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THE BEHAVIORAL AND BRAIN SCIENCES (1981) 4, 93-123

Printed in the United States of America

The case for mental duality: Evidence from


split-brain data and other considerations
Roland Puccetti
Department of Philosophy, Delhousie University, Halifax, Nova Scotia,
Canada B3H3J5

Abstract: Contrary to received opinion among philosophers, psychologists, and neuroscientists, conscious duality as a principle of
brain organization is neither incoherent nor demonstrably false. The present paper begins by reviewing the history of the theory
and its anatomical basis and defending it against the claim that it rests upon an arbitrary decision as to what constitutes the
biological substratum of mind or person.
It then moves on to provide a dynamic model for double consciousness in vertebrate brain organization, giving an
evolutionary account that explains why, although each of the two cerebral hemispheres benefits from sensory input from the
other for representation of the ipsilateral half of cosporeal and extracorporeal space, it was important that conscious experience
be confined to each rather than spanning the two. This interhemispheric duplication effect for sensory representation has been
known for years but hitherto considered mysterious, or ignored on grounds that integration must be achieved at a higher level of
processing.
The paper then attempts to resolve a puzzle about split-brain patients in testing situations, namely why it is that in spite of the
speaking hemisphere's denial of any independent perception and agency in the mute hemisphere, which would explain its role
in cross-cuing, the latter never seems to resent this, but instead continues to be cooperative and helpful. It is suggested that on the
hypothesis of mental duality this is understandable, for the nonverbal hemisphere would have known prior to the surgery that it
is not generating linguistic behavior.
Finally, the essay examines two kinds of bitemporal defects, one due to callosal and the other to chiasmal disruptions. On the
present theory a bitemporal defect should be demonstrable in the former case when both eyes are open, because in the absence
of a corpus callosum and other forebrain commissures the interhemispheric duplication effect is abolished; in the latter case
interhemispheric duplication is preserved, and so the defect should be demonstrable only by testing each eye independently.
This is indeed what the evidence indicates, so it appears that, contrary to the prevalent view, the function of the corpus callosum
is not to integrate and unify conscious experience between the hemispheres but to duplicate this, in accord with the model of
mental duality.

Keywords: cerebral hemispheres; consciousness; corpus callosum; mental duality; optic chiasm; split brain

Introduction unexplained facts make sense on this hypothesis; and


further, that some facts that it predicts can be docu-
When Galileo expounded the Copernican hypothesis, mented in the literature and in clinical practice but
resistance came not only from defenders of Church have gone unnoticed until now just because the
doctrine but from defenders of common sense. If the hypothesis was not seriously considered by workers in
earth turns on its axis every twenty-four hours, should the field. In addition, the essay will attempt to give an
we not feel the force of an enormous wind? If we jump evolutionary underpinning to mental duality, attribut-
straight up, should we not land at a point opposite to ing its origins to the requirements of vertebrate evolu-
the direction of the spin? How is it that birds fly with tion in general rather than to adaptation to human
equal ease in every direction? Such objections, of cerebral asymmetry of function. But first, something
course, overlooked gravitational effects on the atmo- about the history of the theory and its anatomical
sphere, forces of inertia, and other factors. basis.
I believe that it is the same with the hypothesis of The history is very brief indeed. It was Wigan (1844)
mental duality as a principle of organization of the who first proposed that we have, as he put it, two
brain in humans (and indeed in all vertebrate species). minds; and it will give some idea of the popularity of
Instead of taking the theory seriously and seeing what that claim to observe that the second advocate of this
empirical consequences flow from it, theorists have hypothesis, Bogen (1969), is very much with us today.
brushed it aside as counterintuitive, incoherent, or The present author is unhappy with these earlier
demonstrably false. It will be the task of this essay to formulations of the theory, on the grounds that it is
show that, on the contrary, a great number of hitherto difficult to make sense of the idea of one person's

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Puccetti: Mental duality
having two minds (Puccetti 1973); but for the purpose between the cerebral hemispheres. The early successes
of this paper such differences can be overlooked. What in therapeutic cerebral commissurotomy did not have
unites the three of us is a common belief in mental clear-cut psychological sequelae (Akelaitis et al. 1942),
duality. but following animal experiments by Myers and Sperry
The anatomical basis for the theory has been known (Sperry 1961), and with the use of improved surgical
since the time of the medieval Cell Doctrine (Chad- techniques (Bogen & Vogel, 1962) as well as better
wick & Mann 1950; Clarke & Dewhurst 1972): namely, testing procedures (Sperry et al. 1969), it became
the double structure of the telencephalon (Dimond possible for the first time to demonstrate mutual func-
1972). In humans this is so pronounced that, even tional dissociation of the disconnected hemispheres in
though I shall follow customary terminology by speak- virtually all cognitive and volitional activities (Sperry
ing of two cerebral hemispheres, it is not incorrect to 1968). If nothing else, it seemed that mental duality
refer to these as two half brains or even, simply, as two could be surgically induced, so that the potential for
brains (Jackson 1874; Brown-Sequard 1877; Paget double consciousness already existed in the normal - if
1919; Young 1962). epileptic - human brain.
Now of course it does not follow from having two Now many writers have objected to even this modest
cerebral hemispheres, half brains, or brains that claim (Nagel 1971; Anderson 1976; Wilkes 1978; Kins-
animals with this anatomical arrangement will have bourne 1980; Marks 1980). I shall not review here their
two conscious centers or minds, or that they will really grounds for resisting the above description but shall
be two persons in one body. It is always possible that merely point out that the split-brain patient is abso-
integration of conscious content takes place at some lutely unique in one respect which no other description
higher level of information processing. To discount captures so easily and clearly. Under strictly controlled
that possibility, many more facts and other consider- laboratory conditions, when the word teacup is
ations will have to be brought to bear, as we shall see. projected tachistoscopically on a screen, tea being
However, it can be argued that no theory of mental flashed to the left and cup to the right of the fixation
duality can get off the ground if it depends on this point, he cannot read off the whole word. Instead he
anatomical fact, for to attempt this is to impute mental will, if right-handed with speech in the left hemi-
functions to parts of the brain, as if each cerebral sphere, say the word was cup while his left hand, under
hemisphere were a little "homunculus." It is this rather control of the normally mute right hemisphere, will
elementary objection that any theory of the mind-brain point to the word tea in an array of words that includes
relationship must first confront. cup and teacup. I have yet to see a convincing argu-
But to characterize, or even caricature, a theory on ment showing that it is wrong to claim that this
this basis is not to show it false. Notice, for example, demonstrates mental duality in the split-brain patient,
that the objection would equally undermine a theory and of course the vast majority of informed observers
that wherever there is one normal, intact human brain agree.
there is one mind. If mental functions cannot be Thus for purposes of attributing mental events to
imputed to parts of brain, then how can they be split-brain subjects we are forced to use the "homuncu-
imputed to all parts of the brain together? And in that lar" language of referring to a "left hemisphere"
case the "homuncular fallacy" objection serves to make stream of consciousness and a "right hemisphere"
impossible any specific mind-brain theory whatever. stream in the same human being. Others may take
Yet it would be absurd to impute mental functions to umbrage at this, but what is the alternative? As Bogen
the organism as a whole, or even to the whole brain, (1977) has pointed out, just about everyone who works
since destruction of the cerebral cortex is enough by with these patients, regardless of nationality, religious
itself to render a human permanently nonsentient and background, or political affiliation, does exactly the
noncognitive, even if the patient can breathe sponta- same. Otherwise one gets into a conceptual morass
neously for as long as seventeen years (Ingvar et al. when trying to answer straightforward questions like
1978). the following:
If this is correct, we can set aside such preemptive Q. Did the patient see the word teacup?
gambits and address the real issue. Given this dual A. Of course he did.
anatomical structure, does the normal human brain Q. Then why did he say he saw cup?
support one conscious center or mind, or two? Before A. His left hand pointed to tea, so if you put the two
our own time there was certainly little reason beyond responses together . . .
the bare anatomy of the brain to suspect that mental Q. But the left hand passed over teacup in favor of
duality might be the correct answer. What has changed tea, just as he said he saw, not teacup, but cup.
all that, or at least given the theory of dual conscious- A. Well, it's all the same patient, isn't it?
ness a new lease on life, is, of course, the series of Q. Yet you or I would say teacup and point to
split-brain experiments done with human subjects. teacup with the left hand. Surely there is some
difference between our responses and his. And that
The human split brain difference seems to be that his left hemisphere sees
only cup, the right only tea.
The medical justification for forebrain commissurot- A. If you insist. . .
omy in humans is familiar: intractable, life-endanger- We can now proceed to ask ourselves what, if any,
ing grand mat epilepsy, which the neocommissural implications the split-brain data have for the structure
fibers facilitate by transmitting seizures back and forth of consciousness in the normal human brain.

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Puccetti: Mental duality
From split brain to normal brain half of a football field, the half to your right. But just to
the left of that window is a television screen of the same
The received view, if I may call it that, seems to be that size, on which is projected the half of the football field
this dissociation phenomenon in commissurotomy to your left. This half field is projected with such
patients tells us nothing about ourselves because, with fidelity, however, that you do not think it is a television
the corpus callosum and other forebrain commissures screen but the left half of the same window space.
intact, visual phenomena initially registered in one Now, unknown to you, there is an adjoining enclosed
hemisphere are sent across the interhemispheric path- booth to the right of yours, where another fan sees the
ways to the other, and vice versa, producing a fusion of same events on the field as you do, except that in his
the material into a single image (Sperry 1977). Thus it case the real window gives on the left half field and the
is common to say, according to this assumption, that in television screen pictures the right half of the field.
humans a split brain produces a split mind (Gazzaniga Above both your heads, of course, is a television camera
and LeDoux 1978, p. 18). that films what is going on through each window and
I wish to challenge the assumption that leads to this relays this to the screen in the adjoining booth. If
received view. To revert to the example used above, transmission latency from camera to screen is no more
the split-brain subject says he saw cup; but if a verbal than a few milliseconds in either direction, it is hardly
response is blocked and he is asked to point with the surprising that both you and your neighbor next door
left hand to the word he saw in an array of words, he fail to detect any phenomenological disparity between
points to tea. So here it appears that what is going on in screen and window viewing. Nor is it surprising that, if
each hemisphere is not just an initial registration of the someone cuts the relay cables, both of you lose sight of
visual material but a reading out - verbally in one case, the half of the football field to your own side of the two
manually in the other - of what was actually seen. Now adjoining booths. Yet nothing in the visual experience
if the arrival in area 17 (primary visual cortex) of of either of the viewers, before or after the cables are
neural messages that are decoded as a familiar word is cut, provides any introspective evidence that there are
adequate to produce this behavioral readout generated really two of them, side by side. Indeed, as Gazzaniga
from each of the cerebral hemispheres of the split- (1970) has pointed out, following split-brain surgery,
brain patient, why should it not be adequate in the the speaking viewer to the left initially does not even
callosally intact subject as well? One may, if one notice that half the field is gone!
wishes, simply assert, "Oh, no! In us, that initial regis- This model of mental duality also allows us to clear
tration is not at a conscious level; it has to be followed up a conceptual confusion that has plagued discussions
by fusion into a single image before we see anything." of the organization of consciousness for over a century.
But in that case the burden of argument is upon those Briefly, many writers have felt that if there is one
who assert this. Specifically, they must tell us where to indispensable feature of conscious experience it is its
look for the neural mechanism that accomplishes this unity. Others, like Bogen (1969), have held that this is a
fusion; or else they must retreat into mentalistic bogus notion undermined by the split-brain studies.
assumptions to explain it, when everything else about But if one does not start with the assumption that each
the primary visual system is already explicable in terms normal organism has one center of conscious percep-
of neural mechanisms. tion, and if one also recognizes that unity is not the
An alternative to the received view is to be forthright same as unicity - i.e., singleness - then one can sepa-
and explain the split-brain performance as follows. rate the question of whether consciousness must be
Because of the surgery, the letters T-E-A seen in the unified from the question of whether there can be only
right hemisphere are not being relayed to the left, one such conscious center per organism. And once one
speaking, hemisphere, and so the patient correctly says does make this distinction, it is clear that conscious
he saw cup. For the same reason cup is not being unity is compatible with duality as well as with unicity.
relayed to the right hemisphere, and thus he points to For, as the model illustrates, there can be unity of
tea. But then in the callosally intact human brain the conscious experience for each viewer, even though
word teacup is seen at the same time in both cerebral there are two such viewers in adjoining booths. So long
hemispheres, half the word registering in area 17 and as the arrangement described persists, it would not
the other half (probably) in the prestriate cortex matter if the booths formed a mobile unit roving the
(Sperry 1970) of each hemisphere. If this is what really football field; each viewer would still have no reason to
happens, consciousness does not span both hemi- suspect the existence of the other.
spheres; otherwise, without the fusing assumption, we
normals would see teacup teacup instead of just
teacup. Thus, with regard to vision, a split brain does
not produce a divided mind but deprives two minds of Evolutionary considerations
visual input for the ipsilateral half visual field.
But why this duplication of conscious experience? At
These observations allow us now to consider a first sight it seems incredibly wasteful on nature's part,
specific model of mental duality in the normal brain which is, no doubt, one reason why so many astute
with regard to visual information processing and to observers have resisted the conclusion that double
explain at the same time why we are not introspec- representation of the sensory field in the two hemi-
tively aware of this state of affairs. spheres amounts to double consciousness.
Suppose you are seateoSin an enclosed booth looking Roger Sperry (1962) was apparently the first to
through a window on the far wall that reveals exactly ponder why there was such "symmetrical reciprocity"

THE BEHAVIORAL AND BRAIN SCIENCES (1981). 4 95


Puccetti: Mental duality
in the largely homotopic (from homologous left-right off in its blind direction without being perceptually
points on the cortical surface) callosal cross-connections aroused to the attack. How much more efficient it is if
of fibers. Several years later (Sperry 1970) he again nature wires in a relay system so that each half brain
questioned the functional purpose of this "extreme sees the same visual target in the same place in extra-
right-left redundancy" but still had no answer. bodily space at almost the same time.
Recently Gazzaniga and LeDoux (1978) have raised But then this gives us the beginning of an answer to
the problem anew. Their answer is that "interhemis- the question of why, despite rich interhemispheric
pheric duplication provides for mental unity" (p. 17). connections, neither half brain has introspective access
But, as we have just seen, unity in the sense of to the conscious contents of the other. If they did have
consciousness constituting a unified whole does not such access, making one piscine mind spanning the two
preclude duality with unity in each hemisphere. A half brains, any single visual target would (again, unless
further passage on the same page by Gazzaniga and there is some fusing mechanism we have no evidence
LeDoux describes the contralateral duplication effect for) be seen twice, side by side, in which case the
and then adds that in this way "each half brain is thus ensuing attack would have only a fifty-fifty chance of
provided with nearly simultaneous representations of success. So the rule with backboned animals right from
both sensory spheres, and interhemispheric equilib- the start seems to have been that with two half brains
rium is achieved." But then what these authors mean there must be (1) a commissural relay system that
by "unity" is really mental unisonance of sensory ensures interganglionic duplication of sensory effects,
representation in the two cerebral hemispheres, assur- and (2) a confinement of conscious unity to each
ing that they will have unisonous experience of the hemisphere, to avoid the disastrous doubling of the
extracorporeal world by having qualitatively (not sensory field at a conscious level. In other words, there
quantitatively or numerically) identical representations must be output from each half brain that becomes
of objects in it. It is like the difference between saying input representing the ipsilateral half of body space in
the contralateral hemisphere, but no single conscious-
that two tap dancers perform in perfect unison on the
ness embracing both neural ganglia. The illusion of
stage and saying that they are really only one dancer. unicity, or singleness, is thus preserved in each half
Yet Gazzaniga and LeDoux (1978) on this same page brain because it goes hand in hand with maximizing
draw the following conclusion: "Therefore, we view the evolutionary advantage of the former and with
interhemispheric communication as the mechanism by minimizing the evolutionary disadvantage of the latter.
which the illusion of a single, complete psychological In subsequent vertebrate evolution this basic game plan
space is created from two separate neural representa- is modified, for example in binocular species in which
tions of the same information" (p. 17). half the retinal fibers from each eye are sent to one
Illusion? But surely what each hemisphere sees is hemisphere and half to the other, but it is never
real enough. If there is any illusion here, it is only the abandoned, not even in talkative Homo sapiens.
illusion each hemisphere has that it alone perceives and
acts on those perceptions.
Nevertheless Gazzaniga and LeDoux (1978) make a Mute hemispheric cooperativeness in man: An
valuable contribution toward explaining the evolution- enigma resolved
ary rationale for interhemispheric duplication. Given
the basic vertebrate design of evolving a neural But perhaps in humans, just because they talk, what I
network along the backbone that terminates in two have called the "illusion of unicity" is present only
ganglia or brains near the anterior and feeding end of unilaterally. This would help to explain something that
the animal, consider how much worse off such species should have puzzled those who work with split-brain
would be without commissural connections between patients but seems to have gone unremarked in the
them. literature. Let me illustrate exactly what I mean.
A paleoniscid swims in its prehistoric aquarium in Here is an excerpt from a transcript published by
search of food. A suitable prey is detected in the right Sperry et al. (1979) in their report on testing for social
visual field, moving rapidly to the left. Before the and self-awareness in the mute hemisphere of split-
primitive vertebrate can change its course, the prey brain subjects. The patient L.B., wearing a corneal
crosses the visual midline and enters the left visual occluder on one eye, the other being covered with a
field. Because the optic projections of the fish are blindfold, is examining an array of four pictures that
[completely] crossed, the right visual field is seen by can be seen only by the right, mute hemisphere; he has
the right eye and the left half-brain, and vice-versa. been asked to point with the left hand to any picture he
Does that mean that when the prey moves out of one recognizes. He points to a picture of Hitler and signals
visual field and into the other, the neural control over disapproval with a "thumbs-down" gesture of that left
the chase switches from an informed to a naive hand, but since the speaking, left hemisphere sees
half-brain? Hardly! (p. 10) nothing, he cannot say of what or whom he disap-
But the point can be driven deeper than this. Not proves. Allowed now to guess, we get this exchange
only would valuable time be lost if each ganglion had between the temporarily blinded verbal hemisphere of
to register the prey in turn, but what would happen if L.B. and the examiner:
the prey were moving laterally to the predator and thus Ex: "That's another 'thumbs-down'?"
remained in a single visual field? If the informed half LB: "Guess I'm antisocial." (Because this was his
brain seized control of the channels for motor activity, third consecutive "thumbs-down.")
the naive hemisphere would find itself being dragged Ex: "Who is it?"

96 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Puccetti: Mental duality
LB: "GI came to mind. I mean . . . " Subject at this L.B. unusual in this regard. As far as I know, not a
point was seen to be tracing letters with the first single split-brain patient has ever acknowledged what
finger of the left hand on the back of his right hand. seems so obvious to those who work with them. Even
Ex: "You're writing with your left hand; let's keep when complaining about an uncooperative or rebel-
the cues out." lious left hand that does such things as slapping them
LB: "Sorry about that." awake when oversleeping in the morning (Dimond
Ex: "Is it someone you know personally . . . or from 1977), it is always the hand or arm itself that cannot be
entertainment... or historical, or . . .?" trusted.
LB: interrupted and said "Historical." Now many readers may see affinities here with the
Ex: "Recent or . . .?" unilateral neglect syndrome (Denny-Brown et al. 1952;
LB: "Past." Battersby et al. 1956; Weinstein & Cole 1963), which
Ex: "This country or another country?" usually, though not always (Welman 1969), involves
LB: "Uh-huh-okay." neglect of the left side of the body. Unfortunately for
Ex: "You're not sure?" such a suggestion, however, both cause and effects
LB: "Another country, I think." characteristic of that syndrome are absent in the split-
Ex: "Prime Minister, king, president, . . . any of brain patient. ° The latter does not have parietal lesions
them?" in the right hemisphere. He is agnostic about left-sided
LB: "Gee," and pondered with accompanying lip visual space, but for the very good reason that, without
movements for several seconds. an intact commissural relay system, the left, speaking
Ex: Giving further clues: "Great Britain? . . . hemisphere cannot see anything to the left of fixation.
Germany? . . ." And of course he is neither asomatagnostic nor anosog-
LB: interrupted and said definitely "Germany" nostic for the left side of his body. He does not sit on his
and then after a slight pause added "Hitler." (p. right buttock exclusively, chew food only on that side
160) of his mouth, refer to his left body half as sinister, or
This transcript reveals the overt cues, such as the refuse to heed you if you approach him from that side.
finger of the left hand tracing a G on the back of the Nor does he, when drawing a bilaterally symmetrical
right hand. What it cannot reveal is the covert cues, the figure, tend to crowd all its features over to the right
emotional response spreading from right to left via side (although he copies such figures poorly with the
subcortical mechanisms as the word historical registers right hand, doing better with the left hand under
in the right hemisphere, a response not generated by control of the disconnected right hemisphere). The two
"someone you know personally" or "from entertain- syndromes are far apart.
ment." If that doesn't come across quickly or clearly But to return to our transcript, contrast L.B.'s left-
enough to the speaking hemisphere, as when L.B. is hemisphere behavior with the right hemisphere's. It
asked "This country or another country?", he plays seems incredible that the mute hemisphere just
dumb until the question is repeated and he gets a continues, as in a game of charades, faithfully cuing the
firmer response to "another country." Then, at the end, speaking hemisphere, even though it can hear the
combining memory of an initial "thumbs-down" signal latter's outspoken denials (it has adequate language
of disapproval by the left hand with cues that the comprehension for this), not only of its assistance in
picture is of a historical German figure, it is an easy getting the right answers, but of its very existence! Yet
inference to the correct answer: Hitler. there is no behavioral manifestation whatever of
When pressed, the disconnected verbal hemisphere resentment, even after years of this kind of testing and
of the split-brain patient will actually claim possession treatment. Why?
of the knowledge it is trying to guess successfully with An answer consistent with the hypothesis of mental
the assistance of its silent cerebral companion. Here duality in the normal human brain suggests itself. The
L.B., in the same transcript, confronts a picture of his nonspeaking hemisphere has known the true state of
mother seen only by the mute right hemisphere. affairs from a very tender age. It has known this
Ex: "Do you know who it is?" because beginning at age two or three it heard speech
LB: "Uh-huh," in an affirmative tone. emanating from the common body that, as language
Ex: "Can you name it? Who is it?" When subject development on the left proceeded, became too
hadn't answered after several seconds examiner complex grammatically and syntactically for it to
added "Don't know who?" believe it was generating; the same, of course, for what
LB: "I know who, but I can't verbalize it." it observed the preferred hand writing down in school
Ex: "Can you give the name?" through the years. Postsurgically, little has changed for
LB: "I know I can spell it but you won't let me this mute hemisphere (other than loss of sensory infor-
spell." (p. 162) mation about the ipsilateral half of bodily space). It
does find that it can now sometimes undertake an
But of course the speaking L.B. cannot spell the independent action with the left arm or leg, when its
name with the preferred right hand. If he could, he vocal partner is distracted, asleep, or otherwise off
would simply spell out loud "M-O-M." His left hand guard. But on the whole it still has no way of expressing
could spell it out, under control of the right hemi- itself except through a nervous system much under the
sphere, which does not talk, but the examiner will not control of another. Being inured to this status as cere-
allow this. Yet the verbal half brain insists it has this bral helot, it goes along. Thankless cooperation can
knowledge, under the surface somewhere, and implies become a way of life.
that there is no other conscious center that has it. Nor is

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 97


Puccetti: Mental duality
It may be objected that here I am reading a lot into
L.B.'s mental states on both sides of the disconnected
brain. That is true, but what are the alternatives? Let us
look briefly at two of these.
First, there is the view of Sir John Eccles (Popper &
Eccles 1977) that the mute cerebral hemisphere of the
split-brain patient simply doesn't have any mental
states but is a kind of automaton. But in that case we
have to wonder how L.B.'s right hemisphere was able
to "see" the picture of Hitler, "hear" the examiner's
hints, "react" to some of them emotionally at subcorti-
cal levels, and even "think" to trace the letter G on the
back of L.B.'s right hand, all unconsciously!
Second, there are those who say that, for all we
know, each hemisphere is a collection of conscious
centers (Nagel 1971), and that what the split-brain
experiments show is that "multiple selves" are
concealed within each of us (LeDoux & Gazzaniga
1980, in press). What this overlooks is the clear display
of inJrahemispheric, as opposed to mterhemispheric,
unity revealed in the above transcript excerpt. In order
for the left hemisphere of L.B. to generate verbal
behavior involving reasoning, selecting, and acting on
cues about the identity of the picture, a large number
of discrete neural mechanisms within that hemisphere
have to function in an integrated, sequential manner.
And the same can be said for the nonverbal behavior
generated by a complex of neural mechanisms in L.B.'s
mute right hemisphere. That these neural complexes
should so function when each such neural mechanism
is the biological substrate of a basically autonomous 'l-hemisphere-R
"mind" or "self" may be logically possible, but it is
grossly improbable as a means of explaining the behav- Figure 1. Schematic drawing showing transfer of visual
ioral integration stemming from each side of L.B.'s information from one side of the brain to the other via the
split brain. optic chiasm and the corpus callosum. (LGB =» lateral genicu-
late body.) Reprinted, by permission, from Eccles (1976) p.
167.

Two kinds of bitemporal visual defects


hands up to shoulder height and ask him either to say
The thesis of mental duality is by no means bereft of when he notices the fingers of a hand wriggling or to
empirical consequences. I have proposed elsewhere signal this by raising an arm or hand on the same side
(Puccetti 1977) how the theory could be tested, but it as the wriggling fingers. If he is right-handed, the
would be surprising if the literature did not already result is uniform. He says he saw the fingers wriggling
contain evidence supporting it, evidence that has gone only when they are to his right, and lifts his arm or
unnoticed because no one was looking for it. hand only when they are to his left. In other words, the
As can be seen from Figure 1, there are two points in verbal hemisphere sees only to the right of fixation, as
the human CNS (central nervous system) at which the mute hemisphere sees only to the left of fixation.
visual information crosses over from one side of the Now consider a comparable defect caused by a
body to the other: the optic chiasm and the corpus break at the line under 2 in Figure 2. Here the optic
callosum. (The anterior commissure, not shown here, chiasm alone is cut, but this also leads to blindness in
may also transfer visual information, but it too is the temporal eye fields.
sectioned in complete cerebral commissurotomy.) The question may now be raised, is there anything
Now in forebrain commissurotomy for the relief of about these two kinds of bitemporal visual deficit that
epilepsy, sectioning of the corpus callosum and lesser would be predictable on the theory that consciousness
commissures leaves the optic chiasm untouched. One is doubly organized in the normal brain?
of the effects is to produce a permanent double hemi- Of course there is, for double consciousness in the
anopia - i.e., blindness in each hemisphere for the ipsi- normal brain is predicated, as we saw, on interhemi-
lateral visual half field. Recently this was demonstrated spheric duplication of the sensory field via the commis-
by Bogen and Vogel (1975) in a long-term follow-up of sural relay system without the duplicated contents
ten split-brain patients seen four to ten years postopera- fusing into a single conscious percept. If that were true,
tively. then the commissurotomy subject would display his
The demonstration is really quite simple. You stand defect when tested with both eyes open, because the
at arm's length from the patient and have him fixate surgery has abolished the duplication effect. And this,
visually on your eyes or nose. Then you bring your as the Bogen-Vogel test shows, is indeed the case.

98 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary/Puccetti: Mental duality
plate. As before, the 2 will be picked up by the
temporal or right hemiretina of the right eye, seen in
the right hemisphere, and relayed to the left hemi-
sphere, where it is seen a second time. The 7, on the
other hand, will strike the temporal or left hemiretina
of the left eye and go directly to join the 2 in the left
hemisphere for verbal report. So the chiasmal patient
with both eyes open will say, correctly, that the
number displayed was 27; the right hemisphere of the
same patient, if it could report independently, would
concur in this, since it got the 2 directly from the right
or temporal half of the right eye's retina, and the 7 seen
in the left eye's temporal or left hemiretina was sent
over to it from the left hemisphere. (The split-brain
patient, of course, would say the number is 7, while his
left hand would point to 2 in an array of numbers
including 2 and 27.) Clinical and experimental neurol-
ogy support this finding, since patients with pituitary
tumors disrupting the optic chiasm, as well as chiasm-
TOO sectioned cat preparations, do not show a bitemporal
defect unless vision is obstructed in one of the eyes and
then in the other (Bogen 1980).
In conclusion, I do not see how, on the conventional
view of the integrative, unifying function of the corpus
callosum with regard to conscious experience, it could
be predicted that the commissurally disrupted subject
would display a bitemporal visual defect with both
Figure 2. Schematic drawing showing effects of fiber eyes open, whereas the chiasmally disrupted subject
disruptions on subjective eye fields. Optic chiasm cut and with both eyes open can still see across the vertical
consequent bitemporal blindness (black areas in circles) are meridian. On the view, however, that the function of
illustrated by 2. Reprinted, by permission, from Harrington the corpus callosum is to duplicate conscious experi-
(1976), Figure 7-1, 4th edition. ence on both sides of the brain, without subsequent
fusion, such an outcome is clearly predictable. The case
for mental duality rests.
But what about the chiasmal-lesioned patient? In his
case the duplication effect has not been abolished,
because the commissural relay system is still function- NOTE
ing. If so, he will not show, as the split-brain patient "The following phrase was added by the author after the
did, double hemianopia or the bitemporal visual defect target article was circulated to commentators and conse-
quently was not seen by them: "except in the immediate
when he has both eyes open, but only when each eye is postoperative recovery period, which may, however, be
tested separately. And that is precisely the result. attributable to retraction of the right hemisphere (and subse-
When a chiasmal subject is presented with an Ishihara quent edema and intracranial pressure) in order to section the
plate (used to test for color blindness, numbers being corpus callosum."
composed of dots of a slightly different color than the
background dots), on which the number 27 is
displayed, this will be reported as a 2 if the right eye is
being tested alone, as the single number 8 is reported as
a 3 when the left eye alone is tested (Baker & Baker Open Peer Commentary
1977,1, 4, p. 16).
On the theory being considered, this outcome is to be
Commentaries submitted by the qualified professional readership
expected, because the right, temporal half retina of the of this journal will be considered for publication in a later issue as
right eye will pick up the 2, which will be sent to the Continuing Commentary on this article.
left hemisphere after it has been seen in the mute, right
hemisphere, whereas the 7 striking the left or nasal
hemiretina cannot also reach the speaking, left hemi-
sphere due to the chiasmal disruption. And the same Sensory suppression and the unity of
with the left eye's left or temporal half retina picking consciousness
up the right half of the 8 and sending it directly to the
left hemisphere for verbal report, whereas the left half Robert M. Anderson, Jr. and Joseph F. Gonsalves
of the same number cannot, given the chiasmal lesion, Neuropsychology Service, Hawaii State Hospital, Kaneohe, Hawaii 96744
reach the right, mute hemisphere for registration and
Dr. Puccetti advances the thesis that there is a separate center
subsequent relay to the left, speaking hemisphere. of consciousness associated with each cerebral hemisphere.
But then it is easy to see why the same defect cannot Each hemisphere has its own visual experience, with half of
be revealed when both eyes are open. Suppose it is the the visual field registering in striate cortex (area 17) and half
number 27, again, being presented on the Ishihara in prestriate cortex (area 18), which receives a projection

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 99


Commentary/Puccetti: Mental duality
from the contralateral area 17. On this hypothesis, it follows (Bender & Furlow 1945). It is important to note that the
that a person with a complete lesion of areas 17 and 18 of the problem the subject is having is not one of not being able to
left hemisphere whose language capacity is on the left would report the occurrence of an experience; the experience itself
report that he is blind. Although the left center of conscious- is absent.
ness would probably have access to visual information from Visual suppression may be comfortably explained on the
the contralateral hemisphere, and therefore would have some hypothesis that there is one unitary consciousness. On the
visual knowledge (Weiskrantz et al. 1974), since it would not unitary hypothesis, we can speculate that visual experience is
share experience with the right center of consciousness it due to the integration of visual input at higher levels of neural
would have no visual experience to report. In reviewing the processing. Each area 18, rather than being a projection area
literature, we have not found a case of complete destruction corresponding to its contralateral area 17, integrates informa-
of the left occipital cortex. Partial lesions, however, suggest tion from area 17 on both sides of the brain (Cowey 1964;
that such an injury would result in a report of blindness only Luria 1966), and this bilateral integration is continued at even
in the right half field rather than in a complete lack of visual higher levels. When visual suppression occurs, the visual
experience (Teuber et al. 1960; Harrington 1971). signal from the eye contralateral to the brain damage is
Puccetti insists that advocates of the unitary model of weakened, while the signal from the other eye is unchanged.
consciousness provide a mechanism to account for the fusion The stronger signal biases the gain on the entire integrated
of experience across hemispheres. The axonal connections via field of visual experience so that the threshold is too high for
the corpus callosum are obvious candidates for the neural the weaker signal to register. The weaker signal is masked by
substrate underlying such a fusion mechanism. Although just background noise. The weaker signal can be experienced in
how Puccetti might object to this claim is not clear, he could the absence of the stronger since the threshold would not be
argue that consciousness occurs only in connection with too high.
cortical sheets of crisscrossing dendritic fibers (Anderson & This kind of explanation is not available to Puccetti since he
Leong, in preparation). Experience, however, contradicts this has bifurcated consciousness and visual experience. For
claim. The visual, auditory, and tactile modalities overlap in Puccetti, the areas 17 and 18 of each hemisphere are separate
experience and are held in one unity of consciousness. You though contiguous visual input processing stations. He would
can see a book and then reach out and touch it; the experi- have to conclude, therefore, that if each of these projection
ences overlap and correlate with one another in making up a areas functioned properly alone to produce a visual experi-
common perceptual space. Choreography is an art form ence, then, when they are simultaneously stimulated, they
whose essence involves the intimate connection between should both yield visual experiences - contrary to the visual
audition and vision - music and dance. Although these suppression phenomenon. Thus, Puccetti's model of sensory
modalities are unified in consciousness, they are located in consciousness appears to be inconsistent with the phenome-
non of sensory suppression.
disparate regions of the brain. Thus the mechanism providing
this unity must involve the white fiber cortico-cortico (or
subcortical) connections running between these areas. If
intermodal unity is accomplished by white-fiber connections,
then it is even more likely that intramodal fusion could be Mental numerosity: Is one head better than
accomplished by commissural axonal connections. two?
Puccetti explicates his hypothesis of two separate centers of
visual awareness by drawing an analogy with two side-by-side Joseph E. Bogen
observers of a football game. Each observer has a direct view Ross-Loos Medical Group, Los Angeles. Calif. 90026
of half the field and a TV view of the other half. The views
are next to one another. By analogy, in the occipital area of For all my pleasure in the company of Wigan (1844) and
each hemisphere a representation of half of the visual field in Puccetti, there are important differences. My main differ-
area 18 is juxtaposed with (but does not interact significantly ence with Wigan is based on the facts (unknown to him) of
with) a representation of the other half field in area 17. This hemispheric specialization. Rather than suppose, as he did,
bifurcated model of visual experience fails to account for the that the greater interest lies in what makes the hemispheres
phenomenon of sensory suppression. asynchronous, I believe (as does Puccetti) that they are
In sensory suppression one side of the body is first stimu- necessarily disparate (as a result of their specializations, as
lated via one of the bilateral sensory modalities (tactile, well as some asymmetries of input) and that the most interest-
auditory, or visual). A subject may be stimulated in the visual ing questions concern the various sources of integration or
modality, as required in the Halstead-Reitan Neuropsycho- "unisonance."
logical Battery, by having the subject face the experimenter My main difference with Puccetti, as he says in his target
and fixate the experimenter's nose (Reitan & Davison 1974). article, is expressed in his clause "it is difficult to make sense
The experimenter, who is holding his arms outstretched on of the idea of one person's having two minds. " This differ-
both sides, stimulates the subject by wiggling the fingers of his ence arises partly out of philosophic considerations, which he
right hand; the subject should say "left," since the stimulus is leaves aside in the article. But while Puccetti believes that
on the subject's left side. The body is then stimulated at a "duality of mind" is not strong enough (Puccetti 1973) and so
mirror-image point on its contralateral side. In our example, finds no discomfort in defending it, "duality of mind" is just a
the experimenter wiggles the fingers of the left hand, and the shade too strong for me. My reservations can be summed up
subject should say "right." Finally, the body is stimulated on in the following proposition: Having two hemispheres each in
both sides simultaneously; the experimenter wiggles the a separate head is not the same as having two hemispheres in
fingers of both hands, and the subject should say "both." the same head. And this holds whether or not the interhemi-
Sensory suppression occurs in subjects (especially those with spheric integrating mechanisms in the same head include the
damage to the parietal area) who identify the stimulation on cerebral commissures.
either side alone, but who experience it only on the side As noted by Marks (1980), no one nowadays doubts
ipsilateral to their brain damage when stimulated on both. Wigan's original point - that one hemisphere is enough for a
Visual suppression can be so profound in some patients that a mind "comfortably characterizable as human" (p. 47). Can
spot of light experienced in the half field contralateral to the two hemispheres, then, be enough for two minds? When they
brain damage is experienced to vanish when a spot of light is are in separate heads, the answer is clearly "yes." But what if
introduced into the half field ipsilateral to the damage they are in the same head?

100 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary/Puccetti: Mental duality
Unlike two hemispheres in two different heads, the discon- subjects have "experienced" a duality of consciousness
nected hemispheres are (and have been) always in the same throughout life, and that our mute right hemisphere has
place at the same time, have the same circulating environ- become inured over the years to the thankless task of being a
ment (blood and CSF), and communicate a great deal subcal- silent companion. Thus he argues that with regard to vision, a
losally. The last includes, by the way, a visual cross-communi- split brain does not of itself produce a divided mind (the latter
cation that is not mentioned in Puccetti's text (although being already divided), but merely deprives the two minds of
illustrated in his Figure 2). A related simplification is his not visual input for the ipsilateral half field.
mentioning that testing, either for homonymous hemianopsia While I agree that one must separate the question of
(with both eyes open) or for bitemporal hemianopsia (with whether consciousness must be unified from the question of
each eye separately), gives results that depend upon the whether there can be only one such conscious center per
particular stimuli that are used. (Trevarthen & Sperry 1973; organism, I do not believe that Puccetti adequately discounts
Weiskrantz et al. 1974). the idea that each hemisphere is perhaps itself a collection of
The subcallosal connections make a difference in other conscious centers. Is there such intrahemispheric unity as
ways. For example, the duality of cognition demonstrable in Puccetti believes? Why should we not impute mental func-
the human split brain seems not to be accompanied by so tions to parts of a brain, each of us being perhaps a mosaic of
great a disparity of affect (Cazzaniga & LeDoux 1978; personalities? Indeed, we are not always sure of the reasons
Sperry, Zaidel, & Zaidel 1979), perhaps because the two for our actions or even for our emotional responses. Psycho-
limbic systems are so tightly coupled at the hypothalamic analysis abounds with descriptions of well intentioned, self-
level. Furthermore, both human hemispheres, whether in the deceptive, confabulatory accounts by the patient of his
intact or the split condition, are probably asleep and awake actions and emotional states. (Incidentally, is there anything
simultaneously, just as they are in the split-brain cat (Berlu- so strange, as Puccetti apparently finds, in the disconnected
cchi 1966a; Berlucchi 1966b) unless there is a sagittal section verbal hemisphere of a commissurotomy patient actually
of the brain stem (Michel & Roffwarg 1967; Michel 1972). claiming possession of the knowledge which it is trying to
There is no evidence that primate hemispheres (in the same guess with the overt, covert, or "unintentional" assistance of
head) can alternate sleep and waking, as do cetacean hemi- its silent cerebral companion? Korsakoff patients similarly
spheres (Serafetinides, Shurley & Brooks 1972; Mukhametov, confabulate constantly, in apparent good faith, as do normal
Supin & Polyakov 1977). subjects in subsequently "explaining" their actions performed
What most people, following Sperry (1968, 1970, 1977; under posthypnotic suggestion). Is there any reason why we
Ellenberg & Sperry 1980), seem to believe is that the corpus all should not have a number of nonverbal cognitive,
callosum is what makes us unified. In that view, dividing the emotional, and memory systems, a mosaic of subconscious
corpus callosum "splits the mind" into two, whereas it was processors, loosely intercoordinated, perhaps, like a colony of
previously one. Would restoring the commissures reverse this polyps on a coral or cells in a sponge? We are often a
battleground of competing desires, whims and drives, part
process? Or, put differently, would adding 200 million bridg- wanting to do one thing, part wanting another.
ing nerve fibers render a previously complicated situation
(mental duality) more simple? In my view, the big difference Such an account, of course, sees this personality mosaic as
between two hemispherectomized persons and us, with two being manifest more at the unconscious than at the conscious
brains in one head, is the presence of all those other integra- (and rational) level, which is, of course, Puccetti's primary
tive influences; adding the commissures adds relatively less. concern; but that itself raises another question: What is the
Indeed, adding the commissures, with their potential for dividing line between conscious and unconscious? Is there a
inhibition, may complicate hemispheric interaction more continuum? Surely consciousness is not an all-or-nothing
than it synchronizes. We might even suspect that the mental phenomenon. Given various levels of consciousness (witness
numerosity of the intact brain is greater than that of the split, demonstrations ranging from subliminal perception and
rather than less (though perhaps not so great as that of the hypnosis to work on selective attention and recent studies on
dolphin). the processing of unattended inputs, as reviewed, e.g., by
If numerosity of mind were a continuum, or were even Underwood, 1975, and the various manifestations of demen-
fractionally quantizable, it might be easier to describe the tia), it is not implausible to talk about a mosaic of conscious (as
split brain (and others of us). As it is, our current language well as unconscious) "selves."
forces us to jump one way or the other. Between "one mind" Commissurotomy patients do indeed appear, under certain
and "two minds" to describe either the splits or the intact, experimental circumstances, to behave as if they possessed a
"two minds" seems to me much closer to the mark. duality of consciousness, and this may even be the case.
Puccetti uses "homuncular" language, as he says, for lack Normal subjects may also, as discussed above, have multiple
of a better alternative. (Do "unicity" and "unisonance" really processing and emotional systems operating largely at a
help?) Until we have a better vocabulary we are stuck with preconscious level; but these people normally claim to
anthropomorphizing the hemispheres and with the resistance possess - and behave as if they possessed - only one sense of
that such usage must necessarily elicit in those who know that conscious personal identity. One possible explanation (which
they are (whatever their problems) better unified than any Puccetti rejects) is that this is a consequence of the integrative
pair of people with hemispherectomy. Puccetti concludes, (or, alternatively, inhibitory) role of the intact commissures.
"The case for mental duality rests." In fact, it has a long way Another explanation is that conscious voluntary activities
yet to go. either reside in or are somehow mediated by or orchestrated
by some mechanism in a dominant left hemisphere. This
account is also rejected by Puccetti. A further possibility is
that undivided, midbrain attentional systems assign func-
In two minds tional processing to one or the other hemisphere. This account
would suggest that there is never a double stream of
John L. Bradshaw consciousness, but at most merely a fluctuating cognitive
Department of Psychology, Monash University, Clayton, Victoria 3168, style. It would, however, be subject to criticisms similar to
Australia those that Puccetti raises against imputing conscious integra-
Puccetti denies that the role of the commissures is to inte- tion to forebrain commissural systems.
grate a duality of consciousness into a simple unitary Perhaps the most interesting account, one that is not
stream. He claims that even normal, noncommissurotomized considered by Puccetti and that looks beyond interhemis-

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 101


Commentary/Puccetti: Mental duality
pheric (left/right) systems to intrahemispheric (mosaic orga- independent minds; whether there is a primitive or highly
nization) ones, would argue that whatever neural subsystem developed but mute consciousness in the right hemisphere or
currently had access to response or output processes would an automaton - these questions are of interest only if it can be
automatically attain a level of conscious self-awareness. Stud- established that splits are possessed of mental duality in the
ies of choice reaction time performed within the framework first place. This is really the fundamental issue. The demon-
of information theory suggest that response uncertainty (i.e., stration of dual visual processing is not a demonstration of
response selection) is more important than stimulus uncer- mental duality; otherwise, the presence of several visual areas
tainty (i.e., stimulus identification) in determining response within a hemisphere, or even the iteration of orientation slabs
times (see, e.g., Keele 1973). While we can, with practice, in area 17, would also be evidence for (potentially) multiple
come to process many discrete inputs simultaneously, albeit conscious states. The many difficulties with the "homuncu-
often preconsciously and often incompletely, we generally lar" approach are not confronted by Puccetti but finessed on
cannot simultaneously initiate two different sets of responses, the pretext that everyone does it, and besides, there is no
unless they can somehow be integrated into a single, compos- alternative. Is this really the case?
ite, higher-order movement. (Incidentally, it is perhaps no Consider the description of "double hemianopia" in callo-
accident that the neural system in a verbal animal that sal patients. Puccetti accepts the conventional view that each
normally has readiest access to an output mechanism is the hemisphere "sees" only the contralateral field. Bogen is cited,
verbal left hemisphere.) On this account, consciousness but one of his patients, and probably others, responded
appears to be tied to deliberate, voluntary motor outflow. "both" and pointed sequentially with the right arm to simul-
Indeed, there is no convincing evidence that commissurotomy taneous cross-field targets. This indicates that at least some
patients can do several things at once any better than normals splits can access ipsilateral visual stimuli. This behavior is
(who can, as we have seen, themselves simultaneously moni- usually explained in terms of cross-cuing and/or uncrossed
tor, and in part process, several input streams). motor systems. Yet there is evidence (Trevarthen 1974; Holtz-
In summary, I would argue that whatever may be true in man et al. 1980) that each hemisphere in the split has access to
the unusual case of commissurotomy patients, in the case of a unitary visual field. Lesion studies have also been inter-
normal people, although many automatic and largely precon- preted to indicate that midbrain-tegmental mechanisms
scious processors may simultaneously handle inputs to various construct a unified percept of the two half fields (Denny-
levels of completion, there is usually only a single level of Brown & Fischer 1976). Disorders of space perception and
conscious self-identity; this is tied to those output systems abnormal image formation that occur with tegmental lesions
which are currently dealing with information at the hierar- do not show a half-field preference. There is also a literature
chically highest level. on vision in hemianopic fields dating from the work of Bard
Puccetti argues that, given the vertebrate ground plan of (1905).
two half brains linked by commissures, with each getting Such observations point to a unitary or shared visual field at
input from either side of body space, conscious units must be some early level, and make untenable a model of perception
confined to each hemisphere (rather than residing in any that begins with a stage of information processing at the level
unpaired higher or lower structure) to avoid doubling of the of striate cortex. The fact is that - whatever one's interpreta-
sensory field at conscious levels. However, this argument tion of the commissurotomy work - before we can be too
itself presupposes a whole hierarchy of as-yet-unresolved confident about its meaning for a theory of perception, or
issues. (1) Why should vertebrates be "fitted" with two such consciousness, we need a much better idea of what is really
half brains? We cannot just invoke the two sides of body space going on when - or before - the word teacup registers in the
(even though this is itself an advance upon the traditional occipital lobes. Indeed, an argument can be made that
account, in which the brain serves to map the receptor perception at the occipital stage represents an end point in
surfaces). (2) Why is the brain/body representation contrala- visual processing, that object formation proceeds from a
terally organized? (3) Why are so many vertebrates at least unitary pre-object in a viewer-centered space toward modali-
slightly asymmetrical? (4) Why is man perhaps excessively ty-specificity and hemianopic exteriorization (Brown 1977).
so? (5) Do man's measured perceptual asymmetries reflect In fact, such an account can better explain consciousness in
transcommissural transmission times, transcommissural signal relation to hallucinatory, dream, and transitional states,
degradation, the effect of attentional biases, or differential subliminal perception experiments, state-dependent learning,
decoding capacities in the two hemispheres? (6) Why are and the denial and "blind sight" of pathological cases. At any
asymmetries often less apparent in females and sinistrals? [See rate, every altered state of consciousness should not require a
McGlone: "Sex Differences in Brain Asymmetry" BBS 3(2) different model of perception.
1980.] (7) Why is the left hemisphere usually dominant for In my view, the commissurotomy data can be approached
verbal and time-dependent functions in man? What is the in terms of a unitary system of levels rather than parallel
evolutionary relation between these two classes of function, or processes. Take, for example, the response asymmetries to the
is the relation purely fortuitous? work teacup, which, for Puccetti, demonstrate double
consciousness. Obviously, the use of compounds exaggerates
ACKNOWLEDGMENT the effect. Would minimal lexical items, centrally fixated, be
This work was completed while the author was on study leave at the retrieved from either hemisphere through an appropriate
University of Victoria. technique - say, a forced choice paradigm? Would right-
hemisphere priming modify left-hemisphere responses?
Would hypnotic regression elicit verbal reports of right-
hemisphere presentations? Such effects are predicted by the
finding that words flashed to the right hemisphere of a split
Structural levels and mental unity are partly accessed in left-hemisphere verbalizations. Puccet-
ti's "Hitler" example maximizes the putative role of cross-
Jason W. Brown cuing and transfer of affective tonality. But this also occurs
Department of Neurology, New York University Medical Center, New York, with affectively neutral material - for example, the verbal-
N.Y. 10016 ization "jump" when the word sit is presented to right
hemisphere (Nebes 1978). Occasional paraphasias of this type
Puccetti thinks he has a theory when he has simply restated a also occur in the "right-hemisphere" readings of patients with
few observations. Whether commissurotomy splits the mind so-called pure or agnosic alexia, and are a core problem in the
in two; whether it disconnects or permits access to each of two

102 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary/Puccetti: Mental duality
interpretation of aphasic disorders. In sum, the problem is considerably more complex than
Such observations suggest that right-hemisphere contents suggested by Puccetti, who has not even tapped the surface of
are also present to some extent in the left hemisphere but are the available material. And there are alternative accounts.
"buried" at earlier processing stages. The verbalization in the
example above would reflect the degree of specification of a
target item through a semantic network. There is certainly
enough evidence from tracking studies, lexical decision tasks,
and the clinical material to justify the identification of How many angels . . . ?
semantic processing with preliminary cognition. Moreover, Patricia Smith Churchland
aphasia study confirms that the representation of word mean-
Department of Philosophy, University of Manitoba, Winnipeg, Manitoba,
ings proceeds from an early, structurally older stage orga- Canada. R3T 2N2
nized about symbolic, affective, and experiential relations to a
later conceptual stage (Brown 1979). This, the supposed The trouble with trying to calculate how many angels can
transfer of affective or connotative meaning from right to left dance on the head of the proverbial pin, or how many demons
could also represent an early bihemispheric stage in lexical Father Michaelis dislodged from the body of a hysteric,1 is
selection. that angels and demons are theoretically so ill defined that we
These considerations suggest the presence of a shared do not know how to begin to count, or what to take as a
(preliminary) semantic representation in the split, with (end- reasonable estimate. In the absence of theory to provide
stage) phonological realization achieved primarily through principles for individuating, one man's considered judgment
the left hemisphere. Left-hand pointing responses would tap is another man's jest. Until quite recently, atoms and blood
right-hemisphere events at a semantic level, whereas verbal- types were in much the same plight, and what renders them
ization or right-hand responses would tap left-hemisphere countable or estimable now is the respective theories that tell
events at a phonological level. Put differently, the left hemi- us what atoms are, and what makes for differences in blood.
sphere is disadvantaged in access to content preliminary in a Until Cantor provided a theory of infinite sets, the business of
processing sequence. This differential access to preliminary counting them, or ranking them with respect to size, was
cognition gives rise, I believe, to all of these spurious right- tantamount to clawing at the air. The question of how much
hemisphere effects. Incidentally, this implies that a compari- information is transmitted in a given channel is now, thanks
son of left- and right-hand pointing responses should yield to information theory, one that admits of an answer, but
some difference in the character of the movement, since before Shannon and Weaver it was strictly a guess-and-
motor behavior no less than perception reflects cognitive by-golly affair. Counting angels and vital spirits never came
structure. to much because angel hypotheses and vitalistic biology lost
According to this account, commissural section does not out in the competition for theoretical acceptance. Now, I
disclose preexisting dual consciousness but prevents the right- suggest, "being conscious" is theoretically so ill defined at this
hemisphere component of a shared cognitive level from being stage of mind-brain science, that counting centers of
derived for a left-hemisphere end stage. This may be due to consciousness is a bit like counting angels. Criteria deemed
an interruption of flow from right to left, but there are other pivotal for the counting debate, such as accessibility of
possibilities. The procedure is really a type of pathological information and presurgical manifestation, seem to me to be
lesion, not just of the callosum but of the neocortex. It would insufficiently motivated by accompanying theory to provide
not be surprising to find inhibition or elevation of thresholds a basis for productive argument.
in homologous regions of the "disconnected" neocortex. [See Unquestionably, the results of split-brain research are of
Denenberg: "Hemispheric Laterality in Animals and the great value in providing some insight into the functioning of
Effects of Early Experience" BBS 4(1) 1981, this issue] the brain. Nevertheless, if we are equipped with nothing
Flicker fusion thresholds may be elevated in both visual fields more substantial than a few pretheoretical intuitions (and
of partial callosal cases. Memory defects have been described. even these, it appears, conflict), then the attempt to interpret
However, the callosal lesion, like other pathologies, gives rise these results either as inconsistent with a one-mind-per-brain
to more than just a decrement in performance. Pathology hypothesis, or as not, seems fun but inconsequential. The
displays early processing. An aphasic symptom - for example, paucity of theory concerning consciousness, let alone what a
a patient's saying or reading "jump" for "sit" - can be viewed center of consciousness is, makes it difficult indeed to know
as an island of preliminary cognition exposed prematurely in what the debate is really about. Accordingly, while I do not
behavior. Conceivably, the effect of the callosal section is find Puccetti's hypothesis especially scandalous - indeed I
such as to "trap" or fix the right hemisphere at a preliminary applaud his willingness to allow that there may be more going
stage, or otherwise prevent it from further processing. In on in awareness than meets the mind's eye - 1 am not
other words, what appears to be a separate mind in the right persuaded either, for I do not know what it amounts to.
hemisphere is a kind of ceiling on cognitive processing Consider an analogous debate in the nineteenth century,
imposed on that hemisphere by the callosal section. among those who thought there was just one vital spirit
The problem of denial, which is dismissed by Puccetti as pervading all living organisms, those who thought there
unrelated to right-hemisphere function, can be explained, I should be one for plants and one for animals, and those who
believe, along similar lines - that is, on the view that a lesion thought each organism, or each organism part, had its very
displays a preliminary object. The predilection for left hemi- own vital spirit. For all its sound and fury, the debate did not
spatial neglect with right-hemisphere lesions would reflect signify, leaving biology neither worse nor wiser. Lacking an
the incomplete access, of the (phonological, analytic) cogni- adequate framework within which to engage the question
tion of the left hemisphere to the truncated hemispatial empirically, the debate was merely an unavailing clash of a
representation displayed by the right-sided lesion. In other priori hunches and proprietary interpretations of scanty
words, the cognitive end point of the subject cannot access empirical data.
into awareness the unfilled void in the forming left hemifield. It is tempting, perhaps, to think that the case of being
The access problem is the inattention. Right hemispatial conscious is special, and to suppose that principles of individ-
neglect is infrequent with left posterior lesions because the uation for centers of consciousness can be available in
lesion, which is usually quite large, tends to involve regions advance of significant theory about states of consciousness. It
mediating phonological representation, and thus obviates the might seem that we already know a good deal about being
access problem. conscious by direct, nontheoretical acquaintance. The temp-

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 103


Commentary/Puccetti: Mental duality
tation should be resisted, for there is no reason to suppose that late questions about this phenomenon in more precise terms
the brain evolved in such a way as to reveal much about how that lend themselves to empirical testing (e.g., Davidson &
it works from the inside. Whether there is anything going on Davidson 1980). One of the most prevalent confusions of
in the brain that corresponds to "unity of consciousness" or to workers in this area is equating complex cognitive processing
"center of consciousness" (inchoate as these notions are) is an with conscious processing. Higher mental operations are often
empirical question, and if our pretheoretical intuitions find considered to be synonomous with conscious activity (e.g.,
themselves on the outs with the facts, then it is our intuitions Battista 1978).
that must stand to be schooled. A number of authors have argued on the basis of both
Perhaps what underlies the conviction that it is reasonable empirical and logical considerations that many, if not most,
at this stage to entertain estimates on the number of centers of cognitive operations proceed in the absence of conscious
consciousness in a normal human is the idea that whatever awareness (e.g., Davidson 1980; Piaget 1973; Nisbett &
else neuroscience might tell us about conscious states, at least Wilson 1977). For example, the processes by which we decide
it is obvious that there is one single type of state or process whether a sentence is grammatical are typically inaccessible
involved, and so once we know the behavioral manifestations to conscious awareness. Similarly, the operations required for
of consciousness, we can at least argue reasonably about determining whether a face to which we are exposed is
whether there exist one or two or five hundred centers. Yet familiar are also typically unavailable for conscious report.
what is obvious in the nascent stages of theory may well be These and other similar examples lead to the suggestion that
quaintly preposterous from the hindsight of developed theo- the occurrence of complex cognitive processing is insufficient
ry, and it is surely possible that this conception of conscious- evidence from which to infer the presence of consciousness.
ness as one single type of phenomenon will be found to be so. One of the central assumptions upon which Puccetti's thesis
The brain may well be fitted out with a synod of self- is based is that complex mental activity is associated with or
monitoring mechanisms that operate variously and at varying implies conscious processing. On numerous occasions, claims
degrees of efficiency at different times, with none function- about mental duality are quickly translated into arguments
ing as the "center of consciousness." And all this, unbe- for conscious duality. For example, Puccetti suggests that
knownst to introspection. Different mechanisms may ascend "mental duality [can] be surgically induced, so that the
to physiological prominence under different circumstances - potential for double consciousness already existfs] in the
e.g., when the organism is vigilant in foiling a predator, as normal - if epileptic - human brain" (italics added).
contrasted to resting contentedly after a meal, or when it is The representation of information in one hemisphere that
fatigued or sexually aroused, or when its attention is divided duplicates the information contained in the other is taken as
between reading a bedtime story and fantasizing its fortune, evidence to support "conscious duality." The obvious adap-
or when it is dreaming or in deep sleep, or hysterical, high, or tive advantage of the bilateral representation of sensory
hypnotized (Hilgard 1977). Distinct neuronal structures may information is not necessarily of direct relevance to the claim
figure in distinct types of awareness, and, indeed, some such of dual conscious processors. Information can be represented
structures may be in the left hemisphere and some in the and utilized in the absence of conscious awareness. For
right. Information may be differentially available to different example, one is rarely conscious of the contextual information
processes, and control may be distributed and shifting rather (sometimes referred to as "scripts") that enables us to under-
than the unique and abiding province of one particular stand communications with incomplete elaboration. These
mechanism. Even if two mechanisms are operating in the considerations suggest that arguments about the duplication
right and left hemispheres, the idea that one's "inner life" of sensory information in the hemispheres are not of direct
would thus be a tandem affair is no more plausible than relevance to the assertion of dual streams of consciousness
inferring that the retina cannot have a blind spot because if it within each hemisphere.
did our visual field would contain a black hole in the center. Given his thesis of conscious duality, Puccetti must account
The reason we do not perceive a black hole in our visual field for the absence of conscious recognition of dual streams of
is that the brain has no means for detecting the edges of such consciousness. He reasons by analogy and offers a hypotheti-
a hole, and neighboring areas "fill in the gaps." If, as seems cal example of a person unable to distinguish between a real
likely, there are a variety of attentional processes, their and a televised football half field. This argument, however,
ascending and receding may go unmarked by introspection does not bear directly upon whether the activities and
because the brain has no means for detecting the onset and processes occurring within each hemisphere are themselves
offset of such processes. conscious. A claim of conscious duality must rest upon
What all this suggests to me is not so much that "persons" evidence demonstrating separate spheres of consciousness
or "centers of consciousness" turn out to be more numerous within each hemisphere. Puccetti does not make explicit the
than we thought. Rather, it suggests that the notions of criteria by which he infers the presence of consciousness
"person" and "center of consciousness" do not have the within the separated hemispheres of a commissurotomy
objective empirical integrity we thought they did. patient.
The lack of awareness of the two separate streams of
NOTE consciousness in the real-versus-televised-football-half-field
1. The official count was 6,500. See Andrew Dickson White analogy rests upon the assumption that the delay between the
1896, vol. 2, p. 143. real-time events and the televised replay will be sufficiently
short as to escape notice. While this state of affairs may be
characteristic of televised replay, it is unclear whether the
same assumption should be made about the human brain.
Cognitive processing is not equivalent to First, the likelihood that the information-processing opera-
conscious processing tions within each hemisphere will be in perfect synchrony
with one another is probably small. Functional differences
Richard J. Davidson between the hemispheres apparently influence the speed with
Laboratory of Cognitive Psychobiology, State University of New York at which each processes and responds to different classes of
Purchase, Purchase, N. Y. 10577 information (see, for example, Dimond & Beaumont 1974).
Although the study of consciousness has lain and continues to Furthermore, the hemispheres have recently been found to
differ in their ratio of gray to white matter (Gur, Packer,
lie at the core of much research in the biobehavioral sciences, Hungerbuhler, Reivich, Obrist, Amarnek & Sackeim 1980).
it is only recently that investigators have attempted to formu-

104 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary/Puccetti: Mental duality
This structural difference is likely to result in differences in hemisphere, merely differing because of linguistic disabili-
processing rate between the hemispheres which might inter- ty. . . . The erroneous interpretations of Puccetti (1973), Zang-
act with the type of stimulus to be processed. will (1973), Doty (1975), and Savage (1975) occur because
Structural and functional hemispheric differences are not they fail to distinguish between the self-consciousness asso-
the only sources of variance likely to result in asynchrony ciated with the dominant hemisphere, as reported by the
between the hemispheres. The delay resulting from the conscious subject, and the consciousness that is assumed to be
interhemispheric transfer itself may be sufficiently long to be associated with the minor hemisphere because of its skilled
detectable if processing activities within both hemispheres responses that display insight and intelligence." My point was
achieved conscious status. Estimates of interhemispheric that with the commissurotomy patient the minor hemisphere
transfer time using electrophysiological procedures fall gives no conscious experience to the subject. I conclude on
within the range of detectable time differences (see, for page 329: "Commissurotomy has split the bihemispheric
example, Salamy 1978). Thus the analogy to the transmission brain into a dominant hemisphere that is exclusively in liaison
of a televised image may be particularly inappropriate with with the self-conscious mind and controlled by it and a minor
respect to temporal parameters since neural conduction time hemisphere that carries out many of the performances
is considerably slower than electrical conduction time. previously carried out by the intact brain, but it is not under
As Puccetti recognizes from the claims he is making about control by the self-conscious mind. It may be in liaison with a
conscious duality, one would logically deduce that our mind, but this is quite different from the self-conscious mind
perceptions ought to appear doubled. In order to avoid this of the dominant hemisphere - so different that a grave risk of
clearly inappropriate suggestion, Puccetti invokes a process of confusion results from the common use of the words 'mind'
confinement whereby the conscious information in one hemi- and 'consciousness' for both entities. "
sphere is inaccessible to the conscious processing mechanism Fig. E 7-5 in Popper & Eccles (1977, p. 375) illustrates, in
in the other. The nature of this information-gating mecha- the normal subject, the possibility of a direct path from the
nism is never clearly specified. It is unclear how the brain minor hemisphere to the self-conscious mind.
makes a decision to transfer only nonconscious information In view of the recent work of Sperry, Zaidel, and Zaidel
between the hemispheres and block the transmission of infor- (1979) I have admitted in a book published since Puccetti's
mation that is conscious within each hemisphere. article (Eccles 1980, lecture 1) that after commissurotomy the
The corpus of literature to which Puccetti refers does minor hemisphere has "a limited self-consciousness," finally
indeed suggest that considerable duplication of sensory infor- concluding on page 13: "These tests for the existence of mind
mation in the two hemispheres occurs, and probably has and of self-conscious mind are at a relatively simple pictorial
important survival value. However, the leap from this and emotional level. We can still doubt if the right hemi-
evidence to the assertion of conscious duality rests largely on sphere has a full self-conscious existence. For example, does it
the assumption that higher cognitive processing is conscious, plan and worry about the future, does it make decisions and
and this latter assumption is inconsistent with contemporary judgements based on some value system? These are essential
literature on this topic. qualifications for personhood as ordinarily understood
(Strawson 1959; Popper & Eccles 1977, sections 31 and 33)."
And on page 14: "Thus the commissurotomy has split a
fragment off from the self-conscious mind, but the person
Mental dualism and commissurotomy remains apparently unscathed with mental unity intact in its
John C. Eccles now exclusive left hemisphere association."
I have given these extensive quotations with their overtones
Max-Planck-lnslilul fur biophysikalische, Chemie, D-3400 Gottingen-Niko-
lausberg. W. Germany
of dualist-interactionism as a background in my attempt to
discover what is the mental duality that is the central theme
A general criticism of this paper is that there is confusion in of Puccetti's disputation. In fact, I raise the question: What
linguistic usage. Without any qualification, material struc- more does Puccetti require for his mental duality? Clearly
tures the cerebral hemispheres, are given mental attributes in there is mental duality in the commissurotomized patient,
a manner that seems to be begging the question. With this though it is far from being a symmetrical duality. If we could
initial assumption the case for mental duality would follow reestablish the corpus callosum, this duality would surely be
convincingly from there being two cerebral hemispheres. For merged by the tremendous impulse traffic between the two
example, Puccetti writes in the third paragraph of the section hemispheres. That is the case with the normal brain, though
on the human split-brain: "Thus for purposes of attributing Puccetti seems to have difficulties with this conventional
mental events to split-brain subjects we are forced to use the view, expressing at the end the strange belief "that the
'homuncular' language of referring to a 'left hemisphere' function of the corpus callosum is to duplicate conscious
stream of consciousness and a 'right hemisphere' stream in the experience on both sides of the brain. . . . " He apparently
same subject. Others may take umbrage at this, but what is derives this belief from a comparison of commissurotomized
the alternative?" And in the second paragraph of the section with chiasmal patients. I find no difficulty in accommodating
on evolutionary considerations: "But surely what each hemi- thefindingson these patients given in the section on bitempo-
sphere sees is real enough. If there is any illusion here, it is ral defects with the conventional view of the corpus callosum.
only the illusion each hemisphere has that it alone perceives There must be a serious misunderstanding somewhere.
and acts on those perceptions." And in the fifth paragraph of In the second paragraph of the target article the claim is
this section: ". . . neither half brain has introspective access to made that "some facts that it [mental dualism] predicts can be
the conscious contents of the other." documented in the literature and in clinical practice, but
In the penultimate paragraph of the section on mute have gone unnoticed until now just because the hypothesis
hemispheric cooperativeness I am credited with the view was not seriously considered by workers in the field."
(Popper & Eccles 1977) "that the mute cerebral hemisphere I do not think that this claim is supported by the text of
of the split-brain patient simply doesn't have any mental Puccetti, where only one such "fact" is documented in the
states but is a kind of automaton." This is a serious misquota- section on bitemporal defects, and that is, I think, fully
tion. On p. 329 I wrote: "The assertion is made that the explained by the conventional view of the function of the
intelligent performance of the minor hemisphere establishes corpus callosum. A concluding remark is that Puccetti seems
that the activities of the minor hemisphere are associated with to have given up the strange notion that there are two persons
a consciousness that is equivalent to that of the dominant in the one skull!

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 105


Commentary/Puccetti: Mental duality
The perverseness of the right hemisphere the right hemisphere becomes aware that the corpus callosum
is not relaying to it information from the left brain, and
Norman Geschwind therefore scans the environment so as to bring stimuli into the
Harvard Neurological Unit, Beth Israel Hospital, Boston, Mass. 02215 left visual field, thus ensuring that there is no neglect. This
does not negate Puccetti's excellent supposition that the
It is appropriate first to review some of the factual back- normal duality of the hemispheres avoids duplication of
ground material of the target article. Puccetti states that it high-level sensory information, but does ensure that the right
was Wigan in 1844 who first proposed that we have two hemisphere is at least aware that the information is being
minds, and that the second advocate of this hypothesis was received by the opposite hemisphere, even if it presumably is
Bogen in 1969. But I expressed similar ideas (Geschwind not fully aware of its exact content. This therefore raises the
1965), and I suspect that many previous authors had done the suggestion, surprising to many people, and indeed the exact
same. In particular, I stressed "the usefulness of sometimes opposite of what has been suggested by many others, that the
considering animals or humans not as a unit, but as a union of right hemisphere has, in many senses, a superior conscious-
loosely joined wholes" and also that "probably even in the ness. Furthermore, it explains how, despite the lateral separa-
normal person parts of the brain are so weakly connected as to tion of primary sensory information, a unity of a kind can still
make their interaction difficult." In fact, some connections be maintained in behavior, even with complete hemispheric
normally present in adults might take years to develop in disconnection. I would also point out that this superiority of
children. Puccetti seems to be equally unaware that what he the right hemisphere is perhaps even more striking in the
calls "mutual functional dissociation of the disconnected normal. As Mesulam, Waxman, Geschwind, & Sabin (1976)
hemispheres" was described in detail long before the 1960s. have shown, right-hemisphere lesions in the acute stage often
Dejerine (1892) described a lesion in the splenium of a case of produce a dramatic global inattention syndrome, which later
pure alexia without agraphia, a localization confirmed on often turns into left inattention. This suggests that the left
repeatedly since that time. hemisphere in the normal state is even less responsible for the
Hugo Lipemann (1900) described a patient whom he monitoring of the environment and often comes to monitor its
interpreted as having a disconnection of the hemispheres as half of space only after destruction of the right half of the
the result of a lesion of the corpus callosum, which was fully brain. The reason for this can be readily seen by what I would
expect to be a natural extension of Puccetti's theory: that
confirmed by postmortem in 1906. Kurt Goldstein (1908)
while independent primary sensory information can go to
described a similar case, as did many other German authors. each hemisphere, it would be extremely difficult to have
Indeed, the callosal syndromes were a standard part of independent motoric output. If Puccetti's theory ingeniously
German neurology in the years between the wars. shows us how primary sensory reduplication and confusion
Puccetti points to an extremely important phenomenon can be avoided, it must equally well provide a system
when he reminds the reader that patients with right- organized in some different way for the control of the motoric
hemisphere lesions often show marked neglect of the left side output so as to avoid contradictory actions. As we shall see,
of the space and the body, while callosal patients do not. however, although such a control continues to persist to a
Although I fully agree with Puccetti's assertion that there is great extent in the callosal patient, it does indeed frequently
duality - and even multiplicity - of consciousness, I believe, fail.
however, that the full implications of the syndrome of left
inattention point to a very important difference between the Let me also point out that, while I find Puccetti's theory
consciousnesses of the two hemispheres. Consider again the most attractive in explaining the avoidance of conflict of
very simple fact that left inattention is far more common and primary sensory input along the major afferent routes, one
severe than right inattention. One might wish to advance the must take into consideration the well-established fact that
simple theory that the right parietal lesion cuts off informa- sensation is not represented purely contralaterally. There are
tion from the left side of space in the body and therefore leads indeed many ipsilateral sensory pathways. Thus, even after
to inattention to that side. We must immediately ask, total destruction of a hemisphere, there is almost no change in
however, why it is that the callosal lesion does not have this the audiograms of the two ears, since there is a highly
effective ipsilateral pathway. Similarly, as was shown first by
effect. It seems at first as if the answer would simply be that
Walter Dandy (1928) and more recently by Burklund and
now each hemisphere is receiving information from its own Smith (1977) patients with total hemispherectomies for
half of space to which it attends. Unfortunately, this simple lesions acquired in adult life have somesthetic sensation over
explanation cannot work. It is necessary for us to inquire why most of the side of the body opposite the hemispherectomy.
it is that the patient with as extensive a left parietal lesion
usually fails to neglect the right side of space and of the body, It would appear at first sight that this existence of ipsi-
a result that would be expected if indeed each hemisphere lateral pathways might represent a contradiction to Puccetti's
were capable of paying attention only to its own half of space view that the individual is so designed that each hemisphere
and of the body. Thus, the patient with the left parietal lesion receives unduplicated primary sensation. I believe, however,
asked to bisect a large number of lines on a page bisects those that this is not the case. Thus, as Sparks and Geschwind (1968)
on both left and right sides, while the patient with the right showed in the first study of dichotic listening in a patient who
parietal lesion tends to bisect only those on the right side. The had undergone a commissurotomy, when a word was
patient with the left parietal lesion does not fail to shave the presented to either the right or the left ear alone, the patient
right half of the face or to dress only the left half of the body, could report it. Since the report was coming from the left
while the patient with the right parietal lesion may indeed hemisphere, the only way for auditory information from the
show failure to shave the left half of the face, and may put his left ear to reach that side would have to be via the ipsilateral
pathway, which functioned as well as the contralateral path-
bathrobe only on the right side of the body.
way from the right ear to the left speech regions. However,
It is my view that this phenomenon is dependent on the when this patient was presented with words dichotically -
following mechanism. The left half of the brain does indeed i.e., simultaneously to the two ears - he could only report
pay attention only to its own half of space. Therefore, the those from the right ear. In other words, when the ipsilateral
patient with the right-hemisphere lesion shows normal atten- pathway is not in conflict with the contralateral pathway,
tion only to the right side. On the other hand, the right half of there is no possibility of confusion and the input is not
the brain must be monitoring the availability of information suppressed. On the other hand, when both the ipsilateral and
to both halves of the space and of the body. Thus, when the the contralateral pathways deliver a message to the same
patient with a left-hemisphere lesion is asked to bisect lines,

106 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary/Puccetti: Mental duality
hemisphere, the ipsilateral pathway is suppressed and thus doing it" or "I did it against my own best intentions" or "I
avoids the duplication of which Puccetti spoke. In the normal, have done my best to stop myself from being angry" or "I
of course, the patient does report words presented simulta- couldn't keep from laughing." There are probably at least
neously to the two ears, but typically reports those from the two reasons for this disunity. In the first place, conduction in
left ear later. It is clear that the left-ear words must reach the the nervous system is slow and many portions of the nervous
left hemisphere via the corpus callosum, rather than by the system are far from each other, even within the same hemi-
ipsilateral pathway. The delay imposed by the extra synapse sphere, so that there is independence of action. This is
involved in callosal transmission would thus appear to provide particularly true for emotional stimuli. The second reason is
enough separation between the two stimuli so that confusion that, in fact, there are clearly some normal failures of
is avoided. This is consonant with Efron's (1963) demonstra- connection. Some of the simplest examples, which I cite
tions that simultaneous stimuli to the two sides of the body frequently, are those of smiling, laughing, and crying. A
reach the speech regions at different times because of the group of normals faced by a photographer almost always
callosal delay. smile very badly in response to the command to do so, since
In the seventh paragraph of the section "Mute hemispheric they are attempting to use the cortex, which has, in fact, not
cooperativeness in man: an enigma resolved," Puccetti states learned to smile. When the photographer tells a joke there is
that the minor hemisphere has adequate language compre- now a stimulus going along a different pathway via the limbic
hension for handling outspoken denials of its receipt of system and stimulating a body of gray matter located subcor-
stimulation by the speaking hemisphere. I believe that tically that contains the built-in actions of emotional expres-
Puccetti has made this statement much too lightly. It should sion. A few normals can simulate normal smiling on
be recalled that the surgical callosal patients, with only one command, but most normals, and indeed often even highly
exception, to my knowledge, have had early brain lesions and skilled actors, cannot laugh on command. Finally, although
every one of us has cried thousands of times, we cannot, in
long-standing epilepsy. It is well known that with early lesions fact, cry on verbal command, but only in response to a limbic
the right hemisphere's language capacities are far superior to stimulus reaching these subcortical centers. There are many
those of normals. It is, after all, common knowledge that types of evidence from brain lesions showing the existence of
many adult aphasic patients with lesions confined to the left such separate subcortical centers, which one can learn to
hemisphere may never regain anything but the most rudi- inhibit, but not to excite. It might be argued that with
mentary language comprehension regardless of the method of adequate intensive training one might, in fact, learn to cry on
testing. Some of the surgical callosal patients do indeed show command, but this only illustrates that the normal state in this
a high measure of comprehension by the right hemisphere, circumstance is one of multiplicity which can be overcome
but even in these cases the language systems of the right only by long and arduous practice, and often not even then.
hemisphere are usually quite poor compared to those of the
left, and far poorer than those of patients who have early
destruction of the speech areas. Puccetti goes on to say that
the right hemisphere, after years of faithfully cuing the
speaking hemisphere, shows no behavioral manifestation of May we forget our minds for the moment?
resentment. This, however, is far too strong a statement.
Puccetti himself speaks, in the fifth paragraph of "Mute Michael B. Green
hemispheric cooperativeness in man, ' of "an uncooperative
Department of Philosophy, University of Texas, Austin, Tex. 78712
or rebellious left hand that does such things as slapping them
awake when oversleeping in the morning." The first descrip- St. Augustine had a theory of soul that made him suffer from
tion of an unruly right hemisphere is that of Kurt Goldstein's worms. He held that (1) there is no life without soul, and (2)
case of 1908 who, when first seen, showed the remarkable soul is indivisible. He could bear the thrashing of severed
phenomenon that the patient's left hand attempted to choke lizard tails because this violent movement was merely
the patient herself, and this hand had to be pulled away. elements of air and fire escaping. But when "a many-footed
Furthermore, the left hand did other unpleasant acts, such as creeping . . . worm [was] cut... in half, both parts of the body
tearing the bedclothes off the bed. then moved in opposite directions away from the cut with as
The same phenomenon was, furthermore, observed by much speed and energy as if they had been two living
Akeleitis (1945) and was called by him diagonstic dyspraxia. animals. . . . One of them, touched by the stylus, would turn
Thus, one of his callosal patients might with his left hand shut itself toward the place of the pain, while the other, feeling
a drawer forcefully upon a right hand that was reaching into nothing, moved freely on its way. And, more surprising yet,
it to remove a pair of socks. A surgical callosal patient whom I when we tried to find how far this could go, and we cut the
had the opportunity to examine extensively over a month worm, or worms, in many sections, these would also move, so
pointed out that since his operation he would sometimes that if we had not cut them at all and if the fresh wounds
suddenly strike his wife, but only with his left hand, which were not visible, we would have believed that each section
caused him extreme chagrin, since he was normally a mild- had been separately born and was living its own life. " To the
mannered man with no tendencies for such activity. Further- credit of the intellect, Augustine admitted, "If I had not been
more, the French neurologists Brion and Jedynak (1972) well versed in questions about the nature of a body - I should
pointed out in a recent monograph that this type of phenome- be inclined to bestow the palm of victory on the proponents of
non was common in the callosal patients they had examined the doctrine that the soul is a body." Instead, lest our
and they gave to it the name "la main etrangere " - i.e., the immortal souls be endangered, he counseled faith in religious
alien hand. Furthermore, it is not uncommon to see a callosal reasoning about the soul "which we acknowledge to be
patient, attempting to do a task such as Kohs blocks with the indubitably correct. " He concluded that "there is no reason
right hand, being subjected to constant interference by the for our childish fear of this little worm . . . [and suggested
left hand, which has to be put out of the way. that] Since, . . . from the many arguments set forth earlier . . .
Finally, Puccetti goes on to insist that there is a clear it was made clear to you that the soul is not contained in place
display of intrahemispheric as opposed to interhemispheric and for that reason lacks quantity which we notice in bodies,
unity. Let me point out that I would disagree with this why do you not take it for granted that there is some cause
interpretation and that intrahemispheric disunity also exists. why a certain animal, when cut up, continues to live in each
In the first place, I believe that this disunity is reflected in segment and that the cause is not that the soul can be divided
many statements made by normals, such as "I couldn't help with the body? If it is beyond our power to discover that

THE BEHAVIORAL AND BRAIN SCIENCES (1981). 4 107


Commentary/Puccetti: Mental duality
cause, is it not better to continue our search for the true cause, one mind could be aware of another mind's experience (raw
rather than accept one that is false?" (in Dimond 1974, pp. feel) and how a given mind could fail to be aware of its own
31-33). experience. These models showed how, under certain circum-
Contemporary theorists fear not for their souls, but for stances, "I feel your pain" and "I'm in severe pain but can't
their minds. They have a theory of mind that makes them feel it" would be true. As Meehl put it:
suffer from split brains. They hold that (1) there is no thought The most fascinating feature of these fantastic thought-experi-
(intelligent behavior) without mind; (2) mind is indivisible; ments and the feature having most philosophic relevance, is that
and (3) minds have direct access to the contents of their they force us to re-examine the analyticity of epistemic-pragmatic
immediate experience. statements about "I," by bringing out our implicit assumptions
For Puccetti, the data are clear and compelling. The left concerning the nature and identity of persons. Unless a person is a
brain and right brain are each capable of engaging in "simple"-an entity without "parts," "regions," "components,"
thought, having its own visual experiences, and guiding "subsystems" . . . the statement about persons' raw-feel sets being
intelligent behavior. They do this under normal circum- disjoint hinges upon the supposition that two bodies' cortical states
stances with identical information, and so look like one mind; must necessarily be disjoint. This in turn depends upon the alleged
after commissurotomy, they do this with different informa- impossibility of two brains sharing parts of cortices - namely the
tion, and so reveal that they were two minds all along "parts" whose states are the immediate causal ancestors of raw-feel
(because one mind cannot become two); Q.E.D. Marks (1980) events. I cannot see any clear reason why such a state of affairs is
impossible, (p. 139)
is more moderate in his conclusions, more innovative in
elaborating the mind theory. Perhaps, contrary to received Although the models are vulnerable to certain difficulties
theory, minds are divisible (pp. 11, 39-40). Or perhaps minds (Green 1979), they should have served notice to the philo-
can temporarily have a "disunified consciousness" (p. 12). sophical community to treat traditional convictions about
mentalistic terms (persons/minds/experiences) a good deal
[Might Augustine have been helped over the datum of the
more tentatively than was common - unless, of course, the
stylus affecting only one worm part by the thought that the findings of neuroscience were to be summarily treated as
worm soul had acquired a "disunified sentience"?] Besides, irrelevant to our enshrined theory of mind.
since "minds are the things which have mental states; and
mental states are the states required by an adequate psycho- Puccetti and Marks both acknowledge the importance of
logical theory of the organism . . . [perhaps] an adequate neuroscience, but are concerned only with the second moral.
psychology will construe the dual neural representations They want to retain the familiar entities of our lay theory of
caused by independent duplication in split-brain patients as mind and argue about what the findings of neuroscience
single psychological states" (pp. 23-24; cf. 34-35). Dualistic portend for them. Of course there are problems. They don't
Puccetti counts minds from the inside by their contents (and quite know how to use the data to count minds, or even
ingenuously infers distinct mental contents from redundant experiences (cf. Puccetti, pp. 8-10, 12-14; Marks, p. 24), but
information); pragmatic Marks counts minds from the they both assume that the questions involving such traditional
terms of lay mental theory are the most fruitful, whereas I
outside, relying on theoretical convenience and economy (p.
think that the first moral is at least as important and that its
23). They differ on but a single fact: whether the severed confounding presence undermines the importance of worry-
hemispheres intentionally communicate with each other. ing too much at present about whether some of our traditional
Puccetti thinks they do (p. 16); Marks denies it (p. 25). views about minds will survive unscathed, and which these
How much interest we take in this debate depends on will be. The point is as much methodological as ontological,
whether we are as committed to our lay theory of minds as for despite these cautions I am an unrepentant friend of raw
Augustine was to his religious doctrine of souls. I publicly feels (qualia/experiences), however unable to weave them
confess to not knowing whether minds can have more than into the present body of neuroscientific data (Green 1979,
one stream of consciousness, whether they can temporarily section 5, esp. note 6). But a moratorium on forcing new data
tolerate a disunified consciousness, whether they are what- into old philosophical molds is appropriate for more than one
ever entities "explain our propositional attitudes" (Marks reason. First, we do not know how to do it. Second, the
1980, p. 34) rather than "centers of consciousness" (Puccetti, literature on commissurotomy and other brain lesions can be
p. 10), or whether a single person can have two of them. And, described in relatively uncontentious, nonparadoxical lan-
provided that philosophical colleagues can forgo displaying guage that does justice to the conceptual issues regnant within
their synthetic powers of imagination (sic!) by arguing that the facts. Third, and most important, if philosophy can only
split-brain patients should have extra votes, or by filling use the data of neuroscience to address age-old questions
Philosophy h Public Affairs with pieces bearing such titles as whose relationship to this data is slippery at best, instead of
"Does paternalism justify left-hemispheric domination?", I forging challenging new questions that are tractable within
would not care. the framework of these developing data, the chance to alter
There are two morals to be drawn. The first is that we its moribund course with some of the fresher lifeblood avail-
cannot automatically expect progress in neuroscience to be able from neuroscience may come to naught because the
relevant to our lay theoretical commitments to such terms as patient is too blinkered or too brittle to grasp the opportu-
mind, experience, stream of consciousness, mental content, nity.
or person. Many such admittedly vague and troublesome
terms simply will not survive with the advance of neuro-
science, nor shall we mourn their passing (cf., But how many
souls are there after the worm is bisected?). Questions of a
much more interesting nature may be framed and answered Are two heads better than one?
when we are not constrained to make use of our lay mentalis-
tic vocabulary. The second moral is that even those parts of Robert J. Joynt
lay mental theory that will perdure will probably not stand in Department of Neurology, University of Rochester, Rochester, N.Y. 14642
the quasianalytic relationships that lay mental theory dictates
for them. For example, long before it became respectable to Consciousness is like the Trinity: if it is explained so that you
consider the importance of neuroscience for philosophy of understand it, it hasn't been explained correctly. Now, with
mind, Paul Meehl (1966) challenged the received meta- split-brain man Puccetti deals with a double dilemma - not
predicates of raw-feel (phenomenal quality) statements by only "What is consciousness?" but "Are there two of them?"
working out some neurophysiclogical models showing how The author advances the theory that, not only is consciousness

108 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary/Puccetti: Mental duality
dual, but it is necessary that each of the hemispheres have organization of the vertebrate brain. In our minds, however,
separate states of consciousness and that it not span both. mental duality as a model of normal brain organization is not
As a clinical neurologist I have been trained not to deal only logically strained and theoretically cumbersome, it is also
with the concept of consciousness. I can deal with responsive- inconsistent with contemporary understanding of brain func-
ness, for that I can test with a stimulus, grading the response tion.
or noting the nonresponse. What is going on in that patient's The enigma of visual duplication. It is well established
brain between the stimulus and the response is his own through anatomical, physiological, and behavioral experi-
province. Presumably, what is going on is consciousness or ments that both visual fields are represented in each hemi-
awareness of the stimulus and response - but it is still the sphere of vertebrates. Although only the contralateral visual
private domain of that individual. Therefore, I will deal with field reaches a hemisphere directly (via thalamic relay), the
responsiveness and hope that "consciousness" fades into a ipsilateral field is also represented (by way of relay from the
well-deserved obscurity. opposite hemisphere). How is it, then, that we are consciously
Now that there has been sufficient obfuscation of the term aware of one sensory world if there are bihemispheric repre-
I can pass to the question of the separate responsiveness of the sentations of that world? Mental duality is Puccetti's answer
two hemispheres. The thesis presented by Puccetti seems to this enigma.
astonishing in that he even proposes the question. What is so Puccetti's hypothesis is that the "double representation of
apocalyptic in suggesting that two separate parts of the the sensory field in the two hemispheres amounts to double
nervous system, either connected or disconnected, process consciousness." In building his case, Puccetti is required to
information and effect a response? Why shouldn't both hemi- challenge the competing hypothesis concerning the enigma of
spheres be responsive (or "conscious" - his term)? We are not duplication: the unity of conscious awareness of the sensory
amazed when an isolated spinal cord is responsive to certain world is maintained by the interhemispheric integration
stimuli. The only difference is that a cerebral hemisphere (fusion) of the bihemispheric representations into unitary
responds in a more complicated fashion and we are more or percepts (Gazzaniga & LeDoux 1978). The case for mental
less aware of the process. duality thus rests on its own merits, as well as on the case
The problem arises when only one of the hemispheres can against fusion.
talk about it. This is the trap that caught Eccles, and it is There Is no bitemporal defect In spllt-braln patients. The
exemplified in his statement "We can summarize this by empirical evidence that Puccetti musters for duality centers
stating that the goings-on in the minor hemisphere, which we on what he has referred to as "two kinds of bitemporal
may refer to as the computer, never come into the conscious defect," by which he means, presumably, defects in the
experience of the subject" (Eccles 1970). Puccetti correctly perception of images in the temporal quadrants of the visual
points out the fallacy in this reasoning but then makes a field. While such a defect is present in chiasm-lesioned
similar but less niggardly error by suggesting that we have subjects, it simply does not exist in split-brain patients. The
dual consciousness (separate but not equal). Why not three or visual defect resulting from section of the forebrain commis-
a hundred? After all, some can chew gum, and walk, and sures occurs in the interhemispheric integration of the repre-
presumably make presidential decisions (that's three) - the sentations of the left and right visual fields. It is thus a
point being that different parts of the nervous system are hemifield defect, not a "bitemporal defect." While this faux
taken up with different responses and varying degrees of pas is a glaring embarrassment to the case for mutual duality,
awareness of those responses, some in one hemisphere and with the admission that terminology is not necessarily crucial
some in the other. Some complex responses require contribu- to the underlying argument, the implications of observations
tions of several areas. If some of these are disconnected by from split-brain and chiasm-lesioned patients can neverthe-
disease or surgery then the response is faulty. If it happens less be considered.
that it does not connect with certain parts of the left Puccetti argues that, if mental duality held, "the commis-
hemisphere we may not talk about it, but we are aware of it.
The deaf-mute can solve complex problems without the use of surotomy subject would display his defect with both eyes
language as we know it. Puccetti recognizes this but still open" and the chiasm-sectioned patient would not show his
wishes to draw a fence around the individual hemispheres. "visual defect when he has both eyes open, but only when
There are many fences and they are forever shifting, and the each eye is tested separately." Puccetti is right in stating the
ascendancy of these areas constantly changes so that excita- conditions that allow the demonstration of the visual aberra-
tion, inhibition, and disinhibilion take place. So responsive- tions in these patients. However, these data are irrelevant as
ness and its awareness ("consciousness") are contantly shift- evidence for duality or against fusion. The visual phenomena
ing, contracting, and expanding. Irredentism has no role in in question are simply and obviously predictable from visual
cerebral physiology. anatomy and consistent with both the fusion and the duality
hypotheses: they raise the possibility of, rather than provide
the resolution to, the choice between duality and fusion.
Sensory processing and sensory Input. Puccetti's "teacup"
argument also fails to distinguish between the competing
The brain and the split brain: A duel with hypotheses. He argues anecdotally that "consciousness does
not span both hemispheres," that duality exists, because
duality as a model of mind otherwise we normals would see teacup teacup instead of just
teacup when tea appears in the left visual field and cup in the
Joseph E. LeDoux and Michael S. Gazzaniga right visual field. This argument, however, is equally applica-
Division of Cognitive Neuroscience, Department of Neurology, Cornell ble to the fusion hypothesis: without fusion we normals would
University Medical College. New York. N.Y. 10021 experience two visual worlds - the representation in the left
Split-brain studies in animals and humans have demonstrated hemisphere and the representation in the right hemisphere.
that sectioning of the forebrain commissures produces two In a related line of reasoning Puccetti also asks, since "the
independent mental entities, each with thoughts, feelings, arrival in area 17 (primary visual cortex) of neural messages
and plans for action that exist outside the realm of awareness that are decoded as a familiar word is adequate . . . [for] each
of the other (Gazzaniga 1970; Gazzaniga & LeDoux 1978). In of the cerebral hemispheres of the split-brain patient, why
"The case for mental duality," Puccetti proposes that this should it not be adequate in the callosally intact subject as
state of affairs is not produced by the surgical separation of well? " In other words, why don't we respond to right-
the hemispheres but is instead a reflection of the normal visual-field input separately from left-visual-field input

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 109


Commentary/Pucce^Ki: Mental duality
rather than to the combined input from both visual fields? systems which make linguistic analysis possible. It is the
There should be no mystery here. These instances are verbal system, not the left hemisphere per se, which is
simply accounted for by the fact that sensory processing takes compelled to interpret behaviors that are produced by the
place on the basis of sensory input. If the only input available isolated right hemisphere in test situations and by the neural
to a hemisphere is from one visual field, the percept systems of either hemisphere in daily life.
constructed by that hemisphere will utilize only input from In this view, the mind is a composite of mental systems,
that visual field. If, as in the normal brain, the input available each capable of perceiving, remembering, emoting, and
involves both thalamic and commissural input, and thus both responding to the world. Some facets of mental processing,
visual fields, then the emergent percept in conscious aware- most notably those facets which are processed verbally, reach
ness will be constructed on the basis of bihemispheric repre- conscious awareness. While nonverbal processing, such as
sentations of both visualfields.The Puccetti hypothesis is thus processing of the sensory world or of one's emotional state,
yet another example of the all-too-common tendency, seen can and obviously does reach awareness, its primacy in
most often in studies of cerebral asymmetry, to literally awareness quickly leads to verbal analysis. Through a
interpret the normal brain as split. constant monitoring of external behavior and internal states, a
Locating consciousness. Puccetti's attraction to mental sense of self and a set of beliefs about the relation of self to
duality appears to reflect the belief that consciousness can be world are constructed and maintained. It is in this sense that
localized. In his introduction, he notes that "it would be split-brain studies truly address the questions of mind.
absurd to impute mental functions to the organism as a whole, Conclusion. Puccetti concludes his paper with the state-
or even to the whole brain, since destruction of the cerebral ment "The case for mental duality rests." We feel that his
cortex is enough by itself to render a human permanently argument is based on a misunderstanding of some basic facts
nonsentient and noncognitive. ' Puccetti's implication seems concerning the neural mechanisms of visual perception and a
to be that mental function (by which he presumably means misinterpretation of observations of split-brain patients.
not any or all mental functions but one specific function - Mental duality is both implausible and unnecessary. If the
conscious awareness of sensory input) is carried out at the case rests, let it rest in peace.
cortical level. Regardless of whether he is right, this particular
argument of his is not, since small lesions of the brain stem
can also permanently render a human noncognitive (Plum &
Posner 1966). Mental ascriptions and mental unity: Molar
Puccetti, of course, does not simply leave consciousness at subjects, brains, and homunculi
the cortical level. He splits and doubles consciousness in
normal persons and in split-brain patients, a decision which Joseph Margolis
he appears to see as necessary unless the fusionist can "tell us
Department of Philosophy, Temple University, Philadelphia, Penna. 19122
where to look for the neural mechanism that accomplishes
this fusion. ' The correct interpretation of split-brain phenomena with
The search for the mechanism of fusion is precisely what regard to dual or multiple minds, dual or multiple persons,
the field of visual physiology is all about. Perception is the unified or compartmentalized centers of consciousness or
physiological integration (fusion) of sensory inputs into agency, or even unconscious information processing is hardly
unified percepts. Within each hemisphere, the visual world is self-evident. Puccetti, who has pursued the matter in a series
multiply represented, and the unified percepts of a single of vigorous articles over a decade, believes that "mental
isolated hemisphere thus reflect the integration of processing duality ' obtains in both the commissurotomized and the
occurring in many cortical and subcortical cell groups. Simi- normal subject and that that is the correct interpretation of
larly, in the intact brain, unified percepts involving both the experimental evidence. Unfortunately, Puccetti never
visual fields reflect the fusion of visual processing in the offers an adequate theory of the intended references of the
multiple areas representing the visual world within each personal pronouns used in reporting what is going on, or of
hemisphere, with the processing occurring in the homologous the literal import of such psychologically qualified verbs as
areas of the other hemisphere. The search for the neural see, point, infer, speak, say, have (in the sense of psychologi-
mechanisms that accomplish fusion is thus well under way. cally possessing), notice, be introspectively aware of, read,
Where we ought to look for the neural substrate of and the like. He construes the experimental and clinical
consciousness is quite a different question. We are not likely material in accord with the duality thesis - in particular, with
to find a center of consciousness. The neural mechanisms the thesis that "the function of the corpus callosum is to
underlying conscious experience, if they are ever uncovered, duplicate conscious experience on both sides of the brain" -
will surely be revealed as complex systems of interconnected and would have us believe that this is both internally coherent
neurons. and parsimonious.
Self-awareness. While it is not possible at present to The principal weakness of Puccetti's argument is simply
pinpoint in any detail the anatomy of consciousness, it is that the materials he musters are not really addressed to his
possible to specify some of the functional properties of conclusion but to another; that the conclusion he draws may,
conscious awareness. And it is precisely in this area that recent in a sense, be conceded on much more elementary grounds
studies of split-brain patients have been most illuminating than he considers, having little to do with the commissurot-
(LeDoux, Wilson, & Gazzaniga 1977; Gazzaniga, LeDoux, & omy issue itself; and that he fails to sort these two matters out
Wilson 1978; Gazzaniga & LeDoux 1978). The observations or to advise us about their relationship, which bears on the
of interest concern how the left hemisphere interprets behav- interpretation of his data. Part of the trouble lies with the
iors produced by the right hemisphere in test situations. peculiarly elastic use of the very expressions whose proper use
Though it is in the dark as to why such acts were produced, we are asked to decide by reference to split-brain phenom-
the left hemisphere readily interprets the act, and not as ena, but which Puccetti preempts by way of (otherwise
anomalous, but as natural. innocent) characterizations that make a contrary thesis diffi-
Puccetti has argued that this is evidence for duality in the cult even to formulate. And part of the trouble lies with
normal brain. We think Puccetti again misses the point. The Puccetti's having completely neglected to explain whether,
interpretation of right-hemisphere activities by the left hemi- and how, such notions as "mental events," "stream of
sphere in the split-brain studies is not carried out by the left consciousness," "input," "output," and the like are to be
hemisphere as a whole unit, but by those subsets of neural differentially applied at the molar and homuncular levels.

110 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary/Puccetti: Mental duality
Puccetti himself clearly favors the homuncular and (appar- mental duality (at the level of normal molar reference) does
ently) believes that all the relevant phenomena may be not follow at all. (In fact, it is quite conceivable that the
correctly identified with the mental functioning of one or the anomalous behavior Puccetti cites may be viewed as actually
other hemisphere. compatible with the unity of the mind.) If, however, with
The easiest way to see the difficulty with crediting Puccet- Puccetti, the molar is already identified (by definition) with
ti s claim - in effect, the easiest way to see its fundamental the distinct hemispheres, then it would follow trivially that
indecisiveness - is simply to examine what Puccetti says about mental duality obtains. But the experimental evidence will
the tachistoscopic experiment with the word teacup and the not have forced us to that conclusion, and indeed will not
resolution of the "illusion of unicity" (which he opposes to even directly bear on it.
Gazzaniga and LeDoux's "illusion of unity"). Puccetti claims It is certainly admitted by all discussants that the relevant
that the "split-brain patient is absolutely unique" in one information (usually represented propositionally, or inten-
respect that favors his theory, and he asserts that the "conven- tionally, which confirms the sense in which the homuncular
tional view of the integrative, unifying function of the corpus designates functional subdistinctions within the functioning
callosum with regard to conscious experience" (which he molar subject or system itself) includes what, in principal, is
seems to view as providing an exhaustive and exclusive not accessible at the molar level. (The exact nature of the
alternative to his own) could not predict the quite different relationship between the molar and the homuncular is much
phenomena associated with "the commissurally disrupted disputed, but not particularly pertinent here.) In any case, all
subject" and the "chiasmally disrupted subject." By this that Puccetti is able to show - indeed, all that the large
strategy, he rejects both Cazzaniga and LeDoux's thesis (that literature he refers to shows - is that the processing of infor-
a split brain produces a split mind) and Eccles's view (that the mation at the homuncular level appears to be different in
"mute" hemisphere is an automaton and has no mental states intact subjects, commissurotomized subjects, and subjects
at all). Puccetti's reading of these three possibilities (including chiasmally disrupted. No doubt this invites us to formulate an
his own - mental duality in the normal subject) is compli- adequate theory of the unity of the mind, but such a theory
cated by what he means by the homuncular ascription of would have to be brought into line with a great variety of
consciousness. The peculiarity of Puccetti's use of homuncu- relevant phenomena that obtain in commissurally intact
lar lies in his intending to preserve without change or analysis subjects - for instance, forgetting and remembering, biofeed-
all the attributes of molar mental life at the level of the back, hypnosis and compartmentalized attention and discrim-
"molar" functioning of each hemisphere; whereas, in the ination under hypnosis, amnesia, irrationality, unconscious
usual account (now muddied, because he ranges too freely processes, delusional voices, neurosis, psychosis, multiple
between [informational] "input" and "output" and "con- personality, inconsistent mood swings, creativity, suggestibili-
sciousness" ascribed to the "homuncular hemispheres" them- ty, and the like. Such phenomena either support or are at least
selves), the homuncular is introduced, by way of a theory, in consistent with the view that mental unity is, first of all, a
order to identify the functional subparts of molar functioning functional notion of some sort operating at the molar level;
itself. second, somewhat tolerant of variously graded deviations
Once we appreciate this terminological twist, it is from any simple model of unified rational and explicitly
extremely easy to restate Puccetti's claims in a way that conscious control; and third, entirely compatible with any
remains empirically fruitful, no less consistent with the data empirical evidence in accord with which we might find
Puccetti collects, and yet utterly indecisive with regard to the ourselves obliged to admit (as with alleged cases of extreme
conclusion he actually wishes to draw. All one must do is dissociation) that there may be more than one center of such
substitute information (putatively processed at the homuncu- mental unity obtaining in given subjects. To admit this,
lar level, in the usual sense, but not in Puccetti's) - or related however, is emphatically not to restrict the number of possi-
expressions - for conscious experience and other cognate ble such centers to two (because, say, of the number of the
expressions (normally reserved for the molar level). For hemispheres) or to suppose that the submolar unities of
example, we have only to say (making the substitution in information processing assignable at the level of the cerebral
Puccetti's own claim) that "the function of the corpus callo- hemispheres directly bear on the individuation of functioning
sum is to duplicate the processing of information [not "con- minds as such.
scious experience"] on both sides of the brain," and either it is Puccetti has simply conflated, then, two quite different
not true (or not yet true) that "the case for mental duality questions - the issue of the pattern of neural processing in the
rests" (easy), or it rests only in the interesting but indecisive brain and the issue of what is meant by the unity of the mind.
sense in which the case for the duality of homuncular infor- A careful distinction between the physical and functional
mation processing (equivocally now, "mental events") may aspects of mental life and between the molar and the homun-
be said to rest. On this reading, all of the evidence Puccetti cular levels of functioning would help to recast the entire
musters can be reconciled with the results of alternatively split-brain literature in a more manageable and less mislead-
disrupting the commissures or the optic chiasm without being ing form.
forced to his conclusion - or without being forced to consider
it; and what view we should favor regarding the unity or
unicity of the mind will depend on altogether different
considerations.
Reread, for example, what Puccetti says about the tachis- Mental duality: An unmade case
toscope experiment, when the subject ["he"] "cannot read off
Charles E. Marks
the whole word [teacup]. Instead he [italics added] will, if
right-handed with speech in the left hemisphere, say the Department of Philosophy, University of Washington, Seattle, Wash.
98195
word was cup while his [italics added] left hand, under
control of the normally mute right hemisphere, will point to I shall comment on three of Puccetti's arguments for mental
the word tea in an array of words that includes cup and duality and then make some remarks on what a case of this
teacup. I have yet to see [Puccetti says] a convincing argu- sort requires. As Puccetti states them, all three arguments
ment showing that it is wrong to claim that this demonstrates assume that split-brain patients have two minds, a thesis
mental duality in the split-brain patient, and of course the which is not argued for in the present paper; but this
vast majority of informed observers agree. " But if our substi- assumption is essential to only one of them.
tution is allowed, then we have indeed demonstrated that The crux of Puccetti's argument from the split brain to the

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 111


Commentary/Puccetti: Mental duality
normal brain is the burden of proof he wishes to place on his his opponent is on whether these patients have one or two
opponents. It is easily evaded or transferred. (1) The burden is visual experiences of the entire visual field with both eyes
placed because "everything else about the primary visual open or of the contralateral visual field with one eye open. So
system is already explicable in terms of neural mechanisms." it must be the visual deficit in the split-brain patient that is
In order to be relevant, this must mean that everything else predictable on Puccetti's view but not the conventional one.
about the presumed contribution of the primary visual system But, in order to predict any conscious visual experience at all
to the overall structure and organization of our conscious in the split-brain patient, he has to assume that the neural
visual experience is already thus explicable. But this isn't true; representations right and left suffice to produce visual experi-
and, even if it were, several important features of our visual ence in the absence of supplements via the commissures.
experience do not depend upon the primary visual system, if Given this assumption, the conventional theory predicts the
its limits are narrowly construed. (2) There is a great deal of same visual defects in split-brain patients. Even if it didn't, I
behavioral evidence that a normal human being has one, not don't see that that would provide much support for mental
two, experiences of seeing teacup under the stated conditions. duality; the conventional theory would, of course, be in bad
Further, there is, in light of the split-brain data, a clear shape if it predicted (in a much tighter sense of predict)
candidate for neural structure involved. At worst, there is no something false.
detailed account of how the neural structure achieves its If I am right, Puccetti's case for mental duality fails for
effects on conscious experience. But, since the lack of such relatively uninteresting reasons. Moreover, it doesn't seem to
accounts is the rule rather than the exception, the failure of be the right sort of case, since almost any theory, however
Puccetti's opponents to provide one can hardly be a telling implausible, will account for some facts. Unless we suddenly
objection to their position. (3) If the burden of argument is begin to behave a lot more strangely than we do, there isn't
well placed, then Puccetti has a similar burden of his own. On going to be a simple and intuitively plausible argument that
his view, when teacup is presented under appropriately we all have two minds. By "intuitively plausible " I mean an
controlled conditions, the split-brain patient's right hemi- argument without any extensive and explicit commitments in
sphere has a conscious experience of seeing tea. Under the the philosophy of mind. As matters now stand, the best
same conditions, the right hemisphere of the normal brain is strategy would be to argue, first, that split-brain patients have
stimulated in the same way. Yet Puccetti assures us that it has two minds and, second, that this is best explained by their
the single experience of seeing teacup. So the neural represen- having two minds before commissurotomy. Any attempt to
tations of tea and those of cup, which are transmitted by the interpret the split-brain phenomena faces the mind-body
commissures from the left hemisphere, must be fused "into a problem. One must decide, on some principled grounds, the
single image. " What neural mechanisms serve to explain this relation of various anatomic, neurological, and behavioral
and how do they differ in principle from neural transmissions data to mentalistic descriptions; and the proper account of the
across the commissures? mentalistic notions of prime concern - consciousness, mind,
Without the argument against the fusing mechanism, the and person - is, to put it mildly, controversial. What is unity
evolutionary considerations Puccetti presents, whatever their of consciousness? Can it be temporarily interrupted or must a
merits, are neutral on the question of mental duality. single mind always have a unified consciousness? If it can be
The hypothesis that we all have two minds is supposed to temporarily interrupted, how great a disruption can a single
receive some support because it solves an enigma about mind tolerate? These are only a few of the questions that must
split-brain patients. (1) The enigma, as posed, simply assumes be explicitly addressed and answered in order to make a case
a two-minds account of the split-brain patients and an inter- for mental duality in split-brain patients, and I do not see how
pretation of cross-cuing as a primitive intentional exchange of they can be satisfactorily answered without something like a
information. Someone who has argued against this account theory of what minds are. The argument to the best explana-
will not be moved by the ability of the mental-duality tion is going to be equally delicate since we don't exhibit the
hypothesis (with supporting assumptions) to explain puzzles behavior that is evidence for a disunified consciousness in
that only arise on this interpretation of the split-brain case. If split-brain patients, and our failure to do so is explained by
there aren't two minds, then there's no one to revolt, and the the fact that our commissures are intact.
refusal of the split-brain patient to acknowledge that there is
another is not enigmatic but correct. (2) There is a serious
internal difficulty in Puccetti's explanation as well: the puzzle
of mind-right's cooperativeness is solved only by making a
bigger mystery of mind-left's refusal to acknowledge its very
existence. Mind-right would, he claims, know from an early Neurometaphorology: The new faculty
age of the existence of mind-left because it would observe psychology
left-hemisphere performances - speaking and writing - that
it knew were too complex for it to produce. Unless all the Daniel N. Robinson
speculation about right-hemisphere specialization is grossly in
Department of Psychology, Georgetown University, Washington, D.C.
error, then, on parallel grounds, the left hemisphere would
20057
also witness a variety of performances at spatial (or name
your favorite right-hemisphere specialization) tasks too In another of his interesting essays on the implications of
complex for it to believe it was generating. Perhaps this is not "split-brain" findings for philosophy of mind, Roland
an objection but a contribution to the psychology of the major Puccetti argues that the hypothesis of mental duality is
hemisphere. It is either weak on inference (its post-surgical uniquely suited to explain the results of commissurotomy. His
performance shows how weak) or a liar. historical searches take him back to Wigan's treatise of 1844
but then bring him very quickly to his own and to Bogen's
Puccetti's final argument is that his theory, but not the recent articles. Although historical priority and popularity are
conventional view of the corpus callosum, predicts the two scarcely pivotal in such matters, it should be noted that the
kinds of bitemporal deficits cited in the last section. I won't actual history of such notions is both longer and thicker than
quibble about the loose sense of "predictability " involved. Puccetti claims. I refer here not only to Sir Henry Holland's
The functional features of the visual system and the corpus specific treatment of the brain as a dual organ admitting of
callosum, which must be assumed on either Puccetti's or the independent hemispheric influences by each hemisphere on
conventional account, predict the stated results of optic- the other (Holland 1840) but to the earlier and numerous
chiasm disruption. The only difference between Puccetti and attacks on Gall's phrenology - attacks centering on the phre-

112 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary /Puccetti: Mental duality
nologist's apparent rejection of mental unicity. Indeed, it was established its validity, or even its intelligibility (Robinson,
just this that served as the linchpin of Flourens's strident 1976b). If, however, a less daring proposal is implied - one
critique: "The consciousness tells me that I am one, and Gall that simply takes brain processes as somehow underlying
insists that I am multiple; that consciousness tells me that I am mental operations and states - then the clinical and experi-
free, and Gall avers that there is no moral liberty. . . . Philoso- mental literatures are actually too rich to be supportive. In
phers will talk" (Flourens, Eng. trans. 1846). sketching the position of Sir John Eccles on this matter
By the time phrenology had fallen out of favor, clinical (Popper & Eccles 1977), Puccetti concludes his review with
psychology was able to preserve interest in "double conscious- exclamatory punctuation intended, one would assume, to
ness" through studies of hysterical patients. Thus, Binet register his incredulity. But if what stands in doubt here is the
would write: "The psychologists of France, during the past variety of complex, "purposive," and prolonged chains of
few years, have been diligently at work studying the phenom- behavior emitted by those who are otherwise utterly uncon-
enon of double consciousness and double personality in scious of these, it is useful to consult the older studies of Binet
hysterical patients" (Binet 1890). And in the same essay he and his contemporaries. Yet what such a review will turn up is
established that very nearly the same results were easily not merely evidence of mental duality, but of mental multi-
obtained from healthy experimental subjects. In his larger plicity, and it is in just this respect that the literature is too
and popular work (Binet 1896) he concluded the following rich. There are, alas, only two hemispheres, a convenient fact
from scores of experiments completed in widely scattered for the duality hypothesis, but a hardship for those who would
laboratories: make sense of three, four,. . . n "states of mind" or "n-
1. Elements that enter normally into the constitution of our ego minds."
may fall into a state of disaggregation. In beginning his argument with a reference to Copernicus
2. A consciousness never ceases to accompany these elements, and Galileo, Puccetti alerts us to the perils of undue allegiance
although the ego loses consciousness of it. to conventional wisdom. Such wisdom is, of course, often no
3. Sometimes, under exceptional conditions, pathological or more than a congeries of superstition and intellectual sloth.
experimental, these elements are organized into secondary person- Thus, I do not defend the concept of mental unicity out of a
alities, (p. 348) reluctance to abandon convention. Instead, I am moved by an
In much of this, Binet was following the lead of Theodule awareness of the value of parsimony in scientific discourse
Ribot, whose The Diseases of the Personality (1884; Eng. and by a recognition of the mischief once caused by those
trans. 1906) was widely read and contained an evolutionary who took each isolated fact of mind as suggestive of an
thesis, by the way, not unlike the one Puccetti has advanced isolated "faculty." The vagaries of disease and the ingenuity
(Ribot, pp. 138-56). of experimenters are sufficient to produce patients and
But effects of the relevant sort are not limited to studies of subjects who display many varieties of what I have called
hysteria or to the use of "suggestion" or to the consequences epistemic contradiction. Tactical decisions in such cases
of documented or suspected neuropathies. A broad assort- should be guided by anticipating the unproductive confusion
ment of psychophysical and cognitive findings, obtained from invited by the habit of multiplying minds and selves each
normal subjects, can be adduced in support of "mental time disaster or experimental design increases the number of
duality" as Puccetti seems to be using the term (Robinson contradictory epistemic states (or statements). The alternative
1976a). Subjects in such studies may react as quickly to to restraint here would soon install minor hemispheres as
unseen flashes as to those that are readily visible; may fail to "helots," only to summon a concern, in these litigious times,
report a number or letter which they later "retrieve" when its for their rights. One would have thought that by now there
would be general agreement that the proper business of
initial location is cued; may have a retroactively "masked" science is the search for a theory able to integrate all of the
stimulus unmasked by one that inhibits the mask. These are relevant facts, rather than the minting of special theories to
all well-known effects routinely discussed within the context meet the challenge presented by every new fact. It was the
of information processing and its complex "stages." What is latter course that finally captured Gall and his school and that
common within this otherwise diverse set of effects is what thereby cast an indelible shadow across an otherwise produc-
might be called a state of epistemic contradiction: the subject tive and distinguished scientific career.
concurrently displays a knowledge and an ignorance of a
stimulus or class of stimuli. Given the nature and variety of
such findings, it seems only fair to contend that the effects of
commissurotomy do not uniquely sustain or address the
hypothesis of mental duality. Puccetti's mental-duality thesis: A case of
This is not to say that the performance of the commissur- bad arguments
otomized patient is duplicated in any of these many different
settings - each of which yields something of a sui generis Barbara Von Eckardt
result - but that other performances make as strong (or as
Department of Philosophy. Yale University, New Haven, Conn. 06520
weak) a case for mental duality as that allegedly made by the
"split-brain" patient. The central question, then, is whether Puccetti offers us a potpourri of loosely formulated argu-
any of these findings, alone or in combination, warrants the ments in support of his hypothesis that both normal humans
conclusions reached by Puccetti. Note that more than one and split-brain patients have two centers of consciousness -
conclusion is offered. In resting his case for mental duality, henceforth "N2S2" - and against the two rival hypotheses
Puccetti also rests his case for a personal, conscious, verbal, that have been seriously entertained: that both normal
(striving, hoping, just, and merciful?) cortical hemisphere (or humans and split-brain patients have only one center of
two). One must either accept this "or else . . . retreat into consciousness - "NISI" - and that normal humans have one
mentalistic assumptions." but split-brain patients have two centers of consciousness -
It is far from clear, however, that the attributes in question "N1S2." (No one evidently holds the logically possible fourth
forestall such a retreat merely by being heaped on hemi- alternative, that normals have two but split-brain patients
spheres instead of persons. If the independent clause just have only one center of consciousness.) Puccetti's arguments
quoted is intended as a tacit adoption of some sort of are uniformly unconvincing.
mind/brain identity thesis - a kind of eliminative material- According to Puccetti, NISI - Eccles's view - should be
ism - neither Puccetti's current essay nor those written specif- rejected because (a) it gets us into a "conceptual morass" and
ically in support of such a thesis can be said to have (b) it cannot explain what goes on with split-brain patients. If

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 113


Commentary/Puccetti: Mental duality
by (a) he means that there is no consistent way of describing have an explanatory edge over its rival. There are at least two
split-brain data without subscribing to a dual-consciousness plausible explanations for fact number 2. Split-brain patients
position, this is simply false. One need only revert to the do not believe that they have more than one center of
neutral language (neutral on the question of consciousness) of consciousness either because, in fact, they don't (NISI), or
mental representation and information processing. Assume because L.B., which controls the expression of such beliefs,
that both the left brains of split-brain individuals (hereafter does not have introspective access to the consciousness of R.B.
"L.B.") and their right brains ("R.B.") can represent informa- - N1S2 and N2S2.
tion from the environment and utilize this information for the A close look at the remaining "unexplained facts," as well
purposes of behavioral response. Then, in the teacup experi- as at the prediction about double hemianopia, will reveal that
ment, we can say that L.B. forms a visual representation of they too fail to support Puccetti's case. In each case, the
cup and uses this representation to mediate its verbal reason is the same: although N2S2 can explain or predict the
response, while R.B. forms a visual representation of tea and fact in question, so can each of the rivals. Hence, nothing is
uses it to mediate its pointing response. The patient as a whole gained in favor of Puccetti's mental-duality thesis.
has a visual representation of both tea and cup but not of
teacup. There is no morass in sight. Note that, as described,
this state of affairs is compatible with (i) only L.B., (ii) only
R.B., (iii) both L.B. and R.B., or even (iv) neither L.B. nor Extinction and hemi-inattention: Their
R.B., seeing the relevant words consciously. relation to commissurotomy
Puccetti puts (b) in the form of a question: how can R.B.
"see," "hear," "react," or "think" if it is only an automaton? Edwin A. Weinstein
Depending on how seriously we take Puccetti's scare quotes, 7603 Holiday Terrace, Bethesda. Maryland 20034'
the implicit argument either begs the question or has very
little force. If see, hear, etc. are being used in their ordinary The phenomena of extinction and hemi-inattention are
sense, in which to see, hear, or think is to do so consciously, central to a consideration of the effects of section of the
then he is obviously begging the question. On the other hand, corpus callosum. Extinction, elicited by the method of double
if these terms are merely being used as a shorthand for a simultaneous stimulation (DSS), was demonstrated in dogs by
neutral information-processing or functional description, then Jacques Loeb in 1884 and applied to the examination of
there is no reason to believe that an automaton could not patients by Hermann Oppenheim in the following year
"see" (i.e., encode visual information), "hear" (i.e., encode (Benton 1956). If a person with a unilateral brain lesion is
auditory information), etc. in that sense. AI (artificial intelli- touched simultaneously on both sides of his body, he does not
gence) is in the business of designing automata with precisely perceive the stimulus on the side opposite the lesion, even
such cognitive capacities. though he had responded correctly to a single stimulus.
Against N1S2 - Gazzaniga's view - Puccetti argues that if Poppelreuter (1917) described extinction in the visual sphere
one assumes that the arrival of neural messages in area 17 (or and termed it "hemianopic weakness of attention." Bender
the prestriate cortex) is sufficient for consciousness in split- (1952; 1970) showed that extinction could result from
brain patients, then it ought to be sufficient for consciousness pinprick, graphesthetic, stereognostic, gustatory, and audi-
in the normal brain. And since we do not have two images, tory stimuli. Extinction occurs slightly more frequently in
there must be two separate centers of consciousness. This is a cases of right-hemisphere lesions, but the difference is not
little like arguing that since strenuous exertion is sufficient to significant (Schwartz, Marchok, Kreinick, & Flynn 1979).
kill a heart patient, it ought to be sufficient to kill a normally Contralateral and ipsilateral extinction are common in
healthy person. patients with diffuse cortical disease, particularly when the
These are his principle arguments against the rival hy- stimuli are not homologous. DSS in the face-hand combina-
potheses. In support of his own view, Puccetti contends that tion elicits extinction of the hand in normal children up to the
N2S2 can explain "a great number of hitherto unexplained age of six. In everyday life we are bombarded constantly and
facts" as well as predict facts that "can be documented in the simultaneously with numerous stimuli, most of which we
literature . . . but [which] have gone unnoticed until now." extinguish.
Fine and good. But he fails to note an important methodologi- Hemi-inattention or hemineglect is generally regarded as a
cal point. Such explanations and predictions can only provide more severe and enduring form of extinction. All patients
significant support for his hypothesis if they distinguish it with hemineglect show extinction, but not vice versa. The
from its rivals. But, in fact, they do no such thing. Given patient who extinguishes in the visual mode is usually able, by
reasonable additional assumptions, all three of the rival hy- the use of compensatory head and eye movements, to read
potheses can explain Puccetti's array of facts equally well. and write without lateralized omissions; but the hemi-
Let me give just two examples. Fact number 1 is that a inattentive subject ignores letters and words on one side. Only
split-brain patient may engage in left-to-right-hand cuing patients with conspicuous neglect show both unimodal and
where R.B. has received visual information that L.B. is being cross-modal extinction: in the latter, for example, a noise in
asked about. First of all, whether normals have two centers of one ear nullifies a touch on the opposite hand. Most patients
consciousness is completely irrelevant to the explanation of with only unilateral extinction have a normal mental status,
this fact. Second, whether R.B. is conscious is also irrelevant. while subjects who show the striking instances of neglect cited
It is certainly true that the obvious explanation of the cuing by Puccetti (in the sixth paragraph of the section "Mute
behavior relies on attributing to R.B. certain propositional hemispheric cooperativeness in man: an enigma resolved")
attitudes, such as that R.B. recognized that L.B. needed the manifest other disturbances of behavior. These include altera-
information and wanted to help L.B. out. But it requires an tions in mood: patients appear indifferent to their situation;
independent argument to show that an individual truly some are euphoric, others withdrawn and selectively mute.
described by propositional attitudes must be conscious, and Disorders of memory, confabulation, disorientation, and
Puccetti fails even to hint at such an argument. reduplication for place, time, and/or person, and nonaphasic
Fact #2 is that split-brain patients do not believe that they misnaming are commonly present. These phenomena indi-
have more than one center of consciousness. Again, that part cate involvement of the limbic-reticular system. Hemineglect
of Puccetti's hypothesis which deals with normals is irrele- occurs not only with lesions of the parietal lobe but with other
vant, while the part that deals with split-brain patients fails to lesions that interfere with cortio-limbic-reticular connections

114 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Commentary/Puccetti: Mental duality
(Weinstein & Friedland 1977; Heilman & Watson 1977). It is of one hemisphere from the reticular formation. If, as
likely that the predominance of left-sided over right-sided suggested by Guiard (in press), one accepts the operational
hemineglect is due to the asymmetry of these connections concept of attention as a substitute for consciousness, then we
(Weinstein & Friedland 1977). can indeed have a singleness of consciousness.
Whereas the laterality of extinction and hemineglect in
patients with hemisphere lesions is determined by the site of NOTE
the pathology, a number of factors are involved after commis- 'Professor of Neurology Emeritus, Mount Sinai Medical School,
surotomy. These include hemisphere specialization, the antic- New York.
ipatory set, the nature of the task to be performed, the
strategy used, and the mode of execution. Tactile extinction,
which involves no hemisphere specialization, occurs on either
side of the body with equal frequency. The left side is usually Unfused homunculi
extinguished in tasks involving language. Jerre Levy (1977)
studied visual extinction and completion of chimeric figures. K. V. Wilkes
She showed pictures made up of two incompatible right and Department of Philosophy, St. Hilda's College, Oxford OX4 1DY, England
left halves and found that the patients did not note their
chimeric character but reported a whole object. The experi- One argument for the mental duality that Puccetti presses is
ment was designed to determine whether the patient the alleged absence of any "neural mechanism" adequate to
matched to a whole picture on the basis of visual similarity accomplish the fusion of the distinct contents of each cerebral
(right-hemisphere control) or according to a conceptual cate- hemisphere. This is a puzzling point. First, it is somewhat
gory (left-hemisphere control). After finding that patients' misleading to look for evidence of "a" mechanism that
choices were strongly influenced by the wording of the suffices to do this; the brain is not thus neatly and consider-
instructions, Levy concluded that a hemisphere takes control ately packaged, and since any "fusion" will involve much
of processing and behavior with what it thinks it can do and more than just the visual input, we would need "fusion" at
only indirectly in accordance with its actual abilities. She various levels and stages of the information processing. But
suggests that the task instructions are analyzed by both more importantly, what is wrong with the existing equip-
cerebral cortices, directed to the midline reticular system ment? We know that there are millions of connecting fibers
from which one hemisphere is activated and the other inhib- linking all parts of the two cerebral hemispheres; the highly
ited in accordance with cognitive demands. complex and many-staged process of recognizing a word like
The more conspicuous signs of hemineglect, as Puccetti teacup (a process which Puccetti tends to oversimplify) in
notes, do not appear after commissurotomy. Nor does the either hemisphere engages many diverse brain areas, all of
split-brain patient show overt behavioral disturbances. This which have commissural links with their counterparts in the
situation may be attributed to the fact that the surgical other hemisphere. All the "fusion" that we need is here. Of
procedure does not usually involve limbic structures and the course, if one unwisely uses a model of brain function that
brain stem commissures. Extracallosal damage, however, may locates "the" recognition of teacup at point p in area x of the
occur as a result of the operation, and implication of the left hemisphere, then one may become puzzled about its
cingulate area probably accounts for the periods of muteness relationship to the teacup in p, x in the right hemisphere - but
that follow operation in some cases. It is important to remem- we know that the physical processes of perception and
ber that no commissurotomized subject has yet come to perceptual recognition don't work like that. Furthermore,
autopsy. what would count as evidence that all these cerebral intercon-
Puccetti, however, does not recognize the similarities nections plus the complex processing in each hemisphere do,
between hemineglect and the callosal syndrome. Although or do not, constitute "a" fusing mechanism?
the hemi-inattentive patient ignores one side, he often shows Let me illustrate the point. Suppose for a moment that all
what may be called an emotional and social awareness of brains came singly - no duplicity. Then each of us, while
events on that side. This awareness, or knowledge, may be having two eyes, would have a single visual cortex. One might
displayed in condensed metaphor, humor, colloquialisms, then ask how the two visual inputs can fuse into a single
cliches, and other forms of "social language. ' For example, a perception - where is the fusing mechanism? The reply,
man who neglected his useless left arm called it a "canary surely, would be to describe in as much detail as possible what
claw, yellow and shrivelled." A woman referred to her is known about what happens: the retinal reactions, the
paralyzed left arm as "my Hitler." As mentioned, some transmission of impulses along the optic nerve, the point-
patients simply close their eyes and do not speak when by-point response of specific neurons in the primary visual
questioned about the affected side of the body. Some hemi- cortex, the subsequent processing of this data in further
inattentive subjects refer to an affected arm as "he," "she," or regions of the brain, and so forth. (Incidentally, one would try
"it," "disowning" it in the way a left hemisphere after callosal to disabuse the questioner of the idea that there is "a"
section may complain about a rebellious left hand. Gazzaniga percept, or "a" point at which a teacup, or the word teacup,
(1970) reported the case of a postcommissurotomy subject was registered.) If after all this he still asked "But where and
who, when a sexy pinup was flashed in the left field of vision, how does the fusing happen?" one could only sigh and repeat
denied that she had seen anything, but giggled unmistakably. the explanation more slowly: this happens, and then that, and
Sperry, Zaidel, and Zaidel (1979), whose work is cited by one day we'll know more about the role of the angular gyrus
Puccetti, noted that under similar circumstances the split- region . . . and that's the story; that's how we do it. (Indeed, if
brain subject gives emotionally appropriate responses to Puccetti feels the absence of such mechanisms, he should
pictures of the personal self, family, and political figures. perhaps be worried by one conspicuously absent mechanism
Puccetti has made a brilliant argument for the view that in his own account - the mechanism that would switch motor
there is double representation of conscious experience. He has control from one hemisphere-homunculus to another.)
suggested that the major function of the intact corpus callo- More generally, Puccetti strikes me as overfond of the
sum is to maintain such dual-mindedness - in other words, to notion that there are precise locations for specific functions,
regulate extinction. He has not, however, considered the role too eager to assign responsibility for $-ing to this region
of the limbic-reticular system. The phenomena of hemi- rather than that, thereby neglecting the fact that most inter-
inattention indicate the likelihood of asymmetric activation esting <t>s will be highly complex, many-staged and many-

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 115


Response/Puccetti: Mental duality
sided brain-and-body activities. For example, there is an odd Popularizing established consensus hardly promotes
argument in paragraph 6 of the introduction: "it would be progress. It took Pasteur decades to convince the
absurd to impute mental functions to the organism as a whole, world that life did not originate from spontaneous
or even to the whole brain, since destruction of the cerebral generation. The contrary consensus prevented
cortex is enough by itself to render a human permanently serious consideration of his arguments. As a result,
nonsentient and noncognitive" (italics mine). The implica-
tion, I take it, is that it would be correct to impute these progress in bacteriology was delayed. (Wesley L.
functions to the cerebral cortex, and so we should change our Fankhauser, November 10, 1980.)
absurd habit of talking as though it were people who lied, I think that this is especially a danger for multidiscipli-
laughed, and loved. Instead, necessary conditions for <£-ing nary journals such as the present one, and I therefore
should be credited with 0-ing. However, there are many bits welcome the opportunity here to defend anew the case
of a car engine which are such that, if they were destroyed, for mental duality against its many critics.
the car would not and could not move, accelerate, or slow
down; if we can't say that the car does all these things, which
of the various candidate bits (starter, clutch, differential, I. The "know-nothing" attitude. I begin with Church-
petrol pump, transmission, spark plugs, etc.) should we pick land's contention that "being conscious" is so ill-
on as responsible and hence as the true mover, accelerator, defined theoretically at this stage of mind-brain
and so forth? science that counting centers of consciousness is like
It is this unfortunate concentration upon specific brain counting angels on the head of a pin, or debating how
parts and particular "mechanisms" that goes hand in hand many "vital spirits" perfuse an organism. I agree that
with Puccetti's otherwise laudable willingness to tolerate consciousness is — like these other venerable entities —
homunculi. These harmless creatures have been cold-shoul- itself unobservable (Puccetti & Dykes 1978); but
dered by philosophers and neuropsychologists for too long,
and it is time that their sterling service was acknowledged. Churchland surely knows what being conscious is, if
But the reason for welcoming them back into a bureaucracy she has ever recovered from a faint or a deep sleep; and
of the brain (and I would welcome not just Puccetti's two, but any anesthesiologist can tell her more than she wants to
dozens) is their harmlessness. To paraphrase Gunderson know about neurological correlates of being in a
(1971, p. 81) stones and people alike roll down hills and gather conscious as opposed to an unconscious or semicon-
no moss, which does not make one a borderline case of the scious state. Once this much is understood, the move to
other; and just as stones don't get giddy, so likewise a asking whether the vertebrate brain supports only one
homunculus responsible for, say, "transmitting information- center of consciousness or really two (or more, a matter
bits" need not be credited with existential angst concerning
the content of the information ("Homunculi do not exist") to be raised in the next section) no longer appears
that it transmits. Puccetti, and I, want to allow scientists to theological or pseudoscientific but straightforwardly
ascribe to adequately complex cerebral processes whatever empirical.
they need to ascribe in order to explain, at their chosen level Green similarly despairs of bringing new data from
of generality, how the thing works; the right hemisphere gets the neurosciences to bear on philosophy's age-old ques-
credited with many psychological predicates, and deservedly tions about the mind-body relationship - but what is so
so. But there is as yet no reason to infer that because humans difficult about this? All we need to know is that
of whom all these predicates were true would need to have consciousness arises from brain activity, and then we
the self-sacrifioing patience of a saint, the right hemisphere
therefore consciously and resignedly accepts hemispheric
must learn enough about brain structures and function
helotry. The humble homunculus is one thing; a homunculus to be in a position to raise philosophically interesting
that is humble is quite another. Philosophers have learned questions. If we don't do this, if we insist that philoso-
from brain and computer studies the fascinating, and perhaps phy by its very nature cannot assimilate such data, then
surprising, fact that sets of psychological predicates that we are condemning philosophy to an ascientific future
standardly go together in us need not go together in other not unlike the past of alchemy and astrology.
entities of which some are true (the computer does not mind Joynt, though for a very different reason, concurs in
losing at chess). It would, I suggest, be a mistake to ask Churchland's pessimism. As a clinical neurologist, he
scientists to humanize their homunculi. And it is only with says, he has been trained not to conjecture about the
unfused and humanized homunculi that Puccetti's "mental
duality" would pose a serious threat to the notion of a "unity patient's states of consciousness, but to heed his respon-
of consciousness" that he, like many others, seems to regard as siveness to stimuli. This "black box" approach no doubt
central to our concept of personal identity. appeals to those who are schooled in old-fashioned
behaviorism, but then what is Joynt to do with a patient
presenting with a callosal lesion who (a) talks perfectly
well, (b) accurately picks out with his left hand an item
that had been palpated in that hand out of sight earlier,
but (c) cannot name the object while it is still in his
Author's Response hand (Geschwind 1965)? Surely Joynt is going to
wonder why, if the patient knows what is in the left
hand, he cannot name it. And that, in effect, amounts
Consensus and progress in brain science to conjecturing about the patient's states of mind.
Indeed, the failure of classical behaviorism to allow
Roland Puccetti raising such questions is one of the reasons for its
Department of Philosophy, Dalhousie University, Halifax, Nova Scotia, present and ongoing demise.
Canada B3H3J5
For Margolis, on the other hand, agnosticism on the
In a recent "letter to the editor" that appeared in Time numerical aspects of consciousness is counseled by the
magazine, a reader had this to say of Dr. Carl Sagan's observation that beneath the skin surface all is informa-
attempts to popularize existing scientific consensuses: tion processing at a "homuncular" level, while

116 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Response/Puccetti: Mental duality
consciousness manifests itself only at the "molar" level. limbic center connected with a single cerebral hemi-
Since Margolis apparently conflates "molar" with the sphere. Then entertain the picture of all three attend-
whole organism, this means that there can be only one ing to, say, an attractive member of the opposite sex
mind no matter how many variations are observed in slowly disrobing to the music of bongo drums. One
homuncular information processing with intact sub- friend sees the dancer disrobing, but hears and feels
jects, commissurotomized subjects, and chiasmally nothing. Another friend hears the music, but sees and
disrupted subjects. It would be difficult to provide a feels nothing. The third feels sexually aroused but,
more forthright example of question-begging than this. seeing and hearing nothing, hasn't a clue why. This is
And as if that were not enough, he asserts near the end absurd, yet it is the committee model of mentality. I for
that unless I can explain sixteen other psychological one know it does not model my mind, for in the
phenomena related to the problem of the unity of the imaginative exercise / would be seeing, hearing, and
mind, no theory of mental duality need be seriously feeling aroused. And not as some kind of committee
entertained! chairman receiving reports from members, but as the
But even Margolis's best efforts are surpassed by original subject of these experiences. My root conten-
those of Von Eckardt. She appears to hold the convic- tion is only that I am not alone in this intracranial
tion that unless an argument is straightforwardly audience: there is someone else in a darkened half of
deductive it must be a bad, or even terrible, argument. the same theater having experiences like mine; but,
For example, in the cross-cuing behavior described, she unlike me, he does not talk or write about them.
says that it requires an "independent argument" to
show that an individual truly described by proposi-
tional attitudes must be conscious. Of course, the must III. Some confusions dispelled. This seems the appro-
here is not a logical must but an inference from priate place to attempt to "cure" some lingering ques-
behavior. Thus, suppose I dropped in on a party and tions about what it is, exactly, that I am asserting.
were invited to play charades with Von Eckardt as my Bradshaw thinks that I hold that the normal mind is
silent partner, and she did all the usual gesturing to cue "already divided"; in fact, I claim that it is unitary, but
me as to the target word; if I were then challenged that there are two of them, with each receiving sensory
afterwards to come up with an independent argument input from the other. Churchland says that even if two
justifying my belief that she did this consciously, I "mechanisms" are operating in the right and left
don't know where I would find one. By her own hemispheres, the notion that "one's" inner life would
standard, in that case, I would have no right to thus be a "tandem affair" is as implausible as inferring
continue believing she was not just an automaton who from the absence of a scotoma that the retina of the eye
went through those gestures to help me guess the is unlesioned. It is rare to come upon an error illus-
correct word. But I suppose that in some philosophical trated with another error. Retinal lesions do cause
quarters setting an arbitrarily high standard for argu- noticeable scotomas; it is lesions to the visual cortex
ment is an easy way to denounce an opponent's case. itself that go unremarked. However, to say that "one's"
inner life would be a tandem affair is to presuppose the
question at issue; it would be more accurate to conceive
II. The "committee" view of the mind. Even more two parallel inner lives going on, each based in the
numerous have been those commentators who chose neuronal activity of the left or right cerebral hemi-
the tactic of dissipation: if not just one mind, why not sphere.
indefinitely many? (And it may come as no surprise Davidson believes that I am holding that each
than some actually tried both gambits.) hemisphere transfers only unconscious information to
Bradshaw, for example, says it is not implausible to the other, blocking the transmission of conscious mate-
talk about a mosaic of conscious as well as unconscious rial. Rather, I argue that conscious sensory material is
selves. Brown speaks of discrete populations of neurons registered twice, first in one and then in the other
in area 17 of each hemisphere as possible evidence for hemisphere, but that neither has introspective access to
multiple conscious states. Churchland says that the the conscious contents of the other half brain. Margolis
brain may be fitted out with a "synod of self-monitor- mistakenly represents me as believing that mental
ing mechanisms," with none functioning as the "center duality obtains in the commissurotomized and normal
of consciousness." Geschwind says there is not only subject "in the same way." I do not, holding instead
duality but multiplicity of consciousness within each that the former has two visually deprived minds as a
cerebral hemisphere. Joynt asks why dual conscious- result of the surgery; what is common to the split and
ness cannot be extended to three or even a hundred the normal is of course the presence of two parallel
minds. LeDoux & Gazzaniga reassert their view that streams of consciousness. Margolis also thinks I contra-
what we call the mind is really a "composite of mental dict myself when I refer to the split-brain subject in the
systems." Robinson refers to Binet in support of teacup example as "he." But "he" there refers to a
mental multiplicity. Wilkes says that she would single human organism, and leaves open the question
welcome back into the bureaucracy of the brain not of how many minds that organism has. Marks persists
just my two "homunculi" but dozens. in misrepresenting my position as an argument that
I appreciate this show of generosity by my critics, "we all have two minds." Rather, I hold that every
but my object was not to vastly populate the world with normal human organism (and every normal vertebrate,
additional minds, and I think I can show what is wrong for that matter) has two minds, one of which is
certainly not the mind of a philosopher! Von Eckardt,
with this model of the mind as a sort of committee. in a neat reversal of Margolis's point, claims that there
Take any three friends and ask them to imagine being, is no conceptual morass in the teacup example since,
respectively, visual cortex, auditory cortex, and a

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 117


Response/Puccetti: Mental duality
after all, a part of the patient sees tea and another part just wave it away.
cup, as if two half-visual-field representations are the Bogen, rather surprisingly, seems to be backing
same as one whole one. (Incidentally, the term concep- away from his earlier position (Bogen 1969) on the
tual morass was not applied by me to Eccles's position, grounds that if two minds are based in two cerebral
about which more later; nor, contra Von Eckardt, do hemispheres found in the same head, then the case for
neural messages from the contralateral hemisphere saying they are two is weakened. But nothing he says in
reach prestriate cortex - if that is the receiving area for that connection seems to provide strong support for this
ipsilateral half visual space - in split-brain patients. But capitulation. First, it is not strictly true that the discon-
then what can one expect from someone who suggests nected hemispheres of the split-brain patient are "in
that split-brain patients may not believe that they have the same place at the same time" (which would make
more than one center of consciousness "because, in them one half brain by Leibniz's Law), though they are
fact, they don't," which is comparable to saying that within the same (cranial) space at all times. It is true
small children may not believe they have two lungs to that, given the same intracorporeal environment, not to
breathe with because, in fact, they don't?) mention bilateral tactile representation for the skin
above the neck and for pain, their experiences are
IV. Mental numerosity. In her attempt to defuse my going to be in many respects parallel. And, as Bogen
claim that the corpus callosum is not a fusing mecha- says, if the commissural connections could be restored,
nism (about which more later), Wilkes pictures the so that sensory duplication between them prevailed
whole brain with all its interconnections as itself a once more, the parallelism would be greatly rein-
fusing mechanism - a not unfamiliar technique for forced. Nevertheless - and this is the observation Bogen
clouding the issue. (LeDoux & Cazzaniga similarly and many others seem to overlook - parallelism is not
conflate the problem of cellular multiplicity versus singleness.
subjective conscious unity on the one hand with the Start with monozygotic twins raised together. They
problem of hemispheric duality and conscious unity on are alike, but surely not one. Next, try Siamese twins.
the other.) But Wilkes then makes the interesting claim Since they are conjoined, the parallelism is greater, yet
that even if all brains came singly there would still be a they are surely still two. Now think of a dicephalous
fusing problem, for how could input from the two eyes human, the left head containing only a left hemisphere
to a single visual cortex "fuse" into a single perception? and the right head a right one. Since one may talk and
We must get two points straight right now. the other not, one sleep through a concert while the
First, while I myself (Puccetti & Dykes 1978) and other appears to be in raptures, I believe we would say
many others concede that the subjective unity of the there are two minds here even though the parallelism
visual field does not appear explicable on neurophysio- has increased. Now take a split-brain human. Again an
logical principles, given the punctate mosaic of the increase, but still two minds. Finally, a commissurally
retina, the discreteness of retinal fibers projecting to intact human. Unless good grounds can be found for
the visual cortex and the multiple cells in the receptor claiming that the experiences of the two connected
hemispheres fuse into one common experience, we still
sheet at the back of the brain, etc., this has nothing at
have mental duality, even if it is now powerfully
all to do with the problem of how what should be two concealed. It makes absolutely no difference to the
full subjective fields side-by-side (one in each hemi- logic of the situation how parallel the experiences of
sphere due to commissural relay) are fused into one each half brain are, for in the absence of genuine
(Sperry 1977). That is a problem of interhemispheric, integration duality still prevails. Fred Astaire and
and not intrahemispheric, dimensions. Ginger Rogers may have danced as one, but they were
Second, there are indeed species of animals with two nonetheless.
binocular vision but single brains and presumably a
single visual receiving area: cephalopods such as the Bogen may have overlooked this vital point because
octopus. For such animals I would not, therefore, make of the ambiguity of our language of identity. He refers,
any claim of mental duality. However, all vertebrate for example, to the dependence of the results in visual
species including man are twin-brained, with neuronal testing of split-brain patients upon the particular stim-
machinery for the duplication of sensory experience; it uli used, referring no doubt to the fact that peripheral
is for them and them alone that the fusing problem stimuli are picked up in both the disconnected hemi-
arises. (Apparently marsupials have no corpus callo- spheres (Trevarthen & Sperry 1973). Marks (1980) has
sum, but the anterior commissure may duplicate visual tried to make this a telling objection against duality
effects, as it appears to do in humans with agenesis of even in the split condition. However, the result is easily
the corpus callosum; Saul & Sperry 1968). explained in terms of subcortical midbrain-retinal
Now it is no answer to this problem to say trium- secondary visual pathways that are intact after the
phantly, as Wilkes does, that people rather than parts surgery and serve to alert each hemisphere simulta-
of brain do this or that, by analogy with automobiles neously (for a quicker orienting response) to an atten-
rather than bits of engines doing the accelerating. tion-deserving movement in the peripheral visual field;
they signal a possible visual target that, particularly in
People don't see with their feet, any more than cars
binocular animals, cannot be clearly seen and decoded
accelerate by means of their taillights. And if it turns without first being fixated directly. So what is going on
out, as it has, that there is double representation for the in each of the two disconnected hemispheres is an
full subjective visual field in the normal vertebrate exactly similar perception: what philosophers call qual-
brain, then anyone who wants to argue that there is itative identity. This certainly does not amount to
nevertheless only one seeing mind in such animals is numerical or quantitative identity of the perception -
going to have to solve the fusing problem, rather than

118 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Response/Puccetti: Mental duality
any more than if you and I, if we were looking at the sleep one hemisphere at a time. Bradshaw speaks of
night sky with arms companionably placed on each undivided midbrain attentional mechanisms "assign-
other's shoulders and simultaneously saw a flashing ing" functional processing to one or the other hemi-
comet off to our right, would have one and only one sphere, which to him suggests that there is "never a
perception of it between us. Brown is also caught up in double stream of consciousness, but at most merely a
this ambiguity when he says that commissural section- fluctuating cognitive style." But unless Bradshaw
ing does not disclose a preexisting dual consciousness wants to maintain that when its cognitive specialization
but rather "prevents the right-hemisphere component is not called for a hemisphere becomes unconscious, the
of a shared cognitive level from being derived for a shifting emphasis of attentional mechanisms does noth-
left-hemisphere end stage." What is meant here by ing to show that there is not dual consciousness. Simi-
"shared"? Does the cognitive level bridge both hemi- larly, Weinstein notes that the phenomena of hemi-
spheres, or is it present in duplicate in each? Here, as inattention indicate the likelihood of asymmetric hemi-
elsewhere in brain science, much hinges upon the exact spheric activation stemming from the limbic-reticular
meaning of the words we use. system, and he goes on to suggest that if one accepts an
I turn finally to the contribution of Sir John Eccles. "operational" concept of attention as equivalent to
As was made clear by the quote in Joynt's commenta- consciousness, then this amounts to singleness of
ry, as recently as 1970 Eccles held to the view that consciousness. Again, it does nothing of the sort, for to
processes in the right hemisphere are not accompanied alert a given hemisphere to incoming stimuli is not to
by conscious experience, by analogy with the goings-on render its cerebral companion obtunded.
in a computer (Eccles 1976). In his later book with What is more, split-brain experiments clearly show
Popper (Popper & Eccles 1977) there was no essential that both hemispheres can be fully attending at the
modification of this in the chapter on split brains and same time. Trevarthen (1962) showed that split-brain
hemispherectomies, for, as he repeats now, his point monkeys could learn contradictory visual-discrimina-
was that "with the commissurotomy patient the minor tion tasks simultaneously, and surely the identification
hemisphere gives no conscious experience to the task Sperry, Zaidel, and Zaidel (1979) described in my
subject." One should not fail to note that as this target article requires both an attentive seeing, cueing
statement stands it is question-begging, for it identifies mute hemisphere and an attentive unseeing, guessing
"the subject" with the major or speaking hemisphere verbal hemisphere. These data are flatly at odds with
following disconnection, whereas what we want to the "singular attentional mechanism" theory, which
know is whether a disconnected mute hemisphere is may in any case simply reflect the conventional preju-
not also the basis for a conscious mind, hence a "sub- dice that where you have one minded human body you
ject" in its own right. can only have one mind tending the store.
Eccles now allows a limited self-consciousness in the
nonspeaking hemisphere as a result of recent testing VI. Counterevidence. The distinction of being the only
(Sperry, Zaidel, & Zaidel 1979), but doubts that it is commentators to have attempted to present experi-
sufficient to support our concept of a person, and in mental counterevidence with regard to mental duality
any case feels that it would be submerged into a goes to Anderson & Gonsalves. They observe, correct-
unitary, left-hemisphere-dominant consciousness if the ly, that if, as Sperry (1970) originally suggested, area 18
half brains could be reconnected. I shall not here or prestriate cortex is the terminus for commissural
pursue the question of the person-status of the mute
fibers relaying visual information from the contrala-
hemisphere, since my prime target is the more modest
(!) one of mental duality; but I will remark in passing teral hemisphere for ipsilateral body space, then lesions
that I still hold to the two-person view (Puccetti 1973), to both areas 17 and 18 in the left hemisphere should
on grounds that, unlike Bogen (1969), I cannot make produce verbal reports of blindness. They found no
sense of one person's having two minds. However, it such case in the literature, but they say that partial
should strike any attentive reader that on the conven- lesions suggest that a loss is reported only for the right
tional view supported by Eccles and others, something visual half field. Of course, everything depends on the
very strange is going on if a mind can be converted into exact extent of the lesion, preferably confirmed at
two minds by forebrain commissurotomy, then recon- autopsy. If the "partial" loss were in fact area 17,
verted into one mind by restoration of the commissural sparing 18, then loss of the right visual half field in the
connections. If ever we were able to do that, we should speaking hemisphere, but not the left half field, is
have someone, say patient L.B., who truly remembers consistent with mental duality. (The Harrington illus-
having to guess at the identity of a picture of Hitler tration they refer to, Figure 2 in the target article, does
while he also remembers at some nonverbal level not show a cortical lesion leading to loss of the right
trying to cue himself as to its identity even though he visual half field, but rather destruction of the optic
could very well see it was Hitler! Mental duality may radiation fibers on the left side, which of course has this
be a weird theory, but in some respects it is not as weird effect.)
as the theory it is trying to replace. The other bit of counterevidence supplied by Ander-
son & Gonsalves is equally dubious. Sensory suppres-
sion, where the best cases have parietal lesions and
V. Attentional mechanisms. Even in the split-brain hence may be subject to hemi-inattention, is highly
patient or animal, Bogen remarks, there are two limbic suspect; one would need much more evidence to
systems tightly coupled at the hypothalamic level, and confirm the case against mental duality this way. (In
that with sagittal section of the brainstem (a trench is this context, Anderson and Gonsalves err when they
aspirated through the cerebellum) split-brain cats can refer to the eye "contralateral to the brain damage"

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 119


Response/Puccetti: Mental duality
being weakened; they must mean that the light source where is this "hemifield defect"? It is, they concede, in
contralateral to the brain damage is reported as weak- the temporal quadrants of the visual field. And since,
er, for that light would strike the half retina of each eye when split-brain patients are tested with both eyes
ipsilateral to the brain damage and go directly to the open, the contents of the ipsilateral hemifield are seen
speaking, left hemisphere. If that is correct, it suggests by neither hemisphere, this is clearly a double hemia-
that the lesions in question extend to the occipital nopia (or hemianopsia if you prefer that spelling) for
lobe.) the temporal quadrants, hence a "bitemporal defect"
Although his point hardly amounts to experimental on a par with the eye-field loss of chiasmal patients. It
counterevidence, Marks does also try to suggest a is true that "bitemporal defect" is not a term normally
serious difficulty for mental duality when he ponders applied to the split-brain subject's visual loss, but
why, if the left hemisphere of the normal is not neither (contra LeDoux & Gazzaniga) is it an embar-
involved in complex spatial tasks compared to the rassment to the case for mental duality to do so. For the
right, it would not realize that it was not generating fact is that textbooks on clinical perimetry have not yet
these, on a par with the right hemisphere realizing it assimilated data on the split brain: Harrington (1976)
was not generating complex language. There are really devotes less than two pages to this (pp. 380-81) and
two quite compatible answers to this. First, spatial then restricts himself to animal preparations.
performances are in fact notoriously difficult to expli-
cate verbally: try describing a face to a stranger IX. The special significance of chiasmal disruption
compared to showing him a picture of it. Second, the without callosal damage. It is stated by Eccles that he
only time the left hemisphere is in a position to realize finds no difficulty in accommodating the results of
the truth about this is when it is disconnected from the visual testing of commissurotomized versus chiasmal
right and suddenly finds its performance on, say, patients with the conventional view of the corpus
non-Euclidean geometrical matching tasks with the callosum as integrating consciousness between the cere-
right hand falling to chance level while the left hand, if bral hemispheres. LeDoux & Gazzaniga say that these
not interfered with, performs at the preoperative and data are irrelevant to the issue of mental duality as
normal level (Franco & Sperry 1977). But even then it opposed to fusion, for they are simply and obviously
will not admit the obvious. The right hemisphere of the predictable from visual anatomy. Marks says that the
normal, on the other hand, has no way of ascribing conventional theory predicts the same visual defect in
complex verbal behavior to itself, since it understands commissurotomy patients as mine does, and that it also
very little of what is being generated in speech or predicts the stated results of optic-chiasm disruption.
writing and, unlike the left half brain executing a Back to the drawing boards. A disruption of the optic
spatial task with the preferred hand on the basis of chiasm ("2" in Figure 2 of the target article) deprives
right-hemisphere cognitive input, is not providing the left hemisphere of direct visual input from the
motor initiatives that lead to verbal output. right eye and the right hemisphere of direct visual
input from the left eye. If the left eye alone is tested,
VII. Historical considerations. It is suggested by using an Ishihara plate with the number 27 displayed
Geschwind that the theory under consideration had on it, it comes as no surprise that a right-handed
many other proponents between Wigan (1844) and chiasmal patient with speech in the left hemisphere
Bogen (1969). While I agree with Robinson that ques- will verbally report seeing a 7, since the (lightly
tions of priority are scarcely pivotal, I do not think that shaded) pathway from the left (or temporal) half retina
any of the figures mentioned by Geschwind or Robin- of the left eye gets visual information from the right
son explicitly advocated mental duality in the normal half of visual space where the 7 resides.
vertebrate (including the human) brain. (Of Holland But now test the right eye alone. The patient reports
[1840] I am unsure.) Rather, these pioneers were either seeing a 2. Where did this 2 come from? Since the left
championing multiplicity in general, through observa- eye is closed, the only visual pathway between the
tions of what Geschwind has made deservedly famous retinas of the eyes and the brain is the one that projects
as the "disconnection syndrome," or emphasizing the from the right (or temporal) hemiretina of the right
potential for multiple personalities in psychogenic eye (darkly shaded) to the right hemisphere's genicu-
disorders which have no known anatomic basis. Except late nucleus, and from there via the optic radiation to
in the trivial sense that two is a multiple of one, mental the right primary visual cortex. As we have seen in the
duality appears to have no explicit advocates other target article, if this were a callosally sectioned human,
than those I listed; and since Wigan is dead and Bogen it would stay there and not be verbally reported,
now seems beset by doubt, I may presently be its only though the patient might, if encouraged, point to the
defender in the form expressed in the target article. number 2 with his left hand in an array of numbers
including 7 and 27. However, the chiasmal patient
VIII. Terminological considerations. Testing for "ho- with an intact corpus callosum including the splenium
rnonymous hemianopsia" with both eyes open, and for unhesitatingly says he saw the number 2. Thus it
"bitemporal hemianopsia" with each eye separately is appears indubitable that the 2 registered consciously in
discussed by Bogen. LeDoux & Gazzaniga deny that the left hemisphere as a consequence of being relayed
split-brain patients have a "bitemporal defect," saying there from the right hemisphere.
instead that they show a "hemifield defect" arising The key question now becomes this one: did the
from a loss of interhemispheric integration of the number 2 also register consciously in the right hemi-
representations of the left and right visual fields. But sphere shortly before registering in the verbal, left

120 THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4


Response/Puccetti: Mental duality
hemisphere? A fact ivill be considered novel with respect to a
Eccles used to hold the view that nothing registers given hypothesis if it did not belong to the problem-
consciously in the minor hemisphere, but now he situation which governed the construction of the
allows for at least simple pictorial material. Davidson hypothesis, (p. 103; Zahar's italics)
says that the occurrence of complex cognitive process- The advantage of this redefinition of novel fact is then
ing is insufficient evidence from which to infer the explained by Zahar (1973) as follows:
presence of consciousness; and Margolis feels that what Consider two consecutive theories X, and T2 in the
is happening on each side of the corpus callosum is same research programme; suppose that Tt faces two
information processing, which need not be separately anomalies e, and e2 and that T2 was specifically
conscious. The ability of the mute hemisphere of the evolved in order to account for e,; if it is then found
split-brain patient to point to the number 2 with the that T2 also explains e2, e2, in contradistinction to eh
left hand may still, according to Von Eckardt, be will be taken to provide evidential support for T2.
likened to the "perceptual" performance of automata This proposal rests on the fact that ingenious and
designed by artificial intelligence workers. imaginative scientists can always construct theories
But then what are sceptics like the latter to make of which account for a finite number of known facts, (p.
an adult right-hander who has undergone complete left 103)
hemispherectomy? In the same testing situation he Applying this observation now to Einstein's publica-
could only see, if anything, the 2 in the Ishihara plate tion in 1915 of a paper that explained the precession of
displaying 27; for even with intact optic chiasm and the perihelion of Mercury, Zahar (1973) says:
thus input to the brain from both eyes, visual represen- This explanation of a well-known fact was
tation is achieved only in the residual right hemisphere: tremendously important for the following reasons:
no question of interhemispheric fusion there! If he is the predicted fact is completely novel in the sense
asked to signal the number he has seen, using the that I have explained; that is Einstein did not use the
fingers of his left hand, and he holds up two fingers, known behavior of Mercury's perihelion in
was this the outcome of unconscious visual information constructing his theory. In fact this empirical
processing? If so, then such a patient must be an prediction is all the more dramatic because it Hows
organic automaton, even though he displays above- from a hypothesis which is so speculative, so
normal nonverbal intelligence, good memory, and "metaphysical," that one may wonder whether it
well-preserved libido and affect (Smith 1966). belongs to physics or to pure mathematics. Thus,
Thus my critics seem to face a genuine dilemma. through explaining the "anomalous" motion of
Either (a) they must grant that there is conscious Mercury's perihelion, Relativity Theory superseded
duplication of sensory effects in the brain without its rivals from a strictly empirical point of view. (pp.
subsequent fusion, which accounts both for the 2 being 256-57; Zahar's italics)
verbally reported by the chiasmal patient when the If we move now from "hard" sciences like mathe-
right eye alone is tested and for his reporting 27 with matical physics and astronomy to the empirically "soft-
both eyes open; or (b) they must accept the logical er" brain sciences, I am suggesting that, with due
implications of their denial and assert that, despite all caution for our greater proneness to observational
behavioral evidence to the contrary, the adult right- error, the inability to detect a bitemporal deficit in
handed hemispherectomy patient is an unconscious chiasmal patients with both eyes open, as contrasted
automaton. I see no third alternative that would not be with the demonstration of this in split-brain patients,
unbelievably ad hoc, such as holding the hemispherec- also provides an example of a "novel fact" lending
tomy patient to be conscious in all functions except genuine evidential support to the hypothesis of mental
visual information processing, etc. duality in the normal vertebrate brain.2
Does the theory also predict any temporally novel
facts? Yes, it does, but in the intervening four years
X. The role of novel facts in brain science. It now (Puccetti 1977) no one, to my knowledge, has used
seems widely recognized by philosophers and histori- already existing techniques and equipment to test it -
ans of science that what are called "novel facts" play a an example of the deadening effect of consensus on
crucial role - if experimentally corroborated - in possible progress in brain science.
lending genuine, as opposed to merely spurious, But in a curious way this does not much matter.
support to a theory. However, as Zahar (1973) has Assuming that the "bitemporal defects" argument
brilliantly shown,1 if we equate novelty simply with continues to successfully withstand critical analysis,
temporal novelty, such as the return of Halley's comet and assuming that no one comes along with a simpler
anticipated by Newtonian physics, we end up with a account of the same facts that is of equal or greater
paradox. For on that restricted meaning of novelty explanatory power, then mental duality will be off to a
Galileo's experiments on free fall did not confirm good start. For, as Zahar (1973) remarks, temporal
Newton's theory of gravitation, Michelson's experi- novelty in a research program is a sufficient but not a
ment did not confirm special relativity, and Einstein necessary condition for novelty:
gets no credit for explaining the anomalous precession A temporally new fact may have greater
of Mercury's perihelion, because it had been recorded psychological impact than some known fact, but this,
centuries before he proposed general relativity. on its own, is irrelevant to the objective empirical
To remedy this situation, Zahar (1973) proposed the support which it lends to a hypothesis, (p. 103;
following redefinition of novel fact: Zahar's italics)

THE BEHAVIORAL AND BRAIN SCIENCES (1981), 4 121


References/Puccetti: Mental duality
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1. I am warmly indebted to Professor James R. Brown,
Chadwick, J. 4 Mann, W. N. (1950) The medical works of Hippocrates. Ox-
Department of Philosophy, University of Western Ontario, ford: Blackwell. [RP]
for bringing Zahar's work to rny attention and for showing me Clarke, E. it Dewhurst, K. (1972) An illustrated history of brain function.
how it might be applied to my interpretation of bitemporal Berkeley and Los Angeles: University of California Press. [RP]
defects. Cowey, A. (1964) Projection of the retina onto the striate and prestriate cortex
2. I wish to apologize most humbly for making - in the in the squirrel monkey, Saimiri sdureus. Journal of Neurophysiology
target article and again in this reply to my critics - outlandish 27:366-93. [RMA]
comparisons between myself and such figures as Galileo, Dandy, W. E. (1928) Removal of right cerebral hemisphere for certain tumors
Pasteur, and Einstein. Those who know me well personally with hemiplegia: Preliminary report. Journal of the American Medical
Association 90:823-25. [NG]
are aware that I certainly have no exaggerated opinion of
Davidson, J. M. & Davidson, R. J., eds. (1980) The psycholrtotogy of conscious-
myself. It is just that when seeking analogous issues in the ness. New York: Plenum Press. [RJD]
history of science, one calls to mind most easily the great Davidson, R. J. (1980) Consciousness and information processing: A biocogni-
figures of the past. tive perspective. In: The psychobiology of consciousness, ed. J. M. Da-
vidson and R. J. Davidson. New York: Plenum Press. [RJD]
Dejerine, J. (1892) Des differentes variett's de cecite verbale. Memoircs de la
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Development and Evolution of
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Behavioral Implications
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