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Handbook of ECT
A Guide to Electroconvulsive Therapy for
Practitioners
Handbook of ECT
A Guide to Electroconvulsive Therapy
for Practitioners
Charles H. Kellner, MD
New York Community Hospital
University Printing House, Cambridge CB2 8BS, United Kingdom
One Liberty Plaza, 20th Floor, New York, NY 10006, USA
477 Williamstown Road, Port Melbourne, VIC 3207, Australia
314–321, 3rd Floor, Plot 3, Splendor Forum, Jasola District Centre,
New Delhi – 110025, India
79 Anson Road, #06-04/06, Singapore 079906
A catalogue record for this publication is available from the British Library.
ISBN 978-1-108-40328-3 Paperback
Every effort has been made in preparing this book to provide accurate and
up-to-date information that is in accord with accepted standards and practice
at the time of publication. Although case histories are drawn from actual cases,
every effort has been made to disguise the identities of the individuals involved.
Nevertheless, the authors, editors, and publishers can make no warranties that
the information contained herein is totally free from error, not least because
clinical standards are constantly changing through research and regulation.
The authors, editors, and publishers therefore disclaim all liability for direct
or consequential damages resulting from the use of material contained in this
book. Readers are strongly advised to pay careful attention to information
provided by the manufacturer of any drugs or equipment that they plan to use.
To my wife, Andrea, with appreciation for her unending
patience and support.
Contents
Preface page ix
List of Abbreviations xi
vii
Preface
ix
x Preface
References
Kellner, C. H. (2012). Brain stimulation in psychiatry. Cambridge: Cambridge
University Press.
Martin, D. M., Galvez, V., Lauf, S., Dong, V., Baily, S. A., Cardoner, N., . . . Loo, C. K.
(2018). The Clinical Alliance and Research in Electroconvulsive Therapy Network:
an Australian initiative for improving service delivery of electroconvulsive therapy.
J ECT, 34(1), 7–13. doi:10.1097/YCT.0000000000000435.
Oltedal, L., Bartsch, H., Sorhaug, O. J., Kessler, U., Abbott, C., Dols, A., . . . Oedegaard,
K. J. (2017). The Global ECT-MRI Research Collaboration (GEMRIC): establishing
a multi-site investigation of the neural mechanisms underlying response
to electroconvulsive therapy. Neuroimage Clin, 14, 422–432. doi:10.1016/
j.nicl.2017.02.009.
Sackeim, H. A. (2017). Modern electroconvulsive therapy: vastly improved
yet greatly underused. JAMA Psychiatry, 74(8), 779–780. doi:10.1001/
jamapsychiatry.2017.1670.
Abbreviations
xi
xii List of Abbreviations
HPA hypothalamic-pituitary-adrenal
HRSD Hamilton Rating Scale for Depression
ISEN International Society for ECT and Neurostimulation
J joules
MADRS Montgomery-Asberg Depression Rating Scale
MAOI monoamine oxidase inhibitor
mC millicoulomb
MMSE Mini-Mental State Exam
MoCA Montreal Cognitive Assessment
MRI magnetic resonance imaging
MRS magnetic resonance spectroscopy
NIMH National Institute of Mental Health
NMS neuroleptic malignant syndrome
NPO nothing by mouth
PCP phencyclidine
PET positron emission tomography
QIDS Quick Inventory of Depressive Symptomatology
QIDS-SR Quick Inventory of Depressive Symptomatology-Self Report
RMD retrograde memory dysfunction
RUL right unilateral
SNRI serotonin–norepinephrine reuptake inhibitor
SSRI selective serotonin reuptake inhibitor
TCA tricyclic antidepressant
TSH thyroid-stimulating hormone
Chapter Basic Concepts of ECT
1
Basic Concepts
Electroconvulsive therapy (ECT) is a safe and reliably effective procedure; it
requires that the practitioner have a theoretical and practical background to
perform it well. Our hope is that this book will assist the practitioner in the
application of previously acquired knowledge of ECT. Our intent is that this
book should complement the existing, comprehensive texts on ECT, includ-
ing the report of the American Psychiatric Association (APA) Task Force on
Electroconvulsive Therapy (2001) (American Psychiatric Association, 2001),
Electroconvulsive Therapy by Richard Abrams (Abrams, 2002), Electroconvulsive
and Neuromodulation Therapies by Conrad Swartz (Swartz, 2009), and
Electroconvulsive Therapy: A Guide for Professionals and Their Patients by Max
Fink (Fink, 2009).
Our belief is that ECT is a well-standardized procedure that can be learned
quite easily. The body of knowledge that the practitioner must master is cir-
cumscribed and not overly complex. Of course, as in any clinical endeavor, situ-
ations arise that require expert judgment and some modification of standard
technique. There is no substitute for clinical experience, and consultation with
experts is recommended in difficult cases.
The goal of this text is to provide a practical and useful outline of the basics
of the treatment and to assist the reader in developing a well-informed, com-
monsense attitude to approaching the patient who needs ECT. At all times, tech-
nical excellence and patient comfort should be foremost considerations.
Overview
ECT remains the most reliably effective treatment for serious depression. Its efficacy
and speed of response compare favorably to those of antidepressant medications
(Husain et al., 2004). For these reasons, it must be considered a mainstream treat-
ment in modern psychiatric practice, not one that is optional or “on the fringe.” In the
past two decades, there has been a steady increase in ECT research, as evidenced by
the growing number of ECT-related citations in the scientific literature. In addition,
1
2 Chapter 1: Basic Concepts of ECT
renewed clinical interest in ECT has led to the growth of professional societies dedi-
cated to the advancement of ECT including the International Society for ECT and
Neurostimulation (ISEN, formerly the Association for Convulsive Therapy [ACT])
and the European Forum for ECT (EFFECT), among others worldwide. Exciting
developments include innovations in technique, such as the electrical dose titration
method of estimating seizure threshold (Sackeim et al., 1987); the use of ultrabrief
pulse stimuli (Sienaert et al., 2009); as well as new information about the use of ECT
in catatonia (Fink & Taylor, 2003), autistic self-injury (D’Agati et al., 2017), and as
a continuation/maintenance treatment for affective disorders (Kellner et al., 2006,
2016).
Despite the ongoing barrage of criticism of the treatment (based largely on
either outdated or incorrect information), ECT has remained in continuous use
since its introduction in Rome in 1938. But modern ECT is so far removed from
that primitive procedure that it should hardly be considered the same treatment.
Just as it would be unreasonable to equate surgery as performed in 1938 with
surgery as performed in 2018, so old-fashioned ECT is now of purely historical
interest. The remarkable popularity of the movie One Flew Over the Cuckoo’s
Nest (1975) is largely responsible for the continued public perception of ECT as
a barbaric, coercive procedure. Several books for the lay public, including Shock:
The Healing Power of Electroconvulsive Therapy by Kitty Dukakis and Larry Tye
(Dukakis & Tye, 2006); Shock Therapy: A History of Electroconvulsive Treatment
in Mental Illness by Edward Shorter and David Healy (Shorter & Healy, 2007);
Struck by Living: From Depression to Hope by Julie Hersh (Hersh, 2010); and
Each Day I Like It Better: Autism, ECT, and the Treatment of Our Most Impaired
Children by Amy Lutz (Lutz, 2014), are both informative and factually accurate;
they paint a realistic and positive picture of contemporary ECT.
Although ECT is an essential part of psychiatric practice, it remains a very
small part. According to data from the National Institute of Mental Health
(NIMH), in 1980, approximately 32,000 psychiatric inpatients received ECT
in the United States; in 1986, the number increased to approximately 37,000
(Thompson et al., 1994). The current figure of patients who receive ECT annu-
ally in the United States is almost certainly greater, although, surprisingly, pre-
cise data are unavailable. Hermann et al. (1995) estimated that 100,000 patients
received ECT in the United States in 1995; Abrams (2002) estimated that 1–2
million patients per year receive ECT worldwide. A recent large epidemiologi-
cal study reported that only 1.5% of inpatients with mood disorders receive ECT
in US psychiatric hospitals (Slade et al., 2017).
Health care reform has led to a greater emphasis on the ability to offer the
treatment to outpatients. Because ECT is likely to be more effective than anti-
depressant medications for many patients (Janicak et al., 1985), it stands to
reason that it would be viewed favorably in an increasingly cost- and efficiency-
conscious environment.
The old assumption that a course of ECT necessitates being in the hospital
is no longer valid. Of course, some patients will be so severely psychiatrically or
Chapter 1: Basic Concepts of ECT 3
Neurotrophic Theory
The most exciting progress in the elucidation of ECT’s mechanism of action has
been the rapid accumulation of evidence for its neurotrophic effects. It is now
quite clear that the effects of ECT, in contradistinction to those of prolonged
depression, may be beneficial for the brain. In fact, it appears that ECT reverses
many of the structural abnormalities seen in severely depressed individuals.
Animal studies show that ECS (electroconvulsive shock, the animal analog
of ECT) results in increased neurogenesis and mossy fiber sprouting in the den-
tate gyrus of the hippocampus (Bolwig & Madsen, 2007; Lamont et al., 2005;
Madsen et al., 2000). This line of research continues rapidly, with frequent addi-
tions to the literature both replicating previous work and providing a more
nuanced understanding of the neurogenesis process (Olesen et al., 2017; Otabe
et al., 2014; Schloesser et al., 2015; Smitha et al., 2014; Svensson et al., 2016). It is
possible that advanced neuroimaging techniques, such as magnetic resonance
spectroscopy (MRS), may soon be able to provide evidence for neurogenesis in
humans after ECT. Evidence now shows that ECT leads to increases in neuro-
trophic factors such as brain-derived neurotrophic factor (BDNF) in depressed
patients (Piccinni et al., 2009; Rocha et al., 2016).
Whether neurogenesis is a principal part of the process by which ECT
induces structural brain changes is not yet clear; what is clear is that we now
have MRI evidence that ECT leads to increased volume in cortical and subcor-
tical structures. Dukart et al. (2014) showed gray matter volume increases in
hippocampus and subgenual cortex in a group of unipolar and bipolar patients.
Joshi et al. (2016) showed increases in hippocampus and amygdala volume in
depressed adult patients; Bouckaert et al. (2016) showed increased hippocam-
pal volume with ECT in a large group of geriatric depressed patients, with return
to baseline volumes after 6 months. Redlich et al. (2016) also demonstrated
increases in hippocampal volume with ECT, as well as a correlation between
baseline subgenual cingulate gyrus volume and ECT response. Preliminary evi-
dence shows that other basal ganglia structures are also increased in volume with
ECT (Wade et al., 2016). A meta-analysis reviewed the body of evidence (nine
Chapter 1: Basic Concepts of ECT 5
metabolite of serotonin, was increased in the spinal fluid of patients after ECT.
A review in the special issue of the Journal of ECT dedicated to “Mechanisms
in ECT” (Volume 30, #2, 2014) contained a review of serotonin and dopamine
neurotransmission in ECT (Baldinger et al., 2014).
The adrenergic system is also affected by ECT; here, too, numerous pre-
clinical, as well as clinical studies have yielded complex, sometimes contra-
dictory findings. As with other antidepressant drugs, down regulation of
beta-adrenergic receptors has been a consistent finding in ECS studies. Some
studies suggest that ECS results in increased cortical norepinephrine transmis-
sion as a result of postsynaptic effects (Newman et al., 1998). However, human
studies have failed to find consistent alterations in norepinephrine turnover
with ECT (Rudorfer et al., 1988).
Other neurotransmitter systems, including glutamate and gamma-
aminobutyric acid (GABA), have been implicated in the mechanism of action
of ECT. Studies of glutamate, in both animals and human subjects, have yielded
conflicting results. Pfleiderer et al. (2003) showed reduced glutamate with MRS
in the anterior cingulate of depressed patients; glutamate levels normalized with
successful ECT. A more recent study showed the opposite in the rat hippocam-
pus, with glutamate levels decreasing after ECS (Dong et al., 2010). Glutamate
may be involved in both the antidepressant and the cognitive effects of ECT.
The GABA system has been implicated in the antidepressant and anticon-
vulsant properties of ECT (Swartz, 2009). Both animal (Ferraro et al., 1990) and
human studies (Esel et al., 2008) have demonstrated increases in GABA levels
after ECS or ECT. As a major inhibitory neurotransmitter that is measurable in
human serum, GABA is likely to be the focus of further investigations of ECT’s
mechanism of action in the future.
Neuroendocrine Theory
This theory suggests that ECT-induced release of hypothalamic or pituitary
hormones results in antidepressant effects (see Haskett, 2014, for a review).
The specific hormone(s) responsible for this therapeutic effect has yet to be iso-
lated. ECT results in release of prolactin, thyroid-stimulating hormone (TSH),
adrenocorticotropic hormone (ACTH), and endorphins, among other neuro-
humoral substances (Kamil & Joffe, 1991). A putative antidepressant neuropep-
tide, “antidepressin” or “euthymesin,” has been theorized to be released from the
hypothalamus during the ECT seizure, exerting beneficial effects on mood dis-
orders in a way similar to the diabetes/insulin model (Fink & Nemeroff, 1989).
Many investigations have confirmed both the dysregulation of the
hypothalamic-pituitary-adrenal (HPA) in melancholic depression and the
correction of this abnormality with successful antidepressant treatment, most
notably, ECT (Carroll, 1986). The dexamethasone suppression test (DST),
the endocrine test that identifies the HPA abnormality, has also been used as
a marker of the adequacy of continuation ECT; failure to normalize has been
shown to be an indication of the need for ongoing continuation ECT (for review,
see Bourgon and Kellner, 2000).
Chapter 1: Basic Concepts of ECT 7
Anticonvulsant Theory
This theory suggests that the antidepressant effect of ECT is related to the fact
that ECT itself exerts a profound anticonvulsant effect on the brain. Several lines
of evidence indicate that this is so, including the facts that seizure threshold rises
(and seizure duration decreases) over a course of ECT and that some patients
with epilepsy have fewer seizures after ECT (Griesemer et al., 1997; Sackeim,
1999). ECT has even been used to treat resistant status epilepticus (Lisanby
et al., 2001; Miras Veiga et al., 2017). Neurohormones have been postulated to
mediate this anticonvulsant effect. The cerebrospinal fluid of animals receiving
ECS is anticonvulsant when given intraventricularly to recipient animals, possi-
bly as a result of endogenous opioids (Holaday et al., 1986). GABA has also been
proposed as a key mediator of ECT’s anticonvulsant effect (see above).
Connectivity Theory
Preliminary data suggest that abnormal baseline neural network connectivity
in patients with depression or schizophrenia is re-regulated by ECT. The signifi-
cance of this finding for explaining the mechanism of action of ECT remains to
be elaborated (Argyelan et al., 2016; Li et al., 2017; Mulders et al., 2016).
Basics of Electricity
The ECT practitioner should know the following basic facts about electricity
in ECT.
Stimulus Characteristics
Modern ECT devices use alternating current that delivers a stimulus in the form
of a series of bidirectional square-wave pulses. This is referred to as a brief pulse
or ultra-brief pulse (when the pulse width is below 0.5 ms) stimulus. Older ECT
devices delivered a sine-wave stimulus. The brief pulse or ultra-brief pulse stim-
ulus is more efficient at inducing seizures and consequently can produce sei-
zures with a lower “dose” of electricity. This results in less cognitive impairment.
Emerging data are promising that ultra-brief pulse stimuli will be much less
cognitively impairing, yet preserve efficacy (Kellner et al., 2016; Sienaert et al.,
2010; Tor et al., 2015; Verwijk et al., 2012).
Charge
Charge refers to the total number of electrons flowing through a conductor.
Many ECT experts agree that the dose of electricity used in ECT should be
expressed in terms of charge. The setting dials on some ECT devices vary the
charge (by increasing stimulus duration), although they are labeled “energy.”
The equation for charge is
charge = current × time
Charge is expressed in millicoulombs (mC).
8 Chapter 1: Basic Concepts of ECT
Energy
Energy adds a term for voltage to the equation for charge. Thus,
energy = voltage × current × time
Voltage can be thought of as the pressure with which the electrons are “pushed”
through the conductor.
By rearranging the above equation with the substitution of an expanded
term for voltage
(voltage = current × resistance [Ohm’s law])
we arrive at
energy = current2 × resistance × time
Thus, as resistance increases, if current and time are kept constant, energy also
increases. Because modern ECT devices are mostly of the constant-current
type, a patient with a higher resistance will have more energy delivered than a
patient with lower resistance treated at the same setting. The constant-current
ECT device is designed to increase the voltage automatically (up to a prede-
termined safe maximum limit) to deliver the desired charge despite high
resistance. Because a patient’s resistance (impedance) during the delivery of a
stimulus is unknown until the stimulus is delivered, settings on an ECT device
in terms of joules (J) must necessarily be estimates based on an arbitrary fixed
“standard” impedance (e.g., 200 or 220 Ω). Remember that the dial on the ECT
device that controls the length of the stimulus is actually setting the charge and
only indirectly setting the energy.
Energy is expressed in terms of joules. Note that the number of joules used
in ECT is generally considerably smaller than that used in cardiac defibrillation.
ECT devices available in the United States deliver an allowable maximum of
101.4 J. Joules may be converted to millicoulombs by multiplying by 5.7 (assum-
ing fixed impedance of 220 Ω and current of 0.8 A).
Impedance may be highly variable between individual patients. The pri-
mary contributor to the impedance of the electrical circuit is not the brain, but
rather the skin, the underlying scalp soft tissues, and the skull. The contribution
of these elements to the inter-individual variability of seizure threshold for ECT
requires further research (Beale et al., 1994; Coffey et al., 1995; Petrides et al.,
2009; Sackeim et al., 1994).
Electrical Safety
The risk of injury to the patient or the practitioner from being shocked is very
small. Theoretically, if the patient’s impedance is too high, a skin burn at the
electrode site can occur. This possibility is virtually eliminated by the provision
of electrical self-test features in modern ECT devices, which allow the psychia-
trist to check impedance before delivering the stimulus (see section “Electrode
Site Preparation” in Chapter 3). The person delivering the stimulus is at no risk
Chapter 1: Basic Concepts of ECT 9
for getting shocked unless he or she actually touches the metal or the conduct-
ing surface of one of the stimulus electrodes. The patient’s scalp may be touched
(e.g., to provide counter pressure on the left side of the forehead during a right
unilateral treatment) during the delivery of the stimulus without fear of being
shocked. Calls of “Stand clear!” are unnecessary. However, it is prudent to
ensure that anesthesia personnel or other personnel do not touch the electrodes
during the delivery of the stimulus.
Medical Physiology
Of greatest importance to the clinician are the physiological effects of ECT on
the central nervous and cardiovascular systems. As described in later sections,
modifications in ECT technique may be required in patients with neurological
or cardiovascular disease.
Cardiovascular Physiology
Cardiac Rate and Rhythm
ECT results in a marked activation of the autonomic nervous system, and the
relative balance of parasympathetic and sympathetic nervous system activity
determines the observed cardiovascular effects. Vagal (parasympathetic) tone
is increased during and immediately after administration of the electrical stim-
ulus; it may be manifested by bradycardia or even a brief period of asystole.
This is generally benign and often resolves spontaneously without intervention
(Burd & Kettl, 1998). With development of the seizure, activation of the sympa-
thetic nervous system occurs, resulting in a marked increase in heart rate, blood
pressure, and cardiac workload. Peripheral stigmata of sympathetic activation
may also be observed; they include piloerection and gooseflesh. The tachycar-
dia and hypertension continue through the ictus and generally end along with
the seizure. Shortly after the seizure, there may be a second period of increased
vagal tone, which may be manifested by bradycardia and various dysrhythmias,
including the appearance of ectopic beats. As the patient awakens from anesthe-
sia, there may be an additional period of increased heart rate and blood pressure
as a result of arousal and further sympathetic outflow (Welch & Drop, 1989).
Cardiac Workload
The cardiovascular responses during ECT combine to produce an increase in
myocardial oxygen demand and a decrease in coronary artery diastolic filling
time. Transient electrocardiographic (ECG) changes in the ST segment and T
waves are seen in some patients during and shortly following the procedure,
although it is unclear whether these findings are related to myocardial ischemia.
A direct effect of brain stimulation on cardiac repolarization has been proposed
as an alternative mechanism (Welch & Drop, 1989). No corresponding rise in
cardiac enzymes has been found to accompany these ECG changes (Braasch &
Demaso, 1980; Dec et al., 1985). An echocardiographic study done during and
after ECT treatments found transient regional wall motion abnormalities more
often in patients with ST segment/T wave changes in ECG, suggesting a period
Chapter 1: Basic Concepts of ECT 11
of demand myocardial ischemia (Messina et al., 1992). Kadoi et al. (2001), using
transthoracic echocardiography, showed transient left ventricular dysfunc-
tion after the ECT stimulus; the clinical significance of these findings remains
unknown.
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Chapter 1: Basic Concepts of ECT 13
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Chapter ECT: Patient Selection
2
and Preparation
Indications
The primary indications for electroconvulsive therapy (ECT) are major depres-
sion (both unipolar and bipolar types), mania, and schizophrenia (Table 2.1).
Catatonia, once considered rare, has reemerged as another important indication
for ECT (Fink et al., 2016a; Fink et al., 2016b; Fink & Taylor, 2003). Although
typically considered a secondary treatment after pharmacotherapy has failed,
ECT is an appropriate initial treatment in some circumstances (Table 2.2). Such
“primary use” of ECT is usually compelled by the urgency of the clinical situa-
tion; sometimes it is because the patient prefers ECT to other treatment options.
The rapidity with which ECT provides symptomatic relief (including relief of
suicidal intent) is often a major advantage in urgent clinical situations (Fink
et al., 2014; Husain et al., 2004; Kellner et al., 2005, 2010).
19
20 Chapter 2: ECT: Patient Selection and Preparation
unique among medical treatments in that symptom severity predicts better out-
come; that is, the more severely ill a patient is at baseline, the more likely he/she
is to respond well to ECT (Brown, 2007).
Manic Episode
ECT is highly effective in the treatment of the manic phase of bipolar illness
(Kellner et al., 2015; Perugi et al., 2017). ECT is more rapidly effective than
lithium for mania and may be more effective in mixed or agitated manic states
(Small et al., 1988). The efficacy of bilateral as compared with right unilateral
ECT for mania remains controversial. Some practitioners advocate daily bilat-
eral ECT early in the treatment course for severe mania (Mukherjee et al., 1994).
Delirious mania, while rare, is considered by some practitioners to be a primary
indication for ECT (Jacobowski et al., 2013; Stromgren, 1997).
Schizophrenia
Worldwide, schizophrenia may be the most common indication for ECT (Xiang
et al., 2015). In the United States, ECT has typically been used for a subset of
schizophrenic patients with affective features, catatonia, neuroleptic malignant
syndrome (NMS), or a history of previous response to ECT. More recently, there
has been a reappraisal of the use of ECT for schizophrenia, with a tendency to
view it as a treatment for medication-refractory illness, irrespective of the pres-
ence of affective features (Petrides et al., 2015). ECT generally does not alleviate the
negative symptoms of schizophrenia. Combination therapy with antipsychotic
medication and ECT may synergistically improve psychosis in schizophrenia
(American Psychiatric Association, 2001, pp. 17–18, 87–88). First-episode
psychosis, in which it may not yet be clear whether the illness is affective or in
the schizophrenia spectrum, often responds very well to ECT (Kellner, 1995).
Continuation/maintenance ECT for schizophrenia, although common in clini-
cal practice, has a limited research evidence base to date (Iancu et al., 2015).
Other Indications
Both the mood and the motor manifestations of Parkinson’s disease often
improve with ECT. The treatment is typically used in the later phases of the
Chapter 2: ECT: Patient Selection and Preparation 21
to which the illness is episodic versus chronic, asking the patient “When did
this episode of depression begin?” is a good way to start the interview. Current
depressive signs and symptoms should be comprehensively elicited, with spe-
cial emphasis given to vegetative signs (including amount of weight loss), loss of
function, suicidal ideation/intent, and psychotic thinking. Remembering that
urgency of illness is one of the factors that will compel your recommendation
for ECT, try to get a complete picture of the patient’s level of current distress and
dysfunction. Next, obtain the history of treatments (and response/tolerability
to them) tried to date in the current episode. An obsessionally exhaustive list
of every medication and dose is rarely necessary; rather, several examples from
various classes will usually serve to paint a picture of the number and strength of
treatment trials. Remember to ask about other treatment modalities, including
rTMS and ketamine, as well as psychotherapies.
The psychiatric history should include number, type, and duration of episodes;
treatment trials; hospitalizations; and suicide attempts. If the patient has had ECT
before, every effort should be made to elicit details of that prior treatment, includ-
ing electrode placement, number of treatments, response, and tolerability.
Family psychiatric history, often overlooked, is an important part of the ECT
consultation because of the heritability of severe mood disorders and the likeli-
hood that treatment response may be similar in family members (McGuffin et al.,
2003). The report of a relative with good response to ECT is reassuring both about
the integrity of the diagnosis and the likelihood of treatment response.
Box 2.1
Patient seen in the office for ECT consultation, referred by Dr. XX, in the company
of his father.
ID: 26-year-old single college graduate
CC: “I’ve been depressed for a while now.”
HPI: The patient reports he has been depressed for the past three years,
despite multiple medication trials. Symptoms include low mood, crying, lack of
motivation, bed clinging, anxiety, oversleeping, 15-pound weight gain, and intru-
sive suicidal fantasies. He notes that a month ago he had thoughts of throwing
himself down a stairwell, but that since resuming sertraline, his suicidal fantasies
have largely disappeared. He is assessed to be at low risk currently. He has been on
multiple selective serotonin reuptake inhibitors (SSRIs), as well as anticonvulsants
in the current episode. He reports only transient benefit and also that he is very
sensitive to medications. He currently rates his depression severity as 7/10, but it
has been as high as 9/10 recently. He considers it very disabling in his life.
Past psychiatric history: He reports social anxiety since childhood, but no prior
episodes of depression. He also reports some Obsessive Compulsive Disorder (OCD)
symptoms for many years, including counting and checking rituals. He has been in
psychotherapy that he has not found helpful. He has never been hospitalized, nor
made a suicide attempt. He reports one possible 10-day episode of hypomania that
may have been precipitated by a combination of escitalopram and cocaine.
Family psychiatric history: A maternal aunt has been treated for depression
with medications.
Medical history: He reports that he has had a series of concussions from sports,
resulting in one CT scan of his brain and 2 MRIs; the last MRI was 2 months ago,
and reportedly normal; he also had a normal EEG at that time.
He had an inguinal hernia repair at age 17 under general anesthesia; he
reports that he woke up agitated from the general anesthesia.
Left handed, 5’ 7”, 175 lbs., dentition intact.
Allergies: Negative.
Alcohol/drugs: He used to drink heavily and abuse drugs, but has been absti-
nent for the past three years.
Cigarettes: He has smoked five cigarettes a day for 3 years.
Social history: Born in Washington, DC, raised in Connecticut, the youngest of
three siblings. He graduated from a state university in 2014 with a degree in commu-
nications, but was only able to work for one day before having to quit because of his
depression. His hobbies include baseball and soccer. He lives at home with his parents.
Mental status examination: Alert, well groomed, slightly overweight, mood
depressed, affect restricted, thought content depressive, thought process logical,
oriented times three, cognition fully intact, no psychotic symptoms, denies cur-
rent suicidal ideation, insight, and judgment good.
Impression: Major depression, single episode, severe. Because of the sever-
ity of the patient’s current illness, and his failure to respond to multiple medica-
tion trials, ECT is a reasonable therapeutic option. Risks of ECT, both medical and
cognitive, discussed in detail. Patient told that he needs to be NPO prior to each
procedure. Patient told of need to refrain from driving during ECT course. Patient
Chapter 2: ECT: Patient Selection and Preparation 25
pressure, (2) recent myocardial infarction with unstable cardiac function, (3)
recent intracerebral hemorrhage, (4) bleeding or unstable vascular aneurysm
or malformation, (5) retinal detachment, (6) pheochromocytoma, and (7)
American Society of Anesthesiologists physical status classification of 4 or 5.
Some common medical conditions that may contribute additional risk and may
require modifications in ECT technique are listed in Table 2.5.
Parkinson’s Disease
Nearly half of all patients with Parkinson’s disease will experience major depres-
sion (Brown & Wilson, 1972). A growing literature supports the use of ECT for
the treatment of both depression and the Parkinson’s disease itself in patients
28 Chapter 2: ECT: Patient Selection and Preparation
with Parkinson’s disease (Andersen et al., 1987). It has been postulated that the
dopamine-enhancing effects of ECT are related to its efficacy in the treatment
of the motor systems of Parkinson’s disease (Cumper et al., 2014; Fochtmann,
1988). In patients who are taking Sinemet (carbidopa-levodopa) at the time of
their ECT, adjustments in dose (typically, decreasing by 50%) may be required
to decrease the likelihood of dyskinesias and post-ECT delirium (Figiel et al.,
1991; Rasmussen & Abrams, 1991). Since Parkinson’s disease is a continuous
illness (as opposed to an episodic one, such as recurrent depression or bipolar
disorder), it stands to reason that the benefits of ECT would be of finite duration
and likely require maintenance treatment to be sustained. While better defini-
tion of the overall role of ECT in the treatment of Parkinson’s disease must await
further clinical research (Kellner et al., 1994; Popeo & Kellner, 2009), it is sur-
prising that the substantial benefits of ECT in Parkinson’s disease are not more
widely known and accepted (Borisovskaya et al., 2016). This is likely due to the
lingering stigma surrounding ECT in the neurology community.
Dementia
ECT has an important role in treating the depression that often accompanies
dementing illness and can be dramatically helpful in patients with pseudo-
dementia. Differentiating dementia from pseudo-dementia in elderly persons
is often a difficult task (Pier et al., 2012). When dementia coexists with depres-
sion, cognitive function may improve after treatment of the depression. Patients
with preexisting dementia who are given ECT may experience transient cogni-
tive worsening (Dybedal et al., 2015; Hausner et al., 2011). These effects can be
minimized by modifications in ECT technique, including (1) decreasing the
treatment frequency from three times weekly to once or twice weekly, (2) using
unilateral electrode placement, (3) using ultra-brief stimulus parameters, (4)
avoiding excessive stimulus doses, and (5) minimizing exposure to anticho-
linergic premedications. Also, elderly patients may be particularly sensitive to
ECT–drug interactions. ECT to treat the agitation that is often part of the clini-
cal picture of advanced dementia is clearly helpful and becoming more wide-
spread, but remains somewhat controversial (Acharya et al., 2015; Burgut et al.,
2010; Glass et al., 2017; Oudman, 2012).
Brain Tumor
A transient rise in intracranial pressure is associated with ECT-induced sei-
zures, an effect most likely related to the increase of cerebral blood flow. This
increase in intracranial pressure may put patients with space-occupying brain
lesions at risk for brain herniation. The presence of a brain tumor, once an abso-
lute contraindication to ECT, is now no longer thought of as such. Although
clearly one of the most significant risks, not all brain tumors are equally prob-
lematic (Maltbie et al., 1980). Large edematous tumors causing mass effect
are clearly extremely dangerous. However, small calcified meningiomas with-
out associated edema probably pose little risk (Abrams, 2002; Goldstein &
Richardson, 1988; Kellner et al., 1991; McKinney et al., 1998; Teraishi et al.,
Chapter 2: ECT: Patient Selection and Preparation 29
Stroke
Patients who have had a recent hemorrhagic stroke and who need ECT may be
at risk for re-bleeding during the procedure. There is little information about
the risks of ECT to patients who have had recent ischemic strokes. Generally,
withholding ECT for a period of weeks to months is recommended if the patient
has had a stroke. However, this delay must be weighed against the severity of the
psychiatric illness itself. Extremes of blood pressure, both hyper- and hypoten-
sion, should be avoided during ECT in stroke patients. The use of intravenous
antihypertensives during ECT may be helpful in safely managing some cases
(Allman & Hawton, 1987).
Stroke as a consequence of ECT (either ischemic, embolic, or hemorrhagic)
is a very rare event (Bruce et al., 2006; Lee, 2006).
Epilepsy
Patients with concurrent epilepsy and depression can be safely treated with
ECT. It is recommended that epileptic patients continue to receive their anti-
convulsant medications during the course of ECT (Abrams, 2002). The rise in
seizure threshold that accompanies ECT may actually reduce the frequency of
spontaneous seizures in patients with epilepsy (Dubovsky, 1986; Griesemer
et al., 1997; Sackeim et al., 1983; Schnur et al., 1989). ECT has been used as a
treatment for status epilepticus (Cline & Roos, 2007; Kamel et al., 2010; Miras
Veiga et al., 2017; Zeiler et al., 2016). Consideration may be given to adjusting
anticonvulsant medication during a course of ECT if eliciting adequate seizures
becomes difficult.
Cardiovascular Disease
Myocardial Infarction/Ischemic Heart Disease
Although rare, cardiac complications during ECT represent the most common
cause of fatality associated with the treatment (Zielinski et al., 1993). The cat-
echolamine surge and subsequent hypertension and tachycardia that accom-
pany ECT-induced seizures may put patients with prior cardiac disease at risk
for myocardial ischemia. Also, patients who have had a recent myocardial
infarction may be at risk for further myocardial damage. The use of intravenous
beta-blockers, nitrates, and other antihypertensive agents and careful atten-
tion to oxygenation are important risk-reducing strategies in this population.
The goal of treatment should be the blunting of the hypertensive/tachycardic
response, rather than its full elimination, to avoid the risk of over-correcting
and inducing hypotension. We recommend the use of labetalol (5–20 mg IV) or
esmolol (5–60 mg IV) for patients with a history of hypertension and/or tachy-
cardia if there is concern about their ability to tolerate the hemodynamic effects
30 Chapter 2: ECT: Patient Selection and Preparation
of ECT safely (Boere et al., 2014). An alternative strategy is to treat patients with
coronary artery disease with nitroglycerin, either before the procedure (trans-
dermally or sublingually) or during the procedure (intravenously) (Saito et al.,
2000; Villalonga et al., 1989). Also, regularly prescribed cardiac medications
(e.g., antihypertensives or antiarrhythmics) should be taken with a small sip of
water 2 h before ECT (see also sections “Cardiovascular Medications” in this
chapter and “Cardiovascular Agents” in Chapter 3).
Arrhythmias
To protect against bradyarrhythmia, anticholinergic medication (e.g.,
glycopyrrolate 0.2 mg IV or atropine 0.4 mg IV) may be given before ECT.
Anticholinergic premedication may be recommended when stimulus dose
titration is performed because of the risk of subconvulsive stimuli inducing
bradycardia, although this risk is modest (Mizen et al., 2015). Patients receiving
beta-blockers may be at higher risk of bradycardia. Significant tachyarrhyth-
mias may be treated with intravenous beta-blockers, as previously discussed.
Transient benign hypertension, tachycardia, and premature ventricular con-
tractions may occur for several minutes following ECT. These arrhythmias tend
to resolve spontaneously and to have little clinical significance. Therefore, unless
these conditions are sustained or deemed particularly severe, close observation
may be the only necessary action.
Concurrent Medications
A careful evaluation of the patient’s concurrent medications is required before
ECT. Concurrent medications may affect both the safety and efficacy of ECT.
Decisions about which medicines to discontinue, taper, or temporarily withhold
prior to each ECT should start to be made during the initial ECT consultation.
In this section, we review the interactions of psychotropic and other medica-
tions with ECT. See Haskett and Loo (2010), Kellner et al. (1991), and Zolezzi
(2016) for more in-depth reviews. Discontinuation before ECT is required for
some agents, whereas modified dosing is recommended for other agents.
Psychotropic Medications
In the past, it was recommended that most psychotropic medications be tapered
and discontinued before beginning ECT. Nowadays, practitioners are much
more liberal in combining ECT and psychotropic medications. This is due to
accumulating evidence of additive efficacy with some antidepressants, as well as
safety data for many drugs combined with ECT (Kellner et al., 2016; Lauritzen
et al., 1996; Sackeim et al., 2009). Antipsychotic medications (originally first
32 Chapter 2: ECT: Patient Selection and Preparation
generation, and now the “atypicals”) may act synergistically with ECT in the
treatment of psychotic patients, and have for a long time been co-prescribed
with ECT.
We review below the major categories of psychotropic medications and
their interactions with ECT.
Lithium
Recent data suggest that the coadministration of lithium and ECT is relatively
safe and that earlier warnings about the combination were overly conservative
(Dolenc & Rasmussen, 2005; Thirthalli et al., 2011; Volpe & Tavares, 2012).
Nonetheless, the combination has been associated with the development of
delirium or prolonged seizures (Sadananda et al., 2013; Sartorius et al., 2005;
Weiner et al., 1980). The transient increase in permeability of the blood–brain
barrier following ECT (Bolwig et al., 1977) has been proposed as a possible
mechanism by which increased concentrations of lithium can enter the CNS.
In general, it is advisable to hold lithium for at least 24 h before ECT, so that
patients can be treated with lithium blood levels at the lower end of the thera-
peutic range. The occasional patient who presents for treatment having inad-
vertently taken his/her lithium dose the day before should generally still be
treated, as the risk is quite low, unless the lithium level is very high.
Antidepressants
The combination of ECT and antidepressant medications, once frowned upon,
is now encouraged, both because newer generation antidepressants are safer
and because there is accumulating evidence for antidepressant synergy (Kellner
et al., 2016; Sackeim et al., 2009) and possibly enhanced relapse prevention.
While some question the practice of continuing previously “ineffective” antide-
pressants during ECT, in many cases antidepressants have not been completely
ineffective and it may be possible to continue an agent that has provided some
symptom relief. There is also the possibility that an agent that was not “power-
ful” enough to treat an acute depressive episode may still confer some relapse
prevention benefit in the period after remission with ECT (van den Broek et al.,
2006). If a patient begins an acute course of ECT on no antidepressant medica-
tion, some practitioners believe that an agent should be started before the end of
the acute course of ECT, so that the patient is not left unprotected (i.e., without
therapeutic blood levels) when ECT is stopped. The agent may be either one
that has been partially effective in the past, or one that is new for the patient.
The newer selective serotonin reuptake inhibitors (SSRIs) and serotonin-
norepinephrine reuptake inhibitors (SNRIs) pose less cardiac risk when given
with ECT than the older tricyclic antidepressants (TCAs). In practice, the com-
bination of these agents and ECT has become widespread.
While TCAs are much less commonly used than in the past, when they are
used, there is still concern about cardiovascular effects of interactions between
these antidepressants and ECT or the anesthetic agents used during the proce-
dure. The issue of potential adverse effects of TCAs given in conjunction with
Chapter 2: ECT: Patient Selection and Preparation 33
ECT has generated a plethora of case reports and small case series (Pritchett
et al., 1993). Discontinuation of a TCA shortly before beginning ECT may be
particularly problematic (Raskin, 1984). A recent case report of the synergy
between ECT and imipramine is supportive of the combination (Birkenhager &
Pluijms, 2016).
The use of monoamine oxidase inhibitors (MAOIs) in patients receiving
ECT, previously somewhat controversial, is now viewed more favorably. A
critical reading of the literature suggests that the combination is not nearly as
risky as once thought. It has been recommended in the anesthesia literature
that MAOIs be discontinued up to 2 weeks before elective surgery or ECT, but
this is considered unnecessary by some authors (Dolenc et al., 2004). Early case
reports describe hyper- and hypotension, fever, hyperreflexia, seizures, and
hepatotoxicity in patients receiving general anesthesia while taking MAOIs
(Jenkins & Graves, 1965). Investigators have documented the safety of ECT in
patients receiving chronic MAOI therapy (el-Ganzouri et al., 1985).The newer
transdermal delivery form of the MAOI selegiline has been reported to be safe
in conjunction with ECT (Horn et al., 2010).
We routinely treat patients on MAOIs with ECT, with the suggestion that
the dose be kept fairly constant before and during the ECT course. Part of the
“time out” procedure for such patients is a reminder to the treating team that the
patient is on an MAOI and the known drug contraindications must be observed.
Benzodiazepines
In addition to raising the seizure threshold, benzodiazepines may also decrease
the intensity or generalization of the ECT seizure. They may also shorten seizure
duration, and their use may increase the number of ECT treatments required
for recovery (Stromgren et al., 1980; Tang et al., 2017). Pettinati et al. (1990)
carried out a comprehensive study of the combined use of benzodiazepines
and ECT. They found a significant relationship between therapeutic failure of
unilateral ECT and concomitant benzodiazepine use. This lack of efficacy may
have been related to the increase in seizure threshold caused by the concur-
rent benzodiazepines and the low stimulus dosing techniques used. The authors
recommended discontinuing benzodiazepines before unilateral ECT is given.
This interaction is likely less important when bilateral or high-dose unilateral
ECT is used. We believe it is prudent to taper and/or discontinue benzodiaz-
epines before ECT, if possible. However, it is quite permissible to continue low-
or moderate-dose benzodiazepines, if anxiety is a troublesome symptom for
the patient. Certainly, if anxiety about the procedure itself might jeopardize the
treatment course, the patient may be given benzodiazepines, even on the morn-
ing of treatment. We recommend the use of 0.5 or 1 mg lorazepam sublingual,
approximately 30 min before ECT to treat pre-procedure anxiety. For patients
who have been taking long half-life benzodiazepines, such as clonazepam, it
may be advisable to switch to a shorter half-life drug, such as lorazepam, before
starting ECT. This way, benzodiazepine blood levels will be lower at the time of
ECT, after the prior evening’s dose.
34 Chapter 2: ECT: Patient Selection and Preparation
If a patient has taken more than a small dose of benzodiazepine the day
prior to ECT, consideration may be given to the use of the reversal agent, fluma-
zenil. Although the total literature is small, several authors encourage the use
of pretreatment doses of flumazenil (dose range 0.2–1.0 mg, typical dose 0.4–
0.6 mg) for seizure enhancement (Bailine et al., 1994; Krystal et al., 1998). It is
injected 1–3 min prior to anesthesia induction; consideration should be given
to the additional administration of 1–2 mg of midazolam after the seizure has
ended to preclude any post-ECT discomfort from potential benzodiazepine
withdrawal. One group has reported the use of flumazenil for seizure enhance-
ment in patients not taking any benzodiazepine, on the theoretical assumption
that reduction of endogenous GABA-ergic tone will lead to seizure enhance-
ment (Yi et al., 2012).
Anticonvulsants
Similar to benzodiazepines, anticonvulsants also raise the seizure threshold and
may theoretically interfere with the efficacy of ECT. In patients with epilepsy,
anticonvulsants should be continued during a course of ECT. Consideration
may be given to adjusting dosage or type of anticonvulsant if it becomes difficult
to elicit adequate seizures. Anticonvulsants prescribed for psychiatric indica-
tions may be tapered and discontinued before beginning ECT; another strategy
is to withhold only the prior day’s dose and see if adequate seizures are easily
obtained. One report suggests that concomitant treatment with an anticonvul-
sant may require longer ECT treatment courses (Virupaksha et al., 2010). There
is, as yet, no consensus about whether or not ECT and anticonvulsants may have
additive or synergistic effects (Rakesh et al., 2017; Rubner et al., 2009; Sienaert &
Peuskens, 2007).
Antipsychotic Medications
Antipsychotic medications have long been regarded as synergistic with ECT
in the treatment of psychotic symptoms. It has been speculated that this effect
may be related to their lowering of the seizure threshold (Coffey et al., 1995),
although this is far from certain. Low-potency antipsychotic medications (e.g.,
chlorpromazine) have been reported to cause hypotensive reactions when
given with ECT (Grinspoon & Greenblatt, 1963). High-potency antipsychotic
medications (e.g., haloperidol or fluphenazine) are considered safe when used
concurrently with ECT. This combination is indicated particularly in the treat-
ment of psychotic depression. Also, when ECT is used to treat schizophrenia,
the combination of ECT and antipsychotic medications may be more effective
than ECT alone (American Psychiatric Association, 2001, pp. 17–18, 87–88; see
also below).
Atypical Antipsychotic Medications
Atypical or “second generation” antipsychotic medications are now routinely
combined with ECT and the combination is not thought to involve significantly
increased risk (Oulis et al., 2011). Additive or synergistic benefit for schizophre-
nia is likely, as it is with first-generation drugs (Zheng et al., 2016). Numerous
Chapter 2: ECT: Patient Selection and Preparation 35
reports document the efficacy and safety of clozapine combined with ECT
(Grover et al., 2015; Lally et al., 2016; Petrides et al., 2015).
Other Agents
Cardiovascular Medications
Patients should receive their routine antihypertensive and antianginal/antiar-
rhythmic medications with a small sip of water approximately 2 h before ECT.
Transdermal nitrates should be in place at least 30 min before treatment (Parab
et al., 1992). Medications that should be avoided before ECT include diuret-
ics (because of the increased risk of incontinence, or, rarely, bladder rupture in
patients with a full bladder), reserpine (because of the risk of hypotension and
death), and lidocaine (because of its potent anticonvulsant properties).
Hypoglycemics
For patients with diabetes, adjustments in the dosage of insulin and oral hypo-
glycemics may be required on the morning of ECT because of the overnight fast.
Holding the morning insulin dose until after the patient has had breakfast is the
usual approach. In severe diabetic patients with a propensity toward ketoacido-
sis, half of the patient’s usual morning dose of insulin may be given with running
intravenous dextrose before ECT; this, however, is rarely required (Rasmussen
et al., 2006). A fingerstick glucose measurement should be made before and
after ECT in patients with severe diabetes. Consultation with an endocrinolo-
gist about management strategies may be helpful.
Antiasthmatics
Steroids and β-adrenergic agonists should be given before ECT, as required, to
prevent bronchoconstriction. Patients may be asked to bring their inhalers to the
ECT suite, so that they may use them just before anesthesia induction. Because
of an association with prolonged seizures during ECT, theophylline should be
stopped before ECT in most cases. If theophylline is medically required, blood
levels should be monitored closely during a course of ECT and kept in the low
therapeutic range (Rasmussen & Zorumski, 1993; Schak et al., 2008).
36 Chapter 2: ECT: Patient Selection and Preparation
Glaucoma Medications
Patients should receive their glaucoma eye drops before ECT because of the
transient increase in intraocular pressure during the procedure (Good et al.,
2004). The prominent caveat is that ECT patients should not receive echothio-
phate (an irreversible cholinesterase inhibitor) because of the risk of prolonged
apnea in patients given succinylcholine.
Gastrointestinal Medications
Patients with peptic ulcer disease or gastroesophageal reflux disease (GERD)
should receive their H2 blocker, proton pump inhibitor, or metoclopramide
with a sip of water at least 2 h before ECT. Sodium citrate (30 cc po) may be given
immediately before treatment to neutralize any acid remaining in the stomach
(see also section “Gastrointestinal Disorders”).
Anticoagulant Medications
Anticoagulants typically do not cause any problem with ECT; patients may be
safely treated while anticoagulated. For the older warfarin-type anticoagulants,
coagulation times may be followed during a course of ECT, to ensure that they
are in range (Mehta et al., 2004; Petrides & Fink, 1996; Tancer & Evans, 1989).
The newer generation of oral anticoagulants (factor Xa or direct thrombin
inhibitors) are very likely safe in conjunction with ECT (Schmidt et al., 2014;
Shao et al., 2017; Shuman et al., 2015).
Most other medications can be held until 1–2 h following each ECT, unless
the medication is clearly physiologically protective for the patient during the
treatment (Table 2.6).
Informed Consent
Obtaining informed consent from the patient and his or her family is an essen-
tial part of the pre-ECT workup. Informed consent requires (1) the provision of
adequate information, (2) a patient who is capable of understanding and acting
intelligently upon such information, and (3) the opportunity to provide consent
in the absence of coercion (American Psychiatric Association, 2001, pp. 97–98).
This APA report contains an excellent four-page sample informed consent doc-
ument (pp. 319–322). The ECT practitioner should ensure that the ECT consent
Chapter 2: ECT: Patient Selection and Preparation 37
conforms to all applicable laws, statutes, and hospital policies. Essential infor-
mation to be included for ECT informed consent includes the following items:
• The indication for ECT
• The effectiveness of ECT for the condition
• Description of the procedure itself
• Routine side effects
• More rare adverse events (e.g., major anesthetic complications)
• Any condition that may place the patient at increased risk
The patient should understand that consent can be withdrawn at any point
and should know whom to contact with questions during the treatment course.
The patient should be cautioned that major personal or financial decisions
should not be made during or immediately after a course of ECT. The patient
should not drive until the cognitive effects of ECT have largely resolved and,
in the case of continuation/maintenance ECT, until 24 h after treatment (see
also “Has Appropriate Informed Consent Been Obtained?” for a discussion of
informed consent during the ECT consultation).
Involuntary ECT
As with any other medical procedure, informed consent for ECT may need to
be waived in acute emergencies. ECT may be a lifesaving procedure for acutely
suicidal, catatonic, or dangerously malnourished patients. For these patients,
and for any patients who lack capacity to provide consent, some form of substi-
tuted consent (with surrogate decision makers) is required, as defined by local
jurisdiction.
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Chapter ECT Technique
3
Electrode Placement
There are three commonly used electrode placements in current ECT prac-
tice: bilateral (BL), also known as bitemporal (BT); right unilateral (RUL); and
bifrontal (BF), although the role of BF placement remains to be fully established
(Bansod et al., 2017; Kellner et al., 2010a; Kellner et al., 2010b). We believe that
in many cases the decision about which electrode placement to use should be
made in collaboration with the patient, after a discussion of the likely advan-
tages and disadvantages of each. In clinical practice, it should be relatively easy
to decide whether to use bilateral or unilateral electrode placement. The deci-
sion should be based primarily on the severity and urgency of the patient’s con-
dition. Bilateral electroconvulsive therapy may act more rapidly or completely
than right unilateral ECT, but bilateral ECT will have greater cognitive side
effects.
Strong opinions expressed in the ECT medical literature about one electrode
placement being “better” than others for all clinical situations have perpetuated
unnecessary controversy. ECT practitioners should be skilled at delivering all
three electrode placements and offer patients the type of ECT best suited to
their individual clinical situation. In a busy ECT service with the typical range
of ECT patient severity, it is common for about half of the patients to be started
with right unilateral placement and about half with bilateral or BF placement.
Bilateral ECT
Once the decision to proceed with ECT has been made, bilateral ECT should be
considered for patients who are judged to be most seriously ill. For depressed
patients, indicators of such severity include acute suicidality, poor nutritional
status, and severe agitation or psychosis. Some experts suggest that mania should
be treated with bilateral ECT (Small et al., 1985). Certainly, bilateral ECT should
be considered for patients with severe mania whose extent of psychomotor agi-
tation places them at risk for dehydration and physical exhaustion. Catatonia,
in any diagnostic category, is generally considered an indication for bilateral
49
50 Chapter 3: ECT Technique
ECT. A recent case series reporting successful treatment of catatonia with right
unilateral electrode placement, while interesting, is not compelling enough to
change practice. Although severity of depression must be judged individually
for each patient, some general guidelines may be helpful. If a standardized rat-
ing scale is used, a score in the upper ranges of the scale may help to confirm
the severity of illness. For example, a Hamilton Rating Scale for Depression
(HRSD) rating score of 30 or greater (Hamilton, 1960) might favor the use of
bilateral electrode placement. Weight loss of greater than 10% of body weight or
suicidal preoccupation requiring constant observation might also favor the use
of bilateral ECT. Patients who want to be assured of receiving the most powerful
and effective form of treatment may express a preference for bilateral over uni-
lateral ECT. Finally, patients with severe medical conditions that might increase
the risks of repeated anesthesia sessions should be considered for bilateral elec-
trode placement because it is most reliably effective and typically has more rapid
therapeutic effects, minimizing the number of anesthesia inductions.
Left-Handedness
Left-handed patients who are being considered for right unilateral ECT pose
an interesting problem. (For a comprehensive review, see Kellner et al., 2017.)
Because language function is predominantly located in the left hemisphere in
approximately 98% of right-handed people and in 70%–90% of left-handed
people (Bryden, 1982), it is reasonable to begin unilateral ECT on the right side,
even in left-handed patients. If the patient experiences unusually severe confu-
sion or memory impairment after the first treatment, consideration should be
given to switching to left unilateral electrode placement for the second treat-
ment and comparing the speed of recovery of orientation between the two. A
simple test of hemispheric dominance can also be done, comparing the time
elapsed following an ECT treatment until the patient can name simple objects
(American Psychiatric Association, 2001, pp. 154–155; Kellner et al., 2017; Pratt
et al., 1971). Treatments can be continued with the laterality that causes the least
Chapter 3: ECT Technique 51
Bifrontal ECT
BF electrode placement has become widely used because it is believed to com-
bine the efficacy of BT placement, with a cognitive effect profile similar to
that of RUL placement. Several moderate-sized studies support these conten-
tions (Bailine et al., 2000; Letemendia et al., 1993) while a larger study by the
Consortium for Research in Electroconvulsive Therapy (CORE) group failed
to confirm these advantages (Kellner et al., 2010). Technically, BF placement
is the easiest to use because there is no hair to interfere with the placement of
electrodes. We believe that it is likely that BF placement is more similar to BT
than to RUL in both efficacy and cognitive effects. Given the smaller evidence
base supporting its use, it is difficult to recommend it as the placement of choice;
however, it is certainly a viable option (Bansod et al., 2017). Future studies may
help clarify its optimal place in treatment technique.
Location of Electrodes
Although many different electrode sites have been used in the past, in modern
ECT almost all practitioners use three standard placements. For bilateral ECT,
the electrode positions are symmetrically located on either side of the forehead
just above the midpoint of a line running from the outer canthus of the eye to
the external auditory meatus. If a circular metal electrode is used and its inferior
edge is placed on this line, the center of the electrode will be approximately 1 in.
above the line. As noted above, this placement is synonymously referred to as
either “bilateral,” “bitemporal,” or sometimes, “bifrontotemporal” (Figure 3.1).
Vertex
electrode
Figure 3.3 Patient set up for right unilateral ECT (d’Elia placement), using disposable,
adhesive stimulus pads
For right unilateral ECT, the right electrode position is the same as for bilat-
eral ECT, and the other (vertex, or bregma) electrode is placed with the left
(medial) electrode edge touching a line that runs down the middle of the skull at
its intersection with a perpendicular line connecting the two external auditory
canals (Figure 3.2). If the left edge of the electrode disc is at this vertex position,
the center of the electrode will be approximately 1 in. to the right of the ver-
tex. This configuration is known as the d’Elia placement, after the psychiatrist
who developed it (d’Elia, 1970) (Figure 3.3). For BF electrode placement, the
Chapter 3: ECT Technique 53
location of the electrodes is on the forehead, with the center of the electrode
placed approximately 5 cm above the outer canthus of the eye. Given the ana-
tomical differences between peoples’ foreheads, the exact location will differ
slightly between patients (Figure 3.4).
It is important to remember that optimal electrode placement will allow for
the greatest distance between the two electrodes while staying as closely as pos-
sible to the anatomical landmarks outlined above. The technique of preparing
the electrode sites is covered in the section “Electrode Site Preparation.”
Stimulus Dosing
Choosing the appropriate strength of the stimulus (the electrical “dose”) has
become an important part of contemporary ECT practice. Nowadays, the prac-
titioner needs to make decisions about both stimulus characteristics (primarily
pulse width) and intensity (primarily expressed in terms of charge). Obviously,
the stimulus has to be sufficient to induce a generalized seizure – the therapeutic
goal of ECT – but beyond that, the situation becomes more complex. Some gen-
eralized ECT seizures, if induced with a stimulus very close to seizure thresh-
old (particularly with right-sided electrode placement), may not be maximally
therapeutic; thus, in certain situations, it may be advantageous to give stimuli
that are several times greater than the seizure threshold (see below). On the
other hand, stimuli that are far in excess of the seizure threshold (particularly
with bilateral electrode placement) may contribute to excess cognitive impair-
ment. Several options are available to the ECT practitioner in attempting to
deal with this clinical dilemma. Despite its having been widely adopted in clini-
cal practice, a recent commentary calls into question the evidence base of the
dose titration method, suggesting that it has not yet been adequately researched
(Rosenman, 2017). We will review the available methods below, including (1)
54 Chapter 3: ECT Technique
stimulus dose titration, (2) age-based dosing, (3) fixed high-dose therapy, and
(4) dosing estimates based on patient characteristics (e.g., age, sex). The issue
of the use of ultrabrief pulse stimuli will be discussed in a separate section (see
below).
Most patients will have a seizure within the first two steps in the titration
sequence. Virtually all patients will have had a seizure by the third setting in
your dose titration sequence. For the very rare situation in which a patient does
not have a seizure with the third stimulus, you will have to decide whether it is
safe to deliver a fourth stimulus at the maximal setting on the ECT device. This
decision will depend on several factors, including the patient’s medical condi-
tion, the type and amount of anesthesia given, and the urgency of the psychiatric
illness. Your overriding concerns should be (1) patient safety and (2) eliciting a
seizure. The vast majority of ECT patients should not leave the ECT suite with-
out having had a seizure. Multiple stimuli may be associated with greater side
effects, such as headache, nausea, and hypertension.
Some patients require modification of the general principles outlined
above. Most important, young patients will probably require a very low stimu-
lus charge. Unless there are extenuating circumstances, adolescents and young
adults (<30 years old) should be stimulated first near the lowest setting of the
device.
At the other end of the spectrum, very elderly patients or patients who are
being treated while continuing to take anticonvulsant medication(s) may need
a higher stimulus charge than the standard sequence.
What should you do with the seizure threshold information obtained at
the first ECT session? The general principle is that you should use the infor-
mation to make a rational choice of stimulus dose for subsequent treatments.
Stimulus dosing differs for right unilateral and bilateral electrode placements.
For right unilateral, one should be liberal with stimulus dosing, for bilateral, one
should be conservative. With bilateral electrode placement, the stimulus need
only exceed the seizure threshold by a moderate amount (e.g., 1.5–2 × seizure
threshold). With right unilateral electrode placement, the stimulus dose should
be several multiples of the seizure threshold, most commonly, about 6 × seizure
threshold (McCall et al., 2000; Sackeim et al., 2009).
Age-Based Dosing
An alternative to dose titration is to make an educated estimate of the patient’s
seizure threshold and then choose a stimulus charge that is likely to be suffi-
ciently above that threshold to produce effective antidepressant results, while
minimizing cognitive effects. Because seizure threshold increases with age,
the most commonly recommended system has been to select a dose based
on the patient’s age. Petrides and Fink (1996) recommended a specific type of
age-based dosing that they call the “half age” method: setting the charge on
the ECT device at the percentage of “energy” one-half the patient’s age. This
method decreases the likelihood of administering grossly suprathreshold stim-
uli (Petrides et al., 2009; Swartz & Michael, 2013). Abrams and Swartz (2016), in
the Thymatron® System IV Instruction Manual, now also suggest setting the per-
centage of “energy” at approximately half the patient’s age for bilateral electrode
placements, and at the patient’s age for unilateral electrode placement. The same
56 Chapter 3: ECT Technique
Seizure thresholds are markedly lower with ultrabrief pulse stimuli and
dose titration algorithms and subsequent dosing strategies may need to be
adjusted accordingly (Kellner et al., 2016).
1 inch
the right side of the forehead, one behind the left ear, over the mastoid bone,
and one behind the right ear. This lead placement, referred to as left and right
frontomastoid, allows monitoring of seizure activity in the both hemispheres;
this is appropriate for both bilateral and right unilateral ECT.
The frontal leads should be placed 1 in. above the eyebrow in the mid-
pupillary line. The mastoid leads should be placed behind the ear, as high on the
mastoid process as allowed by the patient’s hairline. This location helps to avoid
artifact from the carotid artery (see Figure 3.5). EEG recording sites should be
cleaned with alcohol and then dried. Disposable, self-adhesive electrodes are
then applied; make sure that they adhere tightly.
Figure 3.6 Patient set up showing electromyogram and blood pressure cuff on right
foot, nerve stimulator on left calf
side of the electrode before application. The practitioner should then press the
electrodes into place, with special attention to good skin adherence across the
entire surface. The vertex electrode, for unilateral ECT, may require a handheld
cupped paddle over the site to maintain adequate contact. Both pads may be
held firmly in place during the delivery of the stimulus with a gloved hand.
See Figure 3.7 for a summary of the placement of recording and stimulus
electrodes.
On mastoid
– Iso
Ch1 2 3 4
+ Gnd
BP cuff inflated
*Electrode connections for channel 1, 2 EEG, channel 3 EMG, channel 4 ECG recording
Figure 3.7 Patient set-up showing recording (EEG, EMG, ECG) and stimulus electrodes
used on a contemporary ECT device. (Used with permission from Somatics, LLC.)
Chapter 3: ECT Technique 61
High Impedance
An abnormally high impedance (e.g., greater than 2800 Ω) represents a failure
of smooth current flow through the circuit. Common causes include improper
skin preparation and/or inadequate skin-to-electrode contact and inadequate
connection of the stimulus cable to the electrodes or the ECT device.
Low Impedance
An impedance that is too low (e.g., less than 100 Ω) is very rare and indicates an
accessory pathway for current flow. This shunt may be due to communicating
conductive gel between the electrodes or conduction occurring through some
other substance, such as hair gel or excessive perspiration. A short circuit in
the stimulus cable is another possible cause. In the case of either too low or too
high impedance, the cause of the problem should be remedied before delivery of the
stimulus.
Physiological Monitoring
Vital signs, blood oxygen saturation, electrocardiogram (ECG), EEG, and EMG
are all continuously monitored during ECT. In addition, a nerve stimulator
should be used to monitor the effects of succinylcholine.
Vital Signs
Pulse and blood pressure should be followed at close intervals before, during,
and after ECT. An automated blood pressure cuff is ideal for these purposes and
is strongly recommended. A baseline pressure and pulse should be recorded
before any medication is given. If pretreatment antihypertensive agents (e.g.,
esmolol or labetalol) are given, several minutes should be allowed for the
agent(s) to work and a repeat set of vital signs should be recorded. Poststimulus
vital signs should be recorded every 3–5 min until a stable baseline is achieved
(usually approximately 10 min). More frequent or longer monitoring schedules
can be used for patients for whom there are particular concerns about cardio-
vascular management.
Pulse Oximetry
It is now standard anesthesia practice to monitor blood oxygen saturation by
pulse oximetry continuously before and during ECT and in the immediate
62 Chapter 3: ECT Technique
Electrocardiogram
The ECG is monitored using standard leads. The tracing is continuously dis-
played on an oscilloscope screen and may also be printed out. The ECG can be
printed out by the ECT device itself.
Electroencephalogram
EEG monitoring is a crucial part of modern ECT practice. It enables the prac-
titioner to confirm that a cerebral seizure has occurred and that the seizure has
ended in a timely manner. This is a crucial point and bears repeating: EEG moni-
toring is most important for determining that the seizure is over.
Although the 4-lead, two-channel EEG used in most ECT cannot provide
the sophisticated information of a standard 16-lead EEG, it is adequate for the
requirements of ECT.
The now-standard left and right frontomastoid recording sites fulfill the
important criteria of adequate interelectrode distance and, with right unilat-
eral electrode placement, the ability to know that the seizure has generalized to
the left hemisphere (Figure 3.5). Furthermore, these sites eliminate the possible
problem of one side canceling out the other, as can occur when two frontal (one
on either side of the forehead) leads are used for the same channel.
Interpretation of the EEG has been the subject of considerable discus-
sion and controversy in the ECT literature (Farzan et al., 2014; Minelli et al.,
2016). In practice, it should become a matter of routine for the practitioner to
adequately record and interpret the EEG. Adequate recording is ensured by
careful attention to recording site location and preparation, setting of amplifier
gain, and exclusion of artifact (see sections “Electrode Site Preparation” and
“Treatment Procedure”). Interpretation of the ECT EEG is largely a matter of
common sense: the seizure ends when the EEG goes flat. Most of the time, this
determination is a very simple one. Sometimes, however (e.g., when the EEG
amplitude decreases gradually rather than abruptly), it is difficult to determine
exactly when the seizure ends (although after a few seconds it will become clear
that the seizure is over). In rare instances, the EEG, despite one’s best efforts, is
uninterpretable. In such cases, the practitioner will need to rely on clinical signs
(resumption of spontaneous breathing, return to baseline heart rate) to know
that the seizure is over. See Figures 3.8 and 3.9 for sample tracings from modern
ECT devices.
EEG1 200 μV/cm
14b/m 0b/m
Figure 3.9 Computer monitor showing seizure in progress. Top two lines are left and
right frontomastoid EEG, third line is electromyogram (EMG), and bottom line is electro-
cardiogram (ECG)
Electromyogram
Monitoring EMG is a way to provide a backup measurement (and hard-copy
tracing) of the length of the motor seizure. The Thymatron device provides a
channel specifically for EMG monitoring, the MECTA device has an analo-
gous feature, the “Optical Motion Sensor,” which serves the same function. Two
extra-long leads are attached to the dorsum of the right foot (see Figure 3.6) to
record the EMG of the motor seizure. The tracing is interpreted in the same way
as is the EEG. When the EMG tracing goes flat, the motor seizure is over; the
length of the seizure is noted from the timing marks on the recording paper. See
Figures 3.8a–c for an example of EMG patterns during each phase of the ECT
seizure.
EMG recordings may also be subject to artifact. Most commonly, moving
the patient or the EMG leads during recording produces artifact. At times, the
muscles of patient’s right foot may remain slightly contracted after the motor
seizure ends; gently pushing up on the toes to relax the foot will usually allow
the EMG line to go flat.
Nerve Stimulator
A peripheral nerve stimulator is used to assess the muscle relaxant effect of suc-
cinylcholine (Kellner, 2011). Several anatomical sites can be used: in the arm,
Chapter 3: ECT Technique 67
EEG
EMG
EEG
EMG
(b)
along the radial or ulnar nerves; in the leg, along the posterior tibial nerve; or
on the dorsum of the foot. We recommend placement of the nerve stimulator
along the posterior tibial nerve, as pictured in Figure 3.6. Using a site on the leg
rather than on the arm allows more accurate assessment of when the effects of
succinylcholine are maximal because the drug works in a rostrocaudal progres-
sion. We also recommend a nerve stimulator with an automatic setting such that
the progressive decrement in response can be easily observed. Alternatively,
one can simply monitor the plantar reflexes or repeatedly check the tone of the
limbs. Generally, it takes approximately 1 min for the succinylcholine to have
maximal effect in a young patient, and about 2 min in many older patients (see
section “Muscular Relaxation”).
Anesthetics
Brief, light general anesthesia is used during ECT to achieve absence of discom-
fort and anxiety for the procedure, and to allow the use of succinylcholine for
68 Chapter 3: ECT Technique
Methohexital
Methohexital has become the standard anesthetic for ECT because it has rapid
onset, brief duration, and causes minimal postanesthesia confusion. It is less
anticonvulsant than other barbiturates. Dosing is typically 0.75–1.0 mg/kg
body weight, given as an intravenous bolus of a 1% solution (i.e., 10 mg/mL).
The minimum required dose is often lower in elderly patients. Methohexital is
a local irritant and often burns upon intravenous injection; however, it causes
only brief discomfort because unconsciousness rapidly ensues.
Thiopental
Thiopental has a longer duration of action and is more anticonvulsant than
methohexital. The early suggestion that thiopental produced more cardiac
Chapter 3: ECT Technique 69
arrhythmias than methohexital (Pitts et al., 1965) is controversial and has not
been born out in subsequent usage.
Propofol
Propofol has become the second most commonly used induction agent in
ECT. It has the advantages of causing less hypertension and tachycardia than
methohexital as well as less postictal agitation. Patients may experience a
“smoother” anesthesia experience with this agent. However, it is markedly more
anticonvulsant than other induction agents and is associated with shorter sei-
zures and increased seizure thresholds. Because of these anticonvulsant proper-
ties, it may be the agent of choice for ECT in children and adolescents (Bailine
et al., 2003), many of whom may have prolonged seizures early in their treat-
ment course.
Etomidate
Etomidate is a good alternative anesthetic with acceptably low anticonvulsant
properties. It has less negative effect on cardiac contractility than methohexital
and may be preferable in patients with heart failure. Myoclonic jerks are often
seen during the drug’s onset of action. Repeated doses have been reported to
cause adrenocortical insufficiency, although this is probably an uncommon
occurrence.
Ultrashort-Acting Narcotics
Recently, ultrashort-acting narcotics, such as alfentanil and remifentanil, have
been used in combination with propofol, methohexital, or etomidate to induce
anesthesia for ECT. In general, using an adjunctive narcotic reduces hypnotic
dose, increases seizure duration, and attenuates hemodynamic responses to
ECT (Recart et al., 2003; Takekita et al., 2016).
Ketamine
Ketamine is interesting as an alternative ECT anesthetic because of both its pro-
convulsant and intrinsic antidepressant properties (Wan et al., 2015). It is an
NMDA antagonist compound related to phencyclidine (PCP) and can induce
psychotic symptoms. Practitioners have long used it without encountering such
problems (Rasmussen et al., 1996). There have been reports that its use in ECT
can accelerate antidepressant response and possibly reduce cognitive adverse
effects, but the evidence for this is inconsistent (Kellner & Iosifescu, 2017;
McGirr et al., 2017; Okamoto et al., 2010). It is associated with a higher inci-
dence of hypertension during the procedure and possibly increased agitation on
emergence. Some practitioners switch from other induction agents to ketamine,
as an augmentation strategy in patients who are not responding adequately dur-
ing a course of ECT.
70 Chapter 3: ECT Technique
Muscular Relaxation
Muscular relaxation is used during ECT to eliminate musculoskeletal injury
from the seizure and to facilitate airway management. Complete paralysis is not
required except in cases of severe osteoporosis or an unstable vertebral column.
Succinylcholine
The preferred neuromuscular blocking agent for ECT is succinylcholine, pri-
marily because of its rapid onset and brief duration of action. Succinylcholine
dosing is usually 0.75–1.0 mg/kg of lean body mass (Bryson et al., 2012). When
complete paralysis is required, the dose of succinylcholine may be increased
by 40%–50% (Bryson et al., 2012). Succinylcholine is typically given as a rapid
intravenous bolus of a solution of 20 mg/mL, which should be refrigerated
until just before use. Succinylcholine should only be given after the patient is
unconscious. A patent airway should be present before succinylcholine dosing
because the drug paralyzes the diaphragm.
Assessment of Muscular Relaxation
The adequacy of muscular relaxation may be measured by a peripheral nerve
stimulator and by the loss of tone and reflexes in a distal extremity. Because
succinylcholine is a depolarizing agent, muscle fasciculations occur as the
drug reaches the neuromuscular junction. The disappearance of fasciculations
(usually last seen in the toes) is a marker that full circulation of the drug has
occurred. Elderly patients often have a longer latency of action than younger
patients (Beale et al., 1994; Bryson et al., 2012). Waiting approximately 60 s
following injection of succinylcholine in young patients, and 120 s in geriatric
patients is usually adequate.
than succinylcholine. They are used in ECT for special situations, including
pseudocholinesterase deficiency (usually a familial disorder) and risk of exces-
sive potassium release with succinylcholine, as is seen in cases of severe burns,
massive tissue trauma, or severe spasticity or paralysis (American Psychiatric
Association, 2001, pp. 134–136). Reversal agents (e.g., neostigmine) and an
anticholinergic agent (e.g., glycopyrrolate) will also need to be given. Recently,
a novel reversal agent for rocuronium and vecuronium, sugammadex, has
become available on the American market (Kadoi et al., 2013).
Anticholinergic Agents
The routine use of anticholinergic premedication to prevent vagal bradyar-
rhythmias during ECT is controversial. Preexisting cardiac conduction delay,
the use of β-adrenergic antagonists, and dose titration procedures, which may
involve multiple subconvulsive stimuli, all argue for anticholinergics to be used.
Arguments against their use include the induction of increased heart rate and
blood pressure, constipation, urinary retention, and potential amnestic effects.
A reasonable practice would be to administer an anticholinergic agent at the
first treatment in a course if a dose titration procedure is being done, and then
omit it at subsequent treatments. Even such targeted use, however, is often
unnecessary; many practitioners forego routine anticholinergic use.
Glycopyrrolate
Glycopyrrolate (a peripheral anticholinergic that does not cross the blood–
brain barrier) is given in doses of 0.2–0.4 mg intravenously at the time of the
procedure. Note that glycopyrrolate is either given for the purpose of preventing
bradycardia or for decreasing airway secretions. For preventing bradycardia,
it may be given immediately before anesthesia induction; for drying up secre-
tions, it should be given approximately 10 min before the procedure.
Atropine
Atropine is a more potent vagolytic agent than glycopyrrolate. Atropine doses
range from 0.4 to 1.0 mg intravenously at the time of the procedure.
Oxygenation
The patient should receive supplemental oxygen, 100%, by means of mask,
throughout the procedure. It is prudent to start oxygen supplementation before
the procedure, especially in patients with a history of myocardial ischemia. For
all patients, as soon as unconsciousness is produced by the barbiturate, positive-
pressure ventilation at 15–20 breaths/minute should begin and continue until
spontaneous respiration resumes. Oxygen saturation should be maintained
at or near 100% throughout the procedure. Vigorous hyperventilation should
be given for patients in whom a longer seizure is desired (Aksay et al., 2014;
Gomez-Arnau et al., 2018). This can be started immediately after the succinyl-
choline is injected, and continued (with a break for the insertion of the bite block
and stimulus delivery) until the desired seizure length is achieved. For some
patients, it may be particularly effective to ask them to start hyperventilating
72 Chapter 3: ECT Technique
for about a minute before the induction agent is given (de Arriba-Arnau et al.,
2017); the anesthesiologist can then take over the hyperventilation when the
patient is unconscious.
Intubation
Patients very rarely require intubation for ECT. In certain situations (e.g., the
third trimester of pregnancy, severe gastroparesis, or severe gastroesopha-
geal reflux), the anesthesiologist may elect to intubate the patient. In the large
majority of cases of gastroesophageal reflux, pretreatment with an anti-acid
medication (H2 blocker or proton pump inhibitor), taken with a sip of water
approximately 2 h before ECT, should be sufficient aspiration prophylaxis.
Chapter 3: ECT Technique 73
Cardiovascular Agents
It is helpful to conceptualize two categories of cardiovascular drugs for ECT
patients:
1. Those that are taken regularly to treat chronic hypertension, arrhythmias,
ischemia, or other cardiac conditions, and
2. Those that are given adjunctively just before or during the ECT procedure
to blunt the hypertensive, tachycardic response to the seizure.
In general, a patient’s regular cardiovascular medication should be contin-
ued during a course of ECT, including antihypertensives and antiarrhythmics.
Exceptions to this rule are diuretics on the mornings of treatment (because
a patient should not have a full bladder at the time of treatment) and reser-
pine at any point during an ECT course (because of the risk of hypotension).
Fortunately, reserpine is no longer in routine use. Medications can be given by
mouth with a sip of water 1–2 h before ECT. The most important adjunctive
cardioactive agents are discussed below.
The main goals of the use of adjunctive agents are to reduce the risk of myo-
cardial ischemia (a possible result of the increased oxygen demand associated
with tachycardia) and to reduce the risk of systemic hypertension. It should be
kept in mind that (although it seems intuitively obvious that careful control of
heart rate and blood pressure would be beneficial) few data exist comparing
cardiovascular morbidity in ECT done with and without adjunctive antihyper-
tensive agents.
Beta-Blockers
Esmolol
Esmolol is an ultrashort-acting drug (half-life 9 min) that decreases heart rate
but has relatively less effect on blood pressure. Its rapid onset and short dura-
tion of action make it a nearly ideal agent for use in ECT. Typical bolus doses are
10–50 mg, but higher doses are sometimes used (Boere et al., 2014).
Labetalol
Labetalol is a short-acting combined alpha- and beta-blocker (half-life 5 h) that
decreases both heart rate and blood pressure. Typical bolus doses range from 5
to 20 mg. Because its duration of action is longer than that of esmolol, there is
a risk of inducing hypotension in the post-ECT period (Shrestha et al., 2007).
Beta-blockers should be used with caution in patients with asthma, cardiac
conduction delay, or heart failure.
Missed Seizures
Most missed seizures occur during the stimulus dose titration procedure done
at the first treatment (see section “Stimulus Dosing”). If dose titration is carried
out, and stimuli are appropriately chosen at successive treatments, missed sei-
zures (other than those seen during dose titration) will be uncommon. When
they do occur, it will probably be toward the end of a treatment course in an
76 Chapter 3: ECT Technique
elderly patient with a very high seizure threshold or in a patient taking anticon-
vulsants. A missed seizure should prompt a routine sequence of steps. These
steps are discussed below.
Missed Seizure During Dose Titration
See the section “Stimulus Dose Titration.”
Missed Seizure in the Middle of an ECT Course
Follow the steps below, in order.
1. Be sure to observe the patient long enough (approximately 20 s) to
ascertain that a delayed seizure does not occur. (The seizure may be delayed
when the stimulus is just at threshold.)
2. Continue to hyperventilate the patient while checking the printed output
on the ECT device to be sure that the desired stimulus was actually given.
(Premature release of the stimulus delivery button is one cause of missed
seizures in the middle of an ECT course.)
3. Check the electrical connections to the stimulus electrodes for tightness
and continuity. Check the stimulus electrode delivery sites for adequate
preparation, repeating any of the site preparation steps deemed necessary
(see section “Electrode Site Preparation”).
4. After a 20- to 30-s wait, repeat the impedance check, reinsert the bite block,
and restimulate the patient at a higher stimulus intensity. How much higher
will depend on the level of the previous (subconvulsive) stimulus. (Note
that this can be determined by the use of a stimulus dosing algorithm,
examples of which appear in the ECT device manufacturers’ instruction
manuals). If, for example, a patient has a missed seizure at a stimulus dose
of 285 mC, it would be reasonable to restimulate at a 50% higher stimulus,
approximately 425 mC. If this procedure is also ineffective, it is reasonable
to restimulate at the highest setting on the ECT device. If a determination
of a high initial seizure threshold has been made for a given patient, and
that patient reaches the maximum setting on the ECT device through
incremental dosing and then misses a seizure, it is reasonable to give a
period of vigorous hyperventilation and then a second maximal stimulus. If
this second maximal stimulus is also ineffective, we recommend no further
stimuli at that treatment session.
5. If the patient is to have additional treatments, thoroughly review the factors
likely to have contributed to the missed seizure. These factors include
(1) excessive anesthetic dose, (2) concurrent anticonvulsant drug(s), (3)
an older patient late in the course of treatment, and (4) technical factors
(premature release of the stimulus button, poor electrical connections)
unrelated to the patient’s seizure threshold. Appropriate corrective
measures (e.g., lowering the dose of the anesthetic or the anticonvulsant)
can then be carried out before the next treatment.
Chapter 3: ECT Technique 77
Short Seizures
Seizures lasting less than 15 s are a fairly common occurrence, particularly late
in the course of treatment of an elderly patient. Short motor seizures are also
more common with the use of ultrabrief stimuli. Because short seizures may
be less effective, it is reasonable to attempt to increase seizure length into the
“acceptable” range. However, some patients may do well despite short seizures, and
in such cases, no technical modifications are required.
A motor seizure of less than 15 s should prompt the following routine steps:
1. Decide whether to restimulate. Restimulation should ordinarily be
attempted, unless there is some unusual overriding concern (e.g.,
development of a cardiovascular complication such as arrhythmia or severe
hypertension) or the patient is doing well clinically and their typical seizure
length is very short.
2. Hyperventilate the patient vigorously for approximately 60 s.
3. Reinsert the bite block, do a repeat impedance check, and restimulate at
an approximately 50% higher stimulus level, or the maximum setting on
the ECT device (if the previous stimulus was in the upper range of the ECT
device).
4. If the patient is to have additional treatments, thoroughly review the factors
likely to have contributed to the short seizure. Most commonly, these are
(1) excessive anesthetic dose, (2) a concurrent anticonvulsant (either a
“true” anticonvulsant, such as phenytoin [Dilantin] or carbamazepine, or
another drug with anticonvulsant properties, such as a benzodiazepine or
lidocaine), (3) lack of good hyperventilation, and (4) inadequate electrical
stimulus dose. Occasionally, a patient will have a short seizure because the
stimulus dose is way above (many multiples of) seizure threshold; in this
case, a paradoxical lowering of the stimulus dose may result in a longer
seizure.
It should be emphasized that some patients (particularly elderly patients near
the end of a course of treatment) have short seizures regardless of modifications
in technique. Most of these patients do very well, and drastic measures to increase
seizure length are clearly unwarranted.
There is evidence that for a given charge, prolonging the stimulus dura-
tion can lead to more efficient seizure elicitation (Sackeim et al., 1994).
Contemporary ECT devices offer several different stimulus program options
that allow for longer stimulus durations. This type of adjustment may be used as
an option when patients have short seizures.
In the past, another strategy commonly used for seizure prolongation was
the intravenous administration of caffeine (available as caffeine sodium benzo-
ate), an adenosine antagonist, 5 min before ECT (Coffey et al., 1987). Cardiac
rate controlling agents may be required with caffeine, and caution must be
exercised when using caffeine in patients with a history of cardiac ischemia or
78 Chapter 3: ECT Technique
arrhythmia. The dose of caffeine for this usage ranges from 125 to 2,000 mg,
starting with lower doses and increasing at subsequent treatments as needed.
There is debate over whether caffeine lowers the seizure threshold or prolongs
seizure duration or both (McCall et al. 1993). While some practitioners con-
tinue to use caffeine as an adjunctive medication in ECT, we no longer recom-
mend it, given the uncertainty of the risk–benefit ratio (Pinkhasov et al., 2016).
Prolonged Seizures
Prolonged seizures are of greater concern than short seizures because of their
potential to lead to adverse effects, particularly cognitive impairment. Therefore,
it is crucial to be vigilant for seizures lasting more than 2 or 3 min. The report
of the APA Task Force on ECT states, “a prolonged seizure is one that is longer
than 3 minutes by motor or EEG manifestations. Some practitioners use a more
stringent definition of 2 minutes” (American Psychiatric Association, 2001,
p. 171). We begin to become concerned when a seizure lasts more than 120 s,
and we begin to intervene by 130 s. Seizure prolongation should be determined
by the EEG because the most common occurrence is the continuation of EEG
seizure activity after the motor seizure has ended. Non-convulsive status epi-
lepticus refers to the condition in which the cerebral seizure persists despite the
lack of motor manifestations. Of course, if the motor seizure is also prolonged,
or if for some reason the EEG cannot be recorded or interpreted, the motor
seizure is obviously used to determine seizure prolongation.
Once the decision to terminate a prolonged seizure is made, the following
steps should be taken:
1. Administer an anticonvulsant drug. We recommend giving approximately
50% of the dose of the anesthetic drug when methohexital or propofol have
been used. For example, if a patient had been given 60 mg of methohexital
for induction, now a 30 mg intravenous bolus should be given. An
alternative would be to give an intravenous benzodiazepine (e.g., 1–2 mg
IV lorazepam [Ativan] or midazolam [Versed]).
2. Continue to oxygenate (but not hyperventilate) and carefully monitor the
cardiovascular status of the patient while watching the EEG for cessation of
epileptiform activity.
3. If after 1–2 min the seizure is still ongoing, repeat the medication given
above.
4. Continue pharmacological interventions along with full medical support of
the patient until seizure activity is ended.
A prolonged seizure should prompt a thorough review of the factors likely
to have contributed to its occurrence, including (1) concurrent administration
of a proconvulsant medication (e.g., theophylline), (2) metabolic disturbance
(e.g., hyponatremia), and (3) structural brain disease. It should be remembered
that some young patients have long seizures at the lowest stimulus settings on
the ECT device, particularly in the first several treatments. Such patients may
Chapter 3: ECT Technique 79
Treatment Procedure
Outlined below is a list of steps required for a typical ECT procedure:
(Note that some details of the sequence may need to be modified for the
particular requirements of the ECT device you are using; remember to consult
the instruction manual of your device for details.)
1. Confirm that the patient has had nothing to eat or drink that morning, has
taken the appropriate premedications, and has signed informed consent
(Table 3.2). Then have him or her lie down on the treatment bed.
2. Start the intravenous line. Although it may seem obvious, it cannot be
overstated that a well-functioning intravenous line is the cornerstone
of safe ECT. This does not necessarily suggest that the intravenous line
must be a large-bore catheter attached to an intravenous bag; a small
butterfly or catheter, if carefully inserted and well secured in place, works
just as well. Typical sites are the dorsum of the hand, the forearm, and the
antecubital region. The larger the vein, the less likely it is that the injection
of methohexital or propofol will be painful. For this reason, an antecubital
vein is the preferred site.
3. Attach the blood pressure cuff and the ECG leads.
4. Record vital signs.
5. Place a second blood pressure cuff on the right ankle.
6. Prepare the EEG recording sites and stimulus electrode sites as per the
ECT device instruction manual.
7. Select the electrical stimulus dose on the ECT device (Figures 3.11 and 3.12).
8. Attach the EEG, ECG, and EMG electrodes of the ECT device, following
the sequence recommended by the device manufacturer. Apply stimulus
electrodes if using stick-on type.
9. Tap with a finger on the EEG and EMG electrodes to check that they are
properly connected and that amplifier sensitivity is in the proper range.
You should see a large positive and negative deflection of the tracing on
the computer monitor, with a quiet baseline between taps.
Figure 3.11 The MECTA spECTrum 5000Q. Used with the manufacturer’s permission
Figure 3.12 The Thymatron System IV device. Used with permission from Somatics, LLC
19. Recheck for proper impedance, confirm positioning of the bite block, and
deliver the electrical stimulus.
20. Remove the bite block and resume ventilation. Observe the motor and the
EEG seizures, noting the duration of both.
21. When the motor seizure ends, deflate the blood pressure cuff on the right
ankle.
22. Allow the patient to awaken in as unstimulating an environment as
possible.
23. Monitor vital signs in the treatment and then recovery areas.
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136(2), 166–176. doi:10.1111/acps.12740
Chapter 3: ECT Technique 83
Kellner, C. H., Husain, M. M., Knapp, R. G., McCall, W. V., Petrides, G., Rudorfer, M.
V., & Group, C. P. W. (2016). Right unilateral ultrabrief pulse ECT in geriatric
depression: phase 1 of the PRIDE study. Am J Psychiatry, 173(11), 1101–1109.
doi:10.1176/appi.ajp.2016.15081101
Kellner, C. H., & Iosifescu, D. V. (2017). Ketamine and ECT: better alone than together?
Lancet Psychiatry, 4(5), 348–349. doi:10.1016/S2215-0366(17)30099-8
Kellner, C. H., Knapp, R., Husain, M. M., Rasmussen, K., Sampson, S., Cullum, M., &
Petrides, G. (2010a). Bifrontal, bitemporal and right unilateral electrode placement
in ECT: randomised trial. Br J Psychiatry, 196(3), 226–234. doi:10.1192/bjp.
bp.109.066183
Kellner, C. H., Tobias, K. G., & Wiegand, J. (2010b). Electrode placement in
electroconvulsive therapy (ECT): a review of the literature. J ECT, 26(3), 175–180.
doi:10.1097/YCT.0b013e3181e48154
Lapidus, K. A., & Kellner, C. H. (2011). When to switch from unilateral to
bilateral electroconvulsive therapy. J ECT, 27(3), 244–246. doi:10.1097/
YCT.0b013e31820059e1
Letemendia, F. J., Delva, N. J., Rodenburg, M., Lawson, J. S., Inglis, J., Waldron, J. J., &
Lywood, D. W. (1993). Therapeutic advantage of bifrontal electrode placement in
ECT. Psychol Med, 23(2), 349–360.
MacPherson, R. D., Lawford, J., Simpson, B., Mahon, M., Scott, D., & Loo, C. (2010).
Low dose lignocaine added to propofol does not attenuate the response to
electroconvulsive therapy. J Affect Disord, 126(1–2), 330–333. doi:10.1016/
j.jad.2010.02.134
McCall, W. V., Reboussin, D. M., Weiner, R. D., & Sackeim, H. A. (2000). Titrated
moderately suprathreshold vs fixed high-dose right unilateral electroconvulsive
therapy: acute antidepressant and cognitive effects. Arch Gen Psychiatry, 57(5),
438–444.
McCall, W. V., Reid, S., Rosenquist, P., Foreman, A., & Kiesow-Webb, N. (1993). A
reappraisal of the role of caffeine in ECT. Am J Psychiatry, 150(10), 1543–1545.
doi:10.1176/ajp.150.10.1543
McGirr, A., Berlim, M. T., Bond, D. J., Chan, P. Y., Yatham, L. N., & Lam, R. W. (2017).
Adjunctive ketamine in electroconvulsive therapy: updated systematic review and
meta-analysis. Br J Psychiatry, 210(6), 403–407. doi:10.1192/bjp.bp.116.195826
Minelli, A., Abate, M., Zampieri, E., Gainelli, G., Trabucchi, L., Segala, M., &
Bortolomasi, M. (2016). Seizure adequacy markers and the prediction
of electroconvulsive therapy response. J ECT, 32(2), 88–92. doi:10.1097/
YCT.0000000000000274
O’Neill-Kerr, A., Yassin, A., Rogers, S., & Cornish, J. (2017). Switching from age-based
stimulus dosing to dose titration protocols in electroconvulsive therapy: empirical
evidence for better patient outcomes with lower peak and cumulative energy
doses. J ECT, 33(3), 181–184. doi:10.1097/YCT.0000000000000391
Okamoto, N., Nakai, T., Sakamoto, K., Nagafusa, Y., Higuchi, T., & Nishikawa, T.
(2010). Rapid antidepressant effect of ketamine anesthesia during electroconvulsive
therapy of treatment-resistant depression: comparing ketamine and
propofolanesthesia. J ECT, 26(3), 223–227. doi:10.1097/YCT.0b013e3181c3b0aa
84 Chapter 3: ECT Technique
Petrides, G., Braga, R. J., Fink, M., Mueller, M., Knapp, R., Husain, M., & Group, C.
(2009). Seizure threshold in a large sample: implications for stimulus dosing
strategies in bilateral electroconvulsive therapy: a report from CORE. J ECT, 25(4),
232–237.
Petrides, G., & Fink, M. (1996). The “half-age” stimulation strategy for ECT dosing.
Convuls Ther, 12(3), 138–146.
Pinkhasov, A., Biglow, M., Chandra, S., & Pica, T. (2016). Pretreatment with caffeine
citrate to increase seizure duration during electroconvulsive therapy: a case series.
J Pharm Pract, 29(2), 177–180. doi:10.1177/0897190014549838
Pitts, F. N., Desmarais, G. M., Stewart, W., & Schaberg, K. (1965). Induction of
anesthesia with methohexital and thiopental in electroconvulsive therapy. The
effect on the electrocardiogram and clinical observations in 500 consecutive
treatments with each agent. N Engl J Med, 273(7), 353–360.
Pratt, R. T., Warrington, E. K., & Halliday, A. M. (1971). Unilateral ECT as a test for
cerebral dominance, with a strategy for treating left-handers. Br J Psychiatry,
119(548), 79–83.
Rasmussen, K. G., Jarvis, M. R., & Zorumski, C. F. (1996). Ketamine anesthesia in
electroconvulsive therapy. Convuls Ther, 12(4), 217–223.
Recart, A., Rawal, S., White, P. F., Byerly, S., & Thornton, L. (2003). The effect
of remifentanil on seizure duration and acute hemodynamic responses to
electroconvulsive therapy. Anesth Analg, 96(4), 1047–1050, table of contents.
Rosenman, S. J. (2017). Electroconvulsive therapy stimulus titration: not all it seems.
Aust N Z J Psychiatry, 4867417743793.doi:10.1177/0004867417743793
Sackeim, H. A., Dillingham, E. M., Prudic, J., Cooper, T., McCall, W. V., Rosenquist,
P., & Haskett, R. F. (2009). Effect of concomitant pharmacotherapy on
electroconvulsive therapy outcomes: short-term efficacy and adverse effects. Arch
Gen Psychiatry, 66(7), 729–737. doi:10.1001/archgenpsychiatry.2009.75
Sackeim, H. A., Long, J., Luber, B., Moeller, J. R., Prohovnik, I., Devanand, D. P., &
Nobler, M. S. (1994). Physical properties and quantification of the ECT stimulus: I.
Basic principles. Convuls Ther, 10(2), 93–123.
Sackeim, H. A., Prudic, J., Devanand, D. P., Kiersky, J. E., Fitzsimons, L., Moody, & B.
J., Settembrino, J. M. (1993). Effects of stimulus intensity and electrode placement
on the efficacy and cognitive effects of electroconvulsive therapy. N Engl J Med,
328(12), 839–846. doi:10.1056/NEJM199303253281204
Sackeim, H. A., Prudic, J., Nobler, M. S., Fitzsimons, L., Lisanby, S. H., Payne, N., &
Devanand, D. P. (2008). Effects of pulse width and electrode placement on the
efficacy and cognitive effects of electroconvulsive therapy. Brain Stimul, 1(2),
71–83. doi:10.1016/j.brs.2008.03.001
Shrestha, S., Shrestha, B. R., Thapa, C., Pradhan, S. N., Thapa, R., & Adhikari, S. (2007).
Comparative study of esmolol and labetalol to attenuate haemodynamic responses
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Sienaert, P., Vansteelandt, K., Demyttenaere, K., & Peuskens, J. (2009). Randomized
comparison of ultra-brief bifrontal and unilateral electroconvulsive therapy
for major depression: clinical efficacy. J Affect Disord, 116(1–2), 106–112.
doi:10.1016/j.jad.2008.11.001
Chapter 3: ECT Technique 85
4
Treatment Schedule
Number of Treatments
There is no standard number of ECT treatments in a course, and a patient can-
not be told in advance exactly how many treatments he/she will need to remit.
Most patients will require between 6 and 12 treatments, but some will require as
few as 3 or 4 and some as many as 20. There are reports of rare complete recov-
eries, or resolution of suicidality, after one or two treatments (Fligelman et al.,
2016; Kobeissi et al., 2011; Thomas & Kellner, 2003; Tran et al., 2017).
The patient should be treated until one of the following therapeutic end
points is achieved:
1. Full recovery.
2. A plateau in improvement is reached, and no further gains have been seen
after the last two treatments.
87
88 Chapter 4: ECT Treatment Course
Treatment Frequency
Routine practice in the United States is to give ECT three times a week on a
Monday–Wednesday–Friday schedule. This schedule was probably originally
designed around the schedule of the treating physician, but it works very well to
balance good speed of recovery with some between-treatment time for recovery
from side effects (Stromgren, 1990).
Elderly patients, or those for whom there are particular concerns about cog-
nitive adverse effects, may be treated twice a week (e.g., Monday and Friday).
Recovery from depression may be expected to be slower (Lerer et al., 1995). A
twice-a-week ECT schedule is routinely used in the United Kingdom and other
countries.
Some practitioners have suggested that right unilateral ECT, because it
causes less cognitive impairment than bilateral ECT, may be given more fre-
quently than three times a week (four or even five times a week) (Abrams, 1967).
Ultrabrief pulse right unilateral ECT, with its particularly benign cognitive side
effect profile, may provide opportunities for such flexible treatment scheduling
(Rasmussen et al., 2016).
Very seriously ill patients, including those who are severely manic, cata-
tonic, or malnourished, can be given daily bilateral ECT until some evidence of
recovery is seen.
Clinical Monitoring
To be able to make informed decisions about when to stop or continue treat-
ment, close clinical monitoring of the patient is required. This monitoring
should be done by frequent interviews (at a minimum, before each treatment),
paying attention to the patient’s report of mood, energy level, reduction in psy-
chotic symptoms (if present), and memory function. Reports by hospital staff
(for inpatients) or family (for outpatients) of the patient’s behavior and ability to
function are also essential.
Information gathered from patient, staff, and family should be supple-
mented by objective rating scales. Many excellent depression rating scales
are available, including the Hamilton Rating Scale for Depression (HRSD or
Chapter 4: ECT Treatment Course 89
Continuation/Maintenance ECT
Affective disorders are increasingly recognized as recurrent, lifelong, illnesses.
Decades ago, patients would remit with a course of ECT and remain well for
many years without maintenance therapy; this, unfortunately, is no longer the
case for many patients. The concept of “treatment resistance” has been offered
as an explanation for this phenomenon, but in truth, we do not fully understand
this apparent change in the natural history of mood disorders (Sackeim et al.,
1990). Choices for principal modalities of continuation/maintenance treatment
after acute ECT are medications or ECT, singly or in combination, with adjunc-
tive psychotherapy, when indicated (Wilkinson et al., 2017). Medications may
be given as monotherapy, but more commonly as combinations. When given as
continuation/maintenance therapy after remission of the index episode, med-
ication (either monotherapy or combination therapy) clearly reduces relapse
90 Chapter 4: ECT Treatment Course
rates of unipolar depression (Frank et al., 1990; Sackeim et al., 2001). The CORE
continuation ECT versus pharmacotherapy study demonstrated that continua-
tion ECT, given without medications, was as effective in preventing relapse after
successful ECT as the combination pharmacotherapy lithium and nortriptyline
(Kellner et al., 2006). Earlier studies found continuation/maintenance ECT to
reduce hospitalization rates in patients with recurrent mood disorders (Petrides
et al., 1994).
ECT is unique among psychiatric treatments in that it is typically withdrawn
once it has proved effective. The lesson to be learned from the above discussion
is that some type of continuation/maintenance therapy (either medication(s)
or ECT, or both), is necessary after ECT to maximize the chances of sustained
remission. Our practice is to taper most acute ECT courses over a couple of weeks
and then to offer continuation (arbitrarily defined as therapy in the 6-month
period following the index course of ECT) or maintenance (defined as therapy
continuing beyond 6 months after the index course) ECT to patients with a his-
tory of relapse on medication following response to ECT. Continuation or main-
tenance ECT involves single treatments, given at increasing intervals, tailored
to deliver the minimum number of treatments required to maintain remission
(Lisanby et al., 2008; Monroe, 1991).The PRIDE (Prolonging Remission in
Depressed Elderly) study results suggest that continuation ECT with concomi-
tant antidepressant and mood-stabilizing medications, followed by additional
continuation/maintenance ECT when needed, can help further reduce relapse
rates (Kellner et al., 2016).
For a full review of issues related to ambulatory ECT, the reader should con-
sult a task force report on ambulatory ECT (Fink et al., 1996).
References
Abrams, R. (1967). Daily administration of unilateral ECT. Am J Psychiatry, 124(3),
384–386. doi:10.1176/ajp.124.3.384
Bailine, S., Fink, M., Knapp, R., Petrides, G., Husain, M. M., Rasmussen, K., . . . Kellner,
C. H. (2010). Electroconvulsive therapy is equally effective in unipolar and
bipolar depression. Acta Psychiatr Scand, 121(6), 431–436. doi:10.1111/j.1600-
0447.2009.01493.x
Biedermann, S. V., Bumb, J. M., Demirakca, T., Ende, G., & Sartorius, A. (2016).
Improvement in verbal memory performance in depressed in-patients after
treatment with electroconvulsive therapy. Acta Psychiatr Scand, 134(6), 461–468.
doi:10.1111/acps.12652
Fink, M., Abrams, R., Bailine, S., & Jaffe, R. (1996). Ambulatory electroconvulsive
therapy: report of a task force of the association for convulsive therapy. Association
for Convulsive Therapy. Convuls Ther, 12(1), 42–55.
Fligelman, B., Pham, T., Bryson, E. O., Majeske, M., & Kellner, C. H. (2016). Resolution
of acute suicidality after a single right unilateral electroconvulsive therapy. J ECT,
32(1), 71–72. doi:10.1097/YCT.0000000000000258
Folstein, M. F., Folstein, S. E., & McHugh, P. R. (1975). “Mini-mental state”. A practical
method for grading the cognitive state of patients for the clinician. J Psychiatr Res,
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Frank, E., Kupfer, D. J., Perel, J. M., Cornes, C., Jarrett, D. B., Mallinger, A. G., . . .
Grochocinski, V. J. (1990). Three-year outcomes for maintenance therapies in
recurrent depression. Arch Gen Psychiatry, 47(12), 1093–1099.
Hamilton, M. (1960). A rating scale for depression. J Neurol Neurosurg Psychiatry, 23,
56–62.
92 Chapter 4: ECT Treatment Course
Kellner, C. H., Burns, C. M., Bernstein, H. J., & Monroe, R. R., Jr. (1991). Electrode
placement in maintenance electroconvulsive therapy. Convuls Ther, 7(1), 61–62.
Kellner, C. H., Husain, M. M., Knapp, R. G., McCall, W. V., Petrides, G., Rudorfer, M.
V., . . . Group, C. P. W. (2016). A novel strategy for continuation ECT in geriatric
depression: phase 2 of the PRIDE study. Am J Psychiatry, 173(11), 1110–1118.
doi:10.1176/appi.ajp.2016.16010118
Kellner, C. H., Knapp, R. G., Petrides, G., Rummans, T. A., Husain, M. M.,
Rasmussen, K., . . . Fink, M. (2006). Continuation electroconvulsive therapy vs
pharmacotherapy for relapse prevention in major depression: a multisite study
from the Consortium for Research in Electroconvulsive Therapy (CORE). Arch
Gen Psychiatry, 63(12), 1337–1344. doi:10.1001/archpsyc.63.12.1337
Kobeissi, J., Aloysi, A., Tobias, K., Popeo, D., & Kellner, C. H. (2011). Resolution of
severe suicidality with a single electroconvulsive therapy. J ECT, 27(1), 86–88.
doi:10.1097/YCT.0b013e3181da842a
Lerer, B., Shapira, B., Calev, A., Tubi, N., Drexler, H., Kindler, S., . . . Schwartz, J. E.
(1995). Antidepressant and cognitive effects of twice- versus three-times-weekly
ECT. Am J Psychiatry, 152(4), 564–570. doi:10.1176/ajp.152.4.564
Lisanby, S. H., Sampson, S., Husain, M. M., Petrides, G., Knapp, R. G., McCall, W. V., . . .
Kellner, C. H. (2008). Toward individualized post-electroconvulsive therapy care:
piloting the Symptom-Titrated, Algorithm-Based Longitudinal ECT (STABLE)
intervention. J ECT, 24(3), 179–182. doi:10.1097/YCT.0b013e318185fa6b
Moirand, R., Galvao, F., Lecompte, M., Poulet, E., Haesebaert, F., & Brunelin, J. (2018).
Usefulness of the Montreal Cognitive Assessment (MoCA) to monitor cognitive
impairments in depressed patients receiving electroconvulsive therapy. Psychiatry
Res, 259, 476–481. doi:10.1016/j.psychres.2017.11.022
Monroe, R. R., Jr. (1991). Maintenance electroconvulsive therapy. Psychiatr Clin North
Am, 14(4), 947–960.
Montgomery, S. A., & Asberg, M. (1979). A new depression scale designed to be
sensitive to change. Br J Psychiatry, 134, 382–389.
Nasreddine, Z. S., Phillips, N. A., Bedirian, V., Charbonneau, S., Whitehead, V., Collin,
I., . . . Chertkow, H. (2005). The Montreal Cognitive Assessment, MoCA: a brief
screening tool for mild cognitive impairment. J Am Geriatr Soc, 53(4), 695–699.
doi:10.1111/j.1532-5415.2005.53221.x
Petrides, G., Dhossche, D., Fink, M., & Francis, A. (1994). Continuation ECT: relapse
prevention in affective disorders. Convuls Ther, 10(3), 189–194.
Rasmussen, K. G., Johnson, E. K., Kung, S., Farrow, S. L., Brown, S. K., Govrik, M.
N., & Citronowicz, R. I. (2016). An open-label, pilot study of daily right unilateral
ultrabrief pulse electroconvulsive therapy. J ECT, 32(1), 33–37. doi:10.1097/
YCT.0000000000000261
Rush, A. J., Trivedi, M. H., Ibrahim, H. M., Carmody, T. J., Arnow, B., Klein, D. N., . . .
Keller, M. B. (2003). The 16-Item Quick Inventory of Depressive Symptomatology
(QIDS), clinician rating (QIDS-C), and self-report (QIDS-SR): a psychometric
evaluation in patients with chronic major depression. Biol Psychiatry, 54(5),
573–583.
Chapter 4: ECT Treatment Course 93
Sackeim, H. A., Haskett, R. F., Mulsant, B. H., Thase, M. E., Mann, J. J., Pettinati, H.
M., . . . Prudic, J. (2001). Continuation pharmacotherapy in the prevention of
relapse following electroconvulsive therapy: a randomized controlled trial. JAMA,
285(10), 1299–1307.
Sackeim, H. A., Prudic, J., Devanand, D. P., Decina, P., Kerr, B., & Malitz, S. (1990).
The impact of medication resistance and continuation pharmacotherapy on
relapse following response to electroconvulsive therapy in major depression. J Clin
Psychopharmacol, 10(2), 96–104.
Sienaert, P., Vansteelandt, K., Demyttenaere, K., & Peuskens, J. (2009). Ultra-brief pulse
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Bipolar Disord, 11(4), 418–424. doi:10.1111/j.1399-5618.2009.00702.x
Stromgren, L. S. (1990). Frequency of ECT treatments. Convuls Ther, 6(4), 317–318.
Thomas, S. G., & Kellner, C. H. (2003). Remission of major depression and obsessive-
compulsive disorder after a single unilateral ECT. J ECT, 19(1), 50–51.
Tran, D. V., Meyer, J. P., Farber, K. G., Chen, X. R., Rosenthal, B. D., & Kellner, C. H.
(2017). Rapid response to electroconvulsive therapy: a case report and literature
review. J ECT, 33(3), e20–e21. doi:10.1097/YCT.0000000000000408
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33(1), 52–57. doi:10.1097/YCT.0000000000000348
Chapter Common Adverse Effects
5
Cognition
The most talked-about effect of ECT is memory loss. In fact, ECT typically
causes predictable, largely temporary, memory loss and other cognitive effects
that are generally not serious and are very acceptable, given the substantial relief
from severe depression that most patients can expect from ECT (Semkovska &
McLoughlin, 2010). Modern ECT techniques have markedly reduced the effects
on memory for most patients (Kellner & Farber, 2016).
An older, detailed review of the effects of ECT on memory function can be
found in the Annals of the New York Academy of Sciences (Squire, 1986). A more
recent, comprehensive reference is the special issue of the Journal of ECT on
cognition (Loo, 2008).
Most recently, Kellner and Farber, in an editorial in Acta Psychiatrica
Scandinavica (Kellner & Farber, 2016), sought to contextualize the issue of
cognitive adverse effects of ECT, weighed against the risks of depressive or
psychotic illness. We wrote:
We believe that the adverse cognitive effects of ECT should be considered a
tolerability and not a safety issue. In medicine, safety refers to the risk of physical
injury or death. To elevate cognitive adverse effects to this level perpetuates
the stigma surrounding ECT. In medicine, treatment decisions always involve
a risk–benefit calculation. The risks of the condition are weighed against the
risks of the treatment or no treatment. It is imperative that the dangers of mood
disorders are understood when considering the side-effect profile of ECT or
any other antidepressant treatment. Depression can result in disability and
exacerbation of medical comorbidities. In rare cases, depressive loss of appetite
may lead to serious medical consequences; catatonia, a complication of mood
disorder, may be a life-threatening medical emergency. Moreover, untreated or
inadequately treated depression may be lethal due to suicide.
The most apt analogy to properly contextualize the seriousness
of depressive illness weighed against the risks of ECT is cancer and
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96 Chapter 5: Common Adverse Effects
For our purposes, we can summarize ECT’s effects on memory and cogni-
tion as follows:
ECT affects memory/cognition in three ways. It causes
1. an acute postictal confusional state,
2. anterograde memory dysfunction (AMD), and
3. retrograde memory dysfunction (RMD).
Postictal Agitation
Approximately 10% of patients will develop marked agitation and restlessness
immediately postictally (“emergence delirium”) (Abrams, 2002). This is usu-
ally easily managed with a short-acting, rapid-onset benzodiazepine such as
Chapter 5: Common Adverse Effects 97
loss is acceptable, given the benefit of recovery from severe depression, and
that as more time elapses, they are less bothered by any residual memory gaps.
We encourage family members to remind patients repeatedly of events that
occurred in the pre-ECT interval so that any gaps can be filled in. Occasionally,
patients report that they do not want to be reminded of events from the period
during which they were severely depressed. This behavior should not be con-
fused with the erroneous notion that ECT works by causing patients to forget
how depressed they were.
Occasionally, reports appear of persistent, severe memory loss after ECT
(Donahue, 2000). Such reports are often sensationalized by the media and anti-
psychiatry groups. Adverse cognitive outcomes are much less likely in contem-
porary practice, with modern ECT techniques, than they were in the distant past.
Muscle Aches
Diffuse myalgias are most commonly seen after the first ECT session and then
subside following subsequent treatments. This symptom is likely due to muscle
fasciculations from succinylcholine. Typically, the myalgias are transient and
respond well to the same symptomatic treatment used for headaches. If myal-
gias persist after subsequent treatments and the patient’s muscular block is ade-
quate, the practitioner should consider a small reduction in the succinylcholine
dose or, in rare situations, blocking fasciculations by pretreatment with a small
dose of a nondepolarizing muscle relaxant.
Nausea
A minority of patients are nauseated after ECT. This side effect may be related
to the anesthetic, the seizure itself, or air in the stomach from assisted ventila-
tion. When it is a regular occurrence, nausea may be treated with intravenous
Chapter 5: Common Adverse Effects 99
ondansetron (Zofran) (typically 4 mg, range 4–8 mg), given shortly before the
procedure. Ondansetron may also be given IV or po after the treatment for
persistent nausea. Drinking a carbonated beverage, such as ginger ale, in the
recovery period, is also often helpful.
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open-label trial. J ECT, 17(4), 280–283.
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novel positioning technique for the agitated patient after electroconvulsive therapy:
gravitational restraint. J ECT, 26(3), 158. doi:10.1097/YCT.0b013e3181ec0d75
O’Brien, E. M., Rosenquist, P. B., Kimball, J. N., Dunn, G. N., Smith, B., & Arias, L. M.
(2010). Dexmedetomidine and the successful management of electroconvulsive
therapy postictal agitation: a case report. J ECT, 26(2), 131–133. doi:10.1097/
YCT.0b013e3181b07c26
100 Chapter 5: Common Adverse Effects
6
Staffing and Administration
The ECT staff consists of a multidisciplinary team working together to provide
optimal patient care. The ECT-trained psychiatrist leads the team, working in a
collaborative relationship with anesthesia and nursing personnel.
Perhaps the most important issue in ECT-related patient care is the quality
of the working relationship between psychiatrist and anesthetist. The develop-
ment of a mutually respectful, trusting relationship is as important as a good
intravenous line! Such a relationship takes some time to develop and is facili-
tated by having only a few anesthesia personnel rotate through the treatment
suite and by reaching agreement regarding consistency of the anesthetic plan
among all staff members.
Nursing staff play a key role in the delivery of ECT. Depending on how a
particular ECT service is staffed and organized, nursing roles may include both
administrative and direct clinical care responsibilities. One designated nurse
should be in charge of all nursing issues related to ECT. She or he should super-
vise the other recovery or treatment area nurse(s) and see to it that the specific
nursing functions of the treatment procedure are carried out. These include
performing the “time out” patient and procedure recognition process (where
mandated), recording of vital signs and medications given, and insertion of
the bite block (unless the insertion of the bite block is the responsibility of the
anesthesiologist, as it is in many ECT services). Other nursing functions may
include other medical record keeping, patient education, and clinical assess-
ment, as well as responsibility for maintaining equipment and supplies in the
treatment room.
As the leader of the treatment team, the psychiatrist is responsible for main-
taining the medical standards and professional atmosphere of the ECT suite. To
this end, he or she should feel comfortable in politely reminding his or her col-
leagues that voices should be kept low and that there is no place for discussion of
other “interesting cases” within earshot of patients. At all times, the overriding
101
102 Chapter 6: The ECT Service
principle should be that patients will be treated in the way we would want to be
treated were we in their situation.
Record Keeping
Documentation of the ECT evaluation and treatment process is essential for
good patient care and for medicolegal purposes. The two primary records to be
kept are the patient’s medical record and the ECT service’s record.
Chapter 6: The ECT Service 103
Reference
American Psychiatric Association. Committee on Electroconvulsive Therapy., &
Weiner, R. D. (2001). The practice of electroconvulsive therapy: recommendations for
treatment, training, and privileging: a task force report of the American Psychiatric
Association (2nd edn). Washington, DC: American Psychiatric Association.
Chapter Special Issues
7
Stigma
Stigma remains the biggest impediment to the acceptance of ECT. The burden
of the abuses of the past, irrational fears of the electrical stimulus, and exagger-
ated concerns about memory loss all contribute to the stigma surrounding ECT.
An example of how destructive this stigma can be is the despicable discrediting
of 1972 vice-presidential candidate Thomas Eagleton, when his history of ECT
treatment was revealed. Fortunately, courageous efforts to counter stigma also
exist; one example is television personality Dick Cavett’s disclosure that ECT
effectively reversed his serious depression. In recent years, many patients have
spoken and written courageously about their positive experiences with ECT
(Dukakis & Tye, 2006; Hersh, 2010; Manning, 1994).
Perhaps the best way to counter the stigma surrounding ECT is to educate
ourselves well and to insist on high standards in the performance of ECT. We
hope that this book is helpful in achieving those goals.
Patient-Centered ECT
An innovative clinical practice gaining popularity in the United States is to allow
a family member to be present in the ECT suite during the patient’s treatment
(Coffey & Coffey, 2016; Evans & Staudenmeier, 2005) This practice requires the
agreement of all the professionals on the ECT healthcare team; the ECT psy-
chiatrist should take the lead in explaining the benefits to other members of the
team. While still uncommon in most of clinical medicine, ObGyn physicians
have allowed fathers to be present in the delivery room for several decades; for
ECT, such a model of family involvement can be comforting for the patient and
serve to demystify and destigmatize the treatment process. While not appro-
priate in all situations, if the patient wishes it, a selected family member can be
invited to stay in the room during the treatment. The family member should
be briefed in advance about what to expect, and informed that in the very rare
case of an emergency, might be asked to leave the room. Feedback from family
members who have observed ECT is typically very positive; most observers are
105
106 Chapter 7: Special Issues
surprised at how uncomplicated and routine ECT appears, and are comforted
to know exactly what is happening to their family member.
Research
The extensive ECT literature attests to an 80-year history of productive clinical
and basic science research in ECT. We know a tremendous amount about many
aspects of ECT (Fink, 2011; Loo et al., 2006; Sienaert, 2011); see also the special
issue of The Journal of ECT on mechanisms of action (JECT, 2014). Indeed, there
are over 15,000 citations on PubMed about ECT; these are being added to at a
rate of about 5 per week. However, we need to know much more, both about the
way ECT works and about how to further improve its tolerability.
Important areas of ongoing research include the following:
• Mechanism(s) of action (please see Chapter 1 for review of exciting new
developments in neuroimaging research), through both basic and clinical
research
• Prediction of responders to right unilateral versus bilateral electrode
placement
• Adjunctive drugs to further decrease adverse cognitive effects
• Further determination of optimal stimulus parameters
• Safety of specific ECT–drug combinations in specific patient populations
• Further refinement of continuation/maintenance ECT and medication
protocols after acute ECT
• Neuropsychiatric indications for ECT, including Parkinson’s disease and
self-injurious behavior in autism
References
Abrams, R. (2002). Electroconvulsive therapy (4th edn). Oxford; New York: Oxford
University Press.
Coffey, M. J., & Coffey, C. E. (2016). Patient-centered electroconvulsive therapy care: a
call to action. J ECT, 32(2), 78–79. doi:10.1097/YCT.0000000000000266
Chapter 7: Special Issues 107
Dukakis, K., & Tye, L. (2006). Shock: the healing power of electroconvulsive therapy. New
York: Avery.
Evans, G. E., & Staudenmeier, J. J. (2005). Family member presence during
electroconvulsive therapy: patient rights versus medical culture. J ECT, 21(1),
48–50.
Fink, M. (2011). Electroconvulsive therapy resurrected: its successes and promises after
75 years. Can J Psychiatry, 56(1), 3–4. doi:10.1177/070674371105600102
Hersh, J. K. (2010). Struck by living: from depression to hope. Dallas, TX: Brown Books
Publishing Group.
JECT. (2014). The Journal of ECT [Special Issue]. J ECT, 30(2).
Loo, C. K., Schweitzer, I., & Pratt, C. (2006). Recent advances in optimizing
electroconvulsive therapy. Aust N Z J Psychiatry, 40(8), 632–638. doi:10.1080/
j.1440-1614.2006.01862.x
Manning, M. (1994). Undercurrents: a therapist’s reckoning with her own depression
(1st edn). New York, NY: HarperCollins Pub.
Sienaert, P. (2011). What we have learned about electroconvulsive therapy and
its relevance for the practising psychiatrist. Can J Psychiatry, 56(1), 5–12.
doi:10.1177/070674371105600103
Index
109
110 Index
CORE. See Consortium for Research in duration, 4, 7, 22, 28, 33, 54, 56, 68, 69,
Electroconvulsive Therapy (CORE) 70, 73, 74, 81
coronary artery disease, 27 dyskinesias, 28
cortical structures, 4, 6 dysrhythmias, 10
crying, 24
CT, 24, 26 ear, 58
cuff technique, 70 ECG, 10, 26, 60, 61, 62, 66, 79, 91, 102
cuffed-limb method, 31 echothiophate, 36
current density, 5, 9 ECS. See electroconvulsive shock (ECS)
current flow, 61 ECT
cerebral physiology of, 9
d’Elia placement, 52, 53 Consultation, 21, 23
DBS. See deep brain stimulation (DBS) course, 9, 24, 33, 56, 73, 76, 89, 96, 97,
death, 35, 95 103
deep brain stimulation (DBS), 21 device, 7, 8, 37, 54, 55, 56, 57, 58, 59,
delirium, 28, 32, 96 60, 61, 62, 76, 77, 78, 79, 80, 102
delivery, 8, 9, 33, 54, 59, 60, 61, 71, 72, 75, as a First-Line Treatment, 20
76, 101, 105 ECT Treatment Course, 87
delta activity, 9 ECT–drug interactions, 28
dementia, 28, 50, 89 ectopic beats, 10
dentate gyrus, 4 Ect-Responsive Illness, 21
depolarizing agent, 70 education, 23, 101
depressive symptoms, 19, 22, 24, 25, 32, EEG, 4, 9, 24, 26, 54, 57, 58, 60, 61, 62, 64,
89, 91, 95, 96 65, 66, 75, 78, 79, 81, 103
deterioration, 89 EEG Recording Electrodes, 57
dexamethasone suppression test (DST), 6 EFFECT. See European Forum for ECT
dexmedetomidine, 97 (EFFECT)
diabetes, 6, 35 efficacy, 1, 3, 5, 7, 9, 20, 21, 23, 28, 31, 33,
diagnostic psychiatric interview, 21 34, 35, 51, 56, 57
diaphragm, 70 elderly, 20, 28, 55, 68, 76, 77, 96
digoxin, 36 electrical circuit, 8, 61
Dilantin, 77 electrical dose-titration, 2
Diltiazem, 74 electrical safety, 8
disadvantages, 49 electricity, 7
discomfort, 34, 67, 68 basics of, 7
disorientation, 96 electroconvulsive shock (ECS), 4, 5, 6, 7
distress, 22 Electroconvulsive Therapy
diuretics, 35, 36, 73 basic concepts of, 1
dopamine, 5, 6, 28 electrode edge, 52
dopaminergic tissue transplantation, 21 electrode paddles, 59
dorsum, 58, 66, 67, 79 electrode placement, 5, 9, 21, 22, 23, 25,
dose titration, 53, 54, 55, 57, 71, 75 28, 49, 50, 51, 52, 55, 56, 57, 58, 62,
dose titration procedure, 57, 71, 75 89, 90, 96, 103, 106
dose titration sequence, 54, 55 electrode site preparation, 57
dosing estimates, 54, 56 electrode sites, 8, 51, 52, 79
dosing strategies, 57, 97 electrolytes, 26, 91
dosing tables, 56 emergencies, 3, 37
driving, 3, 23, 25 EMG, 58, 60, 61, 66, 79
drugs, 5, 6, 24, 31, 34, 70, 73, 74, 102, 106 EMG electrodes, 58, 79
DST. See dexamethasone suppression EMG Recording Electrodes, 58
test (DST) EMG tracing, 66
112 Index
QIDS-SR. See Quick Inventory of safety, 23, 31, 33, 35, 55, 67, 95, 106
Depressive Symptomatology-Self saline, 59
report (QIDS-SR) scalp, 8, 9, 57, 59
Quick Inventory of Depressive Schizoaffective disorder, 19
Symptomatology-Self report schizophrenia, 7, 19, 20, 34, 88
(QIDS-SR), 25 seizure, 2, 3, 4, 5, 6, 7, 8, 9, 10, 28, 29, 30,
32, 33, 34, 35, 52, 54, 55, 56, 57, 58,
rapid and sustained response, 56 62, 64, 65, 66, 68, 69, 70, 71, 73, 74,
rating scales, 88 75, 76, 77, 78, 81, 97, 98, 103
receptors, 5 seizure duration, 4, 78
recommendation for ECT, 22 seizure generalization, 9, 70
recommendations, 3, 23, 57, 74, 103 seizure induction, 9
recovery, 33, 50, 62, 68, 81, 87, 88, 96, 97, Seizure initiation, 63
98, 99, 101, 102, 103 seizure length, 71, 75, 77
referring doctor, 25 seizure progression, 9
reflexes, 67, 70 seizure threshold, 2, 7, 8, 29, 33, 34, 52,
reflux, 31, 36, 72, 79 54, 55, 56, 57, 75, 76, 77, 78
116 Index