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Introduction
1. Introduction
DOI: 10.1093/he/9780198789130.003.0001
1 Introduction
2 The development of EU law
3 Themes
4 Conclusion
1 Introduction
For many people European Union (EU) law interferes with too
many aspects of their lives. This was summed up by the headline in a UK
paper: ‘Bog standard: Brussels demands the same toilet flush across the
Continent after discovering Brits use the most water’.1 This story has it
all: mad Brussels bureaucrats excessively regulating even how we go to
the toilet; ‘Loo couldn’t make it up’ said UK tabloid The Sun. Yet a closer
look reveals a different picture. As the European Commission pointed
out,2 toilet flushing accounts for about 30 per cent of total household
water consumption in the UK. Much of this water use is unnecessary. So
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1. Introduction
an eco-label can help buyers choose loos that will save water and money.
Eco-labelling measures already existed for washing machines and
dishwashers (among other products) and it was perfectly logical to take
steps to help people buy more efficient toilets. In a single market where
products are being sold across borders, this is best done at EU level.3 The
question, then, is who is right: The Sun or the European Commission?
The story about the loo flush raises in microcosm some of the biggest
questions facing the EU today: what should it be doing, how should it be
doing it, and how should it be communicating what it is doing. A bottom-
up approach (no pun intended) would suggest that loo flushing should be
a matter for national law; a top-down single market perspective would
suggest that the EU should intervene when the movement of goods across
borders is affected. If the EU does act, how intensive should that action
be? The eco-labelling award scheme reveals an imaginative approach to
regulation. The use of these eco-labels is (p. 2) voluntary:4 industries
apply for the label if they want to get it and the beneficial reputational
kudos that goes with it. They may choose not to. However, if they do
apply, their product needs to comply with the criteria set for each product
group (eg washing machines, fridges, and now toilets) by a Commission
Decision5 adopted under powers conferred by European Parliament and
Council Regulation 66/2010.6
Indeed, the EU itself is a legal construct.7 It was born out of treaties and
its subsequent development has been marked by successive Treaty
amendments. One of the earliest major research projects on the EU
described the process of its evolution as ‘integration through law’;8 and
the Court of Justice, the supreme court of the EU, has been at the heart of
that process. Of course, law and politics go hand in hand and no lawyer
would deny the important role played by politicians in both driving
forward and shaping the development of the EU, particularly faced with
seismic geopolitical forces—the fall of the Berlin Wall, 9/11, the sovereign
debt crisis, the refugee crisis and now the decision of the British voters to
leave the EU (Brexit). Although the hegemony of law may have waned
over recent years, as problems have arisen which are not immediately
amenable to legal resolution, law remains central to the EU project. And
it is the law, set in this broader political context, which is the subject
matter of this book.
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However, the material scope (ie the subject matter) of EU law has been
widening beyond these issues for many years.11 For example, while the
original Treaty establishing what was then the European Economic
Community (EEC) made some reference to social policy, due to concerns
about the impact of economic integration upon social standards, the EU
has since developed a significant body of law in this area.12 Owing to
growing concern about environmental protection and consumer
protection, including the possible impact of economic integration upon
national environment and consumer law, the EU has also developed law in
these areas too.13 Even an area of law which in principle the EU largely
leaves to the Member States to regulate—health care—is significantly
affected (p. 3) by the economic integration process.14 This is the spillover
effect which Jean Monnet, one of the founding fathers of the EU project,
hoped would occur once the process of integration had started. As the
theory of neofunctionalism describes it, integration in one sector
necessitates integration in another sector to ensure that the advantage of
integration in the first sector is maximized. So Member States could
legitimately obstruct the free movement of goods due to concerns about
consumer protection or the environment.15 This necessitates
harmonization in these sectors in order to facilitate free movement of
goods.
Taking this one stage further, if exporters of goods within the EU are
really to benefit from the economies of scale offered by the single market,
then they need to enjoy the certainty offered by having a single currency.
It was this biggest step of all that was launched by the Maastricht Treaty
in 1992, which set out a framework for the EU to create an economic and
monetary union (EMU). The majority of Member States now share a
single currency, and in connection with this, the EU coordinates Member
States’ fiscal and economic policies. The intensity of this coordination has
strengthened since the single currency project began to face increasing
difficulties in light of the economic crisis, beginning in 2008, and it
became necessary for some Member States to ‘bail out’ other Member
States in order for the currency to survive.
The EU has also become a major forum for integration as regards issues
which, at first sight, are non-economic. While the EU always had a
common policy on trade with third (ie non-EU) countries, known as the
‘common commercial policy’, and many of its internal policies have a
significant external dimension (eg EU environment policy), the EU has
also taken steps towards creating a Common Foreign and Security Policy,
including defence issues.18 In addition, the EU has increasingly addressed
issues within the scope of justice and home affairs, matters traditionally
seen as lying at the heart of national sovereignty, in particular criminal
law and immigration and asylum matters.19 In practice, even these issues
have important links with economic integration, since the abolition of
border controls between most Member States has meant that it is easier
for alleged criminals to (p. 4) flee from one Member State to another, and
harder to apply a purely national policy on asylum and immigration.
Along with this widening of the material scope of EU law, the EU’s
territorial scope has widened greatly too, with its membership expanding
from six to 28 Member States (for now).20
The ever-growing impact of EU law has also been accelerated by the very
nature of EU law, because (for many Member States) EU law has a much
greater force within national legal systems than most other international
treaties.21 Indeed, there is an important debate as to whether EU law can
still be regarded as a form of international law at all, or whether it has
become sui generis (meaning, ‘in a class by itself’).22
Over the years, EU law has not just widened its material and territorial
scope, but it has also developed a complex institutional framework for the
adoption and enforcement of its law, establishing both a political and a
judicial system to that end.23 Like any complex legal system, the EU has
developed basic principles that govern the application of that system, as
well as rules which govern its administration.24 One of these key
principles is the requirement to protect human rights,25 which has
become increasingly important as (for example) EU law concerns itself
with more issues (eg criminal law and asylum) that impact upon civil
liberties,26 and as EU austerity policies (intended to address the economic
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3 Themes
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individual Member States (and, by extension, their voters) have even less
control over these politically sensitive issues. Conversely, the concern to
avert a possible Brexit led to a willingness by Member States and the EU
courts to reduce the rights on offer to EU citizens;34 but this was
insufficient for the majority of those voting in the Brexit referendum.
The EU has various systems in place to help achieve input legitimacy: the
doctrines of separation of powers,35 the vertical division of competences
between the States and the EU,36 and a powerful judicial system37 which
has been active in developing the ‘general principles of EU
law’ (including the principles of proportionality, the rule of law
(transparency, legality, legal certainty, and legitimate expectations), good
administration, information-related rights (freedom of information and
data protection), and procedural rights (the right to be heard, the right to
an effective judicial remedy, and additional rights of the defence)) as tools
to review the activities of the EU legislature and executive, as well as
those of the Member States when acting within the scope of EU law.38
These principles are linked to the broader system for the protection of
human rights in the EU legal order, which was restructured in 2009 to
provide for a binding EU Charter of Fundamental Rights and an
obligation for the EU to sign up to the European Convention on Human
Rights (ECHR), which resulted in a draft Treaty to this end (though the
EU courts then stalled the ECHR accession process).39 Specific tensions
between human rights and security objectives can be seen in the
regulation of immigration and asylum law (ie the entry and residence of
non-EU citizens) by the EU40 and between human rights and the power
for national authorities to decide which citizens of other EU Member
States can come into the territory and stay there.41 The protection of
human rights has become directly linked to the creation of EU
citizenship: the introduction of EU citizenship has had an impact on the
way in which the Court of Justice has viewed nationals of one Member
State who move to another Member State.42 This, in itself, has raised
further (p. 6) questions about the legitimacy of the Court of Justice within
the EU system with notions of separation of powers.
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In respect of the vertical question of how much should the EU do, the
Member States are inevitably conflicted. This can be seen in the field of
external relations where Member States want to maintain control over
EU external policies while at the same time aspiring to make them more
effective.43 Likewise, in the field of EU criminal law, Member States are
torn between a desire to reap the practical benefits of cooperation in
matters of criminal law and their concern about the loss of sovereignty in
this sensitive field.44 A similar dynamic applies in immigration and asylum
law.45 If the EU does act and a Member State objects, then it is the Court
of Justice which polices the boundary. Its decisions have influenced the
level of EU intervention: the more the Court checks whether the criteria
for EU action have been satisfied, the more likely it is to strike down a
measure. In practice, its review has been generally light touch, with one
notable exception, the decision in Tobacco Advertising I.46 This highlights
the tension between input and output legitimacy: if the EU wants to
deliver in a particular policy area it needs to have the powers and to
exercise them in the way that it chooses. However, this may come at the
price of national sovereignty.
And the EU has reinforced its internal policies through parallel action on
the external stage. Reforms to the EU’s competence in this field have
strengthened the EU’s ability to negotiate international agreements,
particularly as regards international trade.53 Paradoxically, the EU’s
success in achieving the four freedoms (free movement of goods, persons,
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However, the biggest challenge to the EU’s biggest claim for output
legitimacy—that it is able to deliver growth and prosperity—has come
with the financial crisis. Some blame EU policies for contributing to the
crisis in the first place; others criticize the EU’s laggardly, piecemeal
response to the crisis for making a bad situation worse. Those living in
countries in receipt of a ‘bail-out’ blame the EU/IMF (International
Monetary Fund) for the pain they are suffering as a result of the austerity
policies which have been imposed on them as a condition of receiving
financial assistance. Nevertheless, even in these countries the majority
view is that they would prefer to remain within the EU than out. This
must say something about the safety net the EU continues to offer to
many countries.
The crisis has also posed major challenges to the welfare state.
Traditionally seen as an area of national competence, EU law and policies
are increasingly having a direct or indirect impact. First, austerity
measures have led to significant cuts in pension and social welfare
provision, whether it be care for the elderly, social benefits, or health
care.
Thirdly, as the control on the use of public money gets tighter, there is
ever-greater pressure from the EU for States to open up the provision of
public services to competition in order to obtain value for money. For
some States, this has long been public policy; for others it is a recent
development. Increasingly the Court of Justice has been applying
pressure on national systems: it has ruled that the four freedoms and
competition rules, including state aids, apply to public services where
those services are seen as an economic activity.57 However, there has
been some sensitivity to the necessity, particularly in the case of SSGIs—
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social services of general interest (eg home care for the elderly)—that EU
law should not interrupt the provision of quality services. So EU law has
carved out some exceptions to the rules.58
4 Conclusion
The EU, too, has also been poor at making a successful case for its own
existence (and financial skulduggery has sullied its own image and
undermined trust in the EU). The justification for the existence of the EU
based on delivering peace in Europe no longer seems relevant to younger
generations. So a case based on output legitimacy needs to be made all
the more strongly for the EU to have legitimacy. And when the EU fails to
deliver on this, this precipitates a crisis in confidence in the EU: ‘What
has the EU ever done for me?’
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Notes:
1
http://www.dailymail.co.uk/news/article-2480829/Bog-standard-Brussels-
demands-toilet-flush-Continent-discovering-Brits-use-
water.html#ixzz2llsEoH4v.
2
https://blogs.ec.europa.eu/ECintheUK/eco-labels-for-loos-stopping-cash-
going-down-the-toilet/.
3
A Commission study estimates that even with only 10 per cent market
penetration for eco-label toilets, the cumulative savings for households
alone across the EU would exceed £330 million (€388.5 million). With 20
per cent market penetration, that figure would roughly double. Pro rata
that would mean roughly £70 million in the UK, with at least as much
again saved by non-household users.
4
http://ec.europa.eu/environment/ecolabel/information-and-contacts.html.
5
See eg Commission Decision 2013/641 establishing the ecological
criteria for the award of the EU eco-label for flushing toilets and urinals
(OJ [2013] L299/38).
6
OJ [2010] L27/1.
7
This phrase was used by the then British Attorney General, Dominic
Grieve, in a newspaper interview http://www.telegraph.co.uk/news/
politics/10469453/Dominic-Grieve-were-a-changing-nation-but-Im-an-
optimist.html.
8
M Cappelletti, M Seccombe, and JHH Weiler (eds), Integration through
Law (Berlin: De Gruyter, 1985).
9
For details, see chapters 11–16.
10
See respectively chapters 17 and 18.
11
For a more detailed overview of the development of the EU, see chapter
2.
12
For details, see chapter 20.
13
For details, see chapters 22 and 23.
14
For details, see chapter 21.
15
For details, see chapters 12 and 16. For more on the concept of
neofunctionalism, see chapter 2.
16
For details, see chapter 19.
17
For details, see chapter 3.
18
On all of these issues, see chapter 24.
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23On the political system, see chapter 3; on the judicial system, see
chapter 10; and on the decision-making process, see chapter 5.
29On the failed attempt to draw up a Constitutional Treaty for the EU, see
further chapter 2.
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