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Abstract
This paper presents the results of laboratory model tests on the bearing capacity behavior of a
strip footing on a geogrid-reinforced earth slope. A wide range of boundary conditions,
including unreinforced cases, was tested by varying parameters such as geogrid length, number
of geogrid layers, vertical spacing and depth to topmost layer of geogrid. The results were then
analyzed to establish both qualitative and quantitative relationships between the bearing
capacity and the geogrid parameters. A series of finite element analyses was additionally
performed on a prototype slope to ascertain the validity of the findings from the laboratory
model tests and to supplement the results of the model tests. The results indicate that the bearing
capacity of strip footings on sloping ground can be significantly increased by the inclusion of
layers of geogrid in the ground, and that the magnitude of bearing capacity increase depends
greatly on the geogrid distribution. On the basis of the results of the laboratory model tests and
the finite element analyses, critical values of the geogrid parameters for maximum reinforcing
effect are suggested. # 2001 Elsevier Science Ltd. All rights reserved.
Keywords: Geogrid-reinforced slope; Strip footing; Bearing capacity; Laboratory model test; Finite
element analysis
1. Introduction
Over the years, the use of polymeric reinforcement such as geogrid has increased
drastically in geotechnical engineering. Among the possible applications, the use of
0266-1144/01/$ - see front matter # 2001 Elsevier Science Ltd. All rights reserved.
PII: S 0 2 6 6 - 1 1 4 4 ( 0 1 ) 0 0 0 0 9 - 7
280 C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298
foundation reinforcement to improve load bearing capacity has attracted a great deal
of attention, and there have been numerous studies on this subject, for example
Binquet and Lee (1975a,b), Akinmusuru and Akinbolade (1981), Fragaszy and
Lawton (1984), Das et al. (1994), etc. These investigations have demonstrated that
both the ultimate bearing capacity and the settlement characteristics of the
foundation can be improved by the inclusion of reinforcements in the ground.
There are many situations where footings are located on sloping fills (e.g., footings
for bridge abutments on sloping embankments). When a footing is constructed on
sloping ground, the bearing capacity of the footing may be significantly reduced,
depending on the location of the footing with respect to the slope. One of the
possible measures to improve the bearing capacity would be to reinforce the
foundation ground with layers of geogrid. In addition, the concept of a reinforced
steep slope has been implemented with great success for various applications such as
road widening and the repair of failed slopes. When a footing is constructed on a
reinforced slope, the bearing capacity of the footing would be significantly increased
by the presence of correctly placed reinforcements. To design a footing on a
reinforced slope requires a thorough understanding of both the bearing capacity
behavior of the footing and the mechanical behavior of the reinforced slope.
Most of the previous studies concerning the reinforced slope have aimed at
developing limit equilibrium-based design methods, for example Zhao (1996),
Lesniewska (1993), Mandal and Labhane (1992), Schmertmann et al. (1987),
Michalowsk (1997), Zornberg et al. (1998a,b), Sawicki and Lesniewska (1991),
Schneider and Holtz (1986), Leshchinsky and Boedeker (1990), etc. Surprisingly,
studies on the bearing capacity behavior of footings on a reinforced slope are limited.
Few studies on the bearing capacity behavior of strip footings on a reinforced slope
include works done by Selvadurai and Gnanendran (1989) and Huang et al. (1994).
Selvadurai and Gnanendran (1989), in particular, reported the results of an
experimental study of strip footings located on a geogrid-reinforced sloping fill. It
should, however, be noted that their study was mainly concentrated on the influence
of depth of a single geogrid layer on the load-settlement behavior of a footing
located near the crest of a slope. Huang et al. (1994) conducted a series of laboratory
model tests on a reinforced slope loaded with a footing, focusing on the failure
mechanism of the reinforced slope. Note that phosphor bronze strips were used as
reinforcing members in their study, whose reinforcing mechanism is not the same as
that of geogrids.
Although numerical analyses such as the finite element or finite difference analysis
have become popular in design practice, a bearing capacity determination method is
an essential part of a routine design of footings on a reinforced slope. However, no
rational method for the determination of ultimate bearing capacity of a strip footing
on a reinforced slope is available up to date, and therefore, much still remains to be
investigated. This study aimed at establishing both qualitative and quantitative
relationships between the bearing capacity and the geogrid parameters and forming a
database for future development of a rational design/analysis method. Attention was
also focused on the mechanical behavior of a reinforced slope loaded with a strip
footing such as the failure mechanism and the strain distributions in geogrid layers.
C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298 281
A series of laboratory model tests was conducted in a test box made of a steel
frame, having inside dimensions of 1.8 0.5 m in plan 1.2 m in height. The four
sidewalls of the test box were constructed using transparent Plexiglas plate for ease
of observing the failure mechanism during testing. Possible friction between the
inside walls of the test box and the artificially made ground was minimized by
attaching transparency films onto the inside walls. Note that new films were used for
each test to eliminate the possible effect of scratches. Furthermore, a rough base
condition of a 80 mm-wide model footing made of steel was achieved by attaching
sand paper at the bottom of the footing. The box was sufficiently rigid to maintain
plane strain conditions in the reinforced slope models.
All tests were conducted with an artificially made slope of 1(H):0.67(V). During
testing, the model footing was loaded using a hydraulic jack at a rate of 1.0 mm/min.
The applied footing load and the settlement were measured using a load cell and two
linear variable displacement transducers (LVDTs), respectively. In addition, a set of
vibrating wire type strain gauges were attached onto the geogrid layers for a selected
condition in order to measure strains in the geogrid layers during the loading
process. A schematic view of the test configuration with the symbols used in this
study is illustrated in Fig. 1.
The model ground was constructed using fine sand by a raining technique with a
specially designed hopper system as shown in Fig. 2. The effective size (D10),
uniformity coefficient (Cu), and coefficient of curvature (Cc) for the sand were 0.36,
1.61, and 1.1 mm, respectively. A 0.6 m-high level ground was first constructed on a
rigid foundation with the layers of geogrid placed at desired depths. The level ground
was then excavated to form a slope of 1(H):0.67(V) by using a vacuum system, which
consisted of a tube through which vacuum was applied to remove the sand beyond
the slope face. To obtain consistent soil densities and placement conditions in the
reinforced soil models, carefully controlled construction procedures were followed
during model preparation. These procedures included sand raining through air at
controlled discharge rate and discharge height to give uniform backfill densities. The
consistency of the placement density during raining was evaluated using small cans
placed at different locations in the test box. The raining technique adopted in this study
provided a uniform backfill relative density of approximately 70% with a unit weight of
16 kN/m3. A series of direct shear tests was performed to evaluate the shear strength
properties of the model ground using specimens prepared by dry tamping. The
estimated internal friction angle at the relative density of 70% was approximately 428.
A number of evenly spaced markers were placed onto the front face of the model
ground during model preparation for the purpose of facilitating visualization of the
ground movements during testing. A digital video camera set up in front of the side
wall of the test box was used for monitoring of the ground movements. Ground
movement patterns for selected stages of loading were then determined by analyzing
video images of the moving markers taken by the digital video camera during testing.
Biaxial geogrids with a tensile strength of 55 kN/m at a maximum strain of 12.5%
were used as reinforcing material for the model tests. These geogrids are interwoven
structures made of high modulus polyester yarns, covered by an additional
protective layer of PVC. The nominal thickness and the aperture size are 1.0 mm
and 20 20 mm, respectively.
A variety of boundary conditions was tested by varying the geogrid parameters
such as length (L), number (N), depth to top layer (u), and vertical spacing (h) of the
geogrid layers as listed in Table 1. Each test was repeated at least twice to achieve
some degree of confidence on the test results with a limit of repeatability
approximately 10% in the ultimate bearing capacity.
C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298 283
Table 1
Conditions tested in laboratory model tests
1.5, 3.0 1, 2, 3, 4, 5, 6, 7 2.57.5 (b/B=1.5) 0.3, 0.5, 0.75, 1.0, 1.5 0.3, 0.5, 0.75, 1.0
4.08.0 (b/B=3.0)
2.3. Limitations
The physical model adopted in this study is reduced to a certain scale and
therefore, does not correspond to prototype footing-slope systems encountered in
the field. Furthermore, since prototype geogrids were used as reinforcements in the
laboratory models, other components of the footing-slope system, especially the soil,
may not play the same role as in the prototype. It should, therefore, be noted that
such a violation of similitude requirements might produce some influence on the
experimental results both in qualitative and quantitative ways.
Table 2
Material properties used in finite element analysesa
4. Mechanical behavior
Correct identification of the location of potential failure surfaces is relevant for the
design of reinforced soil structures as it influences the required length of the
C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298 285
Fig. 4. Video images taken during testing: (a) initial setup; (b) end of test.
Fig. 5. Ground movement vector plots for model slope ðq5qult Þ: (a) unreinforced; (b) reinforced.
Fig. 6. Ground movement vector plots for model slope ðq > qult Þ: (a) unreinforced; (b) reinforced.
Fig. 7. Displacement vector plots for prototype slope ðq > qult Þ: (a) unreinforced; (b) reinforced.
for post ultimate conditions, as illustrated in Fig. 6. As seen in Fig. 6(a), the observed
failure pattern for the unreinforced case is much shallower when compared with that
for the reinforced case shown in Fig. 6(b), which exhibits a wider and deeper failure
zone. A larger failure zone for the reinforced case, which in turn means a longer
failure surface, would render a greater bearing capacity, as observed. Such a trend is
due in part to the fact that the reinforced zone acts as a composite gravity structure
with enhanced shear strength, and thus spreads the major part of the footing load
deeper into the unreinforced zone.
Failure patterns for the prototype slope are presented in Fig. 7 using the
displacement vector plots obtained from the finite element analyses. Also shown in
this figure are the critical failure surfaces obtained from limit equilibrium analysis
(LEA) based on Bishop’s method (Bishop, 1955). Note that the geogrid layout for
the reinforced case is the same as that of the laboratory model slope in Fig. 5, and
that a tensile strength of 55 kN/m for the geogrid was assumed in the limit
equilibrium analysis. As illustrated, the displacement vector plot for the reinforced
case suggests a wider and deeper failure zone than for the unreinforced case, thus
supporting the results of the model tests. Such a trend is well reflected in the results
of the limit equilibrium analyses shown in this figure, demonstrating a wider and
deeper failure zone for the reinforced case. The experimental and the finite element
C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298 287
analyses results provide sound evidence of a wider and deeper failure zone for the
reinforced case, suggesting that neglecting the effect of geogrid reinforcements on the
location of the critical failure surface is apparently an unconservative assumption
when estimating the required anchorage length, especially for the reinforcements at
large depths.
Fig. 8(a) shows typical examples of strain distributions in the geogrid layers at pre
(q=100 kPa) and post ultimate conditions for the model slope of b=B ¼ 1:5, N=3,
L/B=5.5. Also shown in this figure is the failure surface traced using the ground
movement pattern presented earlier in Fig. 6. As seen in this figure, larger strains
tend to develop at the points where the failure surface and the geogrid layers
intersect, as one might expect. Also revealed is that the strain level is quite high in the
anchorage zone, which in turn highlights the importance of providing adequate
anchorage length to ensure maximum reinforcing effect. Fig. 8(b) presents the strain
distribution for the prototype slope with the same reinforcement layout as in the
model slope. Note that the strain data were taken at the footing pressure of q=300
Fig. 8. Strain distribution of geogrid layers for b=B ¼ 1:5, N=3, L=B ¼ 5:5: (a) model slope; (b)
prototype slope.
288 C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298
Fig. 9. Evolution of maximum geogrid strain for b=B ¼ 1:5, N=3, L=B ¼ 5:5: (a) model slope;
(b) prototype slope.
kPa which is well beyond the ultimate bearing capacity of the unreinforced prototype
slope of qult=240 kPa obtained from the finite element analysis. As seen, the general
pattern of the strain distribution appears to be in good agreement with that of the
model slope but with much larger strain level. The strain distributions both from the
model test and the finite element analysis clearly demonstrate the deep footing effect
provided by the geogrid reinforcements as larger strains tend to develop at the
bottom layer. Furthermore, it is of interest to note that the results of the model test
as well as the finite element analysis reveal that the strain level of the geogrids within
the zone between the slope face and the slope line drawn from the footing edge is
negligibly small. The effect of extent of geogrids beyond the slope line on the footing
performance is discussed further in a later section.
Fig. 9 illustrates the evolution of maximum strain for each geogrid layer at points
under the footing as the footing load is increased, for both the model and the
prototype slopes. For the model slope in Fig. 9(a), in the early part of loading,
larger strains are developed in the topmost geogrid layer. As the footing load
increases, however, the strain increase rate for the topmost layer decreases while that
for the bottom layer shows an accelerating trend. Upon reaching the ultimate
condition, the maximum strain of the bottom layer exceeds that of the topmost
layer. Of particular interest to note is that the strain level of the middle layer is
much lower than those of the top and bottom layers throughout the entire loading
process. Although the results of the finite element analysis for the prototype slope
shown in Fig. 9(b) do not provide exactly the same trend, the trend of larger strain
level at the bottom layer agrees well with that of the model slope. This trend is,
again, due to a combined effect of a load sharing mechanism between the soil and the
reinforcement layers as well as the deep footing effect that transfers a part of footing
load deeper into the reinforced zone. A similar trend was reported by Huang et al.
(1994).
C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298 289
The ultimate bearing capacity values for the model and the prototype slopes were
determined using the footing pressure–settlement (q–d) relationships. The bearing
capacity behavior was then investigated using the normalized ultimate bearing
capacity ratio (UBCR=qr/qur), where qr and qur are the ultimate bearing capacity
values for the reinforced and the unreinforced cases, respectively. Note that when
determining the ultimate bearing capacities using the q–d curves from the finite
element analyses, a footing pressure producing a footing settlement of 10% of the
footing width (i.e., 0.1B) at the footing center was taken as the ultimate bearing
capacity. Such a criterion was adopted, since the q–d curves from the finite element
analyses did not exhibit a definite failure point.
Fig. 10. Variations of q–d relationship with geogrid parameters for model slope: (a) L=B; (b) N; (c) u/B;
(d) h/B.
Fig. 11. Variations of q–d relationship with geogrid parameters for prototype slope: (a) L=B; (b) d/B.
Fig. 12. Effect of geogrid layout on q–d relationship for model slope.
may not be as significant. Such a trend is supported by the results of a series of finite
element analyses on the prototype slope shown in Fig. 13. Note that Fig. 13
illustrates the manner in which the footing pressure–settlement relationship is
influenced by the extent of geogrid layers into the slope face, a=B, for a slope
reinforced with three layers of geogrid. In this series of analyses, three different cases
with different geogrid embedment lengths a=B were considered. As seen, the q–d
curves collapse onto a single curve regardless of a=B as long as a=B > 0. It can
therefore be inferred from the results of the model tests and the finite element
analyses that for an optimum design in terms of ultimate bearing capacity, the
292 C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298
geogrid reinforcements can be truncated at the slope line with a proper embedment
length provided beyond the potential critical failure surface.
Fig. 14. Effects of L/B and d/B on UBCR for model slope: (a) L/B; (b) d/B.
Fig. 15. Effects of u/B and h/B on UBCR for model slope: (a) u/B; (b) h/B.
L=B at its critical value of ðL=BÞcr ¼ 5:5. Fig. 15(a) shows the variation of UBCR
with u=B for the cases of N=1, 2, and 3 with h=B ¼ 0:75. Also included in this figure
are the results for the case with b=B ¼ 3:0 and N=1 as well as those reported by
Selvadurai and Gnanendran (1989) for the case of N=1. Note that a flatter slope of
1(H):0.5(V) constructed by a compaction technique was used by Selvadurai and
Gnanendran (1989) as opposed to the slope of 1(H):0.67(V) constructed by a raining
technique used in this study.
As shown in Fig. 15(a), it is evident that for a given N, there is an optimum value
of u=B for which maximum benefit of the geogrid reinforcements is derived. Note
that each curve follows the shape of a compaction curve, and that the variation of
294 C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298
these curves with N resembles that of the compaction curve with compaction energy.
For a single geogrid layer (i.e., N=1), UBCR increases with u=B up to
approximately a maximum value of 1.0B and decreases thereafter, indicating
ðu=BÞcr ¼ 1:0. The ðu=BÞcr value, however, tends to decrease with increasing the
number of geogrid layers showing ðu=BÞcr ¼ 0:8 and 0.5, for N=2 and 3,
respectively. A similar trend was observed for level sand ground by Das et al.
(1994), reporting ðu=BÞcr of approximately 0.3 for N=6. Such a trend can be
explained as follows. When the top geogrid layer is placed too close to the footing,
the reinforcing effect of the geogrid cannot be fully mobilized due to the lack of
confinement. For an opposite case, on the other hand, the unreinforced zone directly
below the footing becomes thicker and as a result, a shear failure of the unreinforced
zone is likely, thus decreasing the load-bearing capacity. The location of the topmost
layer u=B should be selected with great care, especially for a single reinforcement, as
it significantly influences the ultimate bearing capacity of the footing on sloping
ground.
Further inspection of Fig. 15(a) reveals that the manner in which UBCR varies
with u=B reported by Selvadurai and Gnanendran (1989) is similar to that obtained
from the present investigation, showing a critical value of ðu=BÞcr ¼ 0:7. Note
however that for a given u=B, UBCR from Selvadurai and Gnanendran (1989) is
much smaller than that from this study, especially at large depths of u=B. Although
possible reasons for such discrepancies are not immediately clear, the differences in
the slope geometry and the ground condition may be responsible. With more
aggressive slope geometry (i.e., when the effect of slope is greater), the degree of
which the geogrid enhances the ultimate bearing capacity would be greater, thus
resulting in a larger UBCR as observed in Fig. 15(a). Another trend of particular
importance to note in this figure is that for a given condition, the ultimate bearing
capacity ratio UBCR for b=B ¼ 1:5 is somewhat greater than b=B ¼ 3:0, implying
that the degree of ultimate bearing capacity increase is greater for b=B ¼ 1:5 than for
b=B ¼ 3:0. On the basis of the results presented in this figure, more beneficial effect
of reinforcements can be expected when the effect of slope on the footing
performance is greater.
The effect of h=B on UBCR for b=B ¼ 1:5 is illustrated in Fig. 15(b) for the cases
reinforced with two and three layers of geogrid. Note that the depth to topmost layer
and the length of geogrid layers were fixed at u=B ¼ 0:3 and L=B ¼ 5:5 while varying
h=B. As noticed, the trend is similar to that for u=B. The critical value of h=B,
however, appears to be nearly constant regardless of the number of geogrid layers N,
showing approximately ðh=BÞcr ¼ 0:7.
the laboratory model tests, an additional parametric study was carried out using the
finite element model.
Figs. 16 and 17 present the variations of UBCR with the geogrid parameters for
the prototype slope using the results of the finite element analyses. As illustrated,
although the ultimate bearing capacity ratio UBCR for a given geogrid parameter
appears to be much smaller than that for the model slope, the general trends of the
manner in which UBCR varies with the geogrid parameters are in good agreement
with those from the model tests. Again, the UBCR values for b=B ¼ 1:5 are
consistently greater than those for b=B ¼ 3:0 as observed in the results for the model
Fig. 16. Effects of L/B and d/B on UBCR for prototype slope: (a) L/B; (b) d/B.
Fig. 17. Effects of u/B and h/B on UBCR for prototype slope: (a) u/B; (b) h/B.
296 C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298
Table 3
Critical values of geogrid parameters
b/B=1.5 b/B=3.0
6. Conclusions
The bearing capacity behavior of a strip footing on a reinforced soil slope was
investigated using laboratory model tests as well as finite element analyses. A wide
range of boundary conditions was considered by varying the geogrid parameters.
Based on the results of the present investigation, both qualitative and quantitative
relationships are established between the bearing capacity of a surface strip footing
on the reinforced soil slope and the geogrid layout. Within the framework of the
present investigation, the following conclusions can be drawn:
1. For the reinforced slope loaded with a footing, the failure zone tends to become
wider and deeper than that for the unreinforced slope. Neglecting such a trend
may lead to an unconservative estimation of the required anchorage length of
geogrid reinforcements, especially for those at large depths.
2. The bearing capacity of a footing situated on the crest of sloping ground can be
significantly increased by the inclusion of the layers of geogrid as in the level
C. Yoo / Geotextiles and Geomembranes 19 (2001) 279–298 297
ground. The degree of bearing capacity increase depends not only on the geogrid
layout but also on the location of the footing with respect to the slope face.
3. Significant benefit of geogrid reinforcements in terms of footing performance can
be derived by the inclusion of short geogrid layers directly below the footing. For
an optimum foundation design, the geogrid layers can be terminated at the slope
line drawn parallel to the slope face from the footing edge near the slope face,
provided an adequate anchorage length for each geogrid layer.
4. For a single geogrid reinforcement, the depth of the geogrid layer should be
selected with great care as it significantly influences the bearing capacity of the
footing. More beneficial effect of the geogrid reinforcement can be derived when
placed at a depth equivalent to the footing width below the footing base than at
shallower depths.
5. There exit critical values of the geogrid parameters for which maximum
reinforcing effect can be established. These values appear to be independent of
the footing location with respect to the slope face, except (L/B)cr, and the geogrid
axial stiffness.
6. The effect of geogrid reinforcements on the footing performance is more
effectively mobilized under more aggressive slope environments. Full benefit of
the geogrid stiffness can be achieved when the geogrid layers are arranged so as to
maximize the reinforcing effect.
7. A close agreement between the experimental and the numerical results on the
critical values of the geogrid parameters is sufficiently encouraging to warrant
their extension to practical situations at least within the conditions investigated.
Nevertheless, further study is required to ascertain the validity of the findings in
this study using either full-scale model tests or at least larger physical model tests.
Acknowledgements
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