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3000 IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 62, NO.

7, SEPTEMBER 2013

An Optimal Charging Method for Li-Ion Batteries


Using a Fuzzy-Control Approach Based on
Polarization Properties
Jiuchun Jiang, Member, IEEE, Caiping Zhang, Jiapeng Wen, Weige Zhang, and Suleiman M. Sharkh

Abstract—Battery charging is growing in importance as it has process can, however, be too high, which can reduce the life
direct influence on battery performance and safety. This paper of the battery. The constant-current–constant-voltage (CC–CV)
develops a generalized online estimation method for a charge- method integrates the two control methods to improve charging
polarization-voltage-based resistance–capacitance (RC) circuit
model to simulate the charging behavior of Li-ion batteries. The performance and safety [4]. The Mas Law method can calculate
effects of charging current, initial state of charge (SOC), initial current by “Mas Three Laws” to charge the battery [5]–[8], but
polarization state, and aging on the charge polarization voltage it is designed for lead–acid batteries, not for Li-ion batteries.
are quantitatively analyzed in both time and SOC domains. It Modern intelligent charging methods have been reported in
is demonstrated that the charge polarization voltage is nonlin- recent years using fuzzy control, ant colony, genetic algorithm,
early related to these impact factors. In the SOC domain, the
change in the charge polarization voltage is also analyzed with and others, which aim to improve the speed of battery charging
the gradient analytical method, and the relations between current, by setting the charging current trajectory based on an intelligent
polarization voltage amplitude at the inflection point, and SOC control algorithm [9]–[13]. In [10], an ant-colony-system-based
are quantitatively established. This can be used to estimate battery algorithm charging pattern for Li-ion batteries was presented.
SOC and polarization voltage accurately. A constant-polarization- In [13], a gray-predicted Li-ion battery charge system was
based fuzzy-control charging method is proposed to adapt charg-
ing current acceptance with battery SOC stages. Experimental designed to replace the general CV mode; the proposed charger
results demonstrate that the proposed charging method signifi- can increase charge speed and charge efficiency. However, these
cantly shortens charging time with no obvious temperature rise methods require costly computations.
compared with the traditional constant-current–constant-voltage This paper investigates an alternative fast-charging tech-
charging method. nique based on maintaining the polarization voltage constant.
Index Terms—Battery charging, constant polarization, fuzzy It proposes a generalized estimation method of the charge
control, Li-ion batteries. polarization voltage based on a resistance–capacitance RC
circuit model that is used to simulate the charge behavior of
I. I NTRODUCTION
Li-ion batteries. The effects of both linear and nonlinear factors

L i-ION battery charging technology is being studied more


than before since it has become an essential component of
electric vehicles. Conventional charging methods include cur-
on polarization voltage are analyzed. Moreover, the effects
of factors such as current, state of charge (SOC), standing
time, and degradation of battery on polarization voltage are
rent control, voltage control, and Mas Law. Current-controlled quantitatively analyzed. The polarization voltage is established
charging [1]–[3] is a widely used charging method in which the both in time and SOC domains; the relationships between the
battery is charged at a small current to avoid a sharp increase in polarization voltage at the inflection point, current, and SOC are
battery voltage and temperature. In this method, it is, however, described. Finally, this paper proposes a fuzzy-control-charging
difficult to configure a suitable current rate to balance battery algorithm based on polarization change as battery SOC and
charging time and capacity and to ensure safety. In the voltage- charging current. The algorithm adapts the charging current
controlled method, the battery is charged at constant voltage acceptance depending on the SOC. This research is not only
(CV) to avoid overvoltage when it is close to the end of the valuable and helpful for plug-in hybrid electric vehicle and
charging process. The current at the beginning of the charging electric vehicle (EV) energy management but also provides a
reference for design of EV charging facilities.
Manuscript received October 31, 2012; revised January 21, 2013; accepted
February 19, 2013. Date of publication May 16, 2013; date of current ver-
sion September 11, 2013. This work was supported in part by the National II. C HARGE P OLARIZATION VOLTAGE P ROPERTIES
Natural Science Foundation of China under Grant 51277010 and in part by
the National High Technology Research and Development Program of China A. Polarization Voltage Estimation
under Grant 2011AA05A108. The review of this paper was coordinated by
Prof. M. Benbouzid. Equivalent circuit models, neural networks, and simplified
J. Jiang, C. Zhang, J. Wen, and W. Zhang are with the School of Electri-
cal Engineering, Beijing Jiaotong University, Beijing 100044, China (e-mail: electrochemical models are widely used in battery simulation
jcjiang@bjtu.edu.cn; cpzhang@bjtu.edu.cn). [14]–[19]. The “Thevenin” equivalent circuit model, as shown
S. M. Sharkh is with the Electro-Mechanical Research Group, Faculty of in Fig. 1, describing the charge and discharge behavior of the
Engineering and the Environment, University of Southampton, Southampton,
SO17 1BJ, U.K. Li-ion battery is used in this study. In the battery model, the
Digital Object Identifier 10.1109/TVT.2013.2252214 electromotive force is equivalent to the voltage source (UOCV );

0018-9545 © 2013 IEEE

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JIANG et al.: CHARGING METHOD FOR Li-ION BATTERIES USING A FUZZY-CONTROL APPROACH 3001

Fig. 1. Battery “Thevenin” model.


Fig. 2. Estimation error of charge polarization voltage.
the inherent conductivity of the chemical structure and its
polarization are expressed by an ohmic resistance (RΩ ) and an
RC network, respectively.
The electrical potential balance equation is given by

UO = UOCV + UP + UR (1)

where Uo represents the battery terminal voltage, Up expresses


the battery polarization voltage, and UR is the ohmic voltage
drop. The ohmic resistance is a function of the SOC, and
the calculation method is discussed in [20]. As described in Fig. 3. The nth-order RC model of polarization.
the “potential balance equation,” if the SOC is known, the
polarization voltage can be expressed as the polarization voltage was measured at 5% increments of the
SOC, until it reached 100%.
UP = UO − fOCV−SOC (SOC) − UR (2) A comparison between the actual values of the polarization
voltage measured from the given experiment and the esti-
where fOCV−SOC is the functional relationship between the mated values are shown in Fig. 2. It is noticeable that the
open-circuit voltage (OCV) and the SOC. The OCV is assumed polarization voltage goes lower when the SOC is between
to be a linear function of the variable SOC in specified intervals; 80% and 100%. This is because the battery charge current
the equation based on curve fitting is described as follows: was gradually decreased at CV charge mode, resulting in the
⎧ polarization voltage going down. The estimation error remains
⎪ H(0)×soc+B(0), 0 < soc ≤ 10%

⎪ approximately constant around 5 mV from 10% to 70% SOC.

⎨ H(1)×soc+B(1), 10% < soc ≤ 20%
. .. Moreover, the estimation error increases, ranging from 70% to
fOCV−SOC = .. . (3)

⎪ 90% SOC, since the polarization voltage rapidly changes in

⎩ H(8)×soc+B(8), 80% < soc ≤ 90%
⎪ this range, resulting in the sampling delay error; the voltage
H(9)×soc+B(9), 90% < soc ≤ 100% was sampled before the accumulated SOC was calculated. In
where H and B represent the slope and the intercept of the Fig. 2, it is shown that the estimation of the charge polarization
linear equation, respectively. voltage using the proposed method satisfactorily agrees with
The constant current was used to determine the OCV as a the experimental results. The proposed method for calculating
function of the SOC in this paper; hence, the SOC can be the polarization voltage is only related to the battery SOC,
accurately calculated, and the OCV can be obtained based on having nothing to do with variations of polarization parameters,
(3). UR can be got by multiplying the battery current and and battery charge and discharge state, which could be used as a
resistance, and then, the polarization voltage can be estimated basis for analysis and control of the battery polarization voltage.
based on (2).
A LiMn2 O4 cell with an available capacity of 72 Ah was B. Polarization Properties in Time Domain
used to carry out the work in this paper. The cell was charged Linear Factors: Based on the “Thevenin” model, it is sug-
with the CC–CV method to validate polarization voltage es- gested that the establishment of the polarization voltage ampli-
timation. In the experiment, the cell was first charged at a tude is related to the RC parameters. An nth-order RC model
constant current of 0.3 C from a fully discharged state. After characterizing battery polarization is shown in Fig. 3.
supplying 5% of its capacity, charging was stopped, and the bat- The battery polarization voltage for the nth-order RC model
tery was left in an open-circuit condition for 2 h, and the OCV can be expressed as follows:
was observed. The cell was then charged at CV when the cell

n
terminal voltage reached 4.2 V. The difference between the uP (t) = (Upi (0) × exp(−t/RP i CP i )
initial and final values of the OCV was considered to be a true i=1
value of polarization voltage. The procedure was repeated, and +I × RP i (1 − exp(−t/RP i CP i ))) (4)

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3002 IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 62, NO. 7, SEPTEMBER 2013

TABLE I TABLE II
C HARGE P OLARIZATION VOLTAGE AT VARIOUS C URRENTS (SOC0 = 0%) C HARGE P OLARIZATION VOLTAGE AT
VARIOUS I NITIAL SOCs (I = 0.3 C)

where Upi (0) expresses the initial polarization voltage of the


ith-order RC network, and I represents the battery charge
current. It is assumed that after a period time of charging, kth-
order RC networks reach the saturation state. Equation (4) can
then be rearranged as

UP = UP (0) + I × RP 1 + I × RP 2 + · · · + I × RP k RC model, then the polarization voltage is expected to have a


+ I × RP k+1 (1 − exp(−t/RP k+1 CP k+1 )) + · · · linear relationship with the charging current, that is, if I2 = 2I1 ,
+ I × RP n (1 − exp(−t/RP n CP n )) (5) then UP 2 = 2UP 1 . However, the data in Table I suggest that
(UP 2 − UP 1 )/(I2 − I1 ) does not equal (UP 3 − UP 2 )/(I3 −
where Up (0) represents the total initial polarization voltage of I2 ), which indicates that the polarizing impedance is not a
nth-order RC networks. The time constant of saturation orders linear function of the charging current. To take this nonlinearity
must be satisfied by into account, a current distortion coefficient is added to (8). The
current distortion coefficient at the current of 2/3 C is defined as
3RP 0 CP 0 < · · · < 3RP (k−1) CP (k−1) < 3RP k CP k < T (6)
1 in this paper, and KI = (UP _I )/(Up |I=(2/3)C ) at the current
where T represents the total charging time. In the nth-order of I. The function of KI and the charge current can be obtained
RC model, the high-frequency lumped components get to the by curve fitting. The normalized coefficient is shown in Table I.
saturated state before the low-frequency lumped components The experimental results demonstrate that the distortion coeffi-
at nonsaturated state time T . Equation (5) can then be simpli- cient established by a unit of current is small at a low current,
fied as whereas it becomes larger at high charging currents.
Table II shows the sample battery’s initial polarization level
UP = UP (0) + I × A1 + I × A2 at a particular time point at various initial SOCs. In this ex-
+ · · · + I × Ak + I × Ak+1 + · · · + I × AN . (7) periment, the sample battery was first charged at the current of
0.3 C (24 A) until 10% of the nominal capacity was supplied
Define and was then left in open-circuit state for half an hour to
 eliminate battery polarization. The battery was subsequently
RP k , 0<k≤K
AK = RP k+1 (1 − exp(−T /RP k+1 CP k+1 )) , charged by a further 10% of the nominal capacity at the same
current. The polarization voltage at T = 900 s was calculated
K +1≤k <N
based on (2) during the process, and the procedure was repeated
where A1 , . . . , AN represent the linear impact factors of the to obtain the remaining data points shown in Table II. As
polarization voltage, describing battery polarization effects of demonstrated in Table II, for the same current, the polarization
different orders of the RC network at the same current. voltage varies with the initial SOC. This can be accounted
The polarization voltage at time T is made up of two parts, for by adding SOC distortion coefficient KSOC in (8). The
namely, saturated and nonsaturated parts. Polarization estab- SOC distortion coefficient at 10% SOC is assumed as 1, and
lished by the saturated parts is determined by RP n , whereas KSOC = (UP _soc )/(Up |SOC=10% ). Then, the relationship of
polarization established by the nonsaturated parts is determined KSOC and SOC can be achieved by curve fitting, and normal-
by RP n , T , and RP n CP n . ized coefficient KSOC is shown in Table II.
Nonlinear Factors: To investigate the effects of the charging To investigate the effect of the initial battery polarization
current on battery polarization, the sample cell was charged state on the charging polarization voltage, a series of experi-
at a constant current ranging from 24 to 72 A from a fully ments was performed. The battery was charged for a specified
discharged state until the cell voltage reached the maximum period at the current of 0.3 C under the conditions of 0-, 0.5-,
charge voltage. The polarization voltage values were extracted 1-, 2-, and 5-h standing time after discharge; all the experiments
at the 900th second using the proposed estimation method. were started with an initial SOC = 0%. The charging polariza-
From the data in Table I, it is clear that the polarization voltage tion voltage at T = 900 s was extracted based on (2). The data
is significantly influenced by the charging current. The polariza- are given in Table III. From Table III, it is inferred that, for a
tion voltage amplitude is a monotonically increasing function of given current, the polarization voltage decreases as the standing
the charge current. If we assume that the polarizing impedance time after discharge is shortened. The polarization voltages
of the battery is entirely determined by the parameters of the established at the previous standing time between 0 and 1 h

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JIANG et al.: CHARGING METHOD FOR Li-ION BATTERIES USING A FUZZY-CONTROL APPROACH 3003

TABLE III polarization voltage at a specified aging state, and UP _new


C HARGE P OLARIZATION VOLTAGE M EASURED
A FTER VARIOUS S TANDING T IMES (SOC = 0%) describes the polarization voltage of a new battery. Nonlinear
function BSOH = f (Ncycle number ) can be achieved by curve
fitting based on experimental results.
As previously discussed, charge polarization is not only
related with the RC parameters but also affected by current,
initial SOC, initial standing time, and aging of the battery.
Taking all the impact factors into consideration, the formulation
of the charging polarization voltage established in the time
domain is stated in (9). Thus

UP = fUP −t (I, t, KSOC , KI , KSOH , BP 0− , A1 , A2 , . . . , AN )


(8)
where KI represents the current coefficient, KSOC is the initial
SOC state coefficient, BSOH expresses the battery aging coeffi-
cient, and BP 0− is the initial polarization state coefficient.

C. Polarization Properties in SOC Domain


To analyze the polarization properties in the SOC domain,
the polarization gradient with SOC is defined as
∂UP
L= . (9)
∂soc
Fig. 4. Charge polarization voltage characteristics of the battery at the first
cycle and the 100th cycle (SOC0 = 0%, charge current: 24 A). The polarization voltages established at different current,
initial SOC, standing time, or cycle life are different in the time
are remarkably different, whereas the polarization voltages after domain based on the given discussions, and the time when the
over 1-h standing time are almost the same. It is suggested polarization voltage amplitude gets stable is also different. To
that polarization is basically eliminated after the battery is kept investigate the charging polarization characteristics of the bat-
in the open-circuit state for 1 h. Considering the effects of tery as the SOC changes, the polarization voltage gradient with
the initial polarization state on battery charge polarization, the SOC is extracted based on the experimental data in Tables I–III
impact factor BP 0− of the battery initial polarization state, and Fig. 4. The effects of charging current, initial SOC, initial
therefore, needs to be added in (8). The standing time before polarization state, and aging on the battery polarization voltage
charging commences reflects the battery initial polarization gradient with SOC are shown in Fig. 5(a)–(d), respectively.
state; BP 0− can be divided as follows based on the battery In Fig. 5(a), it is shown that the initial charge polarization
operation condition: voltage gradient varies with the current. It is noticeable that
 B, charged at previous time
an inflection point of the charge polarization voltage gradient
appears almost at the same incremental SOC (approximately
B P 0− = 0, fully standed at previous time [0, 1]
around 3%) at various charging currents. The value of the
−B, discharged at previous time.
battery polarization voltage gradient becomes relatively small
The previous polarization elimination state of the battery when the SOC is greater than 5%. The figure also suggests
varies with different initial standing times according to the that the inflection point of the polarization voltage gradient
lagged effect of the polarization voltage, which affects the am- with SOC is independent of the battery charging current if
plitude of the polarization voltage, exhibiting a superimposed the other conditions, including initial SOC, initial polarization
effect of the current polarization state. state, and degree of aging, were the same. In Fig. 5(b)–(d), it
The charge polarization voltages of the battery at different is similarly found that the inflection points of the polarization
number of cycles are shown in Fig. 4. In Fig. 4, it is shown that voltage gradient with SOC consistently appear at various initial
the charge polarization voltage of the battery becomes larger SOCs, various initial polarization states, and different degrees
with the number of charge–discharge cycles. This is because of aging, and the values of the polarization voltage gradients
the charge transfer impedance and mass transport impedance are getting to a very small steady-state value when the SOC is
increase as a result of electrolyte decomposition, electrode above 5%. In addition, Fig. 5(c) suggests that the shorter the
corrosion, structure change in positive active material, and standing time after discharge, the smaller the initial value of
other battery degradation. The battery aging factor, therefore, the charge polarization voltage gradient with SOC. As shown
needs to be considered in calculating the polarization volt- in Fig. 5(d), the amplitude of the charge polarization voltage
age. In Fig. 4, it is shown that the increment seems to be gradient with SOC increases as the battery degrades; the inflec-
approximately constant at a specified aging state. We define tion point is, however, almost unchanged. It is concluded that
BSOH = UP _aged − UP _new , where UP _aged represents the the charge polarization voltage gradient with SOC curve has

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3004 IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 62, NO. 7, SEPTEMBER 2013

Fig. 6. Amplitude of charge polarization voltage as a function of current at


inflection point.

Fig. 7. Amplitude of charge polarization voltage as a function of SOC at


inflection point.

after the appearance of the inflection point, which provides a


foundation for charge polarization voltage and SOC estimation.
At the inflection of the polarization voltage gradient with
SOC, the polarization voltage amplitude is related with current
and SOC. The quantitative relationship of the charge polariza-
tion voltage amplitude as a function of current and SOC is
shown in Figs. 6 and 7, respectively. In Fig. 6, it is shown
that the polarization voltage amplitude at the inflection point
has an approximately linear relationship with current, which is
given by

Upd = K × I + B (10)

where Upd is the polarization voltage amplitude, K is 0.0005,


and B is 0.0169.
In Fig. 7, it is found that the polarization voltage amplitude
at the inflection point is a nonlinear function of SOC, which is
expressed in (11) by curve fitting. Thus

Upd = K4 × soc40 − K3 × soc30


Fig. 5. Characteristics of the charge polarization voltage gradient with SOC. +K2 × soc20 − K1 × soc0 + K0 (11)
(a) Battery polarization voltage gradient as a function of SOC at various
currents. (b) Battery polarization voltage gradient as a function of SOC at
various initial SOCs. (c) Battery polarization voltage gradient as a function where K4 = 0.00000001, K3 = 0.00003, K2 = 0.0002, K1 =
of SOC at different initial polarization states. (d) Battery polarization voltage 0.0048, and K0 = 0.04.
gradient as a function of SOC at different degrees of aging. From (8), it is indicated that the initial polarization state
and the degree of aging have superimposed effects on the
an inflection point that is independent of current, initial SOC, polarization voltage and are not affected by battery current
initial polarization state, and degree of aging. The polarization and SOC. The main effects on the battery charge polarization
voltage gradient tends to be stable and maintains a small value voltage are, therefore, battery current and initial SOC.

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JIANG et al.: CHARGING METHOD FOR Li-ION BATTERIES USING A FUZZY-CONTROL APPROACH 3005

III. P ROPOSED BATTERY C HARGING M ETHOD


A. Battery Constant Polarization Charging Control Strategy
The overpotential, including ohmic loss and polarization, is a
main factor in determining battery charging performance. The
ohmic overvoltage generated by the resistance of electrolyte
and the contact resistance between the active mass and current
collector is linearly related to current; the polarization overpo-
tential represents the differences in electrode reaction speeds
and concentration at positive and negative electrodes; thus, it
can be employed to quantify battery charging efficiency and
charging acceptance capability. From the electrochemical point
of view, the polarization voltage is an indirect measure of the
chemical reaction rate.
Based on the given discussion, from the electrochemical Fig. 8. Characteristics of charge polarization voltage established at different
initial SOCs.
point of view, the battery electrolyte concentration and the elec-
trode reaction rate can be effectively controlled by controlling
the polarization voltage. From the electrical point of view, the
charging current can be controlled to maintain the polarization
voltage at a specified value, thus controlling charging energy
efficiency while adapting to changes in charging conditions of
different SOC, battery aging, and initial polarization states, thus
realizing automatic optimization of charge current based on the
battery current state.

B. Control Reference Value Determination of the Polarization


Voltage Battery Constant Polariza
Based on the aforementioned “charge polarization proper-
ties,” it is suggested that the establishment of the polarization
voltage amplitude is related not only to RC model parameters
but also to current, initial SOC, initial standing time, and aging Fig. 9. Principle of the maximum-current selection method.
of the battery. From (8), current I during charging is given by
current at the initial charging period according to the battery
Icha = [UP − UP (0) − BP 0− − BSOH ] charging condition and could reasonably increase the charging
/[KSOC × KI × (A1 + A2 + · · · + AN )]. (12) current, thus shortening the charging time.
The proper charge current defined by the initial SOC state, Considering the battery charging acceptance capability vary-
state of health, and the initial polarization state can be obtained ing with SOC, the battery can be charged with the available
based on (12). The charge energy efficiency can be also cal- highest current at the SOC ranges with the smallest polarization
culated with current Icha and terminal voltage. The charging voltage established to determine the control value of the polar-
capacity, charging time, and charging life can be, therefore, ization voltage. The principle of the maximum-current selection
optimized by controlling charge polarization. method is shown in Fig. 9. The control value of the polarization
The maximum-current law is employed to determine the voltage (UP C ) is obtained when
largest current to adapt the polarization properties of the battery
M = ∂ErrUp /∂soc ≈ Constant (13)
in this paper. The polarization voltage gradient with SOC
based on (11) shows that the polarization voltage value at the where ErrUp represents the polarization voltage error between
inflection point is related by a fourth-degree polynomial to the the target value and the feedback value. Suppose that the
SOC. The battery polarization voltage is smaller in the middle maximum charging current is IMax , the control polarization
range of the SOC than at both ends of the SOC under the voltage is UPG . In Fig. 8, it is shown that the sample interval
condition of the same charging current, as shown in Fig. 8. time of the polarization voltage is t from time point P to
It is suggested that the battery acceptance ability to charging (P + mN ). Assuming that the sample number of the real-
current depends on battery SOC, and the maximum charge time polarization voltage is m, then during P ∼ (P + mt), the
current should occur at the SOC stage with a minimum polar- average polarization voltage is stated in the following equation:
ization voltage. Maximum-current selection is a method where m
the battery is charged with the maximum charging current − 
UPG = UP = UP (m × N ) /m. (14)
at the moment of the maximum acceptance ability to determine
i=0
the control reference value of the polarization voltage. This
method can automatically search for the minimum polarization Thus, we can control polarization by tracking UPG , adjusting
voltage when the battery is charged with the maximum charging the charging current for different SOC stages.

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3006 IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 62, NO. 7, SEPTEMBER 2013

TABLE V
L EVELS D IVIDED FOR ∂ErrVp /∂soc

TABLE VI
L EVELS D IVIDED FOR THE O UTPUT C URRENT G RADIENT W ITH SOC

TABLE VII
F UZZY L OGIC C ONTROL TABLE

Fig. 10. Fuzzy-control logic diagram.

TABLE IV
L EVELS D IVIDED FOR THE P OLARIZATION VOLTAGE E RROR

(PO), negative zero (NO), negative small (NS), and negative big
(NB), and the fuzzy sets can be expressed by
C. Constant-Polarization-Charging-Based 0.1 0.6 1.0
PB = + +
Fuzzy-Control Algorithm +3 +4 +5
0.7 1.0 0.7 0.2
The factors affecting the charge polarization voltage con- PS = + + +
+1 +2 +3 +4
tain not only linear parts but also the nonlinear coefficient, 1 0.8 0.4 0.1
PO = + + +
as previously discussed. Moreover, the nonlinear coefficients +0 +1 +2 +3
are variable. The traditional closed-loop control method, such 0.1 0.4 0.8 1
NO = + + +
as proportional-integral-derivative control, will have difficul- −3 −2 −1 −0
ties in realizing polarization voltage control. To resolve the 0.2 0.7 1.0 0.7
NS = + + +
given issue, a fuzzy-control algorithm [21]–[24] is deployed −4 −3 −2 −1
1.0 0.6 0.1
to control the charge polarization voltage, aiming to regulate NB = + + .
the charge current. By establishing the polarization voltage −5 −4 −3
error (ErrUp ) universe and its change rate (∂ErrUp /∂soc) Similarly, the change rate of the polarization voltage error
universe based on the fuzzy-control method, the closed-loop (∂ErrVp /∂soc) can be divided into different levels shown in
control system is designed to find the corresponding relation Table V.
between the polarization voltage and the output charge current. The degree of membership for every level can be described
This aims to achieve the charge current adjustment with the as follows:
polarization voltage tracking control for the target, realizing ∼ ∼ ∼
1.0 1 1.0
constant polarization charging control of the battery. The fuzzy- PB = O= NB = .
control logic diagram is shown in Fig. 10. +2 0 −2
As shown in Fig. 10, the system output is charging current The output current step frequency regulation method is used
IC, and the control input is polarization voltage UPG . The according to the hysteresis of the polarization voltage. Take the
feedback function from IC to UPG is known, and the concrete minimum sampling rate of the SOC as the basic time control
transfer function from UPG to IC cannot be obtained, which unit (dsoc), the variations of the output current (ΔI) were
needs to be controlled by fuzzy logic. The polarization voltage quantitatively divided into five levels based on the definition
error between the target value and the feedback value and its of the fuzzy set value range, which is shown in Table VI.
change rate with SOC are considered as the input variables n/m dsoc represents that the incremental of the charging
of the fuzzy logic control. Then, output current IC can be ac- current is n A after m SOC sampling.
quired based on the fuzzy rules. Feedback polarization voltage The charging current will be decreased to lower the value of
VPF can be estimated based on the SOC, OCV, and charge the polarization voltage when ErrUp or ∂ErrUp /∂soc is high,
current. and vice versa. The change frequency of the charge current also
Based on the basic principle, the polarization voltage error needs to be increased when ErrUp or ∂ErrUp /∂soc is very
(ErrVp ) can be divided into levels shown in Table IV. high, and vice versa. The specific control logic is shown in
The polarization voltage errors can be classified into five lev- Table VII. The charge current can be adaptively regulated by
els, namely, positive big (PB), positive small (PS), positive zero controlling the polarization voltage.

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JIANG et al.: CHARGING METHOD FOR Li-ION BATTERIES USING A FUZZY-CONTROL APPROACH 3007

TABLE VIII
C OMPARISONS OF THE BATTERY C HARGED AT C ONSTANT
P OLARIZATION M ODE AND CC–CV M ODE

Fig. 11. Battery charging curve at constant polarization control mode.

Fig. 13. Comparisons of capacity degradation at different charging modes.


Fig. 12. Comparisons of battery OCV and terminal voltage variation under
constant polarization charging mode.
capacity is increasing with the chemical reaction carried out and
Li-ion embedded carbon at polarization voltage tracking control
IV. R ESULTS AND D ISCUSSION mode. Polarization, however, does not increase during charge,
The battery was charged with a constant polarization charg- that is, the battery arrives at a new chemical equilibrium,
ing method based on the proposed control logic (maximum- and the charging curve is going up uniformly following the
current selection method: IMax = 1 C, UPG = 30 mV). During OCV − SOC curve in parallel, the battery terminal voltage
the process of constant polarization charging mode, the polar- rise corresponds to the energy increase only.
ization voltage can be maintained constant by adjusting the To validate the charge performance with the proposed charg-
charging current after the initial polarization voltage is set to ing method, three experiments were performed in this study.
a certain value. It is suggested that the difference of the battery In the first experiment, sample cell 1 was first charged with
terminal voltage removed ohmic voltage, and the OCV is kept the proposed constant polarization method until charged 100%
constant. The battery charging curve is shown in Fig. 11. It is of the capacity, in which the control value of the polarization
found in Fig. 11 that the charging current remarkably fluctuates voltage is 30 mV, and was then discharged at the current of
at the initial charge stage (charge time ranging from 0 to 500 s), 0.3 C until the battery terminal voltage dropped to 3.0 V,
has less fluctuation at the middle stage of charging (500– repeating the experiment for 100 cycles. In the second and third
3500 s), and rapidly decreases at the end of charging experiments, cells 2 and 3 were charged with the widely used
(3500–4500 s). The regulation speed of the charge current is CC–CV charging method, and the constant currents were 0.3
closely related to the polarization voltage gradient with SOC and 1 C, respectively. Then, the sample cells were discharged
inferred from the determinants of the output control. The chang- with the same method as the first experiment, also repeating the
ing frequency of the charge current is high both at initial charg- two experiments for 100 charge–discharge cycles. All of the
ing and at the end of charging because the polarization voltage experiments were done at room temperature. The performance
amplitude and its gradient with SOC are high at both ends. In comparison of three charging modes is shown in Table VIII.
addition, it is shown in Fig. 11 that the current rapidly decreases As shown in Table VIII, all the charging modes can fully
at 400 s. This is because the polarization voltage estimation charge the battery, of which temperature rise is lowest by mode
error is generated, which is caused by the OCV − SOC curve II; the charging time is, however, significantly increased in this
fitting error, and it rapidly changes at the beginning of charging, mode. Mode III reduced the charging time remarkably, but it
which results in the control error. The overshoot occurred has a higher temperature rise. Fig. 13 shows the comparison of
because of the hysteresis properties of the fuzzy control, which capacity degradation at three charging modes. In Fig. 13, it can
causes the charge current increases at the beginning and then be found that the charge life is significantly decreased when the
the rapid decrease around 400 s. Fig. 12 shows that the charge constant current is going up to 1 C. From Table VIII, it is also

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3008 IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 62, NO. 7, SEPTEMBER 2013

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Mar. 2002. Jiuchun Jiang (M’76) was born in Jilin Province,
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Jun. 2008. tem automation from Northern Jiaotong University,
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charging,” in Proc. IEEE ICPESA, Nov. 2006, pp. 205–208. technology.
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JIANG et al.: CHARGING METHOD FOR Li-ION BATTERIES USING A FUZZY-CONTROL APPROACH 3009

Caiping Zhang was born in Henan Province, China. Weige Zhang was born in Gansu Province, China.
She received the B.S. degree in vehicular engineering He received the B.S. and M.S. degrees in electri-
from Henan University of Science and Technology, cal engineering from Northern Jiaotong University,
Luoyang, China, in 2004 and the Ph.D. degree in Beijing, China, in 1993 and 1997, respectively. He
vehicle engineering from Beijing Institute of Tech- is currently working toward the Ph.D. degree with
nology, Beijing, China, in 2010. Beijing Jiaotong University.
From 2010 to 2012, she was a Postdoctoral Fellow From 1993 to 1994, he was an Engineer with the
with Beijing Jiaotong University, where she is cur- Hohhot Railway Bureau. He is currently an Asso-
rently a Lecturer. Her main research interests include ciate Professor with the School of Electrical Engi-
battery modeling, states estimation, battery second- neering, Beijing Jiaotong University. His research
use technology, and battery energy storage systems. interests include battery pack application technology,
power electronics, and intelligent distribution system.

Jiapeng Wen was born in Liaoning Province, China.


He received the B.S. and Ph.D. degrees in electrical Suleiman M. Sharkh was born in Palestine. He
engineering from the School of Electrical Engineer- received the B.E. and Ph.D. degrees from the Uni-
ing, Beijing Jiaotong University, Beijing, China, in versity of Southampton, Southampton, U.K., in 1990
2005 and 2012, respectively. and 1994, respectively.
From 2004 to 2012, he did research on battery He is a Senior Lecturer in control engineering,
applications in an electrical vehicle, energy storage electric machines, power electronics, and electrical
systems, and so on. During his Ph.D. studies, he systems with the University of Southampton. His
studied the lithium-ion power battery optimization main research interests include high-performance
charging theory for pure electric vehicles. His main electrical machines and power electronics, electric
research interests include battery modeling, states marine thrusters, control systems, electric vehicles,
estimation, battery second-use technology, and battery energy storage systems. and energy storage/battery technology.

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