You are on page 1of 15

Annals of Internal Medicine ORIGINAL RESEARCH

Literacy-Adapted Cognitive Behavioral Therapy Versus Education for


Chronic Pain at Low-Income Clinics
A Randomized Controlled Trial
Beverly E. Thorn, PhD; Joshua C. Eyer, PhD; Benjamin P. Van Dyke, MA; Calia A. Torres, MA; John W. Burns, PhD;
Minjung Kim, PhD; Andrea K. Newman, MA; Lisa C. Campbell, PhD; Brian Anderson, PsyD; Phoebe R. Block, MA;
Bentley J. Bobrow, MD; Regina Brooks; Toya T. Burton, DC, MPH; Jennifer S. Cheavens, PhD; Colette M. DeMonte, PsyD;
William D. DeMonte, PsyD; Crystal S. Edwards; Minjeong Jeong, PhD; Mazheruddin M. Mulla, MA, MPH; Terence Penn, BS;
Laura J. Smith, BA; and Deborah H. Tucker, MBA*

Background: Chronic pain is common and challenging to treat. Members of the CBT and EDU groups had larger decreases in
Although cognitive behavioral therapy (CBT) is efficacious, its pain intensity scores between baseline and posttreatment than
benefit in disadvantaged populations is largely unknown. participants receiving usual care (estimated differences in
change scores—CBT: ⫺0.80 [95% CI ⫺1.48 to ⫺0.11]; P = 0.022;
Objective: To evaluate the efficacy of literacy-adapted and sim- EDU: ⫺0.57 [CI, ⫺1.04 to ⫺0.10]; P = 0.018). At 6-month follow-
plified group CBT versus group pain education (EDU) versus up, treatment gains were not maintained in the CBT group but
usual care. were still present in the EDU group. With regard to physical func-
Design: Randomized controlled trial. (ClinicalTrials.gov: tion, participants in the CBT and EDU interventions had greater
NCT01967342) posttreatment improvement than those receiving usual care, and
this progress was maintained at 6-month follow-up. Changes in
Setting: Community health centers serving low-income patients depression (secondary outcome) did not differ between either
in Alabama. the CBT or EDU group and the usual care group.

Patients: Adults (aged 19 to 71 years) with mixed chronic pain. Limitations: Participants represented a single health care sys-
tem. Self-selection bias may have been present.
Interventions: CBT and EDU delivered in 10 weekly 90-minute
group sessions. Conclusion: Simplified group CBT and EDU interventions deliv-
ered at low-income clinics significantly improved pain and phys-
Measurements: Self-reported, postintervention pain intensity ical function compared with usual care.
(primary outcome) and physical function and depression (sec-
ondary outcomes). Primary Funding Source: Patient-Centered Outcomes Re-
search Institute.
Results: 290 participants were enrolled (70.7% of whom were
women, 66.9% minority group members, 72.4% at or below the Ann Intern Med. 2018;168:471-480. doi:10.7326/M17-0972 Annals.org
poverty level, and 35.8% reading below the fifth grade level); For author affiliations, see end of text.
241 (83.1%) participated in posttreatment assessments. Linear This article was published at Annals.org on 27 February 2018.
mixed models included all randomly assigned participants. * Authors listed after Dr. Campbell are in alphabetical order.

C hronic pain (that is, pain lasting beyond the usual


course of illness or injury, usually longer than 3 to 6
months) is widespread, challenging to treat, and a
Although CBT for chronic pain is effective (12–14),
rigorous trials have not been conducted in populations
with low socioeconomic status (1, 2). Pilot research
growing problem (1–3). Approximately 20% of physi- showed that group-administered CBT and pain educa-
cian visits and 10% of drug sales are attributed to pain tion (EDU), adapted to reduce cognitive demands,
(1, 2). More than 116 million Americans have chronic were efficacious in persons with low socioeconomic
pain, costing $600 billion annually (1, 3). Chronic pain status who have chronic pain (15). That trial was under-
disproportionately affects economically disadvantaged powered to detect differences between treatment
persons, ethnic minority groups, women, and older groups and lacked a usual care comparison group, pre-
adults (2, 4), who have higher rates of chronic pain, cluding evaluation of whether the interventions could
greater risk for pain-related disability, and higher rates augment existing practices (16).
of major chronic physical and psychological comorbid The purpose of this study was to compare literacy-
conditions (1, 5– 8). Standard approaches to chronic adapted CBT, EDU, and usual care for treating chronic
pain focus on expensive biomedical interventions and
analgesic medications that are fraught with undesirable
side effects, as exemplified by the spiraling opioid ep- See also:
idemic. Recently published national clinical practice
Editorial comment . . . . . . . . . . . . . . . . . . . . . . . . . 517
guidelines stress nonpharmacologic, evidence-based
alternatives to pain medications (9 –11). However, many Summary for Patients . . . . . . . . . . . . . . . . . . . . . . . I-18
providers are not familiar with such treatments as cog- Web-Only
nitive behavioral therapy (CBT), and access to CBT is
Supplement
limited, particularly in low-income communities.
© 2018 American College of Physicians 471

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


ORIGINAL RESEARCH Literacy-Adapted Psychosocial Treatments for Pain

pain in a larger sample of patients with chronic pain. anced by treatment group (n = 3). At each site, partici-
We hypothesized that participants randomly assigned pants were assigned to cohorts of 7 to 9 persons per
to receive CBT or EDU would show greater posttreat- group.
ment improvements in pain intensity, physical function, Cognitive behavioral therapy and EDU were ad-
and depression than those receiving usual care and ministered in group format by co-therapists. Both inter-
that CBT would be superior to EDU and usual care in ventions were the result of adaptations begun in previ-
reducing depression. Because of the highly disadvan- ous research to simplify treatment procedures and
taged nature of the population and anticipated diffi- revise patient workbooks to a fifth grade reading level
culty reaching participants for follow-up, we defined (15, 18). The patient workbooks and therapist supple-
“posttreatment” as our primary end point and did not ments are copyrighted but freely available at pmt.ua
make hypotheses about maintenance of effects at 6 .edu/publications.html. Each participant received a
months. workbook and weekly audio CD with a summary of that
week's material. For the CBT groups, CDs included in-
structions for skills practice and a relaxation exercise.
METHODS Participants were compensated $20 per session for
Design Overview travel to the group sessions, with no additional com-
The LAMP (Learning About My Pain) study was a pensation for attendance.
3-group, parallel-design (1:1:1 allocation ratio), ran-
domized controlled trial comparing CBT, EDU, and
usual care in treating chronic pain (17). Participants CBT: LAMP Group
were recruited from 12 September 2013 to 1 Decem- The CBT treatment manual used in this study is
ber 2015, and follow-up visits were completed by 30 standardized and supported by empirical studies (15,
September 2016. Although the trial registration was 19). Ten weekly 90-minute group sessions provided
submitted to ClinicalTrials.gov in June 2013, required simplified cognitive behavioral techniques, including
revisions delayed its final publication. Sixteen of 290 motivational reinforcement, pain education, and pain
patients (5.5% of the sample) were enrolled before trial management skills training (such as cognitive restruc-
registration on 21 October 2013, but no outcome data turing, activity pacing, and relaxation).
were collected. Procedures were approved by the Uni-
versity of Alabama Institutional Review Board (IRB); mi-
nor protocol changes during the study are described in
Appendix Table 1 (available at Annals.org). Informed EDU: LAMP Group
consent was obtained at enrollment. Ten weekly 90-minute group sessions provided rel-
evant pain-related information aimed toward pain self-
Setting and Participants management and group discussion, but no specific
Participants were recruited from 4 clinic sites in 36 skill-building exercises were taught. The EDU program
separate cohorts at community health centers adminis- was matched to the CBT intervention with regard to
tered by Whatley Health Services (WHS), a private non- format, discussion, and therapist engagement; it is
profit agency in western Alabama that predominantly standardized and supported by empirical research (15,
serves members of ethnic minorities with low socioeco- 18, 20).
nomic status. Two WHS employees served as paid par-
ticipant coordinators. Together, they recruited and
screened potential participants for eligibility, followed
Both Groups
all participants (including those in usual care), and facil-
All participants received usual medical care, which
itated retention. All WHS patients with a chronic pain–
may have involved any nonpsychological pain manage-
related diagnosis were contacted to determine their in-
ment method, including medication, chiropractic, or
terest in participating in the study. Eligible persons
physical therapy, through WHS or external providers.
were at least 19 years of age; had a chronic pain–
Those randomly assigned to usual care had parallel
related diagnosis, with pain most days of the month for
contact with participant coordinators and assessors, as
at least 3 months; were proficient in English; and pro-
well as intermittent phone contact to facilitate reten-
vided a means of contact. Exclusion criteria were pain
tion, but received no psychosocial treatment.
related to cancer, clinically significant cognitive impair-
Therapists worked in pairs of 1 doctorate-level psy-
ment, current self-reported substance abuse, serious
chologist and 1 predoctoral clinical psychology trainee
uncontrolled mental illness, a reading level below first
(total of 10 therapists: 5 doctoral, 5 predoctoral). Train-
grade, recent changes in pain or psychotropic medica-
ing for the CBT and EDU therapists, as well as supervi-
tion (in the previous 4 weeks), and current psychosocial
sion of ongoing therapy, was provided by using the
treatment for pain (Figure 1).
standardized CBT and EDU materials. All sessions were
Randomization and Interventions video recorded, and a study investigator uninvolved in
The study statistician used statistical software to treatment used a structured scale (21) to evaluate the
generate a random-number table that stratified treat- therapists' adherence to the protocol and the quality of
ment assignments by site (n = 4, with intentional the intervention for 26.7% of the sessions (randomly
weighting toward the highest-volume site) and was bal- selected) (Appendix Table 2, available at Annals.org).
472 Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 Annals.org

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Literacy-Adapted Psychosocial Treatments for Pain ORIGINAL RESEARCH

Figure 1. Flow of participants through the trial with usual care, CBT, and EDU.

Assessed for eligibility (n = 485)


Excluded (n = 195)
Did not meet inclusion criteria: 17
Reading below 1st grade level: 8
Cognitive impairment: 2
Serious uncontrolled mental illness: 5
Substance abuse: 1
Acute pain only: 1
Declined to participate: 96
Randomly assigned (n = 290; Unable to contact: 82
36 group cohorts)

Assigned to CBT intervention (n = 95; 12 group Assigned to EDU intervention (n = 97; 12 group Assigned to usual care (n = 98; 12 cohorts)
cohorts) cohorts)
Received assigned intervention (>6/10 Received assigned intervention (>6/10
sessions): 71 sessions): 60
Did not receive assigned intervention: 24 Did not receive assigned intervention: 37
Did not complete any sessions: 7 Did not complete any sessions: 18
Completed 1 session: 5 Completed 1 session: 7
Completed 2 sessions: 2 Completed 2 sessions: 2
Completed 3 sessions: 1 Completed 3 sessions: 3
Completed 4 sessions: 1 Completed 4 sessions: 3
Completed 5 sessions: 2 Completed 5 sessions: 2
Completed 6 sessions: 6 Completed 6 sessions: 2

Completed posttreatment assessment (n = 83) Completed posttreatment assessment (n = 80) Completed posttreatment assessment (n = 78)
Lost to follow-up (n = 11) Lost to follow-up (n = 15) Lost to follow-up (n = 16)
Unable to contact: 11 Unable to contact: 11 Unable to contact: 12
Interested but unable to attend: 0 Interested but unable to attend: 4 Interested but unable to attend: 4
Discontinued intervention (n = 1) Discontinued intervention (n = 2) Discontinued study participation (n = 4)
Not interested: 1 Not interested: 2 Not interested: 3
Removed by researchers: 0 Removed by researchers: 0 Removed by researchers: 1

Completed 6-mo follow-up assessment (n = 71) Completed 6-mo follow-up assessment (n = 68) Completed 6-mo follow-up assessment (n = 71)
Lost to follow-up (n = 23) Lost to follow-up (n = 27) Lost to follow-up (n = 23)
Unable to contact: 23 Unable to contact: 27 Unable to contact: 23
Interested but unable to attend: 0 Interested but unable to attend: 0 Interested but unable to attend: 0
Discontinued intervention (n = 0) Discontinued intervention (n = 0) Discontinued study intervention (n = 0)
Not interested: 0 Not interested: 0 Not interested: 0
Removed by researchers: 0 Removed by researchers: 0 Removed by researchers: 0

Analyzed (n = 95) Analyzed (n = 97) Analyzed (n = 98)


Excluded from analysis (n = 0) Excluded from analysis (n = 0) Excluded from analysis (n = 0)

CBT = cognitive behavioral therapy; EDU = pain education.

Blinding Outcomes and Follow-up


Study participants and patient coordinators were Assessors conducted face-to-face, 90-minute inter-
not blinded to treatment allocation but were unaware views, presenting assessment materials verbally. As-
of the study hypotheses. Therapists were not blinded to sessment data were collected at baseline (before
participants' treatment assignment for the groups they randomization), 5 weeks after the start of treatment
led. Study outcomes were collected by blinded, trained (mid-treatment), at 10 weeks (posttreatment), and 6
assessors. Because the principal investigator super- months after treatment. Participants were compensated
vised the therapists, she was not blinded to partici- $45 for each assessment.
pants' assignment status; however, she did not conduct Outcomes were prespecified as primary—pain
outcome assessments, nor was she one of the medical intensity, assessed by using the 4-item Brief Pain
providers following the patients. Inventory–Short Form (BPI-SF) Pain Intensity subscale—
Annals.org Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 473

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


ORIGINAL RESEARCH Literacy-Adapted Psychosocial Treatments for Pain

Table 1. Baseline Characteristics of Study Participants, by Treatment Group

Characteristic All (n ⴝ 290) UC (n ⴝ 98) CBT (n ⴝ 95) EDU (n ⴝ 97)


Sociodemographic characteristics
Mean age (SD), y 50.6 (8.9) 49.7 (8.7) 52.2 (8.5) 49.9 (9.2)
Women, n (%) 205 (70.7) 69 (70.4) 67 (70.5) 69 (71.1)
Education, n (%)
No degree 85 (29.3) 27 (27.6) 29 (30.5) 29 (29.9)
High school graduate/GED 112 (38.6) 36 (36.7) 36 (37.9) 40 (41.2)
Some college or vocational school 49 (16.9) 19 (19.4) 17 (17.9) 13 (13.4)
College graduate* 44 (15.2) 16 (16.3) 13 (13.7) 15 (15.5)
Race, n (%)
White/Caucasian† 96 (33.1) 38 (38.8) 20 (21.1) 38 (39.2)
Black/African American‡ 194 (66.9) 60 (61.2) 75 (78.9) 59 (60.8)
Marital status, n (%)
Single 71 (24.5) 27 (27.6) 24 (25.3) 20 (20.6)
Married or in a relationship >2 y 100 (34.5) 36 (36.7) 27 (28.4) 37 (38.1)
Divorced, separated, or widowed 119 (41.0) 35 (35.7) 44 (46.3) 40 (41.2)
Poverty status, n (%)§
Below 210 (72.4) 74 (75.5) 65 (68.4) 71 (73.2)
Above 70 (24.1) 20 (20.4) 25 (26.3) 25 (25.8)
Employed, n (%)兩兩 39 (13.4) 15 (15.3) 9 (9.5) 15 (15.5)
Insurance status, n (%)
No insurance 124 (42.8) 45 (45.9) 35 (36.8) 44 (45.4)
Private health insurance 23 (7.9) 4 (4.1) 11 (11.6) 8 (8.2)
Medicaid 68 (23.4) 28 (28.6) 21 (22.1) 19 (19.6)
Medicare 42 (14.5) 14 (14.3) 13 (13.7) 15 (15.5)
Combination¶ 33 (11.4) 7 (7.1) 15 (15.8) 11 (11.3)
Disability status, n (%)
Receiving disability benefits 137 (47.2) 44 (44.9) 49 (51.6) 44 (45.4)
Seeking disability benefits 103 (35.5) 38 (38.8) 30 (31.6) 35 (36.1)
Not receiving or seeking disability benefits 50 (17.2) 16 (16.3) 16 (16.8) 18 (18.6)
Mean WRAT GLE (SD) 7.4 (3.6) 8.2 (3.5) 6.7 (3.7) 7.3 (3.6)
GLE, n (%)
1–2 25 (8.6) 4 (4.1) 13 (13.7) 8 (8.2)
3–4 79 (27.2) 24 (24.5) 28 (29.5) 27 (27.8)
5–6 52 (17.9) 14 (14.3) 19 (20.0) 19 (19.6)
7–8 24 (8.3) 11 (11.2) 5 (5.3) 8 (8.2)
9–10 37 (12.8) 15 (15.3) 8 (8.4) 14 (14.4)
11–12 33 (11.4) 13 (13.3) 11 (11.6) 9 (9.3)
>12 40 (13.8) 17 (17.3) 11 (11.6) 12 (12.4)

Chronic pain history


Mean pain duration (SD), y 16.6 (12.2) 18.1 (13.1) 15.0 (10.6) 16.7 (12.8)
Primary pain site, n (%)
Lower back 144 (49.7) 55 (56.1) 44 (46.3) 45 (46.4)
Knee 37 (12.8) 11 (11.2) 19 (20.0) 7 (7.2)
Neck 23 (7.9) 5 (5.1) 5 (5.3) 13 (13.4)
Other** 86 (29.7) 27 (27.6) 27 (28.4) 32 (33.0)
Mean reported pain sites (SD), n 6.2 (3.1) 6.1 (3.1) 6.3 (3.2) 6.4 (3.1)
Type of pain, n (%)
Musculoskeletal†† 258 (89.0) 87 (88.8) 82 (86.3) 89 (91.8)
Arthritis‡‡ 220 (75.9) 67 (68.4) 80 (84.2) 73 (75.3)
Headache§§ 135 (46.6) 53 (54.1) 39 (41.1) 43 (44.3)
Pelvic 96 (33.1) 36 (36.7) 33 (34.7) 27 (27.8)
Nerve兩兩兩兩 92 (31.7) 37 (37.8) 20 (21.1) 35 (36.1)
IBS or abdominal 58 (20.0) 24 (24.5) 12 (12.6) 22 (22.7)
Chronic fatigue 41 (14.1) 13 (13.3) 15 (15.8) 13 (13.4)
Fibromyalgia 34 (11.7) 7 (7.1) 15 (15.8) 12 (12.4)
Mean reported pain type (SD), n 4.7 (2.7) 4.8 (2.9) 4.6 (2.6) 4.7 (2.7)

Baseline measures of pain treatment


Medications prescribed, n (%)¶¶
Opioids 191 (67.5) 67 (70.5) 59 (62.8) 65 (69.1)
Tramadol 149 (52.7) 51 (53.7) 43 (45.7) 55 (58.5)
Acetaminophen–hydrocodone 166 (57.2) 58 (61.1) 52 (55.3) 56 (59.6)
NSAIDs 162 (57.2) 50 (52.6) 54 (57.4) 58 (61.7)
Muscle relaxants 141 (49.8) 49 (51.6) 36 (38.3) 56 (59.6)
Nerve pain medications 73 (25.8) 27 (28.4) 24 (25.5) 22 (23.4)
Psychotropic medications 85 (30.0) 30 (31.6) 27 (28.7) 28 (29.8)
Continued on following page

474 Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 Annals.org

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Literacy-Adapted Psychosocial Treatments for Pain ORIGINAL RESEARCH

Table 1—Continued

Characteristic All (n ⴝ 290) UC (n ⴝ 98) CBT (n ⴝ 95) EDU (n ⴝ 97)


Self-reported treatments, n (%)***
Surgery 95 (34.2) 31 (32.3) 35 (40.7) 29 (30.2)
Nerve blocks 94 (33.8) 31 (32.3) 34 (39.5) 29 (30.2)
Chiropractor 129 (46.4) 45 (46.9) 39 (45.3) 45 (46.9)
Physical therapy 151 (54.3) 48 (50.0) 53 (61.6) 50 (52.1)
Psychological treatment 37 (13.3) 11 (11.5) 13 (15.1) 13 (13.5)

Baseline measures of primary outcomes


Mean BPI-Intensity score (SD) 6.5 (1.6) 6.5 (1.6) 6.5 (1.8) 6.5 (1.5)

Baseline measures of secondary outcomes


Mean BPI-Interference score (SD) 6.6 (2.0) 6.6 (2.1) 6.7 (2.1) 6.6 (1.9)
Mean PHQ-9 score (SD) 12.1 (6.4) 12.8 (6.4) 11.7 (6.1) 11.9 (6.8)
BPI = Brief Pain Inventory; CBT = cognitive behavioral therapy; EDU = pain education; GLE = grade-level expectation; IBS = irritable bowel
syndrome; NSAID = nonsteroidal anti-inflammatory drug; PHQ-9 = Patient Health Questionnaire–9; UC = usual care; WRAT = Wide Range Achieve-
ment Test.
* Indicates 2-y/technical graduate (n = 33), 4-y/college graduate (n = 10), and some graduate school (n = 1).
† Indicates white (n = 84) and white/Caucasian and Native American (n = 12).
‡ Indicates black/African American (n = 191) and black/African American and Native American (n = 3).
§ Missing data from 10 participants (UC, n = 4; CBT, n = 5; and EDU, n = 1).
兩兩 Indicates full-time employment, part-time employment, and homemaker.
¶ Indicates private health insurance and Medicaid (n = 1); private health insurance and Medicare (n = 5); Medicaid and Medicare (n = 25); and
private health insurance, Medicaid, and Medicare (n = 2).
** Indicates shoulders (n = 13), upper leg (n = 12), pelvis (n = 11), hands (n = 11), feet (n = 9), head (n = 9), lower leg/ankle (n = 6), upper back
(n = 6), unspecified (n = 6), arms (n = 2), and abdomen (n = 1).
†† Indicates low back (n = 246), neck (n = 158), soft tissue or muscle (n = 145), and spinal cord injury (n = 24).
‡‡ Indicates osteoarthritis (n = 141), rheumatoid arthritis (n = 56), and mixed arthritis (n = 48).
§§ Indicates tension headache (n = 81), migraine pain (n = 77), mixed headache (n = 26), and cluster headache (n = 12).
兩兩兩兩 Indicates neuropathic pain (n = 86) and chronic regional pain syndrome (n = 10).
¶¶ Indicates those prescribed within 1 y before study onset. This category is missing 7 participants (UC, n = 3; CBT, n = 1; and EDU, n = 3).
*** Missing 12 participants (UC, n = 2; CBT, n = 9; and EDU, n = 1).

and secondary—physical function, measured by the variable accounted for by different levels of an inde-
BPI-SF Pain Interference subscale (22), and depression, pendent variable. On the basis of an ␣ of 0.05 and a
measured by the Patient Health Questionnaire–9, power of 0.80, a total of 158 participants were needed.
(PHQ-9) (23). Patient Global Impression of Change (24) Estimating an attrition rate of 15% and accounting for
was a secondary outcome evaluated in the study but aspects of the study design, we chose a target sample
not reported here. of 294 (3 treatment groups × 12 cohorts × 7 to 9 par-
At baseline, sociodemographic and pain informa- ticipants per cohort). Because negative health effects
tion was obtained, including self-reported methods to were not anticipated, stopping guidelines were not
manage pain, and data regarding opioid prescriptions used. No interim analyses were conducted.
were collected from medical records. Primary literacy Using linear mixed models, we examined changes
also was assessed with the Wide Range Achievement from pre- to posttreatment and from posttreatment to
Test 4 Word Reading Subtest (25). Treatment adher- 6-month follow-up, as well as differences between
ence was defined as the number of CBT or EDU group groups in the primary outcome (BPI-Intensity) and sec-
sessions attended, and adequate dosage was defined ondary outcomes (BPI-Interference and PHQ-9). Three-
as attendance at more than 6 sessions. level analyses were conducted—repeated measures
Self-reported adverse events (emergency room vis- (level 1) nested within participants (level 2) and partici-
its, hospitalization, suicidal ideation) were queried pants nested within group cohorts (level 3)— by having
weekly by therapists for participants in the CBT and a 3 × 1 vector of outcome variables across time points
EDU groups and by assessors at mid-treatment and (pretreatment, posttreatment, and follow-up). To com-
posttreatment for all participants (including those re- pute effect sizes for the linear mixed models, Hedges ␦T
ceiving usual care). Identified adverse events were doc- (26) (derived for nested designs) was calculated and
umented in compliance with IRB policies, and IRB staff interpreted by using the Cohen d (27). For secondary
ultimately determined whether each event was related outcomes, a Benjamini-Hochberg– corrected ␣ was
to the study. An external data safety officer monitored used to protect against familywise ␣ inflation due to
all trial safety procedures and events, as did the IRB multiple comparisons (28).
and principal investigator. Additional analyses used logistic regression to ex-
Statistical Analysis amine the effect of the interventions on the binary
Sample size was estimated by using the smallest outcome of clinically meaningful improvement (CMI),
expected between-group effect: the difference be- defined as 30% or greater improvement in each contin-
tween groups across time in depressive symptoms uous variable: 0 for no improvement, and 1 for improve-
(␩p2 = 0.074) observed in the pilot trial (15). Partial eta ment (29). Odds ratios (ORs) and CIs and adjusted differ-
squared is the proportion of variance in the dependent ences in predicted percentages of participants with CMI
Annals.org Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 475

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


ORIGINAL RESEARCH Literacy-Adapted Psychosocial Treatments for Pain

Table 2. Estimated Differences in Change Scores for CBT and EDU vs. UC From Baseline to Posttreatment and Posttreatment
to 6-Month Follow-up*

Group Baseline to Posttreatment Posttreatment to 6-Month Follow-up

Within-Group P Value Change vs. P Value Within-Group P Value Change vs. P Value
Change (95% CI) UC (95% CI) Change (95% CI) UC (95% CI)
Pain intensity by
BPI-Intensity score
UC –0.26 (–0.61 to 0.08) 0.139 – –0.24 (–0.60 to 0.11) 0.173 –
CBT –1.06 (–1.65 to –0.47) <0.001 –0.80 (–1.48 to –0.11) 0.022 0.35 (–0.05 to 0.76) 0.085 0.60 (0.06 to 1.13) 0.028
EDU –0.83 (–1.14 to –0.41) <0.001 –0.57 (–1.04 to –0.10) 0.018 0.14 (–0.20 to 0.59) 0.42 0.38 (–0.11 to 0.87) 0.124

Physical function by
BPI-Interference score
UC –0.30 (–0.77 to 0.17) 0.21 – 0.18 (–0.25 to 0.62) 0.41 –
CBT –1.66 (–2.24 to –1.07) <0.001 –1.36 (–2.11 to –0.61) <0.001 0.54 (0.09 to 1.00) 0.020 0.36 (–0.27 to 0.99) 0.26
EDU –1.00 (–1.39 to –0.62) <0.001 –0.70 (–1.31 to –0.09) 0.024 0.25 (–0.19 to 0.69) 0.26 0.07 (–0.55 to 0.68) 0.83

Depression by
PHQ-9 score
UC –1.10 (–2.10 to –0.09) 0.032 – –0.24 (–0.83 to 0.35) 0.43 –
CBT –2.43 (–3.68 to –1.19) <0.001 –1.33 (–3.02 to 0.35) 0.120 0.61 (–0.49 to 1.70) 0.28 0.85 (–0.69 to 2.38) 0.29
EDU –2.24 (–3.51 to –0.98) 0.001 –1.15 (–2.71 to 0.41) 0.147 0.43 (–0.43 to 1.29) 0.33 0.67 (–0.18 to 1.53) 0.123
BPI = Brief Pain Inventory; CBT = cognitive behavioral therapy; EDU = pain education; PHQ-9 = Patient Health Questionnaire–9; UC = usual care.
* Negative values (i.e., lower or decreased scores) indicate improvement or advantage on the specified variable. To control for multiple compari-
sons for the secondary outcomes (physical function and depression), the Benjamini–Hochberg correction method was used, whereby the smaller
familywise P value was compared with ␣ = 0.025 and the larger P value was compared with ␣ = 0.050. Significance values on the primary outcome
(pain intensity) were compared with ␣ = 0.050. Estimated values that are statistically significant are in boldface. For the comparisons from post-
treatment to 6-mo follow-up, statistically significant values indicate that treatment gains were no longer maintained. All analyses were adjusted to
control for sex, minority status, years of education, and pain duration.

were used to report the likelihood of CMI for the treat- Role of the Funding Source
ment groups compared with the group receiving usual This work was funded by the Patient-Centered Out-
care. comes Research Institute (PCORI) and the University of
Analyses included all randomly assigned partici- Alabama. The study design, conduct, and reporting
pants and used all data available for each person. The were solely the authors' responsibility.
full information maximum likelihood estimation method
was used to account for possible nonresponse bias.
This method explains missing data by borrowing infor- RESULTS
mation from the observed data and yields unbiased pa- Study Sample
rameter estimates under a missing at random (MAR) Figure 1 shows enrollment details for all 290 study
mechanism (30, 31). Linear mixed and logistic models participants, 241 (83.1%) of whom took part in the post-
were adjusted for sex, minority status, years of educa- treatment assessment. Of the 192 participants ran-
tion, and pain duration. Inferential tests were 2-tailed. domly assigned to group interventions, 74.7% in the
Mplus, version 7.4 (32), was used to analyze linear CBT and 61.9% in the EDU group received an ade-
mixed and logistic regression models. Confidence in- quate treatment dosage (>6 sessions). Table 1 provides
tervals for ORs and adjusted differences in predicted baseline information on participants, including demo-
percentages of participants with CMI for the logistic graphic characteristics and pain-related variables, with
models were calculated by using the CINTERVAL option 72.4% of participants at or below the poverty level,
in Mplus. 35.8% reading below the fifth grade level, 82.7% re-
Sensitivity analyses for the primary and secondary ceiving or seeking disability benefits, and 66.9% from
outcomes were conducted by using a pattern-mixture racial/ethnic minority groups. Participants' ages ranged
model to assess possible departures from the MAR as- from 19 to 71 years. On average, the sample reported
sumption for the linear mixed models (33–35). Pattern- more than 6 pain sites, more than 4 causes of pain, and
mixture modeling is based on the factorization of the pain lasting longer than 15 years.
likelihood [y,d] = [y | d][d], where y is the response vari-
able and d is the dummy variable for dropout. We had Outcomes
2 dropout dummy variables, d1 and d2, where dt is de- Within-group pain intensity scores decreased sig-
fined as dt = 1 for a participant who drops out after time nificantly from pre- to posttreatment for both CBT and
t ⫺ 1 (t = 2, 3), t = 2 represents posttreatment, and t = 3 EDU groups, with treatment gains maintained at follow-
represents 6-month follow-up. We applied a simple up. The usual care group did not show changes in pain
version of the pattern-mixture model by allowing the intensity across time (Table 2). Compared with usual
random-effect means to vary as a function of the drop- care, CBT and EDU showed larger reductions in pain in-
out dummy variables (35). tensity between baseline and posttreatment (estimated
476 Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 Annals.org

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Literacy-Adapted Psychosocial Treatments for Pain ORIGINAL RESEARCH

Figure 2. Predicted mean pain intensity (BPI-Intensity), physical function (BPI-Interference), and depression (PHQ-9) scores, by
treatment group and time point from mixed linear models.

8 Usual care 8 13
CBT
EDU
7.5 7.5 12

7 7
11

BPI-Interference Score
BPI-Intensity Score

PHQ-9 Score
6.5 6.5
10

6 6

9
5.5 5.5

8
5 5

0 0 0
Baseline Posttreatment 6-Month Follow-up Baseline Posttreatment 6-Month Follow-up Baseline Posttreatment 6-Month Follow-up

BPI = Brief Pain Inventory; CBT = cognitive behavioral therapy; EDU = pain education; PHQ-9 = Patient Health Questionnaire–9.

differences—CBT: ⫺0.80 [95% CI, ⫺1.48 to ⫺0.11]; P = ⫺0.70 [CI, ⫺1.31 to ⫺0.09]; P < 0.001), and this prog-
0.022; EDU: ⫺0.57 [CI ⫺1.04 to ⫺0.10]; P = 0.018). At ress was maintained at follow-up (Table 2 and Figure
follow-up, treatment gains (compared with usual care) 2). The proportion of participants with 30% or greater
were not maintained for CBT but were still present for improvement in physical function score was 40.2%,
EDU (Table 2 and Figure 2). Appendix Table 3 (avail- 28.8%, and 18.4% at posttreatment and 34.8%, 20.6%,
able at Annals.org) provides effect sizes and associated and 15.7% at follow-up for the CBT, EDU, and usual
CIs. The Appendix Figure (available at Annals.org) illus- care groups, respectively. The pattern of differences
trates the cumulative proportion of percent changes in suggests that the CBT intervention consistently dif-
pain intensity by group (36). This Figure allows compar- fered from usual care at posttreatment and follow-up,
ison among groups across the entire range of response whereas EDU and usual care showed somewhat incon-
levels, demonstrating that the CBT and EDU groups sistent patterns for absolute differences and ORs (Table
had a consistently higher proportion of participants 3). Both CBT and EDU exceeded the minimally impor-
with improved pain intensity scores than the usual care tant change criterion of 14% (29) at posttreatment; only
group. CBT exceeded the criterion at 6 months (Appendix
The proportion of participants with 30% or greater Table 4).
improvement in pain intensity score was 30.5%, 20.0%, Within-group depression scores decreased signifi-
and 11.5% at posttreatment and 21.7%, 16.4%, and
cantly from pre- to posttreatment for the CBT and EDU
8.5% at 6-month follow-up for those receiving CBT,
groups, and these treatment gains were maintained at
EDU, and usual care, respectively. The pattern of differ-
follow-up. Participants receiving usual care did not
ences was consistent for both absolute differences and
show changes in depression across time (Table 2).
ORs (Table 3): Both the CBT and EDU groups had a
Change estimates for depression between baseline and
greater proportion of members with CMI at posttreat-
ment and follow-up than the usual care group. The CBT posttreatment did not statistically differ between usual
and EDU groups exceeded the minimally important care and either CBT or EDU (estimated differences—
change criterion of 10% (29) at posttreatment and 6 CBT: ⫺1.33 [CI, ⫺3.02 to 0.35]; P = 0.120; EDU: ⫺1.15
months, whereas the usual care group did not (Appen- [CI, ⫺2.71 to 0.41]; P = 0.147), nor did they differ at
dix Table 4, available at Annals.org). follow-up (Table 2 and Figure 2). The proportion of
Within-group scores for interference in physical participants with CMI was 39.5%, 42.5%, and 28.2%
function decreased significantly from pre- to posttreat- at posttreatment and 42.6%, 33.8%, and 31.0% at
ment for both CBT and EDU groups; treatment gains follow-up in the CBT, EDU, and usual care groups, re-
were not maintained at follow-up among CBT partici- spectively. The pattern of findings was consistent at
pants but were still present in the EDU group. Partici- posttreatment, with both CBT and EDU showing signif-
pants receiving usual care did not show a change in icant differences from usual care. At follow-up, the pat-
physical function across time (Table 2). Compared with tern of results showed inconsistencies between abso-
the usual care group, both CBT and EDU groups had lute differences and ORs but generally indicated that
greater improvement in physical function scores between CBT and EDU no longer differed from usual care (Table
baseline and posttreatment (estimated differences— 3). Appendix Table 5 (available at Annals.org) provides
CBT: ⫺1.36 [CI, ⫺2.11 to ⫺0.61]; P < 0.001; EDU: numbers and percentages of participants with depres-
Annals.org Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 477

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


ORIGINAL RESEARCH Literacy-Adapted Psychosocial Treatments for Pain

Table 3. CMI and Differences Among Treatments, by Treatment*

Variable Participants With CMI, n (%) Adjusted Difference in Percentage of Odds Ratio (95% CI)
Participants With CMI (95% CI)

UC CBT EDU CBT vs. UC EDU vs. UC CBT vs. UC EDU vs. UC
Pretreatment to (n = 78) (n = 82) (n = 80)
posttreatment
Pain intensity† 9 (11.5) 25 (30.5) 16 (20.0) 18.1 (8.5 to 28.8) 8.6 (4.4 to 12.8) 3.43 (2.72 to 4.32) 2.00 (1.52 to 2.64)
Physical function‡ 14 (18.4) 33 (40.2) 23 (28.8) 23.3 (15.0 to 32.2) 11.4 (7.1 to 16.2) 3.34 (2.26 to 4.93) 2.01 (0.84 to 4.78)
Depression§ 22 (28.2) 32 (39.5) 34 (42.5) 12.6 (5.3 to 20.1) 14.7 (9.5 to 20.0) 1.76 (1.37 to 2.28) 1.91 (1.46 to 2.50)

Pretreatment to (n = 71) (n = 69) (n = 68)


6-mo follow-up
Pain intensity† 6 (8.5) 15 (21.7) 11 (16.4) 10.0 (1.5 to 19.7) 7.5 (2.1 to 12.5) 2.70 (2.46 to 2.96) 2.16 (1.73 to 2.71)
Physical function‡ 11 (15.7) 24 (34.8) 14 (20.6) 19.6 (7.7 to 32.7) 4.6 (–1.0 to 10.4) 3.15 (2.38 to 4.17) 1.23 (1.04 to 1.44)
Depression§ 22 (31.0) 29 (42.6) 23 (33.8) 10.8 (–0.6 to 22.3) 2.9 (–5.4 to 11.2) 1.60 (1.41 to 1.82) 1.13 (0.96 to 1.33)
CBT = cognitive behavioral therapy; CMI = clinically meaningful improvement; EDU = pain education; UC = usual care.
* CMI was defined as ≥30% improvement since pretreatment. All analyses were adjusted to control for sex, minority status, years of education, and
pain duration.
† Measured by Brief Pain Inventory Intensity score.
‡ Measured by Brief Pain Inventory Interference score.
§ Measured by Patient Health Questionnaire–9 score.

sion scores above and below the “probable depres- primary analyses, although both types of treatment
sion” cutoff, compared across treatment groups (23). were more likely than usual care to yield posttreatment
Sensitivity analyses showed that the results for pain CMI.
intensity, physical function, and depression were robust Focusing solely on a sample from a highly disad-
to departures from the MAR assumption, because both vantaged population, this trial demonstrates that
the participant and group cohort random-effect means literacy-adapted CBT and EDU are suitable adjunctive
did not significantly vary at the 5% significance level as care options for adults with chronic pain attending low-
a function of the 2 dropout dummy variables. Appendix income clinics. Given the extent of the adaptations
Tables 6 and 7 (available at Annals.org) provide the made to the CBT intervention, our findings strongly
results of the sensitivity analyses. suggest that CBT can be simplified to improve its
Adverse Events accessibility while retaining its core principles and not
During the trial, 9 of 95 participants (9.4%) in the reducing its potency. Considering effect size compari-
CBT, 17 of 97 (17.5%) in the EDU, and 18 of 98 (18.4%) sons (14, 37), CMIs (29), and comparisons with mini-
in the usual care group reported seeking emergency mally important change criteria (23, 29), CBT showed
department treatment. Causes were mostly temporary some small clinical advantages over EDU with regard to
pain exacerbations, with a few reported adverse events pain and physical function. However, given the greater
due to infections or injuries and 2 based on suicidal simplicity of EDU, meaningful treatment results for this
ideation. Six participants were hospitalized overnight intervention are important.
for non–pain-related reasons (such as asthma): 3 in the Current biomedically focused treatments for the
usual care, 2 in the EDU, and 1 in the CBT group. No complex and widespread public health problem of
events were determined to be caused by participation chronic pain have not been largely effective and at
in the trial. times have inadvertently caused harm (9, 38). These
observations have led to biopsychosocial recommen-
dations for treating chronic pain that involve nonphar-
DISCUSSION maceutical, noninvasive therapies (1, 9 –11). Among
Our study tested the efficacy of simplified CBT and other approaches, CBT has shown efficacy in random-
EDU in a socioeconomically disadvantaged population ized trials (12–14). The potential positive effect on the
and, as hypothesized, produced additional evidence outcomes and economics of a safe and effective psy-
supporting the efficacy and acceptability of group CBT chosocial therapy is enormous. As just 1 example, us-
and EDU for chronic pain. Within-group scores for pain ing Medicare reimbursement rates and comparing the
intensity, interference in physical function, and depres- cost of a typical lumbar fusion procedure versus a stan-
sion decreased substantially from pre- to posttreatment dardized 10-session group CBT approach, researchers
for both CBT and EDU groups, with treatment gains found that the surgery alone cost 168 times more than
mostly maintained at 6-month follow-up. Participants CBT (39).
receiving usual care did not show meaningful Other studies have used EDU as an attention con-
changes in outcomes across time. The CBT and EDU trol (40, 41). Our adaptations of this therapy included a
groups both had a greater decrease in pain intensity biopsychosocial focus on enhancing motivation for
and more gains in physical function than the usual care pain self-management, emphasizing therapeutic alli-
group. The hypothesis that CBT would be superior to ance and group cohesion and giving participants rele-
EDU in reducing depression was not supported in the vant information to discuss and use but without explicit
478 Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 Annals.org

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Literacy-Adapted Psychosocial Treatments for Pain ORIGINAL RESEARCH
training in skills, such as those used in CBT. Our find- management showed significant improvements in pain
ings suggest that providing a group venue with rele- intensity and physical function scores compared with
vant pain information and interactive discussion for pa- usual care among low-income adults with chronic pain.
tients with pain is useful. As an intervention involving As our society struggles with health care costs and the
less expense, time, and effort on the part of patients opioid crisis, these findings show promise for the safe,
and staff, EDU (as compared with CBT) may be an ef- effective, and efficient treatment of chronic pain.
fective alternative, or it might be used as part of a
From University of Alabama, Tuscaloosa, Alabama (B.E.T.,
stepped-care approach before CBT. Nonetheless, it is
J.C.E., B.P.V., C.A.T., A.K.N., P.R.B., M.M.M.); Rush University
important to emphasize that the EDU intervention fol-
Medical Center, Chicago, Illinois (J.W.B.); Ohio State Univer-
lowed a structured protocol and would require sub-
sity, Columbus, Ohio (M.K., J.S.C.); East Carolina University,
stantial staff resources to achieve the potency observed Greenville, North Carolina (L.C.C.); University of Alabama,
in this trial. Tuscaloosa, Alabama, and Integrated Psychology Solutions,
Study strengths include a large sample with ade- Little Rock, Arkansas (B.A.); Arizona Emergency Medicine Re-
quate statistical power to detect clinically meaningful search Center, Tucson, Arizona (B.J.B.); Whatley Health Ser-
effects; close matching of the CBT and EDU interven- vices, Tuscaloosa, Alabama (R.B., T.T.B., C.S.E., D.H.T.);
tions with regard to format; and several protections University of Alabama, Tuscaloosa, Alabama, and Pacific Re-
against bias, including a randomized controlled trial habilitation Centers, Bellevue, Washington (C.M.D.); Univer-
design with blinded assessment of study outcomes sity of Alabama, Tuscaloosa, Alabama, and CHI Franciscan
(17). Another unique feature is that our participants Medical Group, Tacoma, Washington (W.D.D.); University of
were from a highly disadvantaged population; they had California, Los Angeles, Los Angeles, California (M.J.); Univer-
severe and complex pain problems; and many repre- sity of Alabama, Tuscaloosa, and University of Alabama at Bir-
sented the compounded risks associated with low in- mingham, Birmingham, Alabama (T.P.); and Virginia Com-
come, low literacy, and minority group (African Ameri- monwealth University, Richmond, Virginia (L.J.S.).
can) membership. Low literacy, in particular, often
renders potential participants ineligible to take part in Disclaimer: The statements presented in this work are solely
health research. Although the LAMP study could not the responsibility of the authors and do not necessarily repre-
change financial realities for study participants, the so- sent the views of PCORI, its board of governors, or the meth-
cial and educational vulnerabilities of the sample odology committee.
shaped the development and delivery of both biopsy-
Acknowledgment: The authors thank the many persons who
chosocial interventions. The group format provided so-
assisted with this study, particularly Madison Anzelc, Jacob
cial support, and participants who did not read at the
Baxter, Julie Cunningham, Laura M. Daniels, Julia Dodd,
fifth grade level or higher received oral assistance in Courtney Harhay, Tyler Jones, Wesley Korfe, Shweta Kapoor,
understanding the intervention materials and complet- Megan Lyons, Hylton Molzof, Ian Sherwood, and Bryan Valladares.
ing surveys. Given the economic, social, and educa-
tional challenges faced by many study participants, the Financial Support: Funded partially by a PCORI Research
recruitment, attendance, retention, and treatment re- Award (contract 941) and partially by the University of Alabama.
sponse rates in the current trial demonstrate that health
research can be made more accessible to low-income Disclosures: Dr. Thorn reports grants from PCORI and indirect
adults from all racial/ethnic backgrounds and educa- cost recovery for research expenses from the University of
tional levels. Alabama during the conduct of the study and personal fees
Among the study's limitations was the enrollment from Guilford Publications outside the submitted work. Drs.
of participants from clinics within a single health care Eyer and Burns, Mr. Van Dyke, Ms. Newman, and Mr. Penn
system with limited resources, making generalizability report grants from PCORI during the conduct of the study. Dr.
to other health care systems unclear. Furthermore, self- Campbell reports grants from the University of Alabama and
selection bias was an unavoidable limitation. Given that PCORI during the conduct of the study. Dr. Cheavens reports
patients had mixed chronic pain conditions, we did not personal fees from the University of Alabama during the con-
determine whether treatment response differed ac- duct of the study. Authors not named here have disclosed no
cording to chronic pain type. We also could not docu- conflicts of interest. Disclosures can also be viewed at www
ment whether changes in opioid use occurred as a re- .acponline.org/authors/icmje/ConflictOfInterestForms.do
sult of the intervention because of concurrent initiatives ?msNum=M17-0972.
to curb analgesic use at the study sites. Reproducible Research Statement: Study protocol: See Sup-
Methodologically, some studies suggest that func- plement (available at Annals.org). Statistical code: Not avail-
tion and distress may be more important outcomes able. Data set: Available from Dr. Thorn (e-mail, bthorn@ua
than pain reduction (42), which might guide the selec- .edu).
tion of outcomes in future trials. Future studies also
should examine issues of durability (for example, Requests for Single Reprints: Beverly E. Thorn, PhD, University
whether “booster” groups after treatment enhance long- of Alabama, 348 Gordon Palmer Hall, Tuscaloosa, AL 35487;
term outcome) and sustainability (such as identifying e-mail, bthorn@ua.edu.
and facilitating reliable mechanisms for reimbursement).
In conclusion, literacy-adapted group CBT and Current author addresses and author contributions are avail-
comprehensive group EDU promoting pain self- able at Annals.org.
Annals.org Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 479

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


ORIGINAL RESEARCH Literacy-Adapted Psychosocial Treatments for Pain

References 20. Ehde D, Jensen M, Engel J, Hanley M, Raichle K, Osborne T.


1. Institute of Medicine. Relieving Pain in America: A Blueprint for Education Intervention Therapist Manual: Project II: Role of Catastro-
Transforming Prevention, Care, and Research. Washington, DC: Na- phizing in Chronic Pain. Seattle: Univ Washington; 2005.
tional Academies Pr; 2011. 21. Barber JP, Liese BS, Abrams MJ. Development of the cognitive
2. Smedley BD, Stith AY, Nelson AR. Unequal Treatment: Confront- therapy adherence and competence scale. Psychother Res. 2003;13:
ing Racial and Ethnic Disparities in Health Care. Washington, DC: 205-21.
National Academies Pr; 2002. 22. Cleeland CS, Ryan KM. Pain assessment: global use of the Brief
3. Gaskin DJ, Richard P. The economic costs of pain in the United Pain Inventory. Ann Acad Med Singapore. 1994;23:129-38. [PMID:
States. J Pain. 2012;13:715-24. [PMID: 22607834] doi:10.1016/j.jpain 8080219]
.2012.03.009 23. Kroenke K, Spitzer RL, Williams JB. The PHQ-9: validity of a brief
4. Green CR, Anderson KO, Baker TA, et al. The unequal burden of depression severity measure. J Gen Intern Med. 2001;16:606-13.
pain: confronting racial and ethnic disparities in pain. Pain Med. [PMID: 11556941]
2003;4:277-94. [PMID: 12974827] 24. Farrar JT, Young JP Jr, LaMoreaux L, Werth JL, Poole RM. Clini-
5. Tait RC, Chibnall JT. Racial and ethnic disparities in the evaluation cal importance of changes in chronic pain intensity measured on an
and treatment of pain: psychological perspectives. Prof Psychol Res 11-point numerical pain rating scale. Pain. 2001;94:149-58. [PMID:
Pr. 2005;36:595-601. 11690728]
6. Green CR, Ndao-Brumblay SK, West B, Washington T. Differences 25. Wilkinson GS, Robertson GJ. Wide Range Achievement Test 4
in prescription opioid analgesic availability: comparing minority and (WRAT4). Lutz, FL: Psychological Assessment and Resources; 2006.
white pharmacies across Michigan. J Pain. 2005;6:689-99. [PMID: 26. Hedges LV. Effect sizes in cluster-randomized designs. J Educ
16202962] Behav Stat. 2007;32:341-70.
7. Hanson C. Care of clients in rural settings. In: Clarke M, ed. Nurs- 27. Cohen J. Statistical Power Analysis for the Behavioral Sciences.
ing in the Community. Stamford, CT: Appleton & Lange; 1990. 2nd ed. Hillsdale, NJ: Lawrence Earlbaum Associates; 1988.
8. McWilliams LA, Cox BJ, Enns MW. Mood and anxiety disorders 28. Benjamini Y, Hochberg Y. Controlling the false discovery rate: a
associated with chronic pain: an examination in a nationally repre- practical and powerful approach to multiple testing. J R Stat Soc
sentative sample. Pain. 2003;106:127-33. [PMID: 14581119] Series B Stat Methodol. 1995:289-300.
9. Dowell D, Haegerich TM, Chou R. CDC guideline for prescribing 29. Dworkin RH, Turk DC, Wyrwich KW, et al. Interpreting the
opioids for chronic pain—United States, 2016. JAMA. 2016;315: clinical importance of treatment outcomes in chronic pain clin-
1624-45. [PMID: 26977696] doi:10.1001/jama.2016.1464 ical trials: IMMPACT recommendations. J Pain. 2008;9:105-21.
10. VA/DoD; Opioid Therapy for Chronic Pain Work Group. VA/DoD [PMID: 18055266]
clinical practice guideline for opioid therapy for chronic pain. 2017. 30. Enders CK. Applied Missing Data Analysis. New York: Guilford
Accessed at www.healthquality.va.gov/guidelines/Pain/cot on 2 Au- Pr; 2010.
gust 2017. 31. Schafer JL, Graham JW. Missing data: our view of the state of the
11. Qaseem A, Wilt TJ, McLean RM, Forciea MA; Clinical Guidelines art. Psychol Methods. 2002;7:147-77. [PMID: 12090408]
Committee of the American College of Physicians. Noninvasive 32. Muthén LK, Muthen BO. Mplus User's Guide. Los Angeles:
treatments for acute, subacute, and chronic low back pain: a clinical Muthén & Muthén; 2010.
practice guideline from the American College of Physicians. Ann 33. Demirtas H, Schafer JL. On the performance of random-
Intern Med. 2017;166:514-30. [PMID: 28192789] doi:10.7326 coefficient pattern-mixture models for non-ignorable drop-out. Stat
/M16-2367 Med. 2003;22:2553-75. [PMID: 12898544]
12. Aggarwal VR, Lovell K, Peters S, Javidi H, Joughin A, Goldthorpe 34. Little RJ. Modeling the drop-out mechanism in repeated-
J. Psychosocial interventions for the management of chronic orofa-
measures studies. J Am Stat Assoc. 1995;90:1112-21
cial pain. Cochrane Database Syst Rev. 2011:CD008456. [PMID:
35. Muthén B, Asparouhov T, Hunter AM, Leuchter AF. Growth mod-
22071849] doi:10.1002/14651858.CD008456.pub2
eling with nonignorable dropout: alternative analyses of the
13. Ehde DM, Dillworth TM, Turner JA. Cognitive-behavioral therapy
STAR*D antidepressant trial. Psychol Methods. 2011;16:17-33.
for individuals with chronic pain: efficacy, innovations, and directions
[PMID: 21381817] doi:10.1037/a0022634
for research. Am Psychol. 2014;69:153-66. [PMID: 24547801] doi:10
36. Farrar JT, Dworkin RH, Max MB. Use of the cumulative propor-
.1037/a0035747
tion of responders analysis graph to present pain data over a range
14. Hoffman BM, Papas RK, Chatkoff DK, Kerns RD. Meta-analysis of
of cut-off points: making clinical trial data more understandable.
psychological interventions for chronic low back pain. Health Psy-
chol. 2007;26:1-9. [PMID: 17209691] J Pain Symptom Manage. 2006;31:369-77. [PMID: 16632085]
15. Thorn BE, Day MA, Burns J, et al. Randomized trial of group 37. Williams AC, Eccleston C, Morley S. Psychological therapies for the
cognitive behavioral therapy compared with a pain education con- management of chronic pain (excluding headache) in adults. Cochrane
trol for low-literacy rural people with chronic pain. Pain. 2011;152: Database Syst Rev. 2012;11:CD007407. [PMID: 23152245] doi:10
2710-20. [PMID: 21920668] doi:10.1016/j.pain.2011.07.007 .1002/14651858.CD007407.pub3
16. Freedland KE, Mohr DC, Davidson KW, Schwartz JE. Usual and 38. Kolodny A, Courtwright DT, Hwang CS, et al. The prescription
unusual care: existing practice control groups in randomized con- opioid and heroin crisis: a public health approach to an epidemic
trolled trials of behavioral interventions. Psychosom Med. 2011;73: of addiction. Annu Rev Public Health. 2015;36:559-74. [PMID:
323-35. [PMID: 21536837] doi:10.1097/PSY.0b013e318218e1fb 25581144] doi:10.1146/annurev-publhealth-031914-122957
17. Eyer JC, Thorn BE. The Learning About My Pain study protocol: 39. Bruns D, Mueller K, Warren PA. Biopsychosocial law, health care
reducing disparities with literacy-adapted psychosocial treatments reform, and the control of medical inflation in Colorado. Rehabil Psy-
for chronic pain, a comparative behavioral trial. J Health Psychol. chol. 2012;57:81-97. [PMID: 22686548] doi:10.1037/a0028623
2016;21:2063-74. [PMID: 25712491] doi:10.1177/1359105315 40. Ersek M, Turner JA, Cain KC, Kemp CA. Chronic pain self-
570985 management for older adults: a randomized controlled trial
18. Kuhajda MC, Thorn BE, Gaskins SW, Day MA, Cabbil CM. Liter- [ISRCTN11899548]. BMC Geriatr. 2004;4:7. [PMID: 15285783]
acy and cultural adaptations for cognitive behavioral therapy in a 41. Turner JA, Mancl L, Aaron LA. Short- and long-term efficacy of
rural pain population. Transl Behav Med. 2011;1:216-23. [PMID: brief cognitive-behavioral therapy for patients with chronic temporo-
24073046] doi:10.1007/s13142-011-0026-2 mandibular disorder pain: a randomized, controlled trial. Pain. 2006;
19. Thorn BE, Pence LB, Ward LC, et al. A randomized clinical trial 121:181-94. [PMID: 16495014]
of targeted cognitive behavioral treatment to reduce catastro- 42. Ballantyne JC, Sullivan MD. Intensity of chronic pain—the wrong
phizing in chronic headache sufferers. J Pain. 2007;8:938-49. metric? N Engl J Med. 2015;373:2098-9. [PMID: 26605926] doi:10
[PMID: 17690017] .1056/NEJMp1507136

480 Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 Annals.org

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Current Author Addresses: Dr. Thorn, Mr. Van Dyke, Ms. Tor- Author Contributions: Conception and design: B.E. Thorn,
res, Ms. Newman, Ms. Block, and Mr. Mulla: University of Ala- J.C. Eyer, B.P. Van Dyke, C.A. Torres, J.W. Burns, L.C. Camp-
bama, 348 Gordon Palmer Hall, Tuscaloosa, AL 35487. bell, P.R. Block.
Dr. Eyer: University of Alabama, 650 University Boulevard Analysis and interpretation of the data: B.E. Thorn, J.C. Eyer,
East, Tuscaloosa, AL 35401. B.P. Van Dyke, C.A. Torres, J.W. Burns, M. Kim, A.K. Newman,
Dr. Burns: Rush University Medical Center, 1645 West Jackson B.J. Bobrow, J.S. Cheavens, M. Jeong.
Boulevard, Suite 400, Chicago, IL 60612. Drafting of the article: B.E. Thorn, J.C. Eyer, B.P. Van Dyke,
Dr. Kim: Ohio State University, 127 Arps Hall, 1945 North High C.A. Torres, J.W. Burns, A.K. Newman, L.C. Campbell,
Street, Columbus, OH 43210. J.S. Cheavens.
Critical revision for important intellectual content: B.E. Thorn,
Dr. Campbell: East Carolina University, Rawl Building Room
J.C. Eyer, B.P. Van Dyke, C. Torres, L.C. Campbell, P.R. Block,
104, Greenville, NC 27858.
T.T. Burton.
Dr. Anderson: 1303 Stagecoach Village, Little Rock, AR
Final approval of the article: B.E. Thorn, J.C. Eyer, B.P. Van
72210.
Dyke, C.A. Torres, J.W. Burns, M. Kim, A.K. Newman, L.C.
Dr. Bobrow: University of Arizona, Department of Emergency Campbell, B. Anderson, P.R. Block, B.J. Bobrow, R. Brooks,
Medicine, 1501 North Campbell Avenue, P.O. Box 245057, T.T. Burton, J.S. Cheavens, C.M. DeMonte, W.D. DeMonte,
Tucson, AZ 85724. C.S. Edwards, M. Jeong, M.M. Mulla, T. Penn, L.J. Smith, D.H.
Ms. Brooks, Dr. Burton, Ms. Edwards, and Ms. Tucker: Whatley Tucker.
Health Services, 2731 Martin Luther King Boulevard, Tusca- Provision of study materials or patients: B.E. Thorn, J.C. Eyer,
loosa, AL 35401. B. Anderson, T.T. Burton.
Dr. Cheavens: Ohio State University, 147 Psychology Building, Statistical expertise: J.C. Eyer, B.P. Van Dyke, M. Kim, M.
Columbus, OH 43210. Jeong.
Dr. C.M. DeMonte: Pacific Rehabilitation Centers, 126 15th Obtaining of funding: B.E. Thorn, J.C. Eyer.
Street Southeast, Puyallup, WA 98372. Administrative, technical, or logistic support: B.E. Thorn, J.C.
Dr. W.D. DeMonte: Franciscan Medical Pavilion, 16045 1st Av- Eyer, C.A. Torres, L.C. Campbell, B. Anderson, P.R. Block, T.T.
enue South, Burien, WA 98148. Burton, C.M. DeMonte, W.D. DeMonte, M.M. Mulla, T. Penn,
Dr. Jeong: University of California, Los Angeles, 3141 Moore D.H. Tucker.
Hall, 457 Portola Avenue, Los Angeles, CA 90024. Collection and assembly of data: B.P. Van Dyke, B. Anderson,
Mr. Penn: University of Alabama at Birmingham, 201 Camp- P.R. Block, R. Brooks, T.T. Burton, C.M. DeMonte, W.D. De-
bell Hall, Birmingham, AL 35294. Monte, C.S. Edwards, L.J. Smith.
Ms. Smith: 806 West Franklin Street, Box 842018, Richmond,
VA 23284.

Annals.org Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Appendix Table 1. IRB Modifications Throughout the LAMP Trial

Approval Description of Submission (Modification/Renewal)


Date
10/15/12 Personnel change to pilot protocol
2/13/13 Initial modification to pilot protocol
7/12/13 Renewal of pilot protocol but with major changes to use it for LAMP trial. From this point forward this is the official approval date of the LAMP
protocol. The LAMP IRB protocol differs from the ClinicalTrials.gov entry, the published protocol, and the current manuscript in terms of
specification of primary and secondary outcomes. The LAMP IRB protocol enumerated multiple primary and secondary outcomes. Prior to
collecting any outcome data, a decision was made to use a single primary outcome, which is a more rigorous design, and was specified in
the ClinicalTrials.gov entry, the published protocol, and the current manuscript. The IRB document was not subsequently revised to narrow
the primary outcome to one variable because the changes did not alter patient burden and because all of the previously approved
outcome variables were still collected for ancillary future analyses. Subsequent IRB revisions (see below) were made each time a measure
was added (due to increased participant burden), and each time a measure was revised or replaced with a different measure (see below)
8/14/13 Changes to exclusion criteria (reduce required reading level from fifth to first grade)
10/16/13 Personnel changes
12/17/13 Updates to Informed Consent, specification of referral process, addition of posttreatment qualitative interviews
12/19/13 Addition of Pain Conceptualization Questionnaire and Pain Coping Questionnaire (exploratory measures)
2/14/14 Personnel changes
4/3/14 Personnel changes
6/13/14 Renewal with changes to Informed Consent, addition of suicidality assessment measure, modifications of wording of qualitative interviews;
removed 12-mo follow-up; added measures of weekly affect questionnaires; addition of exploratory measures to be added mid, post,
follow-up assessments
8/1/14 Added patient consent to use specific video clips for training purposes
9/29/14 Personnel changes
10/2/14 Addition of questions to Working Alliance Questionnaire. Replaced MINI with more extensive interview
10/3/14 Update of Pain Conceptualization Questionnaire (exploratory measure) wording and questions
11/12/14 Personnel changes
12/22/14 Replaced Mood Disorders Questionnaire with WHO CIDI bipolar questionnaire
4/24/15 Personnel changes
5/18/15 Personnel changes
6/2/15 Personnel changes
6/12/15 Renewal without modifications
8/25/15 Personnel changes
4/20/16 Personnel changes
6/15/16 Renewal without modifications
4/25/17 Closure
CIDI = Composite International Diagnostic Interview; IRB = Institutional Review Board; LAMP = Learning About My Pain; MINI = Mini-International
Neuropsychiatric Interview; WHO = World Health Organization.

Appendix Table 2. Summary of Treatment Integrity Process for the LAMP Protocol*

Treatment Condition Treatment Fidelity

Mean Quality SD ⴞSE Mean Adherence SD ⴞSE Occurrences of Protocol


Rating Rating Deviation, %
CBT 2.75 0.36 0.07 100.00 0 0 0
EDU 2.53 0.33 0.6 97.00 5.57 1.02 3 (10)
CBT = cognitive behavioral therapy; EDU = pain education; LAMP = Learning About My Pain.
* A total of 63 sessions (30%) were randomly selected for review; however, 7 sessions were not rated because of technical difficulties (e.g., audio
unavailable due to technical issues at remote site). In total, 56 sessions (26.7%; 26 CBT and 30 EDU) were successfully reviewed and scored
for adherence, therapist competence, and quality of treatment. Any protocol deviations were also noted for each session reviewed. The Therapy
Adherence and Competence Scale is an adapted version of the Cognitive Adherence and Competence Scale (21) and was used to measure
adherence, therapist competence, and quality of treatment. Three sessions were randomly selected from each group cohort and rated on quality
on the basis of common therapeutic factors (e.g., co-interventionist alliance) and coverage of unique elements specific to each session and
treatment condition (e.g., Assertive Communication Skills Training— unique to session 5 in CBT). Each session received a quality rating based on a
4-point scale with end points ranging from “0 = poor to 3 = excellent.” Quality rating scores indicate that average ratings of both conditions were
in the good to excellent range. Adherence ratings were provided on the basis of demonstrated delivery of unique elements and treatment
components for each session. Adherence rating scores in EDU indicate that there were several instances in which interventionists did not demon-
strate coverage of a specific element for that session. Specifically, in 5 EDU sessions, coverage of a specific element was not demonstrated, the most
common missing element being “did not encourage participants to review materials during the coming week.” From the sessions reviewed, 3
incidents of protocol deviations occurred in EDU. These protocol deviations included 1 instance of a therapist discussing a unique element from
CBT in an EDU session (e.g. behavioral pacing), 1 instance of a therapist providing the wrong audio CD at the end of one EDU session, which
included a relaxation exercise, and 1 instance of 3 participants in the same EDU cohort receiving a faulty EDU manual that included a section of CBT
material. In the latter 2 cases, the incorrect audio CDs and the workbooks were replaced at the beginning of the next session. Of note, each protocol
deviation occurred at a different session and for different group cohorts.

Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 Annals.org

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Appendix Table 3. Effect Size Estimates (Hedges ␦T) of Baseline to Posttreatment and Posttreatment to 6-Month Differences in
Change Scores for CBT and EDU vs. UC and Associated 95% CIs*

Variable Within-Group Baseline to Within-Group Posttreatment to 6-Month


Baseline to Posttreatment Posttreatment to Change vs. UC (95% CI)
Posttreatment Change vs. UC 6-Month Change
Change (95% CI) (95% CI) (95% CI)
Pain intensity by BPI-Intensity score
UC –0.13 (–0.30 to 0.04) – –0.12 (–0.30 to 0.05) –
CBT –0.53 (–0.82 to –0.24) –0.40 (–0.74 to –0.06) 0.18 (–0.02 to 0.38) 0.30 (0.03 to 0.57)
EDU –0.41 (–0.57 to –0.21) –0.28 (–0.52 to –0.05) 0.07 (–0.10 to 0.29) 0.19 (–0.05 to 0.44)

Physical function by BPI-Interference score


UC –0.12 (–0.31 to 0.07) – 0.07 (–0.10 to 0.25) –
CBT –0.66 (–0.89 to –0.43) –0.54 (–0.84 to –0.24) 0.22 (0.04 to 0.40) 0.14 (–0.11 to 0.39)
EDU –0.40 (–0.55 to –0.25) –0.28 (–0.52 to –0.04) 0.10 (–0.07 to 0.27) 0.03 (–0.22 to 0.27)

Depression by PHQ-9 score


UC –0.17 (–0.33 to –0.02) – –0.04 (–0.13 to 0.06) –
CBT –0.38 (–0.58 to –0.19) –0.21 (–0.48 to 0.06) 0.10 (–0.08 to 0.27) 0.13 (–0.11 to 0.37)
EDU –0.35 (–0.55 to –0.15) –0.18 (–0.43 to 0.06) 0.07 (–0.07 to 0.20) 0.11 (–0.03 to 0.24)
BPI = Brief Pain Inventory; CBT = cognitive behavioral therapy; EDU = pain education; PHQ-9 = Patient Health Questionnaire–9; UC = usual care.
* To compute effect sizes for the linear growth models, Hedges ␦T (26) (derived for nested designs) was calculated for each effect estimate and
interpreted using Cohen's d (27) (small [0.2], medium [0.5], and large [0.8]). Negative values (i.e., lower or decreased scores) indicate improvement
or advantage on the specified variable. All analyses were adjusted to control for sex, minority status, years of education, and pain duration.

Appendix Table 4. Comparison of Change Estimates for Pain Intensity (BPI-Intensity Score) and Physical Function
(BPI-Interference Score) to Minimally Important Change Criteria*

Variable UC CBT EDU


BPI-Intensity score†
Change pre- to posttreatment –4.00 (–9.31 to 1.29) –16.28‡ (–25.32 to –7.23) –12.74‡ (–17.58 to –6.35)
Change pretreatment to 6-mo follow-up –7.75 (–18.46 to 2.94) –10.83‡ (–26.08 to 4.42) –10.58‡ (–20.69 to 2.71)

BPI-Interference score§
Change pre- to posttreatment –4.58 (–11.68 to 2.55) –24.75‡ (–33.48 to –16.01) –15.18‡ (–21.00 to –9.36)
Change pretreatment to 6-mo follow-up –1.80 (–15.47 to 11.86) –16.64‡ (–32.18 to –1.12) –11.39 (–23.82 to 1.05)
BPI = Brief Pain Inventory; CBT = cognitive behavioral therapy; EDU = pain education; UC = usual care.
* Values are percentages (95% CIs). These percentages were calculated by dividing the within-condition change estimates by the baseline scores.
For pre– 6-mo follow-up, the within-condition change estimates for pre- to posttreatment and posttreatment to follow-up were added and divided
by the baseline score.
† IMMPACT (Initiative on Methods, Measurement, and Pain Assessment in Clinical Trials) (29) criteria for minimally important change for pain
intensity (BPI-Intensity score) >10%.
‡ Score exceeds guideline cutoffs.
§ IMMPACT (29) criteria for minimally important change for physical function (BPI-Interference score) >14%.

Annals.org Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Appendix Table 5. Numbers (Percentages) of the Sample
With PHQ-9 Scores Above the “Probable Depression”
Cutoff (≥10) at Baseline, Posttreatment, and 6-Month
Follow-up Compared Across Treatment Conditions

Depression by PHQ-9 Score* CBT EDU UC


Baseline†
Score <10 36 (37.9) 41 (42.3) 34 (34.7)
Score ≥10 59 (62.1) 56 (57.7) 64 (65.3)

Pre- to posttreatment‡
Score <10 24 (46.2) 24 (46.2) 11 (21.9)
Score ≥10 28 (53.8) 28 (53.3) 41 (78.8)

Pretreatment to 6-mo follow-up§


Score <10 22 (50) 13 (31.7) 13 (27.1)
Score ≥10 22 (50) 28 (68.3) 35 (72.9)
CBT = cognitive behavioral therapy; EDU = pain education; PHQ-9 =
Patient Health Questionnaire-9; UC = usual care.
* A score ≥10 indicates the presence of probable depression (23).
† Number of participants who completed a baseline assessment (CBT,
n = 95; EDU, n = 97; and UC, n = 98).
‡ Available number at posttreatment assessment for pre- to posttreat-
ment comparison (CBT, n = 52; EDU, n = 45; and UC, n = 52).
§ Available number at 6-mo follow-up assessment for pretreatment to
6-mo follow-up comparison (CBT, n = 44; EDU, n = 41; and UC, n = 48).

Appendix Table 6. Comparison of Estimated Effects From Linear Mixed Models to Results of Sensitivity Analyses Using
Pattern-Mixture Analysis

Group Original Analyses Sensitivity Analyses

Baseline to P Value Posttreatment P Value Baseline to P Value Posttreatment P Value


Posttreatment to 6-Month Posttreatment to 6-Month
Difference vs. Difference vs. Difference vs. Difference vs.
UC (95% CI) UC (95% CI) UC (95% CI) UC (95% CI)
Pain intensity by
BPI-Intensity score
CBT –0.80 (–1.48 to –0.11) 0.022 0.60 (0.06 to 1.13) 0.028 –0.80 (–1.49 to –0.12) 0.021 0.60 (0.06 to 1.13) 0.028
EDU –0.57 (–1.04 to –0.10) 0.018 0.38 (–0.11 to .87) 0.124 –0.57 (–1.04 to –0.10) 0.017 0.38 (–0.10 to 0.87) 0.121

Physical function by
BPI-Interference score
CBT –1.36 (–2.11 to –0.61) <0.001 0.36 (–0.27 to 0.99) 0.261 –1.38 (–2.12 to –0.63) <0.001 0.36 (–0.27 to 0.99) 0.262
EDU –0.70 (–1.31 to –0.09) 0.024 0.07 (–0.55 to 0.68) 0.831 –0.72 (–1.32 to –0.11) 0.021 0.07 (–0.55 to 0.68) 0.829

Depression by PHQ-9
score
CBT –1.33 (–3.02 to 0.35) 0.120 0.85 (–0.69 to 2.38) 0.280 –1.31 (–2.99 to 0.38) 0.128 0.85 (–0.67 to 2.38) 0.279
EDU –1.15 (–2.71 to 0.41) 0.147 0.67 (–0.18 to 1.53) 0.123 –1.14 (–2.85 to 0.57) 0.191 0.68 (–0.75 to 2.10) 0.352
BPI = Brief Pain Inventory; CBT = cognitive behavioral therapy; EDU = pain education; PHQ-9 = Patient Health Questionnaire–9; UC = usual care.

Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018 Annals.org

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018


Appendix Table 7. Effects of Dropout Dummy Variable Parameters in Sensitivity Analysis Using Pattern-Mixture Modeling*

Dropout Dummy Estimated Effect on Participant-Level P Value Estimated Effect on Cohort-Level P Value
Variables Random Effect (95% CI) Random Effect (95% CI)
BPI-Intensity score
d1 0.329 (–0.179 to 0.837) 0.20 1.033 (–17.254 to 19.320) 0.91
d2 –0.038 (–0.601 to 0.525) 0.89 –1.489 (–5.875 to 2.897) 0.51

BPI-Interference score
d1 0.835 (0.245 to 1.425) 0.006 –6.097 (–16.589 to 4.395) 0.26
d2 –0.094 (–0.807 to 0.619) 0.80 –5.853 (–13.387 to 1.681) 0.128

PHQ-9 score
d1 –0.671 (–2.807 to 1.465) 0.54 –32.557 (–124.828 to 59.714) 0.49
d2 –0.431 (–2.391 to 1.529) 0.67 –30.376 (–64.274 to 3.522) 0.079
BPI = Brief Pain Inventory; PHQ-9 = Patient Health Questionnaire–9.
* Sensitivity analyses for the primary and secondary outcomes assessed possible departures from the missing at random assumption. This was
accomplished by using a simple version of pattern-mixture modeling by allowing the random-effect means at participant and cohort levels to vary
as a function of the dropout dummy variables. Two dropout dummy variables (d1 and d2) were defined such that dt indicates a participant who
drops out after time t − 1 (t = 2, 3), where t = 2 represents posttreatment and t = 3 represents 6-mo follow-up.

Appendix Figure. Cumulative proportion of responders analysis of percent change in pain intensity (BPI-Intensity) scores per
treatment group.

100

90

80

70

CBT
60 EDU
Participants, %

Usual
50 care

40

30

20

10

0
0 10 20 30 40 50 60 70 80 90 100
Decrease in BPI-Intensity Score From Pre- to Posttreatment, %

BPI = Brief Pain Inventory; CBT = cognitive behavioral therapy; EDU = pain education.

Annals.org Annals of Internal Medicine • Vol. 168 No. 7 • 3 April 2018

Downloaded From: https://annals.org/ by a Kaohsiung Medica University User on 07/25/2018

You might also like