Professional Documents
Culture Documents
https://www.emerald.com/insight/0953-4814.htm
during change
Kim Aitken
Deakin University, Melbourne, Australia, and
Received 22 January 2020
Kathryn von Treuer Revised 2 May 2020
Cairnmillar Institute, Melbourne, Australia 14 June 2020
5 October 2020
Accepted 6 November 2020
Abstract
Purpose – To better understand how leadership behaviours are operationalised to foster organisational
identification during change, to maximise the success of change initiatives.
Design/methodology/approach – Utilising the Delphi Technique, 15 Australian senior leaders and
leadership subject matter experts were canvassed regarding their opinions on the role of leadership in
nurturing organisational identification during change. Their perspectives on a preliminary leadership
competency framework developed in an earlier research phase were also obtained.
Findings – Organisational identification was considered an important organisational construct that can yield
a range of positive outcomes – including when guiding organisations (and their members) through change.
However, organisational identification currently appears to be more of an academic term than a concept
employed in leadership practice. Four key themes emerged regarding the leadership behaviours deemed most
effective when encouraging organisational identification during change: (1) effective communication, (2) focus
on relationships, (3) stewardship of the organisation and the change it is undertaking, and (4) management of
self. The refined leadership competency framework consisted of 12 competencies within four competency
domains: (1) Leadership and governance in organisational change, (2) Relationship management and
communication skills, (3) Management of people, organisational systems and processes and (4) Personal
characteristics and capabilities.
Originality/value – The study outlines a range of specific and observable leadership competencies and
behaviours that can be employed to foster organisational identification during change. The findings should be
of interest to organisations examining identity processes in response to business disruptions, including
ensuring their members retain a sense of connection to the organisation during times of uncertainty and altered
work practices.
Keywords Leadership, Organisational identification, Organisational change, Leadership competency
Paper type Research paper
Methodology
15 experts participated in the current study (nine females). They were recruited from the
authors’ academic and professional circles, with 64 potential participants contacted via email
as the first point of contact (the 15 participants equating to a response rate of 24%).
The participants were practising senior leaders and/or experts in the field of leadership,
with at least 15 years’ experience in either leading or supporting organisations through
change or undertaking research on the topic. The experts possessed experience in a range of
sectors in Australia and at the time of the study were working in consulting (n 5 4),
community leadership development (n 5 2), government (n 5 2), energy infrastructure
(n 5 1), health insurance (n 5 1), manufacturing (n 5 1), mining (n 5 1), research and
development (n 5 1), utilities (n 5 1) and venture capital (n 5 1). The majority of participants
had 20 years or more experience and had operated in at least one of the industries outlined.
The expert insights were obtained using the Delphi Technique, a widely used and
accepted method for gathering data from respondents within their domain of expertise, with
the aim of achieving a convergence of opinion on a specific real-world issue (Brady, 2015;
Hsu and Sandford, 2007; Skulmoski et al., 2007). Participants were asked to respond to a series
JOCM of questions, in three rounds: one round of interviews and two rounds where questionnaires
were distributed via email and sought comment on the combined and anonymised themes
from previous rounds. The questions explored the experts’ understanding of organisational
identification, the emphasis they placed on fostering organisational identification during
times of change, the leadership behaviours they observed were associated with fostering
organisational identification and the resulting outcomes.
The experts were also asked to provide feedback on the preliminary leadership competency
model, drafted in an earlier research phase whilst working with a consortia seeking to evolve
and expand via service integration (see Aitken, 2019; Aitken and von Treuer, 2014). The
preliminary competency model drew from a literature review that examined research regarding
leadership competencies associated with organisational change. This information was
combined with a thematic analysis of interviews conducted with seven leaders (six female)
tasked with embedding organisational change via service integration within the consortia. The
literature afforded several comprehensive leadership competency frameworks that were used
as reference points in the development of the preliminary framework (i.e. Avolio and Bass, 1991;
Beinecke, 2009b; Gebelein et al., 2001; Stefl, 2008).
The overarching format of the three rounds of questions is outlined in Appendix one.
However, it should be noted that in the interests of parsimony, for the purposes of this publication
the second and third Delphi rounds – where the key themes from the first interview round were
summarised and presented for comment – have been truncated. Interested readers are directed to
Aitken (2019) for the detailed responses included under each of these domains.
Thematic analysis was used to independently identify and summarise the key themes
arising from the interview transcripts and questionnaire responses. The thematic analysis
process of Braun and Clarke (2006) was followed, which involved familiarisation with the
data, generation of initial categories, searching for themes, reviewing themes and defining
and naming themes.
When refining the leadership competency framework, the researchers sought the input of an
associate with 20 years of expertise in developing competency frameworks. This individual was
tasked with reviewing the revisions to ensure they were understandable, observable and
measurable, to enable the leadership competency framework to be directly applicable in
organisational settings (for leadership assessment, development and performance management).
Findings
Emphasis organisational leaders place on fostering follower organisational identification
during organisational change
The term “organisational identification” does not appear to be commonly used in Australian
organisations, according to those canvassed. For all except one of the participating experts, their
involvement in this study was their first exposure to the construct – several queried whether the
term “organisational identification” was the latest “buzzword” in organisational research.
However, once the definition of organisational identification was confirmed, the majority of
experts commented that they indeed emphasised fostering employees’ organisational
identification when planning organisational change, yet it was more implicit, rather than
explicit and planned. Further, the experts tended to focus on constructs akin to organisational
identification (i.e. organisational culture; the vision, mission, purpose and values of the
organisation; emphasising organisational history; employee engagement and the employee
value proposition), rather than organisational identification per se. Comments made by the
experts in the round One interviews regarding their focus on organisational identification during
change (which were reinforced in the email rounds) included:
Probably not in [a] structured way . . . But we do talk the language of culture when we are thinking
about organisational change. We . . . get key change leaders to think about what are the cultural
shifts that might need to occur. But it’s interesting because it feels like, to me, it’s probably still a level Leadership
above what you’re talking about, which is sort of a deeper construct around values and identity and
purpose and some of those sorts of things. (Practitioner, Energy Infrastructure) behaviours
during change
The terminology that would normally be used [would be] around what levels of engagement do
people have and what are the levels of motivation . . . and what are the attitudes towards the
organisations, rather than using identification. (Leadership Expert, Consulting)
[We focus on] how do we actually really connect with people [to create] the strong level of
engagement. You know, an affinity with [our organisation regarding] who we are and attachment to
who we are . . . We’re not just doing leadership development for the sake of doing it. We’re not just
getting really good at recruitment and on-boarding processes for the sake of doing it. We’re doing it
so that we can really get people to connect with who we are. That is the point of difference. They feel
like they’re part of the [organisation’s] tribal family. (Practitioner, Mining)
It’s been the strongest thing in what I’ve done [as a leader]. In saying this, of course, I’ve had the good
fortune of only working for not-for-profit organisations for 20-something years now. And so people
are often attracted to the organisation for the very reason that it has a purpose that resonates.
(Leadership Expert, Community Leadership Development)
These findings align with those revealed in an earlier component of the research where the
competency framework was drafted, whereby the Australian leaders responsible for
evolving their consortia via service integration were not consciously focussed on fostering
employees’ organisational identification with the “new” organisation.
The leadership behaviours deemed most effective when fostering follower organisational
identification
Four key themes emerged regarding the leadership behaviours deemed most effective when
encouraging organisational identification during change: (1) effective communication,
including the ability to clearly articulate the case for change and focusing on one’s style
and frequency of communication to ensure it is “fit for purpose”; (2) focus on relationships,
incorporating authenticity, availability, empathy and consistency; (3) stewardship of the
organisation and the change it is undertaking, including visible and sustained ownership of
the change and (4) management of self, encapsulating an ability to deal with challenges with
equanimity, demonstrating appropriate levels of vulnerability and practising self-care.
The most frequently described behaviours that corresponded to these four themes are
outlined in Table 1.
Comments regarding effective leader behaviours made by the experts in the round one
interviews regarding effective leader behaviours (which were reinforced in the email rounds)
included:
People [who] are able to create an overarching narrative which is entered in the organisational story,
long story . . . context, history and purpose. (Leadership Expert, Consulting)
People who are good at communicating, who take responsibility for communicating across the whole
team . . . The good leaders are ones that do communicate right across the whole . . . take
responsibility for that . . . not delivering this through the organisational structure. And they’re good
at checking in and good at asking for feedback, making that communication genuine and two-way
. . . getting [their] own temperature check. (Practitioner, Utilities)
Exceptional soft skills–empathy, the ability to translate strategy into words and content that
resonates with individuals and makes them clearly see their role in the larger change initiative. The
availability as a leader for one-on-one time, to be there for individuals if they’ve got concerns about
the change piece and about “What does that mean for me?” Transparent communication, openness
. . . a strong, wise caregiver. And someone who is able to clearly articulate the vision on where we’re
going. And again, what our purpose is. (Leadership Expert, Consulting)
JOCM Key theme Effective behaviours
They are thinking beyond the day-to-day . . . connecting to a higher purpose . . .They are calm and
rational, listening to the subconscious signals being transmitted by the team [and] recognising and
containing the anxiety of the group that they are working with, but also making sure they push back
into that anxiety so the anxiety is . . . enough to mobilise the team but not so much as derail them.
Being open to feedback in a very real way [not shying away] from difficult feedback . . .
Acknowledging the fact that you cannot do it alone and that you need to work with others.
(Leadership Expert, Community Leadership Development)
The importance of leveraging “change champions” was emphasised by a number of experts –
in concordance with themes discovered earlier. This consistent finding reinforces the
influence of those with informal authority, who may not necessarily be in formal leadership
positions but still play a pivotal role in supporting (or hindering) an organisation’s
transformation efforts. The premise that leadership is a practice that can be exercised by
anyone (Heifetz et al., 2009; Heifetz and Laurie, 1997) appears particularly relevant in this
instance.
Discussion
The current study captured the expertise and experience of both practising leaders and
leadership experts regarding the leadership behaviours deemed most effective when
fostering organisational identification and the impact of these behaviours. This study also
summarised experts’ perspectives on how such behaviours need to be operationalised to
maximise the success of organisational change. Using this expertise, together with specific
feedback from the experts, a contemporary and practical leadership competency framework
was developed for leaders who are guiding their organisations through change, which
extended beyond fostering organisational identification to the leadership of change more
broadly.
Leadership competencies
A key outcome of this study is the refinement of a leadership competency framework
focussed on the navigation of organisational change, which extended beyond fostering
organisational identification to the leadership of change more broadly, thus enhancing the
framework’s generalisability. The leadership themes captured in the framework were made
more specific as a result of the input of senior leaders and leadership subject matter experts,
however still bore close resemblance to the literature reviews and interview themes that
contributed to the development of the preliminary framework created in the previous study
(Aitken, 2019; Aitken and von Treuer, 2014). Such consistencies give weight to Beinecke’s
(2009b) claim about the “universality” of core competencies. Further research demonstrating
applicability of the competency framework across all sectors addressing different types of
change will be useful. Future research will no doubt also be required into the leadership
competencies deemed essential in organisations who make significant changes to their ways
of working post-pandemic, including more flexible work practices and more virtual
engagement.
Of note is the finding that the competencies emphasised most frequently by experts
throughout this study (also by the leaders canvassed in an earlier phase of the research) were
more related to personal characteristics that are more challenging to develop – many of which
are more intrinsic, value-oriented and personality-based, such as a willingness to take
ownership of situations, honesty, integrity, a genuine affinity for others and a willingness and
ability to engage in honest (if sometimes difficult) conversations. In order to demonstrate these
behaviours, leaders require knowledge, skills and abilities that are not easily attained in the
short term (or via training courses), rather are acquired through career and life experiences that
JOCM allow a leader to hone their communication, influencing and relating skills – as well as their
personal character – in corporate settings. Furthermore, it could be argued that the
development pipeline for these leadership competencies should commence when personal
character and value sets are first nurtured and not at the time an individual is identified as
having “leadership potential” within his/her organisation.
This finding reinforces that these competencies must be (and indeed, in many instances
are) the focus of leadership selection processes at all levels within an organisation, including
for emerging leaders. Additionally, developmental activities that occur over an extended
period of time, such as coaching (i.e. one-on-one, team, group and peer), mentoring, talent
management and experiential leadership programmes – which serve as appropriate vehicles
for nurturing and refining such capabilities – must be prioritised (Bass et al., 2008; Beinecke,
2009a, b; Palmer and Whybrow, 2019; Whitmore, 2017). Honest and targeted feedback (i.e. via
360-degree feedback mechanisms and observations from credible others) is also invaluable to
leaders wanting to ensure that their leadership practice is resonating with their organisation
and its key stakeholders during times of change.
Conclusion
The current study reinforces the available literature, which purports that organisational
identification is considered an important organisational construct that can yield a range of
positive outcomes for both individuals and organisations. Organisational identification is
deemed worthy of leaders’ attention when guiding organisations (and their members)
through change.
According to the leadership experts and leadership practitioners canvassed in this study,
organisational identification currently appears to be more of an academic term than a concept
employed in leadership practice. Constructs such as employee engagement, organisational
commitment, employee value proposition, organisational culture, the vision, mission, purpose
and values of the organization, organisational loyalty, person–organisation fit were more
common in corporate parlance and practice and focused on in a more deliberate manner
during organisational change. However, once the construct of organisational identification
was mooted, all those involved in the study signalled the benefits of fostering a strong sense
of connection to an organisation’s identity as it evolves. As such, there is merit in promoting
the construct more broadly in corporate circles, including outlining how leaders can foster
organisational identification within their organisations to maximise the success of
organisational change.
The study findings also reinforce that there is appetite for more guidance for leaders
navigating their organisations through change. The revised leadership competency
framework thus serves as a practical insight into the behaviours deemed most effective for
leaders to employ when leading change. In its current form, the leadership competency
framework provides a blueprint for leaders regarding the behaviours they need to
demonstrate, articulated in understandable, observable and measurable terms, as defined by
their peers (i.e. the senior leaders and leadership experts who participated in this study).
Further, the framework could be used by organisational development and human resources
functions as they select, develop, evaluate and support those charged with leading change
within their organisations.
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Wieseke, J., Ullrich, J., Christ, O. and van Dick, R. (2007), “Organisational identification as a
determinant of customer orientation in service organisations”, Marketing Letters, Vol. 18 No. 4,
pp. 265-278.
Further reading
Corley, K.G. (2004), “Defined by our strategy or our culture? Hierarchical differences in perceptions of
organizational identity and change”, Human relations, Vol. 57 No. 9, pp. 1145-1177.
Jacobs, G., van Witteloostuijn, A. and Christe-Zeyse, J. (2013), “A theoretical framework of
organizational change”, Journal of Organizational Change Management, Vol. 26 No. 5,
pp. 772-792.
Appendix
The appendix is available online for this article.
Corresponding author
Kim Aitken can be contacted at: kimmaitken@icloud.com
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