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The Breast 21 (2012) 314e320

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The Breast
journal homepage: www.elsevier.com/brst

Original article

Factors associated with long-term functional outcomes and psychological


sequelae in women after breast cancer
Fary Khan a, b, *, Bhasker Amatya b, Julie F. Pallant c, Ishani Rajapaksa b
a
Department of Medicine, Dentistry & Health Sciences, University of Melbourne, Grattan Street, Parkville, VIC 3050, Australia
b
Department of Rehabilitation Medicine, RoyalMelbourne Hospital, 34-54 Poplar Road Parkville, Melbourne VIC 3052, Australia
c
Rural Health Academic Centre, University of Melbourne, 49 Graham St, Shepparton, VIC 3632, Australia

a r t i c l e i n f o a b s t r a c t

Article history: The objective of this study was to examine factors impacting long-term functional outcomes and
Received 6 October 2011 psychological sequelae in survivors of breast cancer (BC). A clinical assessment and structured interview
Received in revised form assessed the impact of BC on participants’ (n ¼ 85) current activity and restriction in participation, using
23 January 2012
validated questionnaires: Functional Independence Measure (FIM), Perceived Impact Problem Profile
Accepted 24 January 2012
(PIPP) and Depression Anxiety Stress Scale (DASS). Participants showed good functional recovery
(median motor FIM score ¼ 78). Three-quarters (74%) reported pain, 32% reported upper limb weakness,
Keywords:
31% pain limiting shoulder movement and 29% lymphoedema. One third (32%) reported greatest impact
Breast cancer
Rehabilitation
on psychological wellbeing. A substantial number of participants reported high levels of depression
Disability (22%), anxiety and stress (19% each). Factors associated with poorer current level of functioning and
Participation wellbeing included: younger participants, recent diagnoses, aggressive tumour types, receiving
Functional Independence Measure chemotherapy, shoulder limitation due to pain, and lymphoedema. BC survivors require long-term
Depression Anxiety Stress Scale management of psychological sequelae impacting activity and participation.
Ó 2012 Elsevier Ltd. All rights reserved.

Introduction Recovery and treatment options after BC can be challenging.


Although the majority of patients make a good functional recovery,
Breast cancer (BC) is the most common malignancy in women the impact of BC on activities of daily living, work, social activities
worldwide, comprising up to 16% of all cancers in women.1 The and quality of life (QoL) can be considerable and prolonged.
incidence for BC is on the rise; and varies (age standardized rates) Treatment options such as surgery, radio/chemotherapy are dis-
with higher incidence rate (99 per 100,000 population) in North cussed elsewhere.7 Common complications from these treatment
America, moderate in South America, west Asia and eastern Europe, modalities may include: wound sepsis, seroma formation, pain
and lowest in Africa.1 In Australia, 1 in 9 women will develop BC by (post surgical pain, phantom pain, post-mastectomy pain
2015, with the projected population of women with BC expected to syndrome, and musculoskeletal pain)8; decreased shoulder range
increase to 15,400.2 The BC survival rates vary from 80% in devel- of movement, lymphoedema; and psychosocial dysfunction. The
oped countries (United States, Japan, Sweden), to 40e60% in low and triad of fatigue, mood disorders and cognitive complaints have
middle income countries (Russia, India, China). Several risk factors been reported.9,10 Radiation treatment can worsen shoulder joint
for BC, both modifiable and non-modifiable, have been docu- contractures, radiation induced brachial plexopathy, oedema upper
mented.3,4 As 21% of deaths from BC across the world are linked to limb, and wound breakdown. After BC treatment, a range of
modifiable risk factors (physical inactivity, obesity, alcohol use)5; psychological sequalae can also occur (e.g., anxiety, depression,
comprehensive BC control incorporates prevention, early detection, sexual dysfunction and/or body dysmorphism).9 As disease prog-
diagnosis and treatment,6 rehabilitation and palliative care.1 resses other concerns may include: bone metastases, tumour
infiltration causing plexopathy and/or radiation induced
plexopathy.7
* Corresponding author. Department of Rehabilitation Medicine, Royal Mel- Women after BC treatment can present to rehabilitation settings
bourne Hospital, 34-54 Poplar Road Parkville, Melbourne VIC 3052, Australia. with a range of difficulties which may be physical, emotional,
Tel.: þ61 3 83872000; fax: þ61 3 83872506.
psychosocial and/or environmental. Multidisciplinary rehabilita-
E-mail addresses: fary.khan@mh.org.au (F. Khan), bhasker.amatya@mh.org.au
(B. Amatya), jfpallant@gmail.com (J.F. Pallant), ishani.rajapaksa@mh.org.au tion encompasses the framework and common language for
(I. Rajapaksa). describing the impact of disease at different levels, advocated by

0960-9776/$ e see front matter Ó 2012 Elsevier Ltd. All rights reserved.
doi:10.1016/j.breast.2012.01.013
F. Khan et al. / The Breast 21 (2012) 314e320 315

WHO, using the International Classification of Functioning, Data collection


Disability and Health (ICF).11 For example, in women after BC
treatment: ‘impairments’ are problems with body (anatomical) At the time of recruitment 143 patients listed on the RMH
structures or function (physiological) (lymphoedema, pain, Database were eligible for this study due to entry criteria. All
decreased shoulder range of movement); ’activity limitation’ were invited by mail to participate in the study and the 85
(disability) are difficulties faced by a person executing everyday who consented were recruited for the project (flow chart
tasks (mobility or self-care); ’restriction in participation’ relates to Fig. 1). All interviews and assessments (45 min each) were
problems experienced by a person which limits involvement in conducted by two trained physicians and one research
societal participation and life situations (employment, family life, assistant.
social reintegration); ‘contextual factors’ are: ‘environmental’
which make up the physical, social and attitudinal environment in Measurement
which a person lives their life; and ‘personal’ (gender, race, coping
style, social, educational background) which may affect the The International Classification of Functioning, Disability and
person’s experience of living with their condition. Health11 was used as a conceptual basis for choice of best outcomes
The ICF provides a framework to account for contextual factors for measurement. It provides a broader framework and describes
when measuring disability and participation. For example, lym- the impact of disease at the level of impairment, limitation in
phoedema or post-mastectomy pain may lead to difficulty lifting, activity and participation; incorporating contextual (environment
carrying, reaching due to axillary scarring and oedema, and neck and personal) factors which may act as barriers or facilitators in
shoulder pain,12 impacting mobility and self care ability. These these persons.11
disabilities can limit participation which means it can impact on
return to work, driving, family and intimate relationships. BC related measures
With advances in medical care and increased life expectancy, Information extracted from the medical record included:
issues related to health, wellbeing and participation become disease related data, surgical procedures, pathology, treatments
increasingly important. Patients in the community continue to received, and signs and symptoms at admission and discharge from
improve over many months, however in the transition period RMH.
various adjustment issues may surface (self-worth, self-image),
coping with new demands associated with increased care needs, Measures of impairment
inability to return to driving and work, financial constraints, The Medical Research Council (MRC)14 scale graded muscle
marital stress and restriction in participation. At present, no power (0 ¼ no contraction, 5 ¼ normal power).
systematic reviews address long-term outcomes in BC patients or A single item Visual Analogue Pain scale15 was used to assess
comparisons of different methods of treatment in these persons in pain (score range 1e10).
Australia. The objective of this study therefore was to examine Limb girth serial measurements were taken for lymphoedema.
factors associated with residual disability and restriction in Lymphoedema was defined as an increase of 10% in the involved
participation over a longer-term, including functional outcomes arm circumference compared with the opposite side (measured
and psychosocial sequelae in BC survivors in an Australian 10 cm above and below the elbow fold).16
community cohort.
Measures of activity and functioning
Methods Functional Independence Measure (FIM)17 assessed function
(activity) and need for assistance (physician assessed). The FIM
Participants and setting motor section has 13 items that assess level of function in four
subscales: Self-care, Transfers, Locomotion and Sphincter control.
This study was part of a prospective rehabilitation outcomes Each item is rated on a scale of 1e7 (1 ¼ total assistance, 5 ¼ needs
research programme for BC survivors at the Royal Melbourne supervision, 6 ¼ modified independence, 7 ¼ independent). A low
Hospital (RMH), a tertiary referral centre in Victoria, Australia; and score reflects burden of care in each area measured. FIM has good
approved by its Ethics committee. The RMH BC programme reported reliability and validity.17,18
provides acute surgical/oncological and rehabilitative care for
inpatients and in ambulatory settings to minimize activity limita- Measures for participation and quality of life
tion and enhance participation. The Depression Anxiety Stress Scale- 21 (DASS)19 consists of
Participants in this study were recruited from the 298 three 7-item self-report scales, to measure the negative
consecutive patients admitted to RMH for acute care between emotional states of depression, anxiety and stress. Participants
2007 and 2011; with the ICD Code ((C50) for BC (main diagnosis) rated the extent to which they experienced each state over the
incorporating all 9 sub-codes that localize the breast tumour past week on a 4-point Likert rating scale. Subscale scores were
(C50.1-C50.9)), (first admission only). The RMH Access Database derived by totalling the scores, and multiplying by two to ensure
was used for cross-indexing of diseases from the Patient Admin- consistent interpretation with the longer DASS 42-item version.
istrator System (HOMER) of Hospital Information Systems, The scores for each domain range from 0 to 42, with higher
Department of Health Victoria, Australia. The source of these scores indicating more dysfunction. It has good internal
patients was a pool of persons residing in the community, referred consistency.19
to the RMH from public and private medical clinics across greater The Perceived Impact of Problem Profile (PIPP),20 a 23-item
Melbourne in Victoria. All participants were aged >18 years and scale with five subscales (Mobility, Self-care, Relationships,
fulfilled standard diagnostic criteria for BC as defined by the Participation and Psychological Wellbeing), assessed the impact
American Joint Committee on Cancer,13 currently disease free and associated with a health condition. For each item, respondents
assessed by a surgeon/oncologist at the RMH. These participants were asked to rate ‘how much impact has your current health
resided in the community (area of greater Melbourne <60 km problems had on (item of function or activity) using a 6-point scale
radius), and had known limitations in their status (including (‘no impact’ and ‘extreme impact’), with high scores indicating
mobility) at admission and discharge from RMH. greater impact.20
316 F. Khan et al. / The Breast 21 (2012) 314e320

Fig. 1. Flow chart of recruitment process.

Statistical analysis from <1 year to 24 years (Md ¼ 2.2 years, IQR ¼ 1.4e4.9).
Majority were tertiary educated (n ¼ 43, 51%) and married
A series of analyses were conducted to describe the current level of (n ¼ 53, 62%). Over half of the sample had
function and wellbeing of participants and to identify those factors BloomeRichardsoneElston (BRE) tumour Grade 3 (n ¼ 45, 54%),
associated with scores on the FIM, PIPP and DASS subscales. Given the were estrogen-receptor positive (n ¼ 70, 85%) and with lymph
skewed distributions, continuous predictor variables (age, time since node involvement (n ¼ 56, 66%). More than a third (n ¼ 31, 37%)
diagnosis) were split at the median to form approximately equal had breast conservation surgery (lumpectomy) with axillary
groups for comparison. Non-parametric analyses (ManneWhitney U clearance (Table 1).
tests) were used to compare scores across groups. Although
a substantial number of univariate analyses were conducted,
increasing the likelihood of a Type 1 error, it was decided to report all Current symptoms
p values above .05 as significant. This was consistent with the
descriptive nature of the study to ensure all potentially important Three quarter of the sample reported some degree of breast
predictors of the long-term sequelae of BC were identified. related pain (n ¼ 63, 75%), with 39% (n ¼ 24) rating the pain as  5
on a 10 point scale, and describing it as sharp (n ¼ 12, 19%), aching
Results (n ¼ 12, 19%) or dull (n ¼ 11, 18%).Phantom breast sensation (n ¼ 13,
15%) and phantom breast pain (n ¼ 5, 6%) were noted. Almost one
Sample characteristics third reported limited shoulder movement (n ¼ 28, 33%), with 31%
(n ¼ 26) indicating shoulder limitation due to pain; lymphoedema
The participant’s (n ¼ 85) ages ranged from 33 to 80 yrs (n ¼ 25, 29%), and upper limb weakness of affected side (n ¼ 36,
(median (Md) ¼ 57years, IQR ¼ 47.4e63.9), time since diagnosis 42%) on MRC motor scale (Table 1).
F. Khan et al. / The Breast 21 (2012) 314e320 317

Table 1 Table 1 (continued )


Socio-demographic characteristics of participants (n ¼ 85).
n, (%) (unless
n, (%) (unless stated different)
stated different) 4 (Active movement against gravity/resistance, 29 (34.1%)
Demographic factors no full power)
Age (years) [Md, IQR] 57 (47.4e63.9) 5 (Normal power) 49 (57.6%)
Sex Female 85 (100%) Overall mean (SD) 4.5 (0.8)
Marital status
IQR ¼ Interquartile range; Md ¼ median; MRC ¼ Medical Research Council; n ¼ total
Married/Partner 53 (62.4%)
number; ROM ¼ Range of Motion; SD ¼ standard deviation.
Divorced/Separated 18 (21.2%)
Single 12 (14.1%)
Widowed 2 (2.4%)
Living with Current level of functioning, participation and psychological
Alone 17 (20.0%)
wellbeing
Partner 39 (45.9%)
Family 29 (34.1%)
Education Although participants reported minimal change to their physical
Primary 2 (2.4%) functioning as indicated by high FIM motor scores (Md ¼ 78,
Secondary 37 (43.5%) IQR ¼ 78 to 78), a substantial number reported high levels of
Tertiary 43 (50.6%)
depression (22%), anxiety and stress (19% each) (measured by
Other 3 (3.5%)
Smokers 13 (15.3%) DASS), compared with only 13% in an Australian normative sample.
Consumes alcohol 46 (54.1%) One third (n ¼ 27, 32%) women reported highest impact on the
Have Children 65 (76.5%) psychological wellbeing PIPP subscale (scores of 3 on the six-
With 2 child 54 (63.5%)
point scale), and substantial impact on the PIPP Participation
Clinical characterisitics
Disease duration (years) [Md, (IQR)] 2.2 (1.4e4.9)
subscale 22% (n ¼ 19) (Table 2).
BloomeRichardsoneElston grading (n ¼ 83)
Grade 1 (low) 10 (12.0%) Factors associated with current level of functioning and wellbeing
Grade 2 (intermediate) 28 (33.7%)
Grade 3 (High) 45 (54.2%)
Oestrogen-receptor positive (n ¼ 82) 70 (85.4%) A series of univariate analyses were conducted to identify
Lymph node affected 56 (65.9%) predictive factors associated with current levels of functioning,
Menopause 72 (84.7%) participation, and wellbeing.
Surgery 85 (100%)
2 surgery episodes 36 (42.4%)
Type of surgery
Mastectomy 14 (16.5%) Table 2
Mastectomy with axillary clearance 26 (30.6%) Descriptive Statistics for subscales of the Depression Anxiety Stress Scale (DASS-21),
Lumpectomy 12 (14.1%) Functional Independent Measure (FIM) and the Perceived Impact of Problem Profile
Lumpectomy with axillary clearance 31 (36.5%) (PIPP) (n ¼ 85).
Mastectomy/Lumpectomy with axillary clearance 2 (2.4%)
Scales Statistics
Chemotherapy 63 (74.1%)
Multiple episode 54 (96.4%) DASS (Md, IQR)
Side effects 60 (70.6%) Depression (0e42) Md ¼ 2, IQR ¼ 0e12
Severe side effects (n ¼ 60) 23 (38.3%) Anxiety (0e42) Md ¼ 4, IQR ¼ 2e8
Radiotherapy 63 (74.1%) Stress (0e42) Md ¼ 8, IQR ¼ 4e14
Multiple episode 48 (76.2%) DASS group: (n, %)
Side effects 47 (55.3%) Depression
Severe side effects (n ¼ 47) 8 (17.0%) Normal/mild 66 (77.6%)
Reconstructive surgery or alternatives 25 (29.4%) Moderate/severe/extreme severe 19 (22.4%)
Family history Anxiety
Breast cancer 30 (35.3%) Normal/mild 69 (81.2%)
Ovarian cancer 10 (11.8%) Moderate/severe/extreme severe 16 (18.8%)
Currently on treatment 55 (64.7%) Stress
Co-morbidities Normal/mild 75 (88.2%)
Hypertension 27 (31.8%) Moderate/severe/extreme severe 10 (11.8%)
Diabetes 5 (5.9%) FIM (Md, IQR)
Depression 28 (32.9%) Total (13e91) Md ¼ 78, IQR ¼ 78e78
Other 17 (20.0%) Self-care (6e42) Md ¼ 36, IQR ¼ 36e36
Shoulder limitation in range of movement 28 (32.9%) Sphincter control (2e14) Md ¼ 12, IQR ¼ 12e12
Shoulder limitation due to pain 26 (30.6%) Mobility (3e21) Md ¼ 18, IQR ¼ 18e18
Lymphoedema 25 (29.4%) Locomotion (2e14) Md ¼ 12, IQR ¼ 12e12
Pain 63 (74.1%) PIPP (n, % recording score of 3e6 indicating moderate to extreme impact, Md,
Pain score (0 no pain; 10 ¼ extreme pain) IQR)
Mean (SD), Range 3.8 (2.1), 1e8 Psychological 27 (32%)
Phantom breast pain 5 (5.9%) Md ¼ 2.2, IQR ¼ 1.4e3.4)
Phantom breast sensation (n ¼ 77) 13 (15.3%) Self-care 1 (1%)
Upper limb weakness (MRC motor scale) Md ¼ 1.0, IQR ¼ 1e1
(0 ¼ no contraction; 5 ¼ normal power) Mobility 6 (7%)
0 (No contraction) 1 (1.2%) Md ¼ 1.2, IQR ¼ 1.0e1.6
1 (Flicker or trace of contraction) 0 Participation 19 (22%)
2 (Active movement, with gravity eliminated) 1 (1.2%) Md ¼ 1.4, IQR ¼ 1.0e2.7
3 (Active movement against gravity 5 (5.9%) Relationship 7 (8%)
but no resistance) Md ¼ 1.0, IQR ¼ 1.0e1.6

DASS ¼ Depression Anxiety Stress Scale, FIM ¼ Functional Independent Measure;


PIPP ¼ Perceived Impact of Problem Profile, n ¼ total number; SD ¼ standard
deviation, Md ¼ median, IQR ¼ interquartile range.
318 F. Khan et al. / The Breast 21 (2012) 314e320

Demographic and disease factors in BC patients (with or without lymphoedema), in reducing side
effects of treatment, fatigue and deconditioning.24,27 Healthy life
Scale scores were compared for two age groups (57 yrs, 57þ style, health promotion and exercise therefore, should be
yrs) using ManneWhitney U tests, and the younger group showed encouraged in this population24,26,28,29 including conservative
significant differences in two of the PIPP subscales (Psychological, therapies for lymphoedema.30
p ¼ .02; Relationship, p ¼ .007). Women in BRE Grade 3 reported Breast pain is a common symptom in women following BC
higher impact on their PIPP Psychological subscale (p ¼ .04). generally, and its prevalence is reported to be as high as 67%.31
Time since diagnosis was divided into three approximately Three-quarters of our sample reported some degree of breast-
equal groups (<¼1.8 yrs, 1.9e4.1 yrs, 4.2þ yrs). Kruskal Wallis tests specific pain (mixed patterns), similar to other reports7; although
showed significantly different scores across these groups on the these have not been well studied in BC. Interestingly, participants
DASS Depression (p ¼ .01), PIPP Participation (p ¼ .01) and PIPP also reported phantom breast pain (6%) and phantom breast
Relationship (p ¼ .02) scales, with higher depression levels and sensation (15%). These however were beyond the scope of this
greater impact for the more recently diagnosed. preliminary study and needs further exploration.
Improved survival in BC has produced a growing acceptance
Treatment related factors of BC as a long-term illness impacting psychological functioning
and QoL. Psychological morbidity (anxiety, depression, stress,
There were no significant differences in scale scores across altered emotional reactions, sleep disturbance, social isolation)
different surgery types, or for women who received reconstructive are common responses to BC.32e34 These responses may be
surgery, had lymph node involvement, or were estrogen-receptor related to pain,35 treatment side effects, especially chemo-
positive. Chemotherapy was associated with greater impact scores therapy36; and early onset menopause and fertility concerns.37,38
on the PIPP subscales (Psychological, p ¼ .005; Mobility, p < .001; Fann et al. suggest the rate for major depression of 10e25% in
Participation, p ¼ .002; Relationships, p ¼ .02). Women who women with BC.39 Within one year of diagnosis up to 30% of
received radiotherapy recorded slightly higher FIM motor total women with BC may develop a psychological morbidity either
scores (p ¼ .02). anxiety or depressive disorder.40 Participants in our study, with
a median time since diagnosis of 2.2 years, reported elevated
Current symptoms levels of anxiety and depression (22%) (higher than normative
Australian data), in contrast to a previous study of psychological
Lymphodema was associated with higher impact scores on the distress that showed a decrease over a 5-year study period.41
PIPP subscales (Psychological, p ¼ .003; Self-care, p ¼ .001; Another study however showed that anxiety or depression or
Mobility, p ¼ .03; Participation, p ¼ .007), and on DASS Anxiety both reported by women with BC did not change over 5 years of
scale (p ¼ .02). follow-up.42 This range of variation in psychological disorders
Participants with shoulder limitations due to pain recorded may be attributed to methodological differences across studies.43
higher scores on all PIPP subscales (p < .005), and the DASS Stress This has important clinical implications for long-term moni-
(p ¼ .03) and Anxiety (p ¼ .007) subscales. Limited range of toring, education, support and counselling of the BC patients
shoulder movement was also associated with higher scores on the (and their families).
PIPP subscales (Psychological, p ¼ .03; Mobility, p ¼ .02; Relation- Restricted activity alone explains only a minor part in the vari-
ship, p ¼ .03; Self-Care, p ¼ .001). ance of health-related QoL,44 as many factors may influence QoL. In
Participants with upper limb weakness (MRC scores of 0e4 on our study 32% of women after BC reported high impact on PIPP
affected side) had worse scores on the FIM Locomotion scale Psychological wellbeing, and substantial impact (22%) on the
(p ¼ .04); higher impact on PIPP Self-Care (p ¼ .01), Mobility Participation subscales. These are consistent with reports of
(p < .001), Participation (p < .001), and Relationship (p ¼ .04) participatory limitation (work, social and recreational activity,
subscales; and higher DASS Anxiety scores (p ¼ .007). family life, caregiver stress, activities of daily life) in other BC
cohorts.32,34 This study identified factors associated with poorer
Discussion current level of functioning and wellbeing (i.e., high impact on PIPP
and DASS anxiety subscales): younger patients; recent diagnoses,
This is the first report of factors associated with long-term aggressive tumour, those receiving chemotherapy, shoulder limi-
functional and psychological outcomes for women after BC tation due to pain, and lymphoedema; consistent with other
treatment, residing in the Australian community. The BC patients reports.45e48 No significant differences in scale scores were found
in this study are similar to those in other studies in terms of age, across different surgical procedures (including reconstructive
gender, disease severity and treatment.21e23 Most patients are surgery), estrogen-receptor status or lymph node involvement on
expected to make a good recovery following definitive treatment outcomes used.
for BC, as the medium to long-term effects of treatment are The ICF11 provides a framework for describing the impact of
considered minimal in the majority of cases. However, long-term disease at the level of impairment, limitation in activity and
physical and psychological morbidity associated with BC treat- participation. This is the first study to assess functional limitation in
ment can be under estimated.24 A recent study showed that 1 year women after BC using the ICF domains. Recently, patient reported
after BC surgery, patients did not recover their pre-operative problems due to BC were linked with categories of ICF49 to high-
physical activity levels, especially in older patients, smokers and light the patient perspective; so that selected disabilities can be
those without a spouse.21 Although participants in our study addressed in multidisciplinary care settings. These in the future
made good functional recovery (a median motor FIM score of 78), may enable more comprehensive measurement of participatory
they reported residual neurological deficits (motor and sensory) issues in this population.
with weakness of the upper limb on the affected side, limited Some caution needs to be exercised in the interpretation of the
shoulder movements (adhesive capsulits), pain limiting shoulder group comparisons conducted in this study due to the substantial
range; and lymphoedema, similar to other reports.24e26 The number of univariate statistical analyses undertaken, with no
incidence of lymphoedema (29%) in this cohort is within the adjustment to the alpha value used to indicate statistical signifi-
reported range of 6e30%.16 A number of reviews support exercise cance. This study was intended as a preliminary descriptive study,
F. Khan et al. / The Breast 21 (2012) 314e320 319

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