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Sensor, Noise
Physiological
informaon
Ref. signal
processing
Transmier Receiver
Channel
Regulated variable 2
(c) Homeostasis provides quiet backgrounds Signal 1
for communicaon by other systems
Homeostac
Regulated
feedback
variable
loop
Sensor
Tissue 2
2
Figure 1. Homeostasis and information transfer. (a) Schematic of a typical negative feedback loop underlying physiological homeostasis. Physiological sensors monitor
the level of some factor, and compare it to a reference signal or set point (labeled ‘Ref.’). Those sensors then produce signals (nerve impulses, endocrine molecules, cell
surface proteins, etc.) whose levels are inversely proportional to the deviation from the reference, and which direct other physiological entities (i.e., cells, tissues, or
organs) to do work that counteracts the deviation. (b) Shannon’s scheme for information transfer. Transmitters encode and send out signals along a channel; those
signals are received and decoded at the other end. Noise can corrupt the signal, either in transit or during the transmitting or receiving steps. This schematic is simplified
from the one that Shannon showed, which described the process as having separate devices for the source and transmitter of information and, similarly, separate
devices for the receiver and the destination. For our purposes, that distinction is less relevant. (c) The variables regulated by homeostasis provide quiet physiological
backgrounds for the transmission of any kind of information within organisms. (d) The parts of a feedback cycle are coupled communication systems. In the first system,
the sensor (indicated by blue squares) communicates, via some kind of physiological signal, with the tissues or organs doing physiological work (yellow squares). In the
second system, the working component communicates (blue squares) with the sensor via the regulated variable (yellow squares). Homeostasis of one variable creates a
quiet background for the communication that occurs within other homeostatic feedback loops; that is, multiple homeostatic systems likely are self-reinforcing.
Abbreviation: CNS, central nervous system.
Here, we reopen what has been considered a settled homeostatic systems devoted to processing and interpreting
question: what processes drive the evolution of homeostatic information [18,19].
systems? The importance of homeostasis is obvious when it
fails spectacularly: animals with severe disturbance of one Information theory and biology
or more of the five factors can exhibit convulsions, severe Information theory was crystallized by Claude Shannon
respiratory distress, tetany, coma, death, and so on (Box 1). [13], whose work during the late 1940s was driven by
The mistake has been to assign those symptoms as the main problems in engineering. As communications hardware
reason for the evolution of homeostasis. We suggest that became more complex, engineers needed better frameworks
these symptoms may, in some contexts, bear only tangen- for analyzing flows of information. Shannon’s most impor-
tially on its evolution; they are clearly important when they tant concept is outlined in the first figure in his 1948 paper
occur, but organisms in those situations may be fatally (redrawn here in Figure 1b): information is encoded and sent
compromised already. Instead, we develop the argument over a channel by a transmitter, is corrupted by noise, and
that homeostasis acts to minimize the effects of physiologi- then is received and decoded at the end of the channel.
cal noise on information transfer, which is integral to day-to- Shannon’s core insights are summarized in Box 2. Although
day functions and therefore may affect fitness to a greater several authors have expressed misgivings about, or even
extent. This shift in perspective is equivalent to focusing hostility to, applying information theory to biological pro-
away from the capacity of homeostatic systems to do physi- blems [20–22], information theory has nevertheless been
ological work and, instead, towards the components of useful in many fields. It was championed early by Quastler
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Opinion Trends in Ecology and Evolution May 2013, Vol. 28, No. 5
Table I. Typical bounds for common physiological factors, and consequences of crossing them
Factor Normal range Symptoms when below normal range Symptoms when above normal range
Serum pH 7.35–7.45 Hyperventilation, hypometabolism and inhibition Hypoventilation, tetany, seizures, lethargy,
of anaerobic glycolysis, poor cell volume regulation, delirium, stupor, changes in ionic balances,
changes in ionic balances, insulin resistance, stimulation of anaerobic glycolysis,
disrupted heart function, and decreased systemic changes in heart function and patterns
blood pressure of blood flow
Core 35–38 8C Progress from shivering and lethargy to confusion, Cramps, edema, nausea, delirium, seizures,
temperature irritability, hallucinations, slow breathing and fainting, heat exhaustion, and heatstroke
heart beat, coma, and death
Plasma 275–290 mOsm kg–1 Headache, confusion, stupor, altered personality, Thirst, confusion, neuromuscular excitability,
osmolality lethargy, seizures, and coma overactive reflexes, cerebrovascular damage,
seizures, and coma
Fasting plasma 3.3–5.6 mmol l–1 Sweating, nausea, warmth, anxiety, tremulousness, Onset of diabetes mellitus, osmotic diuresis
glucose palpitations, and possibly hunger and paresthesias. caused by section of glucose into the urine,
Insufficient glucose in brain causes headache, leading to high frequency of urination,
blurred or double vision, polyuria, and excessive thirst and dehydration.
confusion, difficulty speaking, seizures, and coma Severe dehydration can lead to weakness,
fatigue, and changes in mental status
Serum calcium 2.2–2.6 mmol l–1 Paresthesias, tetany, seizures, encephalopathy, heart Polyuria, constipation, muscle weakness,
failure, muscle cramps, and dry or scaly skin anorexia, vomiting, abdominal pain, confusion,
delirium, coma, and heart arrhythmia
[23] and has played significant roles subsequently in neu- The first is to send redundant signals; for example, trains of
robiology [24–26], evolutionary theory [27,28], developmen- action potentials or many copies of a chemical signal. How-
tal and molecular biology [29–31], plant and animal ever, redundancy requires higher expenditures of materials
communication [32–35], and ecology [36–41]. Oddly, since and energy and forces lower rates of information transfer
early work by Wiener [14], physiologists have had little [13]. The second is to minimize the proximity, in space or
interest in information theory, with some notable exceptions time, between transmitter and receiver. Signals traveling
[42]. over smaller distances, or moving through the body more
In physiology, the utility of information theory stems rapidly, may be less susceptible to noise. Such an effect may
from its ability to analyze noise in communication systems drive the evolution of signaling systems both into more local,
(Figure 1c). Similar to engineered systems, evolved proximate versions (i.e., cell to cell), whenever more global
physiological systems perform worse when subjected to control is unnecessary; and into rapid nervous signaling
more noise. Note that, although Shannon’s schematic whenever the metabolic resources are available.
(Figure 1b) indicates that noise enters while the message The third is to use channels that are less prone to noise
is in transit, he clearly meant ([13], p. 19) that noise also or to filter out noise using physical or neural mechanisms.
could enter at either terminus. In a physiological context, For example, the physical and neural properties of hearing
this distinction is equivalent, for example, to (i) a nontar- organs often discard frequencies containing mostly noise,
get tissue altering circulating levels of some hormone allowing the organism to use frequencies containing more
versus (ii) modified blood pH altering receptor sensitivity useful information [43]. In electronics, analogous devices
in a target tissue; both effects constitute noise. In Shan- are called band-pass filters, notch filters, or high- or low-
non’s terms, noise disrupts physiological signals by adding pass filters. In physiological systems, an example of a
uncertainty (entropy) to messages: in noisy environments, band-pass filter (which discards high and low frequencies)
physiological entities have less certainty about what other would be a molecular receptor whose characteristic time
effectors (i.e., other cells, tissues, or organs) direct them to constant for responding is matched to the frequency in
do (see [24] and Box 2). At a functional level, more noise which the most informative variation occurs (e.g., odorant
also decreases the rate of information transfer across receptors in insects [35]). A related idea is to use private
the channel. channels, in which information is sent via channels sub-
A core problem for organisms is how to assure, despite ject to less noise because they are used by few or no
noise, that physiological parts communicate clearly and other systems (unusual molecules or dedicated nervous
rapidly with one another. There are four possible solutions. pathways). For example, some hormone systems have
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little crosstalk with other hormone systems and thus inescapable noise that affects all physiological systems,
constitute semi-private channels (nevertheless, impor- including the homeostatic systems themselves. Because
tant ligand–receptor systems are still subject to global the noise is global (it affects all other physiological compo-
noise from Cannon’s factors, including temperature [44] nents in other homeostatic systems), lineages cannot filter
and pH [45]). In sensory ecology, private channels (e.g., it away or evolve private channels that avoid it; instead,
ultraviolet [46,47]) are exploited by conspecifics but are the options are to send redundant signals, to minimize
not perceived by other potentially interacting organisms, spatial and temporal proximity between transmitter and
such as predators or prey species. receiver, or to minimize variation in the noise-inducing
The fourth route for escaping noise is to minimize it factors. Our claim is that the latter (minimizing noise) is a
actively. This solution is possible for animals communicat- key factor driving the evolution of homeostasis.
ing externally with other animals [34], by positioning Noise reduction plays two main roles in how organisms
themselves in their environments so that signal generation function. First, it creates quiet backgrounds for intra-organ-
or reception are particularly effective, or by communicat- ismal communication of any kind (Figure 1c). In quiet back-
ing at less noisy times of the day. However, because they grounds, physiological entities can encode information
often will have poor control over the physical properties of using more complex and nuanced codes, can send informa-
the external channel (a colorful male fish trying to attract a tion more rapidly, and can be more certain about the states
female in a stream with a complex light environment), or of other physiological entities. In addition, there is an
over other animals whose own signals corrupt those of important second role for noise reduction that hinges on
some focal animal (a bird singing in a forest filled with identifying homeostatic systems as coupled pairs of trans-
other calling animals), animals communicating with mitters and receivers (Figure 1d). In particular, because
others often will be unable to minimize noise. Physiological many of the factors that underlie noise are themselves
systems, by contrast, are embedded in le milieu intérieur, subject to homeostatic regulation, the performance of any
whose properties are potentially under much finer control. one homeostatic system will influence the performance of
In addition, physiological signalers and receivers, as well others. For example, even though different mechanisms
as the channels through which they communicate, share a control pH and temperature in homeothermic vertebrates,
genetic interest in the propagation of their shared genes. variable pH is a source of noise for temperature homeostasis
For physiological systems, therefore, we predict that mini- and (conversely) variable temperature is source of noise for
mizing noise (i.e., maintaining homeostasis) will be a key pH homeostasis. This reciprocal dependence implies that
means of maximizing information transfer through chan- multiple homeostatic systems should show strongly nonad-
nels of some given capacity. ditive or emergent effects [8,48], and potentially nonintui-
tive pleiotropic effects on other physiological systems [49].
Merging information into homeostasis Likewise, conditions or mutations affecting one system will
In organisms, the most important sources of physiological have cascading effects on others and may lead to dysfunction
noise are precisely the factors (Box 1) that have received or breakdown across multiple systems simultaneously; in
the most attention from physiologists studying homeosta- this context, death can be thought of as runaway noise, an
sis. These factors are important because variation in their emergent set of self-reinforcing dysregulations in multiple
levels affects the functions of the most basic components homeostatic systems simultaneously.
(i.e., membranes, proteins, and RNAs) of all biological How does this new view differ from the traditional view of
systems. That is, variation in those factors constitutes homeostasis? Both views focus on regulation and stability,
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Box 3. Standard and new views of homeostasis experimentally altered using genetic or pharmacological
In the standard view of homeostasis, and also in the one advocated
tools, with perturbations of components that process infor-
here, homeostatic feedback loops are thought to function as mation (sensors, integrators, or receptors) and components
physiological controllers. The views differ in their interpretation of that provide the capacity to do physiological work (trans-
why physiological variables are controlled. Standard homeostasis porting epithelia, organs, or tissues) [18,19]. Perhaps in
recognizes that variables are controlled within some bounds, with the vitro processes can be developed that contain the bare
implications that variation within the confines of those bounds may
be unimportant and that exceeding those bounds causes physiolo-
bones of homeostatic mechanisms [50]. When such manip-
gical dysfunction or damage, from minor to severe depending on the ulations can be done in living organisms, the effects on
magnitude of the deviation. What emerges from this view is a three- fitness should be assessed under natural conditions, with-
part focus on: (i) the rapidly increasing dysfunction that occurs as the out looking just for dire effects in the lab. Finding that even
(poorly) regulated variable crosses one of its bounds; (ii) the capacity modest modification of homeostatic systems (e.g., changes
of the homeostatic system to counteract (or fail to counteract) the
deviation, where capacity refers to, for example, the maximum rate at
in set points) leads to subtle depression of fitness would
which kidneys can secrete urine, or the maximum rate that pH of the support our information hypothesis over the more estab-
blood can be modified; and (iii) a single-system view, in which lished focus on physiological failure. Second, mathematical
dysregulation of one variable is weakly connected to variation in models and computer simulations, based on realistic bio-
other variables.
logical details, should be used to establish stronger con-
The information hypothesis for homeostasis suggests different foci:
(i) the more modest effects, on suborganismal function and fitness, of ceptual bases for what is likely, or possible [12,50–52]. As
patterns of variation in regulated variables even within their they have been in other fields, models will be most useful
traditionally defined homeostatic bounds (a focus away from when they are coupled to experimental work [50].
boundaries per se); (ii) the information processing components of Third, comparative analyses of signal structure (redun-
homeostatic systems, rather than on the capacities of cells, tissues, or
dancy or statistical properties) should be done on homolo-
organs to do physiological work (see [18,19]); examples of these
information components include the chemistry and concentrations of gous physiological systems in clades whose lineages have
signals and receptors, and the structures and processes that integrate evolved different homeostatic abilities with respect to some
incoming signals to generate outgoing signals; and (iii) a multisystem physiological variable. These might be found in groups
view (see also [8]), in which dysregulation of one variable is strongly containing lineages that have invaded more variable and
coupled, by the global noise it creates, to multiple other homeostatic
systems.
less variable environments. The general prediction is that,
The two views of homeostasis coexist on a continuum and, in some in noisy systems (those in which one or more of Cannon’s
circumstances, may describe the same phenomenon. For example, factors are not tightly controlled), signal redundancy will
the phenotypes listed in Table I in Box 1 may represent a form of be greater and rates of information transfer slower. In
generalized failure in information systems (information systems fail, practical terms, comparing lineages quantitatively can
leading to catastrophe). Conversely, the deviation of a physiological
variable across some particular bound may be catastrophic precisely
be done several ways. For example, enzymes and receptors
because that excursion introduces overwhelming noise into some are often subject to allosteric control by multiple distinct
other homeostatic system, The two views, however, still provide compounds. Those compounds can be thought of as letters,
strongly divergent contexts in which to develop theory, apply and the combinations bound to a molecule as different
empirical tests, and trace ecological and evolutionary consequences.
words having distinct physiological effects. Shannon’s
work provides clear ways to calculate redundancy of this
but they provide different explanations for why physiologi- chemical language. In noisy systems, we expect the evolu-
cal factors are controlled (Box 3). In brief, the new view tion of more redundancy, meaning fewer allosteric control
emphasizes dysfunctions arising from disturbance to com- sites or an increase in frequency of just a few of the
munication networks at all levels of suborganismal organi- modifying compounds. Additionally, in noisier physiologi-
zation, and it encompasses both (i) intra-organismal cal spaces, selection may favor systems in which molecules
communication between cells and organs and signal trans- controlling threshold-activated systems are maintained at
mission from external sensors to the central nervous system levels further away from the activation concentration; a
(Figure 1c); and (ii) effects of noise in particular factors on kind of redundancy that prevents noise from accidentally
other homeostatic systems. The new view alters the condi- altering some important cascade.
tions under which we expect to observe selection on homeo- In the tests proposed above, the measured outputs span
stasis. In the standard view, selection occurs rarely, only multiple levels of organization. This raises the important
when physiological factors reach extreme levels; and when question of how to connect lower-level variation to varia-
selection does occur, it is largely on the capacity of the tion in fitness. This problem has an appealing but practi-
system to counteract the deviation, rather than on aspects cally difficult solution proposed by Arnold [53]: link up
of information transfer. In the new view, by contrast, the lower levels to performance using experimental manipula-
noise from poor homeostasis plays ongoing roles in how well tions of various kinds, often in the lab, but measure the
organisms perform from moment to moment in their envir- relation of performance to fitness, when possible, in the
onments. Even without spectacular homoeostatic failures, wild. Understanding noise in homeostasis will involve
organisms contending with large amounts of physiological similar level-spanning approaches.
noise likely would forage, fight, or pursue mates less well.
Concluding remarks: links to ecology and evolution
Testing the information hypothesis The information hypothesis above is primarily physiologi-
Tests of the information hypothesis should be multi- cal, but it has strong links to ecology and evolution. Infor-
pronged and should use a broad range of modern concepts mation transfer among con- and heterospecifics influences
and tools. First, control systems in organisms should be where organisms go and what they do [54], and is a central
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Opinion Trends in Ecology and Evolution May 2013, Vol. 28, No. 5
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Acknowledgments
communication systems: information theory applied to bottlenose
We thank Tom Brekke, Ray Callaway, Thomas Förster, Erick Greene,
dolphin whistle repertoires. Anim. Behav. 57, 409–419
Marty Martin, Tom Martin, John McCutcheon, Kristen Potter, John
33 Doyle, L.R. (2009) Quantification of information in a one-way plant-to-
Terblanche, and two anonymous reviewers for discussion of, or comments
animal communication system. Entropy 11, 431–442
on, the manuscript. This work was supported by The National Science
34 Endler, J. (1993) Some general comments on the evolution and design
Foundation (IOS 0844916) to H.A.W. and the University of Montana.
of animal communication systems. Philos. Trans. R. Soc. Lond. B 340,
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