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æ ORIGINAL ARTICLE æ

Defining ‘open throat’ through content analysis of


experts’ pedagogical practices
Helen F. Mitchell, Dianna T. Kenny, Maree Ryan and Pamela J. Davis
From the Australian Centre for Applied Research in Music Performance (ACARMP), Sydney Conservatorium of Music,
The University of Sydney, New South Wales 2006, Australia

Received 21 October 2002. Accepted 4 September 2003.

Logoped Phoniatr Vocol 2003; 28: 167 /180

‘Open throat’ is a term regularly used in the singing studio, but agreement across pedagogues as to its definition and function
has not yet been assessed. Fifteen expert singing pedagogues participated in a qualitative study involving a semi-structured
interview to explore current thinking regarding terminology, pedagogy, sound quality and the perceived physiology to achieve
open throat, as used in the singing studio. Most teachers included the use of the technique as a fundamental in singing
training, and were positive about the sound quality it achieved, especially in classical singing. The purpose of the technique
was described as a way of maximizing pharyngeal space and/or achieving abduction of the ventricular folds.
Key words: associated physiology, singing pedagogy, sound quality descriptors, terminology.

Helen F. Mitchell, Australian Centre for Applied Research in Music Performance (ACARMP), The Conservatorium of Music,
University of Sydney, NSW 2006, Australia. Tel.: /61 2 9351 1386. Fax: /61 2 9351 9540. E-mail: d.kenny@conmusic.usyd.
edu.au

INTRODUCTION technique in good singing, or the lack of awareness as


an explanation for bad singing, has appeared through-
Historically, teaching and evaluating singing has been
out the singing pedagogy literature. It is believed that
guided by an oral tradition in which pedagogical
sound should flow freely, with nothing impeding it,
techniques are handed down from one generation of
singing teachers to the next. The oral tradition, with like a ‘chimney’ for air (5), or an unobstructed passage
its accompanying musical terminology, particularly for a sound beam (6). Failure to achieve this free flow
that used to describe performance quality, can be has been perceived to have serious consequences for
confusing and indeed mystifying for those who use the singer and the sound. ‘If the scholar should have
and practise it (1). any defects, of the nose, the throat, or of the ear, let
Many of the terms used to describe ‘openness’, him never sing but when the master is by, or somebody
‘space’ or ‘freedom’ as a characteristic of the singing that understands the profession in order to correct
voice have been used inconsistently, and terminology him, otherwise he will get an ill habit, past all remedy’
associated with sound quality among expert singing (7, p. 187).
pedagogues is diverse and idiosyncratic. Seashore Concepts relating to open throat can be traced
recommended that ‘musicians scrap a mass of the throughout pedagogical and scientific singing litera-
current synonyms for tone quality, because these ture. Vennard defines open throat as the ‘condition
words do not connote any demonstrable differences agreed upon by most voice teachers as desirable for
in content. The diversity of words simply adds to the resonance’ (8, p. 252). That is, the use of open throat
confusion’ (2, p. 111). There is, and has always been a makes a fundamental difference to vocal quality. Titze
recognition of an overall good sound and of its (9) and Titze and Story (10) described a ‘wide
components (3), but in this case of openness there is pharynx’ as an acoustic enhancement to the first
need for clarification, especially in the area of profes- formant and to the overall sound. The difference to
sional classical singing. the sound has been described as rounder, larger (11),
Poor singing has been described as sound ‘getting free (12), pure (13), rich, warm (14), and concentrated
stuck’ in the throat (4). Awareness of the throat as a energy (15).

# 2003 Taylor & Francis. ISSN 1401-5439 Logoped Phoniatr Vocol 28


DOI: 10.1080/14015430310018856
168 H. F. Mitchell et al.

At least two views of open throat have been METHODS


propagated in the pedagogical literature: the first
Participants
focuses on the action at laryngeal level (16), and the
other emphasizes pharyngeal involvement, at a level Participants were 15 experienced singing teachers with
extending to the soft palate or velum (6, 8). These established singing studios. All participants were
differing perspectives regarding the vocal mechanism known to the researchers via affiliations with key
required to achieve open throat have inevitably music centres in Australia and were personally invited
resulted in different teaching strategies and terminol- to participate by one of the authors. Selection criteria
ogy. Examples include actions involved in inhalation, for inclusion in the study were based on reputation
the surprise breath and smelling the rose (5, 17, 18). within the singing profession, determined by renown
Visualization of space within the throat, through an or prominence according to the calibre of the students
‘air ball’ or ‘soap bubble’ (6, 19), and various other in the singing studio. Specifically, the participants:
configurations to alter the shape of the pharynx are
common throughout the literature. The lowered lar- 1. taught singing at tertiary level in universities or
ynx, often along with widening of the oropharynx, is conservatoria;
also associated with open throat (6, 20, 21). Yawn is 2. had a successful private studio, defined as one
both advocated (15, 21 /3), and also seen as poten- comprising of students who performed and audi-
tially distorting to the sound if extended too far by tioned at a big city or national level for positions
creating tension and imbalance (24, p. 81). Forms of in opera companies, music theatre or professional
laughing as a technique to achieve an open throat were musical ensembles;
advocated in the late twentieth century (16, 24). Estill 3. worked primarily in Australia or the United
(16) and Citardi et al . (25) advocate a method Kingdom;
involving retraction of the false vocal folds or abduc- 4. represented the range of current singing pedago-
tion of the ventricular folds away from the midline. gies in their teaching methods (investigators aimed
Current pedagogical thought and teaching recom- specifically to include both exponents and critics
mend the use of more than one term to define the of the Estill (16) method);
5. have had, or continue to have, a successful career
relative openness of the pharynx and adjacent struc-
as a professional solo singer.
tures. Open throat and retraction are recognized in the
literature (16, 24) as well as in teaching, and a wealth
Participants were sent information about the project
of other equivalents exist, such as throat widening,
and were invited to undertake a taped, semi-structured
space, or space at the back. From this point on, open
interview regarding current vocal pedagogy, in parti-
throat will be used as a generic term for all terminol-
cular, the terminology used by singing pedagogues to
ogy and technique descriptors.
explain singing techniques to their students. Ethical
Wapnick and Ekholm (26) advocated consistency in
approval to conduct the study was obtained from The
the use of common terminology across singing peda-
University of Sydney Ethics Committee. All the inter-
gogues. They initiated links in the discovery and
views were conducted by the first author, and only the
application of terminology, perceptual judgment and
first author was aware of the identity of participants.
acoustic evaluation. Ekholm et al . (27) found striking
connections were made across judges when one sound
quality appeared dependent on another [resonance/
ring and clarity/focus (.94) and colour/warmth with Instruments
appropriate vibrato (.93)]. The methodology in this Questionnaire. Each participant completed a brief
study builds on these works by linking the study of a questionnaire giving details of their teaching
technique with its consequent sound quality, to experience and current singing students. The ques-
ascertain the relationship between the desired sound tionnaire was divided into three sections: demographic
quality and the technique used to achieve it. This information, influences on singing pedagogy and
study sought to determine agreement, links and characteristics of their singing studio. Participants
interdependency of descriptors on technique and were asked for information related to: age, profes-
perceptual qualities in describing technique in singing. sional education, number of years of teaching experi-
The focus of the study is on terminology and ence and proportion of time spent teaching or singing
techniques of teaching open throat as practised by professionally. They were also asked to name people
experienced singing pedagogues. In particular, we were with whom they had studied, and workshops or
interested in the perceived role of open throat in masterclasses they had attended that had influenced
classical singing, and whether open throat was thought their teaching. Finally, pedagogues were asked to
to improve the overall sound quality. classify themselves according to the level at which

Logoped Phoniatr Vocol 28


Defining open throat 169

their students performed. Pedagogues were asked prompts was used to facilitate the flow of ideas
to use the Bunch and Chapman taxonomy (28) to in the interview, although care was taken not
estimate the percentage of their students in each to interrupt the participant (31). Participants were
category (superstar, international, national/big city, encouraged to elaborate on ideas through the use
regional/touring, local community, singing teachers, of agreement prompts from the interviewer. The
full-time students of singing, amateur, child) and in interviewer used clarifying prompts to refine partici-
the primary genres (opera, contemporary music thea- pants’ statements as necessary. Researcher agreement
tre, musical theatre, concert/oratorio/recital). was established regarding the appropriate use
Semi-structured interview. A semi-structured inter- of prompts during the interview prior to commence-
view was developed to assess the beliefs and attitudes ment.
of singing teachers related to open throat (29). This Interviews were conducted either in person (N /4)
method of data collection is described by Smith (30). or by phone (N /11) at a time and place convenient
It was considered appropriate to the goals of the to the participant, and permission to record the
current study because it ‘facilitates rapport/empathy, interviews was obtained before proceeding. Tapes
allows a greater flexibility of coverage, enables the were marked by participant number and transcribed
interview to enter novel areas, and tends to produce with transcriptions sent back to respondents for
richer data’ (30, p. 12).
verification and final approval before they were
The interview schedule opened with general ques-
qualitatively analysed. At this stage, participants
tions about the teaching of singing, for example, ‘How
were given the opportunity to clarify anything that
do you achieve a good sound in singing?’ and ‘How do
they had said.
you correct a problematic sound?’ No direct questions
on open throat were asked but the topic was discussed
in depth once the pedagogue initiated discussion.
Reference to a key term or to an associated term, Analysis
such as open throat, throat widening, retraction or Transcripts were analysed using in-depth qualitative
space at the back, provided the impetus to begin a analysis, detailed in Smith (30) to identify relation-
discussion of open throat. If the pedagogue did not
ships between terminology, theory and teaching prac-
mention open throat during the interview, the inter-
tice for each pedagogue (32). Transcripts were read in
viewer asked the question, ‘What do terms like open
depth to generate a profile of the topic responses. They
throat, throat widening, retraction and space at the
were then similarly coded and common themes were
back mean to you?’
identified. Significant or representative statements
The interview schedule focused on elucidating
were highlighted and collated across participants.
pedagogues’ view of open throat, using categories
and terminology derived from the literature. These Recurrent themes were examined for inter-subject
were: similarities and differences. For example, mentions of
new terms were compared across pedagogues with
1. Relationships between the four most commonly regard to term used, sound quality achieved and
used terms: open throat, throat widening, retrac- technique applied. This type of qualitative data
tion and space at the back collection and analysis has been used extensively in
2. Preferred term/terms research of singing evaluation and assessment (33, 34).
3. Sound qualities associated with these terms A coding scheme for the transcripts was developed.
4. Required technique to achieve the sound quality Three of the four authors reviewed the codes and
5. Relationships between terms, actions and sound independently selected exemplars of each code. This
qualities type of interpretative analysis is described by Smith
6. Physical sensations and presumed physiology (30) as a way of capturing the meaning of a partici-
associated with the terminology pant’s responses.
These qualitative data form the basis of the results
presented below. Participants’ responses to the ques-
Procedure tion topics are grouped thematically in Results, in
The interview was pilot tested on an experienced accordance with the stated aims of the semi-structured
singing pedagogue and modifications were made interview topics. The quotes were examined by an
to increase the clarity of the questions where necessary. expert pedagogue, within the context of the transcript,
The interview schedule was used as a guide; specific to ensure they represented instances of the stated
open-ended questions were followed by individualized theme, or illustrated a significant statement unique to
prompts and probes (30). A lexicon of interview an individual or sub group.

Logoped Phoniatr Vocol 28


170 H. F. Mitchell et al.

RESULTS Factors in the achievement of good sound


Participants In response to the questions ‘How do you achieve a
good sound in singing?’ and ‘How might you correct a
The 15 singing pedagogues interviewed for the study
problematic sound in singing?’ 50% of participants
were aged between 39 and 63 years, with an average
offered an average of four key concepts that they
age of 49. Ten primarily taught in Australia and five
considered essential to good sound (range 1 /6 terms).
taught in the UK. They dedicated an average of 95%
Good breathing was the most important factor for ten
of their professional life to singing or the teaching of
participants (67%) followed by balance or coordina-
singing. They had between 4 and 28 years of
tion for eight (53%). Table 2a presents all the factors
experience in teaching singing, with an average of 20
cited by participants and the frequency of citation,
years.
and Table 2b presents references to open throat.
For nine participants (P1, 2, 3, 6, 7, 9, 10, 11, 12), an
Samples of typical comments on good sound are:
average of 67% of their students performed in the top
‘A good sound really relies so much on freedom and
four categories (superstar, international, national/big
good coordination and connection with air so that the
city, regional/touring) of the Bunch and Chapman
right muscles are engaged with the right amount of
taxonomy (28). Participants’ studios contained an
energy and there’s no interference’ (P8). ‘I would aim
average of 20% full-time singing students, and for six
to establish a freedom of production, so that is looking
participants (P1, 4, 5, 8, 13, 14), ]/50% of their studio
at breath, de-constriction, a free flow, a free pathway
comprised full-time students at a tertiary institution.
for the sound’ (P9). ‘I’m looking for a looseness
around the neck and for the articulators to be loose so
that there’s no musculature resistance to the emission
Influences of sound. I’m looking for something that old peda-
Table 1a and Table 1b present data in response to the gogy would call space making’ (P15).
two questions ‘Do you follow any particular school of Five teachers referred to the subjective nature of its
thought or pedagogy or scientific approach?’ and definition. Specifically, a good sound ‘is a sound that
‘How does that pedagogy or writer influence your is non-abusive and appropriate to genre’ (P7); ‘is
view on open throat, throat widening, retraction or subjective to people’s tastes, so I work towards making
space at the back?’ respectively. From the table, it can sure that the sound is safe, and then I work on the
be seen that the major influences were divided equally aesthetics of the sound’ (P12); ‘needs good aural
between Estill (7 participants), Richard Miller (7 awareness and good aesthetic training’ (P4).
participants) and Janice Chapman (5 participants). Of the eleven participants, three referred to specific
Seven participants also referred to their own experi- technical instructions to achieve a good sound. They
ence or study as influential on their pedagogy. emphasized specific components of their pedagogical
Participants who cited experience as their key approach and named the phenomenon of open throat
influence made comments of the following type: ‘I technique: ‘Well the first thing I work on is posture,
got to the point in my development where I just had to and the second thing I work on is breathing and the
know what those things meant for me personally, so I third thing I work on is resonance . . . and the most
think it was a lot of my own exploration that brought important thing about resonance is the open throat’
about a deeper level of understanding’ (P15). (P1); ‘I teach all my clients to retract, that’s one of the

Table 1a. Pedagogues most regularly cited as influential in the development of teaching techniques for singing

Influence Chapman Estill Miller

Pedagogues 1, 4, 7, 9, 15 1, 2, 3, 4, 7, 9, 10, 11, 13, 15 2, 4, 8, 9, 10, 13, 15


% 33 67 47

Table 1b. Pedagogical influences of singing teachers with respect to open throat techniques

Influence Estill Miller Self/eclectic Chapman Caesari Other

Pedagogues 1, 2, 3, 7, 9, 10, 11, 12, 13 1, 4, 6, 8, 10, 11, 14 1, 2, 4, 5, 6, 8, 10, 13, 15 2, 9, 10, 11, 14, 15 11, 14 4, 11
% 60 47 60 40 13 13

Logoped Phoniatr Vocol 28


Defining open throat 171

Table 2a. General factors necessary to achieve a good Nine participants (P1, 3, 5, 6, 7, 8, 11, 12, 14) agreed
sound, ranked by pedagogue frequency of citation that the terms were either interrelated or interchange-
able, through universal use in singing studios. How-
Factors % ever, each participant went on to define more specific
Breathing 67
differences between terms and chose one or more that
Balance/coordination 53 they advocated in teaching: ‘Well, they do [mean the
Posture 40 same thing]. If you’re talking about open throat,
Support 20 everybody knows what you mean */it’s a generally
Energy 13 accepted term’ (P5).
Primal sound 13
Resonance 13
Three preferred the term open throat (P5, 6, 14) and
Tongue 13 consistently used the term throughout the interview.
Airflow 7 Five (P1, 3, 7, 11, 12) of the nine interpreted all
Aural awareness 7 terms as attempts to describe the action of retraction:
Effort 7 ‘All of those [terms] to me mean that the false folds are
Placement 7
Positioning 7 retracted, that there is no interference of the false folds
Ring/twang 7 in the airflow’ (P3). ‘I would say that open throat and
retraction are the same thing’ (P7).
For six participants (P2, 4, 9, 10, 13, 15), each term
was defined differently, and they described subtle
Table 2b. Specific open throat references as a necessary differences between these terms. Statements gave either
factor to achieve a good sound, ranked by pedagogue positive or negative associations. For example:
frequency of citation Positive statements: ‘Retraction I use because I find
it’s actually a very useful technique when people are
Open throat references % constricted, I can hear false vocal fold interaction very
Ease/freedom 40 clearly . . . open throat is an end product of getting
De-constriction/not constricted/tense 33 something right physiologically . . . it doesn’t have any
Open/open throat 20 meaning outside of the actual physiological basis’
Depth 13 (P2). ‘I think retraction for me would mean false folds
Retraction 13
opening up or open wider, so that there’s a sense of
free emission of sound . . . Space for me, also carries a
physical sensation of stillness, so that it’s not forced in
any way, there’s no laryngeal depression via the base of
first things I teach them’ (P12); ‘The larynx is sitting in
the tongue, or no artificial palate lifting that involve
a slightly lower position . . . basically the larynx is
tension of any of the other articulators’ (P15).
being pulled down by one laryngeal depressor, namely
Negative statement: ‘Open throat is the beginning of
the sternothyroid’ which ‘maximizes pharyngeal a yawn, relaxed, slightly soft back of the tongue,
depth’ (P10). ‘‘high-ish’’ palate, wide pharynx. Throat widening
An additional two participants mentioned primal might be slightly less relaxed and it might make me
sound in their account of achieving good sound. This think a little bit about retraction’ (P4).
was later defined as an action containing a component For seven participants (P2, 4, 6, 7, 12, 13, 15), space
of open throat technique. ‘I’ll start with breathing, at the back was perceived to be a different concept to
support, posture and the primal sound’ (P2). ‘Sound is open throat because of the required action of the soft
related to primal expression, people say it’s over the palate in enlarging the space. ‘Space at the back . . . to
top, I say opera starts over the top’ (P14). me means wide pharynx and a high palate . . . open
throat is for me achieved by having a correct inhala-
tion process, which in my terms is a relaxed abdominal
or splat breath’ (P2). ‘Throat widening to me can be
Associations between the four terms
lower than ‘at the back’ . . . [which] I perceive to be in
After the open-ended questions exploring general the soft palate region’ (P13).
concepts of pedagogy, participants were offered four Two participants (P7, 8) defined throat widening as
common terms used in the singing literature and in an external action, and related less to the internal
singing pedagogy: open throat, throat widening, action of open throat. In their pedagogy, it was not
retraction and space at the back, and were asked perceived as a useful term: ‘Throat widening [is not the
‘What do the terms mean to you?’ and ‘How do you same as retraction]; I prefer open throat, because then
feel these terms are related?’ it, for me, indicates that something is being opened

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172 H. F. Mitchell et al.

from the inside rather than the outside which is where to me in their own language what we’ve just been
I teach people to make space’ (P7). discussing so that we can actually have a point of
Two participants (P9, 10) expressed dissatisfaction reference, so we’re both very clear as to what we’re
with all of the given terms because they were both talking about’ (P15).
potentially misleading: ‘Open throat, I think is a little
bit misleading for some people in that most singers
were raised on the old yawn sigh and the concepts of Sound qualities associated with the terminology
yawning and making space’ (P9).
Participants were asked ‘What sound quality do you
associate with these terms?’ They collectively produced
Preferred terms 18 descriptions that they felt best characterized the
sound when open throat was used. Table 4 identifies
Eight participants favoured one or more of the four
the most common sound terms used. ‘Balanced/
terms in their teaching. The other seven gave a
coordinated’ was the most important quality, named
different term. Table 3 presents the use of preferred
by 14 of 15 teachers (93%). ‘Free’, ‘open’, ‘even/
terminology.
consistent’ and ‘warm’ were each nominated by over
New terms were given as (i) replacements for the
50% of pedagogues as the sound quality intrinsic to
four given terms, or (ii) as better descriptors of similar
the use of some form of open throat.
concepts; or (iii) as descriptors of new vocal pedagogy
Fourteen participants (93%) said that using open
believed to incorporate the same pedagogical goal.
throat made the entire sound more balanced or
Four participants (P8, 9, 11, 13) favoured the use of
coordinated. They explained that using open throat
the words free, freedom or freedom of tone.
achieved: ‘a much better range of harmonics and
‘I wouldn’t say I want an open throat . . . I would
obviously from that, the formants’ (P3); ‘a resonating
say I want a free sound’ (P11). ‘A free sound, a
spectrum [in which] frequencies balance quite beauti-
freedom of sound but the beginnings of what we call a
fully’ (P15).
trained voice sound’ (P13).
Eight pedagogues (53%) felt that the use of open
‘Collar’ and ‘depth’ were discussed by four partici-
throat made the overall sound more even or consis-
pants (P2, 9, 10, 15) and described as similar to, or
tent: ‘If I told them to laugh, I was going to get a more
replacements for, open throat. For one, the concept
efficient result and a more effective sound, therefore a
of collar is intrinsically related to the function of
rounder, bigger, more even, more secure, more stable,
retraction or open throat. ‘I teach [retraction] as a
more confident production of sound’ (P1).
fundamental of singing by getting the engagement of
Five pedagogues (P1, 2, 3, 7, 12) described healthy,
the collar . . . the collar is both a postural and
safe sound and then associated this with terms like
a physiological function’ (P2).
clear, clean and free: ‘The sound is clean . . . the sound
For two participants (P10, 15), open throat was the
has no interference’ (P7). ‘The timbre changes when
achievement of pharyngeal depth in classical singing.
retraction is achieved, and the voice sounds much
It was also directly compared to the technique ‘collar’:
healthier, clearer, cleaner’ (P12).
‘[The term collar], I’d call it low larynx or pharyngeal
depth’ (P10). ‘There is also a sense of laryngeal
lowering so that there feels like a great depth in the
vocal tract’ (P15). Required technique to achieve the sound quality
Three of the participants (P2, 10, 15) would not use In response to the questions ‘Suppose I were a new
a specific term in teaching but rather preferred to use student */how would you tell me about some of these
the students’ own language to describe their sensation terms?’ and ‘How would you teach me these techni-
after teaching them the technique: ‘I would look for as ques?’ six pedagogues used some form of laugh and
many synonyms as possible to describe the same thing, five used cry or sob. A pre-yawn or start of a yawn was
and then I would probably ask a person to feed back mentioned by three, and focus by two. Three pedago-

Table 3. Terms favoured by each pedagogue as descriptors for open throat

Favoured term Open throat Retraction Open throat or retraction New


interchangeably

Pedagogues 5, 6, 14 3, 7, 12 1, 2 4, 8, 9, 10, 11, 13, 15


% 20 20 13 47

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Defining open throat 173

Table 4. Sound qualities associated with open throat. Pedagogues’ individual choices indicated by I

Pedagogue 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 %

Balanced/coordinated I I I I I I I I I I I I I I 93
Free I I I I I I I I I I 67
Open I I I I I I I I 53
Even/consistent I I I I I I I I 53
Warm I I I I I I I I 53
With space I I I I I I I I 40
Healthy/safe I I I I I 33
Round I I I I I 33
Overtones/formants I I I I I 33
Easy/flexible I I I I I 33
Clear I I I I 27
Full I I I 20
Efficient I I I 20
With depth I I I I 20
Clean I I I 20
Sexy/juicy/lusty I I 13
Natural voice I I 13
Relaxed I 7

gues addressed the technique only through teaching only monitor when you notice that it’s not happening’
breathing. These are summarized in Table 5. (P7).
Nine pedagogues (P1, 2, 3, 5, 7, 8, 10, 11, 12) One pedagogue (P11) highlighted the problem of
believed that the action of open throat was actually learning to achieve the action of freedom
fundamental to the consistent production of good consistently: ‘It seems to me that you actually have to
sound. It was an important technique to maintain and have exercises that maintain that sensation, you can’t
monitor throughout singing: ‘Otherwise you start to just identify it and say that’s what’s happening’ (P11).
use all the muscles that you shouldn’t deliberately be For two pedagogues (P6, 8), open throat was valued
using’ (P5). ‘It enables the mechanism to work as a tool that demanded more concentration in certain
efficiently at source, so that you get a good sound ranges of the voice and particularly singing through
signal’ (P7). ‘It’s very much concerned with freedom the passaggio: ‘I would say, particularly as one is going
and the idea of just opening up and letting the sound into the passaggio . . . it helps people to have that
feeling of space at the back of the throat, and almost a
flow’ (P8). ‘Basically after [freedom], you’re adjusting
sensation of the voice going backwards’ (P6).
resonances’ (P11).
In the singing studio, three participants (P1, 8, 12)
Five pedagogues (P2, 7, 8, 9, 13) believed that open
said that it was a technique they regarded as important
throat needed to become automatic. They stated that
to consider every time they taught: ‘[Retraction] is
this was possible once a student had mastered
something I teach every day. And with every student,
the action: ‘Yes, it’s there all the time when you’ve
no matter how advanced’ (P1). ‘I use it all the time. I
got it */it becomes part and parcel of your normal way think it’s like second nature . . . if I weren’t retracting,
of singing. But it’s part of the breathing and support I’d be constricting’ (P12).
function’ (P2). ‘There has to be a portion of the Two participants (P4, 9) regarded open throat and
concentration monitoring, until it becomes natural . . . the teaching of it as a prescriptive tool or as a
every time they open their mouths, they know it’s technique to visit only when constriction was causing
going to happen’ (P13). ‘It is one of those things that a a problem. They advocated addressing constriction
student can become able to do automatically and in other ways rather than discussing open throat:
therefore it goes into the muscular memory and ‘[Open throat] isn’t an integral concept I consciously
it’s something that once you’ve experienced, you might and consistently consider . . . so on a needs basis.

Table 5. Pedagogical views on techniques to achieve open throat

Technique Laugh Cry or sob Yawn (start/pre) Focus Flow of breath Inhalation

Pedagogues 1, 3, 7, 9, 12, 15 1, 2, 9, 10, 15 2, 4, 9 5, 6 13, 14 8


% 40 33 20 13 13 7

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174 H. F. Mitchell et al.

I don’t necessarily talk about open throat that much activity. What happens with the breath in terms of
. . . it’s not fundamental’ (P4). ‘[I use open throat] as airflow for instance happens as a result of it’ (P7).
and when it matters. Some people have very little For three participants (P1, 9, 15), laugh and cry or
constriction . . . often, if their breath is in place and if sob produced a subtle change to the sound quality:
that is buoyant enough, that takes care of a lot of ‘a different colour’ (P1), ‘richer’ (P9) and a ‘different
constriction anyway’ (P9). harmonic readout within the tone’ (P15). ‘The other
way to open the throat is to cry in tune... on the
laughing basis, but I want to change the colour in the
sound. So I’m doing that for an aesthetic colour’ (P1).
Relationships between terms, actions and sound Seven participants (P1, 2, 7, 8, 9, 10, 15) sponta-
qualities neously commented on the value of open throat in
Thirteen participants (80%) made a connection be- classical singing. It was considered (i) as a necessary
tween breath or breathing-in and the concept of an technique for making a classical sound and (ii) a
open throat. For eight participants, it was linked with quality in the sound itself.
the inhalation process (P1, 2, 3, 8, 9, 10, 12, 15): ‘Open Classical technique: ‘Requires a degree of work
throat . . . is for me achieved by having a correct taking place in the larynx, and so therefore you need
inhalation process . . . it’s a recoil diaphragmatic to have the retracted position, the open throat, in
breath’ (P2). ‘We want to maximize resonance and order to make it safe’ (P7). ‘The aim for classical is to
freedom, maintaining that posture of inhalation’ (P8). have the greatest sense of freedom involved, and
‘It’s a physical feeling that you get on inhalation and freedom with the laryngeal tract, or the vocal tract,
that you maintain until the end of the phrase’ (P10). happens to occur with space-making.’ (P15)
‘I think space is initiated with inhalation’ (P15). Classical sound quality: ‘I think the Italian articu-
Similarly, seven participants (P1, 2, 7, 8, 9, 10, 15) latory system sets up an open throat, and western
indicated that they would actively use the technique to classical singing came from that . . . [open throat] is the
prepare for producing a note and linked it to the difference between a national sound and an interna-
inhalation process: ‘I would use it in association with tional sound’ (P2). ‘I think that [open throat] not only
breath and taking breath because those two activities improves but in terms of classical singing, it fines the
are combined’ (P9). ‘You set it up with the intake of quality that one requires if you want to be a classical
breath.’ (P12). singer’ (P8). ‘It probably contributes acoustically to
For four participants (P5, 7, 13, 14), it was an action the sound that is most satisfying in that particular
connected with the flow of breath and the continua- musical style’ (P9). ‘With depth, I will hear basically a
tion of the breath throughout the phrase: ‘So there is warmer, more classical sound’ (P10).
this lovely column of sound between the focus point
and the support in the voice’ (P5). ‘I talk more about
energizing the breath, energizing the voice, keeping the Physical sensations and presumed physiology associated
tone consistent, working to the end of the phrase’ with the terminology
(P13). ‘It is to do with the flow of breath. If I can The physical action of open throat was conceptualized
perceive that the flow of breath is neither squeezed nor by participants in two ways: in terms of anatomy or
dissipated . . . then generally the throat is open’ (P14). physiology, and/or as a physical sensation.
Instructions to achieve an open throat included Table 6 presents the anatomical and physiological
actions to maximize space. Two participants (P2, 9) concepts mentioned in response to the question: ‘In
used a pre-yawn or pre-yawn sigh to describe this to terms of physiology, which muscles would you expect
students: ‘Sometimes I add instructions to maximize to be working, that is to say, what happens when you
the vocal tract by using, for example, the roar of a lion, use open throat?’
to feel how big those spaces can be and the yawn-sigh Eight participants consistently mentioned a pre-
effect, the pre-yawn sigh, I call it of allowing the sound sumed ‘abduction’ or retraction of the false vocal folds
to come out without constricting the walls of the or ventricular folds which they linked to the term
pharynx’ (P2). retraction. Participants who referred to false vocal fold
The technique of laugh was consistently linked to movement reported seeing the action on endoscopy.
the term retraction: ‘I use the device of laughter ‘The false folds are retracted and there is no inter-
because I know that that brings about the physical ference of the false folds in the airflow or indeed that
action [of retraction]’ (P3). ‘[I would teach retraction] the false folds are not in any way pressing on the true
via silent laughing, but I also use achieving a silent in vocal folds’ (P3). ‘What I have noticed, when I look at
and out breath, so basically silent inspiration and people under endoscopy and stroboscopy, is that when
expiration . . . it’s a position and it’s a muscular the ventricular bands are retracted the true vocal folds

Logoped Phoniatr Vocol 28


Defining open throat 175

have a much more symmetrical mucosal wave, and so research, we don’t absolutely know what happens
they behave much more efficiently and you hear that when you retract’ (P12).
efficiency in the purity of the tone’ (P12). Table 7 presents data on sensations associated with
Seven participants stated that pharyngeal space was the use of this technique. Participants described the
involved in the technique they used: ‘[In retraction], sensation they had or tried to achieve when they used
there is some lowering [of the larynx] and I think open throat. They named three locations of sensation
there’s some widening of the larger spaces in the they associated with this technique: (i) internally
laryngeal part of the pharynx’ (P2). ‘Open throat to at laryngeal level; (ii) externally at laryngeal level;
me is optimizing; perhaps all your pharyngeal space, and (iii) in the oropharynx and laryngopharynx. Table
and that might involve a slight lowering of the larynx’ 8 presents the participants’ responses to the questions
(P4). ‘I think it has more to do with pharyngeal depth of associated physical sensations when using open
than it is to do with widening. Because as the larynx throat.
descends, it comes slightly forward in the neck and if Three participants described an internal sensation
you have a high, wide tongue position that’s slightly at laryngeal level and specifically linked this to the
further forward and you actually gain more pharyn- action of retraction: ‘[You feel] a widening . . . right at
geal depth as well as pharyngeal length’ (P10). the laryngeal area itself and also it feels much wider
Six participants mentioned larynx lowering or the behind the epiglottis and down in the pharynx itself’
use of sternothyroid as having an effect on open throat (P1). ‘You feel it right inside the vocal mechanism. It
or pharyngeal space: ‘I think that there has to be an may just be that I’ve got a good imagination, but I feel
absence of the glossus muscles, that the muscles that the giggle or the sob has got a very subtle, very internal
push down on the larynx from above are a hindrance manoeuvre’ (P2).
in getting an open throat. Sternothyroid, the true For four participants, the action was felt externally
depressor of the larynx, which actually functions at laryngeal level. It was also visible in the movement
physiologically from below is much more valuable’ of the thyroid cartilage: ‘You can actually feel it
(P2). ‘I expect that there is a little bit of thyroid tilt, so around the sides of the thyroid cartilage, because if
that the muscles involved in the thyroid tilting you’re widening on the inside there, then you do
mechanism are going to be involved [in retraction]’ actually get a widening [on the outside]. So you can
(P3). ‘I would say the oropharynx or the middle feel the effects of the retraction*/you can’t feel the
constrictor region, certainly tongue muscles, the false vocal folds from outside’ (P7).
thyrohyoid, maybe sternothyroid as well would all One participant (P10) was more explicit about this
work as a unit to allow laryngeal lowering. Certainly external action, and linked it to vertical movement of
you are looking for a slackness in the muscles above the larynx: ‘I feel it in the base of my neck . . . which is
the larynx’ (P15). actually sternothyroid having to kick in to pull the
Five participants (P2, 3, 7, 11, 12) commented that larynx low enough so that you can get a thick enough
there was not adequate research, and they could not edge of vocal fold together for a slower vibratory rate’
be completely sure what muscles were used or affected (P10).
by the action of open throat: ‘I can’t tell you that Six participants explained that the action of open
really. I think that the research has just not been done’ throat was felt throughout the oropharynx and
(P2). ‘This is one of the things that needs more laryngopharynx: ‘One feels a kind of opening and a

Table 6. Pedagogues’ perceptions on anatomical and structures involved when using open throat

Structure False vocal folds Pharynx Sterno-thyroid Larynx lowering Other structure

Pedagogues 1, 2, 3, 7, 11, 12, 13, 15 1, 2, 4, 8, 9, 10, 15 2, 10, 12, 15 2, 3, 4, 10, 15 7


% 53 47 27 33 7

Table 7. Pedagogues’ report of perceived sensation when they used open throat

Sensation Internally at laryngeal level Externally at laryngeal level In oropharynx and laryngopharynx

Pedagogues 1, 2, 3 3, 7, 10, 12 4, 6, 8, 9, 11, 15


% 20 27 40

Logoped Phoniatr Vocol 28


176 H. F. Mitchell et al.

Table 8. Pedagogues’ view on degree to which open throat was voluntary, involuntary, could be isolated or was part of
a coordinated action

Control Voluntary Involuntary Isolated action Coordinated action

Pedagogues 1, 2, 3, 4, 6, 7, 9, 10, 11, 12, 13, 14, 15 5, 8 2, 3, 7, 8, 9, 11, 12 4, 5, 6, 13, 15


% 87 13 47 33

rising feeling at the back of the throat’ (P6). ‘[The Five participants believed that isolation of open
sensation] is all about pharyngeal muscles’ (P8). throat was not possible and that the action was a
‘Mainly, the sensation is within the throat region’ component of a larger action or gesture in singing: ‘[A
(P15). whole motion] would certainly be my approach, rather
Table 8 presents responses to the questions ‘Do you than trying to isolate elements’ (P6). ‘I don’t think you
think it is possible to have voluntary control of can isolate one little thing. It’s part of a bigger picture,
muscles responsible for open throat, throat widening, and I think sometimes, when you try to isolate bits, it
retraction and space at the back?’ and ‘Do you believe can become too compartmentalized and a student
it is possible to isolate and control the muscles used in actually ends up thinking about bits and forgets about
open throat, throat widening, retraction and space at singing’ (P13). ‘I don’t think that one can take one
the back?’ muscle and say, exercise it, for example. They all work
Thirteen participants (87%) considered that it was in a greater union’ (P15).
possible to have voluntary control of the action of
open throat: ‘Conscious control of constriction or
retraction, nothing’s new really... my experience is that DISCUSSION
of course it is’ (P11). ‘I certainly think you have The majority of participants interviewed for this study
voluntary control of open throat, in that you can agreed that open throat was essential to good singing
optimize space’ (P4). ‘I think there is, up to a point, and more specifically to classical singing. Specific
voluntary control’ (P6). ‘It can take a long time, but sound qualities in good singing were identified and
yes, you can.’ (P10). ‘I think to a certain extent... I some were linked directly to open throat technique.
don’t know how efficiently [the muscles] work to Participants acknowledged the complex nature of
sustain that. I think you can generate a response, interdependent techniques needed in good singing.
particularly on the point of inhalation, but I’m sure Good breathing, balance or coordination, and free-
that there are postural considerations such as head dom or ease of sound were considered essential to the
and neck alignment that help to maintain that production of a good sound in singing. These concepts
positioning’ (P9). have often been linked in the literature; for example,
Two participants considered open throat as part of a Miller (24) believed that freedom in sustained singing
greater whole of singing technique, rather than a single is produced by balanced breathing.
action: ‘The muscles controlling the larynx work of With respect to terminology regarding open throat,
their own accord’ (P5). ‘If a singer thought that they open throat and retraction were preferred, from the
had to have voluntary control every time they went out given terms, to describe the phenomenon. Other terms
on stage, they’d be in a mess. No they don’t have such as freedom, collar and depth were suggested as
voluntary control, but you do it, you get to the point better terms. Individual participants preferred one of
where... once you put the message into the subcon- these terms to describe their concept of open throat,
scious, it becomes habitual and then we just do it’ (P8). although some used terms interchangeably. Reasons
Seven participants believed that is was possible to for preferences given include: clarity of meaning;
isolate and control the action. These comments were preference for a specific pedagogy’s terminology; or
specific to retraction: ‘I’m primarily looking for the reference to the type of action used to achieve the
isolation simply of getting the false folds retracted so technique.
that we have a de-constricted space at vocal fold level’ Different pedagogues preferred different terminolo-
(P3). ‘Yes, I believe so, it has certainly been my gies: the descriptors used reflected preferences to
experience’ (P7). ‘I feel as though you can [isolate]. I current and historical singing pedagogy or pedago-
don’t know that I can actually control that, it may be gues. For example, Miller (24) referred to open throat,
something else that’s moving’ (P9). ‘[Isolation] defi- Estill referred to retraction (16) and Chapman to
nitely, yes. However, I don’t know if anyone could collar, and the use of these terms were reflected in the
feedback accurately exactly what muscles they were comments of this sample. However, the sound quali-
working with at any given point in time’ (P15). ties associated with all these terms were very similar.

Logoped Phoniatr Vocol 28


Defining open throat 177

Singing teachers associated open throat with both a with the opposite term, ‘adduction’ referring to a
sound quality that was characterized by freedom, lateral movement towards the body midline. The term
warmth and openness and an action that produced abduction appears to be the movement that some
balance, coordination, evenness and consistency. The pedagogues referred to as retraction which is not
terms related to vocal quality such as ‘warm’, ‘full’ or usually used anatomically in that sense. However, the
‘round’, as well as the functional terms such as ‘easy’ use of the term retraction by the participants inter-
or ‘clean’, were used interchangeably by participants viewed here clearly meant more than a relaxation to a
in this study. The use of function and quality rest position from a constricted vocal pattern; it also
descriptors was addressed in Wapnick and Ekholm implied a lateral movement away from the approxima-
(26), who found that there were differing preferences tion to the midline. What is not known is whether
for use of quality or function terms. Although experts there is any voluntary control of the lateral position of
tended towards one category of descriptor, the high the ventricular folds as advocated by Estill. Those
correlations of all descriptors suggest that sound participants who used the term and technique of
quality and function are a unitary concept in evaluat- retraction did so to reduce constriction or tension to
ing good sound. The participants in this study did not achieve a healthier sound quality as well as to achieve
separate these types of terms and seemed comfortable a specific sound quality.
with their use in the studio. Physiologically, abduction of the ventricular folds
Participants in this sample demonstrated an under- presents a puzzle as they are ‘incapable of becoming
standing and interest in anatomical and physiological tense’ (40, p. 117). Histological reports have described
relationships between sound quality and technique, a rostral extension of the thyroarytenoid muscle up to
citing presumed muscle action such as ventricular fold 13 mm above the glottis, which at the level of the
abduction or pharyngeal widening and associated ventricle, 2/3 mm above the glottis, lies lateral to it,
physical sensations. Most considered it feasible to and at this level it is referred to as the ventricular
have voluntary control over the action of open throat, muscle (41). The thyroarytenoid muscle is an adductor
but did not achieve consensus over the ability to of the vocal folds, and will have the same action on the
isolate the action from good singing technique. The ventricular folds and so cannot be responsible for
techniques used by participants in this sample in- abduction of the ventricular folds. There is voluntary
volved laughing, crying, conscious maintenance of control over constriction of the ventricular and vocal
inhalation postures and (pre-) yawn. Scientific inves- folds with adduction of the ventricular folds, and
tigations related to each of these vocal actions provide changes in the vocal vibratory waveform are observed
interesting hypotheses for what may happen physiolo- in strained/tense and also in pressed phonation.
gically when participants teach open throat technique Reduced tension of the larynx and a degree of
(25, 35 /9). expansion in the laryngeal ventricle was reported in
Laughing is advocated by pedagogues such as Estill ‘covered singing’, a technique used when singing
(16) and Miller (24) as a fundamental tool in each through the passaggio (42).
pedagogical style for (i) the achievement of false vocal Changes in the lateral position of the ventricular
fold retraction and (ii) for the balance of onset and folds may alter the shape and position of the ventricle,
release respectively. The majority of those who advo- which could be responsible for other resonator char-
cated false vocal fold retraction (ventricular fold acteristics or even the vibratory pattern of the vocal
abduction) said that isolation of this action was folds. In studies of specific vocal register by Welch
possible. This view is consistent with Estill (16, 25) et al .(38), they found that male falsettists demon-
who recommends independent control of components strated a systematic increase in pharyngeal and
of the vocal mechanism. It is important to note that ventricular area as well as shape and position of the
no studies have been published providing evidence of laryngeal ventricle across a series of octaves. They
voluntary control of movement of the ventricular folds suggested that darkening or covering was achieved
laterally away from the midline. Current thinking is while still maintaining ‘singer’s formant’, by opening
divided as to whether retraction (25) occurs in open the ventricular space and lowering the larynx. Refer-
throat and if there is a response to an instruction to ence to the ventricle and its perceived role in singing
‘retract your ventricular folds’ or ‘retract’ from a rest were made by the Bel Canto school, and interpreted in
position. the twentieth century by practitioners such as Manén
Participants who used laugh as a technique did so to (19) to include direct reference to the ventricular folds,
achieve retraction. Although the use of this term has and she concluded that they are altered in length and
been absorbed into singing pedagogy, it lacks anato- width, which directly affected the ventricle of Mor-
mical validity. The anatomical term ‘abduction’ refers gagni and produced the ‘specific timbres of Bel Canto’
to a lateral movement away from the body midline (19, p. 34).

Logoped Phoniatr Vocol 28


178 H. F. Mitchell et al.

However, it is not yet established whether the theory, and identified anterior and inferior displace-
opening of the ventricular space and lowering the ment of the thyroid cartilage by sternothyroid and
larynx is influenced by instruction and adjustments tracheal exertion via inhalation, which may account
made for the technique of open throat. Sundberg (39) for vibratory changes in the vocal folds and acoustic
proposed that the observed distinctive high-energy changes in fundamental frequency.
spectrum in singer’s formant is present when a specific Many participants in this sample talked about
size relationship occurs between the diameter of the widening of the pharynx or a sensation of space
pharynx and the opening of a narrowed laryngeal within the pharynx. They also associated this with
inlet or tube (size ratio pharynx to larynx opening breath, and an action initiated through inhalation.
areas /6:1), which is more likely to occur when the Anatomically, there is evidence that the pharynx can
larynx is lowered. Participants in this study did not widen or lengthen during singing. The pharynx is
specifically link the use of an open throat with ‘ring’, comprised of three constrictors so, anatomically, only
terms which have previously been linked (43), lengthening of the vocal tract, or protrusion of the
although they did suggest it facilitated a better balance tongue, should enlarge the pharyngeal resonator. The
or more desirable distribution of harmonics. yawn/yawn-sigh has been used to encourage open
Some participants in this sample advocated cry as throat, but has been questioned as a tool for achieving
an instruction and discussed larynx lowering as an it, as it may add unnecessary tensions (24). Pre-yawn
action in open throat. Certain participants speculated or yawn-sigh was named in this study as other
that the contraction of the sternothyroid muscle might pedagogical devices to achieve open throat. Boone
influence space created in the pharynx, larynx low- and McFarlane (49) studied the yawn-sigh under naso-
ering or other associated movements in the vocal endoscopy and identified characteristic lowered larynx
mechanism. There is some support for this hypothesis. and widened pharynx across subjects, as well as
Sternothyroid contraction is believed to influence the retracted elevation of the tongue which supports the
thickening of the vocal folds in low pitches, but it is participants’ application of yawn or pre-yawn to
uncertain as to its effect on higher pitches in trained enlarge the pharyngeal resonator. Acoustically, this
singers (44). The sternothyroid muscle attaches to yawn-sigh produced lower second and third formants.
the thyroid cartilage, and it is possible that on short- The notion of pharyngeal size and its impact on the
ening, it makes some impact on the vocal fold increased intensity in sound was reported by the
configuration. Roubeau et al. (44) found that the participants interviewed in this study. Sonninen et al .
activity of the strap muscles, including the sternothyr- (50) investigated the size of the pharynx during open
oid, varied according to fundamental frequency, with and covered singing, in loud and quiet examples, and
most activity occurring at the extremes of range. Hong proposed that the lower pharynx was in fact narrower
et al . (10, 45) concurred that the strap muscles did during the loud covered condition than in the open
affect fundamental frequency through the mechanism condition. However, it is qualified by its restriction to
of laryngotracheal pulling or bending. These studies the low level of pharynx area studied. Although
support the views of the participants’ interviewed that pedagogues here referred to wide pharynx, they also
contraction of the sternothyroid muscle has some quantified depth via laryngeal lowering as important
effect on the laryngeal configuration. to open throat. The narrowing of epiglottal area, and
Vilkman et al. (46) agreed that changes to the its role in the production of singer’s formant is
vertical position of the larynx had effects not only on investigated by Titze (9), who proposed the benefits
fundamental frequency but also may contribute to of adopting a wide pharynx, to achieve a lower first
abduction and adduction functions within the larynx. formant to enhance the sound, and increase the
This supports the benefits of lowered larynx as used in singer’s formant with a narrowed laryngeal inlet or
classical singing. Shipp (47) determined that thyro- tube (39).
hyoid and sternothyroid muscles were responsible for Recent studies (10, 36) investigated various voice
subjects’ vertical laryngeal positioning while singing, qualities including the ‘yawny’ voice quality and
which matches the participants’ beliefs of laryngeal concluded that this vocal tract manipulation resulted
control and manipulation. in a distinctive increase in vocal tract volume, through
Pedagogical methods linking breath, or the intake lengthening the vocal tract and widening the oral
of breath, was deemed by pedagogues in this sample to cavity, which resulted acoustically in a closer grouping
be vital in the production of open throat, and achieved of the first two formants. These findings confirm
using a variety of images or gestures in order to locate pedagogical statements in this study related to the
a sound quality and sense of space or freedom (5). perceived impact of the use of the sob/cry/yawn
Sonninen’s (48) pioneering study into external laryn- manipulations to achieve greater space and lower the
geal frame musculature supported this pedagogical larynx, but do not investigate the concept of tension.

Logoped Phoniatr Vocol 28


Defining open throat 179

Studies of control of different sound qualities, of the technique’s value as well as the need to
focusing on different vocal genres have identified tailor their terminology and instructions in the
different vocal ‘postures’ in singing (35, 37). Physio- singing studio to each student’s vocal needs and
logical movements were different across singing styles learning styles.
and were believed to account for changes to the sound
quality. When the vocal tract was compared across a
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