained strongly attached to hydroxyapatite. Catholic University of Leuven (B. Van Meerbeek and P.
When we compared the chemical bonding efficacy of the 3 Lambrechts, Chairholders). We thank GC and Kuraray for
functional monomers investigated, quantitative determination providing the monomers and calcium salts. We also thank J.
of carbon concentration on hydroxyapatite revealed that the Yearn (GC Europe) for critically reviewing the manuscript.
bonding potential of 10-MDP to hydroxyapatite is significantly
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