DOI: 10.1017/S0031819100007178, Published online: 25 February 2009
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Professor W. T. Stace (1949). The Parmenidean Dogma. Philosophy, 24, pp 195-204 doi:10.1017/S0031819100007178
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PHILOSOPHY THE JOURNAL OF THE ROYAL INSTITUTE OF PHILOSOPHY
VOL. XXIV. No. go JULY 1949
THE PARMENIDEAN DOGMA
PROFESSOR W. T. STACE
BY the Parmenidean dogma I mean the proposition that "something
cannot come put of nothing." If you like to add the other half of the common statement it is that "something cannot become nothing." But in this paper I shall be thinking mainly of the first proposition. I call it the Parmenidean dogma because, although it may have been implicit in much human thought before Parmenides, it was he, so far as I know, who first made it explicit in the form of an abstract metaphysical proposition. Doubtless it originated in some such common experience as that you cannot get a rabbit out of an empty top-hat, or, since there were no top-hats in the days of Parmenides, whatever experience corre- sponded thereto. You cannot get blood out of a stone, you cannot take the breeches off a highlander, you cannot take money out of an empty wallet, all these common experiences seem to illustrate the principle. If anything appears suddenly on the scene, apparently from nowhere, you ask: where did it come from? It must have been somewhere all the time. It couldn't have come out of nothing. Just as the common experiences of stones which are hard and grey, or leaves which are green and soft, gave rise to the metaphysical concept of substance, so these other common experiences gave rise to the Parmenidean dogma. Thus common-sense truths are rashly erected into universal metaphysical principles of all being. They harden into dogmas. They solidify into prejudices so deep that in a little while men say that anything which contradicts them is "inconceivable." They then become fetters on the human mind prohibiting its advance, till someone breaks through. This was the history of Euclidean geometry, as everyone now knows. It was "inconceivable" that two straight lines should enclose a space, till it was found in Riemannian geometry that they do. 195 PHILOSOPHY First, I should like to illustrate the way in which the Parmenidean" dogma has moulded all European thought,fromthe time of its author down to the present day. There is scarcely a branch of our common thinking, or of science, or of philosophy which does not show its influence. I think that a complete history of the idea, showing how it has interwoven itself with our culture, fashioned and determined our entire attitude to the world, would be a fascinating project. Of course, I cannot undertake anything of that sort here. I will briefly note only a few of-its most obvious ramifications. To begin at the beginning. Everyone knows how Parmenides himself used it, namely, to deny the existence of becoming. Change always involves the arising of something new, something which wasn't there before, something therefore which has come out of nothing. If an object changes from green to red, then the red has come from nowhere, and the green has disappeared into non-existence. And as this contradicts the dogma it cannot have happened. It seems to a modern mind a simple reflection that as a matter of fact things do change colour, and that therefore, if this contradicts the dogma, there must be something wrong with the dogma. But this did not occur to Parmenides, nor apparently to Mr. Bradley who uses essentially the same argument to prove that change is unreal. After Parmenides, everyone knows that his principle determined the course of subsequent pre-Socratic philosophy, Empedocles, Anaxagoras, the Atomists. I will pass over that. The next high light is Aristotle. Everyone knows about that, too. But it is worth a moment's reflection. Aristotle, as we know, believed he had "solved", the problem of change—a problem artificially created by the dogma and otherwise non-existent—by inventing the categories of potenti- ality and actuality. The rabbit was, by means of these categories, successfully produced out of the top-hat. This was very awkward because we had just looked into the top-hat and seen that the rabbit was not there. There is only one solution. The rabbit was in the hat all the time. But it wasn't an actual rabbit. It was a potential rabbit. That is why we couldn't see it when we looked. Potential rabbits are invisible. In the same way chickens are able to come out of eggs because they were there all the time, potentially; and oak trees are able to come out of acorns because they were there all the time, potentially. You may examine eggs and acorns with the most powerful microscopes, including electron microscopes, and never find chickens or oak trees inside them. But this again is because potential chickens and oak trees are invisible. We need only reflect on the enormous influence exercised by Aristotle's concept of potentiality on subsequent thought, in Aquinas, through the Middle Ages, and down to the present day, to 196 THE PARMENIDEAN DOGMA see how the Parmenidean dogma has fashioned philosophy. It was Parmenides who was responsible for potentiality. Let us glance now at the influence of the dogma in science. Clearly it produced the scientific maxims of the conservation of matter and the conservation of energy. These ideas are not empirical generaliza- tions. They are simply a priori deductions from the dogma. It is true that no one has ever seen a piece of matter created or annihilated. So that the conservation of matter has the basis in experience that it agrees with common observation. It agrees with our observations on rabbits and the breeches of highlanders. This, as I said before, was what must have suggested the dogma in the first place. But it is plain that these observations are an entirely insufficient basis on which to found a universal principle about the nature of matter throughout the universe. It is plain that scientists supposed that matter could neither be created nor destroyed because they supposed it inconceivable that something could come out of nothing or go into nothing. The same is true of the conservation of energy with one extremely important difference. In this case the principle is not in the least supported by common observation. On the contrary it is flatly contradicted by our experience. If you throw a stone up on to a roof, and it lodges there, you see kinetic energy completely disappearing out of the world, disappearing into nothing. It was "there"—to use the vulgar expression—when the stone was in motion on its upward journey. It ceased to exist when the stone came to rest on the roof, If a week later the wind blows the stone off the roof and it falls to the ground energy appears again, out of nothing. Oddly enough, it is the same quantity of energy which existed when the stone was on its upward journey. What happened to the energy during the week's interval? If you consult experience, observation, the answer is that it had gone out of existence altogether. But this does not square with dogma. Therefore the scientist invented the fiction of potential energy—Aristotle's Parmenidean concept—to make it square. Not only is this concept supported by no evidence whatsoever, but it is in this case even flatly self-contradictory. For potential energy simply means energy which is not now energizing. It is non-energetic energy. In recent physics the separate principles of the conservation of matter and the conservation of energy have apparently disappeared —because it is now said that matter turns into energy and energy into matter. But still following the Parmenidean dogma, they have been replaced by the single principle of the conservation of matter- energy. The dogma also appears to be responsible for a conception which is universal alike in our common-sense thinking, our science, and our philosophy. This is the concept of form and matter. We suppose 197 PHILOSOPHY that two quite different things are really, in spite of their difference, the same thing, because one is a different form of the other or because they are both forms of something underlying. Another variant of the •[ same idea is the notion of "aspects." There are supposed to be different aspects of the same thing. An empiricist, though he may admit that such ways of talking are convenient, cannot admit that they possess truth. For if you say that A and B are two forms of one thing, then either this one thing is an underlying substratum which is unempirical; or you must mean that the one thing is A itself or B itself. But if you say that A is a form of something which is by hypothesis different from it, namely B, you are talking nonsense. Red, for instance, cannot be a form of green. Yet we use this category of form everywhere. Diamond and charcoal, palpably different things, are said to be forms of carbon. Heat, light, and electricity are said to be different forms of energy. How, we may ask, is this the result of the Parmenidean dogma? It is so for the following reason. Empirically what is observed in the cases just mentioned is this. The charcoal disappears into nothing, and the diamond appears from nowhere. The heat disappears out of existence, and the light Comes out of nothing. The fact that equi- valences can be set up, so that if heat is replaced by light, the light can be again replaced by the original amount of heat, in no way affects this. That is simply part of the. regularity and orderliness in the changes of the world. But these observed facts contradict the Parmenidean dogma. Therefore we say that the heat has never gone out of existence, it has existed all the time, but in another form. The category of form in this case does the same work as the category of potentiality in the case of the stone thrown up to the roof. And the one is as much a fiction as the other. And both fictions have been developed in our culture in order to square observed facts with the Parmenidean dogma. To turn back now from science to philosophy we may briefly note a few of the other major influences of the dogma. First, it is the basis of the view, widely held by various philosophers in different times and countries, that a cause and its effect are identical. We may call this the identity theory of causation. Since, if all effects were com- pletely and literally identical with their causes, there would be no such thing as change in the world—a result which would be much appreciated by Parmenides, but which most of us cannot accept— the identity theorists have to say that the effect is only another "form" of the cause. The Parmenidean origin of the identity theory thus reveals itself at once. It is supposed that the effect must be identical with the cause because otherwise we shall have to admit that something has come to exist in the effect which was not in existence before, i.e. that something has come out of nothing. 198 THE PARMENIDEAN DOGMA A less radical variant of the same theory is that cause and effect, though they may not be identical, must at least be alike. This is flatly contradicted by experience since, for example, lightning is almost totally unlike its effect, thunder, one, being a visual and the other an auditory phenomenon. Of course, the theory cannot be made even clear in view of the fact that resemblance is a matter of degree, so that it is impossible for the theory to say how much resemblance between cause and effect is required. Probably every- thing in the universe resembles everything else in some of its charac- teristics, however much it may be unlike them in others. This theory, clearly an offshoot of the Parmenidean dogma, is at the bottom of the baseless objection to Cartesian dualism, that it is "inconceivable" that mind and matter, one spatial, the other non- spatial, could influence one another. Why not? Evidently because they are, on Descartes' account, so very unlike. Thus we see that Parmenides has a finger even in the pie of the body-mind problem. Another variant of the influence of the dogma on theories of causation is Descartes' statement that an effect cannot contain more "reality" than was contained in its cause. Descartes' question, "For whence could the effect derive its reality, if not from its cause ?" is the old question, where did the rabbit come from? This brings me to the last example I have time to discuss. This is an idea which is, so far as I can see, one of the main props of what is known as absolute idealism. The idea is that the higher cannot come out of the lower. Spiritual values, such as beauty and goodness, cannot come out of nothing, and thfe would be involved if they came out of what is lower than themselves. Therefore they must have always been in existence. They must be eternal. Indeed, on the Parmenidean view everything must be eternal, since nothing can ever come into existence. This is in fact the theory of absolute idealism, since it holds that if anything does come into existence it cannot be real, but is only an appearance. From this point of view absolute idealism is in all its expanse nothing but a vast elaboration of the Parmenidean dogma. But I was talking about its special theory of value. And I return to that. Beauty or goodness may appear to arise out of something lower than themselves. But this is im- possible. There must therefore be an eternal and timeless source of values. This, of course, is the Absolute. You point out that all this contradicts plain facts. Does not the beauty of the rose arise out of the dirt at its roots? Indeed, if you add dung, which from a value point of view is even more con- temptible than plain dirt, the beauty of the rose enormously increases. The facts of evolution, too, contradict the statement that the higher cannot come out of the lower. For although I am aware that it is not part of the scientific theory of evolution that man is higher 199 PHILOSOPHY than an amoeba; and though I am also aware that it is extremely difficult to say exactly what we mean by such terms as higher and lower; yet in spite of this I think we must hold that a man is in some sense higher than an amoeba. Again, are not geniuses notoriously often the children of comparatively ordinary parents? To all this the idealist answer is that the pre-existent values in the Absolute are invisible like the potential rabbit. For this is what is meant by saying they are transcendental. Transcendental means not phenomenal; and not phenomenal means not visible. Of course, if you give up the Parmenidean dogma, the whole of this cloud-land of reveries disappears into thin air. It is now time to look at the dogma itself and see what is to be said about it. Those who maintain it must hold either that it is an empirical generalization or that it is a necessary truth. In spite of the fact that experience, the common experiences with rabbits and bighlanders' breeches, must have originally suggested it, it cannot possibly be an empirical generalization. For as we have seen, observed facts con- tradict it right and left. Therefore it must be a necessary truth, if it is a truth at all. And I think as a matter of fact it has always been so regarded by its supporters. Parmenides himself must have thought this, since he used it to contradict experience. This is an interesting reflection. For it shows that an idea, even before it has ever been stated in an abstract form by a philosopher, may already have hardened in men's minds into a prejudice so deeply rooted that the philosopher, when he lights upon it, supposes that the opposite of it is "inconceivable," and so mistakes it for an a priori proposition. Descartes too evidently regarded his form of it as an a priori truth which he could therefore take into his system as an axiom. And I remember to have been astonished to hear a well- known philosopher in a public lecture at Princeton say without a blush that to suppose that something could come out of nothing would be a logical self-contradiction, i.e. that the Parmenidean dogma is an analytic truth. I say "astonished," because any competent student of philosophy ought to know that Hume finally and decisively refuted the view that it is an analytic truth. This was not a mere opinion of Hume's to which another philosopher is entitled to oppose an opposite opinion. It was the definitive settlement of the question. I am not referring to Hume's famous treatment of the idea of necessary connection. I should not put his view on that question as higher than an opinion, although I happen to agree with it. The question we are discussing has nothing at all to do with necessary connection. I am referring to Section 3 of Part 3 of the Treatise entitled "Why a cause is always necessary." Hume's arguments there are entirely independent of his views on necessary connection and 200 T H E P A R M E N I D E A N DOGMA will remain valid even if we reject those views. It is true that Hume \ does not discuss the proposition "something cannot come out of nothing." What he discusses is the proposition "whatever begins to exist must have a cause of existence." I will call this the causal proposition. I cannot here discuss its exact logical relationship to the Parmenidean dogma, but will say only that if Hume's proofs are valid in regard to the one proposition they are valid in regard to the other. The relevant considerations are identical in the two cases. Hume produces several refutations of the view that the causal proposition is an analytic truth. I will reproduce only one of these. He points out that we can easily imagine—he is using the word in the strict sense of having a mental image of—we can easily imagine something coming into existence without a cause. Thus you can easily imagine a billiard ball suddenly appearing on the table here, literally beginning to be, without any cause, or if you like, coming from nowhere. In fairy tales we often do, on the invitation of the author, imagine such events. Now it is impossible to have an image of something which is self-contradictory. For instance, you cannot imagine a round square. Therefore the fact that you can imagine a . thing or event proves that it is not self-contradictory. Therefore since you can imagine a thing coming into existence without a cause, this i proves that it is not self-contradictory. Hence the causal proposition cannot be an analytic a priori truth. . Hume might have pointed out that the impossibility of imagining =? a self-contradictory thing is only a particular case of the more general j truth that you cannot have any kind of direct or immediate experi- \ ence of a self-contradictory thing. For instance, a round square could | not form a part of even a hallucinatory experience, much less of a ^ sense-experience. It is odd that Mr. Bradley did not notice this. If he had, he would not have written his book. For if it were really the i case that space, time, motion, etc.," are self-contradictory, this would | not only prove, as he thought, that they cannot be real; it would I • prove that they cannot even appear or be experienced in any way. That they are self-contradictory proves, he thinks, that they are appearances. What it would actually prove, if it were true, would be that they could not possibly be appearances, not even hallucinatory appearances. This oversight is the more odd in view of the long history of the laws of logic since the time of Aristotle. The law of contradic- tion has always been regarded as forbidding self-contradictory beings or events in the common world of existence, in what idealists call the phenomenal world, not in the world of transcendental reality. That you cannot both have your cake and eat it is a plain statement about the world of appearances, about phenomena, not about noumena. If Bradley were right in thinking that self-contradictory fc- things can exist in the world of appearance, but not in the world of 201 PHILOSOPHY reality, then it ought to be possible both to eat your cake and have it—on earth, though not apparently ki heaven. To Hume's proof I will add another of my own. When it is said that a thing is self-contradictory, this is of course elliptical. Things cannot contradict themselves or one another. Only propositions can. So when it is said that a thing is self-contradictory what is meant is that two contradicting propositions follow from the assertion of its existence. Therefore if anyone says that something is self-con- tradictory we ought always to ask him to set out the two contradict- ing propositions. It follows that, if a thing or event can be completely described without remainder in a set of propositions none of which contradicts another one, then the thing or event cannot be self- contradictory. Now suppose that a thing or event x comes into existence out of nothing, passes from non-existence to existence, at time t. This fact can be exhaustively described in only two proposi- tions, which are (i) that x did not exist before time t, and (2) that * existed after time t. These propositions do not contradict one another since they refer to different times. If it were said that x both exists and does not exist at the same time, this would be self-contradictory. But to say that it exists at one time, but not at another, contains no contradiction. Therefore x coming into existence out of nothing is not self-contradictory. This argument, can be applied to the causal proposition in the following manner. Suppose that x came into existence at time t without a cause. This can be completely described in three proposi- tions, namely, (1) that x did hot exist before time t, (2) that x existed after time t, (3) that before time t there was no event which stood in the causal relation to x. No one of these three propositions contradicts another one. Therefore the supposition is not self-contradictory. Thus it is certain that the Parmenidean dogma is not an a priori analytic truth. The only remaining possible defence of it is that it is an a priori synthetic truth. This view will not find much favour nowadays. But this is not decisive against it since current denials of a priori synthetic truths, might be mistaken. What is decisive, however, is the following. If there are any a priori synthetic proposi- tions, they must have the character of necessity which must be intuitively apparent. For instance, A. C. Ewing holds that the proposition "a surface cannot be red all over and green all over at the same time" is a synthetic a priori truth. I will not discuss whether he is right. But one can see at once that the proposition is at any rate a necessary one. It bears necessity intuitively on its face. The only question, of course, is whether it is analytic or synthetic. Thus if the Parmenidean dogma is an a priori synthetic truth, it must have the character of being intuitively necessary. But it does not. No such necessity can be perceived in it. Therefore it is not a synthetic 202 T H E P A R M E N I D E A N DOGMA a priori proposition. It is true that the necessity of an a priori proposition may not be immediately intuitable. This is the case with advanced propositions in mathematics, which are nevertheless a priori truths, though analytic. But in that case their necessity can always be shown by a series of steps the necessity of each of which is imme- diately intuitable. This means that they can be proved. Now no one has ever suggested that the Parmenidean dogma is of that kind, that it is reached or reachable by a series of demonstrable steps. Obviously the claim is that its necessity is immediately intuitable. But this is simply not the case. If anyone claims that it is, I think it is certain that his case is like that of a man who might say that the proposition "the earth is flat" has for him the character of imme- diately intuitable necessity. I do not know how to argue with such a person. But it is quite clear that what has happened is that he has mistaken a psychological feeling of certainty, such as is derived from a deep-rooted prejudice, for a logical necessity. We reach the result that the Parmenidean dogma is baseless. What then? It certainly follows that a vast amount of philosophy based on it must be rejected—I will not go over the list of such philosophies again. It does not follow that some of the ideas based on it may not be useful. Perhaps potential energy may be a useful fiction. It is necessary if the principle of conservation is to be preserved. And that principle, though it cannot claim to be an absolute truth, is doubtless a valuable methodological assumption. But in general our picture of the world will be changed—and changed evidently in the direction of a more empirical philosophy. We shall not invent hidden substances underlying the changes of things in order to preserve the things from going in and out of existence. We shall not invent a hidden mysterious energy which underlies heat, light, and electricity. We shall say that the principle that they are all "forms" of energy means only that when a given amount of motion disappears and is replaced by a given amount of heat, these are equivalents in the sense that the original amount of motion can be made by suitable means to appear again and displace the heat. Finally, it seems to me that recent physics supports the view I am taking. An electron is said to jump from one orbit to another, without traversing the intervening distance. To use an illustration of White- head's, this is as if we should say that an automobile travelling at thirty miles an hour really appears at one milestone, remains there for two minutes, disappears from that point and instantaneously reappears at the next milestone, without travelling the intervening mile, remains for two minutes at that milestone, and so throughout its course. This view of the electron traverses the Parmenidean dogma. For it is merely a matter of language whether we say that 203 PHILOSOPHY the electron which appears in the new orbit is the "same" electron which disappeared from the old orbit or whether we say that the first electron has ceased to exist and a new one has come into existence. The two statements are equivalent but employ different definitions of the word "same." Hence the statement that one electron has ceased to exist and another has been created out of nothing is true. Yet it contradicts the Parmenidean dogma. I do not think this view of the electron in modern physics could have been put forward unless physics had now tacitly given up the Parmenidean dogma. Again action at a distance must, on our view, be conceived as possible. For there is no contradiction in supposing that a cause happens here and that its effect takes place a million miles away with no intervening chain of events. It may be that it is not necessary for the physicist at present to assert that such a thing ever does take place. He may prefer to stick to his view that action at a distance does not occur. But the rejection of the Parmenidean dogma will mean that his mind is perfectly open to admit action at a distance if ever the evidence should point to it. He will not say that it is "impossible" or "inconceivable," though he may say that so far as he at present knows it does not occur. In general the moral is: anything whatever can happen—anything except round squares, two twos making five, or other self-contradic- tions. It is simply a matter of evidence. I have sometimes been asked what is the value of empiricism. Sometimes I am afraid it is used to rule out possibilities. Sometimes it appears as a narrowing influence. But its true function is to free the mind from prejudices, to free us from the bondage of supposing that our prejudices are laws of the universe. Instead of narrowing our view-point, it should open our minds and our imaginations to the possibilities of new paths and hitherto undreamed of progress in knowledge. It should strike off many ancient fetters from our minds.