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Department of Applied Chemistry and Biochemical Engineering, Graduate School of Engineering, Shizuoka University, Johoku 3-5-1, Naka-ku, Hamamatsu 432-8561, Japan
Exploiting unused or waste biomass as an alternative fuel is currently receiving much attention because of the po-
tential reductions in CO2 emissions and the lower cost in comparison to expensive fossil fuels. If we are to use biomass
domestically or industrially, we must be able to convert biomass to high-quality and easy-to-use liquid, gas, or solid
fuels that have high-calorific values, low moisture and ash contents, uniform composition, and suitable for stored over
long periods. In biomass treatment, hot and high-pressure water including supercritical and subcritical water is an
excellent solvent, as it is clean and safe and its action on biomass can be optimized by varying the temperature and
pressure. In this article, the conversion of waste biomass to fuel using hot and high-pressure water is reviewed, and the
following examples are presented: the production of large amounts of hydrogen from waste biomass, the production of
cheap bioethanol from non-food raw materials, and the production of composite powder fuel from refractory waste
biomass in the rubble from the Great East Japan Earthquake. Several promising techniques for the conversion of
biomass have been demonstrated in large-scale plants and commercial deployment is expected in the near future.
Ó 2013, The Society for Biotechnology, Japan. All rights reserved.
[Key words: Biomass; Supercritical water; Subcritical water; Superheated steam; Gasification; Bioethanol; Powder fuel; Energy utilization]
To reduce CO2 emissions and move away from an oil-dependent developed for biomass utilization (2e4). Typical applications of hot
society, it is imperative to develop alternative energy resources to and high-pressure water to biomass are (i) the gasification and
fossil fuels. Recently, biomass has received much attention as a production of fuel gas such as hydrogen and methane; (ii) the
renewable energy source, and research on the conversion of biomass production of liquid fuels such as bioethanol, biodiesel oil, and
to high-performance and easy-to-use fuels or energy is being pro- methanol; and (iii) the production of solid fuels such as charcoal
moted in many countries. Japan produces 370 million tons of and composite solid fuels with biomass or waste plastic. Compared
biomass per year and about 77 million tons (20%) of this are disposed to conventional techniques for producing fuel and energy from
of without being further utilized (1). The conversion of this waste biomass, these new techniques using hot and high-pressure water
biomass to bio-fuels or bio-chemicals could be effective in reducing can bypass the drying or dewatering process, reduce the reaction
CO2 emissions and preserving fossil fuels. Biomass is a promising temperature, shorten the reaction time, suppress char production,
new energy resource but there are several difficulties associated with and increase the product yield. There are, however, several disad-
its use as a fuel: (i) its high moisture content and low calorific value vantages; for example, operating at high pressure is necessary and
per weight, (ii) large seasonal and areal variations in its composition, corrosion problems can occur. Further research into fully exploiting
and (iii) long-term storage is difficult because it begins to rot quickly. the advantages and minimizing the disadvantages of these tech-
As a result of these drawbacks, the possibility of direct combustion of niques is very important.
crude biomass is limited in current incineration systems and energy There are many reviews of the applications of supercritical
production facilities, which require homogenous fuels with high- water, subcritical water, and high-pressure superheated steam.
calorific value, low ash content, and low water content. Therefore, Biomass utilization using hot and high-pressure water is intro-
biomass processing to produce user-friendly and high-efficiency duced in several books (5e7), and the properties and applications
fuels is important, and this processing must be both environmentally of supercritical and subcritical water are discussed in several
friendly and economical. references (8e10). In the following, the literature on each specific
New techniques using water at high temperature and high topic will be introduced in the corresponding section.
pressure, which is referred to as supercritical water, subcritical
water, or high-pressure superheated steam, have been recently
CHARACTERISTICS OF WATER IN THE HIGH-TEMPERATURE AND
HIGH-PRESSURE REGION
* Corresponding author. Tel./fax: þ81 53 478 1165.
E-mail addresses: tiokaji@ipc.shizuoka.ac.jp (I. Okajima), ttsako@ Water, which is the most common and important solvent in
ipc.shizuoka.ac.jp (T. Sako). nature, has many attractive characteristics as a reaction medium,
1389-1723/$ e see front matter Ó 2013, The Society for Biotechnology, Japan. All rights reserved.
http://dx.doi.org/10.1016/j.jbiosc.2013.06.010
2 OKAJIMA AND SAKO J. BIOSCI. BIOENG.,
Supercritical
water
Critical pressure
Critical point
(22.1MPa)
Pressure
Triple
point
Steam
FIG. 1. Phase diagram of water. FIG. 3. Dependence of dielectric constant of water on temperature and pressure.
VOL. 117, 2014 ENERGY CONVERSION OF BIOMASS WITH SCW 3
parameter shows the degree of the dissociation of water to proton small and simple products such as CO2 and methane. However,
and hydroxide ion: hydrolysis using subcritical water produces monomers, oligomers,
h ih i and so on. For example, PET resin was hydrolyzed without a catalyst
H2 O ¼ Hþ þ OH KW ¼ Hþ OH (1) using subcritical water at 300 C and 8.6 MPa to give decomposition
products of terephthalic acid and ethylene glycol monomers with a
Fig. 4 shows the dependence of the ionic product on tempera- product yield of 90% (14).
ture and pressure (12). The Kw value of liquid water at room tem- From the above descriptions of water in the hot and high-pres-
perature is 1014 mol2/kg2. The value increases with temperature sure region of its phase diagram, we can see that it has properties
and reaches a maximum value of 1011 at around 250 C and that make it particularly amenable for use as a solvent for the
4.0 MPa (saturated vapor pressure). Kw in this temperature region is decomposition of organic compounds. Furthermore, these proper-
1000 times higher than that at room temperature. This means that ties can be tuned by varying the temperature and pressure to yield a
30 times more protons and hydroxide ions are present in subcritical very wide range of solvating power, which can be optimized
water at 250 C than in water at room temperature. As a result, according to the material being treated, the desired products, and to
hydrolysis is accelerated by subcritical water without the need for increase the efficiency and reduce the cost of the treatment method.
acid or alkali catalysts. Kw decreases steeply above 300 C. At the
critical point, the value is 1015.64, which is about 2% of that at room HOT AND HIGH-PRESSURE WATER TREATMENT OF BIOMASS
temperature. Kw in supercritical water above 374 C and 22.1 MPa is
small. It increases with pressure and decreases with temperature;
Here, we explain the conversion of waste biomass to useful fuels
that is, Kw increases with water density.
and clean energy with hot and high-pressure water using large-
From the consideration of the dielectric constant and ionic
scale plants in our laboratory. An outline of the conversion of
product or water, we can understand its properties across the
unused or waste biomass to fuel with hot and high-pressure water
whole phase diagram, starting from normal water under ambient
is shown in Fig. 5. Oxidation of waste biomass proceeds in super-
conditions through reactive subcritical water with high concen-
critical water or high-pressure superheated steam along with an
trations of protons and hydroxide ion to destructive supercritical
oxidant such as air or oxygen. Clean and complete combustion of
water above 374 C and 22.1 MPa.
biomass is realized in a short time and the thermal energy can be
Decomposition power The last important property of water recovered. Gasification and fuel gas production can be accom-
is its decomposition power, which is related to the properties dis- plished using high-pressure superheated steam in the presence of a
cussed above. If we consider the behavior of supercritical water, for catalyst, and all organic compounds in the biomass are gasified and
example, at 500 C and 25 MPa, it has a low dielectric constant and large amounts of hydrogen gas are generated, more than half of
is miscible with non-polar or slightly polar organic compounds. Its which is produced from the hot water. Subcritical water is a useful
density is about one-tenth that of liquid water and 5000 times that solvent for the pretreatment of biomass, including hydrolysis, sol-
of steam at room temperature. The water molecules in the super- ubilization, decomposition to its constituents, and breaking
critical state move very quickly because of the high temperature hydrogen bonds. It increases the reactivity of cellulose by
and they are crowded together because of the high density. When a increasing the surface area of the cellulose fibers, and is used in
toxic organic compound such as polychlorinated biphenyl (PCB) is bioethanol production and for the pulverization of biomass and
in supercritical water, water molecules collide forcefully and plastics in composite powder fuel production.
repetitively with the PCB molecules, which eventually leads to their In the following, four examples of the conversion of biomass to
decomposition (13). fuel and energy will be discussed.
Recently, there has been much attention focused on subcritical Production of glucose and bioethanol Bioethanol is
water, which is below the critical temperature and above the vapor receiving much attention as a clean alternative to gasoline, and
pressure at that temperature. This water is strongly hydrolyzed, as there are many production processes in operation or under inves-
predicted from the large ionic product. The strong decomposition tigation (15e18). However, most commercial plants employ
power of supercritical water breaks down organic compounds into foodstuffs usually used humans for livestock, and thus, contribute
to the serious global food problem. Therefore, new techniques
that can produce bioethanol from cellulose contained in unused
or waste biomass are needed.
Large quantities of paper sludge are discharged by paper
manufacturers every day, and in Japan, this amounts to 4.4 million
tons/year. Paper sludge is an excellent raw material for the
Gasification Oxidation
(H2, CH4) (Thermal energy)
Catalyst Oxygen
400-500oC
600-700oC 10-25MPa
5-10MPa
Hot and high-pressure water
+
Unused or waste biomass
150-300oC 150-200oC
0.5-10MPa 0.5-2MPa
Enzyme Waste
Hydrolysis or catalyst plastic Pulverization
(Bioethanol, biodiesel oil) (Composite powder fuel)
FIG. 4. Dependence of ionic product of water on temperature and pressure. FIG. 5. Conversion of unused or waste biomass to fuels using hot and high-pressure water.
4 OKAJIMA AND SAKO J. BIOSCI. BIOENG.,
production of bioethanol because it contains more than 20 wt% glucose yield was 1.8% and the total yield of inhibitors was 0.7% at
cellulose and does not contain lignin. However, it sometimes 5 min. The selective formation of glucose was not possible, even for
contains preservative or deinking agents that can hinder the short reaction times. However, it was possible that the subcritical
saccharification of cellulose and fermentation of ethanol. Devel- water pretreatment could accelerate the enzymatic saccharification
oping selective decomposition of these toxic agents without by breaking the hydrogen bonding between cellulose molecules
destroying the cellulose could lead to the industrialization of new and by increasing the surface area of the cellulose fibers.
bioethanol production technique. We have developed a combined The enzymatic saccharification of cellulose in paper sludge was
process of subcritical water hydrolysis and enzymatic saccharifi- carried out to confirm the suitability of products from the subcritical
cation that increases the reactivity of cellulose, completely water hydrolysis of cellulose. Two kinds of paper sludge were used:
removes toxic preservative and deinking agents, and completely one was raw paper sludge and the other was paper sludge that had
suppresses the formation of furfural compounds, which are strong been pretreated with subcritical water at 180e220 C and 3 MPa for
inhibitors of the ethanol fermentation process (19,20). 1e4 min. Fig. 7 shows the yields of glucose produced from the two
Paper sludge was hydrolyzed using a bench-scale flow-type types of paper sludge. The glucose yields from the pretreated paper
reactor shown in Fig. S1. The maximum working pressure and flow sludge were 10e20% higher than those from the untreated sludge.
rate of the high-pressure slurry pump were 25 MPa and 130 cm3/ The maximum glucose yield of 74.2% was obtained using subcritical
min, and slurry with a high solid content of around 10 wt% could be water at 200 C and 3 MPa for 2 min. Fig. S2 shows the rough surface of
pumped. The tubular reactor was 1 mm thick and 1.2e4.5 m long, the cellulose fibers in subcritical water, which results in an increased
with an outer diameter of 12.7 mm. The length was changed surface area and the promotion of the enzymatic saccharification.
according to the reaction time. The reaction time was determined Furthermore, when the subcritical water pretreatment was carried
from the transit time of the reactant in the reactor, which was out above 200 C for more than 2 min, both preservative and deinking
calculated by dividing the inner volume of the reactor immersed in agents disappeared, and no detrimental influence was observed on
the salt bath by the flow rate of the slurry at that reaction tem- cellulose saccharification and ethanol fermentation after the pre-
perature and pressure. The effluent from the reactor was cooled treatment. The influence of inorganic components in the paper
immediately to suppress any side reactions. The experimental sludge on the subcritical water hydrolysis and enzymatic saccharifi-
procedure was as follows. The reactor was heated to the reaction cation was also checked, and they were found to have no negative
temperature in a salt bath. The high-pressure slurry pump was used effects.
to send the paper sludge slurry with a solid content of around 5 wt% Next, the glucose was fermented with yeast at 30 C and pH 5 for
to the reactor and the paper sludge was partially hydrolyzed in 48 h to produce bioethanol. The yield, which was defined by the
subcritical water. The solid product, which was pretreated cellu- ratio of the weight of bioethanol to that of used cellulose, was
lose, was collected in a solid collector. It was dried and saccharified around 35%. This value is higher than that of conventional bio-
using cellulase in 0.1 M acetic acid buffer solution for 96 h to pro- ethanol production processes from woody biomass, which have
duce glucose. yields of 20e25%.
There are three important considerations in the production of The experimental data in Fig. 7 were obtained using a large-
glucose from paper-sludge cellulose: the first is a high reaction rate scale flow-type reactor, as shown in Fig. S1. However, a small batch
and high glucose yield, the second is the complete removal of reactor was usually used to obtain the fundamental data. The
preservative and deinking agents, and the third is the complete glucose yields from the two kinds of reactors are shown in Fig. 8. In
suppression of the production of inhibitors (furfural and 5- the bench-scale plant with the large-scale flow-type reactor, 5 wt%
hydroxymethyl furfural are strong inhibitors of ethanol fermenta- paper sludge slurry was delivered into the tubular reactor and
tion and are produced by the excess decomposition of glucose). pretreated by subcritical water at 220 C and 3 MPa for a 2 min
Firstly, it was investigated if a short pretreatment of pure cel- residence time. Then, the pretreated paper sludge was saccharified
lulose in subcritical water satisfied the above points. A reaction by cellulase at 35 C and pH 4.5 for 96 h. The glucose yields are
time of less than 5 min was selected. Fig. 6 shows the reaction time shown by the white bar graph in Fig. 8. In the small batch reactor,
dependence of the cellulose decomposition ratio and product which had an inner volume of around 27 cm3, 5 wt% paper sludge
yields in subcritical water at 240 C and 5 MPa. The production of slurry was pretreated in subcritical water at 220 C and 3 MPa for
neither glucose nor inhibitors was observed before 3 min. The 2 min and it was saccharified by cellulase under the same condi-
tions as the bench-scale plant. The experimental results are shown
by black bar graph in Fig. 8. In general, both results agreed well.
Decomposition ratio of cellulose Glucose yield
5 HMF yield Furfural yield
100 30
Decomposition ratio [%]
80
Product yield [%]
20
60
40
10
20
0 0
0 2 4 6 8
Time [min]
FIG. 7. Reaction temperature and time dependence of glucose yield from paper sludge
FIG. 6. Reaction time dependence of cellulose decomposition ratio and product yields treated with subcritical water under 3 MPa (enzymatic reaction proceeded at 35 C and
for pure cellulose in subcritical water at 240 C and 5 MPa. pH 4.5 for 96 h).
VOL. 117, 2014 ENERGY CONVERSION OF BIOMASS WITH SCW 5
The energy profit ratio (EPR) of this fuel production process where [C, H, N, O] is waste biomass consisting of carbon, hydrogen,
was calculated to evaluate its energy efficiency (23). The EPR is nitrogen, and oxygen atoms, and H2O represents high-pressure
defined as superheated steam. In order to produce high yields of hydrogen gas,
the first and second reactions must be promoted and the third
Heating value of produced fuel
EPR ¼ (2) reaction must be suppressed. From Le Chatelier’s law, the appro-
Input energy to produce fuel
priate reaction conditions to achieve this are high temperature and
When EPR > 1, the fuel production process is worthwhile. The low pressure.
calculated results for a large-scale plant with a reactor with an A gasification technique using high-pressure superheated steam
inner volume of 30 m3 are given in Table 1. The EPR value of the was developed (29,30), which was better than that using super-
proposed process was greater than 4, and thus, it could be a very critical water as the former satisfied the Le Chatelier conditions of
promising new biomass utilization technique. high temperature and low pressure. Fig. S5 shows the flow-type
The proposed technique is expected to be particularly applicable experimental setup. The 1.8-mm-thick and 1-m-long tubular
in earthquake disaster areas in East Japan, where combustible reactor was made of SUS316 and had an outer diameter of 25.4 mm
rubble such as waste wood and plastics could be converted to and an inner volume of 0.4 L. An approximately 5 wt% slurry of
composite powder fuel, and thereby, the poor sanitary conditions in biomass and alkali catalyst was fed into the reactor using a high-
disaster areas could be improved (24). pressure slurry pump. The reactor was heated to the reaction
temperature with an electric furnace. After gasification, the effluent
Gasification of biomass Recently, the gasification of organic
was cooled to room temperature and depressurized through the
wastes using supercritical water or high-pressure superheated
back-pressure regulator. The gaseous product was collected into a
steam has attracted much attention for the production of hydrogen
gas sampling bag, and the volume and composition were measured.
and methane. The advantages of this method are that (i) wet waste
Fig. 11 shows the effect of the catalysts on the gas yields from pig
biomass can be rapidly converted to a fuel gas mixture containing
excrement treated with high-pressure superheated steam at 700 C
hydrogen and methane, (ii) the drying of waste biomass with a high
and 10 MPa for 20 min and at a molar ratio of water to carbon in the
moisture content is not necessary, (iii) environmentally friendly
sample of 20. The decomposition efficiency of biomass is the weight
water is used as the gasification reagent, and (iv) water itself de-
ratio of gasified carbon atoms to charged carbon atoms in the
composes to hydrogen and, as a result, the hydrogen yield is
biomass. The amount of the catalyst was 20 wt% to the organic
increased. The target waste types are large amounts of wet waste
component in the biomass. The y-axis represents the volume of the
biomass such as livestock waste and garbage, which are difficult to
gaseous products at 25 C and atmospheric pressure for 1 g of the
incinerate because they have high moisture contents.
organic component in the sample. Using an alkali catalyst such as
Several studies on supercritical water gasification of biomass
KOH or NaOH, the pig excrement was decomposed completely and
have been reported (25e28) and they showed potential as a new
1550 cm3 of hydrogen gas was produced. In the case of a salt
gasification process. In order to realize commercial plants, high
catalyst such as K2CO3 or Na2CO3, the decomposition efficiency and
yields of fuel gases and low production costs must be achieved. The
volume of hydrogen gas were almost the same as those using an
first issue to be addressed is the catalyst. It is important to find an
alkali catalyst. However, using a nickel catalyst, which is industri-
appropriate catalyst that is active, cheap, resistant to catalytic
ally used for hydrogen production from methane in steam
poisons, and works in high-pressure superheated steam for long
reforming, only 1080 cm3 of hydrogen gas was produced, which
periods of use. The second issue is the hydrogen yield; appropriate
was the lowest yield among the six kinds of catalysts. This was
conditions must be found to effectively produce hydrogen from any
because small amounts of chlorine and sulfur in the pig excrement
kind of organic waste.
deactivated the nickel catalyst.
The main reactions in the gasification of waste biomass using
Fig. 12 shows the sources of hydrogen gas in the high-pressure
high-pressure superheated steam are as follows:
superheated steam gasification of the pig excrement using KOH
½C; H; N; O þ H2 O/CO þ H2 þ H2 O þ NH3 þ N2 (3) catalyst. The bar graph on the left-hand side (gaseous product)
CO þ H2 O/CO2 þ H2 (4)
C2H6
C2H6 CO2
CO2 CH4
CH4 H2
H2
Volume of gaseous products at 25oC and 101.3kPa
2500 55% at 30 MPa. However, the product yield of methane rose from 12
to 24% when the pressure increased from 10 to 30 MPa owing to the
Volume of hydrogen at 25 oC and 101.3kPa
2000
95% 97% 99% Decomposition
[cm3/g-organic component in sample]
efficiency
1500
1000
500
0
500 600 700
Temperature [oC]
FIG. 13. Temperature dependence of gas productivity from pig excrement in high- FIG. 14. TOC and combustion efficiency vs. elapsed time for high-pressure superheated
pressure superheated steam gasification (10 MPa, 30 min, H2O/C molar ratio of 20, steam oxidation of surplus oranges (first reactor, 403 C, 12 MPa, 23 min; second
20 wt% KOH). reactor, 392 C, 12 MPa, 1 min; 5.5 kg/h flow rate; oxygen supply ratio of 1.2).
8 OKAJIMA AND SAKO J. BIOSCI. BIOENG.,
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