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The Effectiveness and Safety of Manual

Therapy on Pain and Disability in Older


Persons With Chronic Low Back Pain:
A Systematic Review
Katie E. de Luca, MChiro, PhD, a Sheng Hung Fang, BChiroSc, b Justin Ong, BChiroSc, b
Ki-Soo Shin, BChiroSc, b Samuel Woods, BChiroSc, b and Peter J. Tuchin, GradDC, DipOHS, PhD b

ABSTRACT

Objectives: The aim of this study was to perform a systematic review of the literature of the effectiveness and safety
of manual therapy interventions on pain and disability in older persons with chronic low back pain (LBP).
Methods: A literature search of 4 electronic databases was performed (PubMed, EMBASE, OVID, and CINAHL).
Inclusion criteria included randomized controlled trials of manual therapy interventions on older persons who had
chronic LBP. Effectiveness was determined by extracting and examining outcomes for pain and disability, with safety
determined by the report of adverse events. The PEDro scale was used for quality assessment of eligible studies.
Results: The search identified 405 articles, and 38 full-text articles were assessed. Four studies met the inclusion
criteria. All trials were of good methodologic quality and had a low risk of bias. The included studies provided
moderate evidence supporting the use of manual therapy to reduce pain levels and alleviate disability.
Conclusions: A limited number of studies have investigated the effectiveness and safety of manual therapy in the
management of older people with chronic LBP. The current evidence to make firm clinical recommendations is
limited. Research with appropriately designed trials to investigate the effectiveness and safety of manual therapy
interventions in older persons with chronic LBP is required. (J Manipulative Physiol Ther 2017;xx:1-8)
Key Indexing Terms: Pain; Low Back Pain; Chronic Pain; Review; Aging; Musculoskeletal Manipulations; Safety

INTRODUCTION people who retire early because of LBP have substantially


less total wealth and income-producing assets, about 87%
Low back pain (LBP) is the leading cause of years lived
less than those who remain in full-time employment. 6 In the
with disability in both developed and developing countries and
United States, more than 25% of older persons with back pain
sixth in terms of overall disease burden (disability adjusted
already had chronic back pain when they entered the retirement
life-years). 1 It is a common condition that has a profound
age. 7 From this study, in 2006-2007, Baby Boomers (born
socioeconomic impact on individuals, families, and societies.
between 1946 and 1964) accounted for 51% of total chronic
In older persons, the World Health Organization has identified
back pain costs, costing over $10 billion on ambulatory
LBP as the major disabling condition. 2 In Australia, older
services (services provided during outpatient, office-based, or
people have greater physical disability as a consequence emergency department settings, including purchased pre-
of their LBP compared with younger people. 3 Old age is
scribed medicines in those encounters). 7 In developed nations,
significantly associated with nonrecovery and poor outcome. 4
the population of older people will increase dramatically. In
LBP is a common reason forcing people to retire, 5 and older
Australia, it is estimated that by 2042, 25% of the population,
a or 6.2 million people, will be aged over 65 years. 8 Among
Private Practice, South West Rocks, NSW, Australia.
b
Macquarie University, Department of Chiropractic, Sydney,
older persons living in developed countries, the 1-month
NSW, Australia. prevalence of LBP is estimated to be between 18% and 29%. 9
Corresponding author: Katie E. de Luca, MChiro, PhD, 24 Over the next few decades, the number of older people living
Salmon Circuit, South West Rocks, NSW, Australia, 2431. Tel.: with LBP will increase substantially, and the costs incurred by
+61 412 431 931. (e-mail: chirokatie@live.com.au). the individual and government will also continue to grow.
Paper submitted April 11, 2017; in revised form June 12, 2017;
Although LBP is common in older persons, there is a
accepted June 16, 2017.
0161-4754 very limited understanding of how to manage the condition.
© 2017 by National University of Health Sciences. A 2011 Cochrane review that assessed the effectiveness of
https://doi.org/10.1016/j.jmpt.2017.06.008 combined chiropractic interventions for LBP reported
2 de Luca et al Journal of Manipulative and Physiological Therapeutics
Low Back Pain in Older People Month 2017

Table 1. Eligibility Criteria for Including Studies in the Review


Topic Inclusion Criteria
Participants Adults aged 55 years and over
Study population must have a classification of chronic low back pain (N3 months)
Study population could have low back pain with or without radiating symptoms

Intervention A manual therapy intervention

Comparison No-intervention or control group; sham manual therapy; another type of manual therapy;
or manual therapy combined with other therapy versus other therapy alone

Outcome Primary outcomes of interest—pain and disability

Design Randomized controlled trial


Exclusion Criteria
Participants Study participants who had postpartum low back pain; pain unrelated to the lumbar spine (eg, coccydynia);
and postoperative back pain or “failed back syndrome”

Comparison Single treatment intervention without further follow-up


Studies examining an intervention focused on a specific pathology

Outcome No measure of primary outcomes

limited evidence to support or refute the clinical meaningful “osteopathic,” “physiotherapy,” “orthopedics,” “spinal,”
difference for pain and disability. 10 Six of the 12 studies “manipulation,” “adjustment,” “manual therapy,” “massage,”
explicitly excluded participants over 60 years of age. and “mobilisation.” Details of individual database searches
Another 2011 Cochrane review assessed nonoperative are presented in Appendix A. The search was limited to
treatment for chronic LBP, and while spinal manipulation studies published in English.
therapy (SPM) had small, statistically significant improve-
ments in pain and functional status in the short term
compared with other interventions. 11 Again, older adults Screening of Eligible Studies
were commonly excluded from the trials. The clinical The search of titles relevant to the aim of this study was
presentation of LBP is complex, and there are distinct undertaken by 4 reviewers (H.F., J.O., K.S., S.W.). If there
patterns in which subgroups of a large number of patients do was uncertainty regarding the eligibility of a study title, the
not become pain-free. 12,13 There is a substantial knowledge abstract was obtained and added into the next phase of the
gap as a result of the exclusion of older persons from studies of review for further clarification. Abstracts were then
interventions and management of care. An important question screened for eligibility by using a screening tool with 4
is whether manual therapy is effective and safe for older key headings: (1) randomized controlled trial, (2) eligible
persons who suffer chronic LBP. Therefore, the aim of this participants, (3) manual therapy interventions, and (4)
study was to perform a systematic review of the literature on primary outcomes. Eligible abstracts were included in
the effectiveness and safety of manual therapy interventions on full-text retrieval stage of the review if they met all 4 criteria
pain and disability in older persons with chronic LBP. on the screening tool. If clarification was needed on any of
the eligibility criteria, the reviewers consulted with a
designated reviewer (K.D.). Full-text manuscripts were
METHODS then screened for eligibility, as determined by inclusion and
Reporting of this systematic review is guided by the exclusion criteria (Table 1). This then yielded a final
Preferred Reporting Items for Systematic Reviews and number of eligible studies for the data extraction phase. If
Meta-Analysis (PRISMA) checklist. 14 there was any uncertainty or disagreement on eligibility, 2
designated reviewers (K.D., P.T.) were consulted.

Literature Search Strategy


A computerized electronic literature search of PubMed, Data Extraction
EMBASE, OVID, and CINAHL (from January 2006 to March The effectiveness of manual therapy was determined
2016), was undertaken by 4 reviewers (H.F., J.O., K.S., S.W.). through self-reported outcomes for pain and disability. A data
The search string consisted of combinations of the following extraction tool was developed by 1 reviewer (K.D.) based on the
keywords and Medical Subject Headings (MeSH): “elderly,” Cochrane Handbook for Systematic Reviews of Interventions 15
“geriatric,” “seniors,” “older,” “low back pain,” “chiropractic,” and peer-reviewed articles. 16,17 Data extracted from the studies
Journal of Manipulative and Physiological Therapeutics de Luca et al 3
Volume xx, Number Low Back Pain in Older People

405 study titles identified through Duplicate studies

Identification
database searching removed
(n = 25)

380 study abstracts were screened Studies excluded


Screening

for eligibility with an abstract (n = 342)


screening tool

38 full text studies were assessed for Studies excluded


eligibility in reference to the inclusion (n = 34)
Eligibility

and exclusion criteria


Not an RCT = 13
Not including manual therapy = 18
Not geriatric population = 1
Not in English = 1
Not chronic low back pain = 1

4 studies met the inclusion criteria


and were included in this systematic
Included

review

Fig 1. PRISMA 2009 flow diagram. RCT, randomized controlled trial.

included authors’ names and affiliations, study year, study Disability Index (ODI), Roland Morris Disability Question-
design, setting, sample size, randomization, participant charac- naire, Short-Form Health Survey-36, Time to Up and Go, and
teristics, diagnosis and duration of LBP, type and timing of Fear-Avoidance and Belief Questionnaire.
interventions, primary outcomes, treatment effects, and key
findings of the study. Data extraction was undertaken by 4
reviewers (H.F., J.O., K.S., S.W.). One reviewer (K.S.)
Pain
formatted a merged data extraction document and 2 other The first placebo-controlled trial utilizing a sham
reviewers (K.D., P.T.) checked the level of agreement. intervention evaluating the effect of SPM in older adult
veterans 18 measured pain using the VAS 23 and the pain
subscale of the Short-Form Health Survey-36. 24 SPM did
not produce a significantly greater reduction in pain
RESULTS compared with the sham intervention group at either the
A PRISMA flowchart of the literature search is shown in 5th-week or the 12th-week follow-up. There was a
Figure 1. Eighteen studies were excluded because they failed to significant reduction in the pain scores from baseline to
meet the inclusion criteria. A total of 4 articles were included, follow-up in both the SPM and the sham intervention
and their study characteristics and key findings are presented in groups, suggesting a general “nonspecific therapeutic
Table 2. 18-22 The results of the quality assessment of each effect.” Similarly, in an earlier study, 21 when comparing
study on the PEDro scale are presented in Table 3. The 4 trials the effects of thrust manipulation and nonthrust manipula-
were of good methodologic quality and had a low risk of bias, tion on a sample of older subjects with LBP, there were no
with scores ranging from 6 to 8 on the PEDro scale. Outcomes between-group differences between older subjects receiv-
measures used by studies included in the review comprise ing thrust manipulation and those receiving non-thrust
self-reported tools: the Visual Analog Scale (VAS), Numeric manipulation, but both forms of manual therapy produced
Pain Rating Scale, 21-Box Questionnaire, Short Form of similar, significant outcomes. This study used an 11-point
McGill Pain Questionnaire, Present Pain Index, Oswestry ordinal Numeric Pain Rating Scale to measure pain.
4 de Luca et al Journal of Manipulative and Physiological Therapeutics
Low Back Pain in Older People Month 2017

Table 2. Characteristics and Key Findings of the 4 Studies Included in the Review
Sample Size Primary
(n); Study Outcomes of
Population Duration of Pain and
Inclusion Age LBP (Mean Disability
Study (Year) Study Intervention Trial Design (Mean: [SD]) [SD]) Within Study Key Findings of Study
Learman et al TM: commonly side-lying Pragmatic RCT: 49; ≥55 years Not reported; NPRS, ODI Statistically significant
(2013)21 rotational manipulation and Intervention (mean: 64.5 22.2 weeks reductions in pain (P b .001)
the supine anterior superior received on 2 [8.9]) (40.6) and improvements in disability
iliac spine; vs NTM: passive, occasions (P b .001) in both TM and
low-velocity oscillatory (range 1-4 days) NTM across both time periods;
movements no statistically significant
Both groups prescribed a between group differences
standardized home in pain or disability
exercise program
Sritoomma Control intervention: TTM RCT: both 140; ≥60 years LBP lasting VAS, MPQ, Statistically significant
et al delivered through clothing intervention for N12 weeks; ODI reductions in pain (P b .001)
(2014)22 with no oil; vs treatment groups received not reported and improvements in disability
intervention received SMGO a 30-min (P b .001) in both SMGO
(2% essential ginger oil massage and TTM across the 3 time
with Jojoba oil) ×2/week periods; SMGO was more
for 5 weeks effective than TTM in reducing
pain (P = .04) and improving
disability (P = .041).
Dougherty Treatment intervention: SMT RCT: both 136; ≥65 years LBP pain VAS, pain Statistically significant
et al (HVLA-SM, and/or flexion groups received (mean 76.9 ≥3 months and physical reductions in pain (VAS
(2014)18 distraction therapy and/or intervention [6.77]) subscale of P b .001; SF-36 Pain Scale
mobilization); vs sham ×2/week the SF-36, P b .001) and improvements
intervention: detuned for 4 weeks ODI in disability (P b .001;
ultrasound applied over the SF-36 physical function
lumbar spine for 11 minutes subscale P b .01) in both
SMT and sham groups from
baseline to 12 weeks’
follow-up. No statistically
significant between group
difference in pain at week 5
or week 12. No statistically
significant between group
difference in disability at
week 5; however, there was
a statistically significantly
improvement in disability in
the SMT compared with the
sham group at week 12
(P b .001)
Enix et al Chiropractic care: any RCT: both 118; LBP at least 21-point Statistically significant
(2015)19 combination of HVLA-SM, groups received 60–85 years 12 weeks Box Scale reductions in pain in both
LVVA-SM, flexion distraction, intervention ×2 duration chiropractic care and physical
drop table manipulation, passive to ×3/week for therapy treatment groups
mobilization, PNF, PIR, massage 6 weeks at week 6 and at week 12;
or stretching; vs physical therapy: no statistically significant
any combination of neuromuscular between group differences
re-education, muscle endurance in pain
and strength training exercises,
flexibility stretches, interferential
electrical stimulation, ultrasound,
postural education, home exercise
FABQ, Fear Avoidance Beliefs Questionnaire; HVLA-SM, high-velocity, low amplitude spinal manipulation; LBP, low back pain; LVVA-SM,
low-velocity, variable amplitude spinal manipulation; MCMC, minimal conservative medical care; MPQ, McGill Pain Questionnaire; NPRS, numerical
pain rating scale; NTM, non-thrust manipulation; ODI, Oswestry Disability Index; PIR, post-isometric exercise relaxation; PNF, proprioceptive
neuromuscular facilitation; RCT, randomized controlled trial; RMD, Roland Morris Disability; SD, standard deviation; SF-36, 36-Item Short-Form
Health Survey; SMGO, Swedish massage with aromatic ginger oil; SMT, spinal manipulation therapy; TM, thrust manipulation; TTM, traditional Thai
massage; VAS, Visual Analog Scale.
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Volume xx, Number Low Back Pain in Older People

Table 3. Methodological Quality Assessment of the 4 Studies Included in This Review Using PEDro
Learman et al Sritoomma et al Dougherty et al Enix et al
(2013)21 (2014)22 (2014)18 (2015)19
1. Eligibility criteria were specified. Y Y Y Y

2. Subjects were randomly allocated to groups. Y Y Y Y

3. Allocation was concealed. Y Y Y Y

4. The groups were similar at baseline with regard to Y Y Y Y


the most important prognostic indicators.

5. There was blinding of all subjects. N N N N

6. There was blinding of all therapists who administered the therapy. N N N N

7. There was blinding of all assessors who measured at least 1 outcome. N N Y Y

8. Measures of at least 1 key outcome were obtained Y Y Y Y


from N85% of the subjects initially allocated to groups.

9. All subjects for whom outcome measures were available N Y Y Y


received the treatment or control condition as allocated or,
where this was not the case, data for at least 1 key outcome
was analyzed by “intention to treat.”

10. The results of between–group statistical comparisons are Y Y Y Y


reported for at least 1 key outcome.

11. The study provides both point measures and measures of Y Y Y Y


variability for at least 1 key outcome.

12. PEDro score 7 7 8 8


N, no; Y, yes.

Another study 19 reported statistically significant reductions intervention group. Another study by Learman et al 21 did
in pain for interventions of chiropractic and physiotherapy not report any significant differences between the 2
for older patients with balance problems, with or without intervention groups (thrust manipulation vs nonthrust
chronic LBP. There was, again, no significant between- manipulation) in alleviation of disability. In this study, the
group effect. This study used a 21-point Box Scale 2 intervention groups were combined and stratified for age
self-reported pain questionnaire to measure pain. Both to determine if there were any differences in outcomes
Swedish massage with aromatic ginger oil and traditional based on age. Learman et al found that age had an impact
Thai massage led to significant reductions in pain level on ODI scores. 21 These authors concluded that their lower
across the 3 periods of assessment (immediate, 6th-week success rate of achieving a 50% reduction of ODI,
assessment, and 15th-week assessment). There were no compared with earlier studies, 25 could be attributed to the
significant differences between the group receiving Swed- sample subjects being older and having a longer duration of
ish massage with aromatic ginger oil and the one receiving symptoms. A clinical trial by Sritoomma et al 22 found that
traditional Thai massage immediately after the massage; both Swedish massage with aromatic ginger oil and
however, the Swedish massage group showed a better traditional Thai massage significantly improved partici-
outcome at the 6th-week and 15th-week follow-up. This pants’ disability ratings; however, the Swedish massage
study used the VAS and McGill Pain Questionnaire (Thai with aromatic ginger oil was more effective at the 6th-week
version) to measure pain. and 15th-week follow-up. Disability was measured by
using the ODI (Thai version 1.0).

Disability
A study by Dougherty et al 18 reported that the SPM Safety and Adverse Events
group had statistically significant improvement with regard Only the study by Dougherty et al 18 provided a
to disability at week 12 compared with the sham comprehensive and explicit report of adverse events
6 de Luca et al Journal of Manipulative and Physiological Therapeutics
Low Back Pain in Older People Month 2017

(AEs). This study measured AEs at each treatment visit mally conservative medical care at week 3. 20 The finding
and at the 5th-week and 12th-week follow-up. AEs were of this study concurs with those of 2 of the included
clinically judged as mild, moderate, or severe, and a studies in this review and further supports a mild treatment
serious AE (SAE) was defined as any AE occurring effect of spinal manipulation compared with other available
during the study or within 30 days of conclusion of study therapies. 27,28
participation, resulting in any one of the following Two studies compared different forms of manual
outcomes: death, life-threatening persistent or significant therapy, and no significant between-group differences in
disability/incapacity, or hospitalization. A total of 250 pain or disability were reported in both. 19,21 The study by
AEs were reported; there were no differences in the Learman et al 21 had an intervention design in which
frequency or severity of the AEs between the PM and clinicians used either a thrust technique or a nonthrust
sham intervention groups; most AEs were mild to moderate technique to best benefit the patient. Similarly, the study
musculoskeletal soreness, and only 10% of the AEs were by Enix et al 19 decided on a hybrid pragmatic study
judged to be definitely related to the study. There were 6 design after comparing a physical therapy intervention
SAEs reported after the start of the treatment; however, none with chiropractic care. In trying to reflect clinical practice,
of the SAEs was associated with study interventions. The Enix et al included interventions that had similar
remaining 3 studies reported that there were no modalities (Table 2), and the commonalities between
intervention-related AEs recorded during the course of their groups probably explain the lack of between–group
studies. treatment effect.
Although chiropractic is commonly used in older adults,
studies that evaluate the effectiveness and safety of
chiropractic care, specifically for older people, are lacking.
DISCUSSION Dougherty et al 18 provided a comprehensive and explicit
The aim of this systematic review was to determine the report of AEs, with no differences in the frequency or
effectiveness and safety of manual therapy on pain and severity of AEs between the SPM and sham intervention
disability in older persons with chronic LBP. There is groups. The other 3 studies reported that no intervention-
moderate evidence to support the effectiveness of manual related AEs were observed during the course of their
therapy in reducing pain levels in older persons with studies. 19,21,22 Although the reporting in these 3 studies was
chronic LBP. A consistent finding from the studies was that not as comprehensive as that by Dougherty et al, 18 this does
manual therapy was effective in reducing pain; however, in suggest that older people receiving manual therapy
most cases, there was no significant difference between the experience very few AEs. A recent consensus process that
intervention groups that were compared, suggesting determined the best practice for chiropractic care for older
different forms of manual therapy did not lead to different adults 29 recommended that manual procedures take into
outcomes in older persons with chronic LBP. In the study consideration patient size and frailty; biomechanical force
by Dougherty et al, manual therapy was compared with should be modified and may often be contraindicated in
placebo, and although both interventions showed a older people. This reflects the literature that suggests that it
reduction in pain level, no statistically significant differ- is important to tailor manual therapy to the clinical
ences were observed. This finding implies the presence of a presentation and preferences of patients 30 and that low
nonspecific therapeutic effect, possibly associated with the velocity, variable amplitude techniques, such as instrument-
doctor–patient encounter. 26 assisted procedures, pelvic blocking, mechanized or
There is also moderate evidence showing the effective- non-mechanized table-assisted procedures, and other
ness of manual therapy on disability in older persons with low-force techniques are appropriate. 30,31
chronic LBP. Three of the 4 studies included measures of
disability within their outcomes, 18,21,22 with 2 studies
finding small, but significant, differences between the Limitations
intervention groups. 18,22 In an RCT that was excluded from The main limitation of this review was that only 4
this review (the study population included patients with randomized controlled trials met the eligibility criteria, and
subacute and chronic back pain, of whom 14 reported LBP lack of available research data prevented making any
of ≤2 weeks’ duration and 6 participants reported LBP of 4 clinical recommendations. Studies included in this review
weeks’ duration), 2 types of spinal manipulation and may be limited by their study population exclusion criteria;
minimal conservative medical care for LBP were compared many older participants are excluded from research if they
in adults 55 years and older. 20 In alleviating disability, low have existing comorbidities. This possibly introduces
velocity-variable amplitude spinal manipulation was supe- selection bias and minimizes the generalizability of findings
rior to minimally conservative medical care at all end because many older patients often have multiple comor-
points (3, 6, 12, and 24 weeks), with high velocity-low bidities. A further limitation is that because of the nature of
amplitude spinal manipulation being superior to mini- the treatment performed, certain patients and practitioners
Journal of Manipulative and Physiological Therapeutics de Luca et al 7
Volume xx, Number Low Back Pain in Older People

could not be blinded through the course of the trials.


Additionally, of the studies that compared different
treatments, some did not publish results comparing the Practical Applications
treatment interventions. Only one of the included studies • Older people are typically excluded from
had a control group. Further studies should investigate the randomized controlled trials, which has
placebo effect by adding control groups to improve study created a large gap in the literature on the
quality and identify the true effect of manual therapy as a effectiveness and safety of manual therapy in
treatment for LBP in older people. this population.
• Four studies explicitly investigated manual
therapy for chronic LBP in older persons, and
although there is moderate evidence to
CONCLUSIONS support the use of manual therapy to improve
A limited number of studies have investigated the pain and disability, current evidence limits
effectiveness and safety of manual therapy in the manage- the ability to make clinical recommendations.
ment of older people with chronic LBP. Four studies • Studies have reported significant improve-
identified by this review demonstrated moderate evidence ments over time in pain and level of disability;
supporting the use of manual therapy to reduce pain levels however, minimal significant differences were
and alleviate disability. Current evidence limits the ability observed between interventions.
to make firm clinical recommendations. Considering that • Better study designs are recommended for
chronic LBP is one of the major disabling musculoskeletal future trials. The commonalities between
conditions in older people, specific research with appropri- interventions probably explain the lack of
ately designed trials to investigate the effectiveness of between–group treatment effects. A prag-
manual therapy interventions in older persons with chronic matic approach is recommended to reflect
LBP is urgently required. clinical practice.

FUNDING SOURCES AND CONFLICTS OF INTEREST


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APPENDIX A. FULL SEARCH TERMS, AND YIELD, FOR EACH OF THE 4 ELECTRONIC DATABASES
Database Search Yield
CINAHL Geriatric OR elderly 22
Back pain OR low back pain OR chronic
Manip* OR chiropract* OR osteopath*

EMBASE Elderly OR senior OR geriatric OR older 15


Low back pain OR Lower back pain OR LBP
Chiropract* OR Osteopath* OR Physio* OR Orthopaedic OR
Orthopedic OR Manipulat* OR Adjustment OR Manual therapy
OR Manual treatment OR Massage OR Mobilisation OR Mobilization
#1 AND #2 AND #3

OVID geriatric 8
elderly
back pain
low back pain
chronic
manip* OR chiropract* OR osteopath*

PUBMED Elderly OR senior OR geriatric OR older 212


Low back pain OR Lower back pain OR LBP
Chiropract* OR Osteopath* OR Physio* OR Orthopaedic OR
Orthopedic OR Manipulat* OR Adjustment OR Manual therapy OR
Manual treatment OR Massage OR Mobilisation OR Mobilization
#1 AND #2 AND #3

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