ASSIGNMENT

DRIVE SPRING 2020

PROGRAM MASTER OF BUSINESS ADMINISTRATION – MBA
SEMESTER IV
SUBJECT CODE FIN403
SUBJECT NAME MERCHANT BANKING AND FINANCIAL SERVICES
BOOK ID B1815
CREDITS & MARKS 4 CREDITS, 30 MARKS EACH SET

Note – The Assignment is divided into 2 sets. You have to answer all questions in both sets.
Average score of both assignments scored by you will be considered as your IA score. Kindly
note that answers for 10 marks questions should be approximately of 400 words.
Set -1

Q.No Questions Total

Marks
Marks
Explain Application Supported by Blocked Amount (ASBA). What is the
1
Procedure of Applying in IPO through ASBA?
ASBA. 4 10
Procedure of Applying in IPO through ASBA. 6
2 Write short notes on Foreign Direct Investment (FDI) and Depository Receipt.
Foreign Direct Investment (FDI) 5 10
Depository Receipt 5
What do you mean by a Depository? What are the functions performed by a
3
Depository?
Depository. 4 10
Functions performed by a Depository. 6

Set -2
Q.No Questions Total
Marks
Marks
Explain the concept of Hire Purchase? Give the difference between Hire Purchase
1
and Leasing.
Hire Purchase. 3 10
Difference between Hire Purchase and Leasing. 7
Write short notes on Traditional theory of Portfolio Management and Modern
2
theory of Portfolio Management.
Portfolio Management 5 10
Modern theory of Portfolio Management 5
What do you mean by Venture Capital Fund? What are the various features of a
3
Venture Capital Fund?
Venture Capital Fund. 4 10
Features of Factoring Venture Capital Fund. 6